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Copyright© 2011 Underwriters Laboratories Inc. All rights reserved Copyright© 2011 Underwriters Laboratories Inc. All rights reserved.
STUDY OF AGING EFFECTS ON
SAFETY OF
18650-TYPE LICOOX CELLS
J. Thomas Chapin
Alvin Wu
Carl Wang
Corporate Research
Underwriters Laboratories Inc.
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
OUTLINE
Introduction
Literature Overview
Study of Aging Effects on LiB Safety
• Electrochemistry properties of the cell
• Thermal stability
• Others
Summary
2
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
ROOT CAUSES OF LiB SAFETY ISSUES
Construction Integrity
Material Properties
Safety Function Design
Uniformity of Product Quality
Contamination
Production Line Testing
Out-going Quality Control
Mechanical Abuse Electrical Abuse Environmental Condition
User Behaviors Aging Effects
The Safety Performance of a Lithium Ion
Battery could change over time !
3
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
AGING EFFECT SHOULD NOT BE IGNORED
• Most product defects can be detected by
safety testing, production line testing and QC
screening
• Many battery incidents occur after the battery
was in use for some time, even under normal
(anticipated) conditions.
4
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
AGING EFFECTS ON LIB SAFETY
Mechanical Integrity
Lithium Plating & Dendrite Formation
Source: Presentation Prof. T. Takamura “Carbon Material in Power Sources”. June 2005, ZSW Ulm
Observed by SEM and conventional optical microscopy
Source: O. Crowther et al.,
J. of The Electrochemical
Society, 155 (11) A806-
A811 (2008)
Source: M. Rosso et al., Electrochimica Acta
51 (2006) 5334-5340
Observed by a Carl Seiss Stemi 2000-C optical microscope
equipped with a Pix-eLink 623-C digital camera
5
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
HYPOTHESIS OF AGING EFFECTS
Attribute of Cell Fresh Cell Aged Cell
Mechanical Integrity Better Getting Worse
Activity of Material(s)/Component(s) More active Less active
Dendrite Formation & Lithium Plating Not an issue Potential concern
Thermal Stability of Material(s)/Component(s) Good Could be worse
Polarization Effect Less concern Potential concern
Risk of Electrolyte Leakage No Yes
Tolerance to Thermal Abusive Conditions Good Could be worse
Material
Degradation
(Construction
Integrity)
Lithium
Plating
Dendrite
Formation
Passivation
Capacity
Fading SEI
Degradation
6
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
HYPOTHESIS OF AGING EFFECTS TO BATTERY FAILURES
Path I
Path II?
Path III?
Likelihood
Severi
ty
Understand the Mechanism of Aging can help to understand the
Battery Safety Behavior
7
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
STUDY OF LIB AGING EFFECT(S)
Literature &Database
Correlation of
Aging and
Safety
Abnormal test
· IIISC
· Hot box
· Overcharge
· Vibration
Batteries
(18650 type cell)
Battery aging
· 25, 45 oC
· 50, 100, 200, 350, 500 cycles
Material analysis
· SEM/EDX
· XRD
· Raman
· DSC
· XPS
· FTIR
· Pyrolysis GC/MS
Non-
destructive
analysis
· EIS
· CT-scan
8
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
EXPERIMENTAL Technique Purpose
Material Analysis
SEM To observe the change of morphology of electrode surface, such as particle
size, distribution of active material, binder, conductive carbon, coating layer, thickness and etc.
EDX To analyze the elements of battery materials (electrodes, separator) to obtain the composition change of battery materials
XRD Observe the crystal structural change of electrode
FTIR Analysis the surface chemistry, mainly SEI layer, of electrode
DSC Evaluate the change of thermal stability of the electrode materials
Raman Observe the structural change of electrode material
XPS Analyze the surface chemistry, mainly SEI layer, of electrode
Pyrolysis
GC/MS
Analyze the thermal decomposition mechanism for active materials
Non-
destructive Test
EIS Analyze the internal resistance change CT-Scan Investigate the internal physical structure, such as valve, electrode packing and
alignment
Abnormal Test
IIISC Evaluate the battery behaviors when localized internal short circuit occurs.
