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Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
Review of: Occurrence of mental illness following prenatal and early childhood
exposure to tetrachloroethylene (PCE)-contaminated drinking water: a retrospective
cohort
Critical Review of:
Occurrence of mental illness following prenatal and early childhood exposure to
tetrachloroethylene (PCE)-contaminated drinking water: a retrospective cohort
by: Jeffrey A Gutschmidt
For: Advanced Epidemiology, Fall 2016
At: Montana Tech of the University of Montana
Presented to: Professor Theresa Stack
Author Note
11418 NE 128th
St #58, Kirkland, WA 98034: (206) 325-3446
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Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Table of Contents
Background .......................................................................................... 5
Historic Usage of Tetrachloroethylene.................................. 5
Suspected or Known Human Disease Outcomes ................... 6
Study Description ................................................................................. 8
Study Rationale ................................................................... 8
Study Subjects. .................................................................... 9
Study Interviews/Questionnaire. ........................................ 10
Study Analysis. .................................................................. 12
Study Results. ................................................................... 13
Study Limitations. ............................................................. 13
Discussion .......................................................................................... 14
Study Strengths. ................................................................ 14
Study Weaknesses. ............................................................ 14
Study Hypothesis............................................................... 14
Study Bias and Error. ......................................................... 15
Study Findings. ................................................................. 16
Study Limitations. ............................................................. 17
Study Comparisons. .......................................................... 17
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Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Conclusion .......................................................................................... 18
References .......................................................................................... 19
Tables ................................................................................................. 21
Table 1 ............................................................................. 21
Table 2 ............................................................................. 22
Table 3 ............................................................................. 25
Figures ............................................................................................... 26
Figure 1 Subjects by Mental Health Outcomes. ................... 26
Figure 2 Initial Selection. ................................................... 26
Figure 3 Final Selection ..................................................... 27
Figure 4 Subjects by Status and Birth Year ........................ 27
Figure 5 Subjects by Status, Gender, and Race ................... 28
Figure 6 Subjects Available for Analysis ............................. 28
Figure 7 Subjects by Education Status. ............................... 29
Figure 8 Subjects by Employment Status ............................ 29
Figure 9 Subjects by Marital Status .................................... 30
Figure 10 Subjects by History of Major Illness. ................... 30
Figure 11 Subjects by Solvent Exposure in Employment ...... 31
Figure 12 Subjects by Hobbies with Solvent Exposure. ........ 31
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Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Figure 13 Age of Parents at Subjects Birth ......................... 32
Figure 14 Mother’s Education Level at Subjects Birth .......... 32
Figure 15 Father’s Occupation at Subjects Birth ................. 33
Figure 16 Mother’s Prenatal Care at Subjects Birth ............ 33
Figure 17 Mother’s Smoking Status at Subjects Birth .......... 34
Figure 18 Mother’s Alcohol Consumption at Subjects Birth . 34
Figure 19 Mother’s Marijuana Usage at Subjects Birth ....... 35
Figure 20 Mother’s Medical Complications ......................... 35
Figure 21 Mother’s Occupational Solvent Exposure ............ 36
Figure 22 Subject’s Family History of Schizophrenia .......... 36
Figure 23 Subject’s Family History of PTSD. ....................... 37
Figure 24 Subject’s Family History of Bipolar Disorder ....... 37
Figure 25 Subject’s Family History of Depression ............... 38
End Notes ........................................................................................... 39
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Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Background
Tetrachloroethylene (PCE) is a solvent that is manufactured and used in dry-
cleaning, degreasing, and in the manufacture of other chemicals (New York
State, 2016). It is found in consumer products such as paint, spot removers,
water repellents, brake and wood cleaners, glues, and suede protectors (New
York State, 2016). Tetrachloroethylene is also known by the following
synonyms: PERC, perchloroethylene, and PCE (New York State, 2016).
Historic Usage of Tetrachloroethylene
PCE was first used in the dry-cleaning industry in 1964 (State Coalition for
Remediation of Drycleaning, 2007). The dry cleaning industry is responsible for
90% of PCE usage in the U.S. (State Coalition for Remediation of Drycleaning,
2007). Prior to PCE, Stoddard Solvents had been in use since 1925 (Whittaker,
2013). However, the flash point of Stoddard Solvents being 104 degrees
Fahrenheit was problematic for the industry due to the risk of fires. Non-
flammable PCE became the preferred solvent due to safety concerns with
Stoddard Solvent and its increased effectiveness as a dry-cleaning solvent for
clothing (Whittaker, 2013). Production of PCE in the U.S. is declining. As of
2000 (most recent data available), only three companies in the US produced
PCE: Dow Chemical, PPG Industries, and Vulcan Chemicals (Newcombe, 2000).
