47
t5, TIE TRAHECENDENTAL ETUDES OF SERGEI LIAPUNOV TiESIS Presented to the Graduate Council of the North Texas State University in Partial Fulfillment of the Requirements For the Degree of MASTER OF ISIC By Ellan Louise Smith, B* I. Denton, Texas August, 1967

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t5,

TIE TRAHECENDENTAL ETUDES OF SERGEI LIAPUNOV

TiESIS

Presented to the Graduate Council of the

North Texas State University in Partial

Fulfillment of the Requirements

For the Degree of

MASTER OF ISIC

By

Ellan Louise Smith, B* I.

Denton, Texas

August, 1967

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TABLE ? OF COTENTS

PageLIST OFILLUSTRATIONS. .... . ... ... .. iv

Chapter

I. HISTORY OFTHECONCERT ETUDE. . . . . . . . . 1

II. INFLUENCES ON LIAPUNOV'S KEYBOARDWRITING . . . . . . . . . . . . . . . . . 7

III. LIAPUNOV'S TWELVE TPANSCEIDENTALBIBLIE . . . . . . . . . . . . . . . . . 1

BIBLIOGRAPHY.. .... .... .. 4

iii

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LIST OF ILLUSTRATIONS

Figure

1.

2.

3,

00

C.

9.

10.

12.

13.

1.12'.

16. Ronde des. lp2hes, areas.

CP at epque, means

Chant 42.ique, meas.

TErk mea., 3 ..

T rEk, meas. 5 .

Lerk, ieas. 3-36

77- Q

121-1

. .9

.9

a

a

a

a

a

*

0

.9

,9

129-131 . 9

. 9 . 9 .

23 . . . .S

9 . . . 0 .

9 9 . . . .S

. 0 . 9 . .9

Per ceuse, meas. 1-3 .

Berceuse, meas,. 9-11 , . . . . .

/ 'e, meas. 3-, 3 .. ..

Nt ; d' ete, meas. 18-20 . . . .

//Nu I; d' ete, meas. 99 . . .

Nui; d'te, ceas. 95 * ,

Ronce des fantomes, meas. 2-28

Roinde des fantomes, meas. 73-80

cure d s 'antomes, meas. 220-223

arQpes eoliennes, umeas ' . .

Feux follets, meas. 1

Ro-nde des SLpes, ineas. 1 . . .

Ronde des Sylphes, ineas. 16-17 .

Ronde d Is Lhes, meas. 20-21

Page

16

16

17

17

18

19

20

21

21

22

23

23

24

25

25

26

28

28

29

29

30

17.o

18.

19.

20,.

2'1.

i4

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Firgue Page

22. Lesghinka, meas. 19-20 . 0 " . . . - - * . - -31

23 . Lesghia, meas. 61-63 * . -* * . . . . . . . 32

24. Le-sghinka, imeas. 101-102 --- * --- * -- 33

25. Lescnkameas. 105-106 . . . . . . . . . . . . 33

26. TempS2, meas. 1-2 . . . . - . .3 . . . . . . .3

27. Temet e, meas. 13-15 * 31428. 22pSte, meas. 3-4 . . . . . . . . a . . - . 3

29. l*i Liszt, meas. 1-4- -.. .3

3 . E l e,*i e . . . L s z t , m e a s . 8#m9 - - - - . . . . 3

31. ision, meas. 1-2 ...-.......... 3

32. Eli . . . Liszt, meas. 88-90 . . . . . . . . 37

33. Elee . .*Lisztrmeas. 132-133 . . . . . . . 38

34. Elgi . . . Liszt, meas. 161-162 . . . . . . . 38

V

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CHAPTER I

HISTORY OF T12 CONCERT ETUDE

Until about 1825, etudes were mechanical exercises

designed to perfect difficult technical passages.1 The

exercises were usually based on one problem of technique,

such as scales, arpeggios, octaves, etc. Collections of

such etudes for piano were written by Clementi, Cramer,

Czerny, and Moscheles.

zio Clementi (1752-1832), considered the originator

of the piano etude, laid the foundation for later etude

writers with his Gradus ad Parnassm of 1817. It contains

one hundred studies witi various technical problems.

Johann Baptist Cramer (1771-1858) was a pupil of Clementi

in London nd is noted for his Eighty-four Studies, Carl

Czerny (1791-1857), who studied with Beethoven and later

taught Liszt, owes his fame to his collections of studies,

which include The School of Velocity, op. 299, and The Art

of Finger Dexterity, op. 740. Ignaz boscheles (1791-1870)

taught Mendelssohn and wrote excellent studies. He is also

kno n in connection with the etudes he persuaded Mendelssohn,

Edytl Wagner, "History of the Piano Etude," AmericanMusic Teacher, IX (September-October, 1959), 12.

1

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2

Liszt, and Chopin to write for the Mthode des Mthodes,

which was compiled by Moscheles and J. Fetis and published

in 1842.

During the nineteenth century the etude became more

than just ca practical or educational piece for technical

purposes. The etudes of Schumann, Chopin, and Liszt are

valuable not only as technical studies, but also because of

their musical expressiveness. The influence of Paganini is

showrn in Schumann's six Studies on Carices of Paanini,

op. 3, and Six Concert-Studies on Caprices y Paganini,

op. 10. The Toccata, op. 7, is actually a brilliant study

in sonata-allegro form. His ost important studies are the

Symphonic Etudes, op. 13, which are actually variations on

a theme.

