Internal Revenue Servi~s g - American Diabetes Associationmain.diabetes.org/dorg/PDFs/Financial/2018_IRS_Form_990... · 2019-10-15 · b Was the organization included in consolidated,

Fan„ 990 ~ Return of Organization Exempt From Income TaxI Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)

► Do not enter social security numbers on this form as it may be made public.Department of the Treasury ~ Go to www.irs. ov/Form990for instructions and the latest information.Internal Revenue Servi~s g

OMB No. 1545-0047

20

A For the 2018 calendar vear. or tax vear beainnina .and endingB Check if applicable: C Name of organization American Diabetes Association Research Foundation, 111C. D Employer identlficatlon number

Address change Doing business asNumber and street (or P.O, box if mail is not delivered to street address) Room/suite 54-1734511

Name change 2451 C St81 DI'IVe 900 E Telephone numberInitial return City or town State ZIP code 703-549-1500Flnai

Arlin ton VA 22202retumfterminated Foreign country name Foreign province/state/county Foreign postal code

Amended return G Gross receipts $ 16 442 965

Application pending F Name and address of principal officer: H(a) is this a group return for subordinates9 ~X Yes ~ No

Trace D. Brown 2451 C stal Drive SUIt2 900, Arlin tOt1, ~/A 22202 N(b) Are all subordinates Included? ~X Yes ~ No

Tax-exempt status: ❑X 501(c)(3) ❑ 501(c) ( ) t (insert no.) ~ 4947(aj(1) or ~ 527 If "No," attach a list, (see instructions)

J Website: ► www.diabetes.or /news-research H c Grou exem lion number ► 3326K Form of organization: ❑X Corporation ~ Trust ~ Association ~ Other ► L Year of formation: ~ 994 M State of legal domicile: VA

Summa1 Briefly describe the organization's mission or most significant activities: The American Diabetes Association Research ---------------------------------------------------------

Foundation, Inc. (the Foundations secures major gifts_and grants to fund diabetes-related ------------------ --------------- -----------------------------------------------------------------research._(Please see complete_mission statement in_Schedule Off _- - - - - ------------------------------------------------------------------

0 2 Check this box ► ~ if the organization discontinued its operations or disposed of more than 25% of its net assets.c~ 3 Number of voting members of the governing body (Part VI, line 1 a) . 3 16~ 4 Number of independent voting members of the governing body (Part VI, line 1 b) . 4 16°' 5 Total number of individuals employed in calendar year 2018 (Part V, line 2a) . 5 0~ 6 Total number of volunteers (estimate if necessary) . 6 304

7a Total unrelated business revenue from Part Vlll, column (C), line 12 . 7a 0b Net unrelated business taxable income from Form 990-T, line 38 . 7b 0

Prior Year Current Year35,119,963 16 438 956~, 8 Contributions and grants (Part VIII, line 1 h) .

0 09 Program service revenue (Part Vlll, line 2g) .~'c~a', 10 Investment income (Part VIII, column (A), lines 3, 4, and 7d) . 3,514 4 009

0 0~ 11 Other revenue (Part Vlli, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) .35,123,477 16,442,96512 Total revenue—add lines 8 throw h 11 must e ual Part VIII, column A , line 12 .

13 Grants and similar amounts paid (Part IX, column (A), lines 1-3) . 37,122,333 26,875,7220 014 Benefits paid to or for members (Part IX, column (A), line 4) .0 015 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10) .

= 16a Professional fundraising fees (Part IX, column (A), line 11e) . 0 0

X b Total fundraising expenses (Part IX, column (D), line 25) ► 432,418"~

____________17 Other expenses (Part IX, column (A), lines 11a-11d, 11f-24e) . 663,946 691,869

37,786,279 27,567,59118 Total expenses. Add lines 13-17 (must equal Part IX, column (A), line 25) .-2 662,802 -11,124,62619 Revenue less ex enses. Subtract line 18 from line 12 .

`o ~ Beginning of Current Year End of Year64,650 728 50,772,721v 20 Total assets (Part X, line 16) .

as 21 Total liabilities (Part X, line 26) . 26,897,799 23,510 54837,752,929 27,262 173Z~ 22 Net assets or fund balances. Subtract line 21 from line 20

Si nature BlockUnder penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledgeand belief, it is true, correct, and corn lete. Declaration of pre arer of r than officer is based on all information of which pre arer has any knowledge._,n F r ,; aSignHere

Signature of o~cer Date

' Charlotte M Carter Chief Financial OfficerType or print name and title

Printlfype preparer's name Preparers signatur , ,. Date PTIN

Paid Kay Thies ~ `-~ s-1s-2o1s check ❑ ~f p01404047Preparer

self-employed

Use Only Firm's name ► KPMG LLP Firm's EIN ► 13-5565207Firm's address ► 1676 International Drive, McLean, VA 22102 Phone no. 703-286-8000

May the IRS discuss this return with the preparer shown above? (see instructions) . ~X Yes ❑ No

For Paperwork Reduction Act Notice, see the separate instructions. Form 990 (2o1e)NTA

Form 990 (2018) American Dig nc. 54-1734511 P

Statement of Program Service AccomplishmentsCheck if Schedule O contains a response or note to any line in this Part III . QX

1 Briefly describe the organization's mission:

The Foundation was founded to dive focus to the American Diabetes Association's research---------------------------------- - ----------------------------------------------------program and to ensure the availability of funds_to support research___________________________

------------------------------------------------------------------------------------------------

2 Did the organization undertake any significant program services during the year which were not listed on

the prior Form 990 or 990-EZ? . ~ Yes ~X No

If "Yes," describe these new services on Schedule O.

3 Did the organization cease conducting, or make significant changes in how it conducts, any program

services? . ~ Yes ❑X No

If "Yes," describe these changes on Schedule O.

4 Describe the organization's program service accomplishments for each of its three largest program services, as measured by

expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others,

the total expenses, and revenue, if any, for each program service reported.

4a (Code: _______________ ) (Expenses $ _____ 26,875,722_ including grants of $ _____ 26,875,722_ ) (Revenue $ _________________ 0 )

Research ---------------------------------------------------------------------------------------------------------------------------------------------

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4b (Code: ) (Expenses $ __________________ including grants of $ ) (Revenue $ )

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4c (Code: _______________ ) (Expenses $ __________________ including grants of $ __________________ ) (Revenue $ )

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4d Other program services. (Describe in Schedule O.)

(Expenses $ 0 including grants of $ 0 ) (Revenue $ 0 )

4e Total program service expenses ► 26 875 722Fom, 990 (2o~s>

Forth 990 (2018) American Diabetes Association Research Foundation Inc. 54-1734511 Pa e S

Checklist of Re wired SchedulesYes No

1 Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes,"

complete Schedule A . 1 X2 X2 Is the organization required to complete Schedule 8, Schedule of Contributors (see instructions)? .

3 Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to

candidates for public office? If "Yes,"complete Schedule C, Part 1. 3 X

4 Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h)

election in effect during the tax year? If "Yes,"complete Schedule C, Part 11. 4 X

5 Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues,

assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes,"complete Schedule C, Part 111 5 X

6 Did the organization maintain any donor advised funds or any similar funds or accounts for which donors

have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If

"Yes," complete Schedule D, Part 1 . 6 X

7 Did the organization receive or hold a conservation easement, including easements to preserve open space,

the environment, historic land areas, or historic structures? If "Yes,"complete Schedule D, Part 11. 7 X

8 Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"

complete Schedule D, Part 111. 8 X

9 Did the organization report an amount in Part X, line 21, for escrow or custodial account liability, serve as a

custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt

negotiation services? If "Yes,"complete Schedule D, Part IV . 9 X

10 Did the organization, directly or through a related organization, hold assets in temporarily restricted

endowments, permanent endowments, orquasi-endowments? If "Yes,"complete Schedule D, Part V . 10 X

11 If the organization's answer to any of the following questions is "Yes," then complete Schedule D, Parts VI,

VII, VIII, IX, or X as applicable.

a Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes,"complete

Schedule D, Part VI. . 11 a X

b Did the organization report an amount for investments—other securities in Part X, line 12 that is 5°/a or more

of its total assets reported in Part X, line 16? If "Yes,"complete Schedule D, Part VII. . 11b X

11c Xc Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more

of its total assets reported in Part X, line 16? If "Yes,"complete Schedule D, Part VIII. .

d Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets

reported in Part X, line 16? If "Yes,"complete Schedule D, Part IX.. 11d X11e Xe Did the organization report an amount for other liabilities in Part X, line 25? If "Yes,"complete Schedule D, Part X..

f Did the organization's separate or consolidated financial statements for the tax year include a footnote that addresses

the organization's liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes,"complete Schedule D, Part X. . 11f X

12a Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes, "complete

Schedule D, Parts XI and XII.. 12a X

b Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes,"

and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and X11 is optional . 12b X13 X13 Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes,"complete Schedule E.14a X14a Did the organization maintain an office, employees, or agents outside of the United States? .

b Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking,

fundraising, business, investment, and program service activities outside the United States, or aggregate

foreign investments valued at $100,000 or more? If "Yes,"complete Schedule F, Parts I and IV. 14b X

15 Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or

for any foreign organization? If "Yes,"complete Schedule F, Parts 11 and IV. 15 X

16 Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other

assistance to or for foreign individuals? If "Yes,"complete Schedule F, Parts 111 and IV. 16 X

17 Did the organization report a total of more than $15,000 of expenses for professional fundraising services

on Part IX, column (A), lines 6 and 11e? If "Yes,"complete Schedule G, Part I (see instructions). 17 X

18 Did the organization report more than $15,000 total of fundraising event gross income and contributions on

Part Vlll, lines 1c and 8a? If "Yes,"complete Schedule G, Part 11. 18 X

19 Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a?

If "Yes,"complete Schedule G, Part lll. 19 X

20a Did the organization operate one or more hospital facilities? If "Yes, "complete Schedule H .

b If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return? .20a X20b N/A

21 Did the organization report more than $5,000 of grants or other assistance to any domestic organization or

domestic government on Part IX, column (A), line 1? If "Yes,"com lete Schedule 1, Parts I and 11. 21 X

Fom, 990 ~zota>

Form sso ~2ota) American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 4

Checklist of Re wired Schedules continuedYes No

22 Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on

Part IX, column (A), line 2? If "Yes,"complete Schedule 1, Parts 1 and 111. 22 X

23 Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the

organization's current and former officers, directors, trustees, key employees, and highest compensated

employees? If "Yes,"complete Schedule J. 23 X

24a Did the organization have atax-exempt bond issue with an outstanding principal amount of more than

$100,000 as of the last day of the year, that was issued after December 31, 2002? If "Yes, "answer lines

b

24b through 24d and complete Schedule K. If "No,"go to line 25a .

Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception? .

24a X

24b N/A

24c N/Ac

d

Did the organization maintain an escrow account other than a refunding escrow at any time during the year

to defease any tax-exempt bonds? .

Did the organization act as an "on behalf of issuer for bonds outstanding at any time during the year? . 24d N/A

25a Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit

transaction with a disqualified person during the year? If "Yes,"complete Schedule L, Part 1. 25a X

b Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a

prior year, and that the transaction has not been reported on any of the organization's prior Forms 990 or

990-EZ? If "Yes,"complete Schedule L, Part 1. 25b X

26 Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any

current or former officers, directors, trustees, key employees, highest compensated employees, or

disqualified persons? If "Yes,"complete Schedule L, Part II. 26 X

27 Did the organization provide a grant or other assistance to an officer, director, trustee, key employee,

substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled

entity or family member of any of these persons? If "Yes,"complete Schedule L, Part Ill. 27 X

',28 Was the organization a party to a business transaction with one of the following parties (see Schedule L,

Part IV instructions for applicable filing thresholds, conditions, and exceptions):

a

b

A current or former officer, director, trustee, or key employee? If "Yes,"complete Schedule L, Part IV .

A family member of a current or former officer, director, trustee, or key employee?If "Yes,"complete

28a X

Schedule L, Part IV . 28b X

28c Xc An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof

was an officer, director, trustee, or direct or indirect owner? If "Yes,"complete Schedule L, Part IV .29 X29 Did the organization receive more than $25,000 in non-cash contributions? If "Yes,"complete Schedule M.

30 Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified

conservation contributions? If "Yes,"complete Schedule M. 30 X

31 X31 Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes,"complete Schedule N, Part 1

32 Did the organization sell, exchange, dispose of, or transfer more than 25°/o of its net assets?

If „Yes,"complete Schedule N, Part Il. 32 X

33 Did the organization own 100% of an entity disregarded as separate from the organization under Regulations

sections 301.7701-2 and 301.7701-3? If "Yes,"complete Schedule R, Part I. 33 X

34 Was the organization related to any tax-exempt or taxable entity? If "Yes,"complete Schedule R, Part Il,

lll, or IV, and Part V, line 1. 34 X

35a X35a Did the organization have a controlled entity within the meaning of section 512(b)(13)? .

35b N/Ab If "Yes" to line 35a, did the organization receive any payment from or engage in any transaction with a controlled

entity within the meaning of section 512(b)(13)? If "Yes,"complete Schedule R, Part V, line 2

36 Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related

organization? If "Yes,"complete Schedule R, Part V, line 2. 36 X

37 X37 Did the organization conduct more than 5% of its activities through an entity that is not a related organization

and that is treated as a partnership for federal income tax purposes? If "Yes,"complete Schedule R, Part VI .

38 Did the organization complete Schedule O and provide explanations in Schedule O for Part Vl, lines 11b and

19? Note. All Form 990 filers are re wired to com lete Schedule O.. 38 X

Statements Regarding Other IRS Filings and Tax ComplianceCheck if Schedule O contains a response or note to any line in this Part V . ❑

Yes No

',1a Enter the number reported in Box 3 of Form 1096. Enter-0- if not applicable . 1a 0

b Enter the number of Forms W-2G included in line 1 a. Enter -0- if not applicable . 1 b 0

c Did the organization comply with backup withholding rules for reportable payments to vendors and reportable

pamina (gamblina) winnings to prize winners? . . _,__,___._ 1c N/A

Famt 99~ (2018)

Form 990 (2018) American Diabetes Association Research Foundation II1C. 54-1 /:i4b11 Pa e a

Statements Re ardin Other IRS Filin sand Tax Com liance continuedYes No

',2a Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax

Statements, filed for the calendar year ending with or within the year covered by this return . 2a 0

b If at least one is reported on line 2a, did the organization file all required federal employment tax returns? . 2q N/A

Note. If the sum of lines 1 a and 2a is greater than 250, you may be required to e-file. (see instructions)

3a Did the organization have unrelated business gross income of $1,000 or more during the year? ,

b If "Yes," has it filed a Form 990-T for this year? If "No" to line 3b, provide an explanation in Schedule O .3a X

3b N/A

4a At any time during the calendar year, did the organization have an interest in, or a signature or other authority over,

a financial account in a foreign country (such as a bank account, securities account, or other financial account)? 4a X

b If "Yes," enter the name of the foreign country: ► _ -------------------------------------------------------------------See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).

5a Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? . 5a X5b Xb Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? .

c If "Yes" to line 5a or 5b, did the organization file Form 8886-T? .6a Does the organization have annual gross receipts that are normally greater than $100,000, and did the

5c N/A

organization solicit any contributions that were not tax deductible as charitable contributions? . 6a X

gb N/Ab If "Yes," did the organization include with every solicitation an express statement that such contributions or

gifts were not tax deductible? .7 Organizations that may receive deductible contributions under section 170(c).a Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods

and services provided to the payor? .b If "Yes," did the organization notify the donor of the value of the goods or services provided? .

7a X7b N/A

7c Xc Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was

required to file Form 8282? .d If "Yes," indicate the number of Forms 8282 filed during the year . 7d N/Ae Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? .f Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? .g If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? .h If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? .

7e X7f X7 N/A7h N/A

g N/A8 Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the

sponsoring organization have excess business holdings at any time during the year? .

9a N/A9 Sponsoring organizations maintaining donor advised funds.a Did the sponsoring organization make any taxable distributions under section 4966? .b Did the sponsoring organization make a distribution to a donor, donor advisor, or related person? . 9b N/A

10 Section 501(c)(7) organizations. Enter:a Initiation fees and capital contributions included on Part VIII, line 12 . 10a N/A

b Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities . 10b N/A11 Section 501(c)(12) organizations. Enter:

a Gross income from members or shareholders . 11a N/A

b Gross income from other sources (Do not net amounts due or paid to other sourcesagainst amounts due or received from them.) , 11b N/A

12a Section 4947(a)(1) nnn-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041? .b If "Yes," enter the amount of tax-exempt interest received or accrued during the year . 12b N/A

12a N/A

13 Section 501(c)(29) qualified nonprofit health insurance issuers.a Is the organization licensed to issue qualified health plans in more than one state? .

Note. See the instructions for additional information the organization must report on Schedule O.13a N/A

b Enter the amount of reserves the organization is required to maintain by the states in whichthe organization is licensed to issue qualified health plans . 13b N/A i

c Enter the amount of reserves on hand . 13c N/A14a Did the organization receive any payments for indoor tanning services during the tax year? .

b If "Yes," has it filed a Form 720 to report these payments? If "No,"provide an explanation in Schedule O .14a X14b N A

15 Is the organization subject to the section 4960 tax on payments) of more than $1,000,000 in remuneration orexcess parachute payments) during the year . 15 X

If "Yes," see instructions and file Form 4720, Schedule N.16 X16 Is the organization an educational institution subject to the section 4968 excise tax on net investment income? .

If "Yes." complete Form 4720, Schedule O.Form 99~ (2018)

Forrn 990 (2018) American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 6

Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and fora "No"response to line 8a, Sb, or 10b below, describe the circumstances, processes, or changes in Schedule 0. See instructions.Check if Schedule O contains a response or note to any line in this Part VI . QX

Section A. Governin Bod and Mana ementYes No

1a Enter the number of voting members of the governing body at the end of the tax year . 1a 16

if there are material differences in voting rights among members of the governing body, or ',

if the governing body delegated broad authority to an executive committee or similar

committee, explain in Schedule O.

b Enter the number of voting members included in line 1 a, above, who are independent . 1 b 16 ',

2 Did any officer, director, trustee, or key employee have a family relationship or a business relationship with

any other officer, director, trustee, or key employee? . 2 X

3 Did the organization delegate control over management duties customarily performed by or under the direct

supervision of officers, directors, or trustees, or key employees to a management company or other person? . 3 X4 X4 Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .5 X5 Did the organization become aware during the year of a significant diversion of the organization's assets? .6 X6 Did the organization have members or stockholders? .

