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Heavy quark expansion in QCD and b c near zero recoil N. Uraltsev N. Uraltsev (Siegen ) 1/m Q expansion and F D * ECT * Trento April 2 2012 1 / 21

Heavy quark expansion in QCD and b c near zero recoil

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Heavy quark expansion in QCDand b→c near zero recoil

N. Uraltsev

N. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 1 / 21

Introduction; HQE in QCD

The 1/mQ expansion in QCD can be constructed for a few importantcases where we now know quite a bit about its terms

The key information is provided by the Small Velocity heavy quarksum rules, including spin sum rules first established for heavy quarksin QCD

Allowed to predict values of Λ, µ2π, ρ3

D , ... based on the hyperfinemass splitting MB∗−MB≈47 MeV

N. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 2 / 21

A similar analysis has been extended motivated by the formfactorF (0) in B→D∗ `ν near zero recoil Gambino, Mannel, N.U. arXiv:1004.2859 [hep-ph]

Arrived at three apparently isolated, yet linked through the HQE,observations:

Large negative inelastic corrections to F (0) driving it down toF (0)≈0.86

Large value of the nonlocal correlators of Q̄~π2Q and Q̄~σ~BQ inB mesons from the hyperfine splitting ∆M2 in B vs. D

The enhanced negative corrections in F (0) are relatedto the ‘discrepancy’ in the hyperfine splitting ratiobetween charm and beauty mesons

This implies enhanced inclusive yield of radials in b→c `ν

Resolve ‘ 12 >

32 ’ paradox

Account for the missing semileptonic channels

Predict significance of the 32

+‘D-wave’

As a byproduct we find significant corrections to the ground-statefactorization; relevant for precision inclusive decays

N. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 3 / 21

Vcb at zero recoil

dw (B → D∗+`ν̄) ∼ G 2F · |Vcb|2 · |~p | · |FB→D∗(~p )|2

|Vcb| requires FB→D∗ (~p ) – it is shaped by bound-state physics

At ~p =0 ( ~pe =−~pν̄ )almost nothing happened!

Without isotopic effects (in the heavy quark limit) F~p=0 = 1:

Fn/p(0) = 1+0

mc,b+O

(Λ2

QCD

m2c,b

)+O

(Λ3

QCD

m3c,b

)+ ...

No 1/mb,c-corrections(cf. Ademollo-Gatto)

1986 Voloshin, Shifman1990 Luke

N. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 4 / 21

Challenge to theory: corrections to F (0)=1 are driven by 1/mc ,potentially significant!

Originally (before 05/1994) were thought to be only about -0.02 Neubert

In fact, deviations from the symmetry limit in QCD are

considerably larger in QCD Shifman, N.U., Vainshtein

There have been folklore around sum rules for FD∗

often incorrect...

N. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 5 / 21

The QCD approach

T zr(q0) =

∫d3x

∫dx0 e−iq0x0

1

2MB〈B |1

3iT {c̄γkγ5b(x) b̄γkγ5c(0)}|B〉

q0 =MB−MD∗−ε

−2mc

2mb

0

ε

I0(µ) = − 1

2πi

∮|ε|=µ

T zr(ε) dε

T zr(ε) can be calculated in the short-distance expansion at |ε|�ΛQCD,expansion parameters are µhadr

ε, µhadr

2mc+ε, µhadr

2mb−εand αs at the related

scale hence OPE for I0(µ)

Using analytic properties we can shrink the contour onto the physicalcut ε>0, then by optical theorem

I0(µ) =1

π

∫ µ

0

Im T zr(ε) dε = |FD∗|2 +∑ε<µ

|FB→n|2

N. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 6 / 21

The QCD approach

T zr(q0) =

∫d3x

∫dx0 e−iq0x0

1

2MB〈B |1

3iT {c̄γkγ5b(x) b̄γkγ5c(0)}|B〉

q0 =MB−MD∗−ε

−2mc

2mb

0

ε

I0(µ) = − 1

2πi

∮|ε|=µ

T zr(ε) dε

T zr(ε) can be calculated in the short-distance expansion at |ε|�ΛQCD,expansion parameters are µhadr