Aside from dry cleaning, the next major industrial user of PCE is the degreasing
industry, which uses 80% of the non-dry cleaning PCE produced (Newcombe,
2000).
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Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Historic poor waste disposal practices and releases at dry cleaning
facilities nationwide have led to legacy pollution at an estimated 70% of the
more than 35,000 sites nationally (Keys, 1998). “PCE is heavier than water.
When spilled, it swiftly sinks, penetrating concrete, soil and practically anything
else in its way. When PCE reaches groundwater, it does not dissolve. Instead,
PCE can collect against bedrock, forming pools that remain volatile for decades
if the chemical is not removed or neutralized with other chemicals. Once in soil
and groundwater, PCE can resurface as toxic vapors seeping into buildings”
(Finley, 2016, p. 1). Accordingly, PCE is persistenti
when released in the
environment, is a major source of groundwater contamination in the U.S., and is
difficult to clean up. It may come from illicit disposal or leaking sanitary sewer
lines, in which municipal sewage authorities at one time permitted dry cleaning
wastes to be disposed (Keys, 1998). Today, most cleanup sites are identified
when property changes ownership, and banks perform Environmental Site
Assessmentsii
prior to loan approval (Finley, 2016).
Suspected or Known Human Disease Outcomes
According to Newcombe (2000) “In humans, PCE is known to cause toxic
effects in the liver, kidney, and central nervous system. It is suspected to cause
harm to reproductive and developmental health, and is a possible carcinogen.
The major human exposure route is inhalation of contaminated air” (p. 1) but
can also include ingestion of contaminated drinking water mainly form private
and municipal wells due to lack of testing and treatment (Finley, 2016). The U.S.
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Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Environmental Protection Agency (EPA) sets the maximum contaminant level
(MCL) for PCE in drinking water at 5.00 µg/L based on what EPA calls observed
acuteiii
health effects from PCE above the MCL, which include detrimental effects
to the liver, kidney, and central nervous system (United States Environmental
Protection Agency, 1995).
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Study Description
This retrospective cohort study looks at the relationship between prenatal
and early childhood exposure to tetrachloroethylene (PCE) in drinking water and
an increased risk of depression, bipolar disorder, post-traumatic stress
disorder, and schizophrenia among adults from the Cape Cod region of
Massachusetts (Aschengrau, et al., 2012).
Study Rationale
From the 1960s through the early 1980s public water companies in
Massachusetts installed vinyl lined asbestos cement (VL/AC) water pipes to
correct issues with high pH drinking water. These pipes were sprayed with PCE.
Tests in 1980 showed that large quantities of PCE were leaching from these
pipes into the drinking water of affected residents (Ashengrau, et al., 2012).
This study attempts to look at one set of possible human health effects from
these known exposures.
Drinking water levels in Cape Cod, one of the affected communities, were
measured at a range of 1.5 to 7,500 µg/L. Previously published research (see
Study Comparison) has linked PCE exposure in children of dry cleaners to a 3.4-
fold increase in the relative risk of developing schizophrenia (Aschengrau, et
al., 2012). Following the 1980 tests, pipes were flushed with the goal of
reducing PCE levels in drinking water to below 40 µg/L, the suggested action
level at the time, whereas the modern MCL, per U.S. EPA guidelines for PCE, is 5
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Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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µg/L (United States Environmental Protection Agency, 1995)/ (Aschengrau, et
al., 2012).
Study Subjects.
Eligible subjects were selected from persons born to married women who
lived in the identified Cape Cod towns with affected water supplies and who
were born from 1969 through 1983 (Aschengrau, et al., 2012). Maternal
addresses were cross-matched with utility records that showed the location and
installation year of the VL/AC pipes (Aschengrau, et al., 2012). Based on this
information, two index groups were initially selected based on exposure status
(N=1,910) (Aschengrau, et al., 2012), (Figure 2). Additionally, another 1,202
subjects were identified as being older siblings of the index subjects who were
also born between 1969 and 1983 and they were initially considered to be
unexposed because they were born prior to the family moving to the affected
address. Birth records for each study subject were examined including the
name of the subject, name of the parents, birth date (Figure 4), birth weight,
gestational duration, and the parents’ age (Figure 13) and education level
(Figure 14) at the time of birth (Aschengrau, et al., 2012).
Next, study subjects were traced to obtain addresses and phone
numbers. Letters were sent to successfully traced subjects, and a questionnaire
was included in the letter with a request that it be completed and returned
(Aschengrau, et al., 2012), (Figure 3).