7a Did the organization have members, stockholders, or other persons who had the power to elect or appoint

one or more members of the governing body? . 7a X

b Are any governance decisions of the organization reserved to (or subject to approval by) members,

stockholders, or persons other than the governing body? . 7b X

8 Did the organization contemporaneously document the meetings held or written actions undertaken during

the year by the following:ab

The governing body? .Each committee with authority to act on behalf of the governing body? .

8a X8b X

9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached

at the organization's mailing address? If "Yes, "provide the names and addresses in Schedule O . 9 X

Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)Yes No

10a X10a Did the organization have local chapters, branches, or affiliates? .

10b N/Ab If "Yes," did the organization have written policies and procedures governing the activities of such chapters,

affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? ,11a X11a Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? .

b Describe in Schedule O the process, if any, used by the organization to review this Form 990.

12a Did the organization have a written conflict of interest policy? If "No,"go to line 13 . 12a X12b Xb Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts?

12c Xc Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes,"

describe in Schedule O how this was done .13 X13 Did the organization have a written whistleblower policy? .14 X14 Did the organization have a written document retention and destruction policy? .

15 Did the process for determining compensation of the following persons include a review and approval by

independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?

a The organization's CEO, Executive Director, or top management official.

b Other officers or key employees of the organization .

15a X15b X

If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).

16a Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement

with a taxable entity during the year? , 16a X

b If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its

participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard

the organization's exempt status with respect to such arrangements? . 16b N/A

Section C. Disclosure17 List the states with which a copy of this Form 990 is required to be filed ►See Attached Statement---------------------------------------------------------18 Section 6104 requires an organization to make its Forms 1023 (1024 or 1024-A if applicable), 990, and 990-T (Section 501 (c)

3 s only) available for public inspection. Indicate how you made these available. Check all that apply.Own website Q Another's website 0 Upon request ❑Other (explain in Schedule O)

19 Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and

financial statements available to the public during the tax year.

20 State the name, address, and telephone number of the person who possesses the organization's books and records: ►

-----------Charlotte M_ Carter, CFO--------------------------------------------------------X703)_549.1500-----------------2451 Crustal Drive. Suite 900, Arlington, VA 22202

Form 990 (zo~s>

Forrn sso ~2o~e~ American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 7

Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated

Employees, and IndependenE ContractorsCheck if Schedule O contains a response or note to any line in this Part VII . ❑x

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees

1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the

organization's tax year.

• List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of amount

of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

• List all of the organization's current key employees, if any. See instructions for definition of "key employee."

• List the organization's five current highest compensated employees (other than an officer, director, trustee, or key employee)

who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the

organization and any related organizations.

• List all of the organization's former officers, key employees, and highest compensated employees who received more than

$100,000 of reportable compensation from the organization and any rebated organizations.

• List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of the

organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest

compensated employees; and former such persons.

Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.

~c~

Position(A) (B) (do not check more than one (D) (E) (F)

Name and Title Average box, unless person is both an Reportable Reportable Estimated

hours per officer and a directorltrustee compensation compensation amount of

week (list any o g ~ p ~ m x ~ from from related otherhours for a ~: ~, ~ ~ ~ 3 3 the organizations compensation

related ~ o: ~ ~ ~ ~ ~~° m organization (W-2/1099-MISC) from the

organizations o w ~ v ~ n (W-2/1099-MISC) organizationbelow dotted

l -~ v ~ 3 and related

line) M(0

2NNN

~ ~Np~

NQ

organizations

_ _~1~__ Orville G _Kolterman, MD _____________________ ___________0.10

Chair of the Board X X 0 0 0

__~22__ Karen Talmad~e,_PhD ________________________ ___________0.10

Vice Chair of the Board X X 0 0 0

__~3~__ Pearson C. Cummin, III,_MBA_________________ ___________0.10

Secreta -Treasurer X X 0 0 0

--~4~--Linda Cummin --------------------------------

-----------0.10

Board of Directors Ambassador X 0 0 0

--~5~--John W. Griffin, Jr.,-~D------------------------ -----------0.10

Board of Directors X 0 0 0

--~6~-- Umesh Verma --------------------------------

-----------0.10


_ _~71__ Desmond Schatz, MD_________________________ ___________0.10


--~8~--James W_ Quinn,-~~--------------------------

-----------0.00


--~92-- Donald J _Wainer-----------------------------

-----------0.10


_(10~__John E_Anderson, MD________________________ ___________0.10


_(11~__ Geralyn R_Spollet, MSN, ANP_CS, CDE______ ___________0.00


_(12~__ George J_ Huntley, CPA ______________________ ___________0.10


_(13~-- James A._Horbowicz-------------------------- -----------0.10


(14~ Edward T. Hawthorne ________________- -- ----------------------------------

___________0.10


Form 990 ~zo~s~

Forrn sso (2o~a) American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 8

Sac4inn D_ []fficars_ 1~irar.+nrc_ TructPps_ Kav FmnlnvPPs. and Highest Compensated Emnlovees (continued)- (C)

Position(q) (B) (do not check more than one (D) (E) (F)

Name and title Average box, unless person is bosh an Reportable Reportable Estimatedhours per o~cer and a directorttrustee compensation compensation amount of

o = = p ~ ~ x -nweek (list any from from related otherhours for Q 9: ~ ~ ~ ~ ~ ~ the organizations compensationrelated ~ o: ~ ~ ~D ~ N ~ organization (1Iw211099-MISC) from the

organizations o w ~ v ~ n (W-211099-MISCj organizationbelow dotted

l ~ °' ~ ~ and related

Iine) N c ~ m organizations

~ ~m vmQ

_(15~_ AI Powers ------------------------------------- ----------- 0.10


_(1 6~_ Alan Altschuler________________________________ ___________ 0.10


_(17~_ Allen Spiegel, MD ----------------------------- -----------0.10


_(18~_ Tracey D BrownSeffective June 1, 2018)______ ___________0.00

Chief Executive Officer 37.50 X 0 794,734 149,147

_(19~_ Charlotte M_Carter---------------------------- -----------0.10

Chief Financial Officer 37.40 X 0 271,022 24,502

_ 201_ William Cefalu--------------------------------- -----------0.10

President 37.40 X 0 441,164 49,594

_(21~_ Martha Parry Clark term ended Mai 31, 2018) ___________0.10

Interim Chief Executive Officer 37.40 X 0 159,979 366

_(221-------------------------------------------------- ----------------

_(23~-------------------------------------------------- ----------------

_(24~-------------------------------------------------- ----------------

_(25~-------------------------------------------------- ----------------

1b Sub-total . ► 0 1,666,899 223,6090 0 0c Total from continuation sheets to Part VII, Section A . ►0 1,666,899 223,609d Total add lines 1b and 1c . ►

2 Total number of individuals (including but not limited to those listed above) who received more than $100,000 ofreportable compensation from the organization ► 0

Yes No3 Did the organization list any former officer, director, or trustee, key employee, or highest compensated

employee on line 1a? If "Yes,"complete Schedule J forsuch individual. 3 X

4 For any individual listed on line 1 a, is the sum of reportable compensation and other compensation fromthe organization and related organizations greater than $150,000? If "Yes,"complete Schedule J forsuchindividual. 4 X

5 Did any person listed on line 1 a receive or accrue compensation from any unrelated organization or individualfor services rendered to the organization? If "Yes,"complete Schedule J forsuch person . 5 X

Section B. Independent Contractors1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of

compensation from the organization. Report compensation for the calendar year ending with or within the organization's taxvc~r

Name and business address ~ Description of services Compensation

N/A ~0000

2 Total number of independent contractors (including but not limited to those listed above) who receivedmore than $100 000 of com ensation from the or anization ► 0

',

Form 99~ (2018)

Form sso (tots) American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 9

Statement of RevenueCheck if Schedule O contains a response or note to any line in this Part VIII. . ❑

lA) ~B) ~~) ~~)Total revenue Related or Unrelated Revenue

exempt business excluded fromfunction revenue tax under sectionsrevenue 512-514

1a Federated campaigns . 1a 106,291

A b Membership dues . 1b d

~ a c Fundraising events . 1c D

~c~ - d Related organizations . 1d 12,910,264

E e Government grants (contributions) . 1e 4

r ~ f All other contributions, gifts, grants, and9 o similar amounts not included above . 1f 3,422,401

g Noncash contributions included in lines 1a-1f: $ 0 ',h Total. Add lines 1a-1f

______________.► 16,438,956

~ Business Code ',d Za 0 0 0 0

0 0 0 0~ bO O O OU

'z~d •----------------------------------------------- 0 0 0 0

E e'-----------------------------------------------

0 0 0 00 0 0 0o f All other program service revenue .0a Total. Add lines 2a-2f . ►

3 Investment income (including dividends, interest, andother similar amounts) . . ► 4,009 0 0 4,009

0 0 0 04 Income from investment of tax-exempt bond proceeds . ►0 0 0 05 Royalties . ►

(i) Real (ii) Personal6a Gross rents .b Less: rental expenses .c Rental income or (loss) . 0 0d Net rental income or (loss) . ► 0 0 0 0

7a Gross amount from sales of (q securities (ii) ocherassets other than inventory . 0 0 ',

b Less: cost or other basisand sales expenses . 0 0

c Gain or (loss) . 0 0d Net gain or (loss) . ► 0 0 0 0

~ 8a Gross income from fundraising ',events (not including $ 0

~_________________

of contributions reported on line 1c).~ See Part IV, line 18 . a 0r b Less: direct expenses . b 0~ c Net income or (loss) from fundraising events . ► 0 0 0

9a Gross income from gaming activities.See Part IV, line 19. a 0

b Less: direct expenses . b 0c Net income or (loss) from gaming activities . . ► 0 0 0 0

10a Gross sales of inventory, lessreturns and allowances . a 0

b Less: cost of goods sold . b 0c Net income or loss from sales of invento ► 0 0 0 0

Miscellaneous Revenue Business Code0 0 0 011a0 0 0 0b

-----------------------------------------------•

0 0 0 0~0 0 0 0d All other revenue .0e Total. Add lines 11 a-11 d . . ►

16 442 965 0 0 4 00912 Total revenue. See instructions. . . ►Form 99~ (2018)

Form sso ~2o~e) American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 10

Statement of Functional Expenses

Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).

Check if Schedule O contains a response or note to any line in this Part IX . ❑

Do not include amounts re orted on lines 6b, 7b,8b 9b and 10b of Part Vlllp

~A~Total expenses

(BlProgram service

expenses

(c~Management andgeneral expenses

~o)Fundraisingexpenses

1 Grants and other assistance to domestic organizations

domestic governments. See Part IV, line 21 .

2 Grants and other assistance to domestic

individuals. See Part IV, line 22 .

3 Grants and other assistance to foreign

organizations, foreign governments, and foreign

individuals. See Part IV, lines 15 and 16 .

4 Benefits paid to or for members .

5 Compensation of current officers, directors,

trustees, and key employees .

6 Compensation not included above, to disqualified

persons (as defined under section 4958(fl(1)) and

persons described in section 4958(c)(3)(B) .

7 Other salaries and wages .

8 Pension plan accruals and contributions (include

section 401(k) and 403(b) employer contributions) .

9 Other employee benefits .

10 Payroll taxes .11 Fees for services (non-employees):

a Management .

b Legal.c Accounting .d Lobbying .e Professional fundraising services. See Part IV, line 17 .

f Investment management fees ,

g Other. (If line 11g amount exceeds 10% of line 25, column(A) amount, list line 11g expenses on Schedule O.)

12 Advertising and promotion .

13 Office expenses .

14 Information technology .

15 Royalties .16 Occupancy .17 Travel.18 Payments of travel or entertainment expenses

for any federal, state, or local public officials .

19 Conferences, conventions, and meetings .

20 Interest .21 Payments to affiliates .

22 Depreciation, depletion, and amortization .

23 Insurance .24 Other expenses. Itemize expenses not covered

above (List miscellaneous expenses in line 24e. If

line 24e amount exceeds 10°/a of line 25, column

(A) amount, list line 24e expenses on Schedule O.)a

-----------------------------------------------------------b -----------------------------------------------------------c -----------------------------------------------------------d -----------------------------------------------------------e All other expenses ____________________________________

25 Total functional ex enses. Add lines 1 throw h 24e .

26,844 722 26,844,722',

31,000 31,000

0 0

',

0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

691 869 0 259,451 432,418

0 0 0 0

0 0 0 0

0 0 0 0

o 00 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 ~

',

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

0 0 0 0

27,567,591 26,875,722 259,451 432,418

26 Joint costs. Complete this line only if the

organization reported in column (B) joint costs

from a combined educational campaign and

fundraising solicitation. Check here ► ~ iffollowin SOP 98-2 ASC 958-720 .

Farrn `J`JU (2018)

Form 990 (2018) American Diabetes Association Rese 54-1

Check if Schedule O contains a response or note to any line in this Part X . U

~A) ~B)Beginning of year End of year

1 Cash—non-interest-bearing . 858 474 1 119,717

0 2 02 Savings and temporary cash investments .63,706,628 3 50 573,5593 Pledges and grants receivable, net .

0 4 04 Accounts receivable, net .

5 Loans and other receivables from current and former officers, directors,

trustees, key employees, and highest compensated employees.

Complete Part II of Schedule L . 0 5 0

',6 Loans and other receivables from other disqualified persons (as defined under section

4958(fl(1)), persons described in section 4958(c)(3)(B), and contributing employers and I

sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary

~

~

a

organizations (see instructions). Complete Part II of Schedule L..

7 Notes and loans receivable, net .

8 Inventories for sale or use .

0 6 0

0 7 4

0 8 0

0 9 09 Prepaid expenses and deferred charges .

10a Land, buildings, and equipment: cost or

other basis. Complete Part VI of Schedule D 10a 0

b Less: accumulated depreciation . 10b 0 0 10c 0

0 11 011 Investments—publicly traded securities .85,626 12 79,44512 Investments—other securities. See Part IV, line 11 .

0 13 013 Investments—program-related. See Part IV, line 11 .0 14 014 Intangible assets .0 15 015 Other assets. See Part IV, line 11 .

64,650,728 16 50,772,72116 Total assets. Add lines 1 throw h 15 must e ual line 34

17 Accounts payable and accrued expenses . 0 17 0

26,897,799 18 23 510,54818 Grants payable .0 19 019 Deferred revenue .0 20 020 Tax-exempt bond liabilities .0 21 021 Escrow or custodial account liability. Complete Part IV of Schedule D .

',~

~'=

22 Loans and other payables to current and former officers, directors,

trustees, key employees, highest compensated employees, and

J

disqualified persons. Complete Part II of Schedule L .

23 Secured mortgages and notes payable to unrelated third parties .

0 22 0

0 23 0

0 24 024 Unsecured notes and loans payable to unrelated third parties .

25 Other liabilities (including federal income tax, payables to related third

parties, and other liabilities not included on lines 17-24). Complete Part X

of Schedule D . 0 25 0

26,897,799 26 23,510,54826 Total liabilities. Add lines 17 throw h 25 .

Organizations that follow SFAS 117 (ASC 958), check here ► ~ and

~m~~i

complete lines 27 through 29, and lines 33 and 34.27 Unrestricted net assets .28 Temporarily restricted net assets .29 Permanently restricted net assets .

Organizations that do not follow SFAS 117 (ASC958), check here ► ~ and

5,732,502 27 031,934,801 28 27,182,728

85,626 29 79,445

od

a 31..~z

complete lines 30 through 34.30 Capital stock or trust principal, or current funds .

Paid-in or capital surplus, or land, building, or equipment fund .32 Retained earnings, endowment, accumulated income, or other funds .33 Total net assets or fund balances .

0 30',

00 31 00 32 0

37,752,929 33 27,262 17364 650 728 34 50 772 72134 Total liabilities and net assets/fund balances .

Form 990 (2o~s)

Form sso (2oia) American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 12

Reconciliation of Net Assets

Check if Schedule O contains a response or note to any line in this Part XI . QX

1 Total revenue (must equal Part VIII, column (A), line 12) . 1 16,442,965

2 27,567,5912 Total expenses (must equal Part IX, column (A), line 25) .3 -11,124,6263 Revenue less expenses. Subtract line 2 from line 1 .4 37,752,9294 Net assets or fund ba►ances at beginning of year (must equal Part X, line 33, column (A)) .5 -6,1815 Net unrealized gains (losses) on investments .6 06 Donated services and use of facilities .7 07 Investment expenses .8 08 Prior period adjustments .9 640,0519 Other changes in net assets or fund balances (explain in Schedule O) .

10 Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33,column B 10 27,262,173

Financial Statements and ReportingCheck if Schedule O contains a response or note to any line in this Part XII . ❑

1 Accounting method used to prepare the Form 990: ~ Cash ❑X Accrual ~ Other

Yes No

If the organization changed its method of accounting from a prior year or checked "Other," explain in

Schedule O.

2a Were the organization's financial statements compiled or reviewed by an independent accountant? . 2a X

',If "Yes," check a box below to indicate whether the financial statements for the year were compiled or

reviewed on a separate basis, consolidated basis, or both:

Separate basis ~ Consolidated basis ~ Both consolidated and separate basis

b Were the organization's financial statements audited by an independent accountant? . 2b X

If "Yes," check a box below to indicate whether the financial statements for the year were audited on a

separate basis, consolidated basis, or both: ',

Separate basis ~ Consolidated basis ❑X Both consolidated and separate basis ',

c If "Yes" to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of

the audit, review, or compilation of its financial statements and selection of an independent accountant? . Zc X

If the organization changed either its oversight process or selection process during the tax year, explain in

Schedule O.

3a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in

the Single Audit Act and OMB Circular A-133? . 3a X

3b N/Ab If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the

required audit or audits, explain why in Schedule O and describe an ste s taken to under o such audits .

Fom, 990 ~2ota~

SCHEDULE A

(Form 990 or 990-EZ) Public Charity Status and Public SupportComplete if the organization Is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.

► Attach to Form 990 or Form 990-EZ.Department of the Treasury IInternal Revenue Service ► Go to fori information.