Vibration Evaluate the battery behaviors change upon vibration after charging/discharging
cycles Hot box Evaluate thermal stability of battery with temperature
Overcharge Evaluate the battery behavior under overcharging condition
9
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
TEST SAMPLE – 18650 2800MAH CELL
Cathode: LiCoO2
(Particle Size~10µm)
Anode: Graphite (Particle
Size~10µm)
with Al2O3 coating
(Particle Size~1µm)
Separator: Polyethylene
(Single Layer - PE)
Electrolyte: EC:DEC(Volume
ratio1:6.2) with LiPF6
10
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
CAPACITY FADING & EIS
2.75
3.25
3.75
4.25
0.00 2,000.00
Cell V
olt
ag
e,
V
Time, sec
45-C Aged Cell (200 Cycles)
Fresh Sample
IR Drop at starting point
Polarization
Effect
Sample aged at 45oC ambient
0
0.005
0.01
0.015
0.02
0.025
0.03
0 0.05 0.1 0.15 0.2
Zim
(O
hm
s)
Zre (Ohms)
Fresh
50 Cycles
150 Cycles
250 Cycles
2.00
2.10
2.20
2.30
2.40
2.50
0 50 100 150 200 250
Ca
pa
cit
y, A
h
Cycle(s)
45-C Aging
25-C Aging
11
0
0.005
0.01
0.015
0.02
0.02 0.07 0.12 0.17
Zim
(O
hm
s)
Zre (Ohms)
EIS Profiles of Samples aged under different temperature
Fresh
150 Cycles (45oC)
150 Cycles (25oC)
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
OVERCHARGE TEST
12
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
ISC TRIGGERED WHILE OVERCHARGING
0
1000
2000
3000
4000
5000
Fresh Sample 25oC-100Cycles 45oC-100Cycles
Tim
e t
o t
rig
ger
ISC
, sec.
13
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
INDENTATION-INDUCED ISC (IIISC) TEST
Purpose:
• To investigate the “severity” of ISC event of the cell design
• To study how the “severity” changes on the identical cell design, but
under different aging conditions
Test Method Overview
Indenter (Crush at constant speed 0.1mm/s)
Thermocouple
applied to
sample casing
Cell Voltage
reading
sampled at
100Hz
Test Sample (100%SOC)
Test chamber
temperature
maintained at
60±2oC
14
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
IIISC TEST, CELL BEHAVIOR
Fresh Sample 100%,
Fails IIISC Test (N=3) 50 Cycle Aged Sample,
100% Fails IIISC Test
100 Cycle Aged Sample,
1 cell pass and 1 cell fail
Cell aged at 45oC
Fresh Sample, 100%
Fails IIISC Test (N=3)
50 Cycle Aged Sample,
fails IIISC Test, but in
different failure mode
(i.e.. no sustained fire )
100 Cycle Aged Sample,
1 cell pass and 1 cell fail
Cell aged at room temperature
200 Cycle Aged Sample,
1 cell pass and 1 cell fail
15
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
HOT BOX TESTING
Purpose:
• To investigate cell behavior under heating conditions.
• To study the thermal stability of cells after aging under different aging
conditions.
Test Method Overview:
• Test Sample: The test sample is charged to 4.25V using CC-CV
standard charging protocol.
• Experimental:
- Put test sample in oven with the thermal couple(s) attached
on the cell casing.
- Raise the temperature of the test sample at a rate of 5oC/min
from room ambient (ex.25oC) to 180oC. Maintain the
oven temperature at 180oC until the “final event” of the
cell. The final event is usually the thermal runaway for
LiCoO2-type cell.
- Monitor the cell voltage and cell casing temperature
while testing.
16
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
HOT BOX TESTING DATA
0
100
200
300
400
500
600
700
800
0
1
2
3
4
0 500 1000 1500 2000 2500 3000
Ce
ll T
em
pe
ratu
re,
oC
Ce
ll V
olt
ag
e, V
Test Time, sec.
