Industrial Safty

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    INDUSTRIAL SAFETY

    Power Management InstituteNoida

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    CONTENTS

    S. No. Subject Page Nos.

    1. Accident Causes and Factors 1

    2. Cost of Accident 8

    3. Accident Prevention 11

    4. Accident Investigation & Records 16

    5. Techniques of Discovering Hazards 23

    6. Investigation of Accidents 43

    7. Procedure for Reporting of Accidents/ DangerousOccurrences

    52

    8. Guidelines on Constitution of Enquiry Committee 63

    9. Safety Policy 69

    10. Industrial Hazards 74

    11. Protective Clothing & Equipment 82

    12. Safety in Movement of Men & Material 88

    13. Safety in Construction 100

    14. Safe Working Practices in Thermal Power Station 108

    15. Permit to Work System 115

    16. An Executives Role in Safety 119

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    17. Factories Act - 1948 124

    18. Indian Electricity Act & Rules 132

    19. Gas Cylinder Rules - 1981 138

    20. Legal Aspects of Safety Under the Acts 152

    21. Health Hazards of Hazardous Chemicals 161

    22. Indian Boiler Act 1923 171

    23. Inspection of Steam Boilers 185

    24. House Keeping 192

    25. Fire Safety 197

    26. Portable Fire Extinguishers 204

    27. Fire Prevention and Protection System for Thermal Power

    Station

    234

    28. Introduction to First Aid 243

    29. First Aid to the injured 250

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    1.1. AccidentsAccidents-- Causes & FactorsCauses & Factors

    INTRODUCTION

    The ordinary meaning of the word Accident as derived from lexicons is an

    unforeseen of an unexpected event. This definition covers a wide range of

    phenomena including even natural catastrophes and cannot, therefore, subserve

    the purpose of a scientific investigation. The term accident when used in

    industry, while in essence retaining this popular connotation, refers to a district

    class of the phenomena. The American National Safety Council has defined

    accident as that occurrence in a sequence of events which usually produces

    unintended injury, death or the property damage. Heinrich has, however, defined

    accident as an unplanned and uncontrolled event in which the action or reaction

    on an object, substance, person or radiation result in personal injury.

    Basically accidents constitute a behavioral problem signifying a disintegration in

    the equilibrium of the individual in relation to the work situation. The forces that

    make for the disequilibrium are mainly drawn from the stress of the work situation

    and the psycho- social character of the individual involved. As soon as this filed

    is distributed due to the displacement of the relatively specific situation or the

    appearance of new one the equilibrium is upset, causing an interruption or

    disorganization in performance. By and large, therefore, accidents are defined as

    unforeseen, sudden, unintended or unconscious deviations in work activity

    tending to end to an injury.

    CAUSES OF ACCIDENTS

    The causes may be human or mechanical failures .The two broad sources of the

    accidents may be classified into:

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    i) Unsafe conditions, and

    ii) Unsafe acts

    An unsafe condition may refer to the condition of the floor, of the ladder, of a

    machine, of a stairway, of a tool, of a conveyor belt of anything else of physical,

    environmental or mechanical character which could lead to an accident.

    An unsafe act is something somebody does which may culminate in an

    accident. The word may is used because it is not necessary that it should

    always lead to an accident, but we can be sure that if such acts are persisted

    they will result in avoidable injuries.

    It is a matter of considerable debate whether out of unsafe condition and

    unsafe act which is more important. The question is a difficult one. Both are

    important. The significance of separating causes into two kinds is that it draws

    attention to fact that the attack strategy should be two- pronged. We must

    prevent unsafe acts, not one or the other. What then is the relationship between

    the two?

    The cause of nearly all accidents has relations to an unsafe condition. This

    unsafe condition contains the POTENTIAL to injure someone (e.g., an

    unguarded press, an unfenced floor opening. a piece of wood with a nail on the

    floor, and so on.)

    It is the unsafe act that leads to an accident. We may call it the triggering cause

    because it releases the danger potential of unsafe condition somewhat as the

    pressing of trigger of gun release the unsafe potential of the loaded bullet.

    How do we tackle the problem?

    -- The first attack has to be on the unsafe condition. Because it alone is

    completely controllable

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    -- The next important attack has to be on unsafe acts of the people. To

    place this line to attack second does not mean that it is relatively

    unimportant but only that it is harder to control less immediate in effect.

    Even through, in the short run. More certain and quicker results can be

    obtained by rectifying unsafe conditions in the long run the only way to

    make places accident free is to teach the people to work safely and to see

    they practice it.

    FACTORS CONTRIBUTING TO ACCIDENTS

    These are classified into four on the basis of the area of their origin, the person

    or the environment and according to the basis of proximity to accident event:

    -- Mechanical

    -- Environment

    -- Human

    -- Human mechanical causes.

    Mechanical causes

    These relates to the defects and inadequate safeguards of machinery to unsafe

    conditions of equipment

    -- Inadequately guarded,

    -- Unguarded

    -- Unsafe design or construction,

    -- Hazardous arrangement (pilling, Overloading, etc.)

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    Environm ental Causes

    The environmental causes of accidents refer to inadequate physical and

    atmospheric conditions of work. They are distinguished from mechanical causes

    by the fact they do not cause the accident directly, but indirectly contribute to its

    occurrence, by virtue of their adverse effects upon the individual. The

    environmental causes are also, sometimes, designated as External to the

    individual and general where all the workers are affected by them. Some of the

    important environmental factor which contributes to accident causation are:

    -- Elimination

    -- Ventilation

    -- Temperature

    -- Speed of work

    --- Hours of work

    -- Spread over to work period

    -- Workload

    Human Causes

    Human causes constitute by far the most important category to accident causes.

    Accidents due to human failure a preponderate over other of accidents. The

    various factors that constitute the human causes may be grouped as under:

    Individual Factors Psychological Factors

    a) Age a) Attitude towards job

    b) Marriage b) Interest and Difficulties

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    c) Education c) Machine habits

    d) Health d) Attention

    e) Length of service e) Fatigue

    f) Work performance

    Personality Factors Sociological Factors

    a) Intellectual level a) Size of family

    b) Emotional maturity b) Number of dependents

    c) Adjustment c) Financial position

    d) Anxiety level d) Social Status

    e) Interpersonal relations

    f) Home environment

    Accidents have many ways of attending consummation. An accident may injure

    the workman or damage the machine or tools or injure a person other then one

    involved in the accident or may not attain consummation at all. Suppose a

    weaver is performing the operation of shutting on his loom and the shuttle

    frequency slips from his hand. Here, the fact of the shuttle slipping form the hand

    constitutes the accident, and the events that occur after that represent the effects

    of the accident.

    Accidents and injuries, therefore, represent two distinct classes of phenomena of

    different psychological importance. The antecedent circumstances in the

    causation of an injury are easily observable, but the predisposing causes of an

    accident often lie hidden in the inner strata of the organism of the individual, his

    history and the social environment factors of the work situation.

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    CLASSIFICATION OF ACCIDENTS

    Influencing Elements

    An accident situation comprises three elements:

    -- Work Deviation

    -- Its causes and,

    -- Its effects.

    Accidents may, therefore, be classified on the basis of these three elements.

    According to the nature of the work deviation, accidents are classified as:

    -- Striking against

    -- Struck by

    -- Caught in or between

    -- Fall on same level

    -- Overexertion

    -- Inhalation or absorption

    - Contract with electrically charged objects.

    Striking Against

    This class refers to such incidents as the workers dashing against machines orother objects or colliding with a fellow worker or some other or object, Such

    accidents constitute an important class for psychological study due to the

    predominantly human character of their causation.

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    Struck By

    These accidents are caused due to machine parts of broken belts or other falling,

    flying, sliding or moving objects striking of rubbing the body of the worker. Such

    accidents are generally due to defective equipment or unsafe working premises.

    Caught in or between

    These consist of accidents resulting in either fingers being caught in between the

    gears or in between the pinion wheels or moving rollers or the hand getting

    entangled in the meshes of belt & pulleys. Other parts of the body may as well

    get similarly involved.

    Falls, on same level

    Accidents of this type are a common experience of everyday life. While falls refer

    to a complete collapse of the individuals musculature on the ground, slips signify

    only a temporary disturbance in muscular balance.