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The final group of subjects consisted of 1,512 (Table 1) persons, of
whom 585 were exposed index subjects, 562 were unexposed index subjects
and 365 were unexposed older siblings of index subjects (Aschengrau, et al.,
2012). However, during the detailed exposure assessment that followed, 414
subjects (27.4%) changed status from exposed to non-exposed (Aschengrau, et
al., 2012), (Figure 6). The demographic make-up of study subjects was
predominantly college educated women in their late twenties who were
employed and either married or cohabitating with a partner when they
completed the questionnaire (Aschengrau, et al., 2012), (Figure 5).
Study Interviews/Questionnaire.
According to Aschengrau (2012):
A self-administered questionnaire was sent to all successfully
traced subjects to gather information on each subject’s demographic
characteristics including race, ethnicity, current marital status [(Figure 9)],
educational level [( Figure 7 )], and occupation [(Figure 8)]; personal
history of chronic illnesses [(Figure 10)] and obstetrical and gynecological
problems [(Figure 20)]; family history of mental disorders [ (Figures 22-
25)] occupational and non-occupational sources of solvent exposure
[(Figures 11-12)] and residences from birth through 1990, including the
exact street address and calendar years of residence for all Cape Cod
addresses. Information was also collected on the occurrence of four
mental illnesses: depression, schizophrenia, bipolar disorder or manic-
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depressive disorder, and post-traumatic stress disorder (PTSD) [( Figure
1)]. In particular, subjects were asked if a doctor or health care provider
ever said that they had the illness, and if the subjects responded
affirmatively, they were asked for the year of diagnosis. Lastly, the survey
gathered information on the subject’s knowledge of the PCE
contamination and self-assessments of their PCE exposure [(Table 2)].
Additional data were also available for 81% of subjects whose
mothers participated in our [Ann Aschengrau et al.] prior study on the
impact of PCE exposure on reproduction and development. These data
included maternal characteristics, such as changes in marital status;
cigarette smoking [(Figure 17)], alcoholic beverage consumption [(Figure
18)], marijuana use [(Figure 19)], medical and obstetrical complications,
and prenatal care during the subject’s gestation [(Figure 16)]; breast
feeding practices; and exposure to solvents[( Figure 21 )]. We attempted
to collect information on the mother’s water consumption and bathing
habits during the subject’s gestation and the subject’s consumption and
bathing habits during childhood, but this information could not be
recalled by a sizable portion of women and the prevalence of key
variables was relatively low. Thus, these data were not incorporated into
our [Ann Aschengrau et al.] present analyses. (p. 9)
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Study Analysis.
Relative risk ratios (RR) were used to estimate the strength of association
between exposure and disease. Crude analysis was performed and then a
statistical model called GEE (generalized estimating equationiv
) was applied to
account for non-independent outcomes from several children in the same
family. Of the subjects of interest 39% were siblings (Aschengrau, et al., 2012).
A confidence interval of 95% was established for the evaluation of relative risk
ratio data (Aschengrau, et al., 2012).
Confounding was addressed with adjusted GEE analysis. This analysis
considered the following criteria “gender, race, age, birth weight, gestational
duration, history of chronic illnesses and obstetric/gynecologic problems
predating the occurrence of any mental illness, and history of solvent-related
jobs and hobbies; family history of mental illness (including depression,
schizophrenia, bipolar disease and post-traumatic stress disorder among first
degree relatives); the mother’s age and educational level when the subject was
born; paternal age, educational level and occupation when the subject was
born; the mother’s prenatal care, multivitamin use, alcoholic beverage
consumption, cigarette smoking, marijuana use, medical conditions, and
obstetrical complications when she was pregnant with the subject;
breastfeeding history; number of live-born siblings and sibling deaths; and
maternal history of solvent exposure” (Aschengrau, 2012, p. 12).
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Study Results.
Twenty-two percent of the study subjects reported having at least one
mental illness. The breakdown of these illnesses was 17.5% depression, 3.7%
bipolar disorder, 4.8% post-traumatic stress disorder, and 0.03% schizophrenia.
Four percent of the subjects reported having more than one mental illness.
Increase in risk of depression was not reported. However, increased relative risk
scores were observed in bipolar disorder at a 1.8-fold increase, post-traumatic
stress disorder a 1.5-fold increase, schizophrenia a 2.1-fold increase (Table 3)
(Aschengrau, et al., 2012).
Study Limitations.
Exposure misclassification is likely an issue with this study. Reporting
bias is also suspect (see Study Bias and Error). The prevalence of illness in the
study group was lower than that observed in the general population surveys of
the United States: 2001-2003, lifetime prevalence of depression 22.7%, dipolar
disorder 4.5%, and PTSD 8.2%. based on a nationally representative sample of
30-44-year-old adults (Aschengrau, et al., 2012).
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Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Discussion
The following sections comprise a critical review of this study.
