NOH FEC # 14-488

STATE OF FLORIDA FLORIDA ELECTIONS COMMISSION

In Re: Herman Lee Giger _____________________________________________/

Case No.: FEC 14-488

TO: Herman Lee Giger 2518 Roosevelt Street Hollywood, FL 33020-3020

Division of Elections 500 S Bronough Street, Room 316 Tallahassee, FL 32399

NOTICE OF HEARING (INFORMAL HEARING) A hearing will be held in this case before the Florida Elections Commission on, November 17, 2015 at 8:30 AM, or as

soon thereafter as the parties can be heard, at the following location: Department of Business and Professional Regulation, 1940 North Monroe Street, Tallahassee, FL 32399.

Failure to appear in accordance with this notice will constitute a waiver of your right to participate in the hearing. Continuances will be granted only upon a showing of good cause.

This hearing will be conducted pursuant to Section 106.25, Florida Statutes, which governs your participation as

follows: If you are the Respondent, you may attend the hearing, and you or your attorney will have 5 minutes to present your

case to the Commission. However, some cases (including those in which consent orders or recommendations for no probable cause are being considered) may be decided by an en masse vote and, unless you request to be heard or the Commission requests that your case be considered separately on the day of the hearing, your case will not be individually heard.

If you are the Complainant, you may attend the hearing, but you will not be permitted to address the Commission. In

addition, some cases (including those in which consent orders or recommendations for no probable cause are being considered) may be decided by an en masse vote and, unless the Respondent requests to be heard or the Commission requests that the case be considered separately on the day of the hearing, the case will not be individually heard.

If you are an Appellant, and you have requested a hearing, you may attend the hearing, and you or your attorney will have 5 minutes to present your case to the Commission.

Please be advised that both confidential and public cases are scheduled to be heard by the Florida Elections

Commission on this date. As an Appellant, Respondent or Complainant in one case, you will not be permitted to attend the hearings on other confidential cases.

The Commission will electronically record the meeting. Although the Commission’s recording is considered the

official record of the hearing, the Respondent may provide, at his own expense, a certified court reporter to also record the hearing.

If you require an accommodation due to a disability, contact Donna Ann Malphurs at (850) 922-4539 or by mail at 107

West Gaines Street, The Collins Building, Suite 224, Tallahassee, Florida 32399, at least 5 days before the hearing.

See further instructions on the reverse side. Amy McKeever Toman Executive Director

Florida Elections Commission November 2, 2015

NOH FEC # 14-488

Please refer to the information below for further instructions related to your particular hearing: If this is a hearing to consider an appeal from an automatic fine, the Filing Officer has imposed a fine on you for your failure to file a campaign treasurer’s report on the designated due date and, by filing an appeal, you have asked the Commission to consider either (1) that the report was in fact timely filed; or (2) that there were unusual circumstances that excused the failure to file the report timely. You are required to prove your case. If the Commission finds that the report was filed timely or that there were unusual circumstances that excused the failure, it may waive the fine, in whole or in part. The Commission may reduce a fine after considering the factors in Section 106.265, Florida Statutes. If the Commission finds that the report was not timely filed and there were no unusual circumstances, the fine will be upheld.

If this is a hearing to consider a consent order before a determination of probable cause has been made, the Commission will decide whether to accept or reject the consent order. If the Commission accepts the consent order, the case will be closed and become public. If the Commission rejects the consent order or does not make a decision to accept or deny the consent order, the case will remain confidential, unless confidentiality has been waived. If this is a hearing to consider a consent order after a determination of probable cause has been made, the Commission will decide whether to accept or reject the consent order. If the Commission accepts the consent order, the case will be closed. If the Commission rejects the consent order or does not make a decision to accept or deny the consent order, the Respondent will be entitled to another hearing to determine if the Respondent committed the violation(s) alleged. If this is a probable cause hearing, the Commission will decide if there is probable cause to believe that the Respondent committed a violation of Florida’s election laws. Respondent should be prepared to explain how the staff in its recommendation incorrectly applied the law to the facts of the case. Respondent may not testify, call others to testify, or introduce any documentary or other evidence at the probable cause hearing. The Commission will only decide whether Respondent should be charged with a violation and, before the Commission determines whether a violation has occurred or a fine should be imposed, Respondent will have an opportunity for another hearing at which evidence may be introduced. If this is an informal hearing, it will be conducted pursuant Sections 120.569 and 120.57(2), Florida Statutes; Chapter 28 and Commission Rule 2B-1.004, Florida Administrative Code. At the hearing, the Commission will decide whether the Respondent committed the violation(s) charged in the Order of Probable Cause. The Respondent will be permitted to testify. However the Respondent may not call witnesses to testify. Respondent may argue why the established facts in the Staff Recommendation do not support the violations charged in the Order of Probable Cause. At Respondent’s request, the Commission may determine whether Respondent’s actions in the case were willful. The Respondent may also address the appropriateness of the recommended fine. If Respondent claims that his limited resources make him unable to pay the statutory fine, he must provide the Commission with written proof of his financial resources at the hearing. A financial affidavit form is available from the Commission Clerk.

STATE OF FLORIDA FLORIDA ELECTIONS COMMISSION

Florida Elections Commission, Petitioner,

v.

Herman Lee Giger, Respondent.

Case No.: FEC 14-488

ORDER OF PROBABLE CAUSE

iO '

THIS MATTER was heard by the Florida Elections Commission (Commission) at its

regularly scheduled meeting on August 27, 2015, in Tallahassee, Florida.

Based on the Complaint, Report of Investigation, Staffs Recommendation, and oral

statements made at the probable cause hearing, the Commission finds that there is probable

cause to charge Respondent with the following violations:

Count 1

On or about December 10, 2013, Respondent violated Section 106.07(7), Florida Statutes, when he failed to notify the filing officer on the prescribed reporting date that no report would be filed on that date because he had not received funds, made contributions, or expended reportable funds during the 2013 Ml I Report.

Count2

On or about January IO, 2014, Respondent violated Section I 06.07(7), Florida Statutes, when he failed to notify the filing officer on the prescribed reporting date that no report would be filed on that date because he had not received funds, made contributions, or expended reportable funds during the 2013 M12 Report.

P:/Order of Probable Cause.docx (07/14) FEC Case# 14488

Couut3

On or about February 10, 2014, Respondent violated Section 106.07(7), Florida Statutes, when he failed to notify the filing officer on the prescribed reporting date that no report would be filed on that date because he had not received funds, made contributions, or expended reportable funds during the 2014 Ml Report.

Count4

On or about June 10, 2014, Respondent violated Section 106.07(7), Florida Statutes, when he failed to notify the filing officer on the prescribed reporting date that no report would be filed on that date because he had not received funds, made contributions, or expended reportable funds during the 2014 MS Report.

DONE AND ORDERED by the Florida Elections Commission on August 27, 2015.

Copies furnished to: J aakan A. Williams, Assistant General Counsel Herman Lee Giger, Respondent Division of Elections, Complainant

P:/Order of Probable Cause.docx (07/14) FEC Case# 14-488

M. Scott Thomas, Chairman Florida Elections Commission

As the Respondent, you may elect to resolve this case in several ways. First, you may elect to resolve this case by consent order where you and Commission staff agree to resolve the violation( s )s and agree to the amount of the fine. The consent order is then presented to the Commission for its approval. To discuss a consent order, contact the FEC attorney identified in the Order of Probable Cause.

Second, you may request an informal hearing held before the Commission, if you do not dispute any material fact in the Staff Recommendation. You have 30 days from the date the Order of Probable Cause is filed with the Commission to request such a hearing. The date this order was filed appears in the upper right-hand comer of the first page of the order. At the hearing, you will have the right to make written or oral arguments to the Commission concerning the legal issues related to the violation(s) and the potential fine. At the request of Respondent, the Commission will consider and determine willfulness at an informal hearing. Otherwise, live witness testimony is unnecessary.

Third, you may request a formal hearing held before an administrative law judge in the Division of Administrative Hearings (DOAH), if you dispute any material fact in the Staff Recommendation. You have 30 days from the date the Order of Probable Cause is filed with the Commission to request such a hearing. The date this order was filed appears in the upper right­hand comer of the first page of the order. At the hearing, you will have the right to present evidence relevant to the violation(s) listed in this order, to cross-examine opposing witnesses, to impeach any witness, and to rebut the evidence presented against you.

If you do not elect to resolve the case by consent order or request a formal hearing at the DOAH or an informal hearing before the Commission within 30 days of the date this Order of Probable Cause is filed with the Commission, the case will be sent to the Commission for a formal or informal hearing, depending on whether the facts are in dispute. The date this order was filed appears in the upper right-hand comer of the first page of the order.

To request a hearing, please send a written request to the Commission Clerk, Donna Ann Malphurs. The address of the Commission Clerk is 107 W. Gaines Street, Collins Building, Suite 224, Tallahassee, Florida 32399-1050. The telephone number is (850) 922-4539. The Clerk will provide you with a copy of Chapter 28-106, Florida Administrative Code, and other applicable rules upon request. No mediation is available.

P:/Order of Probable Cause.docx (07/14) FEC Case# 14-488

In Re: Herman Lee Giger

TO: Heiman Lee Giger 2518 Roosevelt Street Hollywood, FL 33020-3020

STATE OF FLORIDA FLORIDA ELECTIONS COMMISSION

Case No.: FEC 14-488

Division of Elections 500 S Bronough Street, Room 316 I allahassee, FL 32399

NOTICE OF HEARING (PROBABLE CAUSE DETERMINATION)

A hearing will be held in this case before the Florida Elections Commission on August 27, 2015, at 10:00 am, 01 as soon thereafter as the parties can be heard, at the following location: Senate Office Building, Room 110-S, 404 South Monroe Street, Tallahassee, FL 32399

Failure to appear in accordance with this notice will constitute a waiver of your right to participate in the hearing. Continuances will be granted only upon a showing of good cause

This hearing will be conducted pursuant to Section 106 25, Florida Statutes, which governs your participation as follows:

If you are the Respondent, you may attend the hearing, and you or your attorney will have 5 minutes to present your case to the Commission However, some cases (including those in which consent orders or recommendations for no probable cause are being considered) may be decided by an en masse vote and, unless you request to be heard or the Commission requests that your case be considered separately on the day of the hearing, your case will not be individually heard

If you are the Complainant, you may attend the hearing, but you will not be permitted to address the Commission In addition, some cases (including those in which consent orders or recommendations for no probable cause are being considered) may be decided by an en masse vote and, unless the Respondent requests to be heard or the Commission requests that the case be considered separately on the day of the hearing, the case will not be individually heard

If you are an Appellant, and you have requested a hearing, you may attend the hearing, and you or your attorney will have 5 minutes to present your case to the Commission

Please be advised that both confidential and public cases are scheduled to be heard by the Florida Elections Commission on this date As an Appellant, Respondent or Complainant in one case, you will not be permitted to attend the hearings on other confidential cases.

