Interim Guide to Evaluation and Rehabilitation of Flexible Road Pavements - JKR 20709-0315-94

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    Roads BranchPublic Works Department Malaysia

    Jalan Sultan Salahuddin50582 Kuala Lumpur

    JKR 20709-0315-94

    Interim Guide To

    Evaluation And Rehabilition

    Of Flexible Road

    Pavements

    5.0m0m

    7.0m0m

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    Page 1

    Interim Guide To Evaluation AndRehabilitation Of Flexible Road pavements.

    Cawangan Jalan, Ibu Pejabat JKR, K.L

    IKRAM can accept no responsibility for mis-appropriate use of this manual. Engineering

    judgement and experience must be used to

    properly utilise the principles and guidelines

    outlined in this manual taking into account

    available equipment, local materials and condi-

    tion.

    Photographs and drawings of equipment in this

    publication are for illustration only and do not

    imply preferential endorsement of any particu-

    lar make by IKRAM.

    PREFACE

    This guide is written primarily as an interim

    guideline for practising road engineers and

    those who are involved in road maintenance

    activities. An attempt has been made to draw

    together all the information required in the

    evaluation and rehabilitation of flexible road

    pavements within one volume.

    It is hoped that the background information

    given, together with the review of current

    research work carried out at IKRAM, particu-

    larly in relation to the pavement behaviour and

    performance under Malaysian climatic condi-tions will make it of interest to those engaged

    in the research aspects of road engineering and

    in teaching the subject.

    Some of the practical experiences on which the

    guide is based have been gained under

    Malaysian climatic conditions. However, due

    to limitations, some references were drawn

    from various overseas agencies in particular the

    Transport and Research Laboratory (TRL),

    U.K.

    Although it is the intention of the authors to

    make this guide as comprehensive as possible,

    it has not always been possible to do so as the

    performance of flexible road pavements in

    Malaysian environment is not yet fully under-

    stood. However, to facilitate the early under-

    standing of the present practices, this interim

    guide has been produced. The authors are

    FOR INTERNAL USE ONLY

    INTERIM GUIDE TO EVALUATION

    AND REHABILITATION OF FLEXIBLE

    ROAD PAVEMENT

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    aware of the necessary work still needed to

    complete this guide and are, at present, under-

    taking research to make this possible.

    The chapters have been written so that they can

    be read and understood largely independent ofeach another, but where necessary cross-refer-

    encing to specific paragraphs should make the

    reader's task easier.

    This guide aims to be factual but some expres-

    sion of opinion is inevitable where gaps in

    knowledge exist.

    ACKNOWLEDGEMENTS

    This guide is prepared by the PavementResearch Unit

    Head: Ir. Mohamed Shafii Mustafa

    lnstitut Kerja Raya Malaysia (IKRAM).

    The authors of this guide are :

    - Mohd. Sabri Hasim

    - Abd. Mutalif Abd. Hameed

    - Ir. Koid Teng Hye

    - Ahmad Fauzi Abdul Malek- Ir. Mohamed Shafii Mustafa.

    This document forms part of a series of guide-

    lines on the design, construction and mainte-

    nance of flexible road pavements which the

    Pavement Research Unit is producing as part of

    their studies.

    This guide was reviewed by a Committee

    headed by the Director of IKRAM :

    Ir Ng Chong Yuen. Other members of the

    Committee were :

    - Ir Han Joke Kwang (IKRAM)

    - Ir. Aik Siaw Kong

    - Ir. Tai Men Choi

    - Ir. Zainol Rashid Zainuddin

    Of Roads Branch (JKR Headquarters) and

    Ir Abdul Shokri Mohd. Dalian (JKR Selangor).

    The authors would like to express their heart-

    felt thanks to the Director General of Public

    Works Malaysia for his permission to publish

    this guide. Thanks are also due to Tan Kee

    Hock and Mooi Jiann Liang for their assistance

    in preparing this guide. Finally, special thanks

    are due to C. R. Jones of the Overseas Centre,Transport Research Laboratory, U.K. for his

    advice on specific topics of the guide.

    CHAPTER 1 : INTRODUCTION

    1.1. BACKGROUND

    1.1.1 Brief history of Malaysian road

    pavements 1.1

    1.1.2 The need for engineeringevaluation of the road

    pavement 1.1

    1.1.3 Economic analysis as a part of the

    engineering decision

    making process 1.2

    1.2 SCOPE OF THE GUIDE 1.3

    1.2.1 Limitation of the Guide 1.4

    1.3 OBJECTIVES 1.4

    CHAPTER 2 : PAVEMENT BEHAV-

    IOUR AND PERFORMANCE

    2.1 PAVEMENT COMPONENTS AND

    MATERIALS

    2.1.1 Surfacing 2.1

    2.1.2 Road-base 2.1

    2.1.3 Sub-base 2.1

    2.1.4 Subgrade 2.2

    2.2 FUNCTIONS OF FLEXIBLE

    PAVEMENT 2.2

    2.2.1 Road users requirements 2.2

    2.2.2 Engineering requirements 2.2

    FOR INTERNAL USE ONLY

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    2.3 FAILURE DEFINATIONS 2.3

    2.3.1 Failure modes 2.3

    2.3.2 Failure manifestation 2.3

    2.3.3 Failure mechanisms 2.3

    2.4 PAVEMENT BEHAVIOUR 2.3

    2.4.1 Behaviour of thin surfacing 2.5

    2.4.2 Behaviour of component lavers in a

    typical flexible pavement 2.5

    2.5 PAVEMENT PERFORMANCE 2.9

    2.5.1 Terminal condition 2.9

    2.5.2 Users requirements 2.9

    2.5.3 Engineers and managers

    requirements 2.9

    2.5.4 Empirical interpretation

    of performance 2.12

    2.5.5 Mechanistic interpretationof performance 2.12

    2.5.6 Future undertakings 2.15

    2.6 REFERENCES 2.15

    CHAPTER 3 : PAVEMENTEVALUATION

    3.1 GENERAL 3.1

    3.1.1 Project initiation 3.1

    3.1.2 Physical condition assessment 3.1

    3.1.3 Non-destructive testing (NDT)3.1

    3.1.4 Analysis and rehabilitation

    design 3.3

    3.1.5 Selection of remedial

    measures 3.3

    3.1.6 Cost analysis 3.3

    3.1.7 Implementation 3.3

    3.2 INITIALASSESSMENT 3.3

    3.2.1 Surface condition assessment 3.4

    3.2.2 Drainage assessment 3.4

    3.2.3 Prelirninarv analysis,

    sectioning 3.7

    3.3 DETAILASSESSMENT 3.8

    3.3.1 General 3.8

    3.3.2 Choice of NDT devices 3.9

    3.3.3 Choices of NDT analysis

    techniques 3.14

    3.3.4 Test interval, variability and

    accuracy level for structural

    assessment 3.24

    3.3.5 Surface evaluation 3.25

    3.3.6 Other key factors to consider

    during evaluation 3.26

    3.3.7 Detail material investigation 3.29

    3.4 REFERENCES 3.31

    CHAPTER 4 : TRAFFIC LOADINGASSESSMENT

    4.1 GENERAL 4.1

    4.2 TRAFFIC CATEGORIES 4.1

    4.2.1 Normal traffic 4.1

    4.2.2 Generated traffic 4.2

    4.2.3 Diverted traffic 4.2

    4.2.4 Special traffic 4.2

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    4.3 TRAFFIC AND AXLE LOAD