OMB No. 1545-0047

20

Name of the organization Employer identification number

American Diabetes Association Research Foundation Inc. 54-1734511Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The or anization is not a private foundation because it is: (For lines 1 through 12, check only one box.)1 ~ A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).2 ~ A school described in section 170(b)(1)(A)(ii). (Attach Schedule E (Form 990 or 990-EZ).)3 ~ A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

4 ~ A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii), Enter thehospital's name, city, and state: ------------------------------------------------------------------------------------------------------

5 ~ An organization operated for the benefit of a college or university owned or operated by a governmental unit described insection 170(b)(1)(A)(iv). (Complete Part II.)

6 ~ A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).7 QX An organization that normally receives a substantial part of its support from a governmental unit or from the general public

described in section 170(b)(1~(A)(vi). (Complete Part II.)8 ~ A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)9 ~ An agricultural research organization described in section 170(b)(1)(A)(ix) operated in conjunction with aland-grant college

or university or a non-land-grant college of agriculture (see instructions). Enter the name, city, and state of the college oruniversity: ------------------------------------------------------------------------------------------------------------------------------

10 ~ An organization that normally receives: (1) more than 33 1/3% of its support from contributions, membership fees, and grossreceipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 33 1/3°/o of itssupport from gross investment income and unrelated business taxable income (less section 511 tax) from businessesacquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)

11 ~ An organization organized and operated exclusively to test for public safety. See section 509(a)(4).

12 ~ An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposesof one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3).Check the box in lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 12g.

a ~ Type I. A supporting organization operated, supervised, or controlled by its supported organization(s), typically by givingthe supported organizations) the power to regularly appoint or elect a majority of the directors or trustees of the supportingorganization. You must complete Part IV, Sections A and B.

b ~ Type II. A supporting organization supervised or controlled in connection with its supported organization(s), by havingcontrol or management of the supporting organization vested in the same persons that control or manage the supportedorganization(s). You must complete Part IV, Sections A and C.

c ~ Type III functionally integrated. A supporting organization operated in connection with, and functionally integrated with,its supported organizations) (see instructions). You must complete Part IV, Sections A, D, and E.

d ~ Type III non-functionally integrated. A supporting organization operated in connection with its supported organizations)that is not functionally integrated. The organization generally must satisfy a distribution requirement and an attentivenessrequirement (see instructions). You must complete Part IV, Sections A and D, and Part V.

e ~ Check this box if the organization received a written determination from the IRS that it is a Type I, Type 11, Type IIIfunctionally integrated, or Type III non-functionally integrated supporting organization.

f Enter the number of supported organizations . ~~Provide the followin information about the su orted or anization s .

(i) Name of supported organization (il) EIN (Ili) Type of organization(described on lines 1-10above (see instructions))

(Iv) Is the organizationlisted in your governing

document?

(v) Amount of monetarysupport (seeinstructions)

(vi) Amount ofother support (see

instructions)

Yes No(A)

~B)

(C)

(D)

(E)

Total 0 0For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. schedule a (Form sso or 9so-Ez) 2o1aHTA

Schedule A (Form 990 or 990-EZ) 2018 American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 2

Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)

(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under

Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)

Snrtinn D Pnhlir Cne~nnrl~-------- - -- -Calendaryear (or fiscal year beginning in) ► a 2014 b 2015 c 2016 d 2017 e 2018 Total

1 Gifts, grants, contributions, andmembership fees received. (Do notinclude any "unusual grants.") . 33,315,225 38,374,895 36,891 026 35,119,963 16,438,956 160,140 065

2 Tax revenues levied for theorganization's benefit and either paidto or expended on its behalf . 0 0 0 0 0 0

3 The value of services or facilitiesfurnished by a governmental unit to theorganization without charge . 0 0 0 0 0 0

33,315,225 38,374,895 36,891,026 35,119,963 16,438,956 160,140 0654 Total. Add lines 1 through 3 .5 The portion of total contributions by

each person (other than agovernmental unit or publiclysupported organization) included online 1 that exceeds 2% of the amountshown on line 11, column (fl . 4

160,140,0656 Public su ort. Subtract line 5 from line 4Section B. Total Su ortCalendar year (or fiscal year beginning in) ►7 Amounts from line 4 .8 Gross income from interest, dividends,

payments received on securities loans,rents, royalties, and income fromsimilar sources .

9 Net income from unrelated businessactivities, whether or not the business isregularly carried on .

10 Other income. Do not include gain orloss from the sale of capital assets(Explain in Part VI.) .

11 Total support. Add lines 7 through 10 .

a 2014 b 2015 c 2016 d) 2017 e 2018 Total

33,315,225 38,374,895 36,891,026 35,119,963 16,438 956 160,140,065

3,819 3,881 3,659 3,514 4,009 18,882

0 0 0 0 0 0

0 0 0 0 0 0160 158,947

12 Gross receipts from related activities, etc. (see instructions) . 1213 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3)

here ►organization, check this box and stop . .

Section C. Com utation of Public Su ort Percenta e14 Public support percentage for 2018 (line 6, column (~ divided by line 11, column (~) . 14 99.99°/o15 Public support percentage from 2017 Schedule A, Part II, line 14 . 15 99.99%

16a 33 113% support test-2018. If the organization did not check the box on line 13, and line 14 is 33 113% or more, check this box► ❑Xand stop here. The organization qualifies as a publicly supported organization . .

b 33 1/3%support test-2017. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this

box and stop here. The organization qualifies as a publicly supported organization .

17a 10%-facts-and-circumstances test-2018. If the organization did not check a box on line 13, 16a, or 16b, and line 14

10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain in

Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported► ❑organization.. .

b 10%-facts-and-circumstances test-2017. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line

15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.

Explain in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly► ❑supported organization . .

18 Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see

instructions . t ❑

Schedule A (Form 990 or 990-EZ) 2018

Schedule A (Form 990 or 990-EZ) 2018 American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 3

Support Schedule for Organizations Described in Section 509(a)(2)(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II.

If the organization fails to qualify under the tests listed below, please complete Part II.)e,,,.~:,,., n o~~His,. c~~.,.,.,.f

Calendar year (or fiscal year beginning in) ► a 2014 b 2015 c 2016 d 2017 e 2018 Total

1 Gifts, grants, contributions, and membership feesreceived. (Do not include any "unusual grants.") ~

2 Gross receipts from admissions, merchandisesold or services pertormed, or facilitiesfurnished in any activity that is related to theorganization's tax-exempt purpose . ~

3 Gross receipts from activities that are not anunrelated trade or business under section 513. ~

4 Tax revenues levied for theorganization's benefit and either paid toor expended on its behalf . ~

5 The value of services or facilitiesfurnished by a governmental unit to theorganization without charge . ~

0 0 0 0 0 06 Total. Add lines 1 through 5.7a Amounts included on lines 1, 2, and 3

received from disqualified persons . ~b Amounts included on lines 2 and 3

received from other than disqualifiedpersons that exceed the greater of $5,000or 1 % of the amount on line 13 for the year . ~

0 0 0 0 0 0c Add lines 7a and 7b .8 Pubiic support (Subtract line 7c from

line 6.) . ~Section B. Total Su ortCalendar year (or fiscal year beginning in)

9 Amounts from line 6 .108 Gross income from interest, dividends,

payments received on securities loans, rents,royalties, and income from similar sources .

b Unrelated business taxable income (lesssection 511 taxes) from businessesacquired after June 30; 1975

c Add lines 10a and 10b .11 Net income from unrelated business

activities not included in line 10b, whetheror not the business is regularly carried on .

12 Oiher income. Do not include gain orloss from the sale of capital assets(Explain in Part VI.) .

13 Total support. (Add lines 9, 10c, 11,and 12.) .

a 2014 b 2015 c 2016 d 2017 e 2018 Total0 0 0 0 0 0

0

00 0 0 0 0 0

0

0

0 0 0 0 0 014 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3)

organization, check this box and stop here . . ► ❑

Section C. Corn utation of Public Su ort Percenta e N/A

15 Public support percentage for 2018 (line S, column (~, divided by line 13, column (~) . 15 0.00%

16 Public su ort ercenta e from 2017 Schedule A, Part III, line 15 . 16 0.00%

Section D. Corn utation of Investment Income Percenta e N/A

17 Investment income percentage for 2018 (line 10c, column (fl, divided by line 13, column (~) . 17 0.00%

18 Investment income percentage from 2017 Schedule A, Part III, line 17 . 18 0.00%

19a 33 113°/a support tests-2018. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is

not more than 33 1/3°/a, check this box and stop here. The organization qualifies as a publicly supported organization . ►b 33 113% support tests-2017. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3%, and

line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization . ► ❑

20 Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions . .► ❑

Schedule A (Form 990 or 990-EZ) 2018

SCHEDULED Supplemental Financial Statements OMB No. 1545-0047

(Form 990) ~O► Complete if the organization answered "Yes" on Form 990, QPart IV, line 6, 7, 8, 9, 10, 11a, 11 b, 11 c, 11 d, 11e, 11f, 12a, or 12b.

Department of the Treasury ►Attach to Form 990. •(nlemal Revenue Service ► Go to www.irs.gov/Form990 for instructions and the latest information.Name of the organization Employer Identification number

American Diabetes Association Research Foundation, Inc. 54-1734511Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. N/ACom lete if the or anization answered "Yes" on Form 990, Part IV, line 6.

(al Donor advised funds (b) Funds and other accounts

Total number at end of year .Aggregate value of contributions to (during year) . .Aggregate value of grants from (during year) , .Aggregate value at end of year .Did the organization inform all donors and donor advisors in writing that the assets held in donor advisedfunds are the organization's property, subject to the organization's exclusive legal control? . ❑ Yes ~ No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used

only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose

conferring impermissible private benefit? . ~ Yes ~ No

Conservation Easements. N/AComplete if the organization answered "Yes" on Form 990, Part IV, line 7.

1 Purposes) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) ~ Preservation of a historically important land area

Protection of natural habitat ❑ Preservation of a certified historic structure

Preservation of open space2 Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation

easement on the last day of the tax year. Heed at the end or the rax near

a Total number of conservation easements . 2a

b Total acreage restricted by conservation easements . 2b

c Number of conservation easements on a certified historic structure included in (a) . 2c

d Number of conservation easements included in (c) acquired after 7/25/06, and not on ahistoric structure listed in the National Register . 2d

3 Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during

the tax year ►4 Number of states where property subject to conservation easement is located ►5 Does the organization have a written policy regarding the periodic monitoring, inspection, handling of

violations, and enforcement of the conservation easements it holds? . ❑ Yes ~ No

6 Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year

7 Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year► $

8 Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i)and section 170(h)(4)(B)(ii)? . ❑ Yes ~ No

9 In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and

balance sheet, and include, if applicable, the text of the footnote to the organization's financial statements that describes the

organization's accounting for conservation easements.

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets. N/AComplete if the organization answered "Yes" on Form 990, Part IV, line 8.

1a If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet

works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of

public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

b if the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet

works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of

public service, provide the following amounts relating to these items:

(i) Revenue included on Form 990, Part Vlll, line 1 . ► $ ________________________(ii) Assets included in Form 990, Part X . ► $ ________________________

2 If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide thefollowing amounts required to be reported under SFAS 116 (ASC 958) relating to these items:

a Revenue included on Form 990, Part VIII, line 1 . ► $ ________________________b Assets included in Form 990 Part X . ► $

For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule D (Form 990) 2018HTA

Schedule D (Form 990) 2018 American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 2

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

3 Using the organization's acquisition, accession, and other records, check any of the following that are a significant use of its

collection items (check all that apply):

a ~ Public exhibition d ~ Loan or exchange programs

b ~ Scholarly research e ~ Other ---------------------------------------------------------

c ~ Preservation for future generations

4 Provide a description of the organization's collections and explain how they further the organization's exempt purpose in Part

XIII.

5 During the year, did the organization solicit or receive donations of art, historical treasures, or other similar

assets to be sold to raise funds rather than to be maintained as part of the organization's collection? . ~ Yes ~ No

Escrow and Custodial Arrangements.

Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form N/A990 Part X line 21.

1a Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not

included on Form 990, Part X? . ~ Yes ~ No

b If "Yes," explain the arrangement in Part XIII and complete the following table:Amount

1c 0

1d1e1f 0

Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ~ Yes ~ No

If "Yes," explain the arrangement in Part XI11. Check here if the explanation has been provided on Part XIII . ❑

cdef

2a

b

Beginning balance .

Additions during the year .

Distributions during the year .

Ending balance .

• . Endowment Funds.

Com lete if the or anization answered "Yes" on Form 990 Part IV, line 10

1a Beginning of year balance .

b Contributions .c Net investment earnings, gains,

and losses .d Grants or scholarships .

e Other expenditures for facilities

and programs .

f Administrative expenses .

g End of year balance .

N/A

(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back

0 0 0 0 0

0 0 0 0 0

2 Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

a Board designated orquasi-endowment ► ______________°/a_b Permanent endowment ~ --------------------c Temporarily restricted endowment ► ______________%

The percentages on lines 2a, 2b, and 2c should equal 100%.3a Are there endowment funds not in the possession of the organization that are held and administered for the

organization by: Yes No(i) unrelated organizations . 3a(i)(ii) related organizations . 3a ii

b If "Yes" on line 3a(ii), are the related organizations listed as required on Schedule R? . 3b4 Describe in Part XIII the intended uses of the or anization's endowment funds.

Land, Buildings, and Equipment. N/A/~........~I..F.. iF FG. i. n -s.e4i~r~ ono~~ic rc rl ~~Vee~~ nn Gnrm QQ~I ParF I\/ lines 11 a .S~PP Fll YY11 AGn Part X. line 10.

Description of property (a) Cost or other basis(investment)

(b) Cost or other basis(other)

(c) Accumulateddepreciation

(d) Book value

1a Land .b Buildings .c Leasehold improvements .d Equipment .e Other .

0 0 00 0 0 00 0 0 00 0 0 00 0 0 0

Total. Add lines 1 a through 1 e. (Column (d) must equal Form 990 Part X column B line 10c. ► 0Schedule D (Form 990) 2018


Investments—Other Securities.Com lete if the or anization answered "Yes" on Form 990 Part IV line 11 b. See Form 990 Part X line 12.

(a) Description of security or category (b) Book value (c) Method of valuation:(including name of security) Cost or end-of-year market value

(1) Financial derivatives 0

(2) Closely-held equity interests . 0

(3) Other ---------------------------------------------

--- ~A~ - N/A

--------------------------------------------B

--- ~E~ --------------------------------------------------

----~F~ --------------------------------------------------

---SG~ --------------------------------------------------

Total. (Column (b) must equal Form 990, Part X, col. B) line 12.) ► 0

Investments—Program Related.C:mm~lata if tha nrnani~atinn answered "Yes" on Form 990. Part IV. line 11c. See Form 990. Part X, line 13.

(a) Description of investment (p) Book value (c) Method of valuation:Cost or end-of-year market value

1 N/A23456789

Totdl. (Column (b) must equal Form 990, Part X, coL (B) line 13.) ► 0

Other Assets.r mm~lotc if the nrnani~a4inn ans~niarari "Yac" nn Fnrm 99(1 Part IV line 11 d. See Form 990. Part X. line 15.

(a) Description (b) Book value

1 N/A23456789

Total. (Column (b) must equal Form 990, Part X, col. (B) line 15.) . ► 0Other Liabilities.Complete if the organization answered "Yes" on Form 990, Part IV, line 11e or 11f. See Form 990, Part X,line 25.

2. Liability far uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports theorganization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ❑X

Schedule D (Form 990) 2018


Reconciliation of Revenue per Audited Financial Statements With Revenue per Return.

Com lete if the or anization answered "Yes" on Form 990 Part IV line 12a.

1 Total revenue, gains, and other support per audited financial statements . 1 17,310,816

2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:

a Net unrealized gains (losses) on investments . 2a -6,181

b Donated services and use of facilities . 2b 874,032

c Recoveries of prior year grants . 2c 0

d Other (Describe in Part XIII.) . 2d 0

e3

Add lines 2a through 2d .Subtract line 2e from line 1 .

2e 867,8513 16,442,965

4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:

a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 0

b Other (Describe in Part XIII.) . 4b 0

c Add lines 4a and 4b . 4c 0

5 16,442,9655 Total revenue. Add lines3 and 4c. (This must equal Form 990, Part 1, line 12.) .

Reconciliation of Expenses per Audited Financial Statements With Expenses per Return.

Com lete if the or anization answered "Yes" on Form 990, Part IV, line 12a.

1 Total expenses and losses per audited financial statements . 1 27,801,572

2 Amounts included on line 1 but not on Form 990, Part IX, line 25:

a Donated services and use of facilities . 2a 874,032

b Prior year adjustments . 2b 0

cd

Other losses .Other (Describe in Part XIII.) .

2c2d

0-640,051

e3

Add lines 2a through 2d .Subtract line 2e from line 1 .

2e 233,981

3 27,567,591

4 Amounts included on Form 990, Part IX, line 25, but not on line 1:

a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 0

b Other (Describe in Part XIII.) . 4b 0

c5

Add lines 4a and 4b .

Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part 1, line 18.) ,

4c 05 27,567,591

< r Supplemental Information.

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1 a and 4; Part IV, lines 1 b and 2b; Part V, line 4; Part X, line

2; Part XI, lines 2d and 4b; and Part XIi, lines 2d and 4b. Also complete this part to provide any additional information.

Part X_Line 2 The followingwas disclosed related to uncertain tax position in the_audited ________________________________________________

financial statements. The American Diabetes Association Research Foundation, Inc. (the --------------------------------------------------------------------------------------------------------------------------------------------

Foundation~ is generally exempt from_income taxes under section 501 ~cZ(3) of the Internal ______________________________________________ ------------ --- - - - - - - - -

Revenue Code the Coded and charitable contributions to the Foundation_qualify for_________________________________________________________

charitable tax deductions as described in the Code. The Foundation is subject to taxation ---------------------------------------------------------------------------- ----------------------------------------------------------

on_any net unrelated business income and has been classified as an organization that is- ------------------------------------------------------------

not aprivate foundation under Section 509(a) of the Code. The Foundation recognizes the- ---- ---- - ---- - ---- -- -- ----- --- -- -- --- ---- ---- ---------------------------------------------------

effect of income taxpositions one if thosepositions more likely than not would not be--------------------- - - - - -------------------------------------------------------

sustained upon examination by the Internal_Revenue Service._The Foundation has analyzed________________________________________________

the taxpositions taken and has concluded that as of December 31, 2018, there are no -------- -----------------------------------------------------------------------------------------------------------------------------

uncertain tax positions taken_or expected to be taken that would require recognition of a_____________________________________________________---------------

liability_ (or asset) or disclosure in the financial statements_- -----------------------------------------------------------------------------------

Part XII Line 2 Prior Year Research Grants Award Refunds/Forfeitures $640 051Schedule D (Form 990) 2018

SCHEDULEI

(Form 990)

Dep

artment of

the Treasury

i(Kernai Revenue Se

rvlc

a

Gran

ts and Other Ass

ista

nce to

Org

aniz

atio

ns,

Governments, and Individuals in the Uni

ted St

ates

Complete Hthe organiution answered "Yes" to Form 990, Part IV

, line 21 or 22.

