'f.he pxxo:q reference

Ii ·

Zfitill NOV ! 1 P \O: 5q

FINANCIAL

mscLOSURE OFF!CENovember 12, 2004

Judge Mary M Lisi, Chair Connnittee on Financial Disclosure Judicial Conference of the United States One Columbus Circle, N.E. Washington, D.C. 20544

Dear Judge Lisi: Re: Calendar Year 2003 Filing

Please forgive this tardy response to your letter of September 17, 2004 inquiring about·my 2003 Financial Disclosme Report.

·

· In Part I, line 1, I listed myself as the executrix of-·estate. I believe that this listing wa premature because, although-died in October of 2003, I was not qualified as the executrix of his estate until June of 2004. Please accept this letter as an amendment to my report, deleting the reference to myself as executrix of estate.

2002 report.

In Part ill B, I omitted the name of The This was true in 2002 also, so please consider this letter as an amendment to my

In Part VII, page 10, line 8 I listed ''Mineral Royalty Interest." On line 9 I listed Exxon Mobil. On the next page under Additional Information or Explanations under "VII(9) I explained "1/4 interest in. a miner.al royalty inherited in August 1999, paid through decedent's law firm" Unfortunately

, this e}...rplanation should have been labeled "VII(8)'' because it refers to the mineral royalty intereSt and not . , to Exx.op. Mo bit_. Mobil is to stock owner_ship. The mineral royalty interest was

inherited and it is paid directly to them from their deceased -law firm. Upon inquiry I have learned that the interest is both a working and royalty interest on properties located in Webb County, Texas. The enterprise is Houston Exploration Co. in Houston, Texas.

telephone. I hope these answers satisfy th<? deficiencies in my report. Ifnot, please do not hesitate to

Very truly yours, i):t,.f;-:i:r1a1 Sigi..lG' i;·'�t::.l.inda 11ar:..""?·:.,.:::·

Melinda Harmon United States District Judge

:EYmniner

141001 08/26/2004 THU 10:04 :M. HARMON

MELINDA HARMON UNITED STAT£S DISTRICT JUCIG.E

SOUTHll:RN l:llSTRICT DF TEKA&

UNITEEI l!ITa.TBIS COURTtlOUlilt

515 RUSIC: -'VENUE

HOUSTON, TEXAS 77002

August 26, 2004

SaF INITIATED DMENT

Ms. Dorothy J_ Abell Financial Reports Article m Judges Divjsion Via facsllnilc transmittal: 292-502-l 899

Re: .Financial Disclosure Report 2003 Calendar Year

Dear Dottie,

As you instructed, t am attaching a new page to be inserted into Judge Harmoio.'s - Financial Disclosure Report for 2003. Under Section vn,. Page 2, the date of the exchange of the

Phillip Morris stock should be 1/27/03 and not 1/27/04. I also acl"llawledgcthatyouhavc advised that future reports should list only the month and day.

Thank you again for your consideration and usistance.

Veey truly yours,

Taylor, Secretary to­Mclinda Hmmon

· United States District Judge

En.closure

•••••

I I

Common Stock. AccOunt 1 lconlinuedl

A

Corp.

08/26/2004 THU 10 04 lt:. HARMON @002

FINANCIAL DISCLOSURE REPORT Df Penan Aeparltng

MELINDA. HARMON Dale al Rapol1 ust 3, 2004

VII. Page 2 INVESTMENTS and TRUSTS - inoome, value, transactions (Includes those of spouse and dependent children. Sse pp. 36·54 of lnstryidions.) SB..F INITIATED

NONE (No reportable income, assets, or transactions.)

1 Trust #1 (mnlinued)

International Business Machines

J P Morgan Chase & Co

Johnson & Johnson

Marsh & McClennan Cos., Inc.

McGraw HDI Cos. Inc.

Medco Health Solutions, lrac. Spfn..Off 8/19/03 J

Merck & Co.; Inc.

Merrill lynch & Co., Inc .

Microsoft Corporation .

Pepsico Incorporated

Pfizer Incorporated

*Phillip Morris Exchange 1/27/C13

Procter & Gamible Co.

Rockwell Collins. Inc.

