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68 16 th International Workshop on Computational Electronics, June 4-7, 2013, Nara, Japan 978-3-901578-26-7 c 2013 Society for Micro- and Nanoelectronics Influence of Phonon Dispersion Relation on Thermal Resistance in Silicon Nanostructures Kentaro Kukita * , Indra Nur Adisusilo * and Yoshinari Kamakura *† * Graduate School of Engineering, Osaka Univ., 2-1 Yamada-oka, Suita, Osaka 565-0871, Japan Japan Science and Technology Agency (JST), CREST, Kawaguchi, Saitama 332-0012, Japan e-mail: [email protected] I NTRODUCTION The accurate understanding of the thermal con- duction properties in nanoscale regime becomes important because of the scaling of the electronic devices. In this study, we analyze the thermal resistance in Si nanostructures using a Monte Carlo (MC) method for solving the phonon Boltzmann transport equation, and discuss the quasi-ballistic transport properties depending on the phonon dis- persion relation model. S IMULATION METHOD AND RESULTS Figure 1 shows a dispersion relation of phonons in bulk Si calculated with adiabatic bond charge model [1]. In many of the previous works, approx- imated dispersion curves were employed; e.g., as shown in Fig. 1, the dispersion relation were ex- pressed by the analytical curve fitted only to [100] (Γ–X) direction [2]. In this study, we compare the [100] model to the more accurate approach, in which the phonon density of states and the group velocity averaged over constant-energy sur- faces were calculated from the realistic dispersion relation and implemented as look-up tables (full- band model) in the phonon MC simulator [3,4]. Figure 2 shows the phonon average group ve- locity v as a function of temperature T . Note that the [100] model exhibits higher velocities, which is mainly due to the lack of TA2 branch having low group velocities. We have confirmed, however, that both two models can yield the correct thermal con- ductivity κ(T ) of bulk Si by adjusting the phonon scattering rates. Considering that κ is expressed as Cvλ/3 (where C and λ are the heat capacity and phonon mean free path, respectively), lower λ value is needed for [100] model as shown in Fig. 3. To investigate the difference between the two models, we have simulated the steady state tem- perature distribution in the simple one-dimensional structure of Si as shown in Fig. 4. Figure 5 shows the calculated thermal resistances R th as a function of the device length L. In the large L limit, the two models exhibit the same R th , while the discrepancy was found in the small L region. As illustrated in Fig. 6, when L λ, the phonon transport property is considered to be diffusive, and R th is a function of κ. Since the scattering rate parameters for the both models were adjusted to yield the experimental κ, the both same R th were obtained. On the other hand, when L λ, the ballistic transport nature, which depends on v but not λ, becomes dominant, and thus [100] model shows lower R th . SUMMARY We have analyzed the thermal resistance in Si nanostructures using the MC method. It has been demonstrated that the correct implementation of the phonon dispersion relation is essential to accu- rately simulate the thermal conduction properties in the quasi-ballistic transport regime. REFERENCES [1] W. Weber, Adiabatic bond charge model for the phonons in diamond, Si, Ge, and α-Sn, Phys. Rev. B 15, 4789 (1977). [2] P. Chantrenne, J. L. Barrat, X. Blase, and J. D. Gale, An analytical model for the thermal conductivity of sil- icon nanostructures, J. Appl. Phys. 97, 104318 (2005). [3] K. Kukita and Y. Kamakura, Monte Carlo Simulation of Phonon Transport in Silicon Thin films Including Realistic Dispersion Relation, Proc. Int. Workshop on Comp. Elec., pp. 63-64, 2012. [4] K. Kukita, I. N. Adisusilo and Y. Kamakura, ”Impact of Quasi-Ballistic Phonon Transport on Thermal Properties in Nanoscale Devices;: A Monte Carlo Approach,” Tech. Dig. IEDM, pp. 411-414, 2012.

Influence of Phonon Dispersion Relation on Thermal ...in4.iue.tuwien.ac.at/pdfs/iwce/iwce16_2013/D6.pdf69 D6 Fig. 1. Phonon dispersion curves for bulk Si obtained from adiabatic bond

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Page 1: Influence of Phonon Dispersion Relation on Thermal ...in4.iue.tuwien.ac.at/pdfs/iwce/iwce16_2013/D6.pdf69 D6 Fig. 1. Phonon dispersion curves for bulk Si obtained from adiabatic bond

68 16th International Workshop on Computational Electronics, June 4-7, 2013, Nara, Japan

978-3-901578-26-7 c⃝ 2013 Society for Micro- and Nanoelectronics

Influence of Phonon Dispersion Relation onThermal Resistance in Silicon Nanostructures

Kentaro Kukita∗, Indra Nur Adisusilo∗ and Yoshinari Kamakura∗†∗Graduate School of Engineering, Osaka Univ., 2-1 Yamada-oka, Suita, Osaka 565-0871, Japan†Japan Science and Technology Agency (JST), CREST, Kawaguchi, Saitama 332-0012, Japan

e-mail: [email protected]

INTRODUCTION

The accurate understanding of the thermal con-duction properties in nanoscale regime becomesimportant because of the scaling of the electronicdevices. In this study, we analyze the thermalresistance in Si nanostructures using a Monte Carlo(MC) method for solving the phonon Boltzmanntransport equation, and discuss the quasi-ballistictransport properties depending on the phonon dis-persion relation model.

