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Health Hazard/Risk Evaluation
HHE Coordinator:Jens Krugmann
Product DataProduct Name : DePuy ASR" Articular Surface Replacement (Not approved for use in the US) and ASRT"' XMetal-on-Metal System
Product Codes Affected
See attached
LotNumberslSerial
Numbers(As known)
All
Manufacturer:(If external include Name and Contact Information)DePuy International, Ltd.St. Anthony's RoadLeedsLS 11 8DT
Page 1 of 13
FinishedGoods
SEP 112-2 Rev A
Monoblock
Quantity(As known)
Distributor Sold
Approx.98,000systems
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291920
Health Hazard/Risk EvaluationSEP 112-2 Rev A
Complaint, Incident, Problem Reported:
Attachments:
1, Complaints Review2. NJR - HESIPEDW Linked Dataset for ASR Hip Resurfacing
Following our previous HHE conducted on 8th January 2010 our ongoing Post Market Surveillance Activities have identifiedadditional data that is being considered as part of this health hazard evaluation (see attachments).
Previous HHE conducted on 8t" January 2010 suggested a higher than expected revision rate for the DePuy ASRThd ArticularSurface Replacement and ASR® XL Monoblock Metal-on-Metal (MUM) System linked to usage of monoblock MoM cups withcorresponding head sizes below 50 mm in diameter based on the analysis of various datasets (joint replacement registries,published literature, company sponsored clinical trials, internal complaints data and unpublished clinical research reports). TheAustralian National Joint Replacement Registry had reported a cumulative percentage revision rate of 5.4% at 3 years for theASR® Cup and XL head used with DePuy stems in total hip replacement. At that time recent published and unpublished datasuggested that this rate may be higher in cohorts where a large proportion is female or has small acetabulae. These datasuggested that smaller heads (less than 50 mm diameter) are associated with a higher rate of revision (up to 8-9 % at threeyears). While the analysis conducted at that time did not demonstrate conclusive findings regarding the relationship betweengender and implant head size, DePuy believed that the analysis of the collective dataset provided reasons to take special carein patient selection and cup placement when choosing to use the DePuy ASR TM Articular Surface Replacement and ASR® XLMonoblock Metal-on-Metal System with head sizes below 50 mm, (cup sizes 56 mm and smaller). This data was consistent withother published data for the use of the DePuy ASR monoblock metal-on-metal resurfacing system and other similar devices inthe class.Following the former HHE, actions recommended by the HHE Committee were taken to provide a Dear Doctor letter to previousand current users of the ASR platform to inform them of our recent analysis of datasets from various sources and remind themon several aspects in order to achieve optimal implant performance and survivorship (please see HEALTH HAZARD/RISKEVALUATION EXECUTIVE REVIEW BOARD: Complaint No. 12725 - DePuy ASRTW Articular Surface Replacement and ASR®XL Monoblock Metal-on-Metal (MoM) System, which was signed off on 19e" April 2010 ).
New information has become available which suggests a revision rate of 12.0% at 5 years for ASR cups with ASR femoralcomponents (NJR - HES/PEDW Linked Dataset for ASR Hip Resurfacing) while the class' revision rate is 6.0%. For a similarpopulation the reported 3-year revision rate for ASR cups with ASR femoral components of 6.9% compared to 4.2% of the class.From former data it is not expected that the 5-year revision rate for ASR cups with ASR XL modular heads will be significantlylower.
Number of Complaints , Incidents , Problems Reported:
See attached complaints review and NJR - HES/PEDW Linked Dataset for ASR Hip ResurfacingNumber of Injuries : As above Number of Deaths: 0Source of Reports:Hospital Patient qePU /J&J Affiliate
qX q or Distributor X
Complaint No.: Ref. HHE DINT 12725
Page 2 of 13
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291921
Health Hazard/Risk EvaluationSEP 112-2 RevA
ll. Problem Definition and AnalysisProduct Description : ( A description of the product and its intended use)
The DePuy ASRT^^ Articular Surface Replacement and ASRT"' XL Monoblock Metal-on-Metal System are high performancemetal-on-metal bearings designed and manufactured within fine tolerances to facilitate a state of fluid film lubrication. Thesystem is designed to reduce wear and provide high function for all patients.
The ASR platform consists of the following:
Hip Surface Replacement ( Not approved for use in the US)- ASRTM Surface Replacement Head- Monoblock ASR T" Acetabular Cup
Total Hip Replacement-- ASR TM XL Modular Head- Monoblock ASRTM Acetabular Cup
Description of the hazard/risk caused by the product issue (Defect/Malfunction or Error in Use):
Early revision of the prosthesis due to loosening or adverse tissue reaction.
Device or Other Product Related Factors Possibly Contributing to the Health Hazard /Risk Situation:
The DePuy ASRT"^ Articular Surface Replacement and ASRT^" XL Monoblock Metal-on-Metal System is recognized to be in aclass to have a more challenging implantation technique than conventional total hip replacement. Reasons for revisionidentified within the datasets are typical for the class of large diameter MoM monoblock cups and includes componentloosening, component malalignment, infection, pain, fracture, dislocation and metal sensitivity.
Use Related , User or Human Performance Contributing Factors:
As above
Population at Greater Risk: (e . g., children , elderly, pregnant women , immune deficient patients, etc.)
Potential greater risk for cohorts where a large proportion is female or has small acetabulae for ASR as well as for devicesthroughout the class. No evidence that a specific population group is at greater risk attributed to the application of ASR whencompared to class.
immediate and/or Long Range Consequences of the Health Hazard /Risk (specify):
The immediate consequence of cup loosening or adverse tissue reaction is the necessity for revision surgery to reverseimpairment. Successful revision surgery will obviate any long range consequences.
aint No.: RefHHE dated 15 September, 2008
Page 3 of 13
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291922
Health Hazard/Risk Evaluation
Remote
Rare
Occasional
Frequent
Continuously Occurring
Ill.HealthlRisk IndexLikelihood of Occurrence
Probability ofExtremely Unlikely
Unlikely but Possible
Likely
Very Likely
Extremely Likely
Circles the appra-0
+1
+2
of the Product Issuelate value
SEP 112-2 Rev A
Comments:The product issue is defined as early revision of theprosthesis due to loosening or adverse tissue reaction.The available data suggests an increase in revision rates forASR cups with ASR femoral components at 5 years.Reference attached NJR - HES/PEDW Linked Dataset forASR Hip Resurfacing.Although the revision rate has increased the HHECommittee considers a "frequent" rate marked as "3" as stillappropriate.
the Product Issue resulting in Health Hazard t0
+1
+2
+4
Severity of the HealNone (No adverse Health Consequences)
Limited (Transient , Self-limiting Illness or injury
Moderate (Significant Impairment, buttemporary/reve rsible)
Sever (Serious Injury , Permanent Impairment,Irreversible)
Life Threat ( Life threatening , Death Could Occur)
0
+1
C+9+3
+4
Comments:The probability of the product issue (defined as earlyrevision of the prosthesis due to loosening or adverse tissuereaction) resulting in a health hazard or risk is considered"very likely".
h HazardlRiskComments:The immediate consequence of cup loosening or adversetissue reaction is the necessity for revision surgery toreverse impairment. Successful revision surgery isexpected to obviate any long range consequences. As withall revision surgery there are associated risks, in isolatedcases permanent impairment could occur related to adversereactions to metal debris.
Hazard/Risk Index(Obtained by adding the scores of the above three sections
ilnctlcate score in lineRZarO/N{SK lrm eX l3OX}NonefNegligible/Broadly Acceptable
Low/As Low As Reasonably Practicable (ALARP)
Moderate/Undesirable
High/Unacceptable
Hazard/Risk IndexIf Index is > 7, Field Action has to be considered
0-3 Comments:Revision rates are higher than the class and higher thanthose for conventional total hip replacement surgeries4-6where the PinnacleTM cup is used.Although the revision rate has increased the HHE7-9Committee considers a "HazardJRisk index" of "8" as stillappropriate.10-12However, additional actions were determined asnecessary.II
8
Complaint No.: Ref. HHE dated 15 September, 2008
Page 4 of 13
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291923
112-2 Rev A
Health Hazard/Risk EvaluationIV Recommendation
The HHE Committee recommend:
No further action is required , complete Corrective and Preventative Actionbased on review of failure investigation and close file.
(Document Rational)
qX Board level review of this issue and consideration of field action.(Attachment C is required)
The action recommended by the HHE Committee is to recall the distributed product from all markets a nd establish a strategy formaking products available, if necessary, for compassionate use.