ε, µhadr

2mc+ε, µhadr

2mb−εand αs at the related

scale hence OPE for I0(µ)

Using analytic properties we can shrink the contour onto the physicalcut ε>0, then by optical theorem

I0(µ) =1

π

∫ µ

0

Im T zr(ε) dε = |FD∗|2 +∑ε<µ

|FB→n|2

N. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 6 / 21

The QCD approach

T zr(q0) =

∫d3x

∫dx0 e−iq0x0

1

2MB〈B |1

3iT {c̄γkγ5b(x) b̄γkγ5c(0)}|B〉

q0 =MB−MD∗−ε

−2mc

2mb

0

ε

I0(µ) = − 1

2πi

∮|ε|=µ

T zr(ε) dε

T zr(ε) can be calculated in the short-distance expansion at |ε|�ΛQCD,expansion parameters are µhadr

ε, µhadr

2mc+ε, µhadr

2mb−εand αs at the related

scale hence OPE for I0(µ)

Using analytic properties we can shrink the contour onto the physicalcut ε>0, then by optical theorem

I0(µ) =1

π

∫ µ

0

Im T zr(ε) dε = |FD∗|2 +∑ε<µ

|FB→n|2

N. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 6 / 21

OPE in QCD

εf<µ∑f 6=D∗

|FB→f|2 ≡ winel(µ)

FD∗ =√

I0(µ)− winel(µ) <√

I0(µ)

OPE:

I0(µ) = ξApert(µ)− ∆ 1

m2Q

− ∆ 1m3

Q

− ∆ 1m4

Q

− ...

∆ 1m2

Q

=µ2

G

3m2c

+µ2π−µ2

G

4

(1

m2c

+ 1m2

b+ 2

3mcmb

)∆ 1

m3Q

=ρ3

D−13ρ3

LS

4m3c

+ρ3

D+ρ3LS

6mcmb

(1

mc− 1

2mb

)...

N. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 7 / 21

Brief synopsis

FD∗ =√ξpertA −∆power − winel√

ξpertA ' 0.98 at µ ' 0.8 GeV, −∆ 1

m2Q

−∆ 1m3

Q

' −0.13

FD∗ ≤ 0.92 – upper bound

It turns out the sum of the excitation probabilities (wavefunctionoverlap deficit) should be quite significant,

N.U. hep-ph/0312001

winel ∼> 0.14 FD∗ ≈ 0.86 – prediction

N. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 8 / 21

Convergence

How well is the OPE under control?

• Perturbative corrections: small numerically√ξA ' 1−0.022+(0.005−0.004)+0.0022−0.0014+...

applies only to Wilsonian ξpertA (µ)!

0.4 0.5 0.6 0.7 0.8 0.9

0.965

0.970

0.975

0.980

0.985

0.990 √ξpertA

εM , GeV

αs = 0.32d order BLMfull O(α2

s )3d order BLM

Assume µ=εM around 0.8 GeV√ξA ' 0.98 at αs(mb)=0.22

uncertainty 1% seems reasonably conservativeN. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 9 / 21

Convergence

• Power corrections to I0:

Take the low-end expectation values µ2π ' 0.4 GeV2, ρ3

D ' 0.15 GeV3:

−∆ 1m2

Q

'−0.095 −∆ 1m3

Q

'−0.028 −∆ 1m4

Q

'0.02 −∆ 1m5

Q

'0.01

• αs-corrections to the coefficients of power-suppressed terms

Calculated for µ2π, correction is extremely small. Expect mild effect

for µ2G ; in 1/m3

Q even a 30% renormalization would not produce asignificant change

√1−∆A ∼< 0.94± 0.01 the upper bound seems safe at 1% level

Would expect formfactor about 0.92 if no overlap deficit were there

N. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 10 / 21

Sum of inelastic probabilities

Wavefunction overlap deficit in the language of Quantum Mechanics

Required to turn the upper bound for FD∗ into an estimate

I1(µ) = − 1

2πi

∮|ε|=µ

T zr(ε) ε dε =∑ε<µ

εn|FB→n|2

winel(µ) =I1(µ)