    SURVEYS 4.2

    4.3.1 Specific survey method 4.2

    4.4 FORECASTING FUTURETRAFFIC 4.4

    4.4.1 Base data 4.4

    4.4.2 Methods of predicting

    growth and compounding 4.4

    4.4.3 Estimating damaging effect 4.4

    4.4.4 Sensitivity and accuracy 4.4

    4.5 EXAMPLES 4.6

    4.6 REFERENCES 4.10

    CHAPTER 5 : METHODS OF

    REHABILITATION

    5.1 SELECTION PROCEDURE 5.1

    5.2 REHABILITATION OPTIONS 5.1

    5.3 RESTORATION 5.4

    5.3.1 Rejunevating 5.5

    5.3.2 Crack Sealing 5.6

    5.3.3 Cutting and Patching 5.7

    5.3.4 Thin asphalt overlay 5.11

    5.3.5 Surface recycling 5.15

    5.4 RESURFACING 5.17

    5.5 RECONSTRUCTION 5.20

    LIST OF FIGURESFigure 1.1 Elements in pavement

    evaluation 1.2

    Figure 1.2 Decision making levels in road

    pavement maintenance 1.3

    Figure 1.3 Cross-section of a typical

    flexible 1.4

    Figure 2.1 Typical serviceability require-

    ments for different class of road

    (AASHO Road Test) 2.2

    Figure 2.2 Stresses and strains in a bitumi-

    nous pavement (Asphalt

    Institute) 2.4

    Figure 2.3 A typical rate of binder

    hardening in service 2.7

    Figure 2.4 Hardening of binder in the top

    3mm of the road surfacing 2.7

    Figure 2.5 Typical strain-life relationship

    for bituminous unixes 2.10

    Figure 2.6 Typical strain-life relationship

    for subgrade (SHELL) 2.10

    Figure 3.1 Flow chart of pavement

    evaluation process 3.2

    Figure 3.2 Schematics of Benkelman

    Beam 3.11

    Figure 3.3 Schematics of the Dynamic

    Cone Penetrometer 3.11

    Figure 3.4 Schematics of the Road

    Rater 3.15

    Figure 3.5 Schematics of the Falling

    Weight Deflectometer

    arrangements 3.16

    Figure 3.6 Reduction in deflection after

    overlay 3.19

    Figure 3.7 Distribution of cracking

    and rutting 3.19

    Figure 3.8 Deflection bowl and

    materials characterisation 3.20

    Figure 3.9 DCP test results 3.23

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    Figure 3.10. Typical plot of the DCP

    results 3.23

    Figure 3.11. Micro and macro-lextUre 3.25

    Figure 5.1 General Process for SelectingAppropriate Rehabilitation

    Alternatives 5.2

    Figure 5.2 The Spectrum of Pavement

    Rehabilitation Alternatives 5.3

    Figure 5.3 Replacement of Loss

    Chemical Constituents by

    Rejuvenation 5.5

    Figure 5.4 Proper methods of cuttingand patching 5.9

    Figure 5.5 Surfacing Recycling Using

    Hot Milling Method 5.16

    Figure 5.6 Methods of Reducing

    Reflection Cracks Using

    Interlayers 5.18

    Figure 5.7 Full Reconstruction

    Options 5.23

    LIST OF TABLES

    Table 2.1 Failure modes, manifestations

    and mechanisms 2.4

    Table 2.2 Examples of formula and

    coefficients for strain-life

    relationship 2.11

    Table 3.1 Surface condition survey

    form. 3.5

    Table 3.2 Classification of cracks 3.6

    Table 3.3 Material condition

    intrepetation 3.20

    Table 3.4 Estimated values of structural

    coefficients for various conditions

    of asphalt. 3.22

    Table 3.5 Estimates of structural

    coefficients, based on DCP

    in-situ CBR values. 3.22

    Table 4.1 Typical HPU traffic survey

    results 4.3

    Table 4.2 Axle load survey results for

    direction 1, Southbound. 4.6

    Table 4.3 Axle load survey results for

    direction 2, Northbound. 4.6

    Table 4.4 Traffic count results for

    direction 1, Southbound. 4.7

    Table 4.5 Distribution of yearlydamaging effect 4.8

    Table 4.6 Summary of traffic counts

    results obtained from HPU.4.9

    LIST OF PLATES

    Plate 3.1 Rut depth measurement 3.6

    Plate 3.2 Surface condition survey 3.7

    Plate 3.3 The Road Rater 3.12

    Plate 3.4 The Falling Weight

    Deflectometer 3.13

    Plate 3.5 The Heavy Weight

    Deflectometer 3.15

    Plate 3.6 Pendulum Skid Resistance

    Tester 3.26

    Plate 3.7 The Griptester 3.27

    Plate 3.8 Sand Patch test 3.27

    Plate 3.9 TRRL Minitexture meter 3.28

    Plate 3.10 The Friction Tester 3.28

    Plate 4.1 Axle load weighing 4.3

    FOR INTERNAL USE ONLY

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    Plate 5.1 Rejuvenating aged Asphalt

    Surfacings in Progress 5.7

    Plate 5.2 Crack Sealing 5.8

    Plate 5.3 Cutting and Patching 5.10

    Plate 5.4 Cold Milling 5.11

    Plate 5.5 Surface Dressing 5.13

    Plate 5.6 Slurry Seal 5.13

    Plate 5.7 Application of Geosynthetic

    Materials 5.19

    Plate 5.8 Reconstruction Works 5.21

    Plate 5.9 Recycling for Base 5.21

    CHAPTER l :INTRODUCTION

    1.1 BACKGROUND

    1.1.1 Brief history of Malaysian road pave-

    ments.

    Bituminous pavements were first constructed in

    Malaysia some time before the Second World

    War. In those years, the road pavements were

    constructed using block stone pitching on sand

    or laterite sub-bases covered with a layer of tar

    or bitumen stabilized aggregates. Since the war,

    road pavements have been constructed using

    crushed stones road bases and sand sub-bases

    with dense bituminous surfacings. This con-

    struction method is still being practiced today.

    To ensure the smooth operation of the road net-

    work, the road pavements have been constantly

    maintained and upgraded. Invariably, the road

    networks along the main trade routes were

    given more attention than the others. As such

    the road pavements along these routes are

    thicker than those along the minor roads. Even

    though the roads were regularly maintained and

    upgraded, there were, generally, a lack of

    record keeping, on the conditions of the roads

    and the type of maintenance carried out. Most

    of the upgrading works carried out were either

    not designed or designed using methodologies

    imported from the various western countries.

    An engineering-based road management sys-

    tem was only introduced in Malaysia in 1974

    when a Benkelman Beam survey of 2291 kmof Federal and State roads was carried out by_

    KAMPSAX International.

    1.1.2 The need for engineering evalu-ation of the road pavements.

    In order to ensure that the road network is able

    to satisfy the ever increasing demand placed on

    it due to increased traffic, there is a need for a

    systematic approach to the maintenance of the

    road network. The lack of proper engineeringrecords on past construction and maintenance

    works now . necessitates the need for full

    engineering evaluation to be carried out before

    the design of further road improvements or

    rehabilitation.

    By using definitive and sound engineering

    decisions, appropriate solutions for pavement

    maintenance problems can be found.

    Comprehensive evaluation on distressed pave-

    ments can fulfill this requirement. This allowsthe most appropriate method of rehabilitation to

    be selected thus nninimising long term total

    expenditure.

    After a new pavement is constructed, both

    environmental and traffic stresses will cause it

    to deteriorate. The rate of deterioration will

    depend on the severity of the traffic loads and

    the variability of the road materials. In the eval-

    uation process, the identification and classifica-

    tion of the type of failure is necessary if correct

    remedial treatments are to be undertaken.

    Pavement engineers are faced with the difficult

    task of evaluating pavements that have been

    subjected to varying traffic loads under variable

    environmental conditions and material proper-

    ties (Figrure 1.1). Field measurements are valu-

    able practical tools in the evaluation of road

    performance and in the identification of the

    causes of failure. The task becomes more diffi-

    cult if the pavement has gone through a series

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    FOR INTERNAL USE ONLY

    Figure 1.1 Elements In Pavement Evaluation

    Fugure 1.2 Decision Making Levels In Pavement Maintentenance

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    of previous unrecorded maintenance treat-

    ments.

    1.1.3 Economic analysis as part of engi-

    neering decision malting process.

    To ensure a good return on the investment in

    road construction, a cost benefit analysis is

    needed to ensure that the most cost effective

    method of maintenance is employed. If the

    future performance of the road is not correctly

    predicted, then large sums of money may be

    wasted.

    The details to which the engineering and eco-

    nomic needs are considered are dependent on

    the level at which decisions are made (Figure1-2). The considerations on economic needs are

    more important at the Network Level than at

    the Project Level.

    In most cases, road improvement projects are

    identified after due economic consideration are

    taken at the network level. At all levels of deci-

    sion making, a simple, systematic and work

    able solution is necessary.

    The introduction of the BS(M) Management

    System in 1983 was an attempt by the govern-

    ment to use engineering-based criteria to main-

    tain and upgrade the road networks. With theintroduction of the Pavement Appraisal and

    Management Suite (PAMS) in 1992, this was

    extended to balance the engineering and the

    economic needs of the country.