Chopin, with his twenty-seven etudes, was the creator

of the concert etude "which is designed not only for study

purposes but also for public performance and which combines

technical difficulty with high artistic quality.12 Though

Chopin usually dealt with only one technical problem in

each etude, his etudes are of fine musical content. He "often

created an entire study out of a single well-defined thematic

unit which he steered through a whole circle of keys, never

letting it deviate from the figuration he had designed for

2Willi Apel, "Etude," Harvard Dietoar of Music(Cambridge, Mass., 1961).

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3

one specific technical purpose.' 3 Chopin's etudes influenced

those of later writers, particularly Liszt, through whom the

etude reached the peak of its technical development in the

nineteenth century. Liszt took Chopin's idea, developed its

dramatic potential, and increased the sonorities to an ex-

treme degree.

Liszt, one of the greatest pianists of the nineteenth

century, wrote extremely difficult concert etudes. Unlike

those of his predecessors, most of Liszt's etudes have titles

and are programmatic.

His concert-studies are essentially concert-piecs.The fact that many of them have titles and are composedin the style o? programme or descriptive music suggeststhat Liszt was more deeply interested in their artisticthan in their educative value.

In spite of the preceding statement, many musicians

and scholars disagree on the musical value of Liszt's etudes.

Some writers feel that they are brilliant, virtuoso-pieces

designed only to keep an audience spellbound with their

technical difficulties. Others feel that the etudes, though

technically difficult, are essentially musical and somewhat

orchestral in content. Despite this controversy, Liszt's

etudes remain an important contribution to the literature

of the piano.

3Kathleen Dale, Nineteenth-Centr Piano Music (New York1954), p . 195-196.

Ibid., p. 196.

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Liszt wrote six Paganini Etudes of which La Chasse and

La C- panella are the best known. Three Concert Etudes in

A flat major, F minor, and D flat major are subtitled 11

Lamento, La Legierezza, and Un Sospiro. Two other pieces,

Waldesrauschen and Gnomenreigen are also concert etudes.

One of the landmarks of nineteenth-century piano literature

is Liszt's set of Twelve Transcendental Etudes.

List's Twelve Transcendental Etudes, as we know them

today, are the result of ideas whichh ad been in him since

his childhood.

The earliest version of the Transcendental Studiesdates back to Liszt's sixteenth year; it was called,as ve have seen, Etudes o Q48 Exercises--though infact only twelve were ever written. Liszt, presumablyfollowing the example of Bach, intended to write twostudies in each major and minor key, and the twelvecompleted studies are arranged in a definite key se-quence--C major, A m4nnor; F major, D minor; B flatmajor, G minor, etc.2

These twelve etudes were published at Marseilles in 1827

as his opus 1 and were entitled Etudes en forme de douze

exercices pour piano. 6 They were dedicated to Ille Lydia

Garella, with whom Liszt played duets. 7

5Humphrey Searle, The Music of Liszt (London, 1954),p. 14.

6Sacherverell Sitwell, Liszt (New York, 1955), p. 57.

71bid., p. 16.

IF

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In 1830, these Etudes o Twelve Exercises were with-

draun, and six of Them, rewritten and enlarged, were again

issued as opus 1 in 1831. They were dedicated to Liszt's

former teacher, Czerny.

At Vienna in 1839, the same etudes, still further

revised and increased in number to the original twelve,

appeared ain, entitle" Twelve Grand Etudes, and dedicated

to Ozerny. This edition, published by Haslinger, showed

the etudes fantastically transformed and enlarged. During

this time, Liszt was at the height of his career as a

virtuoso-performer. And it is this 1839 edition which con-

tains the etudes in their most difficult version.

The final edition, revised and with the difficulties

somewhat simplified, appeared in 1852 with the title, Twelve

Transcendental Etudes, and was dedicated to Czerny. This

is the fori. in which the etudes are best known today. In

the earlier editions no titles had been used. However, in

the 152 edition, only two etudes, the A minor and F minor,

were untitled. The following titles were given to the rest

of the etudes: Preludio, in C major; Paysage, in F major;

llazeppa, in D minor; Feux follets, in B flat major; Vision,

in G mnor; Eroica, in E flat major; Wilde J in C minor;

Ricordanza, in A flat major; Harmonies du soir, in D flat

major; and Chasse-neige, in B flat minor,

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6

A comparison of the 1827, 1839, and 1852 versions makes

an interesting study and shows how Liszt developed as a

composer. All three versions are found in Franz Liszt's

Complete Works, published in Leipzig by Breitkopf and Hartel.

At this point there should be some comment on the term,

"transcendental, " in connection with Liszt's etudes. Liszt

evidently used this term because he composed music which was

technically more difficult than any written before him. For

that reason, he has been called the "creator of the transcen-

dental style of piano playing. "8 However, it should be noted

that

Liszt did not invent his transcendental technique merelyin order to dazzle his hearers and show that he was abetter pianist than his rivals; he did it because hewas thereby able to draw new and almost orchestral ef-fects from the piano, which incomparably widened itsrange of expression--and all subsequent composers forthe piano are grateful to him.9

One such composer who was greatly influenced by Liszt

was the Russian pianist, Sergei Liapunov, born in 1859. To

what extent Liszt and others influenced Liapunov's keyboard

writing will be discussed in the following chapter.

8"LisztItBaker's Biorarhical Dictionar of Musicians,5th ed. (New Yor9, 19~8).

9Searle O. ci., p. 16.

