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Incentives and Impediments to Adopting Incentives and Impediments to Adopting Alternative Shellfish Testing Methods in Canada Alternative Shellfish Testing Methods in Canada Allison Guy, MSc & Gilly Griffin, PhD Canadian Council on Animal Care 1510-130 Albert, Ottawa ON, Canada K1P 5G4 www.ccac.ca INTRODUCTION Bivalve mollusks are filter-feeders that readily accumulate toxic compounds that can se- verely affect the health of those who ingest them. There are three main types of shellfish poisoning that affect humans: diarrheic shellfish poisoning (DSP) which causes severe gas- tro-intestinal distress; amnesic shellfish poisoning (ASP) which can lead to a permanent loss of short-term memory; and paralytic shellfish poisoning (PSP) which, in extreme cases, can lead to death through respiratory paralysis. The different toxins that cause these poi- sonings are the metabolic byproducts of microscopic marine algae. To protect consumers, countries that harvest shellfish monitor their shellfish beds regularly for the presence of these toxins. Canadian Shellfish Sanitation Program Canada is one of the world’s largest harvesters of bivalve mollusks. To ensure the safety of its shellfish, the Canadian Food Inspection Agency (CFIA) manages a marine biotoxin monitoring program that was developed by an Interdepartmental Shellfish Committee made up of representatives from Environment Canada (EC), the Canadian Food Inspection Agency (CFIA) and the Department of Fisheries and Oceans (DFO). The program’s regu- lations are outlined in the Canadian Shellfish Sanitation Program (CSSP) Manual of Opera- tions which is published and maintained by the CFIA. Mouse Bioassay Currently, the CFIA uses the mouse bioassay (MBA) to detect the presence of saxitoxins (and saxitoxin derivatives) known to cause PSP, and as a screen to detect domoic acid, the toxin which causes ASP. All suspected cases of domoic acid are confirmed with high per- formance liquid chromatography (HPLC). Methodology The perspectives of the different stakeholders were collected through in-depth, semi-struc- tured interviews conducted either face-to-face or over the telephone. Approximately 13 open- ended, prepared questions were asked, but unplanned questions were also used to clarify the participants’ responses. Each interview, with one exception, was audio recorded and the transcripts were verified by the participants for their clarity and accuracy. To encourage can- did responses, the interviews were conducted under the condition of strict anonymity. “Current Association of Official Analytical Chemists (AOAC) and APHA official methods shall be followed in the bioassay for PSP (Greenburg & Hunt, 1984; AOAC, 1995). Methods validated by Canadian Food Inspection Agency laboratories shall be followed for the determination of Domoic Acid.” Canadian Shellfish Sanitation Program Manual of Operations, Appendix 1, p.11 To perform the MBA to detect PSP, shellfish from the area being monitored are harvested and homogenized to produce an extract which is then injected into the body cavities of three mice. These mice are then observed for adverse affects and the latency between the intraperitoneal injection of the extract and the death of the mouse is measured. If the mice die too quickly, the extract is diluted and the process repeated until the mice die within 5- 7 minutes. This latency and the dilution factor of the extract are then translated into the concentration of saxitoxin equivalents present in the extract (Yasumoto et al., 1995). Although the MBA is the internationally accepted standard to test for PSP, this method has its flaws. The MBA cannot reveal the exact toxins in the extract, only that something present in the extract was lethal. This assay is also highly variable as it is affected by the age, sex and strain of the mice as well as by the pH and salinity of the extract (Stephenson et al., 1955; Wiberg & Stephenson, 1960; Shantz, 1960; Prakash et al., 1971; Park et al., 1986; Nagashima et al., 1991; Stabell et al., 1992). The test also takes a considerable amount of time to perform (Oshiro et al., 2006) and, unlike many alternative methods, the MBA has never been validated in an interlaboratory study for its ability to predict toxicity in hu- mans. Furthermore, this test causes considerable pain and uses a large number of mice. Alternative Methods Advances in the field of toxicology and the emergence of new technology have contributed to the development of a number of alternative methods for risk assessment that in some cases are more sensitive and more reliable than the MBA (Inami et al., 2004). While the tests have not yet gained regulatory acceptance, the development and validation of these alternative test methods has led to a considerable debate as to whether the MBA should re- main the standard reference method for the regular analysis of algae toxins in shellfish (Joint FAO/IOC/WHO ad hoc Expert Consultation, 2004). CASE STUDY Even though some alternative methods for shellfish toxin testing that have been devel- oped have been internationally validated, they have not yet been adopted by the regula- tory