Health Hazard /Risk Evaluation Committee(Please Print and Sign .your Name) :---- ^:.Complaint Manager Date:
Quality Systems Manager Date:
Product Development Engineer Date:
Operations ManagerfBU Manager Date:(Where applicable)
Marketing Manager(Where Applicable)C ^^.
Date:
Medical Professional Date:(Required for Health Risk Evaluation not submitted to the board)
Other Date:
Approval....The HHE Committee Recommendation is 11 v/ Approved El Reject
(Check_Appropriate Box]
Director Quality Systems * Date:
WW VP Quality Systems * Date:
Director Regulatory * Date:
Or Nominated Deputy
Attachments:Complaints ReviewNJR - HES/PEDW Linked Dataset for ASR Hip Resurfacing
Page 5 of 13
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291924
Health Hazard/Risk EvaluationW :Recomm endation
The HHE Committee recommend:
I
SE P 1 12-2 Rev A
No further action is required , complete Corrective and Preventative Actionbased on review of failure investigation and close file.
(Document Rational)
Board level review of this issue and consideration of field action.(Attachment Cis required)
Tho action recommended by the I-IHE Committee i s to recall the distributed product from all markets and establish a strategy for
making products available , if necessary, for compassionate use.
Health Hazard/Risk Evaluation CommitteeE'Eease Print ancf Sign your Namc
Complaint Manager
Quality Systems Manager
Product Development Engineer
Operations Manager113UJ Manager(Where applicable)
Marketing Manager(Whore Applicable)
Medical Professional(Required for Health Risk Evaluation not submitted to the board)
Other
The HHE Committee Recommendation is(Check Appropriate Box)
Director Quality Systems *
WW VP Quality Systems
Director Regu latory ^,-iOr Nominated Deputy
Attaciarnents:Comp€aints ReviewNJR - I-IES/PEDW I_inkoci Datasot for ASR Hip Resurfacing
Pape 5 of 13
Approval
Date:
Date:
Date:
Date:
Date:
1::1 3 Approved I[.] Reject
-----____.- ......_.........Dato:
Date:
1 Date:
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291925
Health Hazard/Risk EvaluationIV. Recom mendation
SEP 112-2 Rev A
L--1 No further action is required, complete Corrective and Preventative Actionbased on review of failure investigation and close file.
(Document Rational)
x Board level review of this issue and consideration of field action.(Attachment C is required)
The action recommended by the HHE Committee is to recall the distributed product from all markets and establish a strategy formaking products availab#e, if necessary, for compassionate use.
Health Hazard/Rick Evaluation CommitteePlease Pt'itlt and,Sign your Name
Complaint Manager
Quality Systems Manager
Operations Manager/BU Manager
(Where applicable)
Marketing Manager(Whore Applicable)
Medical Professional(Required for Health Risk Evaluation not submitted to the board)
Other
The HHE Committee Recommendation is(Check Appropriat(j l3ox)__..__ -.--Director Quality Systems
WW VP Quality Systems
Director Regulatory
* Or Nominated Deputy
Attachments:Complaints ReviewNJR - I-{ES/PEDW Linked Dataset for ASR I-tip Resurfacing
Pago 5 01 13
C Date_^^.
Date:
Date:
1
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER . DEPUY000291926
Health Hazard/Risk Ev U Ce i9 a nSEP'112-2 RevA
W. • Recommendation
The HHE Committee recommend:
El No further action is required , complete Corrective and Preventative Actionbased on review of failure investigation and close tile-
(Docurnent Rational)
}C Board level review of this issue and consideration of field action.(Attachment C is required)
The action recommended by the 1-II-lE Committee is to recall the distributed product from all markets and establish a stratocly formaking products available , if necessary , for compassionate use.
Health Hazard/Risk Evaluation CommitteePlease Print and Sigour Name)
Complaint Manager Late:
Quality Systems Manager Date:
Product Development F_ngineer Date:
Operations ManagerfBU Manager Date:(Where Applicable)
Marketing Manager Late(Whore Applicable)
Medical Professionalb d
D ate ^oar )(fie aired f r I ealth Risk Evaluation not submitted to the
`. "• Xi r to__
Other.
Date:
The HHE Committee Recommendation is 3 Approved Reject
(Check Appropriate Box
Director Quality Systems * Date:
WW VP Quality Systems * Date:
Director Regulatory Date:
* Or Nominated Deputy
Attachments:Complaints ReviewN,JR - HES/I'EDW Linked Dataset for ASP Hip Resurfacing
Page 3of13
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291927
Health Hazard/Risk EvaluationIV. Recommendation
The HHE Committee recommend:
SEP 112-2 Rev A
(^ No further action is required, complete Corrective and Preventative Actiontt ^l based on review of failure investigation and close file.
(Document Rational)
Board level review of this issue and consideration of field action.(Attachment Cis required)
The action recommended by the I- HE Committee is to recall the distributed product from all markets and establish a strategy formaking products available, if necessary , for compassionate use.
Health Hazard/Risk Evaluation Committee(Please Print and;5r.n yqul NameComplaint Manager f
Quality Systerns Manager
Product Development Enghi er
(_ 11^-\ .\. 111\ \t
Operations Manager/BU Manager(Where applicable)
Marketing Manager(Where Applicable)
Medical Professional(Required for Health Risk Evaluation not subrnitted to the board)
I
Other
The t-IHE Committee Recommendation is-.(Check Appropriate Box)
Director Quality Systems
WW VP Quality Systems * -
1 Director Regulatory
Or Nominated Deputy
-Approval['.IV Approved
AttachmontS:Complaints ReviewNJR - l-IES/PEDW Linked Dataset for ASR Hip Resurfacing
Page 5 of 13
CI Reject
Date:
Date:
Date;
Date:
Date:
Date:
Date:
Date:
Date:
Date: -
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER . DEPUY000291928
Health Hazard/Risk EvaluationSEP 112-2 Rev A
IV. Recommendation
The HHE Committee recommend:
No further action is required , complete Corrective and Preventative Actionbased on review of failure investigation and close file.
(Document Rational)
f ^ I Board level review of this issue and consideration of field action.(Attachment C is required)
The action recommended by the HHE Committee is to recall the distributed product from all markets a nd establish a strategy formaking products available, if necessary, for compassionate use.
Health Hazard/Risk Evaluation Committee(Please Print and Sign your Name)Complaint Manager Date:
Quality Systems Manager Date:
R..g^. 2
Product Development Engineer Date:
Operations Manager/BU Manager(Where applicable)
Date:
^cm ic1c^ t
Marketing Manager Date:(Where Applicable)
Medical Professional Date:(Required for Health Risk Evaluation not submitted to the board)
Other Date:
.App roval
The HHE Committee Recommendation is I] 3 Approved El RejectCheck App ropriate Box)
Director Quality Systems Date:
WW VP Quality Systems * Date:
......................................................................Director Regulatory * Date:
* Or Nominated Deputy
Attachments:Complaints ReviewNJR - HES/PEDW Linked Dataset for ASR Hip Resurfacing
Page 5 of 13
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER . DEPUY000291929
The action recommended by the HHE .,mm ittee is to retail the distributed product frr the markets global l y,
Health Hazard/Risk Evaluation Committee(Please Print and Sion your Name) _.Complaint Manager E Date:
Quality Systems Manager bate:
I Product Development Engineer Date:
Operations Manager/BlJ Manager pate:(Where applicable)
Marketing Manager Date:(Where Applicable)
Medical Professional Date:(Required for Health Risk Evaluation not submitted to the board)
Other Date:
ApprovalThe HHE Committee Recommendation is q3 Approved q Reject(Check Appropriate Box)
Director Quality Systems * Date:
WWVP Quality Systems Date:
Director Regulatory Date'
* Or Nominated Deputy
Attachments:Complaints ReviewNJR - HES!PEDWWW kinked Dataset for "SR Hic Resurfamnc
The HHEA Co,,;;n oiti ee reco mend:
azard/Rh.k Ev luatiSi. i:> i s'--? i-r ?v r'•.
