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How do workers know how to work safely? Communication and knowledge flow in large, networked organisations and SME-micro enterprises Alistair Gibb ECI RAEng Professor

How do workers know how to work safely? - IOSH...How do workers know how to work safely? Communication and knowledge flow in large, networked organisations and SME-micro enterprises

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  • How do workers know how

    to work safely?Communication and knowledge flow

    in large, networked organisations

    and SME-micro enterprises

    Alistair GibbECI RAEng Professor

  • Papers and Articles

    • Occupational safety and health and smaller

    organisations: research challenges and

    opportunities (2016) PPHS (Policy and Practice

    in Health and Safety) http://dx.doi.org/10.1080/14773996.2016.1239357

    • Interdisciplinary research for occupational safety

    and health knowledge, PPHS (Policy and

    Practice in Health and Safety), http://dx.doi.org/10.1080/14773996.2016.1235832

    • Ethnographic methodologies for construction

    research: knowing, practice and interventions,

    Building Research & Information, 2010

    • The safe hand: Gels, water, gloves and the

    materiality of tactile knowing, Journal of Material

    Culture, 2014

    • SME–micro Engagement with Occupational

    Safety and Health (OSH) – The Role of the

    Owner-Manager, Proc International Conference

    cib W099 - Achieving sustainable construction

    health and safety, 2014, Lund, Sweden, 978-91-

    7623-005-3, pp. 503-514

    • Health and safety knowledge in complex

    networked organisations: training the chain, Proc

    International Conference cib W099 - Achieving

    sustainable construction health and safety, 2014,

    Lund, Sweden, 978-91-7623-005-3, pp. 50-62

    • Adaptation Strategies, IOSH Magazine 2016

    Books and Reports

    • (2016), Occupational Safety and Health in

    Networked Organisations, Institution of

    Occupational Safety and health (IOSH),

    176pp.- www.iosh.co.uk/networkedsystems

    • (2015 in press), Engagement of micro, small

    and medium-sized enterprises in occupational

    safety and health, Institution of Occupational

    Safety and health (IOSH), 113pp. -www.iosh.co.uk/engagingmicrosandsmes

    • Health and Safety in a Changing World,

    R Dingwall, S Frost - 2016

    • Health and safety knowledge in networked

    organisations, in Health and Safety in a

    Changing World, Dingwall, R (ed), pp.85-100,

    Ch 4, ISBN 978-1138225213

    • Engagement of smaller organisations in

    occupational safety and health, pp. 101-114,

    Ch 5, in Health and Safety in a Changing

    World, Dingwall, R (ed), ISBN 978-

    1138225213

    • Ethnographic research in the construction

    industry, S Pink, D Tutt, A Dainty - 2012 -

    books.google.com

    http://dx.doi.org/10.1080/14773996.2016.1239357http://dx.doi.org/10.1080/14773996.2016.1235832http://www.iosh.co.uk/networkedsystemshttp://www.iosh.co.uk/engagingmicrosandsmes

  • An interdisciplinary approach to OSH

    knowledge flow in networked

    organisations

    Our Names

    www.news.thomasnet.com – www.epuap.org - www.ppconstructionsafety.com

    H&S

  • SMEs and Micro Organisations

    engagement with OSH

    Our Names

    www.news.thomasnet.com – www.epuap.org - www.ppconstructionsafety.com

  • ¿Project KnowHow?

    ¿Project KnowHow?

  • How do workers know how to work safely?Communication and knowledge flow in large, networked organisations

    and SME-micro enterprises

    Alistair GibbECI RAEng Professor

    Who did the

    research?

    ¿Project KnowHow?