❑Q Attach to Form 990.

Ame

rica

n Diabetes Ass

ocia

tion

Research Fou

ndat

ion.

Inc.

OMB No.'15450047

2018

54-1734511

1 Does the

org

aniz

atio

n ma

inta

in records to su

bsta

ntia

te the

amount of t

he grants or

ass

ista

nce,

the gr

ante

es' e

ligi

bili

ty for the

grants or

ass

ista

nce,

and

the selection cr

iter

ia used to awa

rd the

grants or

ass

ista

nce?

.......

..... .

....

...........

....

....

.......

....

...........

......

....

.........

....

Yes

Ox No Q

2

Desc

ribe

in Part IV th

e or

ani

zati

on's

ro

cedu

res for monitorin

the us

e of

rant fu

nds in

the United States.

GreMs and Other Ass

ista

nce to Governments and Organizations in th

e Unked Sta

tes.

Com

plet

e if

the org

aniz

atio

n answered "Yes" to

Form 990

,

rart rv, un

e ci

, ror an reel i

enc c

nac re

ceiv

es mor

e cn

an aauu~. raR a can

1 (a) Name and add

ress

of organlzaHon

or g

over

nmen

t

oe ou

ucac

ea it

aao

iuon

ai(b) EIN

s ace is

(c) IRC sec

tion

K ap

plic

able

neeaea.

(dJ fvn

ount

of ca

sh(e) Amount of no

n-

c ash assistance

(f) Method of valuatlon

(book FMV, ap

praisal,

othe

r

(g) Des

crip

tion

of

non-osh assistance

(hj Pu

rpos

e of gra

ntor as

sist

ance

(1) University of Utah

67-6000525

501 c 3

230,000

0Innovative Basic Sci

ence

201 South Pre

side

nts C'

vcle

, Rm 406, Sa

lt Lake C" , UT 64112

(2) Uni

vers

ity of Miami School of Medicine

59-0624458

501 c 3

200,000

0Innovative Cli

nica

l or Translational Sci

ence

P.O. Box 025405, Mia

mi. FL 33102

(3) Uni

vers

ity of Texas Southwestern Medical Center at Dallas _________

75-6002866

170 c 1

200,000

0~nnovalive Cli

nica


ence

P.O. Box 84153, Da

llas

, TX 75284

4 Re ants of the Univers'

of California at

San Die o

95-6006144

501 c (3

200,000

0Innovative Clinical or Translational Science

9500 Gilman Dri

ve #0954, La Jolla, CA 92093

~S) University of Colorado Denver

64-6000555

501 c (3

200,000

0Innovative Clinical or Translational Sci

ence

1201 Larimer Street, Denver, CO 80204

(6) Regenu of the Uni

vers

' _of Minnesoa

_~

41-6007513

501 c 3

200,000

0Innovative Cli

nica


ence

450 McNamara Alumni Cen

ter.

Minnea oi

ls, MN 55455

S7) The Genersi Hos

erta

l Corporation ribs Massachusetts Geneml Hospital

042697983

501 c) 3

200,000

0In

nova

tive

Cli

n(ca


ence

55 Fruit Str

eet.

Boston, MA 02114

~8) Ind

iana

Uni

vers

ity

~

~

~~__~—~_--

35-6018940

501 c 3

200,000

0In

nova

tive

Cli

nica

l or Tronslationai Sci

ence

P.O. Box 500, Blo

omin

ton

, IN 47402

S9~ Univers"tt~of Utah

67-6000525

501 c (3

200,000


ence

201 Sou

th PresitlenPs Cir

cle,

Rm 406, Sa

lt Lake C' , UT 84112

S~0! Medical College of Wisconsin

3&0806261

501 (c) 3)

200,000


ence

8701 Watertown Plank Rd, Mil

wauk

ee, WI 53226

~f11) Washington University ~

_

43-065361

501 c 3

200,000

0In

nova

tive

Cli

nica

l or Translational Science

700 ROSEDAIE AVENUE, Saint Louis, MO 63112-1408

12 Tem le Uni

vers

" of the Commonwealth S em of Higher Etluwtion

231365971

501(

c) 3)

199,999


ence

3333 N. Broad Street, Philadel

his, PA 19140

2 En

ter total number of se

ctio

n 50

1(c)

(3) a

nd gov

ernm

ent or

gani

zati

ons li

sted

in th

e line 1 table .....

....

....

.......

..........

...........

...........................

......

...........

❑Q ______________ 195

3 En

tert

otai

numb

erof

othe

rorg

aniz

a6on

slis

tedi

nthe

line

1ta

bie ...............................

....................

......

...........

....

..............

..........

....

....

...... Q

1

For Paperwork Retluction Act Not

ice,

see the Instructions for Form 990.

Cat No. SOOSSP

Schedule 1(Form 990) (2016)

American Dia

bete

s Association Research Foundation, Inc.

541734511

Schedulel(Form 990)(2018)

Pa e 2

Gra

nts and Other Assistance to

Domestic Ind

ivid

uals

. Co

mple

te if

the org

aniz

atio

n an

swer

ed "Ye

s" on Form 990, Pa

rt IV,

lin

e 22.

Part

III can be du

plic

ated

if a

ddit

iona

lspace is ne

eded

.(a) Type of grant or

assistance

(b) Number of

recipients

(c) Amount of

cash

grant

(d) Amount of

nonc

ash assistance

(e) Method of valuation (b

ook,

FMV, ap

prai

sal,

other)

(~ Des

crip

tion

of no

ncas

h assistance

Junior Fa

cult

y St

ipen

d Award

11

10,0

000

N/A

Min

orit

y Undergraduate Internship

27

21,000

0

N/A

3 4 5 6 7

Supplemental Inf

orma

tion

. Pr

ovid

e th

e information required in Pa

rt I,

lin

e 2; Par

t III, col

umn (b); and

any oth

er add

itio

nal in

form

atio

n.

Part I_Line 2 The American Diabetes Association Research Foundation clo

sely

mon

itor

s the use of

gra

nt fun

ds._

Each

_gra

ntee

is required ___

____

____

____

____

____

____

____

_

to sub

mit an Ann

ual Pr

ogre

ss Report, which_includes a sci

enti

fic_

and a financialportion, 30 days aft

er the end of ea

ch_p

revi

ousl

y ________________________________________

----

----

----

----

----

----

--

committed fundingyear_ Each yea

r of

fund

ing af

ter th

e fi

rst i

s co

ntin

gent

upon approval of th

e An

nual

_Pro

~res

s Re

port

and the

- -

- - -

- -

- -

----------------------------------------------

availablility of funds.

If the

complete re

port

is not re

ceiv

ed wit

hin 90 days after the

due date, the

award wil

l be ter

mina

ted.

After

----------- --------------------

----

----

----

----

----

----

----

----

----

----

----

----

----

----

----

----

----

----

--

the co

mple

tion

of th

e final year of th

e grant, a Cum

ulat

ive Fi

nal Report, which in

clud

es a scientific and fin

anci

al reeort, is due

- -

- -

- - -

----

----

----

----

----

----

----

----

----

---

- --

- --------------------------------------

with

in 60 days aft

er the exp

irat

ion date of the_grant_ If the

complete final report is no

t received_by th

e due date, the

gra

ntee

wil

l___

___

n ot be eli

gibl

e for any future awards until the

obligations for the award are

complete________________________________________________________________________________________________________

----

----

--

--------------------

Part

II Core awards fa

ll into th

reep

rima

ry pro

gram

types: g

eneral_research awards, career dev

elop

ment

awa

rds_

and training aw

ards

.--

--------------------------------

-- ---

-- -- --

--- - --- --- ---

----------

Rese

arch

awards are

des

igne

d to

sup

port

dif

fere

nt types of re

sear

chpr

ojec

ts, career de

velo

pmen

t awards are des

igne

d to

assist young________________________________

inve

stig

ator

s and Lun

ior fa

cult

y_ad

vanc

e in their car

eers

as the

y es

tabl

ish in

depe

nden

ce from their me

ntor

s, and trainin~_awards offer

---------------------------------------

support fo

r po

st-d

octo

ral fellows as the

y ga

in research training exp

erie

nce.

Tar

gete

d awards are off

ered

periodicaliv as we secure

Schedule I (Form 990) (2018)

American Dia

bete

s Association Re

sear

ch Foundation, Inc.

54-1

7345

11

Sch

edul

el(F

orm 990)(2018)

Pa e 2

Gra

nts and Other Assistance to

Domestic Ind

ivid

uals

. Co

mple

te if

the

org

aniz

atio

n an

swer

ed "Ye

s" on Form 990, Pa

rt IV,

lin

e 22.

Part

III can

be du

plic

ated

if a

ddit

iona

lspace is ne

eded

.(a) Type of grant or

assistance

(b) Number of

recipients

(c) Amount of

cas

h grant

(d) Amount of

noncash assistance

(e) Met

hod of

valuation (book,

FMV, ap

prai

sal,

other)

(~ Des

crip

tion

of no

ncas

h assistance

1 2 3 4 5 6 7

Su

lemental Inf

orma

tion

. Pr

ovid

e th

e information re

ui

red in Par

t I,

line 2; Par

t III, col

umn

b ;and an ot

her ad

diti

onal

inf

orma

tion

.

spo

nsor

support, and are

usually des

igne

d to rec

Lues

t re

sear

ch proposals in sp

ecif

c topics:

These are

usually_ one time

o_ff

_eri

n~s th

at__

____

____

____

____

____

____

____

____

____

____

____

____

___

are

not

off

ered

aga

in_ Overall, the

core awards wil

l consider any res

earc

h topic_ but targeted awards are foc

used

on seecific fi

elds

of

- -

- -------------------------------------

----

- --

----

----

----

----

----

-

-----------------------------------------------------

research_Pathway awards fa

ll into th

ree ma

in categories: Initiator, A

ccel

erat

or, and Visionary_Our Pathway rants support in

nova

tive

- -

- --

----

----

----

----

----

--

----------------------------------------------------------

basi

c, clinical, tra

nsla

tion

al, epidemiological, behavioral, or he

alth

ser

vice

s re

sear

ch relevant to any dia

bete

s ty

pe, ______________________________________________________________

-------------------------------

diabetes-related disease state, or

dia

bete

s complication_ The Association_seeks exceptional can

dida

tes from a broad ran

ge_o

f___

____

____

____

____

____

____

____

____

____

____

____

___

- -

- -

- -

- -

- --

--

- -

-

discplines, including medicine, biology, che

mist

ry, computins_physics, mat

hema

tics

and

_en~

inee

ring

_ All Pathway awards are available by institutional nomination only_

Part

III Line 1,

2 The American Di

abet

es Association Res

earc

h Foundation ero

~ram

provides support to

und

ergr

adua

te minorit~r students and_________________________________________

----

----

----

----

----

----

----

----

----

----

----

----

----

----

----

----

----

----

----

- --

_Young scientists th

roug

h Junior Fac

ulty

Stpend Awa

rds_

and

Minority Undergraduate Internships:

The_

Foun

dati

on's

Jun

ior Fa

cult

y St

ipen

d___

____

____

____

____

award is de

sign

ed to support new fac

ulty

level inv

esti

gato

rs_ The award supeorts an individual's salary and research project through an___________________________________________________

ann

ual lo

an rep

ayme

nt _The Minority Undergraduate In

tern

shp award funds_the tr

aini

ng of an

_und

erre

pres

ente

d mi

nori

ty und

ergr

adua

te__

____

____

____

____

____

____

____

____

____

____

____

____

stud

ent asshe/he gains val

uabl

e ex

peri

ence

in di

abet

es res

earc

h th

roug

h a one year in

tern

ship

.

Schedule I (Form 990) (2018)

Continuation Sheet for Schedule I

(Form 990)

American Diabetes Association Research Foundation, Inc

. ~

541734511

990.

1 (a) Name and add

ress

of organization

orgovemmen[

(b) EIN

(c) IRC sec

tlon

((applicable

(d) Amount of ca

sh(e) Amount of no

n-c ash assistance

(f) McNod of valuatlon

(book FMV, ap

prai

sal,

othe

r

(g) De

scdp

tlon

of

n on-ca

sh assistance

(h) Pur

pose

of gr

ant

or a

ssistance

(13) University of Washington

91-6001537

'115

199,997


ence

120'

1 Larimer Street, S

eatG

e, WA 98195

(14) Children's Ho

spit

al and Regional Medical Center

91-0564748

501 c 3

199,976


ence

4800 Sand Point Wa NE. Se

attle, WA 98'105

(15) University of Colorado Denver

84-6000555

501 c 3

199,946

0Innovative Cli

nica


ence

'1201 Larimer Street, Denver, CO 80204

(16) Rec[or & Viskors of The University Of V rg

inia

54-6001796

501 c 3

199,690

0Innovative Cli

nica


ence

1001 North Emmet Str

ee4 Ch

arlo

ttes

vill

e, VA 22904

(17) Yale University

155 Whitne Avenue, Room 230, P.O. Box 208250, New Haven, CT 06510

0&0646973

501 c 3

199,690

0In

nova

tive

Cli

nica

l or TranslaUona~ Sc

ienc

e(18) University of Pennsylvania

23-1352685

501 c (3

199,673

0In

nova

tive

Cli

nica


ence

3451 Walnut SL. P-221 Frankin Buildin , Phi

lade

l hi

a, PA 19104

(19) Uni

vers

ity of Texas at San Antonio

741717115

~70(c (1

199,61'1

0Innovative Cli

nica

l or Translational Science

1 UTSA Circle, San Ant

onio

, TX 78249

(20) Board of Regents ofthe University of Wisconsin Sys[em

39-6006492

501 c) 3

199,298


ence

21 N. Park Street, SuRe 6401, Madison. WI 537 5

(2~) Wake Forest Uni

vers

ity He

alth

Sciences

223849199

501 c 3

197,953


ence

1 Medical Ce

nter

Biv

d, Winston-Salem, NC 27157

(22) The Uni

vers

ity of Alabama at Birmingham

63-6005396

501 (c)(

3)196,182


ence

1530 3rd Ave. So

uth, AB 990, Bi

rtnin ham, AL 35294

(23) Uni

vers

ity of California, San Francisco

66-0000845

50'1 c (3)

782,576

0In

nova

tive

Cli

nica


ence

745 PARNASSUS AVE, San Fra

ncis

co, CA 941434212

(24) Va

ntle

rbil

t University

62-0476822

301 c 3)

172,500

0Career Develo ment

2301 VANDERBILT PL, NASHVILLE. TN 37240.6310

(25) Regents of the University of Colorsdo

846000555

501 c 3

172,500

0Ca

reer

Develo ment

1800 Gra

nt Street, Sui

te 600 ,Denver, CO 80203

(26) Texas A&M Uni

vers

ity System HSC

401 Geor e Bush Drive, Colle e Sta

tion

, TX 77840

742245072

501 c 3

172,500

0Career Develo ment

(27) Regents of the University of Colorado

84-6000555

501 (c (3)

'172,492

0Career Develo ment

'18

00 Gra

nt SVeet, Su

fte 600 . Denver, CO 80203

(28) University of Iowa

42-6004813

115

166,539

0In

nova

tive

Basic Science

4 Jessu

Hall

, Room B5. Iowa Ci , IA 52242

(29) JWENILE DIABETES RESEARCH FOUNDATION INTERNATIONAL

231907729

501(c)(3)

148,660

0JDRF Grant- one time payment

26 Bro

atlw

ay, 14th Floor, New Yor

k, NY 10004

of th

e

Cont

inua

tion

Sheet fo

r Schedule 1 (Form 990)

Association Research Foundation, Inc.

Grants and Other Assistanc

54-1734511

1 (a

) Name and add

ress

of organzatlon

orgovemment

(b) EW

(c) IRC se

ctlo

nIt app

lica

ble

(d) Amount of cash

(e) Amount of noo-

cash

ass

ista

nce

(n Met

hod ofvalua8on

(book FMV, ap

pralsai,

oNer

(g) De

scdp

tlon

of

non-cash assistance

(h) P

urpo

se of g

rant

or ass

ista

nce

(30) University Of Louisville Research Fou

ndat

ion inc

23-7

0784

6150

1 (c)(3)

142,655

0Junior Facul

Off

ice of ConVoller, S

ervi

ce Com le

x Bid

,Louisville, KY 40292

(31) Baylor Co

lleg

e of

Met

lici

ne

741613876

501 c 3

138,

000

0Junior Facul Develo ment

One Ba f

or Pla

za, Houston, 7X 77030

(32) Regents of th

e University of Cal'rfomia at San Diego

9560

06'1

4450

1 c)

3)

138,

000


9500 Gilman Drive #0954, la Jolla, CA 92093

(33) Baylor Co

lleg

e of Medicine

74'1

6138

7850

'i (c)(3

'138

,00


One Ba for

Pla

za, Houston, lX 77030

(34) Ohio University

31-6

4022

69501 c)

313

8,00

00

Junior Facul Develo ment

1 Oh

io Univers ,A

then

s, OH 45701

(35) The Board Of Tru

stee

s Of The University Of Il

lino

is

37-b

0005

1'1

501 c (3

138,OOD

0Junior Facul De

velo

ment

506 S Wri

ht St

reet

, 209 HAB, NO. MC339, Urbana, IL

6801

(36) Yale

University School of Medicine

0&0646973

501 (c 3

138,000

0Junior Facul Develo me

rit

155 Whitne

Aven

ue, Room 230, P.O. Box 206250, New Haven, CT 06510

(37) The Boartl of Tru

stee

s of the Leland Sanford Jun

ior University

941156365

501 (c (3)

138,

000


450 Serra Mal

l. St

anfo

rcl,

CA 943

05-2

004

(38

j Duke University

56-0

5321

2950

1 c)

(313

8,00

00

Junior Facul Develo ment

3 24 Bla

ckwe

ll St Washin ton Bit

l ,Durham, NC 27707

(39) Baylor Co

lleg

e of Medicine

741613878

501 (c 3

'138

,000


One 8a I

or Pla

za, Houston, TX 77030

(40) University of

Col

orad

o Denver

94-6000555

501 c (3)

138,

000

0Junior Facul Deve~o ment

1201 larimer Street, Den

ver,

CO 80204

(41) The University of Chicago

36-2

1771

3950

1 c 3

138,

000

0Junior Facu

Develo ment

1225 E. 60th SVe

et, Ch

ica

o, IL

60637

(42) Ohio Department of Health Bureau of Ma

tern

al, Ch

ild and Fam

ily Health

31-1334820

501(

a)738,000


246 N. Hi h St

reet

, 6th

Flo

or, Columbus, OH 43215

(43) Wayne SCa

te University School of Me

tlic

ine

38-6

0284

29SD

I c 3

137,

867


5057 Woo

tlwa

rd Ave

nue,

13th

floor. Suite 13203, DeVoit, MI 48202

(44) Partners Hea

lthc

are System Inc

042103567

501 c 3

137,

624

0Junior Facul

399 REVOLUTION OR STE 645

, SOMERVILLE, MA 021451465

(45) University of Denver

84-0404231

501 c 3

135.