The Commission will electronically record the meeting Although the Commission's recording is considered the official record of the hearing, the Respondent may provide, at his own expense, a certified court reporter to also record the hearing

If you require an accommodation due to a disability, contact Donna Ann Malphurs at (850) 922-4539 or by mail at 107 West Gaines Street, The Collins Building, Suite 224, Tallahassee, Florida 32399, at least 5 days before the hearing

See further instructions on the reverse side.

NOH FEC #14-488

)I.my :Mc'l(pwer 'l'oman Executive Director Florida Elections Commission August 11, 2015

( (

STATE OF FLORIDA FLORIDA ELECTIONS COMMISSION

In Re: Herman Lee Giger Case No.: FEC 14-488

STAFF RECOMMENDATION FOLLOWING INVESTIGATION

Pursuant to section 106.25(4)(c), Florida Statutes, undersigned staff counsel files this written recommendation for disposition of the refenal in this case recommending that there is probable cause to charge Respondent with violating Section 106.07(7), Florida Statutes .. Based upon a thorough review of the Report of Investigation submitted on May 11, 2015, the following facts and law suppolt this staff recommendation:

1 On December 17, 2014, the Florida Elections Commission ("Commission") received a referral from the Department of State, Division of Elections, alleging that Herman Lee Giger, ("Respondent") violated Chapter 106, Florida Statutes

2 Respondent was a candidate for the office of Governor of the state of Florida, during the 2014 election cycle. (ROI Exhibit 1)1

3. Complainant alleged that Respondent failed to notify his filing officer in writing that no reports would be filed on the applicable reporting date for the following reports: 2013 Ml 1, 2013 Ml2, 2014 Ml, and the 2014 MS Reports.

4. By letter dated March 27, 2015, the Executive Director notified Respondent that Commission staff would investigate the following statutory provision:

Section 106.07(7), Florida Statutes: As alleged in the complaint, for each of the following reporting periods, Respondent failed to notify the filing officer on the prescribed reporting date that no report would be filed on that date because he had not received funds, made contributions, or expended reportable fonds during the reporting periods:

• 2013Ml1 • 2013 Ml2 • 2014 Ml • 2014 M5

1 The Report oflnvestigation is referred to herein as "ROI"

Staff Recommendation EEC 14-488 1

(

Alleged Violation: Section 106.07(7), Florida Statutes

5.. Respondent filed an amended State of Florida Appointment of Campaign Treasurer and Designation of Campaign Depository for Candidates form ("DS-DE 9"), on Novembe1 12, 2013, and appointed Constance AS Gige1 as treasurer for his campaign (See Attachment ''A")

6 By letter dated July 23, 2013, the Division acknowledged receipt of Respondent's DS-DE 9 form, and indicated that Respondent's name had been placed on the 2014 active candidate list The letter also provided Respondent with his initial password and sign-on credentials for the electronic filing system (EFS). (ROI Exhibit 2)

7 Ms Brnnson's letter informed Respondent that all of the Division's publications and repo1ting forms are available on its website.. The letter advised Respondent to print a copy of Chapters 104 and 106, Florida Statutes, 2013 Calendar of Reporting Dates, and the 2012 Candidate and Campaign Treasurer Handbook. Id

8 The 2012 Candidate and Campaign Treasurer Handbook explained the requirement of filing a waiver-of~report when the candidate has no financial activity to disclose (ROI Exhibit 3, pages 4 and 6)

9 The Candidate EFS User's Guide explained the prncess for filing a waiver-of~ ieport using the electronic filing system (EFS).. Listed on page 13 are specific instrnctions about checking the box next to "waiver" when there is no financial activity to disclose. (ROI Exhibit 4, pages 4 and 5)

10 In pe1tinent part, Section 106 07(7), Florida Statutes, state:

[A ]ny candidate 01 political committee not reporting by vi1tue of this subsection on dates prescribed elsewhere in this chapter shall notify the filing officer in writing on the prescribed reporting date that no report is being filed on that date. (emphasis added)

11 The table below reflects Respondent's untimely written notifications to the Division:

Report Report Cover Date Notification Due Date Notification No. of Days Late Peiiod Filed

2013 Ml! l l/01/13 - 11/30/13 12/10/13 12111/13 1

2013 l'Vi12 12/0l/13 -12131/13 .

O!l!0/14 . · .. 01112/14 2 ·. ... .. .·

2014 Ml 01/01/14 - 01/31/14 02/10114 02/12/14 2

I 20}4lv15 ·. 05/0)ll 4 ~ .05/'.l l/l 4 ' "' , '

06110/14 ..

· ... 06/11/14 1

Staff'Recommendation FEC 14488 2

..

..

(

12. Respondent neither provided a response to the referral no1 did he return his Questionnaire-Affidavit (See ROI, parngraph 9)

13 Despite having been provided access to read and understand Chapter 106, Florida Statutes, the 2012 Candidate and Campaign Treasurer Handbook, and the EFS Guide Book, Respondent failed to timely notify the filing officer on the prescribed 1epo1ting dates that no reports would be filed for the 2013 Ml l, 2013 Ml2, 2014 Ml, and the 2014 M5 Repo1ts. (ROI Exhibit 5)

14. "P1obable Cause" is defined as reasonable grounds of suspicion suppo1ted by circumstances sufficiently st10ng to wanant a cautious person in the belief that the pe1son has committed the offense charged Schmitt v State, 590 So.2d 404, 409 (Fla. 1991). Prnbable cause exists whe1e the facts and ci1cumstances, of which an [investigato1] has reasonably trustwo1thy info1mation, are sufficient in themselves for a reasonable man to 1each the conclusion that an offense has been committed Department of Highway Safety and Motor Vehicles v Favino, 667 So.2d 305, 309 (Fla. 1st DCA 1995)

15.. The facts set fo1th above show that Respondent was a candidate fo1 the office of Flo1ida Govemo1 du1ing the 2014 election cycle .. Respondent appointed himself as t1easurer for his campaign During the 2014 1eporting cycle, Respondent failed to notify the filing officer on the prescribed rep01ting dates that no repo1t would be filed fo1 the 2013 Ml 1, 2013 Ml2, 2014 Ml, and the 2014 M5 Repo1ts

Based upon these facts and ci1cumstances, I recommend that the Commission find probable cause to charge Respondent with violating the following statutory provision:

Count 1:

On or about December 10, 2013, Respondent violated Section 106 .07(7), Florida Statutes, when he failed to notify the filing officer on the presc1ibed 1epo1ting date that no rep01t would be filed on that date because he had not received fonds, made cont1ibutions, or expended reportable fonds during the 2013 Ml 1 Report

Count 2:

On 01 about January 10, 2014, Respondent violated Section 106.07(7), F101ida Statutes, when he failed to notify the filing office1 on the p1escribed reporting date that no report would be filed on that date because he had not received fonds, made contributions, 01 expended 1eportable fonds dming the 2013 Ml2 Repo1t

Staff Recommendation FEC 14-488 3

(

Count 3:

On 01 about Febmaiy 10, 2014, Respondent violated Section 106.07(7), Flo1ida Statutes, when he failed to notify the filing office1 on the prescribed repo1ting date that no report would be filed on that date because he had not received funds, made contiibutions, or expended repo1table fonds during the 2014 Ml Repo1t

Count4:

On 01 about June 10, 2014, Respondent violated Section 106 .. 07(7), Flo1ida Statutes, when he failed to notify the filing office1 on the p1escribed 1eporting date that no report would be filed on that date because he had not ieceived fonds, made contributions, 01 expended reportable funds during the 2014 M5 Repo1t.

Respectfolly submitted on June ~2015

Jaakan A. Williams Assistant General Counsel

I reviewed this Staff Recommen

Amy McKeeve1 man Executive Dire tor

Staff Recommendation FEC 14·488 4

.•. ··--- -c ATTACK.~ENT d~'> APPOINTMENT OF CAMPAIGN TREASURER : • f

,,:· .. ' il r.: /~· ·.:· . AND DESIGNATION OF CAMPAIGN · q-,,1:1•ir~- 1 v e: L ..

''·~./7' /· .... I DEPOSITORY FOR CANDIDATES zo11trov tz ... )r,:1:

(Section 106 .. 021 (1 ), F S ) 4ff //: I c:

(PLEASE PRINT OR TYPE) :_::· '.'"" v '• i• ., :J ~I{:·;~ I

't .'J" f.'·· f' ... ' • . . ,. I'. •I f -.

NOTE: This form must be on file with the qualifying •····· ~ [/(;.~,,'';. offiCef before openlna the campaign account. , '. . df FICE USE ONI

1. CHECK APPROPRIATE BOX(ES): :.1 , ~~ r,,~\"r~ ..... ~·, .. t ..-~

i,,) l V" llo.l~ ........ ..v 0 lniiial Filing of Form Re-filing lo Change: 131 Treasurer/Deputy 0 Depository 0 Office D Pai

2 Name ol Candidate (in this order: First, Middle, Last) 3 Address (include post office box or street, city, state, zip

Captain Herman Lee Giger cod~ 251 Rooseveltstreet Hollywood 33020 FL, USA ~-" ..... - -------------·----------4.. Telephone 5 E-mail address

(954 ) 66576~5 giger._2@hotmail .. com -----··------·-· ·---· . - --6. Office sought (include district, circuit, group number) 7. Ha candidate for a nonoartlsao office, check If Governor Florida applicable:

0 My intent is to run as a Wnte··ln candidati --·-·-----·---- ----·-··-··-···-· -----·-·-·····-·-.-----·-···--·--·-··--·

8 .. Ii a candidate for a oartisan otilce, check biock and 1111 in name of party as applicable: My intent is to run as a

D Write-In ~ No Party Affiliation D Party candidate

9 I have appointed the following person to act as my lg] Campaign Treasurer 0 Deputy Treasurer - . . ·-··-··-·--···-··--- -···---·--··-·· .. ·---- ----1 O. Name of Treasurer or Deputy Treasurer

Constance Ann Scarlett Giger ·-----·-····~ -·

11 Mailing Address 12 Telephone

2518 Rooseveltstreet ( 954 ) 4043087 ....... ---··· ---· .. ··-· .. -· .. " ··- ________ .... ------ ·------·--·--··--··---~-----

13.. City 14. County 15 State 16. Zip Code 17 E-mail address Hollywood Broward FL 33020 giger.c@gmaiLcom

18 I have designated the following bank as my 181 Primary Depository 0 Secondary Depository _____ ._, .•.... _, ___ -J 20 Address 19 Name of Bank

Wells Fargo 19090 Tylerstreet -------·-·-----···-··-·· 21 City 22 .. County 23 State 2~. Zip Code

Hollywood Broward FL 33020

UNDER PENAL.TIES OF PERJURY, I DECLARE THAT I HAVE READ ntE FOREGOING FORM FOR APPOINTMENT OF CAMPAIGN TREASURER Al DESIGNATION OF CAMPAIGN DEPOSITORY AND THATTIIE FAClS STATED IN IT ARE muE