    1.2 SCOPE OF THE GUIDE

    This guide covers the processes needed in car-

    rying out an engineering evaluation on flexible

    pavements that allows a better decision to be

    made at the Project Level. It incorporates briefand relevant discussions of behaviour, perform-

    ance and deterioration of flexible pavements

    subjected to local climatic and

    traffic conditions. It subjected the evaluation

    process and discusses the most appropriate

    solutions in rectifying pavement deficiencies.

    This guide should be used in conjunction with

    other

    FOR INTERNAL USE ONLY

    Fugure 1.3 Cross-section Of A Typical Flexible Road Pavement

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    IKRAM guidelines on road pavements

    and existing JKR Standard Specifications for

    Roadworks.

    1.2.1.Limitations of the Guide

    Even though it is the intention of the authors to

    provide comprehensive and accurate informa-

    tion in this guide, the users are cautioned that

    the procedures and remedial measures

    described in this guide are interim. On-going

    research work at IKRAM in this field will be

    able to add more information to the guide in

    the next revision. The behaviour and perform-

    ance of the pavements addressed in this guideis for flexible pavements only. A typical flexi-

    ble pavement is as shown in Figure 1.3.

    1.3 OBJECTIVES

    The aim of this guide is to provide a procedure

    for the engineering evaluation of flexible road

    pavements. The objectives are :

    (i) To provide a systematic method of pave-

    ment evaluation.

    (ii) To assist engineers in identifying primary

    modes of pavement deterioration.

    (iii) To assist engineers in selecting appropriate

    methods of rehabilitation.

    This guide is structured in a manner to provide

    simple, systematic and workable solutions to

    the users. It is aimed at engineers at the project

    level.

    CHAPTER 2

    PAVEMENT BEHAVIOURAND PERFORMANCE

    2.1. PAVEMENT COMPONENTS ANDMATERIALS

    A flexible pavement is a layered structure con-

    sisting of the sub-base, road-base and the sur-

    facing overlying the natural ground or sub-

    grade.

    2.1.1 Surfacing

    ]The surfacing is the upper layer of the pave-ment which fulfils the following requirements :

    a) To provide an even, non-skidding and

    good riding quality surface

    b) To resist wear and shearing stress imposed

    by traffic

    c) To prevent water from penetrating into the

    underlying pavement layers

    d) To be capable of surviving a large number

    of repeated loading without distress

    e) To withstand adverse environmental condi-tions

    The form of bituminous surfacing commonly

    used can either be thick or thin. Thick bitumi-

    nous surfacings nornally consist of crushed

    mixed aggregates. bitumen and filler. Most

    common types of plant mixed surfacings in

    Malaysia are asphaltic concrete or bituminous

    macadam. Currently constricted thin surfacings

    are surface dressings and slum seals.

    Thick bituminous surfacings provide additional

    strength to the pavement and seal the pavement

    from water ingress. Thin surfacings do not give

    direct additional strength. They merely protect

    the pavement from water and provide a skid

    resistant riding surface.

    2.1.2 Road-base

    The road-base is the main structural layer of

    the pavement which spread the load from

    heavy vehicles thus protecting the underlying

    weaker layers. Its functions are to reduce the

    compressive stress in the subgrade and the sub-

    base to an acceptable level and to ensure that

    the magnitude of the flexural stresses in the

    surfacing will not lead to cracking. Unbound

    crushed mixed aggregate has been widely used

    as a road base material throughout the country.

    Granite and limestone are readily available in

    most areas in Malaysia and have historically

    been the major sources of aggregate for road-

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    bases.

    2.1.3 Sub-base

    The sub-base is the secondary load-spreading

    layer underlying the road-base. It will nornallyconsist of lower grade granular material as

    compared to that of the road-base. Sand and

    lateftes are commonly used and are easily

    available. This layer also serves as a separating

    layer preventing contamination of the road-base by the subgrade and also acts as a prepara-

    tory layer for road-base construction. It can

    also act as a drainage layer.

    2.1.4 Subgrade

    The subgrade refers to the soil under the pave-

    ment within a depth of approximately 1 meter

    below the subbase. It is the upper layer of

    earthworks prepared for subsequent construc-

    tion of the pavement layers described above.It

    can either be natural undisturbed soil or com-

    pacted soil obtained from elsewhere and placed

    as fill material. The strength of the subgrade

    layer is important as the thicknesses of the

    upper layers are dependent on it.

    2.2. FUNCTIONS OF FLEXIBLEPAVEMENT

    The general function of a road pavement is to

    provide a safe and comfortable riding surface

    for the road users. Its condition with respect to

    these characteristics is normally assessed by

    two groups of people, namely the users and the

    road engineers.

    2.2.1 Road user requirements

    A safe and comfortable riding surface is what

    the road users nontially require. The aestheticaspect of it is also a concern but will receive

    considerable attention only on heavily traf-

    ficked pavements. The life of the pavement

    perceived by the users will be primarily relate

    to its riding quality. Road pavements that do

    not provide a safe and comfortable riding sur-

    face will trigger the road users' awareness as to

    the increase in vehicle operating cost.

    The users requirement for a road pavement can

    be quantified in ternis of serviceability index

    (1). The terns serviceability was first intro-

    duced during the AASHO Road Test to repre-

    sent pavement performance. The road pave-

    ment was given a rating in terms of riding

    comfort by various drivers, with a value of 5 as

    the highest index of serviceability and 0 as the

    lowest. A terminal serviceability of 2.5 was

    suggested as the condition when major road

    rehabilitation works. For the rehabilitation of

    minor roads, a terminal serviceability of 1.5

    mvas suggested by AASHO (Figure 2.1).

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    2.2.2 Engineering requirements

    The engineer is mostly concern with whether

    the road will achieve its design life. The rate of

    deterioration is also a major concern. A rapid

    rate of deterioration requires immediate inter-vention. The road user may not be aware of the

    occurrence of early deterioration since the rid-

    ing quality may still be acceptable. In contrast

    the engineer must be alert to such problems as

    early maintenance enhances the road perform-

    ance.

    It is thus necessary to understand the behaviour

    and performance of road pavement under

    Malaysian condition. In evaluating and rehabil-

    itating a road pavement in this country, wherethe environmental factors are different from

    Western nations, there are dangers in applying

    those rehabilitation solutions that have been

    obtained elsewhere as they may not suit condi-

    tions in this country without some modifica-

    tion.

    Road user and engineering needs must be prop-

    erly balanced to suit budget requirements and

    maximise benefit through appropriate methods

    of maintenance. Experience elsewhere has indi-

    cated that prompt maintenance can indeed save

    expensive reconstruction costs.

    2.3 FAILURE DEFINITIONS

    2.3.1 Failure modes

    The predominant failure modes are fracture,

    FOR INTERNAL USE ONLY

    Mode Manifestation Comman Mechanisms

    Frature CrackingExcessive loading Repeated loading

    Moisture changes Age hardening

    Distortion permanent DeformationExcessive loading Creep Densification

    Consolidation Moisture changes

    Disintegration Stripping and ravelling

    Lack of adhesion Chemical aggression

    Abrasion by traffic Degradation of

    aggregate.

    Table 2.1. Failure Modes, Manifestations And Mechanisms

    Figure 2.2. Stresses And Strains In A Bituminouns Pavement

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    distortion and disintegration. Fracture nornially

    occurs in thick bituminous layers. Distortion

    manifests itself in any of the pavement layers

    and will normally appear on the bituminous

    surface as netting or other forms of deforma-

    tion. Disintegration will normally take place onthe bituminous surfacing. Loss of aggregates is

    a common manifestation of this failure mode.

    2.3.2 Failure manifestations

    Each component of the pavement layers may

    contribute to failures. The most difficult task is

    to identify which layer is the cause of primary

    failures of the road. Failure in flexible pave-

    ments most commonly manifests itself as

    cracking or deformation. These defects canbe visually identified and measured using

    appropriate techniques.

    2.3.3 Failure mechanisms

    Extensive research has established the various

    mechanisms that cause road failures. Some

    common mechanisms are :

    i) Repeated axle loading

    ii) Excessive loadingiii) Thermal and moisture changes

    iv) Material densification

    v) Consolidation of subgrade

    vi) Shear in subgrade

    vii) Time dependent deformation (creep)

    viii)Abrasion by traffic

    ix) Chemical degradation

    x) Degradation of aggregate

    xi) Hardening of the bitumen

    Early detection of these mechanisms during the

    evaluation process can help in identifying the

    probable remedy. Suitability and accuracy of

    evaluation procedures and analysis are depend-

    ent on accurate identification of actual modes

    of failure. The relationship between failure

    mode, their manifestations and probable mech-

    anisms is as shown in Table 2.1.

