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How do rewritable DVDs work? Optical properties of phase-change materials W. Welnic, 1,2 Silvana Botti , 2,3,4 L. Reining, 2,4 and M. Wuttig 1 1 I. Physikalisches Institut IA, RWTH Aachen University, Germany 2 Laboratoire des Solides Irradi ´ es, CNRS-CEA-Ecole Polytechnique, Palaiseau, France 3 Centre for Computational Physics, University of Coimbra, Portugal 4 European Theoretical Spectroscopy Facility June 27, 2007 – Queen’s University, Belfast Silvana Botti (Paris) How do rewritable DVDs work? Belfast 1 / 30

How do rewritable DVDs work? · How do rewritable DVDs work? Optical properties of phase-change materials W. Wełnic,1,2 Silvana Botti,2,3,4 L. Reining,2,4 and M. Wuttig1 1I. Physikalisches

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  • How do rewritable DVDs work?Optical properties of phase-change materials

    W. Wełnic,1,2 Silvana Botti,2,3,4 L. Reining,2,4 and M. Wuttig1

    1I. Physikalisches Institut IA, RWTH Aachen University, Germany

    2Laboratoire des Solides Irradiés, CNRS-CEA-Ecole Polytechnique, Palaiseau, France

    3Centre for Computational Physics, University of Coimbra, Portugal

    4European Theoretical Spectroscopy Facility

    June 27, 2007 – Queen’s University, Belfast

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 1 / 30

  • Outline

    1 Introduction to Phase Change Materials (PCMs)

    2 Open questions for Phase Change Materials optimizationLocal structural changes upon amorphizationOptical spectra: from crystalline to amorphous

    3 Answers to the open questions

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 2 / 30

  • Introduction to Phase Change Materials (PCMs)

    Outline

    1 Introduction to Phase Change Materials (PCMs)

    2 Open questions for Phase Change Materials optimizationLocal structural changes upon amorphizationOptical spectra: from crystalline to amorphous

    3 Answers to the open questions

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 3 / 30

  • Introduction to Phase Change Materials (PCMs)

    Need for next generation memories

    Phase Change Materials (PCMs) are already employed in optical datastorage, e.g. in rewritable DVD’s.The resistivity contrast could be used in phase change random accessmemories.

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 4 / 30

  • Introduction to Phase Change Materials (PCMs)

    Writing, reading and erasing a DVD

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 5 / 30

  • Introduction to Phase Change Materials (PCMs)

    Reversible phase transitions in PCMs

    GeSbTe alloys:pronouncedstructuraldifferencesrapidtransitions( 10-100 ns)large opticaland electriccontrastalreadyapplied butstill not wellunderstood

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 6 / 30

  • Introduction to Phase Change Materials (PCMs)

    Optical spectra of semiconductors

    GaAs: absorption in crystallineand amorphous phase similarGeSbTe alloys: strong opticalcontrast

    GeSbTe alloys are suitable for data storage!

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 7 / 30

  • Open questions for Phase Change Materials optimization

    Outline

    1 Introduction to Phase Change Materials (PCMs)

    2 Open questions for Phase Change Materials optimizationLocal structural changes upon amorphizationOptical spectra: from crystalline to amorphous

    3 Answers to the open questions

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 8 / 30

  • Open questions for Phase Change Materials optimization

    Local order of GeSbTe alloys in the amorphous phase

    Ge in redTe in blue

    Experiment: a fraction of Gebecomes tetrahedrallycoordinatedSuch a phenomenon hasnever been observed forconventional covalentsemiconductorsContradiction to continuousrandom network modelCorrelation between localorder and optical properties?

    Kolobov et al. Nature Materials 3, 703 (2004)

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 9 / 30

  • Open questions for Phase Change Materials optimization

    Open problems for PCMs optimization:

    1 Can a change in local order explain the strong optical contrast?2 Is this contrast due to a change in the electronic energy levels?3 Can we tune the optical contrast?

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 10 / 30

  • Open questions for Phase Change Materials optimization Local structural changes upon amorphization

    Crystalline structures of GeSbTe alloys

    Rocksalt - octahedral coor. Spinel - mixed coor. Chalcopyrite - tetrahedral coor.