Nofwi
actiond
-xl.^f arot R•
^,^i.^r{R^i^^RaVGa^^
cxsc tt,^eG ^` es
^a^^{^n^a s^ag e^s'^Aa''.,^^,^% ^&,s^
r.'rl^ ^^V^ and k-•^',^^,v ^.£^oanv
UfF? nt Marnag 9r
5.-...(-'4 ^f t1 Ll lei . kJLii^kt)€JIJSL_ fL k^F^i$^k 3^^^3
car, ea ons FVl FI Gt-/E U fV`sina er
j -7
3 W. t.clwui Gt"s w c
i'i i.F }.':11 f 1 IK , 111; ;(',
";,L HI AE Committee 1 eco r, en io iC1Che -[c Appropriate Box'
L)ne i o to it's ^'r::.; ka
i._ ............._...-_...-.._.._..... __.._....__.....,...........k
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291931
l-SHY 112-3 Rely A
HEALTH HAZARD/RISK EVALUATIONEXECUTIVE REVIEW BOARD
Complaint No. 12725 - DePuy ASK"' Articular Surface. Rep lacement and ASR1 XL Monoblock Metal-on-Metal (MOM) System
Brief de.crip)fion of event/afw naa'y:
New information has become available which shows a statistically significant revision rate of 12.0% at 5 years for DePuy ASR
cups with ASR femoral components in a national registry dataset based cohort of 1,599 cases (unpublished NJR - FI S/PI::DW
Linked Dataset for ASR Hip Resurfacing) While the resurfacing class' revision rate is 6.0 %. For a s imi lar population, the
reported 3-year revision rate for DePuy ASR cups with ASR femoral components was 6.9% compared to 4.2% for theresurfacing class.
While the NJR - HES/PEDW Linked Dataset for the ASR XL system is not yet available, from former data it is not expectedthat the 5-year revision rate for ASR cups with ASR XL modular heads will be significantly different compared to the ASRResurfacing; one. Because of the potential for a comparably high revision rate, all components within the ASR System are beingrecalled.
Many factors contribute to the overall revision rate for ASR Cups, so a single root cause cannot be defined at this time. Reasonsfor revision identified within the datascts remain consistent for the class of large diameter metal-on-metal monoblock cups andinclude component loosening, component malalignment, infection, fi-acture, dislocation and metal-sensitivity. The effectivenessof actions taken within the last two years that could improve the 5 year revision rate cannot be gauged because the product isbeing discontinued. Therefore the 1-111E. Committee believes that the analysis of the collective dataset provides reasons to takefield action.
The action recommended by the 1-11-I1 Committee is to remove the distributed product from all markets and establish a strategyfor making products available, if necessary, for compassionate use.
Market Action Strategy
CLASS A defective product that would affect product performance and/or could cause health
problems
CLASS B defective product or labelling unlikely to cause health problems
U CLASSC market action not involving defective product and/or labelling , or market action res u lt ing
from causes outside the control of the Company.
Depth of market:
User or consumer level
Affiliate/distributor level
Retail Level
Page I ol'2
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291932
F-S&11 112-? itrv .t
IdensiI_vMarket Action rcc;u i Cd
Sec above (411' paragraph) for market action identilied by the 11111, comm ittee..
Recall distributed product from the marketA lt'ac liolt elassilleCd as .i recall by a I I ciaith Atil.hurity
Nlarket withdrawalRentov'aI or correetiolI of' it (Iistrdbuted prodiiet Ill i ll is not. classified as a recall by a I IcslllII !Authority
Field CorrectionRepair n}ndiliaa{ ion ad justment re-labelling. destruction or iiispeetiun I inelrl iiiug patient Itaoitiluainl,l itt ;i
product without it's physical removal to sonic other cation that is M d eli:5sdie! as a recall by it € 10Ullh
Autlturily _
Director E2e ulaiury L)ale:
Sally Iluulcr
/I R&D
1'lichaei Barker
V/1' World Widc Quality systems
Sarah Dccgitn
V/I' Marketing
'funs Lavorv
V/I' Operations
1•;d itlackcv
1 c+ uI Director^_.__j _.....
Scott Ryan /°
Complaints :f Vii;€ i:rnre ammal;(W" r us[nrgc: r ('nrnp{,tint Qrralite
Paul Arnuff
Authorized (.o nopam y Presiclcin
(Mvid Floyd
Date:
(Date:
I)u4c:
IN Ic:
I)afe:
attendees: I loy'd. l)ttvid; I)ecgun . Sarah; l)ovc1'-( sit ; fk:vccli .`;tc:vc:I'lonh;tr . I'itltt: Run , Scott; Kilburn. Bandy: R•arrkai'-
Michael: I3orroff. Mick; Isaac. Graham ; I looter. Sa lty^;'I'iii le.v_ Mindy', L q vcrr.'I ota; {) Sltaughoessl', Jttltlt:'l iiitiE). Niaricnc:
Krtl,ntuitit- Jews.
2 (W2
r
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291933
F-SIiP 112-3 Rev A
Identify Market Action required:
See above (4"' paragraph) for market action identified by the HHE committee.
Recall distributed product from the marketAn action classified as a recall by a Health Authority
Market withdrawalRemoval or correction of a distributed product that is not classified as a recall by a D[ea]th Authority
Field CorrectionRepair modification adjustment re-labelling, destruction or inspection (including patient monitoring) of aproduct without it's physical removal to some other location that is not classified as a recall by a I-Icaith
AuthorityDirector Regulatory Date:
Sally Hunter
V/P R&1) Date:
Michael Barker
V/P World Wide Quality Systems Date:
Sarah Deegan
V/P Marketing Date:
Tom Lavery
V/P Operations Date: 9/1/10
Ed Mackey
Legal Director Date:
Scott Ryan
Complaints & Vigilance Manager or Customer Complaint Quality Date:
Paul Arnott
Authorized Company President Date:
David Floyd
Attendees: Floyd, David; Deegan, Sarah; Dover, Carl; Dowell, Steve; Plouhar, Pam; Ryan, Scott; Kilburn, Randy; Barker,Michael; Borroff, Mick; Isaac, Graham; I hunter, Sally; Tinsley, Mindy; Lavery, Tom; O'Shaughnessy, John; Tandy, Marlene;Krugmann, Jens.
Page 2 of '2
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291934
F-SEP 112-3 Rev A
Identify Market Action required:
See above (4t' paragraph ) for market action identified by the HHE committee.
Recall distributed product from the marketAn action classified as a recall by a Health Authority
Market withdrawalRemoval or correction of a distributed product that is not classified as a recall by a Health Authority
Field CorrectionRepair modification adjustment re-labelling, destruction or inspection (including patient monitoring) of aproduct without it's physical removal to some other location that is not classified as a recall by a HealthAuthority
Director Regulatory Date:
Sally Hunter
VIP R&D Date-
Michael Barker
V/P World Wide Quality Systems Date:
Sarah Deegan
VIP Marketing
'T'om Laver
Date:
y
V/P Operations Date:
Ed Mackey
Legal Director Date:
Scott Ryan
Complaints & Vigilance Manager or Customer Complaint Quality Date:
Paul Arnott
Authorized Company President Date:
David Floyd
Attendees: Floyd, David; Deegan, Sarah; Dover, Carl; Dowell, Steve; Plouhar, Pam; Ryan, Scott; Kilburn, Randy; Barker,Michael; Borroff, Mick; Isaac, Graham; Hunter, Sally; Tinsley, Mindy; Lavery, Tom; O'Shaughnessy, John; Tandy, Marlene;Krugmann, Jens.
Page 2 of 2
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER . DEPUY000291935
} .g}•a' 11 2-1 ftc.• A
Ic cnliiv Mail ei Ace on ^'cd>>ired:
See above (4(11paragra p h ) for niarlcet acti o n identified by the 11111e colkuniltec.
Recall tlistributccl product from the marke tAn action c^lassillcd as a recall by a l lcallh Authority
Market wvifhdrawalla)111oval fn correction ofa dislrihlttcd product that i5 not classilled as a recall by ,i 1 leallh Atithonly
HeldRep ai r 111Od
m
odi1l1Cla(i Otl ad ]ll5l nlC:[ lt I'C-IahGlllll ];, C]l':St l'tIULIUII or inspection (111ClllflllY^ 1)alltinl 111n11ItOrl Slf_} U1 a
product -,1'Itho1lL physical 1CI1loval to 50100 l)lher loc al lot) that IS not classi lie(t a5 a recall by a I cal lh
nulhoniy
1)1rcc(Ut ' l;^l'^T, lllatot'}'D;lte:
Sal]} iiklnEc )' .^- f l; i.. t l 2,
VIE' 1&I) Dare:
michaO Barker-----------
/t' World Wile Quality Systwils--- --- ----
Date,
Sarah Deegan
Mari et Ltt 1)11 r:
;::;i tions Date;
1' d 1.taclcey
I,cgal 1) l rCctln' Dale;
Scull 12yS ll
(:oi l) plaltits & V1gllhlncc "a nage r o r C ilst o tllct • co mp la int Q u a l ity Dale:
Paul At' iott
Author i zed Company Presidcut Date
David Floyd
Attendees: Floyd. David; l)ccLan, Sarah; Dover. Call; Dowell, Steve; ]'louhaur, 1'ai11; 1Zvan, Scotl; Kilburn, Randy; 13arkcr,
Michael; I3orrofl, Mick; ];Saac. Graham; I lilnier, Sal]) ; •1•ins]cy, ivtinllp; I aver, l oat; O'Shaughncs y, John; "I ailcl^, M; t lcnc;
l,rllgnllktlll, .fens.
t111'C2ot"2
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291936
F-SEP 112-3 Rev A
Identify Market Action required:
See above (4th' paragraph) for market action identified by the HH:F committee.