  • Our Multi-disciplinary Research Team

    Civil & Building Engineering (Construction OSH)

    Alistair Gibb; Andy Dainty; Phil Bust; Wendy Jones; James Pinder;

    Aoife Finneran; Elaine Yolande Gosling

    Design School (Ergonomics / Human Factors)

    Roger Haslam; Patrick Waterson; Mike Fray,

    Business School (Psychologists)

    Alistair Cheyne; Ruth Hartley; Jane Glover

    Social Sciences (Ethnographers)

    Sarah Pinknow RMIT; Jennie Morgan

  • How do workers know how to work safely?Communication and knowledge flow in large, networked organisations

    and SME-micro enterprises

    Alistair GibbECI RAEng Professor

    How did we do the

    research?

    ¿Project KnowHow?

  • Fieldwork – Methodology

    Findings

    Interview-based

    Studies

    Cross-sectorial

    Approach

    Ethnographic

    Studies

  • How do workers know how to work safely?Communication and knowledge flow in large, networked organisations

    and SME-micro enterprises

    Alistair GibbECI RAEng Professor

    What did we find?

    ¿Project KnowHow?

  • How do workers know how to work safely?Communication and knowledge flow in large, networked organisations

    and SME-micro enterprises

    Alistair GibbECI RAEng Professor

    How do people turn

    information into active

    knowledge?

  • The challenge:

    PERSONALh

    ttps://s

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    ¿Project KnowHow?

  • Person-Centric

    OSH

    Knowledge

    (P-COK)

    Flow Model

    Mixed methods:

    Human & Organisational Factors

    and Ethnography

    http://cdn.vectorstock.com/

  • ©Gibb et al Loughborough University 2013

    Employer Source

    Channel

    Enactment

    Translation to Create

    Knowledge

    Additional

    explicit

    input

    Additional

    tacit,

    subliminal

    input &

    influence

    Membrane

    Situational filter

    Individual filter

    Task-specific

    OSH input

  • ©Gibb et al Loughborough University 2013

    Employer Source

    Enactment

    Translation to Create

    Knowledge

    Additional

    explicit

    input

    Additional

    tacit,

    subliminal

    input &

    influence

    Membrane

    Situational filter

    Individual filter

    Task-specific

    OSH inputChannelref C-HIP Conzola & Wogalter, 2001

  • ©Gibb et al Loughborough University 2013

    Employer Source

    Channel

    Enactment

    Translation to Create

    Knowledge

    Additional

    explicit

    input

    Additional

    tacit,

    subliminal

    input &

    influence

    Membrane

    Situational filter

    Individual filter

    Task-specific

    OSH input

  • ©Gibb et al Loughborough University 2013

    Employer Source

    Channel

    Enactment

    Translation to Create

    Knowledge

    Additional

    explicit

    input

    Additional

    tacit,

    subliminal

    input &

    influence

    Membrane

    Situational filter

    Individual filter

    Task-specific

    OSH input

  • ©Gibb et al Loughborough University 2013

    Employer Source

    Channel

    Enactment

    Translation to Create

    Knowledge

    Additional

    explicit

    input

    Additional

    tacit,

    subliminal

    input &

    influence

    Membrane

    Situational filter

    Individual filter

    Task-specific

    OSH input

  • ©Gibb et al Loughborough University 2013

    Employer Source

    Channel

    Enactment

    Translation to Create

    Knowledge

    Additional

    explicit

    input

    Additional

    tacit,

    subliminal

    input &

    influence

    Membrane

    Situational filter

    Individual filter

    Task-specific

    OSH input

  • ©Gibb et al Loughborough University 2013

    Employer Source

    Channel

    Enactment

    Translation to Create

    Knowledge

    Additional

    explicit

    input

    Additional

    tacit,

    subliminal

    input &

    influence

    Membrane

    Situational filter

    Individual filter

    Task-specific

    OSH input

    . Skip Detail

  • ©Gibb et al Loughborough University 2013

    Employer Source

    Channel

    Enactment

    Translation to Create

    Knowledge

    Additional

    explicit

    input

    Additional

    tacit,

    subliminal

    input &

    influence

    Membrane

    Situational filter

    Individual filter

    Task-specific

    OSH input

    . Skip Detail

  • Direct OSH input e.g. from the Client or

    Design Team (CDM)