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CHAPTER II

INFLUENCES ON LIAPUNOV S KEYBOARD WRITING

Though a minor composer, Sergei Liapunov wrote very

effectively for the piano. Of his seventy-one works having

opus numbers, thirty-five are for piano solo. The piano is

also involved in a number of song accompaniments, two piano

concertos, and a rhapsody for piano and orchestra.

Trained as a concert pianist, Liapunov wrote some bril-

liant and difficult piano music. It "demands a high degree

of digital skill, but is--with few exceptions--redeemed from

empty virtuosity by the poetical lyricism which suffuses it

and penetrates the hard surface of technical polish."1

Liapunov, an eclectic, relied on ideas of composers who had

preceded him; in general, his music shows the influence of

Glinka and Liszt, as well as that of Balakirev. However,

to fuly understand Liapunov's music and his reasons for

writing as he did, one should be familiar with the historical

background of Russian music and, more specifically, the

significance of Russian piano music.

Russia did not become important in the field of music

until the time of Glinka (1804-1857), who is considered the

1Posa Newmarch, "Serge Liapounov," The Chsterian,VI (January, 1925), 117.

7

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8

father oI Russian music. Until his time, composers had

written mostly for the church and in imitation of Italian

composers ,With Glinka, however, Russian nationalism began.

The Russian nationalist composers endeavored to write music

which was wholly Russian; thus they found inspiration in

the folk songs of their native country. They also preferred

to mrrite orchestral and vocal music rather than chamber

music and music for the piano.

This surprising neglect of the instrument [piano] ata time when its repertoire was being notably enrichedin the rest of Europe is in part explained by de Ths-sian predilection for the potential bright colours andstrong rhythms of the orchestra, This is illustratedby their treatment of folk-song, a dominant influenceon their music, which relied largely on the simple buteffective device of presenting a constant theme againstvaried backgrounds, for since their harmonic idiom wascomparatively restricted the variety offered by orches-tral colour proved attractive to the detriment of thepiano.An important subsidiary reason is to be foundin the aateur and dilettante status of these pioneers,some of whom, Borodin and Rimsky-Korsakov for instance,were indifferent pianists.2

Consequently the music of this period which is reasonably

well-4cnown consists of orchestral music such as the sympho-

nies of Tchaikovsky (1840-189 3 ), Rimsky-Korsakov's Sche-

herezade (1888), and a few operas such as Glinka' Ylusslan

anid Ludmilla (1842), Moussorgsky's Boris Godunov (1872),

and Borodin's Prince Igor.

2 David Lloyd-Jones, "Piano Pusic from Russia," TheListener, LXI (April 2, 1959), 611.

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9

With the emphasis on orchestral music, the music written

for piano was less significant. Much of the piano music

consisted of "slight salon pieces, pot-pourris or studies,

designed for popular consumption." For this reason, the

piano works of composers such as Glinka, Cui, and Borodin

are rarely programmed today. Piano works of Balakirev and

oussorgsky have fared somewhat better, particularly Mous-

sorgsky's Pictures at an Exhibition and Balakirev's Islame

one of the most difficult keyboard pieces ever written. It

is probably significant that both composers were pianists.

Balakirev (1837-1910), disciple of Glinka, was the

leader of the Russian nationalist group, the "Mighty Pivot

or "Mighty Handful," and was its most dominating member.

The group included Borodin (1833-87), Cui (1835-1918),

Moussorgsky (1839-81), and Rimsky-Korsakov (184-1908).

Balakirev, a fine pianist and the only trained musician of

the group, taught and guided these young composers who

gathered around him. He believed that one learned the tech-

nique of composition by studying great works rather than from

text-book instruction in harmony and counterpoint. Devoted

to is pupils and eager to advise, Balakirev often tried to

impose his own ideas on his students' compositions, thus

limiting their creative potential. He gradually became less

influential with the "Mighty Five," and they began to go

I>bid.

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10

their separate ways. After an almost complete withdrawal

from public life, Balakirev began to gather a new generation

of composers around hii, among whom one of the most important

was Liapunov.

Liapunov, who had been studying composition with

Tchaikovski at the loscow Conservatory, went to St. Peters-

burg in 1884 and came under the influence of Balakirev's

magnetic personality. Balakirev became both friend and

teacher of Liapunov, and their friendship lasted continu-

ously until Balakirev's death in 1910. The friendship

meant as much to the teacher as to the pupil, as evidenced

by the fact that Balakirev dedicated his B flat minor Piano

Sonata to Liapunov.

Liapunov was strongly influenced by Balakirev, particu-

larly ith regard to idiom and technique. However, Liapunov's

rusic is "ore purely lyrical, less vehement, fundamentally

contemplative. He was endowed with a keen sense of colour

and poetry, but not with the burning energy (and attendant

restlessness of imagination) that characterises Balakiref.

Being0 a truly pianistic composer, Balakirev was influenced

by Chopin, S6miann, and particularly Liszt. In like man-

ner, Liapunov followed the ideas and techniques of these

same composers.

M. D, Calvocoressi and Gerald Abraham, Masters ofRussian Music (New York, 1936), p. 437.

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11

Noted more for his importance as a teacher than for

his musical compositions, Balacirev was the transmitter of

the Russian idiom of his day. He followed many of the

practices which Glinka had begun, such as the tendency to

build chords around a harmonic pivot or to sustain pedal

points in one part or another. Other characteristics of

Russian harmony, including the use of the flattened fifth

and flattened seventh, and the tendency to veer towards the

relative minor, are found in Balakirev's music and in that

of his pupil, Liapunov.