Recall distributed product from the marketAn action classified as a recall by a Health Authority
Market withdrawalRemoval or correction of a distributed product that is not classified as a recall by a Health Authority
Field Correctionrepair modification adjustment re-labelling, destruction or inspection (including patient monitoring) of aproduct without it's physical removal to some other location that is not classified as a recall by a HealthAuthority
Director Regulatory Date:
Sally Hunter
VIP It&D Date:
Michael Darker
VIP World Wide Quality Systems Date:
Sara IL Deegan---......._^ ..........
V/P Marketing Date:
Tom Lavery
V/P Operations Date:
Ed Mackey
Legal Director Date:
Scott Ryan
Complaints & Vigilance Manager or Customer Complaint Quality Date:
Paul Arnott
Authorized Company President Date:
David Floyd
Attendees: Floyd, David; Deegan, Sarah; Dover, Carl; Dowell, Steve; Plouhar, Pam; Ryan, Scott; Kilburn, Randy; Barker,Michael; Borroil; Mick; Isaac, Graham; Hunter, Sally; Tinsley, Mindy; Lavery, Tom; O'Shaughnessy, John; Tandy, Marlene;
Krugmann, Jens.
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291937
1 -SEN t 12-3 Rev A
Identify Markel: Action required:
See above (4t 1i paragraph) for market action ident ified by th e 1111E committee.
Recall distributed product from the marketAn action classified as a recall by a I-Icalth Authority
Market withdrawalRemoval or correction of a distributed product that is not classified as a recall by a Health Authority
Field CorrectionRepair modification adjustment re-labelling, destruction or inspection (Including patient monitoring) of a
product without it's physical removal to some other location that is not classified as a recall by a HealthAuthority
Director Regulatory Date:
Sally I-1011ter
V/P I2&I) Date:
Michael Barker
V/P World Wide Quality Systems Date:
Saa•ah Deegan
VIP Marketing Date:
't'om Lavery
VIP Operations Date:
Ed Mackey
Legal Director Date:
Scott Ryan
Co111pEaitlis Vigilance, Manager or Customer C: 3pi Quality Date:
Paul AI'noiY10
2CJf o
Authorized Company President , Date:
David Floyd
Attendees; Floyd, Davici; Deegan, Sarah; Dover, Car]; Dowell, Steve; Plouhar, Pam; Ryan, Scott; Kilburn, Randy; Barker,Michael; florroff, Mick; Isaac, Graham; I-hinter, Sally; Tinsley, Mindy; Lavery, Torn; O'Shaughnessy, John; Tandy, Marlene;Klugmann , .lens,
t'agc 2 o12
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER . DEPUY000291938
112-3 Rev A
Identify Market Action required:
See above (4th paragraph) for market action identified by the HHE committee.
Recall distributed product from the marketAn action classified as a recall by a Health Authority
Market withdrawalRemoval or correction of a distributed product that is not classified as a recall by a Health Authority
Field CorrectionRepair modification adjustment re-labelling, destruction or inspection (including patient monitoring) of aproduct without it's physical removal to some other location that is not classified as a recall by a HealthAuthority
Director Regulatory Date:
Sally Hunter
V/P R&D
rZ
Date:
Michael Barke , -, ^V/P World Wide Quality Systems Date:
Sarah Deegan
V/P Marketing Date:
Tom Lavery
V/P Operations Date:
Ed Mackey
Legal Director Date:
Scott Ryan
Complaints & Vigilance Manager or Customer Complaint Quality Date:
Paul Arnott
Authorized Company President Date:
David Floyd
Attendees, Floyd, David; Deegan, Sarah; Dover, Carl; Dowell, Steve; Plouhar, Pain; Ryan, Scott; Kilburn, Randy; Barker,Michael; Borroff, Mick; Isaac, Graham; Hunter, Sally; Tinsley, Mindy; Lavery, Tom; O'Shaughnessy, John; Tandy, Marlene;
Krugrnann, Jens.
Page 2 of 2
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER . DEPUY000291939
Health Hazard/Risk EvaluationAttachment:
US codes
510(k ) ClearedPart Number US 510k
510k ASR Acetabular Cups9998-00-744
9998-00-746
9998-00-748
9998-00-750
9998-00-752
9998-00-754
9998-00-756
9998-00-758
9998-00-760
9998-00-762
999805764
999805966
999806168
999806370
510k ASR femoral
9998-90-039
9998-90-041
9998-90-043
9998-90-045
9998-90-046
9998-90-047
9998-90-0499998-90-051
9998-90-053
9998-90-055
9998-90-057
9998-90-059
9998-90-061
9998-90-063
Description
ASR ACETABULAR IMPLANT 44
ASR ACETABULAR IMPLANT 46
ASR ACETABULAR IMPLANT 48
ASR ACETABULAR IMPLANT 50
ASR ACETABULAR IMPLANT 52
ASR ACETABULAR IMPLANT 54
ASR ACETABULAR IMPLANT 56
ASR ACETABULAR IMPLANT 58
ASR ACETABULAR IMPLANT 60
ASR ACETABULAR IMPLANT 62
TOTAL ASR ACET IMP SIZE 64
TOTAL ASR ACET IMP SIZE 66
TOTAL ASR ACET IMP SIZE 68
TOTAL ASR ACET IMP SIZE 70
primary heads (aka
ASR
ASR
ASR
ASR
ASR
ASR
ASR
ASR
ASR
ASR
ASR
ASR
ASR
ASR
510k ASR fem XL modular heads
9998-90-239
9998-90-241
9998-90-243
9998-90-245
9998-90-246
9998-90-247
9998-90-249
9998-90-251
9998-90-253
hemis)FEMORAL IMPLANT SIZE 39
FEMORAL IMPLANT SIZE 41
FEMORAL IMPLANT SIZE 43
FEMORAL IMPLANT SIZE 45
FEMORAL IMPLANT SIZE 46
FEMORAL IMPLANT SIZE 47
FEMORAL IMPLANT SIZE 49
FEMORAL IMPLANT SIZE 51
FEMORAL IMPLANT SIZE 53
FEMORAL IMPLANT SIZE 55
FEMORAL IMPLANT SIZE 57
FEMORAL IMPLANT SIZE 59
FEMORAL IMPLANT SIZE 61
FEMORAL IMPLANT SIZE 63
ASR U N I FEMORAL IMPL SIZE 39
ASR UNI FEMORAL IMPL SIZE 41
ASR U N I FEMORAL IMPL SIZE 43
ASR U N I FEMORAL IMPL SIZE 45
ASR UNI FEMORAL IMPL SIZE 46
ASR U N I FEMORAL IMPL SIZE 47
ASR UNI FEMORAL IMPL SIZE 49
ASR UNI FEMORAL IMPL SIZE 51
ASR U N I FEMORAL IMPL SIZE 53Page 6 of 13
SEP 112-2 Rev A
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291940
9998-90-255
999890157
999890159
999890161
999890163
Adapter Sleeves
9998-90-340
9998-90-343
9998-90-346
9998-90-349
9998-00-312
9998-00-315
9998-90-333
9998-90-353
9998-00-318
Health Hazard/Risk EvaluationASR UNI FEMORAL [MPL SIZE 55
ASR UNI FEMORAL IMPL SIZE 57
ASR UNI FEMORAL IMPL SIZE 59
ASR U N I FEMORAL IMPL SIZE 61
ASR UNl FEMORAL IMPL SIZE 63
ASR TAP SLV ADAP 11/13 +0
ASR TAP SLV ADAP 11/13 +3
ASR TAP SLV ADAP 11/13 +6
ASR TAP SLV ADAP 11/13 +9
ASR TAP SLV ADAP 12/14 +2
ASR TAP SLV ADAP 12/14 +5
ASR TAP SLV ADAP 11/13 -3
ASR TAP SLV ADAP 12/14 -1
ASR TAP SLV ADAP 12/14 +8
510k ASR fem XL Anatomic modular heads and tapers ( same Int)
999899025
999899035
999899045