, Rockwell Automation, Inc.

POSITIQN NAME OF ORGANJZA.TION/ENITJX

PARTIES AND TERM�

--

.- )> <

Report Required by the EthicsFINAl"'iCIAL DISCLOSURE REPORT A0-10 in Government Act of 1978

Rev.1/2004 Calendar Year 2003 (5 U.S.C. app. §§ 101-111)

2. Court or Organization 3. Date of Report l. Person Reporting (Last name, First name, Middle initial)

Hatman, Melinda United States District Court 813/2004

4. Title (Article m Judges indicate active or senior status; S. ReportType (check appropriate type) 6. Reporting Period magistrate judges indicate run-or 1?311-time)

Q Nominatioi1, Date 1/1/2003 U. S. District Judge, Active to

0 luitial @Armual 0 Final 12/3112003

7. Chambers or Office Address 8. On the basis ofthe infbrmation contained in this Report and any

United States Courthouse modifications pell'laining thereto. it is, in my opinion, in compliance with applicable laws and regulations.

515 Rusk, Suite 9114 Date

Houston, Texas 77002

IMPORTANTNOTES: The Instructions accompanying this form must be followed. Complete all parts, checking the NONE box. fur each part where you have no reportable infonnation. Sign on last page.

L POSmONS. (R.cporting tndivictuat only; sec PP· 9-13 otfiling instructions>

0 NONE - ·(No reportable positions.)

1. Executrix

(Reporting individual only; see pp. 14-16 of filing instructions) Il. AGREEMENTS.

Ii!! NONE

1.

-,, -0 (.I) n :0 r- ::i:.. o:!J c:: m Cl);;:e en C::l> : ::o J ml"Tle":I --o.£,:

-,, (=) . .

m J"IJ 0 ... ...

• oJ

0

SOUR.CE AND TYPE GRO$S INCOMI

SOURCEANP ME

SOVRCE DESCKJPTION

' FINAl CIAL DISCLOSURE REPORT Name of Person Reporting

Hannon, Melinda

Date of Report

3/312004

m. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions)

A. Filer's Non-Investment Incom l!!J NONE - (No reportable non-investment income.)

1. (yours. not si>ouse's)

B. Spouse's Non-Investment lncom ·(Ifyou were.married during any portion of the crtingyear, please complete this section. (dollar amount not required except for lilcmoraria)

0 NONE - (No reportable non-investment income.)

1. 2003

IV. REilv.IBURSEMENTS -transportation, lodging, food. entertainment.

(Includes those to spouse and dependent cbildnm. Sec pp. 25-27 ofin.,tructions.)

D NONE - (No such n:portablc rcimbumcmcnts.)

1. Liberty Fund Judicial Seminar, Phoenix. Ar. (meals and mom) January 8-12, 2003

DESCR.IPTION

CREDITOR DESCR1PTIQN

3. MBNA

--

J

" FINANCIAL DISCLOSURE REPORT Name of Person Reporting

Hannon. Melinda

Date of Report

81312004

V. GIFTS.

NONE

(Includes those to spouse and dependent children. See pp. 28-31 ofinstructions.)

- (No such reportable gifts.)

l.

SOURCE

VI. LIABILITIES. (Includes those ofspouse and dependent childrm. Sec pp. 32-34 of instructions.)

DNONE - (No reportable liabilities.)

1. Northwestern Mutual Life Secured Note

2. BankOne Credit Card .T

CrcditCard

4. Fleet Credit Card J

s. Capital One CrcditCard

6. Bank One Credit Card

-·

Stock.

New

·'.: : '.:. '·o=Appraisal ,:;:::

Name of Person Reporting Date a! Report · FINANCIAL DISCLOSURE REPORT MELINDA HARMON Au ust 3, 2004

.' VIL Page 5 INVESTMENTS and TRUSTS - income, value, transactions · Includes those of s ouse and de endent children. See

D NONE (No reportable income, assets, or transactions.)

1 Trust #1 (continued)

Common Account 2 continued

HSBC Holdings

ING Group NV

Koninklijke PhDips Electrs NV

Kookmin Bank

KT Corp

Korea Electric Pwr Co

Misc South Korea Index FD

Mitsubishi Cori>.