Indissolubly linked with these harmonic effects wentBalakirev's well-known addiction to the major keys ofD flat and D with their relative minors, which alsohad its effect op Lyapunov who evidently openly ad-mitted the fact.

Liapunov's LesZhinka shows his use of these keys. In ter-

nary form, it begins in B minor, modulates to D flat major

for the iddle theme, returns to the original theme in B

minor, and repeats the middle theme, but in the key of D

major.

Liapunov's music also shows the influence of his own

interest in the folk music of Russia. In 1893, as a member

of the Imperial Geographic Society, he made an expedition

to collect folk songs in the provinces of Vologda, Viatka,

->ichard Davis, "Sergei Lyapunov (1859-19224) The PianoWorks: A Short Appreciation," The Music Review, XXI (August,1960), 187.

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12

and Kostrota. "T he result was the publication of nearly

30 folksongs with pianoofrte accompaniment in 1897, thirty

of whiCh were arranged by Liapunov. t6

Liapunov's piano compositions using folk songs include

the Divetisents, op. 3, the piano suite Fetes de Noel,

op. 1, and the rhapsody on Ukrainian Themies for piano and

orchestra, op. 28. One of Lis most important works for

piano is the Variations on a Russian Theme, op. 49. ITle

there itself , only four bars long and 5/4 time, is that of

the <ussian folk song "A Little Wine", presented in the

stern key of D sharp minor, Lento assai."t The theme is

followed by fourteen unnumbered variations and a fugue,

which shows the influence of thfe fugue in Bramis' Vari-

ations on a Theme y Handel. Though influenced by works of

other composers, Liapunov used Russian material frequently.

His interest in the folk music of Russia is comparable to

the interest in Hungarian folk music felt by L'szt.

That Liapunov admired and respected Liszt and his music

is apparent in Liapunov's piano music. Liapunov's only

piano sonata, op. 27, is similar in structure to LIszt's

Sonata in B minor. Liapunov's work, in one extended move-

ment, is divided into the following five sections:

bEric Blom, "Liapunov," Grove's DIctionar of Musicand Musicians, 2th ed., Vol. V7(New~York, 195).

/Davis, op. cit., p. 200.

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13

Section 1 movement in sonata form--erposition anddevelopment

2 slow movement--ternary form3 scherzo4 movement in sonata form--recapitulation

coda (based on material from section 2).

Liapunov used Liszt's principles of cyclic construction and

thematic metamorphosis in this sonata. He also used the

one miovement idea for his two Piano concertos, the first of

which .s still performed by Russian pianists.

The influence of Liszt is perhaps most clearly shown

in Liapuno v's Twelve Transcendental Etudes, op. 11, which

il be discussed in detail in the following chapter.

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CHAPTER III

LIAPUNOV'S TWELVE TRANSCENDENTAL ETUDES

Liapunov's Twelve Transcendental Etudes, op* 11, are

some of his best works for piano, although they are not

widely performed in this country. These pieces are a set

of twelve extremely difficult concert studies, frequently

planned on a large scale and occasionally making effective

use of Russian folk songs and liturgical melodies. There

is an obvious debt to Liszt in the title of these etudes

and in the style of keyboard writing in general. In spite

of their somewhat derivative nature, Liapunov's etudes are

a significant contribution to the literature of the piano.

Copooed between 1897 and 1905, the etudes are dedi-

cated "A la memoire venere de Francois Liszt--Tommage e

l'auteur. . . They are entitled in the following manner:

ABerceuse, F sharp major; Ronde de2s fantomes, D sharp minor;

Carillon, B major; Terek, G sharp minor; Nut d ete, EA

major; 2 mete, C sharp minor; Ly1Qe, A major; Chant

epigue, F Sharp minor; Harpes eoliennes, D major; Lesghinka,

B minor; Ronde des Sylphes, G major; and El4aie n meoire

ae Francois Liszt, E minor.

Richard Davis, "Sergei Lyapunov (18 9-1924) The PianoWorks: A Short Appreciation," The Music Review, MXI (August,1960), 192. (Oddly enough, this dedication does not appearon the title page of the music.)

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15

Liapunov's etudes complete the circle of twenty-four

studies in all the major and minor keys which was begun by

Liszt. Whereas Liszt began in C major and proceeded by flat

keys to B flat minor, Liapunov, beginning enharmonically

where Liszt had stopped, continued by sharp keys, his first

etude being in F sharp major, the second in its relative

minor, and so on, until the last etude in E minor.

Each of Liapunov's etudes may be classified as ca-

pricious and delicate, brilliant and dramatic, or lyrical.

Although the music of Liapunov was fundamentally lyrical

and contemplative In nature, only three etudes, entitled

/ /BerCeusedNuit'dlet, and I can be placed in this

group,

The charming Berceuse, the first and also shortest of

the set, is in 2/4 meter and A-B-A form. The main technical

problem is the maintainence of a legato right-hand melody,

particularly in the recapitulation, where a chromatic figure

of three sixteenth notes encompassing the interval of a

tenth or larger characterizes the left-hand part. The slow-

shifting harmony is characterized by pedal points.

The etude is based on two small fragments of melody.

One melodic fragment, as shown in Figure 1, is used in the

six-measure introduction, in section B, and in the coda.

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Andantino. M.M. 48n 4 IL

It it 1 ;94

31 OWN%'

NOW~

XOOOIda

u get L

*

Fig. 1--Berceuse, meas. 1-3

The other fragment, as shovm in Figure 2, is used in

section A (measures 7-25) and in its restatement.