999899055
999899019
999899029
999899039
999899049
999899059
999899069
510k ASR 300 Cups ( same as
Int)
999830744
999830746
999830748
999830750
999830752
999830754
999830756
999830758
999830760
999830762
999830764
999830766
ASR XLA SM L Sleeve 11/13 -3
ASR XLA SM L Sleeve 11/13 +0
ASR XLA SML Sleeve 11/13 +3
ASR XLA SML Sleeve 11/13 +6
ASR XLA SML Sleeve 11/13 +9
ASR XLA STD Sleeve 11/13 -3
ASR XLA STD Sleeve 11/13 +0
ASR XLA STD Sleeve 11/13 +3
ASR XLA STD Sleeve 11/13 +6
ASR XLA STD Sleeve 11/13 +9
ASR 300 Size 44
ASR 300 Size 46
ASR 300 Size 48
ASR 300 Size 50
ASR 300 Size 52
ASR 300 Size 54
ASR 300 Size 56
ASR 300 Size 58
ASR 300 Size 60
ASR 300 Size 62
ASR 300 Size 64
ASR 300 Size 66
Page 7of13
SEP 112-2 Rev A
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291941
999830768
999830770
Additional Codes
999800764
999800766
999800768
999800770
999890257
999890259
999890261
999890263
999800139
999800141
999800143
999800145
999800146
999800147
999800149
999800151
999800153
999800155
US codesIDE Study (In progress)
Part Number US IDEIDE/PMA ASR Acetabular Cups9998-00-0449998-00-046
9998-00-048
9998-00-050
9998-00-052
9998-00-054
9998-00-056
9998-00-058
9998-00-060
9998-00-062
9998-00-064
9998-00-066
9998-00-068
9998-00-070
Health Hazard/Risk EvaluationASR 300 Size 68
ASR 300 Size 70
ASR ACETABULAR CUPS 64
ASR ACETABULAR CUPS 66
ASR ACETABULAR CUPS 68
ASR ACETABULAR CUPS 70
ASR I)N! FEMORAL IMI'L SIZE 57
ASR UNI FEMORAL IMPL SIZE 59
ASR UNI FEMORAL IMPL SIZE 61
ASR UNI FEMORAL IMPL SIZE 63
ASR UN! FEMORAL IMPL SIZE 39
ASR UNI FEMORAL IMPL SIZE 41
ASR UNI FEMORAL IMPL SIZE 43
ASR UNI FEMORAL IMPL SIZE 45
ASR UNI FEMORAL IMPL SIZE 46
ASR UNI FEMORAL IMPL SIZE 47
ASR UNI FEMORAL IMPL SIZE 49
ASR UNI FEMORAL IMPL SIZE 51
ASR UNI FEMORAL IMPL SIZE 53
ASR UNI FEMORAL IMPL SIZE 55
Description
TOTAL ASR ACET IMP SIZE 44
TOTAL ASR ACET IMP SIZE 46
TOTAL ASR ACET IMP SIZE 48
TOTAL ASR ACET IMP SIZE 50
TOTAL ASR ACET IMP SIZE 52
TOTAL ASR ACET IMP SIZE 54
TOTAL ASR ACET IMP SIZE 56
TOTAL ASR ACET IMP SIZE 58
TOTAL ASR ACET IMP SIZE 60
TOTAL ASR ACET IMP SIZE 62
TOTAL ASR ACET IMP SIZE 64
TOTAL ASR ACET IMP SIZE 66
TOTAL ASR ACET IMP SIZE 68
TOTAL ASR ACET IMP SIZE 70
IDE ASR femoral heads - obsolete
9998-01-532 TOTAL ASR FEM IMP SIZE 39
9998-01-534 TOTAL ASR FEM IMP SIZE 41
Page 8 of 13
SEP 112-2 Rev A
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291942
9998-01-536
9998-01-538
9998-01-539
9998-01-540
9998-01-542
9998-01-544
9998-01-546
9998-01-548
9998-01-550
9998-01-552
9998-01-554
9998-01-556PMA ASR femoral heads
9998-03-039
9998-03-041
9998-03-043
9998-03-045
9998-03-046
9998-03-047
9998-03-049
9998-03-051
9998-03-053
9998-03-055
9998-03-057
9998-03-0599998-03-061
9998-03-063
International codesInternationalPart NumberCommercial
Health Hazard/Risk EvaluationTOTAL ASR FEM IMP SIZE 43
TOTAL ASR FEM IMP SIZE 45
TOTAL ASR FEM IMP SIZE 46
TOTAL ASR FEM IMP SIZE 47
TOTAL ASR FEM IMP SIZE 49
TOTAL ASR FEM IMP SIZE 51
TOTAL ASR FEM IMP SIZE 53
TOTAL ASR FEM IMP SIZE 55
TOTAL ASR FEM IMP SIZE 57
TOTAL ASR FEM IMP SIZE 59
TOTAL ASR FEM IMP SIZE 61
TOTAL ASR FEM IMP SIZE 63
TOTAL ASR FEM IMP SIZE 39
TOTAL ASR FEM IMP SIZE 41
TOTAL ASR FEM IMP SIZE 43
TOTAL ASR FEM IMP SIZE 45
TOTAL ASR FEM IMP SIZE 46
TOTAL ASR FEM IMP SIZE 47
TOTAL ASR FEM IMP SIZE 49
TOTAL ASR FEM IMP SIZE 51
TOTAL ASR FEM IMP SIZE 53
TOTAL ASR FEM IMP SIZE 55
TOTAL ASR FEM IMP SIZE 57
TOTAL ASR FEM IMP SIZE 59
TOTAL ASR FEM IMP SIZE 61
TOTAL ASR FEM IMP SIZE 63
DescriptionInternational ASR Acetabular Cups
999803944
999804146
999804348
999804550
999804652
999804754
999804956
999805158
999805360
999805562
999805764
TOTAL ASR ACET IMP SIZE 44
TOTAL ASR ACET IMP SIZE 46
TOTAL ASR ACET IMP SIZE 48
TOTAL ASR ACET IMP SIZE 50
TOTAL ASR ACET IMP SIZE 52
TOTAL ASR ACET IMP SIZE 54
TOTAL ASR ACET IMP SIZE 56
TOTAL ASR ACET IMP SIZE 58
TOTAL ASR ACET IMP SIZE 60
TOTAL ASR ACET IMP SIZE 62
TOTAL ASR ACET IMP SIZE 64
Page 9 of 13
SEP 112-2 Rev A
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291943
Health Hazard /Risk Evaluation999805966 TOTAL ASR ACET IMP SIZE 66
999806168 TOTAL ASR ACET IMP SIZE 68
999806370 TOTAL ASR ACET IMP SIZE 70
International ASR femoral primary heads
999803239
999803441
999803643
999803845
999803946
999804047
999804249
999804451
999804653
999804855
999805057
999805359
999805561
999805763
TOTAL ASR FEM IMP SIZE 39
TOTAL ASR FEM IMP SIZE 41
TOTAL ASR FEM IMP SIZE 43
TOTAL ASR FEM IMP SIZE 45
TOTAL ASR FEM IMP SIZE 46
TOTAL ASR FEM IMP SIZE 47
TOTAL ASR FEM IMP SIZE 49
TOTAL ASR FEM IMP SIZE 51
TOTAL ASR FEM IMP SIZE 53
TOTAL ASR FEM IMP SIZE 55
TOTAL ASR FEM IMP SIZE 57
TOTAL ASR FEM IMP SIZE 59
TOTAL ASR FEM IMP SIZE 61
TOTAL ASR FEM IMP SIZE 63
International ASR fem modular XL heads
999890139
999890141
999890143
999890145
999890146
999890147
999890149
999890151
999890153
999890155
999890157
999890159
999890161
999890163
999800200
999800203
999800206
999800209
999800102
999800105
999800300
999800303
999800313
999800201
999800207
ASR UNI FEMORAL IMPL SIZE 39
ASR UNI FEMORAL IMPL SIZE 41
ASR U NI FEMORAL IMPL SIZE 43
ASR U NI FEMORAL IMPL SIZE 45
ASR U Ni FEMORAL IMPL SIZE 46
ASR UNI FEMORAL IMPL SIZE 47
ASR U NI FEMORAL IMPL SIZE 49
ASR UNI FEMORAL IMPL SIZE 51
ASR UNI FEMORAL IMPL SIZE 53
ASR UNI FEMORAL IMPL SIZE 55
ASR UNI FEMORAL IMPL SIZE 57
ASR U NI FEMORAL IMPL SIZE 59
ASR UNI FEMORAL IMPL SIZE 61
ASR U NI FEMORAL IMPL SIZE 63
ASR TAP SLV ADAP 11/13 +0
ASR TAP SLV ADAP 11/13 +3
ASR TAP SLV ADAP 11/13 +6
ASR TAP SLV ADAP 11/13 +9
ASR TAP SLV ADAP 12/14 +2
ASR TAP SLV ADAP 12/14 +5
ASR TAP SLV ADAP 9/10 0
ASR TAP SLV ADAP 9/10 +3
ASR TAP SLV ADAP 9/10 -3
ASR TAP SLV ADAP 11/13-3
ASR TAP SLV ADAP 12/14 -1
Page 10 of 13
SEP 112-2 Rev A
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291944
999800108
Health Hazard/Risk EvaluationASR TAP SLV ADAP 12/14 +8
510k ASR fern XL Anatomic modular heads and tapers (same as US)
999899025
999899035
999899045
999899055
999899019
999899029
999899039
999899049
999899059
999899069
999899039
999899041
999899043
999899045
999899046
999899047
999899049
999899051
999899053
999899055
999899057
999899059