    Te in gray, Sb in blue, Ge in red

    Rocksalt structure relaxes in slightly distorted state

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 11 / 30

  • Open questions for Phase Change Materials optimization Local structural changes upon amorphization

    DFT total energies

    Spinel (mixed coordination) suitable model for amorphous short rangeorder

    volume increase 5-10%energy difference 30 meVincrease of bulk modulus

    W. Welnic et al. Nature Materials 5, 56 (2006)

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 12 / 30

  • Open questions for Phase Change Materials optimization Local structural changes upon amorphization

    From experimental observation to our models

    If all Ge atoms were in tetrahedral positions the volume increasewould be ≥ 30% (experiment: 5-10%)Models for amorphous GeTe:

    64 atoms supercelloctahedral coordination except for 2, 4 or 8 Ge with tetrahedralshort range order

    Models for amorphous Ge1Sb2Te4:56 atoms supercelleither 4 or 8 Ge with tetrahedral short range order

    All models still exhibit long rang order!

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 13 / 30

  • Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous

    Optical absorption: approximations within DFT

    v

    c

    unoccupied states

    occupied states

    �2(ω) = 24π2

    ΩNkω2limq→0

    1q2

    ∑v ,c,k

    ∣∣mv ,c,k∣∣2 δ(�ck − �vk − ω)mv ,c,k = 〈c |q · v| v〉

    Independent-particle → GW → e-h interaction

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 14 / 30

  • Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous

    Linear response functions within TDDFT

    V

    Vind

    ext

    macroscopic and microscopic

    macroscopic

    χ̄ = χ0 + χ0 (v̄ + fxc) χ̄

    εM = limq→0

    [1 − v0(q)χ̄00(q, ω)]

    Independent-particle (v̄ = 0, fxc = 0)RPA (fxc = 0)

    TDLDA (fxc =dV LDAxc

    dρ δ(r − r′))

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 15 / 30

  • Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous

    Open problems for PCMs optimization:

    1 Can a change in local order explain the strong optical contrast?2 Is this contrast due to a change in the electronic energy levels?3 Can we tune the optical contrast?

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 16 / 30

  • Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous

    GeTe: experiment vs. RPA calculation

    0 1 2 3 4 5 6Energy [eV]

    20

    40

    60

    80

    ε 2

    GeTe rocksaltGeTe amorphous

    0 1 2 3 4 5 60

    20

    40

    60

    ε 2

    GeTe rocksaltGeTe amorphous

    EXPERIMENT

    THEORY

    Main features of the opticalcontrast well reproducedSpectroscopy onpolycrystalline thin films ofGeTePresence of Ge vacancies inthe sampleOur models still exhibit longrange order

    Experimental results obtained in RWTH Aachen University

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 17 / 30

  • Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous

    GeTe: effect of distorsion and Ge vacancies

    0 1 2 3 4 5 6E [eV]

    20

    40

    60

    80

    100

    120

    ε 2

    c-GeTe (undistorted)c-GeTe (distorted)c-GeTe (Ge

    V)

    a-GeTe

    Distorsion: no more 6equivalent neighboursGe Vacancies:

    Drude peak wellreproducedIntensity of the mainpeak decreases

    Distorsion andvacancies reduce thenumber of Ge-Te bonds

    Calculations within RPA approximation

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 18 / 30

  • Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous

    TDLDA, GW & BSE

    TDLDA and RPA give the same resultBetter agreement with experiment using many-body calculations?

    0 1 2 3 4 5 6Energy [eV]

    20

    40

    60

    80

    100

    120

    140

    160

    180

    ε 2

    RPAIPGW-RPABSEEXP

    GW shifts gap by 0.15 eVSmall excitonic effectcompensate for GW correctionRPA is enough for ourpurposes!