SIMULATION METHOD AND RESULTS

Figure 1 shows a dispersion relation of phononsin bulk Si calculated with adiabatic bond chargemodel [1]. In many of the previous works, approx-imated dispersion curves were employed; e.g., asshown in Fig. 1, the dispersion relation were ex-pressed by the analytical curve fitted only to [100](Γ–X) direction [2]. In this study, we comparethe [100] model to the more accurate approach,in which the phonon density of states and thegroup velocity averaged over constant-energy sur-faces were calculated from the realistic dispersionrelation and implemented as look-up tables (full-band model) in the phonon MC simulator [3,4].

Figure 2 shows the phonon average group ve-locity v as a function of temperature T . Note thatthe [100] model exhibits higher velocities, whichis mainly due to the lack of TA2 branch having lowgroup velocities. We have confirmed, however, thatboth two models can yield the correct thermal con-ductivity κ(T ) of bulk Si by adjusting the phononscattering rates. Considering that κ is expressed as∼ Cvλ/3 (where C and λ are the heat capacityand phonon mean free path, respectively), lower λvalue is needed for [100] model as shown in Fig.3.

To investigate the difference between the twomodels, we have simulated the steady state tem-perature distribution in the simple one-dimensionalstructure of Si as shown in Fig. 4. Figure 5 showsthe calculated thermal resistances Rth as a functionof the device length L. In the large L limit,the two models exhibit the same Rth, while thediscrepancy was found in the small L region. Asillustrated in Fig. 6, when L ≫ λ, the phonontransport property is considered to be diffusive,and Rth is a function of κ. Since the scattering rateparameters for the both models were adjusted toyield the experimental κ, the both same Rth wereobtained. On the other hand, when L ≪ λ, theballistic transport nature, which depends on v butnot λ, becomes dominant, and thus [100] modelshows lower Rth.

SUMMARY

We have analyzed the thermal resistance in Sinanostructures using the MC method. It has beendemonstrated that the correct implementation ofthe phonon dispersion relation is essential to accu-rately simulate the thermal conduction propertiesin the quasi-ballistic transport regime.

REFERENCES

[1] W. Weber, Adiabatic bond charge model for the phononsin diamond, Si, Ge, and α-Sn, Phys. Rev. B 15, 4789(1977).

[2] P. Chantrenne, J. L. Barrat, X. Blase, and J. D. Gale, Ananalytical model for the thermal conductivity of sil- iconnanostructures, J. Appl. Phys. 97, 104318 (2005).

[3] K. Kukita and Y. Kamakura, Monte Carlo Simulationof Phonon Transport in Silicon Thin films IncludingRealistic Dispersion Relation, Proc. Int. Workshop onComp. Elec., pp. 63-64, 2012.

[4] K. Kukita, I. N. Adisusilo and Y. Kamakura, ”Impact ofQuasi-Ballistic Phonon Transport on Thermal Propertiesin Nanoscale Devices;: A Monte Carlo Approach,” Tech.Dig. IEDM, pp. 411-414, 2012.

Page 2: Influence of Phonon Dispersion Relation on Thermal ...in4.iue.tuwien.ac.at/pdfs/iwce/iwce16_2013/D6.pdf69 D6 Fig. 1. Phonon dispersion curves for bulk Si obtained from adiabatic bond

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Fig. 1. Phonon dispersion curves for bulk Si obtainedfrom adiabatic bond charge model [1]. Only acoustic phonons(TA1, TA2, and LA) were considered in this work. Lines arethe approximated curves used in the previous work [2].

Fig. 2. Average group velocity of acoustic phonons as afunction of temperature. The results calculated from a realisticdispersion relation (red line) and approximated model (blueline) are compared.

Fig. 3. Phonon mean free path as a function of tempera-ture. Realistic dispersion relation (red line) and approximatedmodel [2] (blue line) are compared.

Fig. 4. Schematic view of the 1D structure to investigate thethermal resistance Rth in Si device with various L.

Fig. 5. Simulated Rth as a function of L. MC simulationresults with the full band model and [100] phonon dispersionmodel are compared. The dashed line represent the theoreticaldependence based on the Fourier law.

Fig. 6. Schematic view showing L-dependence of Rth

described with the Fourier law and the ballistic transportmodel.