999899061
999899063
999899018
999899028
999899038
999899048
999899058
999899014
999899024
999899034
999899044
999899054
510k ASR 300 cups (same asUS)
999830744
999830746
999830748
ASR XLA SML Sleeve 11/13 -3
ASR XLA SML Sleeve 11/13 +0
ASR XLA SML Sleeve 11/13 +3
ASR XLA SML Sleeve 11/13 +6
ASR XLA SML Sleeve 11/13 +9
ASR XLA STD Sleeve 11/13 -3
ASR XLA STD Sleeve 11/13 +0
ASR XLA STD Sleeve 11/13 +3
ASR XLA STD Sleeve 11/13 +6
ASR XLA STD Sleeve 11/13 +9
ASR XL Anatomic Head Size 39
ASR XL Anatomic Head Size 41
ASR XL Anatomic Head Size 43
ASR XL Anatomic Head Size 45
ASR XL Anatomic Head Size 46
ASR XL Anatomic Head Size 47
ASR XL Anatomic Head Size 49
ASR XL Anatomic Head Size 51
ASR XL Anatomic Head Size 53
ASR XL Anatomic Head Size 55
ASR XL Anatomic Head Size 57
ASR XL Anatomic Head Size 59
ASR XL Anatomic Head Size 61
ASR XL Anatomic Head Size 63
ASR XLA +8 Sleeve 12/14 -3.5
ASR XLA +8 Sleeve 12/14 -1
ASR XLA +8 Sleeve 12/14 +2
ASR XLA +8 Sleeve 12/14 +5
ASR XLA +8 Sleeve 12/14 +8
ASR XLA +4 Sleeve 12/14 -3.5
ASR XLA +4 Sleeve 12/14 -1
ASR XLA +4 Sleeve 12/14 +2
ASR XLA +4 Sleeve 12/14 +5
ASR XLA +4 Sleeve 12/14 +8
ASR 300 Size 44
ASR 300 Size 46
ASR 300 Size 48
Page 11 of 13
SEP 112-2 Rev A
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291945
Health Hazard/Risk Evaluation999830750 ASR 300 Size 50
999830752 ASR 300 Size 52
999830754 ASR 300 Size 54
999830756 ASR 300 Size 56
999830758 ASR 300 Size 58
999830760 ASR 300 Size 60
999830762 ASR 300 Size 62
999830764 ASR 300 Size 64
999830766 ASR 300 Size 66
999830768 ASR 300 Size 68
999830770 ASR 300 Size 70
Additional International Codes
999800238
999800240
999800242
999800244
999800245
999800246
999800248
999800250
999800252
999800254
999800256
999800258
999800260
999800262
256688236
256688371
256688402
256688495
256688628
256688799
812899170
812899207
812899226
812899337
812899456
812899532
Additional codes
999800046
999800048
999800050
Modular Femoral Head 38
Modular Femoral Head 40
Modular Femoral Head 42
Modular Femoral Head 44
Modular Femoral Head 45
Modular Femoral Head 46
Modular Femoral Head 48
Modular Femoral Head 50
Modular Femoral Head 52
Modular Femoral Head 54
Modular Femoral Head 56
Modular Femoral Head 58
Modular Femoral Head 60
Modular Femoral Head 62
ASR Total Femoral Implant Size 55 RSA
ASR Total Femoral Implant Size 49 RSA
ASR Total Femoral Implant Size 57 RSA
ASR Total Femoral Implant Size 47 RSA
ASR Total Femoral Implant Size 51 RSA
ASR Total Femoral Implant Size 53 RSA
ASR Total Acetabular Implant RSA Size 54
ASR Total Acetabular Implant RSA Size 54
ASR Total Acetabular Implant RSA Size 54
ASR Total Acetabular Implant RSA Size 54
ASR Total Acetabular Implant RSA Size 54
ASR Total Acetabular Implant RSA Size 54
ASR ACETABULAR IMPLANT 46
ASR ACETABULAR IMPLANT 48
ASR ACETABULAR IMPLANT 50
Page 12 of 13
SEP 112-2 Rev A
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291946
999800052
999800054
999800056
999800058
999800060
999800062
999800064
999800066
999800068
999801534
999801536
999801538
999801540
999801542
999801544
999801546
999801548
999801550
999801552
999801554
Health Hazard/Risk EvaluationASR ACETABULAR IMPLANT 52
ASR ACETABULAR IMPLANT 54
ASR ACETABULAR IMPLANT 56
ASR ACETABULAR IMPLANT 58
ASR ACETABULAR IMPLANT 60
ASR ACETABULAR IMPLANT 62
ASR ACETABULAR IMPLANT 64
ASR ACETABULAR IMPLANT 66
ASR ACETABULAR IMPLANT 68
TOTAL ASR FEM IMP SIZE 41
TOTAL ASR FEM IMP SIZE 43
TOTAL ASR FEM IMP SIZE 45
TOTAL ASR FEM IMP SIZE 47
TOTAL ASR FEM IMP SIZE 49
TOTAL ASR FEM IMP SIZE 51
TOTAL ASR FEM IMP SIZE 53
TOTAL ASR FEM IMP SIZE 55
TOTAL ASR FEM IMP SIZE 57
TOTAL ASR FEM IMP SIZE 59
TOTAL ASR FEM IMP SIZE 61
Page 13 of 13
SEP 112-2 Rev A
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291947
ASR - Complaints Review
August 2010
This data is for searches on ASRacetabular products,
data considered until 30-June-201 0
ASR Complaints Review -Conclusion
• Overall complaint rate: 0 .87% (US: 1.69%; INTL: 0.4%)
• loosening , pain, metal reaction remain main complaint types with>70% of all complaints (loosening 1 St in US;' metal reaction 1st in INTL(mainly AUS)
• Higher failure rates for smaller cup sizes (<52mm; US & overall)
• No influence of cup size on implantation time
• Similar failure types and implantation time between gender
Different failure types between XL and Resurfacing
• No peak in implantation time
• Ongoing trend in complaints
No change in complaint type pattern over time
• Further increase in total reported complaints expected
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291950
Complaint Types - US
om laint t e Total
Dislocation 41
Fractured Bone 2
nfection 56
ncorrect Leg Length 2
oose 272
etal reaction 61
Oise 37
ain 84
cratch 1
pin out 33
otal 589
300
250
200
150
100
50
0
US Complaint Types
Q^^^ t '``om ^° ^
Complaint Types - INTL
Com p laint t e Total
D islocation 2
: ractured Bone 28
nfection 3
ncorrect Leg Length 1
IRC 23
nose 51
Metal reaction 66
oise 14
ain 50
icratch 1
pin out 7
otal 246
INTL Complaint Types
og\ Ii 5^ o . 5^ \t`
Ile
Complaint Types - US & INTL
Complaint type Total
Dislocation 43
Fractured Bone 30
nfection 59
ncorrect Leg Length 3
IRC 23
oose 323
Metal reaction 127
oise 51
pain 134
cratch 2
Spin out 40
otal 835
US & INTL Complaint Types
350
300
250
200
150
100
50
0
Complaint Rates - US
Lmp laint type U5 Com laint Rates
D islocation 0.117
ractured Bone 0.006
nfection 0.160
ncorrect Leg Length 0.006
Dose 0.779
Metal reaction 0.175
Use 0.106
ain 0.241
cratch 0.003
Spin out 0.095
Total 1.687
US Complaint Rates
Complaint Rates - INTL
om laint t e INTL Complaint Rates %
)islocation 0.003
ractured Bone 0.046
nfection 0.005
eg Length 0.002
lRC 0.038
Dose 0.084
Metal reaction 0.109
Oise 0.023
ain 0.082
cratch 0.002
pin out 0.012
rand Total 0.405
y
INTL Complaint Rates %0.12
0.1
0.08
0.06
0.04
0.02
0
°^^ado ^z
Complaint Rates - US & INTL
am taint typeUS & INTL Complaint
Rates %
islocation 0.045
ractured Bone 0.031
nfection 0.062
ncorrect Leg Length 0.003
.IRC 0.024
oose 0.338
Metal reaction 0.133
Noise 0.053
ain 0.140
cratch 0.002
Spin out 0.042
Total 0.873
US & INTL Complaint Rates %
I
/9!