Fig. 2--Berceuse, meas. 9-11

These two fragments are not developed as such, but are

merely repeated throughout the etude.

Nui't de InE major and 6/8 meter, is one of the

most beautiful of tie group and requires control in main-

taining a legato melody wIth simultaneous figuration in

the same hand. An example is found in Figure 3, showing

one of the two themes on which the entire piece is based.

16

*

bow- -0,

V\ 11

C--volo nil, ILX--- qw

Z33 A

L I i

I

it

0

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17

s e mpre legato

4 4OF h j -, -- ---- i v

Fig. 3--Nut d tete, meas. 34--3

ThIs theme is preceded by a long Tntroduction which con

tains the second theme. An example of the use of the latter

thee in the introduction is shown in Figure 4.

a tcmpo rubato -0-I re cordef

0. *PO

Fig. 4-mwNuit d et, e 'ra s.18-20

The two themes do not develop as such, but are repeated

sequentially, often overlapping in such a way as to avoid

definite cadences.

1-1- 9r..--LhLi I -.- - W. -W

M- #fUTLJw- J

-TT-

Aft lift lawlow,

espressivo

F- II I-A'jym g-l 4

4

A"%

45

All . oco r: .*

I

MON.-"W-ww

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18

The influence of Liszt is revealed by comparing Nuit

_d'e with Lisztts Ricordanza. Both begin with a single

melodic line and have the following sections: introduction,

first theme, second theme, return to first theme, first

theme, second theme, and coda. In uit d'4t4, the first

theme is in E major, second theme in A flat, and the re-

statements of each are in E major. In Ricordanza, the

first theme is in A flat, second theme in D flat, and the

restatements of each are in A flat.

An additional example of Liszt's influence is seen in

Liapunov's use of a fragment of melody in imitation. Liszt

used the device in Chasse-neige. Liapunov uses a part of

the first theme in this manner in measure 99, as shown in

Figure 1

f poo a poco animato

macato

Fig. 5--Nuit d e , meas. 99

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19

In Nuit dtete and several other etudes, Liapunov uses

a technique whih had been used extensively by Thalberg.

The thumb of the left hand plays the melody while the other

hand deals With trills, arpeggios, or other passage work.

Figure shows Liapunov's use of this technique.

auasiftau/o

Fi. 6w--Nuit diete., meas. 95

The Idylle, in A irajor and 6/8 meter, is less dif.-

ficult than the rest and is less interesting melodically

and harmonically. It requires smooth double-note legato

technique. The melody contains many repetitions of the

notes C sharp and F sharp, and the harmony remains sta-

ionary much of the time. In spite of these weaknesses,

this etude performs a function similar to that of the Ber-

ceuse at the beginning, both serving as short, quiet pieces

preceding the brilliant and more exciting etudes.

p moitto espressivoIrecod

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Three etudes may be considered capricious and delicate:

tAIRonde des fantomes, Harpes eoliennes, and Ronde desyhes.

Ronde de fantomes, in D sharp minor, is an exciting presto

in 6/8 meter, characterized by large stretches in both hands

and requiring a good rotation technique. It begins and ends

with a single melodic line and is based on two themes. The

first theme, the beginning of which is shown in Figure 7, is

more harmonic than melodic and is built on the tonic and

dominant triads.

Fig. 7--Ronde des fantmes, meas. 24-28

After the restatement of theme two, theme one recurs in

measure 122, as shown in Figure 8. The harmony is the same,

but the pattern involves greater extension of the hands,

Al dL %ba.-

poor"ILAML

IW IW Pr I Almi

I A- I w IOTS, Ed irlz Aaff m

20

0

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21

5$3 o

ig. 8--onde des fantomes, meas. 122-12t

The second theme, consisting of a treble melody over

a Pedald point on E, seems to dominate this etude. It is

shown in its entirety in Figure 9.

marcart( rem

AFig. 9-R-ionde des fantomes, meas. 73-80

ANA Aft AIN t I

-T ITT

000 ortose.

4L

ti _..d a

410 u AN

AWL

rfn -n 24

NO

IL

a tKANOW owowo NA dU Tj MIw _L I I #rUAF F P,

I

71 A=.ild

/---* ff iv- Ath- ASA

TI

omoaumm=

Ak.,14,

did--AIF 9111i

5

I I r F F

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22

In measure 80 the second theme begins in the left hand.

It is followed by the restatement of the first theme, which

was shown in Figure 8. The entire second theme is then

stated in a new key, but it does not reach its climax until

eau 20, where it is played in octaves in the original

kev of D sharp minor. (See Figure 10.)

volante

AFig. 10--*,Rondedes fantomes, meas. 220-.223

Ha s oliennes, marked adago non tanto, is in D

major and 9/8 meter. It is characterized by a tremolo, effect

which is maintained throughout the piece. This effect had

been used by Liszt in Chasse-nei and by Balakirev in his

Fantasy on A Life for the Tsar.

The main theme of Liapunov's etude begins in measure 8

and uses the interval of an ascending diminished fifth. A

portion of the melody is used in imitation here extensively.

This device, as shown in Figure 11, is particularly effective

in measure 36, where it begins a three-,measure sequence.

N A

v - UPW ]a

CoIr

on fuoco.1 A

0 16a

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aapoco cresc,

Fig. 11--Harpes oliennes, ieas. 36

Tle G major Ronde des Syiphes, in 2/4 meter, is marked

allegretto scherzando and resembles Liszt's Feux follets.