    2.4 PAVEMENT BEHAVIOUR

    Before moving further into pavement evalua-

    tion methodology, it is necessary for a road

    engineer to understand pavement behaviour

    especially under local environmental condi-

    tions.

    Repeated axle loading, the environment, soilcharacteristics and drainage, are some factors

    that affect pavement behaviour. Stresses and

    strains are induced in the pavement layers by

    both the influences of traffic and environmental

    stresses, an example of the latter being diurnal

    temperature changes (Figure 2.2).

    The bituminous surfacing suffers from tensile

    strains at the bottom and the top of the layer

    (2). The road-base, the sub-base and the

    subgrade are mainly subjected to compressivestresses.

    Theoretically, pavements will only behave as a

    composite material under go ideal condition.

    This condition exists only when the pavement

    materials are homogenous and isotropic and the

    adhesion between the component layers is per-

    fect.

    A point on the pavement subjected to a moving

    load will deflect temporarily. The elastic prop-erties, characteristics of the component materi-

    als and the loading nature and magnitude will

    determine the size of the deflection. The tem-

    porary deflection will rebound after the load

    has been moved away from the spot. This

    deflection is usually referred to as the transient

    deflection.

    Deflection measurements had been used as an

    overall pavement strength indicator. Field

    experiments from other authorities have shown

    significant relationships between deflection val-

    ues and pavement life. Deflection test results

    can be used to predict the performance of pave-

    ment and to design overlay thicknesses.

    The behaviour of individual pavement layers

    under traffic loadings can be very different.

    Each has its own significant role in the overall

    behaviour of a pavement.

    2.4.1 Behaviour of thin surfacings

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    Surface dressings mid slurry seals are the com-

    mon types of thin surfacings used to seal road

    pavements in Malaysia. These surfacings do

    not provide direct structural strength to the

    pavement.

    Bituminous sealed road pavements are normal-

    ly used in Malaysia for roads with low traffic

    volumes and axle loads (low class road). There

    is limited field experience and knowledge of

    the behaviour of thin surfacings constructed on

    high volume roads in the country.

    Surface dressing have been used by many

    developed countries for highways and high

    class road pavements. Theoretically, if the road

    base layers can be made to spread the loadimposed upon a pavement and meet the expect-

    ed structural requirement, then a thin layer is

    sufficient to fulfil the functional requirement of

    a good riding surface. This is the adopted prin-

    ciple behind the successful use of surface

    dressings in developed countries.

    Thin bituminous seals, and in particular surfac-

    ing dressings, have high bitumen contents that

    leads to high bitumen film thickness. They are

    very flexible and are able to withstand highpressures from heavy wheel loads if construct-

    ed properly. Furthermore, they should be able

    to withstand environmentally induced stresses.

    Bituminous surfacings with high bitumen con-

    tents will have improved resistance against age

    hardening. These properties cannot be obtained

    from thick bituminous mixes since stability,

    skid resistance and texture depth decrease with

    increased bitumen content.

    Strong adhesion with the road-base is another

    important factor which determines the life of

    thin seals. The proper application and curing of

    the bituminous prime coat on the road base is

    therefore vital to its perfornance.

    Water can have a deleterious effect on this type

    of construction. Serviceability will be reduced

    if water is allowed to penetrate the surfacing.

    The condition of surface and side drainage will

    significantly affect the pavement behaviour and

    performance. Therefore drainage is a major

    area that must be emphasised during evaluation

    on the performance of this type of road pave-

    ment.

    2.4.2 Behaviour of the component layers in

    a typical flexible pavement.

    Bituminous laver

    The deflection experienced by the bituminous

    layers due to a loaded wheel induces tensile

    strains underneath the bituminous layer. Under

    repeated loading this layer is liable to experi-

    ence fatigue. Permanent deformation of the

    subgrade and fatigue failure of the road surfac-

    ing are the two major characteristics that are

    normally used to predict flexible pavement per-formance.

    The elastic behaviour of the bituminous mix is

    mainly governed by the properties of the bitu-

    men. Bitumen in the mix is visco-elastic and its

    behaviour is highly dependent on temperature

    and the rate of loading (3). At low temperatures

    and short times of loading they are essentially

    elastic but at high temperatures and long load-

    ing times the material undergoes viscous flow.

    The effective modulus is defined as the ratio ofstress to strain at a particular temperature and

    loading time and is usually referred to as stiff-

    ness. In practice, high stress areas such as

    climbing lanes and junctions suffer long load-

    ing time at high temperature therefore reducing

    its modulus value (2). Deformation in the form

    of shear failure in the surfacing is normally

    prominent in these areas.

    Laboratory tests have been carried out for vari-

    ous types of bituminous mixes under repeated

    loading to estimate fatigue failure. Apart from

    the test procedures (e.g. testing temperature,

    loading method or cycles), bitumen type, bitu-

    men content and air void content in the mix

    also influence the fatigue behaviour.

    The time lapse between loading cycles is also

    known to affect the test results. The type of

    aggregate used is a secondary variable, and is

    assumed to have negligible effect. Laboratory

    fatigue tests under fully controlled conditions

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    can produce more repeatable results compared

    to those observed in empirical experiments.

    In the field, cracks starting from the bottom of

    the bituminous layer due to repetitive tensile

    strain is normally called the traditional fatiguefailure. This form of failure slowly manifests

    itself in the form of crocodile cracking in the

    wheel-path and is easily identified by a surface

    condition survey.

    The factors that affect fatigue failure in the

    field are loading pattern, channeling and mate-

    rial properties. Laboratory fatigue values can

    shift between 20 to nearly 700 times when

    compared to those observed in the field (3).

    This indicates that the behaviour of the individ-ual materials under laboratory conditions is

    unfortunately not a good substitute for a thor-

    ough knowledge of the behaviour of the mate-

    rials when combined within a pavement.

    Improvement in this area can only come from

    the study of the behaviour of bituminous sur-

    facings using empirical tests.

    Additional compaction under repeated traffic

    loading contributes to permanent deformation

    that is normally manifested as rutting. Mixeswith high bitumen contents and are subjected

    to loading at high temperatures are liable to

    result in permanent deformation.

    Environmentally induced stresses and strains

    also affect bituminous surfacings. Temperature

    changes will cause the bituminous material to

    expand and contract. If the material is tempera-

    ture susceptible, the stresses and strains

    induced will cause thermal cracking.

    Another common factor that hasten the deterio-

    ration process significantly within the bitumen

    surfacing in the tropics is the hardening of the

    bitumen primarily at the surfacing (4). The top

    layer of the bituminous mix can become brittle

    and may crack easily under traffic loading or

    temperature changes. This is common in surmy

    and hot regions where the oxidation process is

    rapid. The principal causes of bitumen harden-

    ing are (5) :

    i) Oxidation

    ii) Loss of volatiles

    iii) Physical hardening

    iv) Exudative hardening

    Oxidation is the main cause of hardening thatcan occur at storage, during mixing and on the

    road. The bitumen viscosity of the top few

    imillirnetres of the exposed surfacing changes

    rapidly in our environment (6). Figure 2.3

    shows a typical rate of hardening of binder in

    service. The hardening is more severe in the

    top 3 mm of the road surfacing and decreases

    with depth. Figure 2.4 shows that the rate of

    hardening is more rapid during the first 20

    months. After this period, the rate decreases

    until the binder viscosity reaches approximately6.2 log Poise. At this point, environmental age-

    ing apparently ceases to have any further sig-

    nificant effect. Suitable considerations and

    allowances must be made to deal with this criti-

    cal problem.

    On bituminous roads, cracking and rutting are

    usually more severe in,the verge-side (near-

    side) wheel-path compared to the off-side

    (outer-side) wheel-path. On the other hand, pol-

    ishing of the road surface by vehicle tyres isnormally seen to be more severe on the off-side

    wheel-path.

    Unbound layer (road-base and sub-base)

    Vertical compressive stresses affect the

    unbound granular layer. The strength of this

    layer is dependent on its elastic properties,

    thicknesses and subgrade strength. The elastic

    characteristic of this layer under repeated load-

    ing is difficult to model. The modulus in the

    vertical direction can be different from that in

    the horizontal direction which suggest that it is

    anisotropic.