    Exposure

    These are categories of infrequent occurrences. They are exemplified by such

    events as heat, exhaustion, Poisoning, Drowning and electrocution.

    Another classification on the basis of the severity of injury and consequent

    incapability for the work is commonly followed in accident analysis. Accordning to

    this classification. accidents may be divided into five categories:

    i) Fatal

    ii) Serious

    iii) Minor

    iv) Trivial

    v) No injury accidents.

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    2.2. Cost Of AccidentsCost Of Accidents

    INTRODUCTION

    Often the extent of the cost of accident is not evident and hence not appreciated.

    Usually, only direct costs which represent compensation and medical expenses

    to be borne by the management are taken into consideration when computing

    costs due to accidents. The hidden or indirect costs to the management, the

    injured and society at large ignored every often.

    COST OF THE INJURED

    The injured workers themselves are the very heavy losers. Their actual losses in

    money may not be so great as employers but he can ill afford to withstand his

    share of financial burden. Where he is not covered by any benefit schemes of the

    management or any insurance, he will have to bear himself the loss of wages,

    the cost of medical expenses and the loss due to the any permanent

    disablement. Even when there are insurance of benefit scheme, the

    compensation and medical benefits are rarely adequate. Further no costing can

    be done to compensate for the suffering, pain, worry and effects due to

    incapacitation.

    COST OF MANAGEMEN

    According to detailed study carried out by Heinrich the indirect costs which

    present all the incidental costs due to an accent except those relating to medical

    expenses and compensation, work out on an average to about four time the

    direct costs. Some studies report indirect costs to be even six times the direct

    costs. While these ratios indicate the average pattern, individual accidents could

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    be very costly particularly when the accidents are serious or result in heavy

    damage to equipment.

    Direct Costs

    The direct costs of accidents comprise of (a) the compensation paid to the

    injured person; and (b) medical expenses on his treatment since both these are

    generally covered under insurance, the cost of accident on these accounts are

    also commonly as Insured Cost.

    Indirect Costs

    The following items contribute towards the indirect of uninsured costs ofaccidents and can be calculated in terms of money unlike the other less tangible

    losses such as the effect of accidents on morale etc:

    --- Lost time of injured employees: These are the wages paid for the time lost

    by the injured worker other than those paid under the workmans

    compensation law.

    --- Lost time of other employees: After an accident all employees of the

    section stop to watch, assist or talk about it. Some time is also lost as

    the equipment damages in accident is required or the output or aid of the

    injured person is required.

    --- Lost time of Foreman, Supervisors or other executives: Time spent on

    activities such as investigating the accident, preparing reports, settling

    claims arising from it, selecting training or booking in new worker etc.

    --- Cost of time spent by the first aid attendant and hospital staff of factory.

    --- Cost of damage to material or equipment. This should also include the

    cost incurred in back in order the material or equipment which may be

    thrown into a state of disorder.

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    --- Incidental cost due to interference with production like loss of profit on

    contracts cancelled or orders lost.

    --- Costs under employee welfare and benefit systems: These will be other

    than those paid as compensation.

    --- Cost due to continuance of wages to injured persons in full: The output of

    injured worker is below normal for some period after he rejoins work.

    --- Cost due to loss of profit on the injured workers productivity and on idle

    machines.

    --- Over head cost over injured worker: These are expenses for the light,

    heat, rent and other items with continue over while the injured worker is

    away from work.

    COST OF SOCIETY

    Industrial accidents place a heavy burden on Society. It is ultimately the Society

    suffers all losses. For example, taking economical considerations alone, the

    financial losses of direct and indirect costs by the management will have to be

    met consumers in terms of increased cost of products. Further, it is society,

    which again, ultimately bears the financial burden of maintenance of all the

    disabled employees and their dependents. Looking at it from this board

    perspective, every citizen bears a proportion of the cost of accidents and

    knowing heavy costs, every effort should be made prevent accidents.

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    3.3. Accident PreventionAccident Prevention

    INTRODUCTION

    An injury prevented is a benefaction, an injury compensated, an apology

    Industrial accident prevention has come of age. The long struggle for its

    recognition, for supporting interest and effective action, waged over a period of

    years by Government, Industry, Labour and other organizations has borne fruits.

    The need and value of Accident Prevention has not been well established and it

    is realised that emphasis should be placed on the practical methods of

    accomplishment.

    Accident Prevention

    Accident prevention is both Science and Art. It represents, above all other things,

    Control Control of man performance, Machine performance and physical

    environment The word control is used advisely because it connotes prevention

    as well as correction of unsafe conditions and circumstances. It is a vital factor in

    every industrial enterprise, one which, if ignored or practiced unskillfully leads to

    needless human suffering and business bankruptcy.

    Implication

    The effect of accidents, besides the loss of life, property and money, is to restrict

    seriously both employment and production of goods and sevices on which the

    welfare of a nation depends. This prevention brings about spectacular

    achievements in the saving of life and limb, compensation, continuity of service,

    increased production, decreased labor turn-over and improved labour

    management relations.

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    CONTROLING ACCOUNTS

    Where as three Es of Safety representing engineering, education and

    enforcement are applied in the field of Industrial Safety, it seems much easier to

    comprehended the fundamentals of Accident Prevention if the preventive

    procedures are grouped in four general classifications which are a little more

    selfdescriptive and which fit into the problem a little more closely than do three

    Es These four classification may be :

    -- Discover causes

    -- Control environment causes

    -- Control behaviorist causes

    -- Supplementary activities

    Discovering Accident Causes

    Before any steps can be taken, it essential to find out:

    -- The causes of pervious accidents, and

    --- The existing of hazards that will cause accidents unless corrected

    These activities are necessary not only before starting the actual procedure for

    accident prevention but also afterwards, for they must given continuous never

    ending attention. Otherwise the real effort of accident prevention will get out of

    hand.

    Controlling Environmental Causes

    In this connection, it should be remembered that:

    --- All the environment causes have something to do with machinery and

    equipment -with things that one can see or feel.

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    --- The Control procedures have relationship with engineering or with

    application of engineering principles.

    In some respects the control of environment causes (or hazards) is the most

    essential factor in any accident prevention programme, since it proves to the

    workers that management is sincere in its desire to prevent accidents and is

    willing to do its part. In addition if there are two or more different ways to prevent

    certain types to accidents, this is preferable.

    For example. if there is hole in the floor and if any danger of workers falling it and

    bearing injured, it is much wiser and cheaper in long run to eliminate and fill that

    hole than to place a guard rail around it or to try teach workers to stay away.

    Trying to teach men to avoid a hazard is a never ending job requiring constant

    supervision and in some cases discipline, but the elimination of a hazard is an

    immediate and permanent cure.

    Controlling Behavioristic Causes

    These can be controlled through the application of:

    -- Job analysis

    -- Job training

    -- Supervision

    -- Discipline

    --- Personal Work

    -- Physical examination

    -- Proper placement of workers

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    In general, it is much more difficult to control behavioristic causes than it is to

    control environmental causes. Unlike environment, human behavior is without

    substance, It can neither be seen or felt. It is the result of such complicated

    factors as heredity, emotion, diet and habits etc, therefore; it is not surprising that

    the method of control are somewhat complicated. They are exact sciences as are

    various fundamentals of engineering such as mathematics, physics and

    chemistry.

    For example, a wrong attitude is an important behavioristic cause that is more

    closely induced by worry. Many workers worry about current financial problem or

    about the possibility of poverty in old age or the expense on medical care. In

    many organizations personal activities have been instituted, such as pension

    plans, group health and accident insurance, and employees credit unions, which

    have helped to relieve thousands of workers from some of their worries and

    problems, and thus helped in improving the companys accident record.

    Supplementary Activ i t ies

    These may be classified as under:

    -- Posters

    -- Booklets and other literature

    -- Movies

    -- Films strips

    -- Contests

    -- Meetings

    -- Committees

    -- Suggestion System

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    -- Employee Magazines / Bulletins

    -- Safety Handbooks.

