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How do rewritable DVDs work?Optical properties of phase-change materials
W. Wełnic,1,2 Silvana Botti,2,3,4 L. Reining,2,4 and M. Wuttig1
1I. Physikalisches Institut IA, RWTH Aachen University, Germany
2Laboratoire des Solides Irradiés, CNRS-CEA-Ecole Polytechnique, Palaiseau, France
3Centre for Computational Physics, University of Coimbra, Portugal
4European Theoretical Spectroscopy Facility
June 27, 2007 – Queen’s University, Belfast
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 1 / 30
Outline
1 Introduction to Phase Change Materials (PCMs)
2 Open questions for Phase Change Materials optimizationLocal structural changes upon amorphizationOptical spectra: from crystalline to amorphous
3 Answers to the open questions
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 2 / 30
Introduction to Phase Change Materials (PCMs)
Outline
1 Introduction to Phase Change Materials (PCMs)
2 Open questions for Phase Change Materials optimizationLocal structural changes upon amorphizationOptical spectra: from crystalline to amorphous
3 Answers to the open questions
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 3 / 30
Introduction to Phase Change Materials (PCMs)
Need for next generation memories
Phase Change Materials (PCMs) are already employed in optical datastorage, e.g. in rewritable DVD’s.The resistivity contrast could be used in phase change random accessmemories.
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 4 / 30
Introduction to Phase Change Materials (PCMs)
Writing, reading and erasing a DVD
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 5 / 30
Introduction to Phase Change Materials (PCMs)
Reversible phase transitions in PCMs
GeSbTe alloys:pronouncedstructuraldifferencesrapidtransitions( 10-100 ns)large opticaland electriccontrastalreadyapplied butstill not wellunderstood
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 6 / 30
Introduction to Phase Change Materials (PCMs)
Optical spectra of semiconductors
GaAs: absorption in crystallineand amorphous phase similarGeSbTe alloys: strong opticalcontrast
GeSbTe alloys are suitable for data storage!
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 7 / 30
Open questions for Phase Change Materials optimization
Outline
1 Introduction to Phase Change Materials (PCMs)
2 Open questions for Phase Change Materials optimizationLocal structural changes upon amorphizationOptical spectra: from crystalline to amorphous
3 Answers to the open questions
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 8 / 30
Open questions for Phase Change Materials optimization
Local order of GeSbTe alloys in the amorphous phase
Ge in redTe in blue
Experiment: a fraction of Gebecomes tetrahedrallycoordinatedSuch a phenomenon hasnever been observed forconventional covalentsemiconductorsContradiction to continuousrandom network modelCorrelation between localorder and optical properties?
Kolobov et al. Nature Materials 3, 703 (2004)
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 9 / 30
Open questions for Phase Change Materials optimization
Open problems for PCMs optimization:
1 Can a change in local order explain the strong optical contrast?2 Is this contrast due to a change in the electronic energy levels?3 Can we tune the optical contrast?
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 10 / 30
Open questions for Phase Change Materials optimization Local structural changes upon amorphization
Crystalline structures of GeSbTe alloys
Rocksalt - octahedral coor. Spinel - mixed coor. Chalcopyrite - tetrahedral coor.
Te in gray, Sb in blue, Ge in red
Rocksalt structure relaxes in slightly distorted state
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 11 / 30
Open questions for Phase Change Materials optimization Local structural changes upon amorphization
DFT total energies
Spinel (mixed coordination) suitable model for amorphous short rangeorder
volume increase 5-10%energy difference 30 meVincrease of bulk modulus
W. Welnic et al. Nature Materials 5, 56 (2006)
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 12 / 30
Open questions for Phase Change Materials optimization Local structural changes upon amorphization
From experimental observation to our models
If all Ge atoms were in tetrahedral positions the volume increasewould be ≥ 30% (experiment: 5-10%)Models for amorphous GeTe:
64 atoms supercelloctahedral coordination except for 2, 4 or 8 Ge with tetrahedralshort range order
Models for amorphous Ge1Sb2Te4:56 atoms supercelleither 4 or 8 Ge with tetrahedral short range order
All models still exhibit long rang order!
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 13 / 30
Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous
Optical absorption: approximations within DFT
v
c
unoccupied states
occupied states
�2(ω) = 24π2
ΩNkω2limq→0
1q2
∑v ,c,k
∣∣mv ,c,k∣∣2 δ(�ck − �vk − ω)mv ,c,k = 〈c |q · v| v〉
Independent-particle → GW → e-h interaction
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 14 / 30
Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous
Linear response functions within TDDFT
V
Vind
ext
macroscopic and microscopic
macroscopic
χ̄ = χ0 + χ0 (v̄ + fxc) χ̄
εM = limq→0
[1 − v0(q)χ̄00(q, ω)]
Independent-particle (v̄ = 0, fxc = 0)RPA (fxc = 0)
TDLDA (fxc =dV LDAxc
dρ δ(r − r′))
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 15 / 30
Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous
Open problems for PCMs optimization:
1 Can a change in local order explain the strong optical contrast?2 Is this contrast due to a change in the electronic energy levels?3 Can we tune the optical contrast?