    The intrinsic properties of the material and

    problems in setting up samples for laboratory

    tests have resulted in the use of the term

    'resilient modulus' instead of the usual modu-

    lus' for this material. It is defined as the quo-

    tient of repeated axial stress in triaxial com-

    pression divided by the recoverable axial strain.

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    In the laboratory repeated loading triaxial tests

    can be used to studv the individual deformation

    characteristic and resilient modulus of thislayer. The Poisson ratio can also be obtained.

    The subgrade strength and the road-base layer

    thicknesses affect the actual field properties of

    the sub-base. This is common for all pavement

    layers. Apart From individual properties,

    surrounding properties affects actual field per-

    formance. It was found in the United Kingdom

    that nearly two thirds of the total permanent

    deformation of the combined layer was con-

    tributed by the surfacing and the unbound

    layer.

    Subgrade layer

    The subgrade layer bears the final compressive

    stress. The top one meter is the most critical

    since it suffers almost all the transmitted load.

    Properly designed and constructed road base

    and sub-base layers will spread the load and

    reduce the stresses induced by the vehicle on

    the subgrade. The aim is to limit the compres

    sive stress to an acceptable level so that the

    subgrade will not fail or move under repetitive

    loading.

    FOR INTERNAL USE ONLY

    Figure 2.4. Hardening Of Binder In The Top 3 mm Of The Road Surfacing

    Figure 2.3. A Typical Rate Of Binder Hardening In Service

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    The strength of a road subgrade is commonly

    assessed in ternis of the California Bearing

    Ratio (CBR). New pavements are mostly

    designed using subgrade CBR values as the

    primary soil strength indicator. It's popular use

    in Malaysia has prompted development of rela-tionships to other useful soil-strength indica-

    tors. The CBR and in general, the soil strength

    is dependent on the type of the soil, its mois-

    ture content and its density.

    During pavement evaluation, the moisture con-

    ditions primarily govern assessment decision. A

    well-constructed pavement would have a sub-

    grade in equilibrium moisture condition most

    of the time and there will be no change in

    behaviour. This scenario however is not achiev-able in most areas in Malaysia. The subgrade is

    subjected to variable conditions in the

    Malaysian environment. Two most common

    conditions are :

    i) Where the water table is near or possibly

    higher than the formation level. This

    water table will influence the subgrade

    moisture content and also the pavement

    layers above it.

    ii) Where the water table is far from the

    formation level but seasonal variation

    and drainage efficiency will influence its

    moisture conditions.

    Pavements under condition (i) above, will be

    weakest when the water table is at the highest

    point. This may happen diurnally (tidal change)

    or seasonally (monsoon season).Nondestructive

    measurements that simulate pavement behav-

    iour taken at these locations should consider

    this. Measurements are best taken at the wettest

    time, when the pavement is probably at its

    weakest.

    Heavy rainfall during wet weather allows mois-

    ture to enter the pavement layers and the sub-

    grade through the shoulder and at the edges.

    This is more pronounced where earth shoulders

    are used. Sealed road shoulders substantially

    reduce the ingress of water. Drainage is the

    most important factor that determines the

    behaviour of the subgrade throughout its serv-

    ice life. High standards of drainage provision

    govern the longevity of pavement life at these

    areas.

    2.5 PAVEMENT PERFORMANCE

    2.5.1 Terminal condition

    Terminal pavement condition or the end of

    pavement life is used to describe its condition

    when major maintenance is needed. This con-

    dition is predicted to occur at the end of the

    design period.

    The residual life of a road pavement is depend-

    ent on the definition of the terminal condition.A pavement will have a residual life if its con-

    dition has not reached terminal level.

    In Malaysia, definition of terminal condition

    and prediction of residual life were very

    dependent on experience from other countries.

    There are no standards on 'end of life' criteria

    for Malaysian pavements as yet.

    2.5.2 Users requirements

    As mentioned in para. 2.1.1, the users' require-

    ment is for safety and comfort. Only serious

    pavement failure can be felt or measured in

    relation to this. The AASHO road test in the

    United States suggests a serviceability level of

    2.5 as the terminal condition (1). At this level,

    riding on the road will be uneconomical and

    uncomfortable. However, the choice of this

    level to be used locally needs careful study,

    taking into consideration local pavement

    behaviour.

    2.5.3 Engineers and managers requirements

    Two forms of distress modes can normally be

    identified from the road pavement surface (i.e

    cracking and rutting). The degree of cracking

    or rutting or both are normally used as a gener-

    al indicator of the overall pavement condition.

    These failure manifestations can be used as a

    criterion to quantify an empirical terminal con

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    dition. One of the empirical terminal condition

    known (7), suggests the existence of both the

    initial cracking and ten millimetres rutting as

    failure criteria.

    Theoretical or mechanistic terminal condition

    will be based on asphalt strain or subgrade

    strain criteria. The minimum permissible strain

    level is currently based on laboratory findings

    that can be reduced to mathematical formulae.

    Typical examples are shown in Figures 2.5 and

    2.6.

    Various authorities had perform similar tests

    and the formulae adopted are shown in Table

    2.2. This terminal condition can be accepted if

    the mechanistic model used depict exact field

    behaviour.

    The effect of age hardening in the field that

    induce top-down cracking is not included in

    those models. Allowance for this effect must be

    made if the above terminal criteria are to be

    used. At this juncture, empirical terminal condi-

    tion seems to be more realistic and therefore it

    is more reliable.

    2.5.4. Empirical interpretation of

    performance

    FOR INTERNAL USE ONLY

    Figure 2.6. Typical Strain-life Relationship For Subgrade (SHELL)

    Figure 2.5. Typical Strain-life Relationship For Bituminous Mixes

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    Empirical definitions and constraints

    Predicting the field performance of visco-elas-

    tic materials under variable loading patterns

    and environmental conditions is not a simple

    and straight forward task. Material strength andbehaviour are dependent on many variables

    and involve the combined effect of other mate-

    rials. The combinations of bitumen and aggre-

    gate, on top of other unbound layers makes the

    material difficult to model theoretically.

    Fluctuations in moisture level within the pave-

    ment create further uncertainties. Most theoreti-

    cal models assume an equilibrium moisture

    condition.

    Empirical experiments are best carried outwhere the variables can be measured and con-

    trolled. The performance can be monitored and

    recorded. The recorded experience can be used

    for future construction work or to assess exist-

    ing pavement conditions provided similar

    materials and specifications are used.

    The empirical approach has been used widely

    to design new road pavements and to assess

    maintenance needs. The results are absolute but

    are only applicable locally and its usage is lim-ited to similar materials and construction speci-

    fications. Adaptation of this methodology

    beyond its defined scope needs in-house verifi-

    cation and modification especially if the envi-

    ronment and materials used in the experiment

    are different.

    Past experiments and findings

    The AASHO Road Test is perhaps the most

    comprehensive pavement experiment ever

    undertaken. Field behaviour and performance

    of bituminous material were studied with con-

    trolled repeated loading pattern under a specific

    environment. Results from this test have been

    accepted world-wide. One of the major find-

    ings of the road test was the pavement fatigue

    life definition in terms of repetition of a stan-

    dard axle load. This principle had been extend-

    ed and various other studies on bituminous

    road pavements relate to these findings.

    However, the modes of failure in a particular

    local field condition can be very different from

    what had been experienced in the road test.

    Environmental effects

    The major constraint in using experimentalresults carried out from other countries is the

    existence of different soil types and environ-

    mental conditions. Local experience is still

    regarded as the best guide for the right solution.

    These points had been proven from the various

    findings from the AASHO road test. Studies

    carried out by TRRL had shown that common

    modes of failure in the tropics are often differ-

    ent from those encountered in temperate

    regions. These indicate that pavement behav-iour and performance in Malaysia would be

    different and require different treatment and

    emphasis.

    Research work carried out at IKRAM shows

    that cracking is the major failure mode on

    asphaltic concrete overlays (8). Rutting is not a

    major problem and only occurs on highly

    stressed areas. Observations made over four

    years on pavement o~7erlays throughout the

    Peninsular Malaysia have produced sufficientdata to predict pavement performance in this

    country.

    2.5.5 Mechanistic interpretation of

    performance

    The constraints of the empirical design

    approach have resulted in other methods being

    developed to make it possible to predict other

    modes of failure and possible usage of different

    material types.