    (maybe directed to lower managers)

    Government Policy

    Reports etc

    HSE (High Level) Policy Docs

    Industry OSH culture

    What the competitors are

    doing

    UK Contractors Group or

    equivalent Life philosophy /

    religion etc

    Family situation/background

    Recent high-profile

    incidents

    Previous Educational /

    Training inputs

    Enactment

    Explicit external

    input

    Tacit/subliminal

    input/influence

    Legal advice (e.g. corporate

    manslaughter)

    Social & industry network

    contacts

    Main task inputPrincipal Contractor

    Main Board Director

    responsible for OSH

  • SubContractor

    Front-line Workers (Site-based)

    ©Loughborough University 2013

    Main task input

    Enactment

    Explicit external inputTacit/subliminal

    input/influence

    Direct OSH input from Supervisor

    Industry OSH culture

    Life philosophy /

    religion etc

    Family situation /

    background

    Historical Educational/Training inputs

    Social & industry network contacts (mates)

    Project OSH culture

    Co-worker

    example

    CSCS TrainingThis project induction/orientation

    Recent project inductionsThis project campaigns

    Witnessing

    accidents

    Toolbox talks

    Accident claims solicitors ads

    Accident insurances ads

    National campaigns (esp TV/newspaper)

    Trades Union RepsTrades Union Magazines etc

    Company stand downs re incidentsSuppliers/manufacturers instructions

    Older workers guidance/advice

    Safety officer / OH professional

    Own Medical Practitioner

    Trade associations

    Employment agency (if agency worker)

    General media coverage / documentaries etc

  • The challenge:

    ORGANISATIONALhttp

    ://cdn1.d

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    /ma

    rketin

    g/w

    p-c

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    nt/u

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    ads/s

    ites/1

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    64

    7.jp

    g

    ¿Project KnowHow?

  • The challenge:

    NETWORKS

  • PC Main Board Director

    responsible for OSH

    PC Senior Line Manager

    (Project-based)

    PC Regional

    Line Manager

    SC Supervisor

    (Project Site-based)

    SC Front-line Workers

    SC Line Manager

    (Region or HQ)

    PC OSH Advisor

    (Region or HQ)

    SC OSH Advisor

    (Region or HQ)

    PC Purchasing

    (region or project-based)

    Supplier

    PC Contracts

    (HQ or region-

    based)

    SC Main Board

    Director (OSH)

    Supplier Main

    Board

    Supplier OSH

    Advisor

    Possible additional

    PC Intermediate Line Manager(s)

    (Project-based)

    Primary Explicit OSH ‘Knowledge’ Flow

    Networked Organisation

    (Construction)Notes

    • PC=Principal Contractor

    • SC=Subcontractor

    • Some flows are two-way

    • Many flows are also

    reversible re feedback

    • Dashed lines = possible

    additional flows

    . Skip Detail

  • Primary Explicit OSH ‘Knowledge’ Flow

    Networked Organisation

    (Construction)

    PC Main Board Director

    responsible for OSH

    PC Senior Line Manager

    (Project-based)

    PC Regional

    Line Manager

    SC Supervisor

    (Project Site-based)

    SC Front-line Workers

    SC Line Manager

    (Region or HQ)

    PC OSH Advisor

    (Region or HQ)

    SC OSH Advisor

    (Region or HQ)

    PC Purchasing

    (region or project-

    based)

    Supplier

    PC Contracts

    (HQ or region-

    based)

    Notes

    • PC=Principal Contractor

    • SC=Subcontractor

    • Some flows are two-way

    • Many flows are also

    reversible re feedback

    • Dashed lines = possible

    additional flows

    SC Main Board

    Director (OSH)