Study Strengths.
This study clearly demonstrates an association between exposure to PCE
and some increased risk of negative mental health outcomes, especially bipolar
disorder and PTSD.
Study Weaknesses.
The demonstrated associations are not as strong as they might be due to
likely errors in classification of the study participants (exposed versus non-
exposed). For this reason, “the relative risk or odds ratio tends to be diluted”
(Gordis, 2014, p. 7598).
Study Hypothesis.
Specifically, no formal statement of a hypothesis was made, as such. Nor
was a stated null-hypothesis tested. However, in the opening lines of the study
paper the following statement is made, which could be taken as the study
hypothesis: “This retrospective cohort study examined whether early life
exposure to PCE contaminated drinking water influenced the occurrence of
depression, bipolar disorder, post-traumatic stress disorder, and schizophrenia
among adults from Cape Cod, Massachusetts" (Aschengrau, et al., 2012, p. 4).
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Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Study Bias and Error
Exposure misclassification, a form of nondifferential misclassification which
tends to dilute the observed relative risk to a score closer to parity with one
(Gordis, 2014), may be an issue with this study. This is suspected because,
for instance, the association (relative risk) of exposure to PCE and
schizophrenia was much lower than the rate reported in the Perrin study (2.1
vs. 3.4) (see Study Comparisons). Historical exposure measurements were not
available and estimates were used in place of real data based on EPANET water
distribution software (Aschengrau, et al., 2012). Additionally, the study
participants were highly weighted toward female over male (60.7% vs. 43.5%),
more likely to have a more highly educated mother (61.0% vs. 49.3%),
predominantly white, over 98%, and more likely to have a mother who
participated in a previous study (81%) conducted by the same authors of this
study (Aschengrau, et al., 2012). Taken together, this indicates a possibility for
selection bias, though the author points out that an equal proportion of
exposed and non-exposed subjects had similar characteristics (Aschengrau, et
al., 2012). The participant pool disproportionately came from a more highly
educated portion of the population. Gender and racial bias are possible because
the study is highly skewed toward white female respondents. Recall and/or
reporting bias are possible (Gordis, 2014) because the data on mental health
outcomes was based on self-reports (Aschengrau, et al., 2012). The accuracy of
self-reports may be affected by lack of knowledge (recall bias) of actual health
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Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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outcomes or an underreporting due to the social stigmasv
associated with
mental illness (reporting bias). Note that the lifetime prevalence rates of mental
illness reported in this study were lower than rates reported nationally for the
age group of 30-44 year-old adults from 2001-2003 (Aschengrau, et al., 2012).
Additionally, the study authors reported that confounding errors may be
present in the study design due to “missing data on several risk factors for
mental illness” (Aschengrau, et al., 2012, p. 16). Finally, a low response rate of
eligible participants reduced the overall statistical power (1-β) of the study - a
type II error which can cause a false conclusion that treatments (exposed vs.
unexposed) do not differ, when in fact they do (Gordis, 2014).
Study Findings.
The study concluded that subjects with prenatal and early childhood
exposure to PCE had a 1.8-fold increased relative risk or bipolar disorder and a
1.5-fold increased relative risk of post-traumatic stress disorder (Aschengrau, et
al., 2012). The study showed an increased relative risk for schizophrenia of 2.1
(Figure 1) but the sample size of persons reporting this disorder was too small
to make meaningful inferences. Moreover, a greater association of risk of
bipolar disorder and post-traumatic stress disorder was demonstrated amongst
participants who were shown to be more highly exposed to PCE with relative
risk scores of 2.7 and 1.7 respectfully (Aschengrau, et al., 2012).
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Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Study Limitations.
This study was limited by low response rates (Aschengrau, et al., 2012),
misclassification bias, gender and race selection bias, and recall and reporting
bias from self-reporting (Aschengrau, et al., 2012). Together, these factors led
to reduced statistical power (Gordis, 2014) of the study and likely differential
misclassification (Gordis, 2014) which probably reduced the observed effects of
prenatal and early childhood exposure to PCE.
Study Comparisons.
A similar cohort study by Perrin et al in 2007 showed a clear connection
between exposure to PCE in dry cleaners and risk of schizophrenia in their
offspring (Perrin, et al., 2007). In Perrin et al., 88,829 live offspring were
followed from 1998 onward. Of these persons, 637 were admitted to the
hospital for schizophrenia (Perrin, et al., 2007). A relative risk ratio (Gordis,
2014) was calculated that showed a 3.4 times increased risk of schizophrenia
among children born to parents who were dry cleaners versus children whose
parents had some other occupation. The confidence interval of this study was
95% (1.3-9.2 range, p=0.01) and the results were controlled for by parental age,
a recognized risk factor for schizophrenia (Perrin, et al., 2007).