    These activities are of secondary importance when compared to others as they

    do not aim directly at the discovery and elimination of accident causes, but they

    are valuable in arising and maintaining interest in safety. It should be pointed out,

    however, that is not advisable to undertake all of these supplementary activities

    simultaneously. No attempt can be made to suggest their relative importance, for

    this varies in different establishments, depending upon such factors as existing

    conditions, personalities of executives, and needs of the moment.

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    4.4. Accident Investigation & RecordsAccident I nvestigation & Records

    PURPOSE OF ACCIDENT INVESTIGATION

    The purpose of Accident Investigation is to discover hazardous conditions and

    practices so that accidents from similar causes may be prevented. This is

    accomplished through:

    FIRST : Detailed investigation of each individual accident to discover

    the Causative factors involved

    SECOND : An analysis of the factors found

    THIRD : Recommendations for the corrective action, based on the

    Investigation and finding.

    The idea of seeking to fix blame should be definitely avoided, for where this is

    allowed to enter, an attitude of covering up develops amongst the employees

    which makes it difficult, and many times impossible, to get all the facts. Care

    must be taken to make sure that every person involved the supervisor, the

    foreman, the workman and the person conducting the investigation is aware that

    the sole purpose is to be prevent future accidents and not to fix blame. If this is

    done, there will be no incentive for anyone to withhold essential information and

    the people conducting the investigation will also have full facts to aid them in

    order to prevent further accidents. if a policy of thoroughly investigation each and

    every accident is established, a wealth of information on preventive measures

    will be gradually built up. It will also provide valuable finding from the

    investigation on which inspection can carried out and the particular hazards

    watched carefully. Proper investigations are part of the foundation on which

    accident prevention is founded.

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    PRINCIPLES OF ACCIDENT INVESTIGATION

    Accident investigation is actually a simple procedure but certain principles must

    be followed if maximum results are to be obtained.

    FIRST : common sense and clear thinking are a must.

    SECOND : The people conducting the investigation should be familiar

    with the equipment, operation and the process so that they

    have an understanding of possible hazards in any give

    situation.

    THIRD : The investigation should not be under the control of the

    Foreman of the Supervisor of the department in which the

    accident occurred, because if they are, it is difficult for them

    to given unbiased

    Opinion about the situation involved. There attitude should

    be one of cooperation with foreman to discover and secure a

    means of correcting or eliminating the hazards.

    FOURTH : Each clue that is uncovered should be investigated

    thoroughly because quite often a clue that may appear to

    give a reasonable answer to a problem will give an entirely

    different light if it is explored further.

    FIFTH : Since physical hazards can be eliminated, appropriate

    means of correction of the unsafe practices should be

    sought.

    SIXTH : No investigation should be considered completed until a

    definite Recommendation for corrective action is made.

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    SEVENTH : It is advisable to have more than one person to investigate

    the accident due to the fact that the old saying that two

    heads are better one still applies and better constructive

    criticism can be obtained this way.

    EIGHTH : Investigation should be carried out as soon as possible the

    occurrence , so that the conditions do not change and

    details get forgotten.

    The above principles, if followed, will have a good effect on the other workman in

    an area as they see the importance the management attaches to the matter of

    safety if immediately investigated because we must remember that once an

    accident occurs the seriousness of the accident is largely a matter of chance.

    Usually, no one has any control on the severity of an injury once an accident has

    occurred.

    WHO SHOULD MAKE INVESTIGATION

    Generally speaking, it makes little difference who investigates an accident if the

    principals mentioned earlier are followed. Certainly the safety officer/supervisor

    should be on the investigation along with the plant committee, but one of the

    things that must be watched is that group investigating should not be too large

    because of the time element involved. If the group feels that because of the large

    number involved not too much time can be spent, then there is the possibility that

    there will be a lack of lack of thoroughness in the investigation as there will be

    tendency to hurry. A smaller group can often spend more time and come with

    much better results. Actually every supervisor / foreman should be required to

    personally investigate every accident of workman under his jurisdiction in order toimprove his own supervisory performance as well as to make sure that he is

    thoroughly acquainted with accidents that occur in his department. Committees

    of workers themselves can be especially valuable in bringing to light physical

    hazards and hazardous practices, which are not readily discoverable by persons

    who are not actually doing the various jobs.

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    When an accident occurs, the first concern, naturally, is for the injured person,

    but when his welfare has been provided for, investigation should be next thing.

    Every person who might possibly has information bearing on accident being

    investigated should be interviewed and a full record made. The use of signed

    statements by the persons questioned is rarely advisable, since many workmen

    are suspicious of any attempt to have them sign anything associated with an

    accident with the idea of blame and punishment. Usually accurate reports and

    statements can be obtained by careful investigation.

    Thoroughness is something that is a must in an accident investigation as there is

    a temptation to carry the investigation only so far as is necessary to discover the

    means of prevention. But in the majority of accidents more than one hazardous

    condition or practice is involved.

    WHY RECORDS

    Records are the foundations of a scientific approach to accident prevention. The

    prime purpose of keeping records is to:

    -- Furnish the information necessary for the compensation of injured persons

    -- Serve as a guide to preventive effort.

    Records provide the safety man with an objective evaluation of his safety

    programme. They identify high accident rate department and provide the

    information needed to remove accident causes and hazardous conditions.

    More specifically, records may be used:

    -- To create interest in among supervisors by furnishing them with

    information about the accident experience in their own department.

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    -- Determine the principle accident source so that efforts may be

    concentrated where the greatest reduction in accidents can be brought

    about.

    -- Provide supervisors and the safety committee information about the most

    frequent unsafe practices and unsafe conditions so that these persons can

    utilize their time and efforts to the best advantage.

    Judge the effectiveness of the safety programme by comparison with the past

    experience and by making similar comparisons with companies in like

    operations.

    STEPS IN RECORD KEEPING

    The following are the steps in record keeping

    -- Obtain a report of every injury (This should include all first aids cases).

    -- Classify and record each injury

    -- Analysis the circumstance and causes of accidents.

    -- Prepare a monthly summary report showing the number of accidents and

    breakdown analysis showing the nature of injury along with preventive

    steps taken or recommended.

    -- Prepare a yearly report including all factors as to injury agency, medical

    and compensation costs, time lost, etc, to provide an overall picture to

    highlight accident trends.

    BASIC RECORDS

    The basic records, which should be kept, are:

    -- First aid report to accident

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    -- Supervisors report of accident

    -- Monthly reports

    -- Accident analysis forms accident analysis charts.

    -- Departmental and safety committee report.

    -- Details to provide information necessary for computing accident frequency

    and accident severity rates

    -- Yearly summary reports:

    -- To show the trend of the safety performance during the year.

    -- To show comparisons with experience of previous year.

    ACCIDENTS REPORTS

    Because Accident Report Forms are the basis for the all accident records,

    essential to include the following information in the accident report. To be value,

    they must be complete and factual.

    WHO the injured person or persons were. Also note others involved.

    WHEN the accident took place ; Date, Shift, Time.

    WHAT Actually happened. Reconstruct as fully and accurately as possible

    what happened just before, during and following the accident Be

    careful to indicate the sources of information and any fact which

    can only be assumed. If necessary, sketch a diagram to help to

    explain all the events.

    HOW The persons were injured. Describe the injury itself Indicate the part

    of the member of the body injured (toe, finger, back, head, arm etc.)

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    Also describe the nature of the injury (burn, sprain, fracture,

    laceration, etc.)

    Why the accident happened. Make a full analysis of the causes:

    -- Study conditions at the scene of the accident. What hazards

    were present? Did an unsafe condition cause the accident?

    Did an unsafe act cause the accident?

    -- Analysis contributing causes, (Slips, falls. drops, etc.)

    -- Consider personal causes; Study the employees safety

    record for indication of recurring accidents.

    -- Include action necessary or already taken to prevent similar

    accidents in future.

    An accident report should not be considered another paper work practice it can

    and should be of prime importance.

    In may cases it has been found that the supervisor of foreman fill out an accident

    report as briefly as possible. This should not permitted because no one is in a

    better position to tell the story than the foreman and often one is in a better

    position to advise a cure for a specific condition which exists, To be effective,

    preventive measures based on complete unbiased knowledge of accident should

    be made by the supervisor who is in charge of the department were the accident

    occurred.