authorities in Canada. The Canadian Council on Animal Care (CCAC) has begun a case study (slated for completion in December 2007) surveying the perspectives of differ- ent stakeholders on incentives and impediments for greater implementation of the Three Rs (Replacement, Reduction and Refinement) in regulatory shellfish toxin testing. By bet- ter understanding these factors, the CCAC will be able to work with regulatory agencies to encourage the use of refinements to the original MBA protocol and to facilitate accept- ance of methods that do not use animals for shellfish toxin testing. The study focuses on the opinions of government regulators, scientists and industry stakeholders. Participants Criterion-based sampling was used to select participants for this study. Regulators from DFO, CFIA and EC were asked to participate based on their involvement in policy devel- opment for shellfish toxin testing. Toxicologists from laboratories where shellfish toxin testing is performed, scientists who have been involved in the development of alternative testing methods, and people from industry, were also asked to participate. Additional par- ticipants were found by referral from the initial participants in a process known as snow- ball sampling. Please see handout for a complete list of references. The authors wish to thank all of the people who have participated in this study and Emily Verlinden for her considerable assistance in the preparation of this poster. This study received ethical review and approval from IRB Services. Preliminary Results The preliminary results are based on interviews with two government regulators, one gov- ernment scientist and one industry representative. Despite the small sample size, some of the same factors observed by Schiffelers et al. (2005) that affect the implementation of the Three Rs in regulatory testing in the Netherlands are also emerging in the preliminary re- sults of this study. Validation of Alternative Methods Although some alternative methods have yet to undergo international validation, some validation attempts have been unsuccessful because their results have been directly com- pared with the MBA which can have large variance depending on the skill of the analyst. Improving the training of analysts can reduce this variance which would not only im- prove validation efforts but would also reduce animal use by 60-70%. Validation vs. Acceptance Some alternative methods have been validated, and accepted by the AOAC as official meth- ods, but have not yet been adopted by Canadian regulators because they are not considered to be as suitable for their regulatory purposes as the MBA and are not as well established. Regulatory Requirements Not only is Canada required to test shellfish for toxins to protect its own population but it is subject to all of the regulations of the different countries that import its shellfish, some of which regularly inspect Canadian laboratories. For Canada to change its shell- fish sanitation program, it would have to consult with its major shellfish importers. International Harmonization International harmonization of shellfish toxin testing protocols many help to reduce the number of tests Canada needs to perform; however, harmonization efforts are difficult because each country has native species of shellfish that accumulate different toxins at different rates in different areas of their anatomy. Influence of Regulators Existing alternative methods are very specific and will only detect toxins for which there are reference standards. Therefore, since the 1987 domoic acid crisis in Canada (Perl et al., 1990), regulators are reluctant to replace the bioassay in the event a previously unseen lethal toxin emerges in Canada. Also, because the MBA is a very well established method in Canada, there is very little desire within the government to change the status quo. Paradoxically, despite its conservatism on adopting validated alternatives, the Canadian government has been, and continues to be, very supportive of the development of alter- native methods. Future Directions The preliminary results suggest that the Canadian government is reluctant to use alterna- tives for shellfish toxicity testing. In contrast to the findings of Schiffelers et al. (2005), this does not appear to be a result of the lack of scientific fluency of the regulators, but rather because they appear to believe that the existing alternatives are not yet suitable replace- ments for the PSP MBA. The results summarized above are biased towards the perspectives of government regu- lators. A more balanced picture of the obstacles and opportunities affecting the imple- mentation of the Three Rs in the area of shellfish toxin testing for regulatory purposes in Canada should emerge by increasing the sample size and including more participants from academia and industry. Harmful algal blooms cause the contamination of filter-feeding shellfish with their toxic metabolic byproducts. These toxins can severely affect the health of those who ingest them, therefore stringent monitor- ing of shellfish is necessary. Red tide off the Scripps Institution of Oceanography Pier, La Jolla, California