··-··-·---.. ·-·--·-·--2s Signat&andi7·~~ ~j' 25 Date

8 NOV 2013 x . '--:J('J .-' ~· ,,-:h

27 Treasurer's Acceptance of Appointment (fill in the blanks and check the appropriateQiock) ....,.

I, Constance AS .. Giger -···--- , do hereby accept the appointment ·-·····----·-···

(Please Print or Type Name)

designated above as: 181 Campaign rreasurer O Dep!J/¥ Treasurer

h c· 8 NOV2013 x f-~· ~,if -·- --Date Signature elf Campaign Trei su~r or Deputy Treasurer

. . .. . .. a1n~ 1c..,, nnn1 c n

I '

FLORIDA ELECTIONS COMMISSION

Case Number FEC 14-488

Section 106 .. 07(7), Florida Statutes, failure of a candidate who did not receive any contributions or make any expenditures during a reporting period to notify timely the filing officer, in writing, that no report is being filed

Respondent: Her man Lee Giger

Complainant: Division of Elections

Respondent 1ype:

[8] Candidate

D Political Committee

1 An Appointment of Campaign I reasurer and Designation of Campaign Depository (DS-DE 9) was filed on July 22, 2013 (Ex 1)

2 An acknowledgement letter was mailed to the address provided on Respondent's DS-DE 9 on July 23, 2013, advising Respondent that all of the Division's publications and reporting forms are available on their website, including Chapter 106, Florida Statutes, the Candidate and Campaign Treasurer Handbook, and the Calendar of Reporting Dates (Ex. 2)

3 The acknowledgement letter also states, "An on line instruction guide is available to you on the EF S to assist with navigation, data entry, and submission of reports" and provides the telephone number for the Division's EFS Help Desk

4 The Candidate and Campaign Ifeasurer Handbook discusses filing a waiver when there is no activity to disclose on page 47 (Ex 3)

5 .. Pages 12, 13, 44, and 45 of the Candidate EFS User's Guide discuss how to notify the Division on the prescribed reporting date that no report will be filed using the EFS Specifically, page 13 instructs the use1 to click the box next to "waiver" if there is no activity to disclose. (Ex 4)

6 In a telephone interview with Commission staff on April 2, 2015, Kristi Reid-Bronson clarified that once the waiver box is chosen and a new report is opened as shown on page 12, the only available option on the report summary screen will be "Go To File Report" as shown on page 13 Choosing "Go To File Repo1t" will take the user directly to the screens where the candidate/treasurer PINS are entered as shown on pages 44 and 45

II. Alleged Vi.olation of Section 106.07(7), Florida Statutes:

7 Respondent's filing history reflects the untimely filed notifications summarized below (Ex 5)

Report Report Cover Period

2013Mll 11/01/13-11/30113

'''12/oi113L'-'r2/3111.3 -,,, ,,,,,~ ' ',' ,,, > ;, '""' ';>"'

01/01/14 - 01/31114

'os?()J.114 :c,d511i/14 •

ROI Failure to Notify FO (03/15)

Date Notification Due Date Notification

12110/13

01/10/14

02110/14

06/l0/14

1

Filed

12/11113

01112/14

02/12/14

06/11/14

No. of Days Late

I.

8 .. Respondent has not had any prior cases before the Commission

9 I attempted to contact Respondent on two occasions to give him an opportunity to discuss the allegations in the referral Additionally, an affidavit was mailed to Respondent on April 14, 2015 As of the date of this report, Respondent has not returned my calls, nor has he returned an affidavit (Ex. 6)

10 Because Respondent has not contacted the Commission or returned an affidavit, I am unable to ascertain whether Respondent has read Chapter 106, Florida Statutes and/or the Candidate and Campaign Treasurer Handbook. Respondent signed his Statement of Candidate form on July 7, 2013 (Ex. 7)

·SIGNAiu&toF.lNVESIIGATOR: Date: MayJ 1, 2015

ROI Failure to Notify FO (03115) 2

Exhibits #s

Exhibit 1

Exhibit 2

Exhibit 3

Exhibit 4

Exhibit 5

Exhibit 6

Exhibit 7

Inv004 (5/08)

FLORIDA ELECTIONS COMMISSION REPORT OF INVESTIGATION Herman Lee Giger -- FEC 14-488

Description of Exhibits

Respondent's Appointment of Campaign Treasmer and Designation of Campaign Depository (Form DS-DE 9)

Acknowledgement letter dated July 23, 2013

Relevant pages of the Candidate and Campaign Treasurer Handbook

Relevant pages of the Candidate EGS User's Guide

Respondent's filing history

Phone Log

Respondent's Statement of Candidate

,,. - - ·-- ---·· - --·· -- I

•

APPOINTMENT OF CAMPAIGN TREASURER ANO DESIGNATION OF CAMPAIGN .. RECEJVr 1 DEPOSITORY FOR CANDIDATES lif:P ~l<T M~ •r , c ...

(Section 106 .021 (1 ), F.S .) ' '··-' i : '. .( I I

Z0/3 JUL 22 AH /0: ; ; (PLEASE PRINT OR TYPE)

NOTE: This form must be on file with the qualifying :llV10ioi/ ~L" t · ;,;; • ' 't-HE'r ~ officer before onenlna the camoaian account. . . . t, IONS OFFICE USE ONLY

1. CHECK APPROPRIATE BOX(ES):

!81 Initial Filing of Form Re-filing to Change.· D Treasurer/Deputy 0 Depository 0 Office 0 Party

2. Name of Candidate (in this order: First, Middle, Last) 3 Address (include post office box or street, city, state, zip

Herman Lee Giger codeJ 251 Rooseveltstreet Hollywood FL33020

. ..--·-~---- -·----··-·-··-4. Telephone 5 .. E-mail address

J.~~- 49430~~--J!ge,_2@hotmoil~- c:--- ·--· ··- ·-6 Office sought (include district, circuit, group number) 7. 11 a candidate for a nonpartisan office, check If GOVERNOR applicable:

0 My intent is to iun as a Write-In candidate ---------·--------------·--···------·-- ----.. ·--------------·-----··--·--8. If a candidate for a partisan office, check block and fill In name of party as applicable: My intent is to run as a

D Write-In jg) No Party Affiliation D .. - Party candidate.

9 I have appointed the following person to act as my 0 Campaign Treasurer D Deputy Treasurer -·--·- ·------"'"'·-----··

_____ ... ---·---·--------10. Name of Treasurer or Deputy Treasurer Herman Lee Giger

-·- ·-.--------·--·-··--------,---··-·--·--·--··-- ----------·--11 Mailing Address 12 Telephone

2518 Rooseveltstreet ( 954 ) 4043087 -··----···--·----·- --·---··---· -- ·---

13 City 14 County 15 State 16. Zip Code 17 E· mail address

Hollywood Broward FL 33020 giger _2@hotmail .. com

18 I have designated the followlng bank as my 0 Primary Depository O Secondary Depository ------··---···---·-·--·-···---·-··] ---··------·-·--·-·--------· 19 Name of Bank 20. Address WellsFargo Bank 1909 Tylerstreet >---·----- ---- -·--------- -----· -·-.,--···· --..---.----------21 City 22 County 23 State 24. Zip Code Hollywood Broward Florida 33020

UNOER PENALTIES OF PERJURY, I DEC~E THAT I HAVE READ THE FOREGOING FORM FOR APPOINlMENT OF CAMPAIGN TREASURER AND DESIGNATION OF CAMPAIGN DEPOSITORY ANO THAT TliE FACTS STATED IN IT ARE TRUE.

---------··--···---------· ·----,.·--------···----25 Date 26 .. Signatur~ndidate b-16JUL2013 ~ x /, /·7<,~

27 Treasurer's Acceptance of Appointment (fill in the blanks and check the appropriate block)

I, --·-·-Herman L Giger

·----·-·-··---- , do hereby accept the appointment (Please Print or Type Name)

designated above as: IZl Campaign Treasurer 0 Deputy Treaswer

16 JUL2013 x #~~ 6,_~/ ---·····-· ·-- --- ---· Date Signature of Campaign Treasurer or DeP\ltY Tfeasurer

DS-DE 9 (Rev .. 10/tOEXHIBIT I ------ Rule 18-·2 .. 0001, FAC ..

~ VIVA flORIDA 500

RICK SCOTT Governor

July 23, 2013

Ilerman L ec Giger 2518 Roose,elt Street l!olly11ood .. f lorida 33020

Dear Mr .. Giger:

KEN DETZNER Secretary of State

This will acknowledge receipt of the Appointment of Campaign Treasurer and Designation of Campaign Depository for the office of Govemor, which was placed on file in our office on July 22, 2013. Your name has been placed on the 2014 active candidate list.

Campaign .T reasutcr"s Repod§.

Your first campaign treasurer's report will be due on October· 10, 201.3 lhe report will cover the period of July l ,. 2013 - September 30, 2013 All candidates who file reports with the Di,ision of Elections aic required to file by means of the Division's Fkctronic Filing System (EFS)

Uelow is the web addrc» to access the EFS and your user identification number. The enclosed sealed envelope contains your initial password Once 1 ou have logged in using the initial rassword. you will be immediatcl.r promp1ed to change it to a confidential sign-on You, your campaign t1casure1. and deputy treasurers aie responsible for protecting these passwords flom disclosure and are responsible lor all filings using these credentials, unless the Division is notified that yonr credentials have been compromised

EFS Website Address: https://efs dos state t1 us Identification Number: 60566

Division of' Elections R.A .. Glay Bldg .. , Rm. 316 • 500 S BI"onough St .. • Tallahassee, FloI'ida 32399-0250

Telephone: (850) 245-6240 • Facsimile: (850) 245-6259 elections .. myflodda.com Commemorating 500 years ofFlot'ida histo•y www.fla500 .. com

EXHIBIT 2(1of3)

Mr. Hmnan Lee Giger July .23. 201.3 Pagel WO

Pin Numbers

Pin numbers arc confidential secure cred<::ntials that allow you to submit reports and update personal information The enclosed sealed envelope contains your confidential pin numbers

Each candidate is required to pro\ide the Di\ision of Elections v.ith confidential personal information that may be used to allow access in the event that password is forgotten or lost When you enter the r;ampaign ar;count screen, there will be a drop down box where you pick a question (such as Whm i1 )Our mother\ maiden name1) and supply an answer All passwords and answers to questions are stored us encr}pted data and cannot be viewed by Division staff and gi\en out \lVCt the phon~ Please notify the Division ifyour credentials have been compromised.

Timclv Filing

All reports filed must be completed and tiled through the EfS no later than midnight, Eastern Standard Time .. of the due date Reports not filed b) midnight ot the due date are late filed and su~ject lO the penalties in Section l 06.ff7(8).. Florida Statutes In the event that the EFS is inoperable on the due date, the rcpor t will be accepted as timely filed if filed no later than midnight of the first business day the EFS becomes operable No tine will be levied during the period the FFS v.as inoperable.