    The monthly report should be complied from the first aid report and the

    supervisor reports.

    The Yearly report should be complied from the monthly reports and Medical Aid

    and Compensation Cost statements sent by the firm to the statutory agencies.

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    5.5. TechTechniques Of Discovering Hazardsniques Of Discovering Hazards

    To have a safe work place it is essential that apart from efforts towards accident

    prevention, a comprehensive hazard programme should exist in an organization.

    Hazard Control is that function which is oriented towards recognizing, evaluating

    and working towards eliminating hazards and their destructive effects find the

    work place.

    HAZARD-A DEFINITION

    Hazards Contro l Programmer

    Hazards are causes of accidents, Defining it strictly, a hazard is any existing or

    potent ional condition in the work place which by itself, or by interaction with

    other factors result unwanted affects of injuries properly damage or other losses.

    Hazard Iden tif ication

    The essential components of hazards control programme are:

    Here information regarding hazards is collective from various sources. Specific

    jobs are subjected to analysis regarding their potentiality for hazards.

    Ranking hazards by r isk

    Here the probability (Frequency) and consequences (severity) are analysed, and

    prioritisation for control is done.

    Establ ishing prevent ive and co ntrol measures

    Here solutions to the control of hazards are identified, and these measures are

    executed.

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    Moni tor ing

    Continuous follow- up on isolated procedures through various techniques like

    periodic inspections, measurement and accident investigation.

    Evaluat ing p rogr amme effect iveness and feedback

    A periodic evaluation of the programme is essential and feedback for connective

    actions should be given.

    HAZRAD CONTROL RESPONSIBILITY

    Hazard control is not just a distinct function carried out by specifically allocated

    persons alone. Like all safely activities, it is a line responsibility; it is integral part

    of each persons jobs.

    It is a collaborative effort between departments, with each department sharing in

    its responsibility. Planning departments prepares specification, which is free from

    hazards, and comply statutory requirements. Design executes these

    specifications keeping in mind operating conditions and job requirement; it

    assists other departments in hazard analysis. Production ensures hazard control

    by hazard analysis and continuous monitoring. Maintenance sticks to its

    preventive maintenance schedules, ensure that its work maintains the designed

    standards, and implements solutions to specific problems identified in hazard

    analysis. Even Material purchase occupies a crucial position by providing

    specification for bought out items, that conform to safety and health criteria, and

    ensuring that no hazards arise during the transportation of such items,

    especially chemicals. The specific team for hazard identification, evaluation, and

    establishing controls, will normally consists of persons drawn from Safety,

    Production , Maintenance, Casing and Planning.

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    HAZARAD CONTROL WHEN

    The activity of hazard control is a continue and ongoing one .it is performed

    before the plant is constructed and before an operation is established: through

    hazard analysis at the planning and design stage. It is performed in the

    operational phase: by programmes of inspections and monitoring. It is also

    performed when the system has broken down: after the event, so to speak

    through accident investigation and analysis.

    TECHNIQUES FOR HAZARD IDENTIFICATION

    A number of techniques exist to discover hazards. Many of these are composite,

    i.e. they individually cover hazards identification, evaluation and control. They are

    -- Hazards Analysis

    * Failure Mode and Effect Analysis

    * Fault- Tree Analysis

    - Job Safety Analysis

    - Plant Safety Inspections

    - Hazard Measurement and Testing

    - Safety Surveys / Audits

    - Actions Investigation and Analysis.

    Each technique is subsequently discussed separately

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    HAZARD ANALYSIS

    These are formal analytical techniques, which are used to identify hazards and

    acquire failure data regarding a system. These are of two types, the inductive,

    and the deductive.

    The inductive method uses observable data to predict what can happen, It

    begins with the component parts of the systems, and evaluated what impact

    these individual failures will have on operation of the system as a whole. An

    example of this is Failure Mode and Effect Analysis.

    The deductive method analysis how failures take place. It begins with the failure

    of the system and then identifies how the components could contribute to the

    failure Fault Tree Analysis is one of this type.

    Fai lure Mode and Effect Analysis

    In FMEA, the failure or malfunction of each component is considered, including

    the mode of failure. The consequences of the failure are traced thought the

    system, and the ultimate impact on system functioning is evaluated: A

    disadvantage of this method is that since only one failure is considered at a time,

    interaction of two or more simultaneous failures is not considered, and therefore

    certain synergistic possibilities are over- looked, This technique is widely used in

    the space and Nuclear industry, and can also have wide application in the

    chemical process industry. A form in FMEA is reproduced below: -

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    Format for FMEA

    Fault tree Analysis (FTA)

    In FTA, the analysis begins with an undesired event, all possible happenings that

    can contribute to this event are listed, and are put into a diagram in the from of a

    tree. These happening are each component faults: Which can constitute either

    sequences of event leading up to, or alternative modes of the selected system

    fault, An example of a fault tree used in the case of shaping the wire rope of a

    hoist is as shown below:-

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    Job Safety An alysis (JSA)

    JSA is a procedure used to review job methods at the design stage itself to

    ensure safe working. However, It may also be used successfully to uncover

    hazards that may have developed after production started: or that resulted from

    change in work procedures.

    PRODCURE

    The procedure of job safety analysis is simple and consists of 4 basic steps.

    Selecting the job

    Jobs with potential for more frequent accidents, severity of injury and new jobs in

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    which the accident potential is unknown should be selected first.

    Breaking the job down

    The Job should be broken down to basic steps in the hazards in the jobs propersequence. Descriptions of each step should give the idea of what is being done.

    A job safety breakdown sheet giving the following 4 heads is used for analyzing

    the hazards in the jobs.

    Step No. Operation Hazard Precautions

    Ident i fy ing the Hazards

    The person examines all possibilities of accidents in each step. He should note

    down these hazards under the second column of break down sheet. For

    identifying the hazards, he should watch the operations as many times as may

    be required and also have discussions with the operators concerned and others

    who have knowledge of the job.

    Developing Solut ions

    The solutions to hazards in the job may be worked out by:

    -- Finding a new method or procedure of doing the job.

    -- Reducing the necessity or frequency of doing a job that is hazardous, and

    -- Changing the physical conditions that create the hazards.

    After the precautions to be taken in each step are developed, these safety

    precautions are to be incorporated in the job or process sheets. Job safety

    instruction sheets containing safe- guard and safe procedures to be adopted in

    different jobs, particularly the hazardous ones could also be made out and is

    issued to the supervisors and operators and necessary training imparted to them,

    so that they could follow correctly the procedures of safe- guards laid down. If

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    accidents are happening in spite of complying with procedures laid down based

    on job safety analysis, the analysis, obviously would need further review.

    EXAMPLES

    The procedures of job safety analysis are illustrated by an example.

    PROBLEM : In a foundry, ferrous casting weighing about 20 Ibs are

    fettled by hand on pedestal grinder (12 wheel diameter).

    The casting are stored on one side of the grinder from they

    are picked up, fettled on the grinder and replace on the floor

    on the other side of the machine. Analysis technique and

    determine the hazards and the safety precautions to be

    taken.

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    PLANTS SAFTY INSPECTIONS

    Inspections are that monitoring function conducted in the organization to locate

    and report existing and potential hazards which have the capacity to cause

    accidents in the work place. Inspections are not primarily aimed at unearthing

    new types of hazards; though that may be achieved also; but rather at locating

    and correcting known hazards.

    TYPES OF INSPECTIONS

    There are basically 2 types of inspections either continues or conducted at

    intervals.

    Cont inuous inspections are conduced by those employees like

    maintenance technicians, production supervisors. Tools

    inspectors, etc,; as part of their specific job responsibilities.

    Any apparent or potential unsafe act or condition is corrected

    immediately or reported for corrective action. The checkingof controls by a crane operator or the checking of machines

    by the new operator in each shift, also fall into this category

    of inspection.

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    As against ongoing inspections, planned inspections are

    conducted at intervals. These are of four types: periodic,

    intermittent, general and special.

    Periodic inspections are well planned and made at regular intervals,

    the periodicity being decided according to the hazard

    potential involved. Machinery, Material, Handling Equipment.