G°
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER . DEPUY000291957
Complaints per Geographical AreaDistribution per Country
Total Complaints
300
250
200
150
100
50
0
AU & GB cover >80% of all INTL complaints
Infection 3% 0% 10%
Invest . LIRC 0% 24% 0%
Loosening / Spin Out 28% 15% 53%
Metal reaction 1 AVAL 42% 16% 10%
Pain 14% 28% 14%
Other 13% 17% 13%
Total 100% 100% 100%
AU
s GB
US
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291959
Total Complaints/Sold Items &Complaint rate - USdepending on Cup Size
Sold ItemsTotal Complaints 1 Sold Items - US
Total Complaints140
120
100
80
7000
6000
5000
4000
3000
2000
1000
0
Size 44 Size 46 Size 48 Size 50 Size 52 Size 54 Size 56 Size 58 Size 60 Size 62
3.53
2.52
1.5
0.50
Complaint Rate - US
Size 44 Size 46 Size 48 Size 50 Size 52 Size 54 Size 56 Size 58 Size 60 Size 62
60
40
20
0
Total Complaints/Sold Items &Complaint rate - INTLdepending on Cup Size
Sold Items
12000
10000
8000
6000
4000
2000
0
Total Complaints I Sold Items - INTL
50 45 49
Total Complaints
,ZOO**'23
7
size 44 Size 46 Size 48 Size 50 Size 52 Size 54 Size 56 Size 58 Size 60 Size 62 Size 64
Complaint Rate - INTL0.6
0.4 3
0.2
1E-15
-0.2size 44 Size 46 Size 48 Size 50 Size 52 Size 54 Size 56 Size 58 Size 60 Size 62 Size 64
40
30
20
10
0
Complaint Rate & Implantation TimeUS+INTLdepending on Cup Size
Complaint rate [%] Implantation time [yrs]
1.6Mean Implantation Time US+INT'L [yeirsl -Complaint Rate US+INT'L [%J
1.2
0.8
0.4
size 44 Size 46 Size 48 Size 50 Size 52 Size 54 Size 56 Size 58 Size 60 Size 62 Size 64
3
2.5
2
1.5
0.5
0
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER . DEPUY000291963
Failure Type US+INTLComparison Female-Male
Complaint rate [%]
0 45-'.
0.4 1 ..
0.350.3
0.25
0.20.15
0.1
0.05
0
CP le
Female
n Male
Cup Size US+INTLComparison Female-Male
Total Complaints
44 46 48 50 52 54 56 58 60 62 N/A
Mean Cup Size: 55.9 (male) vs. 50. 8 (female)
Male Total
n Female Total
Time to failure US+INTLComparison Female-Male
GenderMean Implantation
Time [years ]
female 1.66
male 1.52
Mean implantation time [yrs]
2
1.6
1.2
0.8
0.4
0
MALE FEMALE
C
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291967
Failure Type - Cups combined with XLvs. Resurfacing (INTL)
Total Complaints
70 i^^
60
50
40
30
20
r.XL Heads
10
0
1,81, Ce op J
n Resurfacing
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291969
Complaint Rate/Implantation Time - USdepending on year of index surgery (previously by P. Plouhar)
Complaint rate
2.0%
1.8%
1.6%
1.4%
1.2%
1.0%
0.8%
0.6%
0.4%
0.2%
0.0%2006
Implantation Time
2007 2008 2009 2010
36-48 months
n 24-36 months
12-24 months
1 6-12 months
0-6 months
Complaints considered: entered until 30 June 2010
Complaint Rate/Implantation Time -INTLdepending on year of index surgery (Cups w XL+Resurfacing)
8/7644
Complaints considered: entered until 30 June 2010
Complaint rate
2004 2005
Implantation Time
2006 2007 2008 2009
60-72 months
rr 48-60 months
36-48 months
n 24-36 months
12-24 months
a 6-12 months
> 0-6 months
IYear of Implantation 200 200 200 200 200 200omplalnts /Sold items 19/2348 5/11369 3/14378 9/14319 1/9767
Complaint Rate/Implantation TimeINTLdepending on year of index surgery (Cups w XL)
2004 2005
Implantation Time
2006 2007 2008 2009
60-72 months
n 48-60 months
36-48 months
n 24-36 months
12-24 months
n 6-12 months
0-6 months
200 200200 200Year of Implantationomplaints/Sold items /600 /3236 4/6369 6/9941 3/10586200
zoo
/8038
Complaints considered: entered until 30 June 2010
Complaint Rate/Implantation Time -INTLdepending on year of index surgery (Cups w Resurfacing)
Complaint rate
1.0%
0.8%
0.6%
0.4%
0.2%
0.0%
2004 2005
Implantation Time
60-72 months
n 48-60 months
36-48 months
n 24-36 months
12-24 months
n 6-12 months
0-6 months
2006 2007 2008 2009
200 2005 zoa zoo 200 200Year of Implantation/4345 /2316ompiaints/Sold items 4/2011 5/4818 0/5358 2/4974
Complaints considered: entered until 30 June 2010
PROTECTED DOCUMENT . DOCUMENT SUBJECT TO PROTECTIVE ORDER . DEPUY000291974
Total Complaints/ Type of Failure - USdepending on Stem Type (search XL head based)
Total Complaints
30025020015010050 - 12
0
l4G
Total Complaints
20 ,
15
10
5
242
Stem Type - US
28 24
,. 1
Corail PROSTALAC Solution
a y
S-ROM Summit TRI-LOCK PRODIGY
Disengaged
n Dislocation
Infection
n Leg length
Loose
n metalosis
Noise
Total Complaints/Type of Failure - INTLdepending on Stem Type (search XL head based)
Total Complaints
120
100
80
60
40 - 32
20
0
Stem Type - INTLT175
2
Corail C-Stem Not Given Proxima Silent Hip S-ROM Summit Ultima VisionSolution
Total Complaints
10
i7lCorail C-Stem Proxima Silent Hip S-ROM Summit Ultima Vision
Solution
ALVAL
Dislocation
Factured hip
n Infection
Leg Lenth
n Loose
Metalosis
0 Noise
Pain
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER. DEPUY000291977
Complaint Types over TimeUS & INTL
Total Complaints
5002010 projected
450© projected 03, Q4 2010
400 Incorrect Leg Length
350 n Spin out
Scratch300
Pain250 Pain Noise
200 Pain- Meta l reaction-reacMetal FionLoose
150 Pain iMet t reactionn LIRC
Metal reaction Loose100 Infection
LooseLoose n Fractured Bone50
Dislocation0 i
2004 2005 2006 2007 2008 2009 2010 YTD
10 e'
Complaints, Sold Items over TimeUS & INTL
Total Complaints
600
500
400
300
200
100
23467 22740
16262
2003 2004 2005 2006 2007 2008 2009 2010YTD
----= projected Complaints
Sold Items
25000
k 2000016981 j
I I 15000
Sales
-Total
Date of Index Surgery (DOI),Date of Revision (DOR) over TimeUS & INTL
Total Cases DOI I DOR
400
300
200
100
Sold Items
2004 2005 2006 2007 2008 2009 2010
projected DOI projected DOR
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER . DEPUY000291981
z
(D
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER . DEPUY000291982
NJR - HES/PEDW Linked Records
• The UK NJR was set up in 2003 and data submissionis mandatory for Independent Sector hospitals, butvoluntary for NHS hospitals in England and Wales
• It is recognised that due to slow start-up, consentingand the non-mandatory data submission, the NJR isan incomplete dataset with respect to revisions
• Linking of NJR primaries to routinely collected NHSstatistics has therefore been used by the NJR since2005 to generate a robust cohort for analysis used inthe NJR Annual Reports