    The structural analysis is to consider the pave-

    ment, consisting of different materials. to be

    characterised' by their elastic parameters which

    are typical of dynamic load conditions. The

    layered system concept (or multilayer elastic

    system) is normally used. Many assumptions

    must be made to model field behaviour to a

    mechanistic model that can be computed math-

    ematically. The major assumptions used in the

    model are (9) :

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    i. The component layers are homogenous

    and isotropic (the property at a point is

    similar to that at another point and is the

    same in any direction)

    ii. Complete friction between layers at eachinterface

    iii. The stress solutions are characterised by

    the materials Poisson Ratio and modulus

    values

    iv. Each layer has a finite thickness and is

    in ideal condition

    v. Surface shearing force are not present at

    the surface

    vi. The material is infinite in the horizontal

    direction

    These assumptions are made clear in this guide

    to caution users on indiscriminate use of the

    theoretical methods. Specialised laboratory test

    needs to be undertaken to support its proper

    use. Field verification experiment governs the

    validity of the approach.

    Pavement response and model

    The most common model used to date is the

    three layer model. The road pavement is divid-

    ed into three component layers :

    i. the bituminous surfacings

    ii. the unbound granular layer and

    iii. the subgrade

    More detailed four layer models that separate

    the unbound layer into two layers can also be

    used. However, the practicality and accuracy

    obtained is still very subjective. More effort

    should be given in handling variability in the

    analysis (thickness of material and subgrade

    condition) so that the accuracy of the

    interpretation can be improved.

    In the multilayer model, the pavement acts as a

    composite structure. In theory, when the pave-

    ment is subjected to a wheel load it will

    respond and produce a temporary deflection

    known as transient deflection. The deflection

    can be measured in the field by various means

    which will be discussed later in Chapter 3.

    If the measured deflection is similar to the the-oretical deflection, then the elastic properties of

    the material in the model could be used as an

    estimate of its actual values in the field. The

    analyses use the method of equivalent thick-

    ness, normally required to analyse composite

    structures under loading. Comparing the theo-

    retical deflections to the actual field deflection

    values is normally ternied 'backcalculation'.

    This is an iterative process. Convergence accu-

    racy of the iteration can be chosen as required.

    The initial elastic properties for each laver haveto be estimated. The elastic properties of com-

    ponent layers obtained are then used to esti-

    mate the condition of the material.

    It must be emphasised that the theoretical

    model must be able to predict the actual failure

    mode in the field for it to be used with reason-

    able confidence. Failure to do so may result in

    erroneous predictions.

    Material fatigue problems have been investigat-ed in great detail in the laboratory by various

    authorities and attention has now been directed

    to the relationship between these results and the

    fatigue performance of bituminous materials on

    the road. It has been found that the fatigue life

    of the bituminous materials under traffic condi-

    tion in flexible pavements is considered longer

    than that found in the laboratory. It is believed

    that these resulted from the. differences

    between conditions in the road and the test pro-

    cedure adopted in the laboratory. As an exam-

    ple, it has been suggested that a factor of 100

    times is appropriate for condition in the U.K.

    i.e. the field fatigue life is 100 times that in the

    laboratory.

    It is also very difficult to model climate related

    failure in this approach. At this juncture, practi-

    cal application of this approach may remain

    conjectural.

    Theoretical modes of failure

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    The most common theoretical mode of failure

    adopted in the model are fatigue failure at the

    bottom of bituminous laver and deformation

    failure on top of the subgrade. Additional fail-

    ure on top of the unbound base is often includ-

    ed. Theoretical deflections, stresses or strains atthese locations can be calculated using the

    method of equivalent thickness. Research in the

    laboratory can be used to measure stresses and

    strains .at which pre-detennined failure condi-

    tions occur and relationships established.

    These failure modes were considered based on

    experience overseas. Care must be taken in

    accepting these as the only failure criteria.

    Local research work carried out shows that the

    top of the bituminous surfacing exposed toenvironmentally induced deterioration should

    be considered. On-going research at IKRAM is

    looking into this problem.

    Materials characterisation

    In multilayer analysis the material characteris-

    tics namely Poisson Ratios, thicknesses and

    elastic moduli are the main parameters to be

    considered. The Poisson Ratio can be assumed

    to be of a certain value based on laboratory andengineering experiences. Layer thicknesses can

    be obtained from construction as built drawings

    or measured directly in the field. The Elastic

    modulus of each liver is the property that nor-

    mally needs to be predicted.

    Mechanistic terminal condition

    In the mechanistic approach the terminal condi-

    tion will be based on the calculated stresses and

    strain levels. The terminal conditions are pre-

    determined from laboratory experiments. The

    stresses and strains described in para 2.-1.2 are

    measured by repeated loading cycles applied in

    laboratory conditions. The relationship between

    repeated load cycles and strain level at failure

    is plotted. Equations for the strain-life relation-

    ships of the particular material can be obtained.

    Residual life is determined by comparing the

    strain estimated from the interpretation of

    deflection measurement with the allowable

    strain obtained from the laboratory relation-

    ships. The strain level closest to the allowable

    strain for a given type of material will indicate

    the critical residual life.

    Most stress-strain relationships available are for

    materials that were obtained overseas. Thereare many different variables in the Malaysian

    environment that must be simulated in order to

    present actual loading and material conditions.

    A recent research finding indicates a rapid

    change in asphalt properties for the top layer

    that are exposed to the environment. These

    impose another consideration in the testing.

    Laboratory fatigue test should also simulate

    field loading frequency, otherwise a discrepan-

    cy of the length of rest period between loading

    will distort simulation.

    Uncertainty

    The major uncertainties using the mechanistic

    approach are :

    i. The validity of predicted failure

    conditions,

    ii. The discrepancy between conditions in

    laboratory experiments compared to

    those in the field,iii. The limitation and validity of the

    assumptions used,

    iv. The deficiency in the model that may

    ignore actual field condition.

    The above uncertainties can be overcome by

    full-scale experiments under local conditions.

    Computerised solutions

    The mechanistic approach demands extensive

    calculations and iterative computations whick

    require time. Many computer programs exist in

    the market. However, in principle almost all

    will use the method of equivalent thickness and

    back calculation procedures to estimate the

    modulus values. Some packages have

    advanced with full mechanistic bituminous

    overlay design. The accuracy and reliability of

    estimates from the computerised solution still

    remain conjectural unless the problems in

    mechanistic interpretation as described earlier

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    can be overcome.

    JKR currently have a number of computer pro-

    grams undergoing tests. Recent developments

    have found that the use of PHOENIX can pro-

    duce reasonably practical estimation of modu-lus values. These values are sensitive to pave-

    ment layer thicknesses. Astudy carried out by

    TRRL found that the moduli estimations using

    back-calculation procedure by four pavement

    consultants were nearly similar. However, sub-

    stantial differences in treatment recommenda-

    tions and bituminous overlay thicknesses indi-

    cate a general uncertainty over the evaluation

    concepts.

    Verification of mechanistic interpretation

    Controlled field experiment is the best method

    to verify mechanistics performance prediction

    methods. Such work is now being undertaken

    by IKRAM. The task is to develope a realistic

    model depicting actual field conditions.

    2.5.6 Future undertakings

    There is understandable interest in the full

    mechanistic approach that will result in greaterflexibility in the choice of materials. However,

    this demands comprehensive laboratory and

    field experiments for Malaysian materials and

    environment. Suitable field deflection testing

    equipment has been identified. Improvements

    in the interpretation and modelling methodolo-

    gy coupled with field verification is still in

    progress.

    2.6 REFERENCES

    1. AASHTO Guide for Design of

    Pavement Structures 1986, American

    Association of State Highway and

    Transportation Officials,

    Washington D. C.

    2. SHELL PAVEMENT DESIGN MAN-

    UAL, Shell Petroleum Company Inc.,

    London, 1978.

    3. DAVID CRONEY, The Design and

    Performance of Road Pavements,

    Department of Environment,

    Department of Transport, Transport and

    Road Research Laboratory, HMSO,

    London 1977.

    4. ROLT, J. 'Flexible Pavement Design

    Methods' Overseas Unit, Transport and

    Road Research Laboratory, Crowthorne,

    Berkshire, United Kingdom, 1987.

    5. THE SHELL BITUMEN HAND

    BOOK, Shell Bitumen U.K., 1990

    6. PUBLIC WORKS DEPARTMENT,

    The Deterioration of Bituminous

    Binders in Road Surfacings, ResearchReport 5, Institute of Training and

    Research, PWD Malaysia, 1991.

    7. KENNEDY, C.K. and N.W. LISTER.

    Prediction of pavement performance and

    the design of overlays. Department of

    the Environment, Department of

    Transport, TRRL Report LR 833.