    Fire Fighting Equipment,other equipment, tools, storage

    methods should all be inspected regularly. In such cases, it

    is useful to follow a checklist, A typical checklist which can

    be used on construction sites is included at the end of this

    handout, The checklist enables the inspector not to miss

    points and readily detect deviations. Certain items like

    pressure hoists, lifts etc are statutorily required to be

    checked by competent Persons.

    Intermi t tent inspections are unannounced inspections made at irregular

    intervals. These may be made by safety personnel, safety

    committee, supervisor and usually cover a particular

    department of work area.

    A general inspection is planned inspection of places, which do not

    receive periodic inspections. It covers especially those areas

    which as one ever visits since no one ever pets hurt This

    may be outlying areas of the plant, storage areas, locations

    at heights like roof, EOT Carnes & Walkways etc. It also

    covers inspections or regular areas under abnormal

    conditions like second shift, weekly off under artificial

    lighting.

    Special inspections are those made based on specific needs, i.e. of

    those areas where particular type of hazards are suspected,

    This include high accident frequency areas or construction

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    sites of locations where new equipment is under installation,

    Other examples are inspections during campaigns like fire

    prevention week: or health surveys determine the existence

    of an occupational illness.

    Who conducts Inspections?

    Inspections are the responsibility of various functions in the organization.

    Continuous inspections are normally the responsibility of the line personnel,

    including the first line supervisor and maintenance engineer. However, it is

    important that these persons also conduct inspection according to a checklist at

    some frequency.

    Periodic inspections must be conducted by middle and senior management

    from the line, The safety officer should be associated. Apart from the hazards

    detected, the mere presence of a senior manager in the inspection team sends

    the indirect message home of the top managements concern for safety.

    As already pointed out, workers must be made to inspect the plant and

    machinery under control in each shift, and given relevant feed back.

    Inspection Procedures

    The persons making inspections should be familiar with the equipment, tools, the

    process and operations and should have adequate knowledge of hazards

    associated with these They should also be a familiar with the company rules and

    polices and also dealing with safety and health, The inspectors should be

    equipped with data based on a detailed analysis of previous accidents in the

    plant. An inspection Check List often proves to be very handy and will eliminate

    the chances of overlooking some of the sources of accidents A specimen of

    broad checklist is given in the annexure. Detailed checklist could be dawn up for

    individual plants or sections.

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    The inspection should be systematic, and thorough, The Inspector should not

    depend on his memory and make complete notes of the unsafe conditions which

    are discovered at the time of the inspection. This can be used at the time of

    writing the inspection report.

    The implementation of suggestions arising out of inspections is to be carried out

    by the various departments concerned with production, engineering,

    maintenance etc. and therefore it is important that the recommendations are

    discussed, Wherever necessary, with the concerned persons.

    Reporting and Follow- up

    The inspection report should be clear and concise with enough explanation to

    make it understandable. Copies of the recommendation should be sent to the

    concerned persons for implementation. Progress should be reported to the

    management at regular intervals. Periodic check should be made until they have

    been completed.

    HAZARAD MEASUREMENT AND TESTING

    This technique is applied to the special case of hazards, which are present in the

    work environment. These may be physical hazards like noise, heat stress,

    inadequate illuminations. Radiation etc. or chemical hazards like airbome dusts,

    gases or fumes. The degree to which the hazard is present is measured (e.g.)

    noise level in decides or airbome concentration in pp, parts per million by

    volume) The concentration of these hazards can be measured by personal

    monitoring where the measurement device is placed as closed as possible to

    the site at which the contaminant enters the human body or Environmental

    monitoring where in the concentration if the work station is measured.

    Two other techniques exist which use the change in the human body as a

    measure of exposure to chemicals, biological monitoring measure changes in

    composition of body fluid, tissues or expired air to detect the level of absorption,

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    while Medal monitoring examines the workers to see their physiological and

    psychological response to the contaminant.

    SAFETY / AUDIT /SURVEY

    A Safety Audit subjects each area of companys activities to the systematic,

    critical examination with the object of minimizing loss. Every component of the

    total system is included, e.g. management policy, attitudes, training, features of

    the process and design, layout and construction of the plant; operating

    procedures emergency plans: personal protection standards; accident records;

    etc.

    A safety survey on the other hand is a detailed examination of a narrower field of

    activity, e.g. key areas revealed by the Safety Audit; individual plants:

    Procedures or specific problems common to the works as a whole.

    The audit is an evaluation of the companys organization and procedures, an

    appraisal with a view to detection weak points and initiating corrective measure.

    It should normally be conducted once a year; preferably by an outsider to the

    organization or by another branch of the same organization.

    The audit should be initiated by the top management, or with their full support.

    The Audit team submits a written report. The report and its recommendations

    should be discussed and a minute action plan for their implementation should be

    drawn up. The top management should receive intimations of the

    implementations of the Audit report periodically.

    ACCIDENT INVESTIGATION AND ANALYSIS

    Accident investigation and analysis are useful tools to reveal hazards.

    Appropriate corrective action taken on this basis is a keystone to accident

    prevention.

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    A systematic and thorough investigation of each accident helps build up a fund of

    information. The analysis of rates to indicate high frequency & severity locations,

    as well as the identification of accident are useful pointers.

    Accident invest igat ion

    The basic principles of good investigation are :-

    It should be done on the spot, immediately after the accident by an

    independent authority. The scene of the accident must not be disturbed

    until after investigation is over.

    The investigation should be fact-finding, and not fault finding.

    Both types of causes; i.e. unsafe acts and hazard conditions must be

    identified.

    All accidents whether they result in injury or not must be investigated.

    The same accident without injury today could lead to a serious injury

    tomorrow.

    The concerned workers, supervisors and departmental incharges must be

    associated with the investigation.

    A written report must be prepared which identified the preventive and

    corrective measures required. This must be sent to the senior man, who

    should issue instructions to implement the measures.

    Accident Analys is

    There are standard statistical to identify high risk areas based on the accident

    data Two standard formulae are frequency Rate and severity rate:

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    CALCULATION OF ACCIDENT RATES

    TO compare the number of accidents in one factory with that in another in the

    same branch of industry, it is necessary to take into account the differences,

    which may result from differences in the numbers of workers, employed in the

    two factories. This can be done calculating the accident frequency rate i.e. the

    number of injuries for health for each million work- hours of exposure. This is

    expressed by the following formula, in which F represents the frequency rate.

    Number of injuries X1,000,000

    F = ------------------------------------------Total work- hours of exposure.

    Example: An undertaking with 500 workers, working 500 weeks of 48 hours

    each, had 60 accidents causing injury one year. Owing to illnesses,

    accidents and other reasons, the workers were absent during 5 per

    cent of aggregate working time. Thus the total number of work

    hours (500X50X48= 1,200,000) has to be reduced by 5 percent

    (60,000) giving the real number of work hours of exposure as

    1,140,000, This being so-

    60 X 1,000,000

    F = ------------------------ = 52.631.140,00

    This frequency rate indicates that, in one year about 53 accidents causing injury

    occurred per million work hours.

    So far, only the number of accidents has been considered, and this is not a very

    exact measure of the effect of accidents. To obtain a better idea of the situation,

    the severity rate must also be calculated. The international resolution of the

    method of compilation of severity rates, adopted in 1907 by the sixth International

    Conference of Labour Statisticians, was not retained by the Tenth Conference in

    1962. This was mainly because some countries calculate the severity rate on the

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    basis of the total number of days per thousand work- hours of exposure, other

    countries use the time expressed in days per million work hour of exposure and

    yet other countries use as a denominator the average number of employees of

    insured persons, or 300day work- years.

    Example: If in the example given for the calculation of the frequency rate, the

    number of days lost as result of 60 accidents was 1,200, the

    severity rate(s) would be as follows:

    1,200X 106

    S = ----------------- = 1.0531,140,000

    This means that in a year about one day was lost per thousand work-hours of

    exposure , or 1,053 days per million work hours of exposure, or on the basis of

    2,400 hours per year, 24 days per worker.