Any candidate failing to file a report on the designated due date shall be subject to a fine of $50 per da~ for the first 3 days late and, thereafter, $500 per da) for each late <lay, not to exceed .25% ol the total receipts or expenditures, whichever is greater, for the period co,ered by the late report However, for reports immediately preceding each primary and general election. the fine· shall be $500 pe1 day for each late day, not to exceed 25% of the total receipts or expenditures, v.hicbevc1 is g1eater .. for the period covered by the late repoit

Elcctr onic Receipts

l he· person submitting the report on the FFS will be issued an electronic receipt indicating and \eril\ing the report was fik:d Each campaign lteasure·rs report tiled by means of the EFS is con,idcrcd to be under oath b; the candidate and campaign treasurer and such persons are subject to the proYisions of Section l 06.07(5) .. Florida Statutes

EX~·llSIT 2(2.. of: 3)

Mr l I er man 1 cc Giger }uly 23 .. 2013 Page Thiee

Instructions and Assistance

( '

An onlinc instruction guide is available to you on the ITS to assist with navigation, data entry, and submission of reports .. The Division of Elections will also provide assistance to all users by contacting the EFS Help Desk at (850) 145-6280

4.11 of the Division's publications and reporting forms arc available on the Division of Elections' website at http://ckctions.mvflorida.com. It is ) our responsibility to read, understand, and follow the requirements of Florida's election laws .. Therefore, please print a copy of the lollowing documents: Chapters 104 and 106, Florida Statutes, 2012 Candidate and Cl1mpaig11 Treasmer Handbook, 2013 Calendar of Repol'ling Dates, and Ruic JS-2 .. 017, Florida Administrative Code

Please let me know if you need additional information

Sinccidv.

~ ~,,_;(, 9~~-=~~---Kristi Reid B10nson, Chief Bureau of Election Records

KRB/ljr

Enclosures

EXHIBIT ~(3 of 3}

FLORID *[)l\lISI<~)1'1 ()f* ·· ·

ELECTIO . S

-- , -- ~'

'£XHIBIT..2.{I of- fo)

Table of Contents CHAPTER l: BACKGROUND ..

CHAPTER 2: THE CAMPAIGN FINANCING ACT .

CHAPTER 3: OFFICES TO BE ELECTED IN 2014 ...

CHAPTER 4: GLOSSARY OF TERMS

CHAPTERS: BECOMING A CANDIDATE,,,,

What to File

Filing Officer.

Resign-to-Run

Federal Hatch Act for State and Local Employees

Federal Hatch Act for Federal Employees

Changing Parties for Partisan Offices

Changing the Designation of Office

Pro Rata Refund Example

CHAPTER 6: STATEMENT OF SOLICITATION ..

Who Must File Form DS-DE 102, Statement of Solicitation

When to File

Penalty for Late Filing

Public Website and Mission Statement

Additional Reporting.

CHAPTER 7: PROHIBITED ACTS .... ,,

Speaking at Political Meetings

Using State-Owned Aircraft or Motor Vehicle

Using Services of State, County, Municipal, or District Officers or Employees

Making Contributions in the Name of Another

Solicitation from Religious, Charitable and Civic Organizations

Accepting Contributions in a Government-Owned Building

Making Malicious Statements

Making False Representation of Military Service

Certifying a False Report

Limitations on Political Activity for Judicial Candidates

CHAPTER 8: CAMPAIGN TREASURERS

Appointing Campaign Treasurers and Deputy Treasurers

Duties and Responsibilities

Resignation or Removal .

EXHIBIT 3(2of- it> J

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7

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11

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17

CHAPTER 9: CAMPAIGN DEPOSITORIES .

Primary Campaign Depository

Secondary Campaign Depository

Separate Interest-Bearing Accounts and Certificates of Deposit

Campaign Checks.

Debit Cards

Credit Cards

CHAPTER 10: CONTRIBUTIONS ..

Unauthorized Contributions

Anonymous Contributions

In-Kind Contributions

Loans

Cash Contributions

Debit and Credit Card Contributions

Contribution Limits for Candidates

Foreign Contributions

Violations

2014 Deadlines for Accepting Contributions

CHAPTER 11: EXPENDITURES ..

Definition

General Requirements

Checks

Living Expenses

Petty Cash Funds

Limits on Petty Cash Fund Amounts

Independent Expenditures

Credit Cards

Debit Cards

Electioneering Communications

Expenditures for Electioneering Communications

CHAPTER 12: POLITICAL ADVERTISING

Candidate Disclaimers

Exceptions to Disclaimer Requirements .

Disclaimer for Write-in Candidates

Non-incumbent Advertisements

EXHIBIT 3 (3 of. lo J

/ (

. ....... 18

18

18

.18

19

19

20

. ............ 21

.21

21

21

22

22

22

. 23

23

.24

24

•··· 25

25

. 25

25

25

. 26

26

.26

28

28

28

.29

.. 31

31

.31

35

35

/'

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Advertisement Provided In-kind 36

CHAPTER 13: OTHER DISCLAIMERS,, ,, 37

Endorsements in Political Advertisements 37

Independent Expenditure Disclaimers 38

Disclaimers for Other than Independent Expenditures 39

Disclaimers on Novelty Items 40

Language Other Than English , 40

Electioneering Communications Disclaimers 40

Other Political Disclaimer Examples 40

Miscellaneous Advertisements 42

Use of Closed Captioning and Descriptive Narrative in all Television Broadcasts , 42

CHAPTER 14: FUND RAISERS,, ,,, 43

Contributions from Fund Raisers 43

Expenditures for Fund Raisers 43

Tickets 43

CHAPTER 15: TELEPHONE SOLICITATION,,, ,,, 44

Telephone Solicitation 44

Registered Agent 44

CHAPTER 16: FILING CAMPAIGN REPORTS, ,, , 46

Where to File 46

When to File , 46

Penalty for Late Filing 47

Waiver of Report 47

Incomplete Reports 47

Reporting Total Sums 47

Reporting Contributions 48

Returning Contributions 48

Reporting Expenditures 48

Special Requirements for Judicial Candidates 49

CHAPTER 17: TERMINATION REPORTS 50

Prior to Disposing of Surplus Funds 50

Disposing of Surplus Funds 50

Money from Separate Interest-Bearing Account or Certificate of Deposit 51

Campaign Loans Report Sl

EXHIBIT 3( Jf of h)

CHAPTER 18: REPORTING FOR INOIVIDUALS SEEKING A PUBLICLY ELECTED POSITION ON A PARTY

EXECUTIVE COMMITTEE ...

Where to File

When to File.

Termination Reports .

Penalty for Late Filing

Incomplete Reports

Reporting Requirements

CHAPTER 19: ELECTRONIC FILING OF CAMPAIGN REPORTS .

Accessing the EFS ..

Creating Reports

Submitting Reports

Electronic Receipts

CHAPTER 20: OFFICE ACCOUNTS

Using the Office Account

Reporting Office Account Funds

CHAPTER 21: CARRYOVER CAMPAIGN FUNDS ...

CHAPTER 22: RECORDKEEPING

Contributions

Expenditures

Preservation of Accounts

Inspections

CHAPTER 23: BOOKKEEPING SUGGESTIONS.

CHAPTER 24: FLORIDA ELECTIONS COMMISSION ....

Automatic Fine Appeal Process .

Complaint Process

APPENDIX.

APPENDIX A: FREQUENTLY ASKED QUESTIONS .

APPENDIX B: 2014 DEADLINES FOR ACCEPTING CONTRIBUTIONS

. .. 52

52

. 52

.52

52

52

53

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54

54

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54

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55

.. 56

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... 58

58

58

59

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61

61

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..... 69

This publication is available in alternate format upon request by contacting the Division of Elections at 850 245 .6240

EXHIBIT 3(5 of- fo J

day designated is deemed timely filed .. A report received by the filing officer within 5 days after the designated due date that was delivered by the US Postal Service is deemed timely filed unless it has a postmark indicating the report was mailed after the designated due date A certificate of mailing obtained from and dated by the US. Postal Service at the time of mailing or a receipt from an established courier company, which bears a date on or before the date on which the report is due, is proof of mailing in a timely manner Reports filed with the Division through the Electronic Filing System (EFS) are due no later than midnight, Eastern Time, of the due date.

(Sections 106 .. 07, 106 0705 and 106.141, FS)

Penalty for Late Filing

Any candidate failing to file a report on the designated due date shall be subject to a fine of $50 per day for the first three days late and, thereafter, $500 per day for each late day, not to exceed 25 percent of the total receipts or expenditures, whichever is greater, for the period covered by the late report. However, for the reports immediately preceding the primary and general election, the fine shall be $500 per day for each late day, not to exceed 25 percent of the total receipts or expenditures, whichever is greater, for the period covered by the late report For a candidate's termination report, the fine shall be $50 per day for each late day, not to exceed 25 percent of the total receipts or expenditures, whichever is greater for the period covered by the late report. All fines must be paid from the candidate's personal funds -not campaign funds

(Section 106.07{2) and (8), FS)

EXHIBIT .3 (G of 0 J 47

Waiver of Report

In any reporting period during which a candidate has not received funds or made any expenditures, the filing of the required report for that period is waived; however, the candidate must indicate there is no activity by filing a waiver of report on the prescribed due date (Waivers filed with the Division must be filed using the EFS ) The next report filed must specify that the report covers the entire period between the last submitted report and the report being filed

(Section 106 07, FS)

Incomplete Reports

If a campaign treasurer files a report that is deemed incomplete, it shall be accepted on a conditional basis The campaign treasurer will be notified by the filing officer as to why the report is incomplete The campaign treasurer must file an addendum to the incomplete report within seven days of notification The addendum must include all necessary information to complete the report.

(Section 106 .. 07{2), F S.)

Reporting Total Sums

Each campaign treasurer's report required by Chapter 106, F..S, shall contain the total sums of all loans, in-kind contributions, and other receipts by or for such candidate, and total sums of all expenditures made by such candidate during the reporting period .. The

reporting forms shall be designed to elicit separate totals for in-kind contributions, loans, and other receipts

(Section 106.07, FS)

Department of State Division of Elections

Candidate EFS User's Guide

J Rule lS-2 .. 017, F..A C.