    Supplier

    Main

    Board

    Supplier OSH

    Advisor

    Possible additional

    PC Intermediate Line Manager(s)

    (Project-based)

  • Principal Contractor

    Head/Regional Office

    Network

    PC Main Board Director

    responsible for OSH

    PC Senior Line Manager

    (Project-based)

    PC Regional

    Line Manager

    SC Supervisor

    (Project Site-based)

    SC Front-line Workers

    SC Line Manager

    (Region or HQ)

    PC OSH Advisor

    (Region or HQ)

    SC OSH Advisor

    (Region or HQ)

    PC Purchasing

    (region or project-

    based)

    Supplier

    PC Contracts

    (HQ or region-

    based)

    Notes

    • PC=Principal Contractor

    • SC=Subcontractor

    • Some flows are two-way

    • Many flows are also

    reversible re feedback

    • Dashed lines = possible

    additional flows

    SC Main Board

    Director (OSH)

    Supplier

    Main

    Board

    Supplier OSH

    Advisor

    Possible additional

    PC Intermediate Line Manager(s)

    (Project-based)

  • Principal Contractor

    Project-level Network

    PC Main Board Director

    responsible for OSH

    PC Senior Line Manager

    (Project-based)

    PC Regional

    Line Manager

    SC Supervisor

    (Project Site-based)

    SC Front-line Workers

    SC Line Manager

    (Region or HQ)

    PC OSH Advisor

    (Region or HQ)

    SC OSH Advisor

    (Region or HQ)

    PC Purchasing

    (region or project-

    based)

    Supplier

    PC Contracts

    (HQ or region-

    based)

    Notes

    • PC=Principal Contractor

    • SC=Subcontractor

    • Some flows are two-way

    • Many flows are also

    reversible re feedback

    • Dashed lines = possible

    additional flows

    SC Main Board

    Director (OSH)

    Supplier

    Main

    Board

    Supplier OSH

    Advisor

    Possible additional

    PC Intermediate Line Manager(s)

    (Project-based)

  • Subcontractor

    Sub-Network

    PC Main Board Director

    responsible for OSH

    PC Senior Line Manager

    (Project-based)

    PC Regional

    Line Manager

    SC Supervisor

    (Project Site-based)

    SC Front-line Workers

    SC Line Manager

    (Region or HQ)

    PC OSH Advisor

    (Region or HQ)

    SC OSH Advisor

    (Region or HQ)

    PC Purchasing

    (region or project-

    based)

    Supplier

    PC Contracts

    (HQ or region-

    based)

    Notes

    • PC=Principal Contractor

    • SC=Subcontractor

    • Some flows are two-way

    • Many flows are also

    reversible re feedback

    • Dashed lines = possible

    additional flows

    SC Main Board

    Director (OSH)

    Supplier

    Main

    Board

    Supplier OSH

    Advisor

    Possible additional

    PC Intermediate Line Manager(s)

    (Project-based)

  • Supplier Sub-Network

    PC Main Board Director

    responsible for OSH

    PC Senior Line Manager

    (Project-based)

    PC Regional

    Line Manager

    SC Supervisor

    (Project Site-based)

    SC Front-line Workers

    SC Line Manager

    (Region or HQ)

    PC OSH Advisor

    (Region or HQ)

    SC OSH Advisor

    (Region or HQ)

    PC Purchasing

    (region or project-

    based)

    Supplier

    PC Contracts

    (HQ or region-

    based)

    Notes

    • PC=Principal Contractor

    • SC=Subcontractor

    • Some flows are two-way

    • Many flows are also

    reversible re feedback

    • Dashed lines = possible

    additional flows

    SC Main Board

    Director (OSH)

    Supplier

    Main

    Board

    Supplier OSH

    Advisor

    Possible additional

    PC Intermediate Line Manager(s)

    (Project-based)

  • Site-based

    Network

    PC Main Board Director

    responsible for OSH

    PC Senior

    Line Manager

    (Project-based)