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    6.6. I nvestigation Of AccidentsI nvestigation Of Accidents

    The purpose of an accident investigation is to find the causes of the accidents in

    order that appropriate measure can be taken. The National Safety Council in

    United States gives the reasons for accidents investigation as: -

    -- To learn accident causes so that the similar accident can be prevented by

    mechanical improvement, better supervision or employee training

    -- To determine the change or deviation that produced an error that in

    turn resulted in an accident (system safety analysis);

    -- To publicize the particular hazard among employees and their

    supervisors, and to direct attention to accident Prevention in general

    -- To estimate extent of loss/ damage of manpower/man hours plant and

    machinery, etc; and

    -- To make suggestion for prevention of recurrences of similar of related

    nature of accidents.

    Basically whatever type of investigation is undertaken, it answer the following

    questions: -

    WHO was injured?

    WHAT happened and WHAT were the contributing factors?

    WHEN did the accident occur?

    WHERE did the accident occur?

    WHY did the accident occur?

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    AND finally, and most importantly:

    HOW can a similar accident be prevented from happening again?

    There are several number of conducting an accident investigation which are

    neither too complicated nor too time consuming. For minor accidents, good

    results have been obtained by the following method, The victim goes to the first

    aid room, after treatment, is given an accident investigation form to take to the

    supervisor; the later fills it and sends it to the safety engineer who, according to

    circumstance, may decide to make a more detailed investigation (or to take some

    other action) or simply to file it for statistical purpose or for discussion in the

    safety committee, This method has the advantage of stressing the responsibility

    of the supervisor for safety in that particular department. However in many

    cases, accident investigation forms may be filled in by the victim upon arrival at

    the medical center for Treatment.

    An accident investigation should always be made on the spot. It will be much

    easier if the investigator finds the situation at the scence of the accident exactly

    as it was when the accident took place. Consequently, after an accident, the site

    should be left undistributed unless changes have to made to ensure the safety of

    persons or to prevent further damage.

    Whether the site has been distributed or not, it is desirable to try to reconstruct

    the sequence of events before, and during, the accident, possibility with the

    assistance of injured person and with the co- operation of witnesses, The

    investigator should carefully inspect the site and then examine the witnesses. In

    many cases the causes of the accident will be discovered in this way, but in

    some cases e.g., where breakages of metal are involved it may be necessary

    to seek technical assistance.

    If a part of a piece of apparatus, such as a chain or a wire rope, breaks, it is

    desirable to know the causes of the failure and for this reason, the material

    should be examined and tested to discover whether it was unsuitable, had been

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    maltreated or was just worn out. The necessary information may be provided by

    a microscopic examination, by tests carried out on a sample of the material, or by

    chemical analysis.

    Example: A chain used in a hoisting apparatus with a maximum safe load of

    500 kg. Broke when 700 kg. was lifted. The chain was overloaded,

    but this circumstance in itself was not sufficient to explain why it

    broke. Tensile tests on two links showed that they broke when the

    load was about 2500- 2600 kg. Links tested by hammering their

    narrow and unit the long side became the short side did not show

    any defect. A microscopic examination, with magnification of 200

    and 1,000 showed ageing phenomena i.e changes in the properties

    of the material occurred with the passage of time. These aging

    phenomena resulted in decreased resistance to shock, such as that

    which occurs in working conditions, and this had caused the

    accident.

    Often accident investigation is concerned with both responsibility

    and prevention, and this may seriously hamper discovery of the

    cause. If the persons questioned feel that someone will be blamedas a result of the investigation, those who consciences are not quite

    at ease may give incorrect or incomplete information. It may then

    be impossible to find the cause and consequently to devise means

    of prevention. In accident investigations, it should always be borne

    in mind that prevention of accidents is much more important than

    the more apportioning of b lame.

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    INVESTIGATION PRODCURE

    I. DUTIES

    1. Was the person concerned carrying out a

    Task that was part of his / her normal duties? Yes/No

    2. What was abnormal or different?

    3. Was the task within job specification /

    description of the person concerned. Yes/No

    4. If no,

    (i) In what way was it outside job

    Specification/ description?.. Yes/No

    ii) Who should have carried the task?

    (ii i) Why should that person perform the task?

    5. Was the person involved in activity associated Yes/No

    with work but not directly related to task?

    If yes,

    The activity in which the person was

    engaged

    II. SUPERVISION

    Was the persons immediate supervisor present in Yes/No

    the area at the time of accident

    If yes,

    a) Location of supervisor at the time of

    accident .

    b) Any information given by the supervisor

    prior to leaving the area..

    c) Was the accident reported immediatelyand to whom.

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    If No,

    a) Why was there a delay

    b) How long was the delay..

    III. INFORMATION

    Was the person concerned specifically warned Yes/Noof the hazards of the task?

    If NO,

    a) Was the hazards known to all?..

    b) Who know them?.

    IV INSTRUCTION

    1. Was the person concerned instructed to carry outThe particular task / job ? Yes / no

    If No,

    a) Why was the task undertaken?.

    b) Was there a change in intention? If so, state reason ofchange

    c) Was task/ activity part of the total job?

    2. Had the person concerned been given written or verbal instruction in the

    general hazards associated with the task/ job? Yes/No

    If Yes,

    a) Method of instruction and when given..

    b) Outline the instruction given..

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    3. Was the work carried out according to instruction or normal practice?If No,

    a) In what way was the task carried out that was different to normal

    practice?

    V. TRAINING

    1. Was task/ job within the capability Yes/Noof the person concerned

    If No,

    a) What additional training was required

    2. Was the person concerned familiar with Yes /No

    Type of plant/equipment,Tools etc?

    If No,

    What knowledge/skill was lacking?.

    3. Had the person concerned been trained to Yes /No.

    carry out the task/job safety?

    If Yes,

    a) What training had been given?..

    4. Was the job / task carried out by the prescribed method and the methodused

    VI. PROTECTION

    Was the personal protective equipment Yes /Nobeen worn?

    a) Was it is supplied to him? Yes /No

    b) Was it in good condition? Yes/No

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    c) Was it practicable to wear? Yes/No

    d) Was it adequate to deal with hazards? Yes /NoIf No, Why?..

    VII PLANT /EQUIPMENT/ PREMISES

    1. Were Plant/ Equipment/ premises Yes/Noin normal condition?

    If No, state

    What modification or alternationhad been made?..

    2. Were means for controlling emergency

    or emergency stops. etc where locatednear to hand? Yes /No/NA

    If No,

    Would such control have reduced that

    consequences or eliminated the accident..

    3. Were guards. Protective devices effective Yes/No/NAAnd/ or secure?

    a) In what cases why was the guarding of the machine/ Plant insecure or ineffective..

    4. Were warning notices displayed, Yes/No/NAWarning persons of hazard or to

    used protective equipment etc.

    If Yes,

    Type and content of notice.

    If No,

    Whether workers were warned of hazards and way of working

    Yes/NO/ NA.

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    What they were told about.

    5. Were Operating controls, pipelines, Yes/NO/NA

    tanks, etc. clearly marked?

    If No,

    a) Reasons why not clearly marked

    b) What additional marketing, etc,

    Could be made..

    6. Was the approach to work place vice versa was safe

    Yes/No/NA

    If No,

    What was unsafe?..

    VIII. SYSTEMS

    1. Are procedure / instructions laid Yes/NO/NAdown for the task/ job?

    What procedure could be laid down?

    2. Is there a system for a monitoring that procedure/ Yes/NO/NAinstruction are followed..?

    What method of monitoring could be used to ensure that the procedures

    are followed ?.

    3. Are Permit to work normally issued Yes/No/NA

    For the type work

    If No,

    Why are they to work issued?

    Was a permit to work issued?

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    If No

    Why permit was not issued?..

    IX. ENVIROMENT

    Did any of the following natural conditions lead to accident?(Tick mark)

    Rain -- Typhoon -- No

    X. If accident was caused due to fol lowing: -

    Confined space

    Condition of floor

    Condition of scaffold/ platform

    Condition of ladder

    Illumination

    Poor House- Keeping

    Other (specify)

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    7.7. Procedure For Reporting Of Accidents/Procedure For Reporting Of Accidents/Drangerous OccurencesDrangerous Occurences

    OBJECTIVE

    In order to make prompt report of accidents and dangerous OCCURENCES to

    comply with requirements/ Obligation under different status; and to inform the

    concerned authorities within the organization for keeping complete information of

    accidents for the record, for analysis, which will be of help in taking remedial

    measures for the accident prevention in future; it has been decided to introduce a

    procedure for reporting of accidents / dangerous OCCURRENCES in NTPC.