Florida Department of State Division of Elections

R.A. Gray Building, Room 316 500 S Bronough Street

Tallahassee, FL 32399-0250

EFS HELP LINE: 850-245-6280

January 2011

DS-DE 110A (eff. 01/11}

EXH!BIT __ 4Q of'b)

Index Introduction ............................................................................................................................................................................................................................ 1

Access the EFS ................................................................................................................................................................................................................... 2

Passwords and PINs ...................................................................................................................... ,, .................................. """""""" """" .................. 3 Set a Password Recovery Question .... 3 Recover Password . . .. 4 Change a Password . .... . ....... 5 Set a PIN Recovery Question.. . . ...... 6 Recover a PIN. . ......... 8 Change a PIN. . ............... 10

Create a New Report by Data Entry ............................................................................................................................................... 12 Enter Contributions . ... .... ... . . 14 Enter Expenditures... . ................. 17 Enter Other Distributions ... . . ......... 20 Enter Fund Transfers... . ............... 23 Report Credit Card Activity ... 25 Report Prepaid Distributions ... 29 Report Reimbursements . . ........................ 32

Create a New Report by File Upload .............................................................................................................................................. 36

Review Data for Errors ...................................................................................................................................... '"""""""""""" ......................... 38

Create an Error Filter ............................................................................................................................................................................................ 42

File the Report ....................................................................................... """ ............... """ ............... ,,"""" ............................................................. """""" 44

Print a File Receipt ............................................................................................................................................................................................... 46

Make Changes to the Report after Candidate Enters PIN ........................................................... 48

Access a Pending Report""""""""""" ............................................................................ '"""""""""" ........................................................ 49

Amend a Report """""""""""" ................................................................................................................................................................................. 50 Amend by Direct Entry.. . ... 52 Amend by File Upload . 54

Print a Report ......................................... """"""""""""""""""""""""""""""'"""""""""" ........................................................................................... 55

(

Create a New Report by Data Entry

From the Welcome Screen, click LllFinngs and then Open New Report

Iii Electronic Filing S~tem • Weko,;,;e •. . · .· ·. • . · · :

ii> Help •• "'""" ~W-'W"°' '°""''"""••--;"'-'""""'"