328

0Junior Facu

Develo ment

2197 S. Uni

vers

" Blvd, Denver, CO 80208

(46) Geo

rgia

Regents Research Insthute, I

nc.

3523

'105

73501(c)(3)

132,

000

0Junior Fac

ulty

'11

20 Fif

teen

th St FI-1050, A

ugusta, GA 309

'12

Continuation Sheet for Schedule


.

Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to Form 990.

1 (a) Name and add

ress

of organRatlon

or g

overnment

(b) EIN

(c) IRC sec

tion

If app

lica

ble

(d) Amount o(cash

(e) Amount of no

o-

cash assistance

(f) Me

thod

of valuatlon

(book FMV, ap

prelsal,

othe

r)

(gj De

scri

ptio

n of

non-cash assistance

(h) Pur

yose

of gr

ant

or a

ssLstance

(47) The Regents of the University of Cal'rfomia, Los Angeles

956006143

501 c) 3

120,800

0Po

stdo

ctor

al Fel

lows

hi70920 Wil

shir

e Bivd Ste 620, Los An el

es, CA 90024

(48) The University of North Car

olin

a at

Chapel Hil

l

56-6001393

501 c 3

120,025

0Junior Fac

ul Develo ment

104 Ai

ort Dr

, Ste 2200, CD#

'135

0, Cha e

l HiII, NC 27599

(49) Trustees Of Tuns College

042103634

501 c 3

X18.

334

0Postdoctoral Fel

~ows

hiO

ffice of

the Trustees Ballou Hall 4th FI, Me

dfor

d, MD 02155

(50) The Regents of the University of Cal'rfomia, Los Angeles

95-6006143

507(c 3

116,

396

0Posttloctoral Fe

llow

shi

10920 Wil

shir

e Blvd Ste 620, Los An el

es, CA 90024

(51) The Regents of the University of Cal

"Aom

ia, San Francisco

946036493

501 c) 3)

116,396

0Po

stdo

ctor

al Fel

lows

hi3333 California SVeet, Ste

. 315, San Fra

ncis

co, CA 94143

(52) Vi

rginia Commonweakh University

540757684

501 c 3

116.

396

0Po

stdo

ctor

al Fel

lows

hiPO Box 843075, Richmond, VA 23284

(53) Texas A&M Agr

iLif

e Research

741238434

501 c 3

1 5,

046


ence

400 Harve Mitchell Pkw S Ste 300. Colle e Sta

tion

, TX 77845

(54) Weiil Co

rnel

l Medical College

13-1623978

501 c) 3

115,000


ence

X300 York Avenue, New York , NY'I0065

(55) Va

nderbilt Uni

vers

ity

62-0476822

50'I c) 3

115,000


ence

2301 VANDERBILT PL. NASHVILLE, TN 37240-6310

(56j Yale University School of Met

lici

ne

06-0646973

501 c) 3)

115,000

0In

nova

tive

Basic Science

155 WhiNe Avenue. Room 230, P.O. Box 206250. New Haven, CT 06510

(57) Baylor College of Medicine

741613878

501 c 3

115,000


ence

One Ba for Plaza

, Houston, TX 77030

(58) Brigham Young Uni

vers

ity

87-0217280

501 c 3

115,000


ence

PO Box 21'128, Pro

vo, UT 84602

(59) Ch

iltlren's Ho

spit

al Corporation

042774441

501(

c) 3

115,000

0In

nova

tive

Basic Sci

ence

301 Lon wootl Av

e., Boston, MA 0215

(60) Washington University

43-0653611

501 c 3)

'115,000

0In

nova

tive

Basic Sci

ence

700 ROSEDAt,E AVENUE. Sa

int Louis, M0 63112-1408

(6~) Icahn School of Medicine at Mount Sinai

13.617197

501 c (3)

15,000

0In

nova

tive

Basic Science

One Gustav L Le

Place, Box 3500, New Yor

k, NY 10029

(62) University of Texas Southwestern Medical Centerat Dallas

75-6002868

174 c (1

115,000


ence

P.O. Box 841753, Dal

las,

TX 75284

(63) University Of Pittsburgh

250965591

501 (c)(

3)115,000


ence

116 Atwood Stree

t, Sui

te 201, Pittsburg, PA 15260

Cont

inua

tion

Sheet for Schedule

Name ott

he organpatlon

tmpioyer iaenuncauon numoer


. 541734511

Grants and OtherAssistance to Governments and Organizations in the United States. Complete ff the organization answered "Yes" to Forth 990.

t (a) Name and add

ress

of or

gani

zati

onor g

overnment

(b) EIN

(c) IRC sec

tlon

If ap

plic

able

(d) Amount of ca

sh(e) Amount of no

n-

osh assistance

(f) Method of valuation

(book FMV, ap

praisal,

oNer)

(g) Des

crip

tion

of

non-cash ass

ista

nce

(h) Pur

yose

of gr

ant

or a

ssis

tanc

e

(64) University Of Pittsburgh

25-0965591

501(

c) 3)

115.000

0In

nova

tive

Basic Science

116 Atwood SVeet, Sui

[e 201, PiUsbu , PA 15260

(65) University of Iowa, Carver College of Medicine

42-6004813

t 15

115,000


ence

451 Newton Road, Iowa C' , IA 52242

(66) University of Lou

isvi

lle Research Foundation Inc.

23-X078461

501 c 3

'115,000


ence

Office of Con

Uoll

er, Ser

vice

Com lex Bid

,Lou

isvi

lle,

KY 40292

(67) Northwestern Uni

vers

ity

36-2167817

501 c 3

1'15

,000

0In

nova

tive

Basic Sci

ence

633 Clark Street. Room 2-502, Evanston, IL 60208

(68) Va

nderbilt University

62-0476822

501 c (3

115,000


ence

2301 VANDERBILT Pl., NASHVILLE, TN 37240-6310

(69) University of Massachusetts

043167352

501 c (1)

'115.000


ence

333 SOUTH ST STE 450, SHREWSBURY, MA 01545 808

(70) University of Texas Southwestern Medical Centeret Dallas

756002868

170 c 1

115,000

0In

nova

tive

Basic Sci

ence

P.O. Box 641753, Dallas, TX 75284

(71) Regents of the University of Cal

ifor

nia

943067788

501 c) 3

115,000


ence

1117 Franklin SVeet 10t

h Floor, Oaklantl, CA 94607

(72) Wright State

University

2&7019799

501 c)(3)

115,000


ence

3640 Col

onel

Glenn Hw 375 Fnd Bld

, Da on

, OH 45435

(73) UniversiTy Of Pittsburgh

25~0

9655

9'I

501 c 3

115,000


ence

116 Atwood Street, Suf

te 201, P"

itlsbu , PA 15260

(74j The Curators of the Univers"rty of Mis

sour

i

43-6003859

501 (c (3

115,000

0In

nova

tive

Basic Sci

ence

376 Uni

vers

i Ha

ll, Co

lum6

(a, MS 652YI

(75) Par

tner

s He

alth

care

System Inc

042103561

501 (c) 3

115.000


ence

399 REVOLUTION DR STE 645, SOMERVILLE, MA 02145-1465

(76) Trustees of Columbia University in

the Cit

y of New York

135598093

501 c 3

115,000

0In

nova

tive

Basic Sci

ence

615 West 131st Str

eet MC 8741, New York, NY'10027

(77) Rector 8 Visitors of The University Of Vir

gini

a

54.6001796

501 c 3

115,000


ence

1001 North Emmet SVeet, Ch

arlo

ttes

vill

e, VA 22904

(78) Wright State University

2&7019799

501 c (3

115.000

0In

nova

tive

Basic Sci

ence

3640 Colonel Glenn Hw 375 Fnd Bid . Da on

, OH 45435

(79) Uni

vers

ity of Miami School of Met

lici

ne

5&0624458

501 c 3)

115,000

0In

nova

tive

Basic Sci

ence

P.O. Box 025405, Mia

mi, FL 33102

(80) The Curators of the University of Mis

sour

i

43-6003859

501 (c)(

3)115,000


ence

316 Universfly Ha

ll, Co

lumb

ia, MS 65211

Continuation Sheet for Schedule i

(Form 990)

Page

Name oft

he organlzaGon

American Diabetes Association Research Foundation, Inc.

Employer It

lent

ifip

tlon

number

54173451

Grents and Other Assistance to 6ovemments and Or anizations in the United States. Com lete if the or anization answered "Yes" to Form 990,

1 (a) Name and add

ress

of organtratlon

or government

(b) EIN

(c) IRC sec

tlon

If ap

plic

able

(d) Amount of ca

sh(e) Amount of non-

cash assistance

(f) McNod of valuatlon

(book FMV, ap

praisal,

oth

er)

(g) Descdptlon of

non-cash ass

lsNa

nce

(h) Pu

rpose of grsnt

or a

ssis

tanc

e

(81) University of Mississippi Met

lica

l Center

640938656

501 c) 3)

115,000


ence

2500 North Sta

te Street, Jac

kson

, MS 39276

(82j Thomas Jef

fers

on University

23-1352651

501 c 3

115,000


ence

201 Sou

th 11t

h SVeet, Martin Bu

ildi

n Rm 303, Phi

lade

l hia, PA 19107

(83) Uni

vers

ity of Caiffomia, San Francisco

6&0000845

501 c 3)

115,000


ence

745 PARNASSUS AVE, San F2ncisco, CA 9414&2212

(84) Washington Uni

vers

ity

430fi5361'I

501 c 3

1'15

,000

0in

nova

tive

Basic Sci

ence

700 ROSEDALE AVENUE, Saint Louis, MO 63'

112-

1408

(85) The Uni

vers

ity of Texas Hea

lth Science Centerat Houston

741586031

170 c 1

'115,000

0In

nova

tive

Basic Sci

ence

7000 Fannin St, Ho

usto

n. TX 77030

(86) University of Pennsylvania

23-1352685

501 (c (3

115,000

0In

nova

tive

Basic Sci

ence

3451 Walnut SL. P-2

21 Frankin Buildin , Phi

lade

l hia, PA 191 ~4

(87) Al

bert

Einstein College of Medicine

13-1624225

501 c 3

1'15

,000

0in

nova

tive

Basic Sci

ence

1300 Molls Park Ave, Bro

nx, NY'1046~

(88) Medical College of Wisconsin

3&0806261

501 (c 3

115.000


ence

8701 Watertown Plank Rd, Mil

wauk

ee, WI 53226

(89) University of Lou

isvi

lle Research Foundation Inc.

23-7078461

501 c 3

1'15

,000

0in

nova

tive

Basic Sci

ence

OKce of Co

nV01

1er,

Service Com lex Bl

d ,L

ouis

vill

e, KY 40292

(90) Ci

ncin

nati

Cbi

ltlr

en's

Hosp"rtal Medical Center

31-0833936

501 c 3

115,

OOD


ence

3333 Bur

net Avenue MLC 9002, Cincinnati, OH 45229

(9t) Beclanan Research Ins

titu

te of City of Hope

953432210

501 (c) 3

115,000

0In

nova

tive

Basic Science

1500 DUARTE RD, DuaAe, CA 91010.3012

(92) Princeton Univers"rty

21-0634501

501 c 3

115,000


ence

701 Came le

Center Ste 443, Pri

ncet

on. NJ 08540

(93) Washington State University

91-60011D6

501 c) 3)

115,000

0In

nova

tive

Basic Sci

ence

PO Box 641025, Pullman, WA 99164

(94) University of Minnesota

41-5007513

170 c (1

1'15

,000


ence

2221 Uni

vers

i Ave SE, Minnea o

ils, MN 55414

(95) University of Michigan Medical Center

38-6006309

501 (c)(

3115,000

0In

nova

tive

Basic Sci

ence

1500 E Medical Center Or

, Ann Arbor, M148109

(96) University of Texas Southwestern Mediwi Center at Da

llas

75-6002868

170 c) 1

115,000

0In

nova

tive

Basic Sci

ence


las,

TX 75284

(97) University of Massachusetts Medical School

04-3167352

115

115,000


ence

55 Lake Avenue NORh, Worcester, MA 01655

Cont

inua

tion

Sheet fo

r Schedule

Inc.

541734511

Grants and Other Assistance to Governments and Organizations in the Unked States_ Complete if the o~aanization answered "Yes" to Forth 990.

1 (a) Name antl ad

dres

s of

org

aniZ

atlo

norgovemment

(b) EW

(c) IRC sec

tlon

Rap

plir

abie

(d) Amount of ca

sh(e) Amount of no

n-

osh assistance

(fj Me

thod

o(valua8on

(book,FMV, ap

praisal,

o the

r)

(g) Des

cdpG

on of

non-cash awistance

(h) Pur

pose

of 9~nt

or a

sslsMance

(98) Georgia State University Research Fountlation

5&1845423

501 (c (3)

115,000


ence

P.O.Box 3999, AUanta, GA 30302

(99) Boston University School of Medicine

042129689

301 c 3

115.000

0In

nova

tive

Basic Science

72 East Concord St. Boston, MA 021

'18

(100) Vanderbilt Un

iver

sity

Medical Center

62-0476822

501 c 3

1'15

,000


ence

3319 West End Avenue, Ste

800. C st

al Ter Nashville, l

'N 37203

(101) Washington Uni

vers

ity

4&0653611

501 c 3

'115.000

0In

nova

tive

Basic Sci

ence

700 ROSEDALE AVENUE. Sa

int Louis, MO 63~ 12-1408

(102) University of Minnesoq

2221 Universit Ave SE, Minnea olis. MN 55414

41-5007513

170 c) 1

715,

000

0In

nova

tive

Basic Science

(103) University of Calffomia, San Francisco

6&0000845

501(

c) 3

115,000


ence


ncis

co. CA 94143.2212

(104) The University of Texas Hea

lth Science Centerat San Antonio

747586031

170 c 1

113,000

0In

nova

tive

Basic Sci

ence

7703 Flo d Curl Drive, San Antonio, TX 78229

(105) Georgia State University Research Foundation

56-1845423

507 c) 3

115,000


ence

Offic

e of Con

Voll

er, Service Com lex Bld

,Lou

isvi

lle,

KY 40292

(106) Georgia Sta

te Uni

vers

ity Research Foundation

5&1845423

501 (c) 3)

115.000


ence

P.O.Box 3999, At

lant

a. GA 30302

(107) University of Miami School of Medicine

59-0624458

501 c 3)

114,999

0In

nova

tive

Basic Sci

ence

P.O. Box 025403. Mia

mi, FL 33702

(108) University of Michigan Medical Center

3&6006309

501(c 3

114,999


ence

1500 E Medical Center Dr

, Ann Arb

or. MI48109


741613878

501 c 3

114,693


ence

One Ba f

or Plaza, Houston, 7X 77030

(1~0) University of Iowa

42-6004813

115

1'14

,590


ence

4 Jessu Hall. Room B5, Iowa C' , IA

52242

(~1~) University of Pennsylvania

'

345 Walnut St

., P-22~ Fra

nkin

Bui

ldin

, Philade~ hia, PA 1904

23-1352685

50~ (c 3

113.570


ence

(112) Mayo Clinic, Rochester

41-6011702

501 c)(

31'

10,0

000

Innovative Basic Sci

ence

200 First SVeet Sou

thwe

st, Rochester, MN 55906

(113) Texas A&M Uni

vers

ity System HSC

742245072

501 c)(3)

104,494

0Basic Sc

ienc

e40t Geo e Bush Drive, Co

lle e Station. TX 77640

(114) University of New Mexico Health Sciences Center

85-6000642

1'IS

97,750

0In

nova

tive

Basic Sci

ence

1650 Uni

vers

ity Blvd NE Sui

te 220 ,Albuquerque, NM 67131

Continuation Sheet for Schedule 1

(Form 990)

Page

Name oft

he organ~atlon


Employer Ide

ntlf

lcaH

on number

541734511

Grants and Other Assistance to 6ovemments and Or anizations in the United States. Com lete if the o anization answered "Yes" to Form 990,

1 (a) Name and add

ress

of organlzatlon

(b) EIN

(c) IRC sec

tlon

(d) Amount of ca

sh

(e~ Amount of non-

(f) Method of valuation

(g) Descdptlon of

(h) Pu

rpose otg2nt

orgovemment

((applicable

cash

assistance

(book FMV, ap

prelsai,

non-cash assistance

or assistance

o ther)

(115) Part

ners

Heatthwre System Inc

042103561

501 c)(3)

93.173

0Junior Facul

399 REVOLUTION DR S7E 645. SOMERVILI.E, MA 02145-1465


91-6001537

115

63,320

0CVD7 Fel

lows

hi Award

120 Larimer St

reet, Se

attl

e, WA 98195

(~~~ Chi

ltlr

en's

Hospital Corporstion

042774447

501 c 3

82,000

0CVDt Fel

lows

hi Award

301 Lon wood Ave

., Bos

ton,

MA 02115

(118) Joslin Diabetes Center Inc

042203836

501 c 3)

80,002

DCVD~ Fel

lows

hi Award

One Jos

lin Pl

ace.