    PROCEDURE IN CASE OF ACCIDENTS CAUSING INJURIES/

    FATALITIES

    An office of the Section will immediately refer the injured to the corporations

    Hospital / Dispensary/ First-aid unit with a preliminary report on From-1

    (Annexure-1). In addition he will inform about the accident to Departmental Head,

    Personnel head and Safety Office on telephone with full description of accident.

    In case of study to contractors employees, the contractor will immediately inform

    accident /dangerous occurrence to NTPC office Incharge and Safety Office

    himself on telephone or through special messenger. Office In charge of NTPC,

    will submit information of accident as above.

    In case the injured has come / is taken directly to hospital/dispensary/ firstaid

    unit in charge of unit will uniform about the injury to Departmental Head in

    from II( Annexure-II) with a copy to plant Personnel Head and plant Safety

    Officer. He will immediately inform of serious cases by telephone also to

    Departmental head, personnel Head and Safety Officer.

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    Subsequently the concerned department / section in charge will prepare a

    detailed report of accident within 4 Hours of the accident in from III(Annexure

    III) and will submit one copy each to the General Manager and Personal Head.

    Third and fourth copy of the report will be sent to Safety Officer and he will retain

    fifth copy for the departmental record.

    The safety officer will intimate the accident to concerned Statutory Authorities as

    per the provisions of relevant Act/Rules. However the State Rules concerned

    should be referred to for additional provisions. If any.

    The Safety Officer will also submit a copy of Form III along with his comments

    to Corporate center safety Section within one week of occurrence of accident.

    Safety Officer will send accident report of each calendar month to Corporate

    Center Safety Section in FromV (AnnexureV) before fifth day of every

    succeeding month. In case of no accident, a Nil report should be sent.

    In case of fatal accident, information of the accident will be immediately intimated

    to Corporate Center Personal by telegram / telex/ wireless.

    PRODUCURE IN CASE OF DANGEROUS OCCURENCES

    As Prescribed under the relevant rules made by the State Government with

    reference to the provision of Section 88- A of the Factories Act, a schedule of

    some common dangerous OCCURREANCES is given in Annexure - VI.

    In case of dangerous occurrences, the same will be informed by Section In

    charge to Safety Officer, Departmental Head and Personnel Head in From VII

    (Annexure VII) Within 4 hours 4 .

    The Safety Officer will intimate such dangerous OCCURRANCES to statuary

    Authorities as indicated in the schedule at Annexure VI prescribed by the

    concerned State Government

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    ROLE OF CORPORATE CENTRE

    Corporate Centre Safety Section shall put up monthly accident/ dangerous

    occurrence report to GM (P&A) Director (P) for information.

    Corporate Centre Safety section will issue guidelines to various units on

    accident prevention activities from time to time, as may be deemed necessary.

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    ANNEXUR-1FROM -I

    National Thermal Power Corporation Limited

    ----------------------- Super Thermal Power Project /Station

    To

    In charge

    ------------------- Hospital / Dispensary/ First aid Unit

    -----------------------------------------------------------------

    Subject: Accident of Shri / Smt----------------------------------------------------

    Shri / Smt.-------------------------------- is referred to your hospital for Treatment. The

    Details of the injured and incident are as below:

    1. Designation of Injured : -------------------------------------------

    2. Employee No. : ------------------------------------------

    3. Department : ------------------------------------------

    4. Date & Time of Accident : ------------------------------------------

    5. Details of Accident : ------------------------------------------

    6. Case of the Accident : -------------------------------------------

    Date:------------------------------------------ Signature ----------------------

    Name----------------------------

    Designation--------------------

    Department--------------------

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    FORM-II

    National Thermal Power Corporation Limited

    ------------------Super Thermal Project / Station

    Dated:------------------No.

    To

    The Head of Safety,--------------- Project.

    Sub: Work Related injures.

    Dear Sir,

    Shri . S/0 Shri .. Age .. Years

    employed by. Sub Contractor of. Dept. of NTPC has

    reported for treatment of injury in his hospital. The details of injury are as below:

    Nature of injury Part of the body injured1. Laceration/Contusions 1. Head.

    2. Bums 2. Eyes3. Amputation 3. Face/neck

    4. Fractures 4. Chest5. Puncture wound 5. Abdomen6. Multiple 6. Spinal column

    7. Electric shock 7. Hands and shoulder99. Not Known 8. Legs and perils

    9. Multiple10 Others99 Not known

    Fatal permanent temporary Expected

    Disablement% Disablement.Days

    This is for your information and necessary action.Signature

    Name of M.O..

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    ANNEXURE VI.

    National Thermal Power Corporation Limited

    ---------------- Super Thermal Power Project/ Station

    DRANGEROUS OCCURRENCES

    i) Bursting of a boiler or vessel used for containing steam under pressure

    greater than atmospheric pressure.

    ii) Collapse of failure of a carne, derrick which hoist or other appliance used

    in raising or lowering persons or goods, or any part thereof. Or the

    overturning of a crane.

    iii) Explosion of fire causing damage to any room or place in which persons

    are employed.

    iv) Explosion of a receiver or container used for the storage at pressure

    greater than atmospheric pressure or any gas or gasses (including air) or

    any liquid or solid resulting from the compression of gas.

    v) Collapse or subsidence of any floor, gallery, roof, bridge, tunnel, chimney,

    wall or building forming part of the factory with in the compound of factory.

    vi) Leakage of any dangerous gas /chemical.

    Note:

    1. The above is only illustrative.

    2. A list/ schedule of dangerous occurrences are prescribed in the

    rules framed by the State Governments reference to Section 88-A

    of the Factories Act, 1948, which should be referred to by the

    project/ Establishment.

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    ANNEXURE VII

    National Thermal Power Corporation Limited

    --------- Super Thermal Power Project / Station

    DEPARTMENTAL REPORT OF DANGEROUS OCCURRENCE

    1 Time of occurrence (a) Date --------------------------------- (b) Hours--------------

    2. Nature of the dangerous occurrence

    3. Equipment involved (a) Name------------------------------------

    b) Manufacture----------------------------

    c) Use---------------------------------------

    d) Location in

    Building----------------------------------

    4. Approximate length of service of equipment ----------------------------------------

    5. a) Parts damaged---------------------------------------------------------------------

    b) Date when last tested------------------------------------------------------------

    c) Nature and extent of damage -------------------------------------------------

    6. Apparent reasons of the occurrences-------------------------------------------------

    7. Was is due to willful negligence of anyone-------------------------------------------8. Was there any infringements of rules or instructions? ----------------------------

    9. Could this occurence be avoided ------------------------------------------------------

    10. What action is being taken

    to prevent reoccurrence -----------------------------------------------------------------

    11. Additional remarks-------------------------------------------------------------------------

    Date--------------------------- Signature----------------------

    Name---------------------------

    Designation--------------------

    Department--------------------

    To

    1. Personal Head

    2. Plant Safety Officers

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    8.8. Guidelines On Contribution OfGuidelines On Contribution Of EnquiryEnquiryCommittee And Conduct OfCommittee And Conduct Of Enquiry InEnquiry I n

    Case Of Accident /Case Of Accident/ DangerousDangerous OccurrencesOccurrences

    OBJECTIVE

    With a view to investigate all accidents in order to examine each to examine each

    case in details and depth to find out the causes of accidents, the extent of

    losses caused. The circumstance / individuals responsible and to obtain

    considered recommendations for the prevention of recurrences in similar or

    related nature of accidents, it is has been decided to prescribe a guidelines for

    consulting committees for conducting enquires in case of various types of

    accidents and dangerous occurrences.

    APPLICABILITY

    The procedure shall be applicable in case of all accidents, caused in respect of

    its own employees or of contractors / associates of NTPC.

    DEFINITIONS

    Non repo rtable inju ry

    Non reportable injury would mean an injury by reason of which injured is either

    not prevented, or is prevented from working for a period less than 48 hours

    immediately following the day of accident.