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 16 / 30
Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous
GeTe: experiment vs. RPA calculation
0 1 2 3 4 5 6Energy [eV]
20
40
60
80
ε 2
GeTe rocksaltGeTe amorphous
0 1 2 3 4 5 60
20
40
60
ε 2
GeTe rocksaltGeTe amorphous
EXPERIMENT
THEORY
Main features of the opticalcontrast well reproducedSpectroscopy onpolycrystalline thin films ofGeTePresence of Ge vacancies inthe sampleOur models still exhibit longrange order
Experimental results obtained in RWTH Aachen University
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 17 / 30
Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous
GeTe: effect of distorsion and Ge vacancies
0 1 2 3 4 5 6E [eV]
20
40
60
80
100
120
ε 2
c-GeTe (undistorted)c-GeTe (distorted)c-GeTe (Ge
V)
a-GeTe
Distorsion: no more 6equivalent neighboursGe Vacancies:
Drude peak wellreproducedIntensity of the mainpeak decreases
Distorsion andvacancies reduce thenumber of Ge-Te bonds
Calculations within RPA approximation
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 18 / 30
Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous
TDLDA, GW & BSE
TDLDA and RPA give the same resultBetter agreement with experiment using many-body calculations?
0 1 2 3 4 5 6Energy [eV]
20
40
60
80
100
120
140
160
180
ε 2
RPAIPGW-RPABSEEXP
GW shifts gap by 0.15 eVSmall excitonic effectcompensate for GW correctionRPA is enough for ourpurposes!
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 19 / 30
Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous
GeSbTe: experiment vs. RPA calculation
0 1 2 3 4 5 6Energy [eV]
20
40
60
80
ε 2
Ge1Sb2Te4 rocksaltGe1Sb2Te4 am. md. 1Ge1Sb2Te4 am. md. 2
0 1 2 3 4 5 60
20
40
60
ε 2
Ge1Sb2Te4 rocksalt
Ge1Sb2Te4 amorphous
EXPERIMENT
THEORY
again main features of theoptical contrast wellreproducedwe conclude that a change inlocal order can explain thestrong optical contrast
Experimental results obtained in RWTH Aachen University
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 20 / 30
Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous
Open problems for PCMs optimization:
1 Can a change in local order explain the strong optical contrast?2 Is this contrast due to a change in the electronic energy levels
(JDOS)?3 Can we tune the optical contrast?
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 21 / 30
Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous
Optical absorption
v
c
unoccupied states
occupied states
�2(ω) = 24π2
ΩNkω2limq→0
1q2
∑v ,c,k
∣∣mv ,c,k∣∣2 δ(�ck − �vk − ω)mv ,c,k = 〈c |q · v| v〉 velocity matrix elements
JDOS/ω2 =1
Nkω2∑v ,c,k
δ(�ck − �vk − ω)
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 22 / 30
Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous
Origin of the optical contrast
No significant changes inJDOSWith constant matrix elementsone wouldn’t expect anyoptical contrastOptical contrast is determinedby changes in transition matrixelements
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 23 / 30
Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous
Understanding the optical contrast
0.4 0.5 0.6 0.7 0.8overlap
0
200
400
600
800
num
ber
of tr
ansi
tions
Ge1Sb2Te4 rocksaltGeTe rocksaltGe1Sb2Te4 amorph.GeTe amorphous
Changes in local structure cause changes in spatial dispersion ofwavefunctionsOverlap changes → matrix elements change
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 24 / 30
Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous
Open problems for PCMs optimization:
1 Can a change in local order explain the strong optical contrast?2 Is this contrast due to a change in the electronic energy levels?3 Can we tune the optical contrast?
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 25 / 30
Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous
Contribution from distorsion and vacancies
Decrease of coordination and inclusion of vacancies: reduce thenumber of Ge-Te bondsDecrease of coordination and distorsions: reduce the overlap ofthe wavefunctionsOptical properties in PCM can be tuned by modifying thesecontributions!
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 26 / 30
Answers to the open questions
Outline
1 Introduction to Phase Change Materials (PCMs)
2 Open questions for Phase Change Materials optimizationLocal structural changes upon amorphizationOptical spectra: from crystalline to amorphous
3 Answers to the open questions
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 27 / 30
Answers to the open questions
Conclusions
Calculation of optical properties of PCMs from first principlesOptical contrast in PCMs understood!Change in local order origin of optical contrastOptical contrast governed by changes in spatial overlap ofwavefunctions which lead to smaller transition matrix elementsThe model explains how to change the optical contrast by tuningthe number of Ge-Te bonds (vacancies, distortions, composition)
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 28 / 30
Answers to the open questions
Acknowledgments
Ground state and GW calculations: www.abinit.org/
TDDFT for periodic systems: theory.polytechnique.fr/codes/
BSE for periodic systems: theory.polytechnique.fr/codes/
The authors acknowledge funding by the NANOQUANTA NoE, theBMWA, and the EU “Marie Curie Host Fellowship”
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 29 / 30
www.abinit.org/theory.polytechnique.fr/codes/theory.polytechnique.fr/codes/
Answers to the open questions
Thanks to W. Welnic, L. Reining and M. Wuttig!
W. Welnic, S. Botti, L. Reining, and M. Wuttig,Origin of the optical contrast in phase change materialsPhys. Rev. Lett. 98, 236403 (2007).
W. Welnic, M. Wuttig, S. Botti, and L. Reining,Local atomic order and optical properties in amorphous andlaser-crystallized GeTeto be published
Silvana Botti (Paris) How do rewritable DVDs work? Belfast 30 / 30
Introduction to Phase Change Materials (PCMs)Open questions for Phase Change Materials optimizationLocal structural changes upon amorphizationOptical spectra: from crystalline to amorphous
Answers to the open questions