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Incentives and Impediments to Adopting Incentives and Impediments to Adopting Alternative Shellfish Testing Methods in CanadaAlternative Shellfish Testing Methods in CanadaAllison Guy, MSc & Gilly Griffin, PhDCanadian Council on Animal Care • 1510-130 Albert, Ottawa ON, Canada K1P 5G4 • www.ccac.ca

INTRODUCTIONBivalve mollusks are filter-feeders that readily accumulate toxic compounds that can se-verely affect the health of those who ingest them. There are three main types of shellfishpoisoning that affect humans: diarrheic shellfish poisoning (DSP) which causes severe gas-tro-intestinal distress; amnesic shellfish poisoning (ASP) which can lead to a permanentloss of short-term memory; and paralytic shellfish poisoning (PSP) which, in extreme cases,can lead to death through respiratory paralysis. The different toxins that cause these poi-sonings are the metabolic byproducts of microscopic marine algae. To protect consumers,countries that harvest shellfish monitor their shellfish beds regularly for the presence ofthese toxins.

Canadian Shellfish Sanitation Program

Canada is one of the world’s largest harvesters of bivalve mollusks. To ensure the safetyof its shellfish, the Canadian Food Inspection Agency (CFIA) manages a marine biotoxinmonitoring program that was developed by an Interdepartmental Shellfish Committeemade up of representatives from Environment Canada (EC), the Canadian Food InspectionAgency (CFIA) and the Department of Fisheries and Oceans (DFO). The program’s regu-lations are outlined in the Canadian Shellfish Sanitation Program (CSSP) Manual of Opera-tions which is published and maintained by the CFIA.

Mouse Bioassay

Currently, the CFIA uses the mouse bioassay (MBA) to detect the presence of saxitoxins(and saxitoxin derivatives) known to cause PSP, and as a screen to detect domoic acid, thetoxin which causes ASP. All suspected cases of domoic acid are confirmed with high per-formance liquid chromatography (HPLC).

Methodology

The perspectives of the different stakeholders were collected through in-depth, semi-struc-tured interviews conducted either face-to-face or over the telephone. Approximately 13 open-ended, prepared questions were asked, but unplanned questions were also used to clarify theparticipants’ responses. Each interview, with one exception, was audio recorded and thetranscripts were verified by the participants for their clarity and accuracy. To encourage can-did responses, the interviews were conducted under the condition of strict anonymity.

“Current Association of Official Analytical Chemists (AOAC) and APHA officialmethods shall be followed in the bioassay for PSP (Greenburg & Hunt, 1984; AOAC,1995). Methods validated by Canadian Food Inspection Agency laboratories shall befollowed for the determination of Domoic Acid.”

– Canadian Shellfish Sanitation Program Manual of Operations, Appendix 1, p.11

To perform the MBA to detect PSP, shellfish from the area being monitored are harvestedand homogenized to produce an extract which is then injected into the body cavities ofthree mice. These mice are then observed for adverse affects and the latency between theintraperitoneal injection of the extract and the death of the mouse is measured. If the micedie too quickly, the extract is diluted and the process repeated until the mice die within 5-7 minutes. This latency and the dilution factor of the extract are then translated into theconcentration of saxitoxin equivalents present in the extract (Yasumoto et al., 1995).

Although the MBA is the internationally accepted standard to test for PSP, this methodhas its flaws. The MBA cannot reveal the exact toxins in the extract, only that somethingpresent in the extract was lethal. This assay is also highly variable as it is affected by theage, sex and strain of the mice as well as by the pH and salinity of the extract (Stephensonet al., 1955; Wiberg & Stephenson, 1960; Shantz, 1960; Prakash et al., 1971; Park et al., 1986;Nagashima et al., 1991; Stabell et al., 1992). The test also takes a considerable amount oftime to perform (Oshiro et al., 2006) and, unlike many alternative methods, the MBA hasnever been validated in an interlaboratory study for its ability to predict toxicity in hu-mans. Furthermore, this test causes considerable pain and uses a large number of mice.

Alternative Methods

Advances in the field of toxicology and the emergence of new technology have contributedto the development of a number of alternative methods for risk assessment that in somecases are more sensitive and more reliable than the MBA (Inami et al., 2004). While thetests have not yet gained regulatory acceptance, the development and validation of thesealternative test methods has led to a considerable debate as to whether the MBA should re-main the standard reference method for the regular analysis of algae toxins in shellfish(Joint FAO/IOC/WHO ad hoc Expert Consultation, 2004).