Boston, MA 225

(119) Josl

in Diabetes Center, In

c.

042203836

501 (c (3

74,117

0ADA-Pfizer Fel

iows

hi Award

One Jos

iin Place, Boston, MA ~22'IS

(120) University of Alabama at Birmingham

63-6005396

501(c 3

65,890

0Posttloctorai Fe

liow

shi

1530 3b Ave. South, AB 990, Bi

rtni

n ham. AL 35294

(12'I) Case Western Reserve University

341018992

501 c 3)

65272

0Postdoctoral Fel

lows

hi10900 Euclid Avenue, Cle

vela

nd, OH 44106

(122) Beth 152e1 Deaconess Metlical Center Inc

04-2103681

501 c)(

3)65272

0Posttlocto2l Fel

lows

hi330 Brookline Ave, Boston, MA 02215

(123j Regents Of The Uni

vers

ity Of Michigan

38-6028429

501 c (3

65,272

0Po

sttl

oGor

al Fel

lows

hi3003 S Sta

te SL, Rm 1054, Ann Arbor, MI 48'109

(124) We

iii Co

rnel

l Mediwi College

131623978

501 (c)(

3)63,846

0-

Minori

Posttloctoral Fe

llow

shi

MFG

1300 York Avenue, New York,NY'10065

(125) Saik Ins

titu

te for Biological St

utli

es

95-2160097

501 c)(

3)63,444

0Mino ' Po

stdo

ctor

al Fel

iows

hi (PMT

10010 N. Tor

re Pine

s Road. San Die o, CA 92037

(126) The Johns Hopkins University

52-0595110

5~1 c 3

63,444

0Minorit

Postdoctoral Fel

lows

hi PM

3901 Keswick Roa

tl No N43278, Bal

timo

re, MD 21211

(127j Pre

sitl

ent an

tl Fellows of Harvard College

042103560

501 c 3

63274

0ADA-Pfizer Fel

lows

hi AwarU

1033 Massachusetts Ave Third Floor, Cambrid e, MA 02136


741613876

50'I c 3

63,148

0Posttloctoral Fe

llow

shi

One Ba f

or Pla

za. Houston, l7( T/030

(129) Columbia University

135598093

501 c 3)

63,148

0Posttloctoral Fe

llow

shi

524 Riv

ersi

de Drive, New York NY 10027


the City of New York

135596093

501 c (3)

63,148

0Mino ' Postdoctoral Fe

llow

shi PMT

615 West 131st Str

eet MC 8741, New York. NY 10027

(131) University of California, San Francisco

6&0000845

501 (c)(3)

61,388

0Minority Pos

tdoc

tora

l Fe

llow

ship

(PMT


ncis

co, CA 94143-2212



. _

_

__

_ ~

541734511

Grents and OtherAssistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to Form 990.

1 (a) Name and add

ress

of organaatlon

or g

overnment

(b) EW

(c) IRC sec

tlon

If ap

plic

able

(d) Amount of ca

sh(e) Amount ofnon-

c ash assistance

(t) Method of valuation

(book FMV, ap

praisal,

o the

r)

(g) Des

crip

tion

of

non-cash ass

ista

nce

(h) Pur

pose

of gr

ant

or a

ssistance

(132) University of Toledo

34-6555110

501 c)(

361,096

0Po

stdo

ctor

al Fel

lows

hi2801 Bancroft MS 319, To

ledo

, OH 43606

(133) Josl

in Diabetes Center Inc

042203836

501 c 3

61,096

0Minorit

Postdoctoral Fel

lows

hi

MOne Jos

lin Place,

Boston, MA 22'

15


the City of New York

13-5598093

SOt c (3

61,096

0Mino ' Po

stdo

ctor

al Fel

lows

hi (PMT

615 West 131st Str

eet MC 8741, New York. NY 10027

(135) Partners He

althcare System inc

042103561

501 (c) 3)

60270

0ADA-Pfizer Fel

lows

hi Award

399 REVOLUTION DR STE 645, SOMERVILLE, MA 02145-1465

(136) University of Iowa

42.6004813

115

59,412

0Po

stdo

ctor

al Fel

lows

hi4

Jessu

Hali

, Room B5. Iowa Ci . IA 52242

(137) Yale Uni

vers

ity School of Medicine

06-0646973

501 (c 3)

59,412

0Po

stdo

ctor

al Fei

lows

hi135 WhiNe Avenue, Room 230, P.O. Box 208250, New Haven, CT 06510

(138) University of Michigan

38-6006309

501 c 3

59,412

0Postdoctoral Fel

lows

hi3003 S. Sta

te St., Rm 1054. Ann Arbor, MI 48109

(139) Pre

side

nt and Fellows of Harvard College

042103580

501 c 3

59,412

0Po

stdo

ctor

al Fel

lows

hi1033 Massachusetts Ave Third Floor, Cambrid e, MA 02138

(~40j Vanderbilt University Medical Center

62-0476822

501 c (3

59,412

0Po

stdo

ctor

el Fel

lows

hi3319 West End Avenue, Ste

800, C st

al Ter Nashville. TN 37203

(141) University of Mauachusetts Medical School

043167352

715

59,412

0Po

stdo

ctor

al Fel

lows

hi55 Lake Avenue Nor

th, Worcester, MA 01655

(142) Columbia University

13.5598093

501 c) 3)

59,412

0Postdoctoral Fel

lows

hi524 Riv

ersi

de Drive, New Yor

k, NY 10027


23-1352685

501 c 3

59,412

0Po

stdo

ctor

al Fel

lows

hi3451 Walnut SL, P-

22'1

Frankin Bui

ldin

, Phi

lade

l hia, PA 19104

(144) Josi

in Diabetes Center

042203836

501 c 3

59,412

0Postdoctoral Fel

lows

hiOne Jos

lin Pl

ace,

Boston, MA 02215

(145) SWMord University

947156365

501 c)(3)

59,126

0Po

stdo

ctor

al Fel

lows

hi3145 Porter Drive, Pal

o PJ

to, CA 94305

(146) Pres

iden

t and Fellows of Harvard College

04-2103580

501 (c) 3

59,128

0Po

stdo

ctor

al Fel

lows

hi1033 Massachusetts Ave Third Floor, Cambrid e, MA 02138

(147) Regents Of The Uni

vers

ity Of Michigan

3&6028429

501 c 3

59,128

0Po

stdo

ctor

al Fel

lows

hi3003 S Sta

te St, Rm 1054, Mn Arbor, M148~09

(148) Pres

iden

t and Fellows of Harvard College

042103580

501 (c)(

3)59,126

0Minority PostdoGoral Fel

lows

hip (PMF~

1033 Massachusetts Ave Third Floor, Cambridge, MA 02138



.

Grants and OtherAssistance to Governments and Oraaniutions in the United States. Complete if the organization answered "Yes" to Form 990.

t (a) Name and adt

ltes

s of organlzatlon

orgovemment

(b) EIN

(c) IRC sec

tlon

If ap

plic

able

(d) Amount of ca

sh(e) Amount of no

n-

cash assistance

(~ Method of valuatlon

(book FMV, ap

praisal,

othe

r)

(gj De

scrl

ptlo

n of

non-cash ass

ista

nce

(h) Pur

pose

of gr

ant

or a

wist

ance

(149) University of Minnesoq

2221 Universit Ave SE, Minnea olis, MN 35414

41-5007513

170(c) 1)

58,933

0Po

stdo

ctor

al Fel

lows

hip

(150) University of Michigan Mediwi Center

38-6006309

501 c 3

58,922

0~

Postdoctoral Fel

lows

hi1500 E Medical Center Dr, Ann Arbor, MI 48109

(~51) University of Pennsylvania

23-7352685

501 c 3

58,922

0PostdoGoral Fe

llow

shi

3451 Walnut SL, P-2

21 Frankin Bui

ldin

, Ph

ilat

lel

hia, PA 19104

(152) Beth Israel Deaconess Medical Center

04-210388'1

501 c) 3

58,922

0Po

stdo

ctor

al Fel

lows

hi330 Brookline Ave, E BR-259. Bo

ston

, MA 02219


23-1352685

501 (c 3

56,922

0Po

stdo

ctor

al Fel

lows

hi3451 Walnut SL, P-?21 Fra

nkin

Bui

ldin

. Philadel hi

a. PA 19104

(154) Albe

rt Einstein College of Medicine

731624225

501 c 3

58,922

0Mi

noru

Po

stdo

ctor

al Fel

lows

hl (PM

7300 Moms Park Ave, Bro

ruc,

NY 10461

(155) Joan 8 Sanford I.W

eill

Metlical College of Cornell Uni

vers

ity

13-1623978

501 c 3

58.669

0Mi

noru

Po

stdo

ctor

el Fel

lows

hi PM

1300 York Avenue, New York, NY 10065

(156) Uni

vers

ity of Colorado Denver

64-6000555

501 c 3)

58,438

0Po

stdo

ctor

al Fel

lows

hi1201 Latimer Street, Denver, CO 80204


2&1352685

501 c) 3

58.438

0PostdoGoral Fe

llow

shi

3451 Walnut St, P-2

21 Frankin Bui

ldin

, Ph

ilat

lel

hia, PA 19104

(158) University of Utah

87-6000525

501 c 3

58,438

0Mino ' Po

stdo

ctor

al Fel

lows

hi PMT

201 Sou

th Pre

side

nts Circle, Rm 406, Sa

lt Lake Cit

, UT 841

'12

(159) University of Te~

cas Southwestern Medical Center at Dallas

75-6002868

170(c 1)

58,438

0Minorit

Postdoctoral Fel

lows

hi (PM


las,

TX 75264

(160) University of Cal'rfomia, San Diego

95-6006144

501 c 3

57,838

0Po

stdo

ctor

al Fel

lows

hi9500 Gilman Dri

ve #0954, La Jolla. CA 92093

(161) Trustees of the University of Pennsylvania

231352685

501 c (3

57244

0Po

stdo

ctor

al Fel

lows

hi3451 Walnut St. P-2

21 Frankin Bui

ldin

, Phi

lade

l hi

a. PA 19104

(762) Children's Hosp'rtai of Philatlelphia

231352166

501 (c) 3)

57,244

0Postdoctoral Fel

lows

hi340'i Civ

ic Cen

ter Bo

ulev

ard,

Phil

adei

hia, PA'19'104

(163) Ci

ncin

nati

Children's Hospital Medical Center

3333 Bur

net Avenue MlC 9002, Cin

cinn

ati,

OH 45229

31-0833936

501 c 3)

57,244

0Po

stdo

ctor

al Fel

lows

hi

(164) Partners Heakhcare System Inc

D4210356'I

501 c (3

57244

0Po

stdo

ctor

al Fel

lows

hi399 REVOLUTION DR S7E 645, SOMERVILLE, MA 02145-1465

(165) Al

bert

Ein

stei

n College of Medicine

t3-1624225

501 (c)(

3)57,244

0Mi

nori

ty Postdoctoral Fe

llow

ship

(PMT

'13

00 Morris Park Ave, Br

oru~

, NY 10461

Continuation Sheet for Schedule 1


. _

_ _.

_..

_ _

_ ~

541734511

..

Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to Form 990.

~ (a) Name and add

ress

of organ~atlon

or g

overnment

@) EW

(c) IRC sec

tion

K ap

pilc

able

(a) Amount of ca

sh(e) Amount of no

n-

cash assistance

(f) Me

thod

ofv

alua

tlon

(bo

ok, FMV, ap

prai

sal,

o the

r)

(g) Descdptlon of

non -

cash

assistance

(hJ Pu

rpos

e of gra

ntor a

ssLstance

(166) Princeton University

21-0634501

501(

c) 3

55,432

0Po

stdo

ctor

al Fei

lows

hi701 Came i

e Ce

nter Ste 443, Pr

ince

ton.

NJ X8540

(167) The General Hospital Corporstion dba Massachusetts General Hospital

042697983

501 c 3

55,432

0Mino ' PostdoGorai Fe

llow

shi PM

55 Fruit SVeet, Boston, MA 02114


741613676

501 c 3

10,000

0St

i end

One Ba I

or Pla

za, Houston. TX TI030

(~69j University of Southern California

95-1642394

501 c 3

324,988

0Earl In

vest

s at

orAw

arrl

1540 Alcazar Str

eet.

CHP 100, Los An el

es, CA 90033


91-&001537

115

325,000

0Earl In

vest

s ator AwarU

120t Larimer Street, Sea

ttle

, WA 98195

(171) Regents of the Univers"rty of Colorado

84-6000555

501 c 3)

325,000

0Earl In

vest

s at

or Award

1800 Gra

nt SVeet. Su

ite 600 ,Denver. CO 80203

(172) North Car

olin

a State Un

iver

sity

56-6000756

115

325,000

0Earl In

vest

s ff

ior Award

2701 Sul

liva

n Drive, Sui

te 240, Ral

ei h,

NC 276957214

(173) Harvard Pil

grim

Hea

lth Care

042663394

501 c (4

323214

0EaA In

vest

s at

or Awartl

93 Wor

cest

er St, Wel

lesl

e , MA 02481-3609

(174) New York Uni

vers

ity School of Met

lici

ne

1&5562308

501 (c)(

3322,842

0Eart In

vest

s ator Award

One Park Avenue, 61

h Floor„ New Yor

k, NY 10016

(175) The Regents of the University of Calffomia, San Francisco

94-6036493

501 (c) 3)

325,000

0Ead In

vest

s at

or Awafd

3333 California SUeet, Ste

. 375, San Fra

ncis

co, CA 94143

(176) Cornell University

150532082

501 c) 3

324,977

0Earl in

vest

s at

or Award

373 Pin

e Tree Rd, It

haca, NY 14850

(~77j The Rockefe

ller

University

131624158

501 c 3

325,000

0Ea

rf In

vest

s ator Awald

1230 York Avenue, New Yor

k, NY'10065

(178) Ica

hn School of Medicine at Mount Sinai

13-6171197

501 c 3

325,000

0Earl In

vest

s ator Award

One Gustav L Le

Plac

e, Box 3500, New Yor

k, NY 10029

(179) Jackson Laboratory

01-0211513

501 c 3

324,540

0Earl In

vest

s at

or Award

600 Main St.

Bar Harbor, ME 04609

(180) Ch

iltlren's Research Ins

titu

te

52-1654453

501 c 3

313,587

0Earl In

vest

s ator Awartl

t'It

Mic

hi an Avenue NW. Washin to

n, DC 20010

(181) Princeton University

21-0634501

501 c 3

325,000

0Ead In

vest

s ator Award

701 Came i

e Center Ste 443, Pr

ince

ton,

NJ D8540

(182) University of Arizona

742652689

115

325,

000

Inve

stig

ator

New to Diabetes Research Award

888 N Euclid Ave, Tucson, AZ 85721

Inc.

rranfs and []ther AscistancP to Covemments and Omanizations in the United States_ Comolete if the organization answered "Yes" to Form 990.

1 (a) Name and add

ress

of or

gan~

aGon

orgovemment

(b) EIN

(c) IRC sec

tion

If app

lica

ble

(d) Amount of ca

sh(e) Amount of no

n-

cash assistance

(~ Mettiod of valuatlon

(book,FMV, ap

praisal,

othe

r)

(g) Des

crip

tion

of

non-cash ass

ista

nce

(h) Pur

pose

of Br

ent

or assMance

(183) University of Notre Dame

35-0868188

501 c 3

325,000

0Investi

ator New to Diabetes Research Award

724 Grace Hall, Not

re Dame, IN 46556

(184) Yale University

06-0646973

501 c) 3

325,000

0Investi

ator New to Di

abet

es Research Award

155 WhiNe Avenue, Room 230. P.O. Box 208250, New Haven, CT 06510

(185) The Regents of the University of California, Santa Barbaro

95-6006'145

50'I

(c 3

325,000

0Investi


3227 Cheadle Hal

l, 3rU

floor, Santa Barbara, CA 93106-2050

(~86) Joan &Sanford 1. W

eill

Metlical College of Cor

nell

University

13.1623978

501 c 3

325,000

0Investi


100 Broadwa , 8t

h Floor, New Yor

k, NY 10005

(187) Uni

vers

ity of Il

linois at Urbana-Champaign

37-6006007

501 (c)(3)

325,000

0Investi


'1305 West Green Street, Urbana, IL

6'1801

(188) The Pennsylvania State Uni

vers

ity

24-6000376

115

210,424

0Research Car

eer In

itia

tor

304 Oid Mai

n. Univers'

Park

. PA 16802

(189) University of Michigan

38-6006309

501 (c)(

3)323,000

0Research Career Initiator

3003 S. St

ate St, Rm 1054, Ann Arbor, MI 48109

(190) CetlarsSinai Mediwi Center

951644500

501 (c (3

272.

041

0Research Career Ini

tiat

or8700 Bev

erl

Bivd

, West Hol

l ood, CA 90048

(191) University of California, San Diego

95-6006144

501 c 3

295,755


9500 Gilman Drive #0954, La Jolla, CA 92093

(192) Duke Uni

vers

ity

5&0532129

501 c) 3

281,922

0Research Career Ini

tiat

or324 Bla

ckwe

ll St Washin ton Bld ,Durham, NC 27701

(193) Stanford Uni

ve~5

ity

941156365

501 c (3

299,072

0Research Car

eer In

itia

tor

3145 Por

ter Drive, Pal

o Alto, CA 94305

(194) Josl

in Diabetes Center, In

c.