Both require legato in the double-note passages of the

right hand. Feux follets begins with an ascending chromatic

figure in the right hand, consisting of the repetition of a

IoUr-note pattern. This figure is shown in Figure 12.

Allegretto.

p leggero

Fig. 12--Feux follet ,meas *1

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24

Ronde des Sylpes also begins with an ascending chro-

matic figure in the right hand, based on the repetition of

a three-note pattern. The opening measure is shown in

Figure 13.

Allegretto scherzando M.M. A I .

Fig. 13--Ronde des Sylphes, meas. 1

Both this pattern and the one by Liszt, though not iden-

tical, have in common their ascent by a minor third, although

in Liapunov's etude the hand position of the three-note

pattern and the rhythm pattern of the measure do not coincide.

The etude is based on a theme consisting of two motives,

the first of which contains a double-note passage in the

right hand, as shown in Figure 14. Again there is the use

of a three-note figure with a four-note rhythm pattern.

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ft _AIP

p lusingando

A-IW 464, _Voq

WF

aIN No

Fig. 14--Ronde des nlphes, meas. 16-17

The second motive, in measure 20, is more melodic than

the first, and begins with three descending notes outlining

a minor third, followed by an accented lower neighboring

tone. This motive is shown in Figure 15.

* Sd

Fig. 15--Ronde des SyL he, me as.20-21

This figure, repeated in various keys throughout the etude,tends to become somewhat monotonous. However, the piece

ends delightfully with a pattern in wIch the two hands

25

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26

alternate and seem to chase each other off the keyboard.

The last three measures are shorn in Figure 16.

A 1; lira :

Fig. 16--Ronde des Sylphes, meas. 129-131

The rest of the etudes are brilliant concert pieces.

Ih general, they are on a larger scale than the ones men-

ti oned previously; they require big tone and powerful octave

technique.

Carillon, in B major and common ttme, is prefaced by

t he fo1ollowin g statement:

In the distance is heard the ringing of a. bell,across the measured strokes of which come the soundsof a hymn. The ringing grows louder and louder andthe church-.chimes blend with the sounds of the prin-cipal bell. The solemn tones of the hynn alternatewith the sounds of the bells, ending in a generalmajestic choral effect interspersed with the deepsounds of the great bell.

A long introduction contains segments of the two principal

themes. The hymn theme is stated in the tonic key, beginning

in measure 38, and after a transition to E flat major,

r I Irr

XN if

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27

it is used canonically at the octave. The climax is reached

wIth the statement of the hyin theme in octaves, accompanied

by a oell-like, descending figure in octaves.

The mood changes abruptly when the hymn is heard in

four-part chorale style in C major. A return to Tempo I

at the coda, which is written so thickly that it requires

four staves, brings the etude to an exciting close in B

major,

The F sharp minor Chant ep*gue, the longest and most

difficult of the group, owes its orchestral effects to

Liszts iroica. An allegro maestoso in alla breve time,

Liapunovt's work demands octave and arpeggio technique. It

is based on two themes, one a melody from the Orthodox

church, and the other a Russian folk song, "From out of the

wood, the dark wood," which appears as number twenty-seven

of Liapinov's Thirty Russian Folk Songs, op. 10.2

The church melody, six measures long, is treated with

various rhythm patterns throughout the etude. The example

in Figure 17 shows the theme in octaves above a broken chord

pattern.

2Richard Davis, "Sergei Lyapunov (1859-1924) The PianoWorks: A Short Appreciation," he Music Review, XXI (August,1960), 194.

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28

A 1 LL pwoto o 1.9& Lgohrl W All- Ad

do

pesante

AM

*#Mow*Wawa ANN* 40"Oftr 1 1494lqw

33

Afj

Ida

400ow

mooto

ou"No

4 t

Fig. 17--Chant epi meas. 77-80

The folk melody appears first in ,-easure 121 and illus-*

trates one of the characteristics of Russian music, the use

of modes. The melody, a portion of rhich is shown In Figure

18, is in the Hixolydian mode on E flat.

Fg. 18--Chant epigue, meas. 121-123

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29

The coda, marked allegro vivo and later presto, also

uses the Mixolydian mode, and brings the etude to a brilliant,

orchestral-like conclusion.

Trek, in G sharp minor and marked allegro puoso,

is a wild, virtuoso etude. The title is from the name of a

character in a poem by Lermontov which precedes the music.

The otude requires a relaxed wrist and good rotation tech-

nique. The opening measures are characterized by intervals

of a tenth or more, as shown in Figures 19 and 20.

Fig. 19---Trek, meas. 3

A**

Fig. 20--i-Terek, meas. 5

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30

A contrasting melody in B flat major, using a lowered

sixth scale degree, begins in the treble in measure 35.

Figure 21 illustrates this theme, the left-hand pattern of

which is a condensation of a similar pattern in measure 3,

which was shown in Figure 19.

quasi Flaut

scherjando

Fig. 21--Terek, meas. 35-36

The second theme is treated sequentially, and after a de-

ceptive cadence to E major, the piece ends in the original

key with a rush of descending octaves using alternate hands.

Lesghina, in 1B minor, is an exciting etude inspired

by the folk music o2 Russia. The title is from the name

of a dance (lezginka) of the Mohamiedan tribe, the Lezghins,

on the Persian border of Russia. There is an example of

the lezginka in Glinka's opera Russlan and Ludmilla.