-'-"-'~-"-~·~=-"--"-'-"--c'-__,---"--'-~--~"-'---·~~··

m.(EFS)provlded.by.il)~•Flprid.a·D~parttl1eni8fstate, OiVi~lg~;~f ·····~·····•

~~~ii'i1~eir!rn~~if~ect;;:;· £~~~%~i~~~f~2~~r~1J:~~~~6;,~~lb~~~~~1~ru~~~~;~·::

: '6i~e-rao¢ eermts , :):l:lrr:ip·algo'finl:l_nc~r·repOrt'S. iterYitze-financ1a_I acttvlty occurring during· a _sp1iciflc _r_ef)-Ortlng perlo_d. The- reportln9:·pertod·!s:: ,:Qii,(lli'i"~d __ byBrst:sele_ctlng-the reporting year and then the report type. The bGglnnlng and en-ding coverage dateS an'cf tt'l-e ·'fi.l!~~r.dvE-:date _of the' report:_are automatically assoc1ate-d with the- Reporting Yebrand Report Type.

E'.tectron_ Cycle:

~epo rt~Typ e;:

-¢'OVe·ra9<!_':~e~ic)-&: [i:'.i~~~=•ji~~g;;~~~'.~'.~r., D Waivor

-::?::;;·.;;.:«-?''~(;~~1~4-a- -ci~!)~k1n'fi~a:·n·~-R~OO~t '.:, :'/--'. :'.l,.:;Carrie;Zltg_':l.'Flnl:lnce-repo_rt-fll.e:meeung the depl:lrtment s specific<?itlons may-be uplol:ldad at the time a report ls-op0_ri_ed

. ··:t.rse.the'_S~owse: button·to locate and select- the report text or zlp file to be upl~ded.·Y-0u mO!W upload the report f1le-rn-a _ Comp'resseO zip. The zip flle must-contain only one report file. ·

Click entering

arrow next to Election Cycle Scroll to the cycle associated with the report you are

Click arrow next to Report Type and select the report type that corresponds to the appropriate cover period and due date

The Cover Period dates will automatically fill in based on the Calendar of Election and

Reporting Dates. The end date can be changed for candidate termination reports ..

12

EXHIBIT 4(3 ~ ~)

/.

I

The Due Date will automatically fill in based on the Calendar of Election and Reporting

Dates ..

****NOTE****

If this report is a waiver of report (no activity), click the [] box next to Waiver.

Click J Open Report J at the bottom of the screen. A Report Detail screen (view only) will

appear. This screen will not indicate any activity until individual detail data is entered, saved

and a review is performed.

Last Review:

I Recak;ulate I I «o lo hle R;p:;;t] [Append File 11 Delete R;,;;;;tj I Save ]

Total Amount

Monetary:

Tiansfers to Off Acct:

Total Monetary:

Other Distributions:

EXHIBIT 4-( 4 of ~ J 13

( ;

I

File the Report

If the Review Status is Updated Detail - Needs Review the report has not been reviewed since the last update (See page 38 for instructions on how to submit the report to the system for review.)

If the status of the

report is Complete

Detail Records, you

are ready to file the

report.

Click on [ Go To File Repoti].

The candidate enters his or her PIN, and then selects

... ·""·~~.;__.;__~-'°'-'--"--~---- -----------'------'-1 . . ~!i:~·#Iili~ t~"~llle ~sy0ur signature attesting to the. vaJufltv of the report

s~~i:E~tllr the candidate/chairperson PlN '<-->><"

Sf~pt: Select th.e 'Report Approved' button.

Coverage Period: 8/7120 l!H,/19/2010 Due: 8/20/2010

Review Status: ; ., ,. •

PIN. for candidate/Chairperson:

EXHIBIT. 4-(5 cf(>) 44

; I

If there is more than one treasurer, click on the drop down and select the treasurer that is filing the report

The treasurer enters his or her PIN and then clicks I File Report

IMPORT ANT NOTE.: If changes need to be made after. a candidate enters his PIN, the treasurer must undo the candidate's PIN validation before the system will allow changes .. See page 48 for instructions

45

FEC ·Candidate/Committee Filing History Report ,... , ( ·,

,,,-.. ,_, ___ " -, .. :-.::·,,-,_-,.,;< ___ .;_,_, .•. ~·.·r:.;·:.- ~X<~b" m.=w&r,$,ll=!>lW<M~;;.-=-<;;,.w;:;-..,;1~"P<' .... ~-"":~w;»<'-''"e:'•~V

~G•c•m Florida Department of State - Division of Elections

Florida Election System Reports Candidate Name: Herman Lee Giger

Account: ll.M2Q

----·----9/18/2014 TR 9/18/2014

&i.10/:io:tit . M5 611112014

5/12/2014 M4 5/10/2014

4/10/20.14 M3 4/10/2014

3/10/2014 M2 3/10/2014

2/10/2014 M1 2/12/2014

1/10/2014 M12 1/12/2014

12/10/2013 M11 12/11/2013

11/12/2013 M10 11/11/2013

10/10/2013 03 10/9/2013

EXHIBIT 5'

FEC

FEC FEC FEC

2

2

1

$0>00.

$0 00

$0.00

$000

$000

$0 00

$000

$0.00

$0 00

$0 00

https://doesecure dos state fl us/foc/FilingHistory Asp?AcctNum=60566&cboE!ection=2014! !04-GEN&cboiype=CAN&txtName=Giger[4/I0/2015 8:07:08 AM]

( ,,~-~

(

FLORIDA ELECTIONS COMMISSION PHONE LOG

Case No.: FEC 14-488

Respondent: Herman Lee Giger

Complainant: Division of Elections

1 Date and time: 04/06/15; 2:00 p .. m. Name: Heiman Lee Giger Phone #: 954 .665 .7625 Summary: I phoned and reached his voice-mailbox; I identified myself, prnvided my contact infmmation and 1equested he return my call; I again prnvided my contact numbe1 Memo to File? No Entered by: HH

2 Date and time: 05/08/15; 3:48 p .. m. Name: Heiman Lee Giger Phone #: 954 665 7625 Summary: I phoned and 1eached his voice-mailbox; I identified myself by name, title, name of this agency, and explained that I was completing my investigation and wished to have his input and response to sevetal questions; I requested he return my call and provided my contact number Memo to File? No Enternd by: HH

J Date and time: Name: Phone#: Summary: Memo to File? No Entered by:

4 Date and time: Name: Phone#: Summary: Memo to File? No Entered by:

5 . Date and time: Name: Phone#: Summary: Memo to File? No Entered by:

6 Date and time: Name: Phone#: Summary: lnvOO! (10/07)

EXHIBIT _Q_. __ .

I,

' .

STATEMENT OF CANDIDATE

(Section 106.023, F.S.)

(Please print or type)

OFFICE USE ONLY

,. RECEIVE· 1r·P·~·T'1-"r .. U .... t\11 .·.:;1 :~ ~::~.i:

2013 JUl I 7 A11/0:39

• ', ; ~ , : ' I• ... ,, , . # •

:.il V ! ;:.Jr]·~ ( ..-:· .. , ... :. ... r ,-: I ::_ ,, I. ',· J ' /· , r j ()• ,,, ' ... "v ! ..... "':';;

6~ ,,C:y ___,'g...._ --·-·---··----·- '

candidate for v_ie office of G O V 6'./Z '1.Jo R of +-:-lo,,. / 4 4-"' d ;o •·· -·;_r t-AFi' &' A" 7 7 z,oe;v£7 ---·---

have been provided access to read and understand the requirements of

Chapter 106, Florida Statutes

":2-/:~~!3 ---+-~ . ··--· Date

Each candidate must file a statement with the qualifying officer within 10 days after the Appointment of Campaign Treasurer and Designation of Campaign Depository is filed Willful failure to file this form is a first degree misdemeanor and a civil violation of the Campaign Financing Act which may result in a fine of up to $1,000, (ss 106 .. 19(1)(c), 106.265(1), Florida Statutes)

·--·------------··----·-----·---·-----· ... -----DS-DE 84 (05/1 I}

EXHIBIT__..7 __

r (

FLORIDA ELECTIONS COMMISSION 107 W. Gaines Street,

Snite 224 Collins Bnilding Tallahassee, Florida 32399-1050

Telephone: (850) 922-4539 Fax: (850) 921-0783

March 27, 2015

Herman Lee Giger 2518 Roosevelt Street Hollywood, FL 33020

RE: Case No .. : FEC 14-488; Respondent: Herman Lee Giger

Dear Mr Giger:

On December 17, 2014, the Florida Elections Commission received a complaint alleging that you violated Florida's election laws. I have reviewed the complaint and find that it contains one or more legally sufficient allegations The Commission staff will investigate the following alleged violations:

Section 106.07(7), Florida Statutes: As alleged in the complaint, for each of the following reporting periods, Respondent failed to notify the filing officer on the prescribed reporting date that no report would be filed on that date because he had not received fonds, made contributions, or expended reportable funds during the reporting periods:

o 2013 Ml I e 2013 M12 o 2014 Ml e 2014 MS

You may respond to the allegations above by filing a notarized statement providing any information regarding the facts and circumstances surrounding the allegations Yom response will be included as an attachment to the investigator's repmt

When we conclude the investigation, a copy of the Report of Investigation will be mailed to you at the above add1 ess. You may file a response to the report within 14 days fr om the date the repmt is mailed to you.. Based on the results of the investigation, legal staff will make a written recommendation to the Commission on whether there is probable cause to believe you have violated Chapter 104 or 106, Florida Statutes A copy of the Staff Recommendation will be mailed to you and you may file a response within 14 days from the date the recommendation is mailed to you Your timely filed response(s) will be considered by the Commission when determining probable cause

ComOl l (10/07)

The Commission will then hold a hearing to determine whether there is probable cause to believe you have violated Chapters 104 or 106, Florida Statutes .. You and the complainant will receive a notice of hearing at least 14 days before the hearing. The notice of hearing will indicate the location, date, and time of your hearing. You will have the opportunity to make a brief oral statement to the Commission, but you will not be permitted to testify or call others to testify, or introduce any documentary or other evidence

At any time before a probable cause finding, you may notify us in writing that you want to enter into negotiations directed towards reaching a settlement via consent agreement

The Report of Investigation, Staff Recommendation, and Notice of Hearing will be mailed to the above address as this letter. Ther·efore, if your address changes, you must notify this office of your new address. Otherwise, you may not receive these important documents .. Failure to receive the documents will not delay the probable cause hearing.

Under section 106.25, Florida Statutes, complaints, Commission investigations, investigative reports, and other documents relating to an alleged violation of Chapters 104 and 106, Florida Statutes, are confidential until the Commission finds probable cause or no probable cause The confidentiality provision does not apply to the person filing the complaint However, it does apply to you unless you waive confidentiality in writing.. The confidentiality provision does not preclude you fiom seeking legal counsel However, ifyou retain counsel, your attorney must file a notice of appearance with the Commission before any member of the Commission staff can discuss this case with him or her

If you have any questions or need additional information, please contact Helen Hinson, the investigator assigned to this case

Sincerely,

AMI/em

Como 11 (8/08)

Name: Herman Lee Giger Account Number: 60566

DIVISION OF ELECTIONS FEC REFERRAL FORM

To FEC from Division of Elections

Treasurer: Constance Ann Scarlett Giger

/

I.

ZUIQ DEC 11 P 12: 5b c- ' '

The Division of Elections is referring this issue to the Florida Elections Commission pursuant to Section 106.25 and 106 19(1)(c), Florida Statutes, in that written notifications of no reports were filed after the applicable reporting deadline for the following reports:

The late filings of the required waiver reports reflect a deliberate failure to provide information to the filing officer as required by Section 106 .. 07(7), Florida Statutes, ie. no report is being filed on the prescribed reporting date

2013 M11

2013M12

2014 M1

2014 M5

Sent By: Date:

ejr

Kristi Reid Bronson ~ December 16, 2014

STATE OF FLORIDA County of Leon

/

I,

AFFIDAVIT

Kristi Reid Bronson, being duly sworn, says:

l .. I am the Chief of the Bureau of Election Records of the Division of Elections (Division). In that capacity, I oversee the Division's duties related to the filing of campaign finance reports This affidavit is made upon my personal knowledge, including information obtained from review of the attached records, of which I am the custodian

2 I am of legal age and competent to testify to the matters stated herein.

3 Herman Lee Giger (60566) was a 2014 candidate for the office of Governor. On July 22, 2013, Mr .. Giger filed the Appointment of Campaign Treasurer and Designation of Campaign Depository with the Division designating himself as treasurer

4 On November 12, 2013, Mr Giger filed the Appointment of Campaign Treasurer and Designation of Campaign Depository with the Division designating Constance Ann Scarlett Giger as treasurer

5 The 2013Ml1 treasurer's report was due on December 10, 2013 On December 11, 2013, the Division mailed Ms. Giger notification that the 2013 Ml 1 campaign treasurer's report had not been filed. Ms Giger filed a waiver for this report on December 11, 2013 (See attached letter and file receipt)

6 The 2013 Ml2 treasurer's report was due on January 10, 2014 Ms Giger filed a waiver for this report on January 12, 2014 (See attached file receipt)

7. The 2014 Ml treasurer's report was due on February 10, 2014 On February 11, 2014, the Division mailed Ms Giger notification that the 2014 Ml campaign treasurer's report had not been filed. Ms. Giger filed a waiver for this report on February 12, 2014 (See attached letter and file receipt)