042203836

501 c) 3

325,000


One Jos

lin Pace, Boston, MA 02215

(195) The Regents of the University of Michigan

38-6028429

507 c 3

73,101

0Research Career ~nl

Uato

r3003 S Sta

te St, Rm 1054, Ann Arbor, MI 48109

(~96j Beth Israel Deaconess Met

lica

l Centerinc

04-2103881

501 c 3

106,610

0Research Car

eer

Initiator

330 Brookline Ave, E BR-2

59, Bo

ston

, MA 02219

SCHEDULE J Compensation Information OMB No. 1545-0047

(Form 990) For certain Officers, Directors, Trustees, Key Employees, and Highest ~OCompensated Employees

► Complete if the organization answered "Yes" on Form 990, Part IV, line 23.~~- • ~

Department of the Treasury ►Attach to Form 990.Internal Revenue service ► Go to www.irs. ov/Form990 for instructions and the latest information. • "Name of the organization Employer identification number

American Diabetes Association Research Foundation, Inc. 54-1734511Questions Re ardin Com ensation

Yes No

1a Check the appropriate boxes) if the organization provided any of the following to or for a person listed on Form990, Part VII, Section A, line 1 a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel ~ Housing allowance or residence for personal useTravel for companions ❑Payments for business use of personal residenceTax indemnification and gross-up payments ~ Health or social club dues or initiation fees

Discretionary spending account ❑Personal services (such as maid, chauffeur, chef

b If any of the boxes on line 1 a are checked, did the organization follow a written policy regarding paymentor reimbursement or provision of all of the expenses described above? If "No," complete Part III toexplain. 1b

2 Did the organization require substantiation prior to reimbursing or allowing expenses incurred by alldirectors, trustees, and officers, including the CEO/Executive Director, regarding the items checked on line1a?. 2

3 Indicate which, if any, of the following the filing organization used to establish the compensation of theorganization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods used by a

related organization to establish compensation of the CEO/Executive Director, but explain in Part III.

Compensation committee ~ Written employment contract

Independent compensation consultant ~ Compensation survey or study

Form 990 of other organizations ~ Approval by the board or compensation committee

4 During the year, did any person listed on Form 990, Part VII, Section A, line 1 a, with respect to the filingorganization or a related organization:

a Receive a severance payment orchange-of-control payment? .b Participate in, or receive payment from, a supplemental nonqualified retirement plan? .c Participate in, or receive payment from, an equity-based compensation arrangement? .

If "Yes" to any of lines 4a—c, list the persons and provide the applicable amounts for each item in Part III.

Only section 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.5 For persons listed on Form 990, Part Vll, Section A, line 1a, did the organization pay or accrue any

compensation contingent on the revenues of:a The organization? . 5ab Any related organization? . 5b

If "Yes" on line 5a or 5b, describe in Part III.

6 For persons listed on Form 990, Part Vll, Section A, line 1a, did the organization pay or accrue anycompensation contingent on the net earnings of:

a The organization? . sab Any related organization? . 6b

If "Yes" on line 6a or 6b, describe in Part III.

7 For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixedpayments not described on lines 5 and 6? If "Yes," describe in Part III

8 Were any amounts reported on Form 990, Part VII, paid or accrued pursuant to a contract that was subjectto the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe

9 If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in

For Paperwork Reduction Act Notice, see the Instructions for Form 990.HTA

7

8

N/A

N/A

X

X

XX

X

X

9 ( ~ N/A

Schedule J (Form 990) 2018

Sche

dule

J (Form 990) 2018

American Dia

bete

s Association Research Foundation

Inc.

541734511

Pa e 2

Offic

ers,

Directors, Trustees, Kev Employees, and Highest Compensated Employees. Use duplicate copies

if add

itio

nal space is ne

eded

.For

each in

divi

dual

whose compensation must be rep

orte

d on Sch

edul

e J,

report compensation from the or

gani

zati

on on row (i) and from

rela

ted organizations, described in th

e

inst

ruct

ions

, on row

(ii). Do not

list any ind

ivid

uals

tha

t aren't lis

ted on Form 990, Pa

rt Vll.

Not

e: The sum of c

olumns (B

l(iN

iiil

for

each

list

ed individual mu

st equ

al the to

tal am

ount

of Form 990, Pa

rt VI

I, Section A, line 1 a,

applicable col

umn (D) an

d (E

) amounts fo

r that individual.

(B) Br

eakd

own of W-2 and/or 1099-MISC co

mpen

sati

on(G) Ret

irem

ent and

(D) Non

taxa

ble

(E) Tota

l of

columns

(F) Com

pens

atio

n

(A) Name and Title

(i) Base

(ii) Bonus &incentive

(iii) O

ther

other de

ferr

edcom

pens

atio

nbe

nefi

ts(B

)(i)

—(D)

in col

umn (B) re

port

edas def

erre

d on prior

comp

ensa

tion

compensation

re o

rtable

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-16

iiSchedule J (Form 990) 2018

Sche

dule

J (Form 990) 2018

American Diabetes Association Research Foundation

Inc.

54-1734511

Pa e 3

Supplemental Information

Pro

vide

the information, ex

plan

atio

n, or descriptions required for

Part I, li

nes 1 a,

1 b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for

Part II.

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for any additional in

form

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Part

I Li

ne 3 The Chief Executive Officer and the Chief Financial Off

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of the American Dia

bete

s Association

the Association)

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Foundation is anon-compensated position._The Princpal Officers of the Bo

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Schedule J (Form 990) 2018

SCHEDULE L Transactions With Interested Persons(Form 990 or 990-EZ) ~ Complete if the organization answered "Yes" on Form 990, Part IV, line 25a, 25b, 26, 27,

28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.

OMB No. 1545-0047

2~Department of the Treasury ►Attach to Form 990 or Form 990-EZ. •Internal Revenue Service ► Go to www.irs. ov/Form990 for instructions and the latest information.Name of the organization Employer identification number

American Diabetes Association Research Foundation, Inc. 54-1734511Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and 501(c)(29) organizations only).C~mnlete if the organization answered "Yes" on Form 990. Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b. N/A

~ (a) Name of disqualified person(b) Relationship between disqualified person and

organization (c) Description of transaction(d) Corrected?Yes No

234562 Fntar tha amniint of tax inrurrPd 6v the organization managers or disqualified persons dUrinq the Veal'

under section 4958. .► $

3 Enter the amount of tax, if any, on line 2, above, reimbursed by the organization . 1 $

Loans to andlor From Interested Persons.Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a or Form 990, Part IV, line 26; or if the N/Aorganization reported an amount on Form 990, Part X, line 5, 6, or 22.

(a) Name of interested person (b) Relationshipwith organization

(c) Purpose ofloan

(d) Loan to orfrom the

organization?

(e) Originalprincipal amount

(~ Balance due (g) In default? (h) Approvedby board orcommittee?

(i) Writtenagreement?

To From Yes No Yes No Yes No

123456789

10Total . . ► $ 0

Grants or Assistance Benefiting Interested Persons.Complete if the organization answered "Yes" on Form 990, Part IV, line 27.

(a) Name of interested person (b) Relationship between interestedperson and the organization

(c) Amount of assistance (d) Type of assistance (e) Purpose of assistance

1 See Attached Statement23456789

10For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Schedule L (Form 990 or 99o-EZ) 2018HTA

Schedule L (Form 990 or 990-EZ) 2018 American Diabetes Association Research Foundation, Inc. 54-1734511 page 2

Business Transactions Involving Interested Persons.Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.

(a) Name of interested person (b) Relationship betweeninterested person and the

organization

(c) Amount oftransaction

(d) Description of transaction (e) Sharing oforganization's

revenues?

Yes No

12345678910

Supplemental lnformation.Provide additional information for responses to questions on Schedule L (see instructions).

Part III Line 1 The Scientific Review Panel follows the requirements of the American ----------------------------------------------------------- -----------------------------------------------------------------------------

Diabetes Association's conflict of interestpolicy when reviewing grant applications and--------------------------------------------------------

providing funding recommendations._Members must recuse themselves for institutional,__________________________________________

financials and personal conflicts of interest. Panel members are notpermitted to_______________________________________________________________ --------- ----- ---------------------------------------------

participate in the grant review process if they are listed as the principal investigator____________________________________________________________

of an application under consideration_ In addition, members may not participate in the- ----------------------------------------------------------

review of a specific grant if the principal investigator is a close collaborator or close____________________________________________________________ -------------- - - - -

associate of the panel member. ------------------ ----------------------------------------------------------------------------------------------------------------------

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Schedule L (Form 990 or 990-EZ) 2018


Part 111 (Sch L /990/990EZIl -Grants or Assistance Benefiting Interested Persons

54-1734511

Check ("X")Name Ifa Business Relationship with Organization Amount o(Grant Type of Assistance Purpose o(Assistance

Jianxun Song1 Texas A&M Universit S stem HSC Grant Review Committee Member 104 494 Research Grant Avrard Basic Science

Shandong Guo2 Texas A&M Universit S stem HSC Granl ReviewCommittee Member 172 500 Research GrantAvrard Career Deveio ment

Rebecca L. 8e~deaux, PhD3 The Universit of Texas Health Science Center at Houston Grant Revtew Committee Member 115 000 Research Grant Avrdrd Basic Science

Jonathan Bogan4 Yale Universi School of Medicine Grant Review Committee Member 115 000 Research Grant Avrard Basic Science

Shuibing Chen5 Weill Come~l Medical Colle e Grant Review Committee Member 115,000 Research Grant Avrard Basic Science

William Durance6 The Curators of the Universit of M(ssouri Grant Review Committee Member 115 000 Research Grant Avrard Basic Science

Nicole Glaser7 Re enls of the Unive~sil of California Grant Revlaw Committee Member 115000 Research Grant Award Basic Science

Janice M. Huss, PhD8 Beckman Research Institute of Ci of Hoe Grant Review Commlltee Member 115 000 Research Grant Avrard Basic Science

Yumt Imai9 Universit of Iowa, Carver Colle e of Medicine Grant Review Committee Member 115 000 Research GrantAvrard Basic Science

David Aaron Jacobsen10 Vanderbilt Universit Grant Review Committee Member 115,000 Research Grant Avrard Basic Science

Ji LI11 Universil of Mlssissl (Med(cal Center Grant Review Committee Member 115 000 Research Grant Award Basic Science

Liangyou Rui, PhD12 Universit of Michi an Medical Center Grant Review Committee Member 115,000 Research GrantAwdrd Basic Science

Yuguang Shi, PhD13 The Universi of Texas Health Science Center at San Antonio Grant Review Committee Member 115 000 Research Grant Award Basic Science

Rajat Singh, MD14 Albert Einstein Colle e of Medicine Grant Review Committee Member 115000 Research Grant Avrard Basic Science

Yajing Wang15 Thomas Jefferson Universit Grant Review Committee Member 115 000 Research Grant Avrard Basic Science

Jun Wu, PhD16 Universit of Michi an Medical Center Grant Review Committee Member 114 999 Research Grant Award Basic Science

Qinglin Yang17 The Universit of Alabama at Birtnin ham Grant ReviewCommittee Member 196 182 Research GrantAvrard Bask Science

Ling Yang, Md PhD18 Universit of Iowa Grant Review Committee Member 114 590 Research GrantAvrard Basic Sc(enca

Ellen A. Schur19 Universit of Washin ton Grant Revtew Committee Member 199,997 Research GrantAvrard Innovative Clinical or Translational Science

Hovrard William Davidson20 Universi of Colorado Denver Grant Review Committee Member 200 000 Research Grant Award Innovative Cllntcal or Translational Science

Basak Icli21 Partners Healthcare S stem Inc Grant Review Committee Member 93 173 Research Grant Avrard Jun(or Facuf

Stephen CJ Parker, PhD22 Universit ofMichi an Grant Review Committee Member 3000 ResearchGraotAward Minori UnderGraduatelnternshi

Stephen CJ Parker, PhD23 Universit of Michi an Grant Review Committee Member 3 000 Research GrantAvrard Minori UnderGraduate Intemshl

~ 2014 CCH Small F(rm Services. All fights reserved.

SCHEDULE O ~ Supplemental Information to Form 990 or 990-EZ(Form 990 or 990-EZ) Complete to provide information for responses to specific questions on

Form 990 or 990-E2 or to provide any additional information.► Attach to Form 990 or 990-EZ.

Department of the Treasury ► Go to www.irs. ov/Form990 for the latest information.Internal Revenue Service gName of the organization

American Diabetes Association Research

OMB No. 1545-0047

~~10~ ~~~

Employer identification number

54-1734511

Please see attached statement.

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For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Schedule O (Form 990 or 99o•EZ) (2018)HTA

American Diabetes Association Research Foundation,lnc, sa-1734511

(Sch O (990/990EZ)) -Supplemental Information

Form Part Section Line Ex lanation1 Form sso Part I ~ The American Diabetes Association Research Foundation, Inc. (the Foundation) secures major gifts and grants to fund

diabetes-related research

z Foam seo Part III a Connected for Life

oday, more than 100 million Americans (n the United States have diabetes or prediabetes—an invasive,unrelenting and debilitating disease that spans all ages, geography and educational levels. This chronicdisease targets children, the elderly and minority populations more than others and costs the United States$327 billion dollars each year in lost productivity. It is a global epidemic that contributes to heart disease,stroke, nerve and kidney disease and vision loss.

he American Diabetes Associat(on Is the only organization dedicated specifically to the research, educationand advocacy required to improve the lives of the 303 million adults and children in the U. 5. with diabetesand the 84.1 million people with prediabetes. For 78 years, we have been working on the frontl(nes toeducate at-r(sk populations, protect the rights of people with diabetes at work, school and other aspects ofdally life, p(oneer clinical and research breakthroughs and foster a pipeline of the best and brightestscientists. From research labs to the halls of the Capitol to the offices of health care practit(oners tocommunities nationwide, we are there. We are bending the curve to help people living with diabetes andtheir families thrive. Why? Because we envision a life free of diabetes and oil its burdens, which fs fueled byour mission to prevent and cure diabetes and to improve the lives of all people affected by diabetes.

DIABETES RESEARCH

Diabetes Is an extremely complex disease, caused 6y a combination of various genetic and environmentalfactors that progress(vely lead to an (nabil(ty to produce or effectively utilize insulin. The complexity of causesconspiring to diminish the body's production or response to insul(n, leading to high 61ood glucose andeventual development of diabetes, makes finding a single cure particularly difficult. While a cure has beenelusive, critical research efforts in recent decades have led to significantly improved patient care, resulting Infewer complications and better health outcomes for individuals with diabetes.

s a leader in diabetes research, and the only organization dedicated specifically to the research, educationand advocacy required to Improve the lives of all people with diabetes, the American Diabetes Associationfunds critical, innovative d(abetes research and invests in promising scient(sts early In their careers. Our directinvolvement In diabetes research extends back to the 1940s when Dr. Charles H. Best, one of four scientistscredited with discovering insulin, provided the ADA with the framework and early leadership for a Formalizeddiabetes research program.

Since our Research Program's inception fn 1952, we have been the leader infunding cutting-edge diabetesresearch, supporting nearly 4,800 research projects and investing more than $834.4 million in diabetesresearch. (n 2018, the ADA supported 318 new and continuing research projects at 104 leading researchinstitutions across the United States. The projects cover the broad spectrum of research approaches,including basic, clinical and translational science and address all types of diabetes, diabetes-related diseasestates and complications.

The pr(mary goals of the ADA's Research Program are to:• Support the highest quality science across the broad spectrum of diabetes research.• Support investigators early in their careers to encourage them to dedicate their efforts to diabetes

research.• Support innovat(ve research with a high potential to have a significant impact for patients with

diabetes.

Peer Review ProcessOne of the factors that sets American Diabetes Association-funded research apart and ensures that we aresupporting the very best science is peer review. Peer review is a process whereby grant applications arereviewed and evaluated by individuals who are experts fn the field (or "peers" of the Individual submittingthe grant). ADA grant applications all undergo peer review by three or more volunteer experts who arethemselves diabetes researchers. Reviewers provide both a score and detailed comments regarding thestrengths and weaknesses of each grant they review. Scores from all reviewers for each grant are averagedto arrive at a composite merit score that (s then used to determine which grants to support.

Types of Research AwardsResearch awards are divided into four major categories that reflect our research goals and priorities, provideextraordinary opportunities for researchers from diverse backgrounds, and foster the professionaldevelopment of young scientists interested in d(abetes research. The categories are: Investigator-InitiatedAwards (Core Program); Pathway to Stop Diabetes; Collaborative Targeted Research; and Research Co-Support. Approximately 80 percent of American Diabetes Association-funded research falls under the CoreResearch Awards. The ADA uses a single annual grant application cycle for its Core Research Program,featuring a streamlined grant portfolio. In 2018, a total of 884 research grant appl(catfons were submitted.

With donor-directed funding, the ADA supported a targeted initiative in 2018 to fund three postdoctoralfellows with clfnicalortranslatfonalresearch proJectsfocused on understanding the cardiovascularcomplications of type 1 diabetes.

The ADA hosted a research symposium on the Use of Real-World Data to Improve the Prevention and Careof Diabetes-Related Outcomes fn Washington D.C. in November of 2018. The symposium offeredpresentations and discussion with the goal of driving consensus to accelerate guidance on the design and useof real-world data to improve the prevention and care of diabetes-related outcomes.

American Diabetes Association Research Foundation, Inc. 5a-17~4s11


Form Part Section dine Ex lanation

a Farm sso Part III 4 continued... ADA-supported researchers made significant progress in understanding how diabetes develops and

progresses, and in identifying new ways to combat the disease. Notable advances include assessing

the potential of community programs to combat health disparities fn type 2 diabetes; a novel

therapy to prevent type 1 diabetes leading to a better understanding of why the immune system

attacks insulin-producing beta-cells in type 1 diabetes; and preserving eyesight In people with

diabetes by studying a unique molecule that seems to play an important role In the development of

diahetfc retlnopathy, a progressive compl(catlon of d(abetes that affects nearly 100 million people

worldwide and leads to blindness.

Research Program Outcomes

The American Diabetes Association-funded researchers show an exemplary commitment to advancing

their careers within the field of diabetes research. Within five years of their award:

• 99 percent of the researchers we fund remain committed to diabetes research for at least five

years• 9 out of 10 researchers secure new funding within five years to expand their work, leveraging $7.36

for every $1 Invested by the American Diabetes Association

Pathway to Stop Diabetes

• Launched in 2013, the American Diabetes Association's Pathway to Stop Diabetes initiative alms to

inspire a new generation of diabetes researchers who are early in their career or are established

but would Ilke to expand their focus on diabetes research. Through awards of $1.625 m(Ilion over

the course of five to seven years, the program allows researchers to have the time and focus

needed to explore new ideas. With a goal of funding lOD new diabetes researchers over the next

decade, Pathway provides crucial support to ind(viduals focusing on innovative ideas and

transformational approaches that w11I lead to new discoveries in diabetes prevention and

treatment. Importantly, Pathway is (n addition to ongoing ADA research activities and is

sign(ffcantly expanding our research efforts.