Lesghinka, in 12/16 meter and A-B-A form, is subtitled

"Style Balakirev" and was perhaps inspired by Balakirev's

Oriental fantasy, Islamey, which is also in 12/16 meter.

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31

Both use themes composed principally of whole steps and

half steps. Each is characterized by the repetition of

short figures, pedal points, and a driving rhytbr. The

first section of Liaunov's work is built on two the es,

both based on scale-wise motives and pedal Points. The

first four measures of the first theme, which is eight

measures long, are shown in Figure 22.

_____________ 0 w________W@I

JE-7- ----- * ....A ff AL i

OWN* OW S

c-g.22-Lesghinka, meas. 19-2

The second theme, two measures long, uses all the notes of

the Dorian mode on E1 except the fourth degree, A. This

theme, as shown in Fgure 23, is repeated with various

accompaiment igures and in harmonic sequence.

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S ft 1 :

IML -dIOL o-- dL *

F. 23- hnkameas. 61-63

The lyric and somewhat slowier second section in

D flat > jor contains one of Liapunov's most beautiful

melodies, thou'h it suggests Borodin's "Polovtzian Dances.t"

The melody consists of two four-measure phrases. The first

poh-rase is made up of the repetition of the tro measures

shown in Figure 24.

:7S

Fi. 24-Legia, meas. 101-102

32

*1 f I -w - - I - -

tiI t

dad

WON mBE -1

L loop- lr% TI'liv- I I . I,-,--. I - -- 1 -1 1NE

-AL

AV I

ro

AA11, NO

I

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33

The second phrase of the melody is developed in the same

manner from the two measures shown in Figure 25.

Fig. 25--Lesghinka, meas. 105.106

In the recapitulation, only the first theme from section

A is used. 03 more iiportance is the melody from the lyrical

section which is heard in D major and in B minor. A brilliant

coda of loud octaves and full chords ending in major makes

this one of the most -exciting etudes of the whole set.

Tempete, in C sharp minor and 2/4 meter, is marked

allegro agitato molto and is based on broken chords and

octaves. The first theme, as shown in Figure 26, is a

broken chord pattern of triplet sixteenth notes in the right

hand above a pedal point.

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34

Aa 4W.

Allegro agitato molto. M.m. 986.

ALMiE x~ILP

jj2~l1J

AFig. 26--*Temete,, meas. 1-w2

A four-measure subordinate there, beginning in measure 13,

is combined with duplet sixteenth notes, as shon -xin Figure

27.

Fig. 27--Tempte, meas. 13-15

The excitement grows and breaks into a broad, appassionato

melody beginning in measure 39, as shown in Figure 28.

.,U.l ft.-N ON OR M-A/L AL MIX, 77"T AC 1, 1 A Ag

AnVlk I/ rr

ITFftd

V-

'

--- Wows*"Amh -00

I

-W,

r* :P

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26rsioaf

f 14 1t--6 04 -

ps*

dwwm o m wm

WIV , A.M I I -, I VFW7ri L-

o6 i ow

AWN

AL 6A *mama"

ul

Fig. 28--Tempte, means. 39-42

This melody is later played by the left-hand thum b and

reaches its climax "ith full chords and octaves while the

right hand provides an arpeggio accompaniment. After a

restatement of the three themes, the etude ends in a noisy,

ipetuous manner.

The last etude, El4ie en meoire de Francois Liszt,

Is In E minor and 3/4 meter and pays final tribute to the

hero of Liapunov. Conceived on a large scale, it is based

on three themes. A six-measure introductory recitative,

which ve may call theme one, is marked All'ungarese, in

modo funebre.

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36

Figure 29 illustrates this theme stated in pompous octaves.

A ungarese, in modo funeire.

IAla I

V - I

Fig. 29-Egie en memoire de Francois Liszt, meas. 1^4

The second theme follows immediately and is a rhapsodic,

two-measure phrase, employing the flattened supertonic of

E minor, as shown in Figure 30.

,~ LLe*

~ ~4VII~Z2~J#____

*41

Fig. 30-lEgie . . . Liszt, meas. 8-9

The le't-hand arpeggio figure in measure 8 is used consid-

erably in the etude and wa-s probably suggested by a similar

figure in Lisztts Vision, the opening measures of which are

shon in Figure 31.

4

.V

I VV.' VI

IR ;Ta 0

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37

Lento.(warcato ii canto) simile, sevipre marcato

F g 1- , 1-, ,."-

W~v 4

The third theme, in D 'lat with a change of reter to

32 shows the beginning of this beautiful barcarolle-like

melody, which is sixteen measures long.

Uistesso tempo, molto tranquillo(G).cantabile

A~e I ______Aid__

pmotto espresavo

)5l9g lgie en memoire de Francois Liszt, areas, -9

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38

ThLj ielody is treated in a grand manner and leads to the

return of the second thee at measure 131, as shorn in

Figure 33.

LAIf2TFT1 e-A--

L1r~Fig. 3--Elgie en memoire de Flancois Liszt, areas. 132-133

This theme is repeated successively a xinor third higher and

reaches a climax with a brilliant octave cadenza leading to

the return of the third theme in E major, as shown in Figure

34 .

Poco sostenuto, con maesta.

aI con Pedale sempre

Fig. 3f--E44ie en memoire de Francois Liszt, meas. 161-162

A o1r, t, -1

-XV Ldf ii -- - 1, 1 - -1, A Ld li

Air- IhAd

so-itOWN

PIF

Arl PI Uff0 MIR-

Apr-- WM bf NJVWF

io

_AjWL fia'

Z itXf U

J m I X %W% x

I

4 9w

y

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39

A ccda, combining themes one and two and ending in E major,

brings this etude and the entire set to a magnificent con-

clusi on.