INVOJS (5/00)

(

8 The 2014 MS treasmer's report was due on June 10, 2014. Ms .. Giger filed a waiver for this report on June 11, 2014 (See attached file receipt)

INV035 (5/00)

Sworn to (or affirmed) and subscribed before me this of Decem , 014

Print, Type, or Stamp Commission.ed Name of Notary Public /'

Personally Known V2"'~~""'""'""'!!!!!!!!!!!'~~"""'"'ii JOELMYNARD

MY COMMISSION t Ff 115466 EXPIRES: May 16, 2018

Bordod 'Thru Notary Public Unde~ra

I,

STATEMENT OF CANDIDATE

(Section 106.023, F.S .. )

(Please print or type)

/'"

\

OFFICE USE ONLY

.. , .. ff?E CE IVF u 11::. ~ :\~:T .'·~:: .~ r ~ !" ~·: .4 r. .. , '. 2013 JUL r 7 AH /0: 39

6~b.ev--· ;::.., -----·--·

candidate for ~e office of G c> v6":fl.~Q I( of 'Flor/ dc.:c;.. &!-n. d / tJ ..,. -~ tki' &"" A 7 7 2'it:»n;v ---·---

have been provided access to read and understand the requirements of

Chapter 106, Florida Statutes

~/1/~13 -···--+-ns~e ··--··

Each candidate must file a statement with the qualifying officer within 10 days after the Appointment of Campaign Treasurer and Designation of Campaign Depository is filed Willful failure to file this form is a first degree misdemeanor and a civil violation of the Campaign Financing Act which may result in a fine of up to $1,000, (ss .. 106 .. 19(1)(c), 106.265(1), Florida Statutes).

'-------- --·--------·-··----·-·-·-·--------.... --DS-DE 84 (05/1 I)

- - --- --·· - _J ' --·· --

'

APPOINTMENT OF CAMPAIGN TREASURER AND DESIGNATION OF CAMPAIGN .. RECEIVE i DEPOSITORY FOR CANDIDATES u[:p M<i f.1: ijc- 1 . ·- ~--

(Section 106 .021 (1 ), F.S .. ) i .. _, i : , , , : .( [I

2013 JUI. 22 AH /0: 3; (PLEASE PRINT OR TYPE) ..

NOTE: This form must be on file with the qualifying c1i~1sio~of", ,. '""f. officer before openlna the campaian account. . cLEt,flONS OFFICEUSEONI

1. CHECK APPROPRIATE BOX(ES):

181 Initial Filing of Form Re-filing to Change 0 Treasurer/Deputy 0 Depository 0 Office 0 Pai

2. Name of Candidate (in this order: First, Middle. Last) 3 Address (include post office box or street, city, state, zip

Herman Lee Giger code) 2518 Rooseveltstreet Hollywood FL 33020

--------·--~---- -----··---.. ----4.. Telephone 5. E-mail address

.!_954 _1 49.i30~~--E-"®hotmru1:"_"'___ r::----·-··---·-··· _____ .. 6. Office sought (include district, circuit, group number) 7 If a candidate for a nonoarti!!lll1 office, check if GOVERNOR applicable:

0 My intent is to run as a Write-In candidatE __ ,. ______ ·-------------·----.,,.·----·-- ·---.. ·-----·-···-------------·-· 8 If a candidate for a partisan office, check block and fill in name of party as applicable: My intent is to run as a

D Wrile-ln 181 No Party Affiliation D __ .. . .. _ .•. --·· Party candidate

9 I have appointed the following person to act as my 0 Campaign Treasurer D Deputy Treasurer ___ ,.,. __ ---~--·------

_____________ ,,_,, ____ ,_, _______ 10 Name of Treasurer or Deputy Treasurer Herman Lee Giger

--· ··-·----···--··--.. ---'"··-···--------·· ---------·--11 . Mailing Address 12 Telephone

2518 Rooseveltstreet ( 954 ) 4043087 --.. -------·--·-·- --·--·-··---·· -... ________

13. City 14 County 15 State 16 .. Zip Code 17 E-mail address Hollywood Broward FL 33020 giger_2@hotmaitcom

18 I have designated the following bank as my 0 Primary Depository O Secondary Depository 1----··- ···-.. ---·---·-·· --·--=r ----·----------·---------------19 Name of Bank 20 Address WellsFargo Bank 1909 Tylerstreet -·---- ------r----· --- --·--· ···------r---·-----·---21 City 22 County 23. State 24. Zip Code

Hollywood Broward Florida 33020

UNDER PENALTIES OF PERJURY, J DECLARE 'THAT I HAVE REAP THE FOREGOING FORM FOR APPOINlMENT OF CAMPAIGN TREASURER A DESIGNATION OF CAMPAIGN DEPOSITORY AND THATlHE FACTS STATeD IN IT ARE TRUE.

------·······---··---· .. . - . ___ ,.. _____ .. ______ ,.. __ , __

25 Date 26. Signatur~ndidate

~:&-16JUL2013 ~ x /. ~--74 Ce-

27 Treasurer's Acceptance of Appointment (fill in the blanks and check the appropriate block)

I, Herman L Giger , do hereby accept the appointment -----------· --·-·--··--(Please Print or Type Name)

designated above as: 181 Campaign Treasurer D Deputy Treas41"er

16JUL2013 x //~~ ~~ ---···------------- - ---Date Signature of Campaign Treasurer or Dep\lt9 Tfeasurer

)l 11111 l c1 nn1n1 i:nn

RICK SCOTT Governor

KENDETZNER Secretary of State

July .23, 2013

I Iennan 1 ec Gige1 2518 Roose\ elt Street llollywood .. Florida 33020

Dear Mr.. Giger:

This will acknowledge receipt of the Appointment of Campaign Treasure1 and Designation of Campaign Depository for the office of Govemor, which was placed on !11e in our office on Jul~ 22, 2013 Your name has been placed on the 2014 active candidate list.

Campaign T reasur·er's Reports

Your first campaign treasurer's report will be due on October 10, 201.3 The report will cover the period of July 1,. 20D - September 30, 2013 All candidates who file reports with the Oi\ision of Elections arc required to file by means of the Division"s Flectronic Filing System (EfS) ..

Below is th~ weh add1css to access the EFS and yolll user identification number The enclosed sealed envelope contains your initial password Once } ou have logged in using the initial rassword,. you will be immediately prompted to change it to a confidential sign-on You, youi campaign treasurer. and deputy treasurer.~ me responsible for protecting these passwords from disclosure and are responsible for all filings using these credentials, unless the Division is notified that your ctcdentials have been compromised

EFS Website Address: https://efS dos.state 11 us Identification Number: 60566

Division of Elections R.A.. Gray Bldg . ., Rm .. 316 • 500 S Bronough St.. •Tallahassee, Flodda 32399-0250

Telephone: (850) 245-6240 • Facsimile: (850) 245-6259 elections .. myflorida .. com Commemomting 500 years ofFlo»ida history www .. !la500 .. com 111u1 r101\1ns rn

APPOINTMENT OF CAMPAIGN TREASURER AND DESIGNATION OF CAMPAIGN DEPOSITORY FOR CANDIDATES

(Section 106 021(1). FS)

(PL.EASE PRINT OR TYPE)

2013NOV 12 AMII: 16

. . -• ' •• ' '' \,' '" •J ,, : , ,'::on; i CF ELE~:; iil!NS

OFFICE USE ONI '. 1. CHECK APPROPRIATE BOX(ES): l ,) f..._._,,........,

0 Initial Filing of Form Re-filing to Change: 0 Treasurer/Deputy

. ..... Depository 0 Office 0 Pai

2 Name of Candidate (in this order: First, Middle, Last)

Captain Herman Lee Giger

4. Telephone

(954 ) 6657625 5 E-mail address

giger_2@hotmail .. com

6 Office sought (include district, circuit, group number) Governor Florida

_,._, ____ .......... _., __ ,_,_ .. ________ _

3. Address (include post office box or street, city, state, zip code) 2518 Rooseveltstreet Hollywood 33020 FL, USA

-'---~--------·---------·---· 7.. If a candidate for a nonpartisan office, check if

applicable: 0 My intent is to run as a Wr~e-ln candidate

e H a candidate tor a partisan office, check block and 1111 in name o1 party as applicable: My intent is to run as a

0 Write- In l8J No Party Affiliation D _______________ Party candidate

9.. I have appointed the following person to act as my l&I Campaign Treasurer O Deputy Treasurer -------.. ------ ----·----------···· 10. Name of Treasurer or Deputy Treasurer

Constance Ann Scarlett Giger 11 . Mailing Address

2518 Rooseveltstreet ----··-------,-----

~-;;-le~-h4-o~~-0-87------------~·----_l~---------·---·--.. -

13 .. City 14 County 17. E-mail address

Hollywood Broward 15 .. State

FL 16 Zip Code

33020 gigerc@gmaiLcom

18. I have designated the following bank as my 181 Primary Depository 0 Secondary Depository t--------·-·-----·-···--·--·"····--·--.. ·-----··"•'""""" . ----·--···----·-·--·-···-----·-······--·-·--·----·-----

19 Name of Bank 20 .. Address WellsFargo 19090 Tylerstreet -·--- -----'---~~---------~-·-----21 City Hollywood

22. County

Broward 23 State

FL 24 ZipCcde

33020

UNDER PENAL TIES OF PERJURY, I DECLARE TIIAT I HAVE READ THE FOREGOING FORM FOR APPOINTMENT OF CAMPAIGN TREASURER Al DESIGNATION OF CAMPAIGN DEPOSITORY AND THAT THE FACTS STATED IN IT ARE TRUE ..

-------- --·---··------------.-:::::-::::---:---;-------·-----·--·--·--·-·-··-------25. Date 26 Sign ure of C~idate

8 NOV 2013 X tf f, 27 Treasurer's Acceptance of Appointment (fill in the anks and check the appropr' t

1. Constance A S · Giger . do hereby accept the appointment .... ---·---------(Please Print orType Name) ______ ,, _____ _

designated above as: 18) Campaign Treasurer f O Deputy Treasurer.

8 NOV 2013 x ----- --------Date

(

AFFIDAVIT

MY NAME IS HERMAN LEE GIGER MY APPELLATION IS : CAPTION

MY ABBREVIATION OF MY APPELATION IS: CAPT.

THEREFORE APPELLATION AND NAME REFLECTS:

CAPT. HE~~ L. GIGER · / fl e. __ ..... (_ a;10 j .. ft4-? .,-~ {_ ,. (} j

SIGNATURE;

NOTARY ENDORSEMENT:

,/'· " .... --- f,

APPOINTMENT OF CAMPAIGN TREASURER ~ • I

'";·.!1l~.~(:~ ~·' AND DESIGNATION OF CAMPAIGN . <r',,f([•i~~- I v t:. L ·.

''-'.." r''r'f',,~. I DEPOSITORY FOR CANDIDATES 20/JNoy 12 •. ~!,~7

(Section 106.021(1). F S) AHt1:1c:

(PLEASE PRINT OR TYPE) :.:' '. (''• '· i' v

'- ') ~.f (~·;~ I

I / '/" f'• , _. . , .. • ,. I • ' I ..

NOTE: This form must be on file with the qualifying ........ _,.{I('"•~ ' '''"'

officer before ooenlna the camoalan account. , '' 'CifFtCE USE ONI

1. CHECK APPROPRIATE BOX(ES): :., ,.., .:..-A. t"",....tr---· ·, .(.;. . 2. .) 1 ~ ~ l ............. .-v

0 Initial Filing of Form Re-filing lo Change: 131 Treasurer/Deputy 0 Depository 0 Office 0 Pai

2 Name of Candidate (in this order: First, Middle, Last) 3. Address (include post office box or street, city, state, zip

Captain Herman Lee Giger cod~ 251 Rooseveltstreet Hollywood 33020 FL, USA ........ ______________ , ________

4. Telephone 5 E-mail address

(954 ) 6657625 giger._2@hotmail.com >--·--··-------·---- ·----· ----·-· 6 .. Office sought (include district, circuit, group number) 7. Ha candidate for a nonpartisan office, check If Governor Florida applicable:

[] My intent 1s to run as a Write-In candidatE

------···-···-·- ----·-··-···---·-·· i...------····--··-·-·--·-----·-------· 8 .. It a candidate for a partisan office, check block and lill In name ol party as applicable: My intent is to run as a

0 Write-In 181 No Party Affiliation D Party candidate

9. I have appointed the following person to act as my 181 Campaign Treasurer 0 Deputy Treasurer -·- ,, __ ,. _______ ............. ....... ---···-·--·---·-.. --.

10 .. Name of Treasurer or Deputy Treasurer Constance Ann Scarlett Giger

-----~·-----·-- -· 11 Mailing Address 12 Telephone

2518 Rooseveltstreet ( 954 ) 4043087 .----·-···· ---·--·····-· .. -· ... - ·--·- ------··· ----- ... ----.. ----···-·-.. ·-·-------13. City 14 County 15 State 16 Zip Code 17 E-mail address

Hollywood Broward FL 33020 giger.c@gmail.com

18 I have designated the following bank as my 181 Primary Depository D Secondary Depository ---····-·······--- ---

19 Name of Bank 20 Address WellsFargo 119090 Tylerstreet

---·--·-·---,. .. -----·· 21 City 22 County 23 State 24 Zip Code Hollywood Broward FL 33020

UNDER PENAL.TIES OF PERJURY, I DECLARE THATI HAVE REAi> THE FOREGOING FORM FOR APPOINTMENT OF CAMPAIGN TREASURER Al DESIGNATION OF CAMPAIGN DEPOSITORY AND THATlliE FACTS STATED IN IT ARE TRUE.

·-·------""" ·--·---·-

~ Signatz~:;i7·-~ ~/: 25. Date

8 NOV 2013

27 Treasurer's Acceptance of Appointment (fill in the blanks and check the appropriate(p!'ock) ..,,

I, Constance AS Giger ··--·-- , do hereby accept the appointment ·--···-----·-··---

(Please Print or Type Name)

designated above as: 181 Campaign rreasurer D Depu,tY Treasurer

C' 8 NOV2013 x ~: ,__ ~ .J - ·-· ·--·-· Date Signature <l Campaign Tre1 su(l&r or Deputy Treasurer

. . .. . -. a1 u.is. , Q..'J nnn1 z: n.

AFFIDAVIT

MY NAME IS HERMAN LEE GIGER MY APPELLATION IS : CAPTION

.. RECEIVE:.·· . • c:i•····i····, -L' iJc.:.1> ... :~i.~::.tT· :•: . . . 2013 NOV I 2 AfJ II: I G

'iC... • . , .. 1.1· 1 0.. ... .. ' '' •• • · .J .... {\ 1• c: 1 ·•· · 1 tor· .... ... ·- , 1~;;;:

M''{ ABBREVIATION OF MY APPELATION IS: CAPT ..

THEREFORE APPELLATION AND NAME REFLECTS:

CAPT. HERMAN L .. G!GER ~ t2, Cce/I ~~<- if/

SIGNATURE; . I

NOTARY ENDORSEMENT: '-.::e:~'_(__c __ ~

( (

FLORIDA DEPARTMENT OF STATE Ken Dctzner·

Secrotar) of State

DIVISION Of- ELECTIONS

December 11, 2013

Constance Ann Scat lett Gigei, Treasuter

Heiman Lee Giger

2518 Rooseve It Stiect l lollywood, FL JJ0::!0·.3020

Re: CAN 60566

Dear Ms .. Giger:

Your campaign tieasurer's 1ep01t, which was due Decembet IO, 2013, has not been received.