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Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Conclusion
In conclusion, more research is needed to draw a clearer connection
between prenatal and early childhood exposure to PCE and bipolar disorder,
post-traumatic stress disorder, and schizophrenia. However, the population of
exposed persons from the Cape Cod area, is an excellent population source for
this type of research because of its size and the length and magnitude of its
PCE exposure. Further research in this area could lead to more sensible policies
for PCE use in the workplace and other settings. Human exposure to PCE can
come from exposure to vapors, physical contact, or through exposure to
contaminated drinking water supplies. Additional research has the potential to
uncover and possibly mitigate negative health outcomes in exposed
populations. Lessons learned from this study, that would benefit future efforts
to study the effects of PCE exposure, include, the importance of trying to
achieve higher response rates—perhaps through door-to-door survey gathering
techniques—and controlling for reporting or recall bias through, mechanisms
such as, in-person interviews to more clearly establish mental health outcomes
among respondents. Unfortunately, both measures would likely lead to
significant increased cost.
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References
Aschengrau, A., Weinberg, J. M., Janulewicz, P. A., Romano, M. E., Gallagher, L.
G., Winter, M. R., . . . Ozonoff, D. M. (2012, January 20). Occurance of
mental illness following prenatal and early childhood exposure to
tetrachloroethylene (PCE)-contaminated drinking water: a retrospective
cohort study. Environmental Health, 32. Retrieved November 6, 2016,
from http://www.ehjournal.net/content/11/1/2
Finley, B. (2016, November 11). PCE Cleanup Sites. The Denver Post, p. 1.
Retrieved from http://extras.denverpost.com/pce/pcemobile.html
Gordis, L. (2014). Epidemiology [Kindle Windows 8 version]. Retrieved from
Amazon.com (Fifth ed.). Philidelphia, Pennsylvania: Elsevier Saunders.
Keys, G. (1998, September/October). CCIM Institute. Retrieved from Cleaning
Up After Dry Cleaners: http://www.ccim.com/cire-
magazine/articles/cleaning-after-dry-cleaners/?gmSsoPc=1
New York State. (2016, November 6). Department of Health. Retrieved from Fact
Sheet: Tetrachloroethene (PERC) in Indoor & Outdoor Air:
http://www.health.ny.gov/environmental/chemicals/tetrachloroethene/
Newcombe, R. (2000). Perchloroethylene (PCE) In Dry Cleaning Establishments.
Boise: University of Idaho. Retrieved November 6, 2016, from
http://www.webpages.uidaho.edu/etox/resources/case_studies/pce_dry.
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Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Perrin, M. C., Opler, M. G., Harlap, S., Harkavy-Friedman, J., Kleinhaus, K.,
Nahon, D., . . . Malaspina, D. (2007). Tetrachloroethylene exposure and
risk of schizophrenia: offspring of dry cleaners in a population birth
cohort, preliminary findings. National Institute of Health, 5.
State Coalition for Remediation of Drycleaning. (2007, November). Retrieved
from https://drycleancoalition.org/download/drycleaning-
historical_developments.pdf
United States Environmental Protection Agency. (1995, October). National
Primary Drinking Water Regulations: Tetrachloroethylene. Retrieved from
EPA: https://nepis.epa.gov/Exe/tiff2png.cgi/600012BY.PNG?-r+75+-
g+7+D%3A%5CZYFILES%5CINDEX%20DATA%5C95THRU99%5CTIFF%5C000
01939%5C600012BY.TIF
Whittaker, S. G. (2013). Evaluation of Solvon K4 in an Acute Fish Toxicity Test.
Seattle, WA: King County Local Hazardous Waste Management Program.
Retrieved November 6, 2016, from
http://www.hazwastehelp.org/publications/eDownload.aspx?DocID=FZt0
M%2fGXItE%3d
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Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Tables
Table 1
Table 1:© 2012 Aschengrau et al.; licensee BioMed Central Ltd. This is an open access
article distributed under the terms of the Creative Commons Attribution License
(http://creativecommons.org/licenses/by/2.0), which permits unrestricted use,
distribution, and reproduction in any medium, provided the original work is properly
cited.