Datasets
• NJR - data entered by hospitals on to theNational Joint Registry
• HES - data reported by the hospitals tonational Hospital Episodes Statistics forEngland
• PEDW - data reported by the hospitals tonational Patient Episode Data for Wales
• NJR - HES/PEDW Linked - data that is linkedusing the patient's national NHS number
NJR 71h Annual Report Extract
• NJR - HES/PEDW Linked Dataset from 1St April2003 to 31St December 2009
• ASR Hip resurfacing only
• 1599 ASR cups with ASR femoral component- 3 year KM revision rate 6.9% (95%CI 5.7% to 8.5%)
- 5 year KM revision rate 12.0% (95%CI 9.3% to 15.4%)
• NJR KM calculations on this dataset validatedby DePuy statistician
Summary of Registry Data
3-year KM failure rate
5-year KM failure rate
6.0% 5.4%
8.7%
MA '1;4 FyGk
3-year KM failure rate
MOM, INIZI
7.5% 4.5% NJR Report dataincludes HES-linkedrevisions and failurerate is thus higherthan NJR-only data
COMMERCIAL-IN-CONFIDENCE5
NJR & HES - Linked Combined Dataset
Dataset : 1St April 2003 to 31St December 2009
• 1599 records in NJR - HES/PEDW linked cohort- 1488 unrevised
111 (6.9%) revised
• 51 revisions on both NJR & HES/PEDW• 11 revisions on NJR only• 49 revisions on HES/PEDW only
NJR & HES-Linked Combined Dataset
• 13 additional revisions have occurred in Q1/22010 in this cohort of 1599 cases- 1475 unrevised
- 124 (7.8%) revised
• 75 cases on NJR (revision reason available)
• 49 HES-only (no revision reason available)
49 revisions on HES/PEDW only
• Reasons for these 49 revisions cannot bedetermined from NJR records
• NJR will collect these retrospectively
• Validation at two sites last year confirmedreasonable accuracy of HES coding
ASR HR Crude Revision Rate by Year ImplantedNJR-HES/PEDW Linked Dataset
16.0%
14.0%
12.0%
10.0%
8.0%
6.0%
4.0%
2.0%
0.0%
48-60 months
36-48 months
w 24-36 months
12-24 months
IN 6-12 months
0-6 months
2003 2004 2005 2006 2007 2008 2009
2003 2004 2005 2006 2007 2008 2009Implanted 7 89 318 406 381 272 126 1599Revised 1 11 34 36 28 12 2 124% Revised 14.3% 12.4% 10.7% 8.9% 7.3% 4.4% 1.6% 7.8%
9
Reasons for Revisions70
60
50
40
30
20
10
0 rn. ^z Y a 3 C r---
#NOF Pain Cup Loose Infection Mal Socket Stem loose Both Loose Disloc'n Ossific'n Cup Wear NR
10
Reasons for RevisionsU Early Late (>90 days)
70
60
50
40
30
20
10
0
#NOF Pain Cup Loose Infection Mal Socket Stem loose Both Loose Disloc'n Ossific"n Cup Wear NR
11
EARLY <90DAYS
LATE >90DAYS
#NOF
U:)7
00300.100.150.150.17
U2
Infection Pain Mal'n Cup Cup Loose9A - 0`p1OnW:
0.7010
00130.400.70aA
Stem loose Both Loose Disloc'n
3.26 1.4
Ossific'n
1,61
Cup Wear NR0,030,040.040.060.060.0'0.02x!030.100.11.
2.61
4 03
4;7
12
40
35
30
25
20
15
10
2003
implanted 7Revised 1% Revised 14.3%
2004
Reasons for Revision by Year of Index SurgeryNJR-HES/PEDW Linked Dataset
2005
89 31811 34
12.4% 10.7%
2006
406
368.9%
2007
381
28
7.3%
272
12
4.4%
2008
126
21.6%
2009
NR
Cup Wear
Cssific'n
Disloc'n
Both Loose
Stem loose
Cup Loose
Mal'd Cup
* Pain
* Infection
* #NOF
13
O
Nargol
Cobb
Scott (Chesterfield)
Bhamra
Drabu
Jain
Zb Low volume <6
Blom, Eastaugh-Waring
Stockley
Maheson
Smith
Tavares
George, McWilliams
Bamford
Emerton, MacDonald
Scott (Aintree)
Shoaib
Zafiropoulos
Pradhan
Apthorpe
Shetty
Hoad-Reddick, Porter
Slater, Ravikumar
Bagga
Jain, Samsani
Nunn
Shaw
DosRemedios
Venu, Li
Radford
Jaramillo
Davidson, Kershaw
Wimshurst et al
West
Young
.p
RM
U1O
A
UWAMOMME
no
W
wrmmmmm"Ay
z CD
^- CV)
rn
PROTECTED DOCUMENT. DOCUMENT SUBJECT TO PROTECTIVE ORDER . DEPUY000291995
Revisions/100 obs comp yrs
SurgeonNunnShettyShoaibWestYoungBamfordSlater, RavikumarSmithBaggaCobbJain, SamsaniZb Low volume <6Emerton, MacDonaldJainDrabuScott(Aintree)Scott (Chesterfield)DosRemediosVenu, LiStock leyApthorpeRadfordWimshurstetalNargolBlom, Eastaugh-WaringDavidson, KershawTavaresPradhanBhamraMahesonHoad-Reddick, PorterZafirepoulosShawGeorge, McWilliamsJaramillo
Revisions per 100 observed component years = number of revisions x 100total observed time (years)]
Observed Revs1100mplanted Revised Crude °lo ,^ Years w, obs comp
19 0 0.0% 62.7 0.022 0 0.0% 57.6 0.027 0 0.0% 55.2 0.0
7 0 0.0% 16.2 0.05 0 0.0% 14.8 0.0
43 1 2.3% 134.4 0.720 1 5.0% 77.6 1.361 3 4.9% 227.3 1,319 1 5.3% 73.1 1.4
196 10 5.1% 715.2 1.419 1 5.3% 61.3 1.6
76 4 5 .3% 255.2 1.633 2 6.1% 113.3 1.877 3 3.9% 167.1 1.881 7 8.6% 376.5 1.927 1 3.7% 53.8 1.989 6 6.7% 318.8 1.915 1 6.7% 48.4 2.114 1 7.1% 47.1 2.166 6 9.1% 265.8 2.322 1 4.5% 42.0 2.413 1 7.7% 39.3 2.511 1 9.1% 36.6 2.7
205 20 9.8% 726.2 2.871 7 9.9% 228.1 3.111 1 9.1% 31.6 3.254 4 7.4% 125.5 3.223 2 8.7% 60.2 3.383 12 14.5% 318.3 3.861 8 13.1% 204.1 3.921 3 14.3% 74.4 4.024 2 8.3% 48.1 4.219 3 15.8% 58.5 5.153 8 15.1% 151.1 5.312 3 25.0% 42.8 7.0
NJR-HES/PEDWHR Class = 1 .37 revs/I 00 obs camp yrs
P. NJR-HES/PEDWASR = 2.42 revs1100 obs comp yrs
15
Head Size DistributionRevisions by Head Size
,: Implanted m Revised
42-43 47-48 49-50
Revisions by Head Size0 Implanted M Revised
100%
80% 4
0
-
60%
40%
20%
0%36-40 41 46 47-48 49-50 51 53 55 59 61
Revised 8 17 24 14 22 14 2 1 1
Implanted 5 29 169 203 262 304 245 10 13 316
Gender and Head Size
Revised Ye
GenderFemale Male
57SN
57418
Risk Ratio = 2.19 Female gender
Revised
Head Size<50mm >50mm
Ye 84N
984
40
of 785 I 635
Risk Ratio = 1.63for head diameters <50mm
17
ASR and ASR XLNJR-NJR Linked Revisions
2009 and 2010 NJR-NJR Datasets
Dataset Implanted Revised Crude Rev Rate% Dead UnrevisedASR HR 13-Jul-10 2800 145 5.2% 24 2631ASR XL 13-Jul-10 3200 147 4.6% 64 3000
ASR HR 22-Feb-10 2745 121 4.4% 22 2602ASR XL 22-Feb-10 3155 114 3.6% 61 2980
ASR HR 18-Dec-10 2679 110 4.1% 17 2552ASR XL 18-Dec-10 3095 98 3.2% 39 2958
ASR HR 20-Aug-09 2561 89 3.5% 14 2458ASR XL 20-Aug-09 2881 66 2.3% 32 2783
18
ASR and ASR XL
NJR-NJR Datasets
KM Survival KM Failure Std error 95%LCI 95%UCI
20 August 2009
ASR HR 5 years 93.08% 6.92% 0.0123 90.67% 95.49%
ASR XL 5 years 93.34% 6.66% 0.0159 90.22% 96.46%
18 December 2009
ASR HR 5 years 92.93% 7.07% 0.0091 91.2% 94.7%
ASR XL 5 years 92.99% 7.01% 0.0119 90.7% 95.3%
13 July 2010
ASR HR 5 years 91.76% 8.24% 0.0078 90.24% 93.28%
ASR XL 5 years 91.44% 8.56% 0.0103 89.42% 93.46%
ASR HR and ASR XL have similar failure rates based on non-HES dataASR XL overtook ASR HR in latest dataset by a small margin
19