• Six new Pathway awardees began their research projects in January 2015. During the 2018

calendar year these new awardees, along with the 23 Pathway scientists who were continuing in

their terms of Pathway funding, collectively published 30 high-impact original research manuscripts

and seven reviews. They delivered 151 presentations at scientific meetings. Through 2018, eight

Pathway Initiator award recipients (of nine funded to date) have secured theft first independent

faculty positions. Ten patent applications have been filed by Pathway awardees to date. These

outcomes demonstrate that the Pathway initiative cont(nues to exceed its objectives and progress

toward our vision of br(nging 100 brilliant scientists to diabetes research.

• The Pathway scientists came together at the fourth annual Pathway to Stop Diabetes Symposium,

held at the 78"' Scientific Sessions in Orlando, Florida, where the newest cohort of Pathway

awardees presented their project plans and progress to date. This exclusive symposium brought the

awardees together with the Mentor Advisory Group, program sponsors, philanthropic supporters,

and ADA leadership.• The sixth annual Pathway to Stop Diabetes grant competition was held fn 2018. The Mentor

Advisory Group reviewed 89 outstand(ng nominations and selected three new Pathway awardees

who began their grants in January 2018. With selection of these new awardees, the Pathway program

has supported 32 outstanding investigators in total.

2018, the first group of scientists completed their terms of Pathway funding, which had started in

2014. These scientists, Kathleen Page, MD, of the University of Southern California; Wolfgang Peti,

PhD, of the University of Arizona; and Joshua P. Thaler, MD, PhD, of the University of Washington, all

completed their fifth and final year of their awards. Each of them has already added substantially to

our understanding of diabetes and diabetes risk, and their contributions will continue throughouttheir

careers in diabetes science, because they are now set up for success in conducting the kind of

innovative, transformative research that holds promise to ult(mately stop the health crisis that is

diabetes.

clentijlc SessionsHeld annually, Scientific Sessions exemplifies the American Diabetes Association's leadership role In the

lobal diabetes community, while providing a critical platform for driving diabetes awareness. Scientific

Sessions Is the world's largest scientific and medical meeting focused on the latest basic and clinical science

research related to diabetes and its complications.

he 7Sth Scientific Sessions, held June 22-26, 2018 in Orlando, Florida, brought together more than 14,000

physicians, scientists, researchers, and health care providers. Over the course of five days, participants

received exclusive access to more than 3,000 original research presentations, increasing their knowledge on

the latest advances in diabetes research, care, and education. More than 3,000 abstracts were received. Of

those received, 2,491 were presented as either Oral or Poster presentations. The remaining abstracts were

either printed in the Journal Diabetes as Published Only or not accepted for presentation by the Scientific

Sessions Meeting Planning Committee.

American Diabetes Association Research Foundation, Inc. 54-17x4511


Form Part Section Line Ex lanation

3 Form 990 Part III 4 Continued...Soh ANNUAL FOCUS ON FELLOWShe 5"' Annual Focus on Fellows program was held in conjunction with the 78th Scientific Sessions. Thfs

meeting is dedicated to fostering growth/development of future diabetes clinicians, researchers and

leaders. The 131 attendees participated in a program that covered clinical, research and career

development topics

DIABETES IS PRIMARYDiabetes is Primary, an education program for primary care providers, was piloted in several markets in

2018. More than 600 primary care providers participated in these five pilots. Diabetes Is Primary was

also held as a Scientific Sessions preconference. During 2018, more than 10,000 CE certificates were

provided to individuals who participated in the program's webcasts.

W I N ADAhe Women's Interprofessfonal Network of the Amer(can Diabetes Associatlo~ (WIN ADA), ADA's

membership group for female clinicians, scientists, and educators in diabetes, grew significantly In 2018

from 400 to 2,000 members. This group held its first mini-symposium titled "Overcoming Gender Gaps

in Science", as well as an evening networking reception at the 78`h Scientific Sessions, which

approximately 300 profess(onals attended.

We're Connected for Life. lust Imagine!he American Diabetes Association is a lot of things to a lot of d(fferent people. But the one thing we are

to everyone Is a connection point in the fight to cure diabetes to help people live a better Iffe. Just

imagine) Imagine the day when diabetes will no longer devastate our families and communities, our

neighbors near and far. When a parent doesn't have to hear that their child has an incureble disease that

brings with it not only sleepless nights, but constant fears about possible complications and diabetes-

related discrimination. When nobody has to worry anymore about blood glucose highs and lows and

whether that blurred vision is the beginning of a life without sight. When a family can gather at a family

reunion and create happy memories Instead of having to gather at a graveside to say goodbye to a loved

one who has lost their battle against diabetes. We know that, together, we can stop this dreadful

disease and realize our vision: life free of diabetes and a/I !is burdens.

Learn more at www.diabetes.ora and www.stopdiabetes.com.

4 Form seo Part VI a ~a The main responsibilities and focus of the Foundation's Board is to advance, support, and promote charitable contributions

by soliciting major gifts for the purpose of funding the American Diabetes Association's nationwide Research Program. The

Board of Directors of the Foundation provides governance over the activities of the Foundation in accordance with the

purposes, policies, and procedures of the American Diabetes Association. The Board delegates to the Foundation's

Executive Committee responsibility for management of the Foundation when the Board is not in session. The American

Diabetes Association provides complete operational support to the Foundation including staff, facilities and administrative

processes. The Foundation's annual budget and audit process are governed by the American Diabetes Association Board of

Directors and Audit Committee.

5 Form 9so Part VI A 3,7a,~b The Foundation's affairs are managed by the Foundation Board of Directors. The Board of Directors of the Foundation

supervises, directs, and controls the activities of the Foundation in accordance with the mission, purposes, policies and

procedures of the American Diabetes Association. The Board delegates to the Foundation's Executive Committee

responsibility for management of the Foundation when the Board is not in session. The American Diabetes Association

provides complete operational support to the Foundation including staff, facilities and administrative processes. The

Foundation's annual budget and audit process are governed by the American Diabetes Association Board of Directors and

Audit Committee. If a vacancy occurs among the Foundation's officers for any reason, the Board of Directors of the

American Diabetes Association shall fill such position for the unexpired portion of the term.

6 Form 990 Part VI s 11b IRS Form 990 Review Process by the Governing Bodv:

The American Diabetes Association Research Foundation (the Foundation) draft IRS 9901s reviewed by the American

Diabetes Association's management and KPMG. The final and signed IRS from 990 was provided to the Association's Board

of Directors and the Foundation's Board of Directors prior to filing with the IRS.

American Diabetes Association Research Foundation, Inc. 54-1734511


Form PaA Section line Ex lanation7 Form 990 Part VI 8 12o Manaein~ a Conflict of Interest:

To identify potential conflicts of interest with appropriate due diligence, the Foundation's officers, Directors, and members

of the Grant Review Panel must annually disclose any potential conFlicts of interest. The American Diabetes Association's

Audit Committee and senior staff in Legai Affairs manage the disclosure and monitoring processes of the Board. The senior

staff of the Association's Scientific &Medical Division manage the disclosure and monitoring processes of the Grant Review

Panel.

Through review of the annual disclosures and review of the agendas of relevant Board, Committee and other meetings,

appropriate efforts are made in advance of the meetings to identify potential confilcts of interest. Each person also has the

responsibility to report his/her own conflicts of interest (actual or perceived) as those conflicts may arise during a meeting.

8 Form 990 Part VI a 12c Research Grants Review Committee:

Conflict of Interest (COI) within the Research Grants Review Committee is managed through a written COI policy and

through C01 declarations (signed both before and after the review cycle). The C01 for grant reviewers isself-reported. The

primary considerations addressed fn the COI policy and program guidelines are as follows:

Institutional: Individuals are required to recuse themselves from reviewing grants for scientists at the same institution,

including any institutions with which they may be negotiating employment.

- Financial: Individuals are required to recuse themselves from reviewing grants from which they stand to gain financially if

the grant is awarded (co-PI, collaborator, subcontracts, etc.).

- Personal: Individuals are required to recuse themselves from reviewing grants for investigators with whom they either

have a personal or professional relationship (collaborators, colleagues or personal friends), or a long standing professional

or scientific disagreement that prevents them from unbiased review.

s Form eeo Part vl s 13 The American Diabetes Association has a written whistleblower policy that applies to the American Diabetes Association

Research Foundation.

10 Form sao ran VI s 14 The American Diabetes Association has a written Document Retention and Destruction policy that applies to the American

Diabetes Association Research Foundation.

11 Form sso Part VI c 17 Filine Jurisdiction - Re~istretion Number: Filing Jurisdiction - Reeistration Number:

Alabama AL97-256 Mississippi 100000294

Alaska N/A Nevada C28859-1997

Arkansas N/A New Hampshire 5006

California CT81471 New Jersey CH-0581900

Colorado 2002-3003670 New Mexico N/A

Connecticut 5084 New York 01/30/65

District of Columbia 981855 North Carolina SL000618

Florida CH1618 North Dakota 7894

Georgia CH-001422 Ohio 01-0239

Hawaii N/A Oklahoma N/A

Illinois C001-025537 Oregon 16402

Indiana 000103829-000 Pennsylvania No. 21

Kansas 177-257350 Rhodelsland 95-233

Kentucky 45 South Carolina 641

Louisiana N/A Tennessee 5104

Maine CO-1247 Utah 6536093-Char

Maryland 102 Virginia N/A

Massachusetts 029317 Washington 7664

Michigan MICS 10326 West V(rginia N/A

Minnesota N/A Wisconsin 3020-500.



Form Part Section Line Ex lanatlon~z porm sso part vi c to Document Disclosure: The following documents are available on the American Diabetes Association website:

<http://www.diabetes.org>: Board of Directors, audited Foundation financial statements, IRS Forms 990, and thewhistleblower policy. Available subject to request to the American Diabetes Association Legal Affairs department are thefollowing: current bylaws, Articles of Incorporation, and the conflict of interest policy.

~3 Form sso Part VII a a,n,ta The Chief Executive Officer is anon-voting member of the Research Foundation Board of Directors. The Chief ExecutiveOfficer, the Chief Financial Officer, and the Chief Scientific, Medical &Mission Officer are compensated by the AmericanDiabetes Association based on a standard average of 37.5 hours per week.

1a Form sso Part VII q ~a and 2t Tracey D. Brown began her tenure as Chief Executive Officer on June 1, 2018. Martha P. Clark ended her tenure as InterimChief Executive Officer on May 31, 2015.

t5 Form sso Part XI s Other changes in net assets or fund balances of $640,051 reflect prior year research grant award refunds and forfeitures.

16 Form 9eo Part VI A Z Pearson C. Cummin, lil, Secretary-Treasurer, and Linda Cummin, Board of Directors Ambassador, have a family relationship.

17 Form sso Part VII A 1a(4) The Ambassador Board position is non-voting. The Ambassador Board position recognizes long-standing and on-goingsignificant financial and non-financial support to the American Diabetes Association Research Foundation.

~a Form sso Part VI a 4 The bylaws of the American Diabetes Association Research Foundation were revised in 2018 to change the composition ofthe Board of Directors.

SCHEDULE R

(Form 990)

Department of

the Treasury

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truc

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lat

est information.

OMB No. 1545-0047

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Name of t

he organization

Employer ide

ntif

icat

ion number

Ame

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541734511

I dentification of Dis

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itie

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swer

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s" on Form 990, Pa

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line

33.

N/

A

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Identification of Re

late

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mple

te if

the

org

aniz

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swer

ed "Ye

s" on Form 990, Pa

rt IV,

lin

e 34 because it

had

one or more related tax-exempt organizations du

ring

the tax yea

r.(a)

Name, ad

dres

s, and EIN

of related organization

(b)

Pri

mary

activity

(c)

Lega

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tate

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('rfsection501(c)(3))

(~

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ent

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?

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No

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Rela

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plet

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the org

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rt IV

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37.

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Schedule R (Form 990) 2018

American Dia

bete

s Association Re

sear

ch Foundation, Inc

. 54-1734511

Page Z

Iden

tifi

cati

on of Related Organizations Taxable as a Partnership. Complete if the org

aniz

atio

n answered "Yes" on Form 990, Part IV, lin

e 34

because it had one or more rel

ated

org

aniz

atio

ns treated as a par

tner

ship

dur

ing the tax year.

(a)

@)

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Primary ac

tivi

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tal

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Gene

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related or

gani

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ondomicile

entity

income (re

late

d,income

year

ass

ets

allo

cati

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amount in box 20

managing

ownership

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Schedule K-1

part

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sec

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Iden

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aniz

atio

n answered "Yes" on Form 990, Par

t

IV, lin

e 34 because it had one or more related organizations treated as a cor

pora

tion

or trust dur

ing the tax year.

(a)

Name, ad

dres

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activity

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Sche

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R (Form 990) 2018


American Dia

bete

s As

soci

atio

n Re

sear

ch Foundation, Inc

. 54

-173

4511

Page 3

Transactions Wi

th Related Organizations. Complete if

the org

aniz

atio

n an

swer

ed "Ye

s" on Form 990, Pa

rt IV,

line 34

, 35

b, or 36

.

Not

e: Complete li

ne 1 i

f any entity is lis

ted in

Parts Ii

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I, or IV

of th

is sch

edul

e.

Yes No

1 During the tax

year, did the

organization engage in any of the following transactions wit

h one or more rel

ated

org

aniz

atio

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a

Rece

ipt of

(i) i

nterest, (i

i) annuities, (

iii) royalties, or

(iv) rent f

rom a con

trol

led en

tity

.

1a

X

b Gift, grant, or capital contribution to re

late

d organizations) .

1 b

X

c

Gift, grant, or capital co

ntri

buti

on from

rela

ted organizations) .

_ 1c

X

d

Loans or lo

an guarantees to

or for re

late

d organizations) .

1 d

X

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Loans or lo

an guarantees by

rel

ated

org

aniz

atio

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1e

X

f Dividends from rel

ated

organizations)

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Sale

of assets to re

late

d organizations) .

_

h Pu

rcha

se of assets from re

late

d or

gani

zati

ons)

.

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i Exchange of assets with re

late

d organizations) .

j Lease of fa

cili

ties

, eq

uipm

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or ot

her assets to re

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d organizations) .

k Lease of fa

cili

ties

, eq

uipm

ent,

or ot

her assets from re

late

d organizations) .

Performance of se

rvic

es or membership or fundraising so

lici

tati

ons f

or rel

ated

organizations) .

m Pe

rfor

manc

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ser

vice

s or

membership or fundraising so

lici

tati

ons by

rel

ated

organizations) .

n Sh

arin

g of

faci

liti

es, eq

uipm

ent,

mai

ling

lis

ts, or

other assets wi

th rel

ated

org

aniz

atio

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o

Sharing of

paid employees with re

late

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p Reimbursement paid to rel

ated

organizations) f

or expenses .

q

Reimbursement paid by

rel

ated

organizations) f

or expenses .

r Ot

her tr

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s

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X

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X

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2

If the answer to anv of the ah~ve iS "Yes_" see the

ins

truc

tion

s for in

form

atio

n on who must complete th

is lin

e. including covered relationships and transaction thresholds.

(a)

Name of related or

gani

zati

on

(b)

Transaction

type (a—s)

(c)

Amount involved

(d)

Method of

det

ermi

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amount inv

olve

d

1 2 3 4 5 6Sc

hedu

le R (Form 990) 2018

Sche

dule

R (Form 990) 2018

American Dia

bete

s Association Research Foundation, Inc.

54-1

7345

11

Page 4

Unrelated Organizations Taxable as a Partnership. Complete if the org

aniz

atio

n answered "Yes" on Form 990, Part IV, lin

e 37.

Pro

vide

the following inf

orma

tion

for each

enti

ty tax

ed as a partnership thr

ough

which the org

aniz

atio

n conducted more than five percent of it

s ac

tivi

ties

(measured by to

tal assets

or gr

oss revenue) th

at was not

a rel

ated

org

aniz

atio

n. See ins

truc

tion

s regarding ex

clus

ion for ce

rtai

n in

vest

ment

par

tner

ship

s.(a)

Name, ad

dress, and EIN of entity

(b)

Primary act

ivit

y(~)

Legal domicile

(st

ate or

fore

ign

country)

(d)

Predominant

income (r

elated,

unr

elat

ed, ex

clud

edfrom tax und

ersections 51

2-51

4)

(e)

Are all

par

tner

ssec

tion

501

(c)(

3)org

aniz

atio

ns?

(~

Share of

total income

C9)

Share of

end

-of-ye

aras

sets

(h)

Dis

prop

orti

onat

eal

loca

tion

s?

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amount in

box 20

o f Schedule K-1

(Form 1065)

Q)

General or

man

agin

gpa

rtner?

(k)

Per

cent

age

own

ersh

ip

Yes

No

Yes

No

Yes

No

S~1

NIA-

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(15)

-----------------------------------------

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------------------

----

----

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Sche

dule

R (Form 990) 2018

Schedule R (Fomt 990) 2018 American Diabetes Association Research Foundation, Inc. 54-1734511 Page S

Supplemental lnformation.Provide additional information for responses to questions on Schedule R. See instructions.

Part II Line 1 b The mission of the American Diabetes Association is toprevent and cure______________________________________________________.--------- ----- - - --- -- ---- ---- --- ------- ----

diabetes and to improve the lives of all people affected by diabetes.___________________________________________________________________________.-------------------- ----------

Part II Line 2b The American Diabetes Association Property Title Holding Corporation was___________________________________________________.---------------------------------------------------------

established to hold title to real propertX, collect the income therefrom,_and remit to the________________________________________________________.-------------------------------- - - - - - - - -

American Diabetes Association.

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Part VI, Line 17 (990) -States with Which a Copy of this Form 990 is Required to be Filed

~rces the Americas~rces Europe

~rces Pacific

Samoa

;utColumbia

i States of Micronesia

LouisianaMassachusettsMarylandMaineMarshall IslandsMichiganMinnesotaMissouriCommonwealth of the Northern Mariana IslandsMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaPuerto Rico

PalauRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaU.S. Virgin IslandsVermontWashingtonWisconsinWest VirginiaWyoming

O 2019 Universal Tax Systems Inc. and/or its affiliates and licensors, All rights reserved.

Documents

Internal Revenue Servi~s g - American Diabetes Associationmain.diabetes.org/dorg/PDFs/Financial/2018_IRS_Form_990... · 2019-10-15 · b Was the organization included in consolidated,