Older Siblings
Exposed Unexposed Unexposed Total
Selected 1,910 1,928 1202 5,040
Excluded during
enrollment
Deceased 35 40 36 111
Parent refused
participation 148 80 427
Never located 113 149 70 332
No response 871 887 536 2,294
Refused 73 78 36 187
Returned
questionaire 619 626 444 1,689
Percent of selected 32.40% 32.5% 36.90% 33.5%
Percent Located 39.60% 39.3% 43.70% 40.5%
Excluded during
exposure
assessment
Inadequate
residential history 15 37 29 81
Off-Cape address in
town with VL/AC
pipes 19 27 50 96
Available for
analysis 585 562 365 1,512
Percent of selected 30.6% 29.1% 30.4% 30.0%
Final exposure
status
Both prenatal and
early childhood
exposure 561 160 110 831
Only early
childhood exposure 7 42 85 134
Unexposed 17 360 170 547
Total 585 562 365 1,512
Table 1
Index Subjects
Initial, Enrollment, and Initial and Final Exposure Status of Study Subjects
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Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Table 2
Table 2:© 2012 Aschengrau et al.; licensee BioMed Central Ltd. This is an open access
article distributed under the terms of the Creative Commons Attribution License
(http://creativecommons.org/licenses/by/2.0), which permits unrestricted use,
distribution, and reproduction in any medium, provided the original work is properly
cited.
Characteristic
Year of birth n %/mean (sd) n %/mean (sd)
1969-1974 166 20.0% 131 23.9%
1975-1980 435 52.3% 288 52.7%
1981-1983 230 27.7% 128 23.4%
Current age (n,
mean, sd) 831 29.2 3.6 547 29.6 3.8
Gender
Male 331 39.8% 216 39.5%
Female 500 60.2% 331 60.5%
White race 818 98.4% 539 98.5%
Current educational
level
High School
graduate 128 15.4% 67 12.2%
Some College 192 23.1% 144 26.3%
Four-year college
grad or higher 510 61.4% 335 61.2%
Missing 1 0.1% 1 0.2%
Currently employed
Yes 719 86.5% 487 89.0%
No 92 11.1% 54 9.9%
MIssing 20 2.4% 6 1.1%
Current marital
status
Single 272 32.7% 157 28.7%
Married or
cohabitating 536 64.5% 371 67.8%
Other 19 2.3% 12 2.2%
Missing 4 0.5% 7 1.3%
Histroy of chronic
illness
Yes 111 13.4% 73 13.3%
No 644 77.5% 430 78.6%
Missing 76 9.1% 44 8.0%
Ever had job with
solvent exposure
Yes 123 14.8% 71 13.0%
No 687 82.7% 461 84.3%
Missing 21 2.5% 15 2.7%
Ever had hobby
with solvent
exposure
Yes 700 84.2% 462 84.5%
No 124 14.9% 79 14.4%
Missing 7 0.8% 6 1.1%
Mother's age at
subject's birth 831 27.2 4.7 547 27.5 4.4
Father's age at
subjects birth 831 29.8 5.7 547 29.8 5.3
Both Prenatal and Early Childhood Exposure Unexposed
Table 2
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Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Characteristic
Mother's Education
level at subjects
birth n %/mean (sd) n %/mean (sd)
High school
graduate or less 327 39.4% 178 32.5%
Some college 243 29.2% 188 34.4%
Four year college
grad or higher 260 31.3% 180 32.9%
Missing 1 0.1% 1 0.2%
Father's occupation
at subjects birth %/mean (sd) n %/mean
White collar 420 50.5% 257 47.0%
Blue collar 275 33.1% 170 31.1%
Other 126 15.2% 112 20.5%
Missing 10 1.2% 8 1.5%
Mother received
prenatal care during
subjects gestation
Yes 794 95.5% 520 95.1%
No 4 0.5% 0 0.0%
Missing 33 4.0% 27 4.9%
Mother smoked
cigarettes during
subject's gestation
11 + cigarettes a day 108 13.0% 59 10.8%
10 or fewer
cigarettes a day 74 8.9% 54 9.9%
None 483 58.1% 330 60.3%
Missing 166 20.0% 104 19.0%
Mother consumed
alcohol during
subjects gestation
1 + drinks a week 109 13.1% 76 13.9%
1-3 drinks a month 193 23.2% 125 22.9%
None 361 43.4% 242 44.2%
Missing 168 20.2% 104 19.0%
Table 2
Both Prenatal and Early Childhood Exposure Unexposed
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Characteristic
Mother smoked
marijuana during
subject's gestation n %/mean (sd) n %/mean (sd)
Yes 25 3.0% 18 3.3%
No 640 77.0% 420 76.8%
Missing 166 20.0% 109 19.9%
Mother had
medical and
obstetrical