Mitsubishi Tokyo Finl

Morgan Stanley India INVT FD

Nestle SA

News Corp LTD ADR New

Nokia Corp

Novartis AG

Buy 4/11/03 J

Sell J

Sell J A

Buy J

Buy J

Buy J

Buy J

Sell ' J

Buy J

:.u=BookValue ·

D

Stock. continued

s

Sell

August3,

J

'I

Name of Person Reporting Dale of Report FINANCIAL DISCLOSURE REPORT MELINDA HARMON 2004

VII. Page 6 INVESTMENTS and TRUSTS -- income, value, transactions ·

Includes those of spouse and de ndent children. See . 36-54 of Instructions.

If not exempt from disclosure

NON.E (No reportable income, assets,. or transactions.)

1 Trust #1 (continued)

Common Account 2

NTT Docomo, Inc. Sell 12/18/03 J

PT Telekomunikasl

Pan American Beverages

Petroleo Brasileiro SA Petrobras Sponsored ADR

Sell (cash

1me er

6/12/03

5/08/03 J

B

c

Petroleo Brasileiro SA Spons ADR REP 1 Ord SHS

Posco Buy 12/12/03 J

Roche Holding Ltd.

Royal Dutch Petroleum

SAP Aktiengesellschaf

Shiseido ltd

Glaxosmithkline PLC

Sony Corp ADR New7f74 Sell 12/18/03 J

enta AGADR ·

Taiwan Semiconductor Mfg Co Ltd

Buy 9/03/03 J

'TDK Corp

.rr f ; ;; .,. ; '. ( .,-.• "i -.L 3 Value MethOd Codes: ··· · .. ·· (real estak• only)"' . s rit :•···:,:'

r'-.·, · V=Otl'ler : ::. ,,: . ,. W=Estimated ·: . . .

Stock,

Money Mkt.

J

August3,2004

c

·· · .:c. ·" V=Other · · · :w=Es!!miite .

Name of Person RE!llOrting C:ate of Report , FJNANCJAL DISCLOSURE REPORT MELINDA HARMON

VIL Pag 7, INVESTMENTS and TRUSTS income, value, transactions -

(Includes those of s ouse and de endent children. See 36-54 of Instructions. .

D NONE (No reportable income, assets, or transactions.)

1 Trust #1 (continued)

Common Account2 continued

Telecom Italia SPA

Telefonos de Mexico

Thom son

Total Fina Elf SA

Unibanco Uniao de Bancos, Brasilieros SA Globa

UBS AG Re

Unilever NV

Vondefone Grau PLC

Buy

Sell

2/18/0

12/18/03

J

J

J

WMC Resources, LTD

Cash and Account 2

Great Hall Investment Funds Tax Free

Bonds Account3

TEXAS A & M UNIV REVS FING SYS .QN 4.749% B/E CPN 4.750% DUE 5/15/2007

TEXAS WTR DEV BDR RV ST -REVOLVING FD-SR LIEN SER A B/E ON 4.375% CPN 4.300% DUE 7/15f2006

' . 3 · Vaiue Method Cot!es: 'Q:App sa' . R:Cost(real.esiateoolyl . :S-AsiieSsinent

, U=Bool:Vaiue

Money Market.

I l

T

August

s·v�. .��(' • ·, .I · . :W=Esllrnaled . . · ·

Name of Pellon Reporting Date of ReportFINANCIAL DISCLOSURE REPORT MELINDA HARMON 3, 2004

D NONE (No reportable income, assets, or transactions.) ·

1 Trust #1 (continued)

Bonds Account 3 (eontlnued)

TRAVIS CNTYTX HSG FIN CORP SIN GLE FAM MTG REV COMPOUND INT REGD MBIA DUE 11/1512016

Fort Worth Tx Wtr Swr Rev Ref & lmpt ON 4.95% B/E DUE 2/15/2010

Cash and Account 3

-Great Hall Investment Funds Tax Free

2 IRA#1

Exxon Mobil

D DIV 0

Redempllan Adj

Partial RedeqJllon

Partial Redempllan

1/08/03

1/08/03

1/17/03

J

J

J

AIM Aggressive Growth Fund

SB Money Funds

·. cr...AppraJsat ·

_,_ . . . ... .·U=Book Value ... \l=Olller . ·

A DIV L T

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT MELINDA HARMON Au ust3,2004

'VIL Page 9 · INVESTMENTS and TRUSTS -- income, value, transactions '

Includes those of s ouse and de ndent children. See . 36-54 of Instructions.