    Crowthorne, 1978 (Transport and Road

    Research Laboratory).

    8. PUBLIC WORKS DEPARTMENT,

    Long Term Performance Study of

    Overlays, Institute of Training and

    Research, PWD Malaysia, 1989.

    9. YODER. ,E.J, WITCZAK. M.W.,

    Principles of Pavement Design, 1975.

    CHAPTER 3 :

    PAVEMENT EVALUATION

    3.1 GENERAL

    The pavement evaluation processes practised in

    the JKR road pavement maintenance are at

    three levels. These was described earlier in

    Chapter 1 as the System Level, Network Level

    and Project Level. For the network level, pave-

    ment evaluation requires a different methodolo-

    gy and equipment. The scope of evaluation

    methodology is described in detail elsewhere.

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    This chapter deals with pavement evaluation at

    project and detail level. The choice of equip-

    ment, information quality requirement, accura-

    cy, methods of analysis and techniques used are

    given.

    The main steps of the evaluation can be sum-

    marized as follows :

    i) To divide the road into suitable lengths

    of design sections

    ii) Predict the mode of failure

    iii) Identify failure causes and delimit the

    failure area

    iv) Select suitable short or long term reme

    dial solutions

    The above can be carried out efficiently by

    dividing the tasks into two assessment tiers, ini-

    tial and detail assessments. The scope of work

    in the process is shown in Figure 3.1. Brief

    description of the flow of the work is given

    below.

    3.1.1 Project initiation

    There are two normal mechanisms that initiate

    pavement evaluation at the project level :

    i) From network level priority listing

    ii) Specific evaluation request when a

    pavement requires upgrading due to

    special reasons

    After a specific budget has been allocated for a

    project in a network priority list, a detailed

    pavement evaluation is normally required to

    optimise the budget. This evaluation exercise is

    necessary as the condition of the pavement

    may have changed since it was evaluated dur-

    ing the network level pavement survey. For

    accurate results, the time lapse between the

    evaluation exercise and the commencement of

    the rehabilitation construction must be min-

    imised.

    3.1.2 Physical condition assessment

    Simple physical condition assessment of the

    pavement at the beginning of the evaluation

    exercise helps efficient organisation of this

    task. This can be done visually or using a sim-

    ple and cheap methods. A general condition of

    the pavement is recorded. A decision should be

    made at this juncture whether the pavement is

    suffering from structural or non-structural fail-

    ure. If it is structurally sound, its functionalcondition should be queried. If the pavement is

    both structurally and functionally adequate then

    the pavement is considered sound, otherwise

    detail testing will be needed.

    3.1.3 Non-destructive testing (NDT)

    Non-destructive testing is currently the state-of

    the-art method for detailed pavement

    investigation.The selection of NDT devices is

    described in para 3.3.2. NDT allows more datacollection along the road and provides a more

    confident representation of the pavement con-

    dition. It is necessary not to miss any weak

    areas at this level of testing. This testing will

    provide the base data for analysis and rehabili-

    tation design.

    3.1.4 Analysis and rehabilitation design

    The base data from the NDT tests together with

    other information that was taken previously iscompiled and analysed at this stage. Additional

    tests may be required if the information is not

    sufficient. Suitable methods of analysis are

    applied to produce recommendations of reme-

    dial measures and the procedure of choosing

    the appropriate method is described in para

    3.3.3.

    3.1.5 Selection of remedial measures

    This can be the most important part of the eval-

    uation exercise. A detailed description and

    interim guide for this task is explained in

    Chapter 5. The first step is to understand and

    diagnose the pavement problem. This will then

    help to provide the solution. The correct solu-

    tion is not always easy to achieve. Longtenn

    engineering solution should be chosen at this

    juncture. It must be assumed that budget is not

    a constraint at this stage.

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    3.1.6 Cost analysis

    With budget constraints, the balance between

    engineering or non-engineering driven solution

    must be considered carefully. This scenerio is

    common in Malaysia. A simple costing analysis

    of the remedial measures may provide suffi-

    cient answers to the problem.

    The costing analysis should provide informa-

    tion to ascertain the budget requirements. If the

    cost of actual rehabilitation requirement exceed

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    tire allocated budget, the rehabilitation solution

    may require changes. Short terns and long term

    remedial measures are selected depending on

    the allocated budget. Staged constriction is

    another option worth considering in order to

    reduce initial rehabilitation costs but still fulfillsthe engineering requirement.

    The feasibility of various remedial measures

    may involve discussions with the appropriate

    authorities before the final options are selected.

    Other feasible remedial methods can be applied

    if the conventional method are not appropriate

    or slow.

    3.1.7 Implementation

    Projected actual time of implementation of the

    evaluation proposal should be considered dur-

    ing the evaluation exercise. The estimates of

    remedial works normally increase if the time

    lapse between the evaluation period and the

    implementation phase is expected to be long.

    This is common in Malaysia. where contractual

    arrangements are often lengthy. Allowance for

    this problem should be considered in the evalu-

    ation exercise.

    3.2 INITIALASSESSMENT

    Pavement evaluation at project level starts by

    carrying out an initial assessment of the physi-

    cal condition of the pavement. The principle is

    to use cheap equipment and simple method of

    assessment. More expensive and detailed tests

    can be scheduled if and when required.

    Engineers nonually carry out or supervise this

    work. The scope of work involves two main

    tasks :

    i) Surface condition assessment

    ii) Drainage assessment.

    Other information related to the surroundings

    of the pavement helps to ensure a comprehen-

    sive evaluation work. Historical data of the

    pavement would be very useful if available.

    However, it is not mandatorv to have this data

    to accomplish the pavement evaluation task.

    The results from this initial assessment will be

    used to :

    i) Decide preliminary lengths and loca

    tions of `design sections'

    ii) Plan for the frequency and interval ofdetailed tests

    Optimum and economical data collection and

    sampling can be carried out following the

    selection of the design sections. The final rec-

    ommendation of rehabilitation measures should

    be adiusted to suit these individual sections.

    A minimum length of a selected design section

    should not be less than one kilometre to allow

    for efficient construction operation. Preliminarydesign sections are chosen first from the initial

    assessment results. At a later stage, other infor-

    mation such as soil type, topography, hydrolo-

    gy, deflection and traffic data can influence the

    final selection of the design sections. The engi-

    neer should carefully review all the available

    data to judge whether a particular treatment is

    suitable over the entire project length or

    whether shorter design sections using separate

    treatments are necessary. Changing remedial

    treatments too frequently may result in difficultand expensive construction.

    3.2.1 Surface condition assessment

    The surface condition survey provide a means

    of quantifying the failures of the pavement,

    shoulder and drainage. Using appropriate tech-

    niques, the extent of the failures can be classi-

    fied and quantified. Astandard surface condi-

    tion survey method has been used in JKR. The

    main parameters recorded are cracking and rut-

    ting as well as shoulder and drainage condi-

    tions. Details of the information recorded is

    shown in Table 3.1.

    Visual assessment of cracks using a classifica-

    tion system simplified in Table 3.2 provide suf-

    ficient information for further analysis. It is

    easier to divide each section into short 10

    metres block for accurate and efficient data col-

    lection. Alternative lengths of sections can be

    used. A straight edge and a wedge are used to

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    measure the rut depth within the block

    (late 3.1). The maximum rut depth in the block

    is measured. The location of the maximum rut

    depth is estimated visually. The condition of

    shoulders and side drainage facilities are initial-

    ly assessed by visual judgement. Afull assess-ment of the drainage condition can be made

    separately if necessary. This will be described

    in more detail inpara. 3.2.2.

    The personnel needed to carry out the surface

    condition survey vary depending on the traffic

    intensity of the site. Plate 3.2 shows the com-

    mon personnel layout on a low volume road

    with fast traffic. Four persons are required to

    collect the data and two persons are needed to

    control the traffic flow. Safety requirementsvary from site to site. Safety jackets must be

    worn. Police assistance is recommended at

    locations with very heavy traffic.

    Surface condition surveys must be carried out

    during the day time. It should not be carried out

    at night unless proper lighting is provided.