complications
during subject's
gestation
Yes 122 14.7% 108 19.7%
No 536 64.5% 331 60.5%
Missing 173 20.8% 108 19.7%
Mother exposed to
solvents at work
Yes 76 9.1% 51 9.3%
No 573 69.0% 381 69.7%
MIssing 182 21.9% 115 21.0%Subject's birth weight
in grams 823 3,443 506 499 3,414 534
Subjects gestational
age in years 790 40.1 2.5 516 39.9 2.4
Multiple
pregnancies 21 2.5% 20 3.7%
Subject was breast
fed
Yes 406 48.9% 299 54.7%
No 254 30.6% 140 25.6%
Missing 171 20.6% 108 19.7%
Number of older
siblings
0 350 42.1% 262 47.9%
1 287 34.5% 163 29.8%
2+ 193 23.2% 119 21.8%
Missing 1 0.1% 3 0.5%
Sibling died 16 1.9% 15 2.7%
Parent(s) divorced,
seperated, or died
after subjects birth
Count and Percent 51 6.1% 32 5.9%
Family history of
schizophrenia
Yes 10 1.2% 4 0.7%
No 800 96.3% 536 98.0%
Missing 21 2.5% 7 1.3%
Family history of
post-traumatic
stress disorder
Yes 48 5.8% 31 5.7%
No 741 89.2% 500 91.4%
Missing 42 5.1% 16 2.9%
Familiy history of
bipolar disorder
Yes 66 7.9% 39 7.1%
No 727 87.5% 497 90.9%
Missing 38 4.6% 11 2.0%
Family history of
depression
Yes 323 38.9% 199 36.4%
No 458 55.1% 321 58.7%
Missing 50 6.0% 27 4.9%
Table 2
Both Prenatal and Early Childhood Exposure Unexposed
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Table 3
Table 3:© 2012 Aschengrau et al.; licensee BioMed Central Ltd. This is an open access
article distributed under the terms of the Creative Commons Attribution License
(http://creativecommons.org/licenses/by/2.0), which permits unrestricted use,
distribution, and reproduction in any medium, provided the original work is properly
cited.
Outcome
Exposure
Category/Percentile % Yes Ratio Crude Risk Ratio 95% CI GEE* Risk Ratio 95%CI
Depression Any 19.8% 152/769 1.1 0.9-1.4 1.1 0.9-1.4
>=67th 19.0% 47/248 1.1 0.8-1.5 1.1 0.8-1.5
33rd <67th 20.8% 55/265 1.2 0.9-1.6 1.2 0.9-1.6
>0<33rd 19.5% 50/256 1.1 0.8-1.5 1.1 0.8-1.5
None 17.8% 92/518 Reference Reference Reference Reference
Bipolar Disorder Any 5.5% 36/653 1.7 0.9-3.2 1.8 0.9-3.5
>=67th 8.2% 18/219 2.6 1.3-5.1 2.7 1.3-5.6
33rd <67th 3.2% 7/217 1.0 0.4-2.5 1.1 0.4-2.7
>0<33rd 5.1% 11/217 1.6 0.7-3.5 1.6 0.7-3.7
None 3.2% 14/440 Reference Reference Reference Reference
Post Traumatic
Stress Disorder Any 7.1% 47/664 1.5 0.9-2.5 1.5 0.9-2.5
>=67th 8.2% 18/219 1.7 1.0-3.2 1.7 0.9-3.2
33rd <67th 6.7% 15/225 1.4 0.7-2.7 1.4 0.7-2.7
>0<33rd 6.4% 14/220 1.4 0.7-2.6 1.4 0.7-2.6
None 4.7% 21/447 Reference Reference Reference Reference
Schizophrenia Any 0.5% 3/620 2.1 0.2-20.0 2.1 0.2-20.0
>=67th 0.5% 1/202 ………….. ……….. ……….. ………..
33rd <67th 0.9% 2/212 …………… ………. ……….. ……….
>0<33rd 0.0% 0/206 ……….. ………. ……….. ……….
None 0.2% 1/427 Reference Reference Reference Reference
*Generalized estimating equations
Table 3
26
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Figures
Figure 1 Subjects by Mental Health Outcomes from Prenatal and Early Childhood
Exposure to Tetrachloroethylene and the Risk of Mental Illness by Aschengrau et al.
(2012).
Figure 2 Initial Selection from Selection, enrollment, and initial and final exposure
status of study subjects by Aschengrau et al. (2012).
27
Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Figure 3 Final Selection from Selection, enrollment, and initial and final exposure
status of study subjects by Aschengrau et al. (2012).
Figure 4 Subjects by Status and Birth Year from Distribution of Selected Characteristics
of Subjects and Parents by PCE Exposure by Aschengrau et al. (2012).
28
Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Figure 5 Subjects by Status, Gender, and Race from Distribution of Selected
Characteristics of Subjects and Parents by PCE Exposure by Aschengrau et al. (2012).
Figure 6 Subjects Available for Analysis from Distribution of Selected Characteristics of
Subjects and Parents by PCE Exposure by Aschengrau et al. (2012).