CASE STUDYEven though some alternative methods for shellfish toxin testing that have been devel-oped have been internationally validated, they have not yet been adopted by the regula-tory authorities in Canada. The Canadian Council on Animal Care (CCAC) has begun acase study (slated for completion in December 2007) surveying the perspectives of differ-ent stakeholders on incentives and impediments for greater implementation of the ThreeRs (Replacement, Reduction and Refinement) in regulatory shellfish toxin testing. By bet-ter understanding these factors, the CCAC will be able to work with regulatory agenciesto encourage the use of refinements to the original MBA protocol and to facilitate accept-ance of methods that do not use animals for shellfish toxin testing. The study focuses onthe opinions of government regulators, scientists and industry stakeholders.

Participants

Criterion-based sampling was used to select participants for this study. Regulators fromDFO, CFIA and EC were asked to participate based on their involvement in policy devel-opment for shellfish toxin testing. Toxicologists from laboratories where shellfish toxintesting is performed, scientists who have been involved in the development of alternativetesting methods, and people from industry, were also asked to participate. Additional par-ticipants were found by referral from the initial participants in a process known as snow-ball sampling.

Please see handout for a complete list of references.

The authors wish to thank all of the people who have participated in this study and Emily Verlinden for her considerable assistance in the preparation of this poster.

This study received ethical review and approval from IRB Services.

Preliminary Results

The preliminary results are based on interviews with two government regulators, one gov-ernment scientist and one industry representative. Despite the small sample size, some ofthe same factors observed by Schiffelers et al. (2005) that affect the implementation of theThree Rs in regulatory testing in the Netherlands are also emerging in the preliminary re-sults of this study.

• Validation of Alternative Metho ds

Although some alternative methods have yet to undergo international validation, somevalidation attempts have been unsuccessful because their results have been directly com-pared with the MBA which can have large variance depending on the skill of the analyst.Improving the training of analysts can reduce this variance which would not only im-prove validation efforts but would also reduce animal use by 60-70%.

• Validation vs. Acceptance

Some alternative methods have been validated, and accepted by the AOAC as official meth-ods, but have not yet been adopted by Canadian regulators because they are not consideredto be as suitable for their regulatory purposes as the MBA and are not as well established.

• Regulatory Requirements

Not only is Canada required to test shellfish for toxins to protect its own population butit is subject to all of the regulations of the different countries that import its shellfish,some of which regularly inspect Canadian laboratories. For Canada to change its shell-fish sanitation program, it would have to consult with its major shellfish importers.

• International Harmonization

International harmonization of shellfish toxin testing protocols many help to reduce thenumber of tests Canada needs to perform; however, harmonization efforts are difficultbecause each country has native species of shellfish that accumulate different toxins atdifferent rates in different areas of their anatomy.

• Influence of Regulators

Existing alternative methods are very specific and will only detect toxins for which thereare reference standards. Therefore, since the 1987 domoic acid crisis in Canada (Perl etal., 1990), regulators are reluctant to replace the bioassay in the event a previously unseenlethal toxin emerges in Canada. Also, because the MBA is a very well established methodin Canada, there is very little desire within the government to change the status quo.Paradoxically, despite its conservatism on adopting validated alternatives, the Canadiangovernment has been, and continues to be, very supportive of the development of alter-native methods.

Future Directions

The preliminary results suggest that the Canadian government is reluctant to use alterna-tives for shellfish toxicity testing. In contrast to the findings of Schiffelers et al. (2005), thisdoes not appear to be a result of the lack of scientific fluency of the regulators, but ratherbecause they appear to believe that the existing alternatives are not yet suitable replace-ments for the PSP MBA.

The results summarized above are biased towards the perspectives of government regu-lators. A more balanced picture of the obstacles and opportunities affecting the imple-mentation of the Three Rs in the area of shellfish toxin testing for regulatory purposes inCanada should emerge by increasing the sample size and including more participants fromacademia and industry.

Harmful algalblooms cause thecontamination offilter-feedingshellfish with theirtoxic metabolicbyproducts. Thesetoxins can severelyaffect the health ofthose who ingestthem, thereforestringent monitor-ing of shellfish isnecessary.

Red tide off the Scripps Institution of Oceanography Pier, La Jolla, California