    3.2.2 Drainage assessment

    The condition of surface and side drainage ofthe pavement will contribute significantly to its

    performance. Aclassification of its condition

    will indicate whether this is the primary or con-

    tributory cause of damage to the pavement

    structure. Some existing road pavements have

    been upgraded from previous construction that

    may not have emphasised on drainage provi-

    sion. Sometimes the drainage has disappeared

    through sequence of widening work. It is

    important to remedy drainage problems before

    any pavement rehabilitation work is imple-

    mented. Water is the most important environ-

    mental factor that influences pavement per-

    formance. Prediction of moisture condition

    and the resulting variation in pavement

    response is still a major unsolved problem that

    has not deen defined precisely in any pavement

    design method.

    Adequate provision of drainage facilities will

    minimise this area of uncertainty. Keeping

    water away from pavement materials is still the

    best solution especially where heavy rainfall is

    expected.

    Surface drainage is judged by the ability of the

    pavement surface to drain water rapidly, not

    allowing water to pond either on the bitumi-

    nous surfacing or on the road shoulder.Observation is best carried out after or during

    rainfall when the road surfacing is still wet. The

    results of these observations should provide an

    indication whether it is necessary to improve

    the cross section profile of the pavement and

    the road shoulder. This is critical if the probable

    maintenance measures would only need minor

    treatment such as sealing or cut and patch.

    The structural drainage condition is more diffi-

    cult to assess. Past construction records will behelpful if available. This assessment is more

    critical in hilly areas where the pavement is

    constructed on cut slopes. The engineers need

    to judge with reasonable confidence by obser-

    vation whether a particular area requires sub-

    soil drainage, side drains or interceptor drains

    or whether existing drains are sufficient

    and functioning properly to safeguard the pave-

    ment. Failure as a result of drainage deficiency

    would have been very obvious by the time the

    pavement undergoes investigation. Comparisonto similar pavement construction on adjacent

    areas that have good drainage provision can

    assist on the judgement of the drainage condi-

    tion.

    3.2.3 Preliminary analysis, sectioning

    The existing pavement construction and the

    underlying condition of the pavement structure

    govern the initial selection of homogeneous

    sections within a road length having a uniform

    traffic loading. Visual surface condition data

    and deflection results can be used to refine the

    sections. Statistical analysis can be used to

    define representative characteristics and homo-

    geneity of key parameters within the sections.

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    Confidence level of 85%,

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    Crack Type Crack Width Crack Extent

    0 - No Cack - -

    1 - Single crack < 1 mm < 1 m

    2 - Many cracks 1 - 3 mm 1 - 5 m

    3 - Interconnected cracks > 3 mm > 5 m

    4 - Crocodile cracks > 3 mm and spalling -

    5 - Crocodile cracks and

    spalling- -

    Table 3.2 Classification of cracks

    Plate 3.1. Rut Depth Measurement

    Plate 3.2. Surface Condition Survey

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    or more is recom

    mended for statistical representation. Adjacent

    sections must not contain significantly similar

    attributes. Significant tests should be carried

    out to resolve this problem.

    The distribution and population mean of the

    deflection, rutting, cracking and other quanti-

    fied failures highly influence the proposed

    method of treatment. The primary mode of fail-

    ure often dictates preliminary sectioning.

    Sectioning by evidence of cracking

    Cracking suggests that predominant failure

    mode is either by traditional fatigue or age

    hardening. If the road has been overlaid thecracking can often be reflective cracking from

    an overlaid surfacing. Pavement strength that is

    mostly defined by the layer thicknesses can

    influence the degree of cracking and its distri-

    bution. Information on pavement layer thick-

    ness will help in the selection of the sections.

    This method of sectioning is not suitable for a

    road pavement that has been inadequately

    maintained and has extensively failed.

    Sectioning by rutting severity

    Severity of rutting can sometimes be used to

    assist preliminary sectioning. Areas with uni-

    form problems of material stability can be iden

    tified. Rutting normally indicates evidence of

    asphalt instability or weak underlying layers.

    Rutting alone is not the predominant failure

    manifestation where weak underlying layer

    exists. Cracking and rutting normally appears

    in this area. Sectioning by rutting alone will

    suggest the predominant role of asphalt insta-

    bility.

    Sectioning by formation type

    The contribution of the strength of the subgrade

    to road failure can result in variations in either

    cracking or rutting or both. Distinct formation

    types exist in hilly areas and are common in

    this country. Fill areas are prone to construction

    deficiency where quality of imported subgrade

    may effect the pavement performance.

    Drainage and ground water condition influence

    the performance and stability of cuttings.

    Drainage deficiency could provide further evi-

    dence to justify division into sections. Distinct

    differences in failure at different formationtypes indicates the suitability of sectioning by

    formation types.

    3.3 DETAILED ASSESSMENT

    3.3.1 General

    The next stage in the evaluation process is the

    detail assessment of the road pavement. The

    assessment can be either the structural condi-

    tion or the surface characteristics of the roadpavement. In most project level assessments

    that lead to major rehabilitation, the structural

    condition assessment is vital. The surface func-

    tional requirement may not be critical since

    major reconstruction requires the existing sur-

    face to be removed.

    The strength of the existing pavement needs to

    be measured. The results from those tests will

    assist in identifying the mode of failure.

    The current interest world-wide is to use Non

    Destructive Testing (NDT) devices. NDT is a

    preferred approach that is fast and reduces or

    eliminates laborious and expensive destructive

    testing (1).

    Destructive testing can give a more accurate

    indication of the condition and performance of

    pavement materials at a specific location.

    However, it is likely that high variability of

    pavement layer thicknesses and material condi-

    tions over a long stretch of road exists. This is a

    common situation along most roads in

    Malaysia. It is therefore more important to con-

    centrate the evaluation effort in achieving accu-

    rate true mean characteristics of the materials

    from adequate sampling over the stretch con-

    cerned. Putting emphasis on achieving an accu-

    rate single sample characteristics could distort

    the overall scenario.

    NDT surveys for the structural assessment

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    should be conducted at the time of the year

    when the pavement is at its weakest due to sea-

    sonal environmental condition. Relationships

    between environmental factors and deflections

    need to be established to know when the pave-

    ment will be at its weakest. For a start anassumption can be made that the pavement is at

    its weakest after the monsoon season. Diurnal

    temperature variation must be considered as

    well. Deflection reading is best taken close to

    the standardised temperature of 40C to reduce

    temperature correction error. Proper tempera-

    ture correction relationships for different types

    of surfacing should also be established.

    Temperature susceptibility of bituminous mixes

    varies with mix types and conditions. Different

    temperature corrections are required for differ-ent mixes. Temperature correction becomes

    more significant as the pavement gets hotter

    during the day whereby the deflection response

    becomes more sensitive as the surfacing gets

    softer. It is not significant if the surface has

    severely cracked.

    NDT equipment is available in many forms.

    Broadlv, they can be divided into two major

    groups :

    i) Deflection-based equipment

    ii) Non-deflection-based equipment

    There are three mechanised deflection-based

    systems most commonly used in Malaysia.

    Non-deflection based systems are equipment

    using radar sensors, nuclear devices, ultrasonic

    devices, laser sensors and penetrometers such

    as die Dynamic Cone Penetrometer.

    Currently JKR uses four types of NDT equip-

    ment to evaluate structural condition of pave-

    ment. The sophisticated machines are the

    Falling Weight Deflectomcter (FWD) and the

    Road Rater. The simpler devices are the

    Dynamic Cone Penetrometer (DCP) and the

    Benkelman Beam. Description of this equip-

    ment and its usage is covered in para. 3.3.2

    below.

    The background to the NDT approach of stnic-

    tural assessment was explained in Chapter 2. It

    must be emphasised here that the accuracy of

    the results will depend on the experience of the

    user in handling all evaluation information

    described earlier including the NDT results. No

    in-house study has compared the results pro-

    duced by each device and its approach.Preference in the choice of equipment will

    depend on speed of test, safety, cost of equip-

    ment, maintenance, reliability and case of use.

    Another factor that could be important is the

    authority's requirements and emphasis for spe-

    cific aspects of testing. Safety of the public

    during any testing on the road is of paramount

    importance. Test vehicle sometimes may be

    disallowed from stopping on the road. Amov-

    ing test equipment (such as Deflectograph)

    could be preferred for such case. However, thistype of equipment can be very, expensive and

    not easily maintained.

    Comprehensive understanding of the elements

    involved in the detailed pavement assessment

    is critical. Over-emphasizing certain aspects of

    the elements can lead to uneconomical deci-

    sions. It inav be necessary to carry out cost-

    benefit analyses when choosing the most suit-

    able NDT equipment for the pavement evalua-

    tion.

    3.