If not exempt from disclosure

D NON.E {No reportable income, assets, or transactions.) ·

3·1RA#2 A DIV K T

SB Mone Funds

AIM Aggressive Growth Fund

4 IRA#3

SB Money Funds

Triumph Resources

Zweig Close End Fund

AIM Aggressive Growth Fund

Alliance Premier Growth Fund

5- None N T

8 Real Estate c Rent K Q

Dallas, Tx, Parcel 1

7 Real Estate B Rent J Q

Dallas, Tx, Parcel 2

;_.,:­····'; . .,-:· - ;. 'i Jc; .• ': '

.;i, rr;::·

olic

l . . !

T

f < 6=AWrii1sli'1 · > • · •

W=Estiirated ,. · ...

Name at Person Reportlng Date of Report·FINANCIAL DISCLOSURE REPORT MELINDA HARMON Au ust3, 2004

', , .i

; . ·

D NONE (No reportable income, assets, or transactions.

8 Mineral Royalty Interest A Royal-ty J w

9 Exxon Mobil A Div K T

10AMGP None K T·

B Div K T

12 Northwestern Mutual Life "65 Life" policy #1 A Div J T

13 Northwestern Mutual Life •55 Life" policy #2 A Div J

14 Northwestern Mutual· Life "65 Life" #3 A Div J T

U=Book Value S- nt '.'.

: ; : . T shJMara1{ . :i ·Value Method Codes: · ..

August

furid,

Name of Person Reporting Date of Report ·. FINANCIAL DISCLOSURE REPORT MELINDA HARMON 3, 2004

ADDffiONAL INFORMATION OR EXPLANATIONS

VII (1) Trust#l. Common stock, Account 1

The values and amoun listed reflect a 3 /15 interest in the trust, which consis:ts ofthree different accounts. Each of the three accounts also contains a money market fund component The interest has decreased from 3/14 to 3/15 due to the birth of a new beneficiary in 2003.

*Altria Group Inc. was exchanged for Phillip Morns

**This money market component was left off inadvertently in the 2002 Report.

VII(5) . Participant's share is invested in the Index Equity Fund, a mutual and is a self-managed account investing in Dreyfus Appreciation Mutual !und.

VII (6-7) Undivided 1/8 interest in two pieces of property in Dallas, Texas. Date of appraisal, December 6, 1994.

VII(9) 1/4 interest in a mineral royalty inherited in August 1999, paid through decedent"

VII (11, 12, 13, 14) Throughinadvertance, these four life insurance policies were omitted in allprevicius reports.

_.

• • "" •mi: "-:: -

-- - --

si�� d:brlgin�l:�tid,?

. ;.:

• '

Name of Person Reporting Date of Report · · FiNANCAL DISCLOSURE REPORT MELINDA HARMON August 3, 2004

IX. CERTIFICATION

I certify that all information given above (including infonnation pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of _my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the atcceptance of gifts which have been reported are in compliance with the provisions of 5 U.S. C . app.• § 501 et. Seq., 5 U.S.C. § 7353 and Judicial Conference Regulations.

".'.tlf!':> - .. JJ'"- • • - _,. ,. • ' ' •

Signature August 3, 2004 - . '

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE. SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C , App.,§ 104.)

' ._

.. ·._ ..

,, . .. / iFiLING INSTRUCTIONS: • ' / : : ' ' '>1 ··:

':Man .. d itiona1 oopies 'io: _: . . .... '·co ��:fuh�i���i - r�&�ii�;i\.:" .. ,, . . . . ..

. . Administrative Offiee of the· '

United States CouttsSuite 2-301 · .

One Columbus Circle, N.E. Washington, D. C. 20544