    PC Regional

    Line Manager

    SC Supervisor

    (Project Site-based)

    SC Front-line Workers

    SC Line Manager

    (Region or HQ)

    PC OSH Advisor

    (Region or HQ)

    SC OSH Advisor

    (Region or HQ)

    PC Purchasing

    (region or project-

    based)

    Supplier

    PC Contracts

    (HQ or region-

    based)

    Notes

    • PC=Principal Contractor

    • SC=Subcontractor

    • Some flows are two-way

    • Many flows are also

    reversible re feedback

    • Dashed lines = possible

    additional flows

    SC Main Board

    Director (OSH)

    Supplier

    Main

    Board

    Supplier OSH

    Advisor

    Possible additional

    PC Intermediate

    Line Manager(s)

    (Project-based)

  • Site-based

    Network

    Subcontractor

    Sub-Network

    Supplier Sub-Network

    PC Main Board Director

    responsible for OSH

    PC Regional

    Line Manager

    SC Front-line Workers

    PC OSH Advisor

    (Region or HQ)

    SC OSH Advisor

    (Region or HQ)

    PC Purchasing

    (region or project-

    based)

    Supplier

    PC Contracts

    (HQ or region-

    based)

    Notes

    • PC=Principal Contractor

    • SC=Subcontractor

    • Some flows are two-way

    • Many flows are also

    reversible re feedback

    • Dashed lines = possible

    additional flows

    Supplier

    Main

    Board

    Supplier OSH

    Advisor

    PC Senior

    Line Manager

    (Project-based)

    Possible additional

    PC Intermediate

    Line Manager(s)

    (Project-based)

    SC Supervisor

    (Project Site-based)

    SC Line Manager

    (Region or HQ)

    SC Main Board

    Director (OSH)

  • Principal Contractor

    Project-level Network

    Principal Contractor

    Head or Regional Office

    Subcontractor

    Sub-Network

    Supplier

    Sub-Network

    PC Main Board Director

    responsible for OSH

    PC Regional

    Line Manager

    SC Front-line Workers

    PC OSH Advisor

    (Region or HQ)

    SC OSH Advisor

    (Region or HQ)

    PC Purchasing

    (region or project-

    based)

    Supplier

    PC Contracts

    (HQ or region-

    based)

    Supplier

    Main

    Board

    Supplier OSH

    Advisor

    PC Senior

    Line Manager

    (Project-based)

    Possible additional

    PC Intermediate

    Line Manager(s)

    (Project-based)

    SC Supervisor

    (Project Site-based)

    SC Line Manager

    (Region or HQ)

    SC Main Board

    Director (OSH)

    Site-based

    Network

  • How do workers know how to work safely?Communication and knowledge flow in large, networked organisations

    and SME-micro enterprises

    Alistair GibbECI RAEng Professor

    But, is it really that

    simple?

    ¿Project KnowHow?

  • Everybody uses workarounds!

    How can we make sure that they

    are safe?

    Developed from Hale & Borys, Safety Science, 2013

  • Empower & Enable… Principle/Scenario-based training

  • How do workers know how to work safely?Communication and knowledge flow in large, networked organisations

    and SME-micro enterprises

    Alistair GibbECI RAEng Professor

    What about SMEs

    and Micros?

    . Skip Trickle Down

    ¿Project KnowHow?