29
Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Figure 7 Subjects by Education Status from Distribution of Selected Characteristics of
Subjects and Parents by PCE Exposure by Aschengrau et al. (2012).
Figure 8 Subjects by Employment Status from Distribution of Selected Characteristics
of Subjects and Parents by PCE Exposure by Aschengrau et al. (2012).
30
Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Figure 9 Subjects by Marital Status from Distribution of Selected Characteristics of
Subjects and Parents by PCE Exposure by Aschengrau et al. (2012).
Figure 10 Subjects by History of Major Illness from Distribution of Selected
Characteristics of Subjects and Parents by PCE Exposure by Aschengrau et al. (2012).
31
Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Figure 11 Subjects by Solvent Exposure through Employment from Distribution of
Selected Characteristics of Subjects and Parents by PCE Exposure by Aschengrau et al.
(2012).
Figure 12 Subjects by Hobbies with Solvent Exposure from Distribution of Selected
Characteristics of Subjects and Parents by PCE Exposure by Aschengrau et al. (2012).
32
Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Figure 13 Age of Parents at Subjects Birth from Distribution of Selected Characteristics
of Subjects and Parents by PCE Exposure by Aschengrau et al. (2012).
Figure 14 Mother’s Education Level at Subjects Birth from Distribution of Selected
Characteristics of Subjects and Parents by PCE Exposure by Aschengrau et al. (2012).
33
Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Figure 15 Father’s Occupation at Subjects Birth from Distribution of Selected
Characteristics of Subjects and Parents by PCE Exposure by Aschengrau et al. (2012).
Figure 16 Mother’s Prenatal Care at Subjects Birth from Distribution of Selected
Characteristics of Subjects and Parents by PCE Exposure by Aschengrau et al. (2012).
34
Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Figure 17 Mother’s Smoking Status at Subjects Birth from Distribution of Selected
Characteristics of Subjects and Parents by PCE Exposure by Aschengrau et al. (2012).
Figure 18 Mother’s Alcohol Consumption at Subjects Birth from Distribution of Selected
Characteristics of Subjects and Parents by PCE Exposure by Aschengrau et al. (2012).
35
Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Figure 19 Mother’s Marijuana Usage at Subjects Birth from Distribution of Selected
Characteristics of Subjects and Parents by PCE Exposure by Aschengrau et al. (2012).
Figure 20 Mother’s Medical Complications During Subjects Birth from Distribution of
Selected Characteristics of Subjects and Parents by PCE Exposure by Aschengrau et al.
(2012).
36
Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Figure 21 Mother’s Occupational Solvent Exposure at Subjects Birth from Distribution
of Selected Characteristics of Subjects and Parents by PCE Exposure by Aschengrau et
al. (2012).
Figure 22 Subject’s Family History of Schizophrenia from Distribution of Selected
Characteristics of Subjects and Parents by PCE Exposure by Aschengrau et al. (2012).
37
Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Figure 23 Subject’s Family History of Post-Traumatic Stress Disorder from Distribution
of Selected Characteristics of Subjects and Parents by PCE Exposure by Aschengrau et
al. (2012).
Figure 24 Subject’s Family History of Bipolar Disorder from Distribution of Selected
Characteristics of Subjects and Parents by PCE Exposure by Aschengrau et al. (2012).
38
Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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Figure 25 Subject’s Family History of Depression from Distribution of Selected
Characteristics of Subjects and Parents by PCE Exposure by Aschengrau et al. (2012).
39
Jeffrey Gutschmidt, December 5, 2016 – IH5426: Advanced Epidemiology – Critical
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End Notes
i
Persistent: Defined by Meriam Webster on-line (http://www.merriam-
webster.com/dictionary/persistent) as “existing for a long or longer than usual time or
continuously: degraded only slowly by the environment <persistent pesticides>.”
ii
For more information on Environmental Site Assessments see “Basic Elements
of Phase I and II Environmental Site Assessments” at
http://dnr.wi.gov/files/pdf/pubs/am/am465.pdf.
iii
The term “Acute” used in this context should be viewed using the standard
medical dictionary definition, as found at, http://medical-
dictionary.thefreedictionary.com/acute. Not to be confused with the term “Acute” toxic
hazardous waste which is reserved for “P” listed wastes. Tetrachloroethylene, when
disposed of as a hazardous waste is a “U” listed waste for toxicity under 40 CFR §
261.33, specifically U210, and not an acutely hazardous waste.
iv
For more information on generalized estimating equation see
https://onlinecourses.science.psu.edu/stat504/node/180.
v
For information on social stigmas of mental illness read “Understanding the
impact of stigma on people with mental illness” by Patrick W. Corrigan and Amy C.
Watson, World of Psychology, February 2002.