Liapunov's Twelve Transcendental Etudes, although

derivative in nature, have significant musical and technical

value, and are sometimes strengthened by the inspiration of

other composers' works. Neither highly creative nor original,

LIaounov drew on forms and techniques supplied by the great

pianist-composers of Western Europe, such as Schw ann, Chopin,

and Liszt. Not to be overlooked is the influence of his

teacher and friend, Balakirev.

Liaunov's treat tment of melody was governed by his

interest in folk music and the peculiarities of modal scales.

Folk songs, being complete in themselves, can be repeated,

but carnot be developed by normal procedures. Like Liszt,

Liapunov constructed his music sectionally by repeating

melodies or motives either note-for-note in different keys,

in sequence, or with changing styles of accompanying figures.

The sequential repetition, characteristic of much of Liapunov's

music, is satisfactory in short works, but is a weakness in

his larger works, such as his Piano sonata.

The Twelve Transcendental Etides are technically val-W

uable because the problems are similar to those in the etudes

of Liapunov's predecessors. In some instances, the technical

difficulties in Liapunov's music exceed those of earlier

composers. Some o the difficulties suggest that he, like

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Liszt, tied to transfer orchestral effects to the piano

keyboard. This see:rs logical when one recalls that orches-

tral music was the most important medium of Liapunovfs day.

In spite of certain weaknesses, Liapunov's Twelve

Transcendental Etudes are a definite and valuable contri-

bution to piano literature. The etudes are extremely

pianistic, are worthy companions of Liszt's Twelve Tran-

scendental Etudes, and deserve the attention of the inquisitive

pianist who tshes to enlarge his repertoire.

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BIBLIOGRAPLY

Books

Abraham, Gerald, On Russian Music, New York, CharlesScribnerfS -sSons 1739.

, Studies in Russian usic, New York,Charles Scribner 'sSns, 1936.

Calvocoressi, M. D., A eSurvy o usic, New York,Penguin Books, 1 +.

Calvocoressi, 11. D. and Gerald Abraham, Lasters of RussianMusic, New York, Alfred A. Knopf, Inc., 1936.

Dal, Kathleen, Nineteenth-Centuy Piano tusic, New York,Oxford University Press19 5.

Eqen, David, editor, Coposers of Yesterda> New York,The H. W. Wilson Company, 1937.

Frisin, James and Irwin Freundlich, Music for the Piano,Vol. V of The Field of Music, edfie Tby Ernest Hutcheson,New York, Tt, Rinert-and Winston, Inc., 1954.

Leonard, Richardthony, A History of Russian Music,Tew Yonk, The Macmillan Comany,

Mellers, Wilfrid, Romanticis and the Twentieth CentFair Lain, 1. 5., ssntTBooks1997

kontagu-iathan, M1ontagu, A HiHstory of Russian Music,London, William Reeves, 191.

Newman, Ernest The Liszt, New York, Charles Scribner'sSons, 1935.

Searle, wphrey, The Music off_ Liszt, London, Williams andNorgate, Limied, 194.

Sitwell, Sacheverell, Liszt, New York, Philosophical Library,In., 1956.

41

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Articles

Davis, Richard, "Sergei Lyapunov (1859-1924) The PianoWorks: A Short Appreciation," The husic Review,XXI (August, 1960), 186-206.

Llo yd-Jones, David, "Piano Music from Russia," TheListener, LXI (April 2, 1959), 611.

Newmarch Rosa, "Serge Liapounov," Th Chesterian,VI (January, 1925), 116-118.

Wagner, Edyth, "History o the Piano Etude," Americanlusic Teacher, IV (September-October, 199), 12-13,

Encyclopedia Articles

Apel, Willi, "Etude," Harvard Dictionar of Music, Cambridge,Massachusetts, Harvard University PressT,1961.

, "Russian music," Harvard Dictionary of Music,Cmbridge, MassachusettsHavard University~ress,1961.

Blom, Eric, editor, "Liapunov," Grove's Dictionary of Musicand Musicians, 5th ed., Vol. V, London, Macmillan andCompany, Limited, 1954.

"Liapunov," Baker's Biograjhical Dictionary of Musicians,5th ed., revised by Nicolas SI0iskY, G. hier,Inc., 1958.

'Liszt," Baker's Biographical Dictionary of Musicians,5th ed., revised by colas Slon'msky, G. Schirmer,Inc., 1958.

Scholes, Percy A., "Lezgirka, " The Concise Oxford Dictionaryof Music, 2nd ed., edited ~by ~John Owen Ward, New York,rxford University Press, 1964.

Searle, Hurphrey, "Liszt," Grove's Dictionary of Music andMusicians, edited by Eric Blom, 5th ed., Vol. V.,7oEa6noacmillan and Company, Limited, 1954,

42

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43

musical Compositions

Balakirev, M. A., Isla London, Richard Schauer, nodate.

Liapounov, S., Etudes d'Execution transcendante, (4volumes), New York, C. F. Peters Corroration, nodate.

La/punov, Sergei, Selected Piano 'Works, (2 volumes),New York, C. F. Peters Corporation, no date.

Liszt, Franz, Douze Etudes d'Execution transcendante,edited by Paolo Gallico, New York, G. Schirmer, Inc.,1932.