  • Largecontractors

    Medium-sized organisations

    working on their own projects

    Medium-sizedorganisations

    workingfor large

    contractors

    Very small organisations

    Illegal workforce & ‘cowboy’

    builders

    UK Construction

    © Gibb, 2013

    Donaghy [2009]

  • Large contractors

    Illegal workforce & ‘cowboy’

    builders

    Good working practices

    Medium-sized organisations

    working on their own projects

    Medium-sized organisations

    workingfor large

    contractors

    Very small organisations

    Poor working practices © Gibb, 2013

    UK construction 25 years ago

  • Large contractors

    Illegal workforce & ‘cowboy’

    builders

    Good working practices

    Medium-sized organisations

    working on their own projects

    Medium-sized organisations

    workingfor large

    contractors

    Very small organisations

    Poor working practices

    UK construction NOW

    © Gibb, 2013

    Assumed

    trickle

    down

    But, does

    it REALLY

    happen

  • Large contractors

    Illegal workforce & ‘cowboy’

    builders

    Good working practices

    Medium-sized organisations

    working on their own projects

    Medium-sized organisations

    workingfor large

    contractors

    Very small organisations

    Poor working practices

    Realistic 2025 Target

    © Gibb, 2013

    Assumed

    trickle

    down

    But does

    it REALLY

    happen?

  • Large contractors

    Good working practices

    Medium-sized organisations

    working on their own projects

    Medium-sized organisations

    workingfor large

    contractors

    Very small organisations

    Poor working practices

    Vision for UK construction

    © Gibb, 2013

  • Large contractors

    Illegal workforce & ‘cowboy’

    builders

    Good working practices

    Medium-sized organisations

    working on their own projects

    Medium-sized organisations

    workingfor large

    contractors

    Very small organisations

    Poor working practices © Gibb, 2013

    Assumed

    trickle

    down

    Main 2025 challenge is with micros

  • . Skip Detail

  • Key insights: SME-Micro (OSH practices)

    • SMEs and micros often develop working practices that appear to be safe in the context in which they are being applied

    • Personal, tacit ways of knowing are not necessarily incompatible formalised OSH

    • It might be more productive to acknowledge and seek to better understand the ways that they are complimentary

    • Move to effective OSH rather than just compliance – even if the rules were the best and most appropriate rules

    • Acknowledge the myriad ways that workers already do work safely and helping them make better judgements

  • Key insights : SME-Micro (OSH knowledge)

    • SMEs and micros rely heavily on tacit sources of OSH knowledge

    • A common barrier to acquiring new OSH knowledge was that the person had no perceived need for it

    • Some business owners felt that further OSH information would simply be an unnecessary burden

    • The nature and lack of accessibility of information can be a barrier to seeking and acquiring new OSH knowledge

    • Some participants expressed a view that OSH information does not ‘flow’ to them like other forms of information

    • SMEs and Micros are not just small versions of big companies

    . Skip Detail

  • Sole trader / micro orientation

    La

    rge

    ne

    two

    rke

    d o

    rga

    nis

    atio

    n o

    rie

    nta

    tio

    n

    Large organisation working as a network

    due to size or complexity

    Pretty much acting as a small version of a large firm

    Formal processes (e.g. HR, OSH)

    Distinct sections or departments

    In-house OSH capability

    ‘Family’ only

    One job at a time

    Non-family ‘employees’

    OSH acknowledged

    Manager not ‘on the tools’

    More than one workplace

    Parallel jobs

    Formal roles / separate head office /

    Working as subcon on larger projects

    External OSH consultant

    ‘Formal’ risk assessments

    Lone working

  • How can we help people to make good

    decisions?

  • Larger Orgs Micros

  • How do we help workers know how to work safely?Communication and knowledge flow in large, networked organisations and SME-micro enterprisesAlistair Gibb [[email protected]]

    • Each of us processes information differently

    • This is affected by both explicit and tacit factors

    • In large, complex networks we need to work hard to make sure that those who may get hurt get the right message

    • Focus on the ‘middle management’ gatekeepers

    • Accept that turning information into knowledge is not simple

    • Develop a ‘Third-Way’ understanding

    • Accept that people use workarounds and find ways of managing the resulting situation

    • Don’t treat micros as small versions of big firms

    • Understand their strengths to address their limitations¿Project KnowHow?

  • How do workers know how to work safely?

    Alistair Gibb