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 19 / 30

  • Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous

    GeSbTe: experiment vs. RPA calculation

    0 1 2 3 4 5 6Energy [eV]

    20

    40

    60

    80

    ε 2

    Ge1Sb2Te4 rocksaltGe1Sb2Te4 am. md. 1Ge1Sb2Te4 am. md. 2

    0 1 2 3 4 5 60

    20

    40

    60

    ε 2

    Ge1Sb2Te4 rocksalt

    Ge1Sb2Te4 amorphous

    EXPERIMENT

    THEORY

    again main features of theoptical contrast wellreproducedwe conclude that a change inlocal order can explain thestrong optical contrast

    Experimental results obtained in RWTH Aachen University

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 20 / 30

  • Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous

    Open problems for PCMs optimization:

    1 Can a change in local order explain the strong optical contrast?2 Is this contrast due to a change in the electronic energy levels

    (JDOS)?3 Can we tune the optical contrast?

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 21 / 30

  • Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous

    Optical absorption

    v

    c

    unoccupied states

    occupied states

    �2(ω) = 24π2

    ΩNkω2limq→0

    1q2

    ∑v ,c,k

    ∣∣mv ,c,k∣∣2 δ(�ck − �vk − ω)mv ,c,k = 〈c |q · v| v〉 velocity matrix elements

    JDOS/ω2 =1

    Nkω2∑v ,c,k

    δ(�ck − �vk − ω)

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 22 / 30

  • Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous

    Origin of the optical contrast

    No significant changes inJDOSWith constant matrix elementsone wouldn’t expect anyoptical contrastOptical contrast is determinedby changes in transition matrixelements

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 23 / 30

  • Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous

    Understanding the optical contrast

    0.4 0.5 0.6 0.7 0.8overlap

    0

    200

    400

    600

    800

    num

    ber

    of tr

    ansi

    tions

    Ge1Sb2Te4 rocksaltGeTe rocksaltGe1Sb2Te4 amorph.GeTe amorphous

    Changes in local structure cause changes in spatial dispersion ofwavefunctionsOverlap changes → matrix elements change

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 24 / 30

  • Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous

    Open problems for PCMs optimization:

    1 Can a change in local order explain the strong optical contrast?2 Is this contrast due to a change in the electronic energy levels?3 Can we tune the optical contrast?

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 25 / 30

  • Open questions for Phase Change Materials optimization Optical spectra: from crystalline to amorphous

    Contribution from distorsion and vacancies

    Decrease of coordination and inclusion of vacancies: reduce thenumber of Ge-Te bondsDecrease of coordination and distorsions: reduce the overlap ofthe wavefunctionsOptical properties in PCM can be tuned by modifying thesecontributions!

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 26 / 30

  • Answers to the open questions

    Outline

    1 Introduction to Phase Change Materials (PCMs)

    2 Open questions for Phase Change Materials optimizationLocal structural changes upon amorphizationOptical spectra: from crystalline to amorphous

    3 Answers to the open questions

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 27 / 30

  • Answers to the open questions

    Conclusions

    Calculation of optical properties of PCMs from first principlesOptical contrast in PCMs understood!Change in local order origin of optical contrastOptical contrast governed by changes in spatial overlap ofwavefunctions which lead to smaller transition matrix elementsThe model explains how to change the optical contrast by tuningthe number of Ge-Te bonds (vacancies, distortions, composition)

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 28 / 30

  • Answers to the open questions

    Acknowledgments

    Ground state and GW calculations: www.abinit.org/

    TDDFT for periodic systems: theory.polytechnique.fr/codes/

    BSE for periodic systems: theory.polytechnique.fr/codes/

    The authors acknowledge funding by the NANOQUANTA NoE, theBMWA, and the EU “Marie Curie Host Fellowship”

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 29 / 30

    www.abinit.org/theory.polytechnique.fr/codes/theory.polytechnique.fr/codes/

  • Answers to the open questions

    Thanks to W. Welnic, L. Reining and M. Wuttig!

    W. Welnic, S. Botti, L. Reining, and M. Wuttig,Origin of the optical contrast in phase change materialsPhys. Rev. Lett. 98, 236403 (2007).

    W. Welnic, M. Wuttig, S. Botti, and L. Reining,Local atomic order and optical properties in amorphous andlaser-crystallized GeTeto be published

    Silvana Botti (Paris) How do rewritable DVDs work? Belfast 30 / 30

    Introduction to Phase Change Materials (PCMs)Open questions for Phase Change Materials optimizationLocal structural changes upon amorphizationOptical spectra: from crystalline to amorphous

    Answers to the open questions