Section I 06 .07(8)(b ), Flotida Statutes, requires that the filing officer immediately notify you of the failure to file this report and that a fine will be assessed of $50 per day for the first 3 days late and,. theteafter $500 per day, although a fine cannot exceed 25% of the total receipts or expenditmes, whichevei is greater, fot the period covered by the late repott Howevet, for the reports immediately preceding each ptimaty and general election, the fine shall be $500 pet day for each late day, not to exceed 25% of the total receipts or expenditures, whichever is greater, fot the period coveted by the late rcpon

Once your report is filed, this office will notify you of the specific amount of your fine Fines must be paid to the filing officer within 20 days of receipt of the payment due notice

Please be ad~ised, however, that failure to file a campaign treasurer's repoJt may constitute a violation of Chapter 106, Florida Statutes, independent of the automatic fine violation referenced above Therefore, if you fail to file a report, the division will turn the matter over to the Florida Elections Commission

Section I 06 265(1 ), Florida Statutes, authorizes the Florida Elections Commission to impose a civil penalty up to $1,000 per count for each willfUl violation of Chapter 106

If you have any questions, please contact the help desk at (850) 245-6280

Sincerely,

(.i~w((r&,, <:Jiwui)A_ __ - ~ '\ l~ Kristi Reid Bronson, ief (! Bureau of Election Records

cc: Herman Lee Giger

Candidate for Governor

The RA Gray Building-Room 316 • 500 South Bronaugh Street • Tallahassee FL 32399-0250 • (850) 2~5-6240 FAX: (850)245-6260 • WWW Address: http://www.dos . .statefl us • E-Mail DivE!ecrions!di,dos . .stare fl.u,

Flmida Division of Elections -("-'~ctronic Filing System /--~

l,

~ T~ea~ur er R~port Statu~

ID: 60566 Name: Herman Lee Giger

Report: 2013 - Mll - 3

Election: 2014 General Election

Covers: 11/1/2013-11/30/2013

Due: 12/10/2013

Filed: 12/11/2013 2:40:01 PM

Reviewed: 12/11/2013

File Method: Web Filed

Entry Method: Web Data Entry

Pending Queued Items: o

Print Date: 12/12/2014 10:16:14 AM

D Amended ~Waiver

File Status: Filed Report

Review Status: Reviewed

Detail Complete: No Detail Records Found

Number of Detail Records

Contributions: O

Expenditures: 0

Fund Transfers: 0

Distributions: O

To Print Report: Right Click Mouse and Select 'Print'

http://efabatch/P1 intRepo1tSubmitted.aspx? AcctNum=60566&SeqNum=3

Page 1of1

12112/2014

Floiida Division of Elections -(' ~ctronic Filing System (

~ Treasurer Report Status

ID: 60566 Name: Herman Lee Giger

Report: 2013 - M12 - 4

Election: 2014 General Election

Covers: 12/1/2013-12/31/2013

Due: 1/10/2014

Filed: 1/12/2014 10:02:33 PM

Reviewed: 1/12/2014

File Method: Web Filed

Entry Method: Web Data Entry

Pending Queued Items: o

Print Date: 12/12/2014 10:16:38 AM

An1ended 0 Waiver

File Status: Filed Report

Review Status: Reviewed

Detail Complete: No Detail Records Found

Number of Detail Records

Contributions: 0

Expenditures: 0

Fund Transfers: O

Distributions: 0

To Print Report: Right Click Mouse and Select 'Print'

http://efabatch/PrintRepo1tSubmitted .. aspx?AcctNum=60566&SeqNum=4

Page I of I

12/12/2014

February 11, 2014

r· I.

FLORIDA DEPARTMENT OF ST ATE Ken Detzner·

Secretary of State

DIVISION OF ELECTIONS

Constance Ann Scarlett Giger, Treasurer Herman Lee Giger

2518 Roosevelt Street Hollywood, FL 33020-3020

Re: CAN 60566

Dear Ms Giger:

Your campaign treasurer's report, which was due February l 0, 2014, has not been received.

Section I 06 .. 07(8)(b), Florida Statutes, requires that the filing officer immediately notify you of the failure to file this report and that a fine will be assessed of $50 per day for the first 3 days late and, thereafter $500 per day, although a fine cannot exceed 25% of the total receipts or expenditures, whichever is greater, for the period covered by the late report However, for the reports immediately preceding each primary and general election, the fine shall be $500 per day for each late day, not to exceed 25% of the total receipts or expenditures, whichever is greater, for the period covered by the late report.

Once your report is filed, this office will notify you of the specific amount of your fine Fines must be paid to the filing officer within 20 days of receipt of the payment due notice ..

Please be advised, however, that failure to file a campaign treasurer's report may constitute a violation of Chapter 106, Florida Statutes, independent of the automatic fine violation referenced above. Therefore, if you fail to file a report, the division will turn the matter over to the Florida Elections Commission.

Section l 06..265(1), Florida Statutes, authmizes the Florida Elections Commission to impose a civil penalty up to $] ,000 per count for each willful violation of Chapter 106.

If you have any questions, please contact the help desk at (850) 245-6280

Sincerely,

~,.~~~~-Kristi Reid Bronson, Chief Bureau of Election Records

cc: Herman Lee Giger

Candidate for Governor

The RA Gray Building-Room 316 • 500 South Bronough Street • Tallahassee Fl 32399 .. 0250 • (850) 245-6240 l=A X·, IR"O'\ ?44'-l\?hO e WWW Addn~~-~: httn://www .. do~ statfl'.flus • F:-M111'l T>i'vf:/pl''finn('tmdn( (fnlP fl 11t

Florida Division of Elections 1.r.-'ectronic Filing System (

@ Treasurer Report Status

ID: 60566 Name: Herman Lee Giger

Report: 2014 - Ml - 5

Election: 2014 General Election

Covers: 1/1/2014-1/31/2014

Due: 2/10/2014

Filed: 2/12/2014 5:22:07 PM

Reviewed: 2/12/2014

File Method: Web Filed

Entry Method: Web Data Entry

Pending Queued Items: O

Print Date: 12/12/201410:17:06 AM

Amended ~j Waiver

File Status: Filed Report

Review Status: Reviewed

Detail Complete: No Detail Records Found

Number of Detail Records

Contributions: O

Expenditures: O

Fund Transfers: O

Distributions: 0

To Print Report: Right Click Mouse and Select 'Print'

http://efabatch/P1intRepo1tSubmitted .aspx? AcctNum=60566&SeqNum=5

Page 1 of 1

12/12/2014

Florida Division of Elections -y' '<:tronic Filing System (

-~- Treasurer Report Status

ID: 60566 Name: Herman Lee Giger

Report: 2014 - MS - 9

Election: 2014 General Election

Covers: 5/1/2014-5/31/2014

Due: 6/10/2014

Filed: 6/11/2014 1:01:52 AM

Reviewed: 6/11/2014

File Method: Web Filed

Entry Method: Web Data Entry

Pending Queued Items: O

Print Date: 12/12/2014 10:17:29 AM

El Amended itJ Waiver

File Status: Filed Report

Review Status: Reviewed

Detail Complete: No Detail Records Found

Number of Detail Records

Contributions: 0

Expenditures: 0

Fund Transfers: 0

Distributions: 0

To Print Report: Right Click Mouse and Select 'Print'

http://efSbatch/PrintReportSubmitted.aspx?AcctNum=60566&SeqNum=9

Page 1 of 1

12/12/2014

Unique ID

35029

(

HISTORY NOTES Herman Lee Giger - 60566

(

Date Recorded Last Edited Date

11/13/2013 8:08:00 AM

Re: Resignation Letter for Primary Treasurer

Orginally Recorded By

elalexander

Received an email from Mr Giger stating to the effect that he has faxed in a resignation letter for primary treasurer Below is the following email that was sent:

Dear Mrs Alexander just after i faxed it off i read this message here I hope its going to reach you ,it was faxed to the director ATTN Erica

Best regards

HermanGiger Hollywood FL

Processed fax this morning

35018 11/12/2013 3:16:00 PM

Re: OS-DE 9 w/ No Resignation Letter

elalexander

Received a call from Mr Giger regarding the paperwork that he sent to our office to appoint Ms Constance Giger as Primary Treasurer. Below are the details from the conversation:

~ Instructed him that a letter must be sent to our office stating his resignation as Campaign Treasurer and the appointment of Ms Constance Giger as the new Campaign Treasurer

- Instructed that he will submit to our office in a few days

35015 11/12/2013 2:58:00 PM elalexander

Re: OS-DE 9 wl No resignation letter

The following (follow-up) email was sent to Mr. Giger's email Below is the email that was sent:

Dear Mr Giger

This is a follow-up email in regards to the voice message that I left for you earlier today We have received your DS-DE 9 for Re-filing to Change Campaign Treasurer in our office on November 12, 2013 However, along with the DS-DE 9 a form of written resignation with a signature is required to process all paperwork This letter should state that you are resigning as Primary Treasurer and appointing Ms Constance Ann Scarlett Giger as your campaign treasurer You can choose either of the following options in submitting the information to our office: •Mail "Fax to either number (850) 245-6259 or (850) 245-6260 •Email - This can be done by scanning the signed letter and then emailing it to E!ecRecords@dos myflorida com

If you should have any further questions, please contact our office at (850) 245-6240

Erica Leondria Alexander Regulatory Specialist I Bureau of Election Records Florida Department of State RA Gray Building 500 S Bronough Street Tallahassee FL 32399

Note: This response is provided for reference only and does not constitute a formal legal opinion or representation from the Department of State or the Division of Elections As applied to a particular set of facts or circumstances, interested parties should refer to the Florida Statutes and applicable case law, and/or consult an attorney to represent their interests before drawing any legal conclusions or relying upon the information provided

Page 1 of 3 12/12/2014

Unique ID

35014

( HISTORY NOTES

Herman Lee Giger - 60566

(

Date Recorded Last Edited Date

11/12/2013 2:47:00 PM

Re: DS·DE 9 Appointment of Campaign Treasurer w/ No Resignation Letter

Orginally Recorded By

elalexander

Called the contact number that is on file for Mr Giger and left a detailed voicemail for him to send a letter with a signature to our office in regards to his resignation as Primary Treasurer and the appointment of Ms Constance Giger as his new Campaign Treasurer

33913 8/8/2013 9:49:00 AM lbelvin

RE: Letter request title being referenced in front of his name

8-8-2013 9:50am

I called and explained that he wanted the Title Capitain in front of his name I explained that the reason Dr .Joe Smith is listed the way it is listed on our website is because he had his name legally changed to Dr. Joe Smith He said that his title is federally published and everyone know him by this name. I asked him to send our office something that state that Captain Herman Giger is how people know him and I will let the Bureau chief review it when she returns to the office If there is any additional information that we need I will call him and let him know He said that he would send me another email with the emal adress to the AVA website to search his credentials

·-------------------· 33895 8/5/2013 4:50:00 PM lbelvin

RE: Letter request title being referenced in front of his name

4:45pm

The following email was sent because the number listed is no longer his number

Hey Mr Giger

I tried to contact you at 954··494-3087 and was told that this was no longer your telephone number I am trying to reach you to discuss your letter requesting that "Captain" be reflected on our website in front of your name

Please contact me directly at 850-245-6251 so that we can discuss this matter in further detail

Thank You

33840 7/29/201310:43:00 AM ljrandolph

RE: Incomplete paperwork 7/8/2013

Errors: Not signed by treasurer faxed form and box 3 had two different offices that the candidate was applying for

I spoke with Mr Giger and explained to him that we are in reciept of his paperwork and that it is incomplete I explained to him the errors and asked him to resubmit the form asap -------------·--------

33783 7/23/2013 3:28:00 PM ljrandolph

RE: Incomplete Paperwork (Phone call)

I called and left a voicemail, and emailed Mr. Giger about the incomplete application that we received In the messages I explained to him that box 6 need to state " Governor" only I told him to refill out the paperwork and resubmit it asap LJR 7/18/2013

Page 2 of 3 12/12/2014

Unique ID

33781

Incomplete paperwork (E-Mail)

Dear Mr Giger

;

1.

HISTORY NOTES Herman Lee Giger - 60566

{"

I

Date Recorded Last Edited Date

712312013 3:27:00 PM

Orginally Recorded By

ljrandolph

We are in receipt of your initial paperwork for the office of Governor, but we are unable to process the application because Box 6 on the DSDE -9 is incomplete The last time we spoke you told me that you want to run for governor and if so you only need to state Governor in box 6 and nothing else Would you please resubmit another application with the necessary corrections

If you have any questions please call the Division of Elections and ask to speak with Lenard Randolph @8502456240

Thank you, Lenard Randolph Regulatory Specialist I -··--------------------------------------------

Page 3 of 3 1211212014