Cell Voltage (Fresh Sample)
Cell Voltage (200Cycles under 45C)
Cell Temperature (Fresh Sample)
Cell Temperature (200 Cycles under 45C)
Melting of Separator, ISC occurs Venting
Thermal Runaway
1700
1800
1900
2000
2100
2200
2300
2400
2500
2600
2700
Fresh Sample 100 Cyclesunder 45C
200 Cyclesunder 45C
Tim
e t
o T
rig
ger
Ev
en
t, s
ec.
Time to Trigger ISC
Time to TriggerVenting
Time to TriggerThermal Runaway
Venting Thermal Runaway
Before Test After Test
17
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
SEM AND XRD ANALYSIS
45oC, 100 cycles
10 20 30 40 50 60 70 80
45C-100cyc
45C200cyc
45C-50cyc
Fresh
Inte
nsit
y (
a.u
.)
(006)
2 (degree)
(107)
(105)
(104)
(102)
(101)(0
03)
LiCoO2 (50-0653)
SG. R-3m
a:2.824
c:13.888
10 20 30 40 50 60 70 80 90
Inte
nsit
y (
a.u
.)
2 (degree)
Fresh
45C50cyc
45C100cyc
45C200cyc
Al2O3
Graphite
Anode Cathode
Fresh
18
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
FTIR AND RAMAN ANALYSIS
2000 1800 1600 1400 1200 1000 800 600
45oC, 100 cycles
Inte
ns
ity
(a
.u.)
Wavelength (cm-1)
Fresh
Cathode, 0% SOC
2000 1800 1600 1400 1200 1000 800
Anode, 0% SOC
45 oC, 100 cycles
Inte
ns
ity
(a
.u.)
Wavelength (cm-1)
Fresh
19
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
DSC ANALYSIS
20
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
VIBRATION TEST & CONSTRUCTION INTEGRITY
Fresh Sample 100 Cycles, 25oC 100 Cycles, 45oC 200 Cycles, 45oC
Sample 1 Sample 2 Sample 3 Sample 4 Sample 5 Sample 6 Sample 7 Sample 8
OCV/Mass OCV/Mass OCV/Mass OCV/Mass OCV/Mass OCV/Mass OCV/Mass OCV/Mass
Before 4.213/45.81 4.209/45.90 4.198/45.78 4.208/45.88 4.208/45.98 4.214/45.79 4.210/45.90 4.203/45.88
After 4.213/45.81 4.209/45.90 4.198/45.78 4.208/45.88 4.208/45.98 4.214/45.79 4.209/45.90 4.203/45.88
Before Aging After Aging (250 Cycles under 45oC)
21
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
AGING EFFECT SUMMARY
22
Hypothesis UL’s Investigation on 18650 Cell
Mechanical Integrity Getting worse on aged battery No different observed (from
vibration test and CT images)
Activity of
Material(s)/Component(s)
Aged battery become less
active
Aged battery become less
active (from IIISC test)
Dendrite Formation &
Lithium Plating
Potential issue in aged battery N/A (can not be observed
directly, and no voltage drop
observed from Vibration test)
Thermal Stability of
Material(s)/Component(s)
Aged battery becomes worse Aged battery become worse
(from DSC data)
Polarization Effect More apparent on aged battery More apparent on aged battery
(from EIS and overcharging
test)
Risk of Electrolyte Leakage More risk on aged battery No different observed (from
vibration test)
Tolerance to Thermal
Abusive Conditions
Aged battery become less
tolerant to thermal abuse
Aged battery become less
tolerant to thermal abuse (from
Hot Box test)
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
FOLLOW UP AND FURTHER STUDY
Extend the aging effect study to different material
design (ie. NMC, LPF) and different cell type (ie.
Prismatic, Pouch type)
Study the aging effects on batteries with abuse aging
conditions
Further study in Overcharging Test to single cell
Further study in Thermal Stability to the Component(s)
in single cell
23
Copyright© 2011 Underwriters Laboratories Inc. All rights reserved
ACKNOWLEDGEMENT
CR: Mahmood Tabaddor, Harry P. Jones, Michael Wu and Helena Chiang PDE: Laurie B. Florence, Alex Liang
Prof. BM Hwang, Shawn Cheng
Dr. GM Chen, Bill Chang, GL Huang
24