    Disablement of Permanent Nature.

    Provided under the workmens Compensation Act, 1923 and shall include partial

    and total disablement of permanent nature.

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    Dangerous Occurrence

    As prescribed under the relevant rules made by State Govt, with reference to the

    provisions of section 88-A of the Factories Act.

    PROCUDRE

    The Enquiry committee to the constituted for various types of the accident, the

    authorities competent to appoint enquiry committee and the constitution of the

    Enquiry Committees have been prescribed in Annexure-1,

    As soon as the accident occurs. The Safety Officer Concerned in the project, will

    immediately initiate in cases of A(i) and B(i) where he is to act an enquirycommittee.. Wherever the Enquiry Committee is to be appointed by the HOP

    or GM, the Safety Officer will make a proposals as per guidelines , for approval

    of the concerned competent authority and issue necessary office order for the

    enquiry.

    Wherever the authority competent to constitute an enquiry committee is ED and

    above, the GM of project, shall immediately contact authority through quickest

    means of communication and take approval for the constituting enquiry

    committee, An office under for constituting enquiry committee in that case be

    issued by GM of the project.

    Wherever an Officer of an other Project/ Corporate Center has been prescribed

    Annexure 1 to be a member of the committee , the GM of the project , shall

    immediately contract the concerned controlling officer through the quickest

    means of communication for obtaining a name including in the committee .

    In case finalising the nomination of other project/ Corporate Center, may take

    time the GM of the project Concerned can still issue the order constituting the

    enquiry the committee indicating against the member: An Officer to be nominated

    by Corporate Center / Project concerned, The enquiry committee shall start

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    investigation immediately within the shortest possible time from the

    communication of the order constituting enquiry.

    Normally the enquiry report will be submitted within one month from the date of

    notification of the committee. However, the competent authority feels it expedient

    under certain circumstances he may require the report to be submitted even

    earlier.

    The terms of the reference from the Enquiry Committee should generally include.

    a) Determination of circumstances and reasons of the accident.

    b) Estimate of extent of loss/damage of manpower /man hours/ plant/

    machinery etc.

    c) To the extent possible fixation of responsibility.

    d) Suggestion for the prevention of recurrence of similar or related mature of

    accidents, and

    e) Any other relevant aspect.

    Occurrence of accidents involving loss/ damage of Rs.10 lacks or more and / or

    death shall be intimated to Director (Personnel) and Executive Director

    concerned by the quickest possible means to communication.

    Report of an Enquiry Committee in cases at A(v) to (viii), B(iii) to (v) and C as in

    Annexure- I will be sent to Director ( personnel ) Executive Director Incharge and

    Corporate personal immediately for action. Corporate Personnel Division will,

    on a regular basis analyse the reports, covering serious injuries and fatal

    accidents for remedial action.

    The authorities competent to constitute and order enquiry committee have been

    indicated Annexure 1 However, if it is considered expedient the Chairman and

    Managing Director, can appoint an Enquiry Committee constituted by the

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    authority prescribed in the Annexure 1, shall become in operative, While

    passing such order, the CMD can also include additional members in the

    Committee or alter the level of committees as deemed necessary.

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    ANNUXURE-I

    National Thermal Power Corporation Limited

    GUIDLINE ON CONSTITUTION OF ENQUIRY COMMITTEE

    SINo

    Type of Accident Enquirycommittee to beappointed by

    EnquiryCommittee tobe headed by

    Othermembers

    A In case of Personalinjury

    i) In case of non reportable injury up to 2persons

    Safety officer ofthe project

    ii) Non reportable injury upto 5 persons

    HOD in whoseDeptt. Accidenthas occurred

    Not below therank of Mgr.(not connectedwith theaccident)

    1. Safety officerof the project

    iii) Non reportable injuryto more than 5 persons

    -do- Not below therank of Sr.Mgr.( notconnected withthe accident)

    1. d0-

    iv) Reportable accidentcausing minor/temporary injuries

    -do- Not below therank Mgr.(notconnected withaccident)

    1. d0-

    v) Reportable accidentcausing major/ seriousinjuries like amputationof limbs/ other parts ofbody and / or injuriesexpected to result intodisablements ofpermanent nature(partial or total )

    GM Not below therank of DGM/Sr. Mgr/ Sr.Supdt ( notconnected withthe accident )

    One officerat the Mgr./Sr. Mgr.From CCor otherproject.

    vi)Fatal accident of oneperson

    - do- -do- -do-

    vii Accident causing fatal

    injury to one person butinvolving a number ofpersons

    ED Not below the

    rank of DGM/Sr. Mgr ofother project /CC

    1. An officer of

    the rank ofMgr./ Dy. Mgr.Of the project (not connectedwith theaccident)2. SafetyOfficer of theproject.

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    9.9. Safety PolicySafety Policy

    INTRODUCTION

    NTPC recognize and accept its responsibility of establishing and maintaining a

    safe working environment for all its employees. This responsibility arises from.

    -- Companys moral responsibilities to its employees. To provide the best

    practicable conditions of work from the point of view of health and safety.

    -- The obligation to consult with its staff and their representatives toimplement policies and procedures developed as a result of discussions.

    -- Statutory responsibility in respect of health, safety and welfare of

    employees emanating from relevant legislation such as the Factories Act.

    The Indian Electricity. Act., The Explosive Act, the Boiler Act etc.

    COMPANYS RESPONSIBILITY

    The Company shall take all such steps , which are reasonably practicable to

    ensure best possible conditions of work, and with this end in view the company

    shall do the following:.

    -- To allocate sufficient resources to provide and maintain safe and healthy

    conditions of work.

    -- To take steps to ensure that all known safety factors are taken into

    account in the design. Construction, operation and maintenance of plants,

    machinery and equipment.

    _ To ensure that adequate safety instructions are given to all employees.

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    -- To provide wherever necessary protective equipment, safety appliances

    and clothing, and to ensure their proper use.

    - To inform employees about materials, equipment or process used in their

    work, which are known to be potentially hazardous to health or safety.

    -- To keep all operations and method of work under regular review for

    making necessary changes from the point of view of safety in the light of

    experience and up to date knowledge.

    -- To provide appropriate facilities for the first aid and prompt treatment of

    injuries and illness at work.

    -- To provide appropriate instruction, training, retraining and supervision in

    health and safety and first aid and ensure that adequate publicity is given

    to these matters.

    -- To ensure proper implementation of fire prevention and the appropriate

    fire fighting service, together with training facilities for personnel involved

    in this service

    -- To ensure that the professional advice is made available wherever

    potentially hazardous situations exist or might arise.

    -- To organize collection analysis and presentation of data on accident.

    sickness and incident involving personal injury to health with a view to

    taking corrective, remedial and preventive action.

    -- To promote through the established machinery. Joint consultation in

    health and safety matters to ensure effective participation by all

    employees.

    _ To publish /notify regulation. Instruction and notices in the common

    language of employees

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    -- To prepare separate safety rules for each type of occupation / process

    involved in a project.

    -- To ensure regular safety inspection by a component person at suitable

    intervals of all buildings work places and operations.

    -- To co ordinate the activities of the company and of it contractors working

    in the companys premises for the implementation and maintenance of

    safe system of work to comply with their legal obligations with regard to

    health. safety and welfare of their employees.

    THE RESPONSIBILITES OF THE EMPLOYEE

    The establishment and maintenance of best possible conditions of work is no

    doubt, the responsibility of Management. it is also necessary that each

    employee follows prescribed methods of work . He should take reasonable care

    for the health and safety of himself, of his fellow employees and of other

    persons who may be affected by his actions at work. With this in mind.

    employees should be health and safety conscious and:

    Report Potential hazards.

    Observe Safety rules, procedures and codes of practice.

    Use With all reasonable care the tools, equipment, safety and

    protective clothing provided by the company; these items

    should be kept in good condition.

    Participate In safety course when called upon to do so.

    Make use Of safety suggestions scheme.

    Take An Active and personal interest in promoting health andsafety at Work.

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    RESPOSIBILITES FOR IMPLEMENTATION

    -- The ultimate responsibilities for ensuring the i