ε̄(µ)ε̄(µ) – ‘average excitation energy’ (up to µ)

I1(µ) is calculated in the OPE similar to I0(µ):

I1 =−(ρ3

πG +ρ3A)

3m2c

+−2ρ3

ππ−ρ3πG

3mcmb+

ρ3ππ+ρ3

πG +ρ3S+ρ3

A

4

(1

m2c

+ 23mcmb

+ 1m2

b

)+O

(1

m3Q

)︸ ︷︷ ︸ ︸ ︷︷ ︸ ︸ ︷︷ ︸BPS limit (δ BPS)1 (δ BPS)2

N. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 11 / 21

Inelastic piece

I(BPS)1 =

−(ρ3πG +ρ3

A)

3m2c

+O(

1m3

c

)(ρ3πG +ρ3

A)−ρ3LS determines hyperfine splitting to order 1/m2

Q

Extract comparing B and D mesons

δ(2)I1 is positive; δ(1)I1 comes with small coefficient 1/3mcmb and theminimum is very shallow:

I1/I(BPS)1 = 1− (1−ν3/2)

m2c

m2b︸ ︷︷ ︸+ [...]2

<0.07

ν3/2>0

0.8 1.0 1.2 1.4 1.6 1.8 2.00.80

0.85

0.90

0.95

1.00

1.05

1.10

1.15

1.20

P/G

I1/I(BPS)

1

winel =0.48 GeV3 +κ 0.35 GeV3

3m2c εrad

' 14%

|κ|∼<0.15

A 6% decrease in FD∗

The way to evaluate∑|FB→n|2 through I1 in the ’t Hooft model yields

almost exact numberN. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 12 / 21

Continuum

Excited states should predominantly be resonances (radial excitations)

Continuum is 1/Nc-suppressed and is usually smaller

D(∗)π inelastic contributions can be estimated for soft pions

The complete estimate yields a significant contribution:

0.3 0.4 0.5 0.6 0.7 0.80.00

0.01

0.02

0.03

0.04

0.05

0.06

pπmax

, GeV

0.3 0.4 0.5 0.6 0.7 0.80.000

0.005

0.010

0.015

0.020

0.025

max, GeV

D∗ π

gD∗Dπ =4.9 GeV−1 (ΓD =96 KeV)

gB∗Bπ/gD∗Dπ = 1, 0.8, 0.6 and 0.4 gB∗Bπ/gD∗D∗π = 1, 0.8, 0.6

Altogether we expect D(∗)π piece to yield around 4% in∑|FB→n|2,

about a fourth of the resonance-based estimate δFD∗ ' −2%N. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 13 / 21

FD∗ summary

QCD lower bound:

FD∗ < 0.92 FD∗ < 0.9 including continuum estimate

The unbiased predicted value

FD∗ ∼< 0.86

The central number has about 2% accuracy it may lower if µ2π

turns out larger

Central value goes down for increasing µ2π yet the corrections from higher

power terms also increaseN. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 14 / 21

B → D `ν near zero recoil

Experimentally challenging theoretically advantageousN.U. 2003

〈D(p2)|c̄γνb|B(p1)〉 = f+(p1+p2)ν+f−(p1−p2)νf± ≡ f±(~q 2)

A single amplitude J0 =(MB +MD)f+(0) + (MB−MD)f−(0) at ~q =0

HQ limit: f+ = MB+MD

2√

MBMD, f− = −MB−MD

MB+MDf+

J0

2√

MBMD

= 1− a2

(1

mc− 1

mb

)2

− a3

(1

mc− 1

mb

)2 (1

mc+ 1

mb

)+ ...

Power corrections are well under control and small

Any amplitude with massless leptons depends, however solely on f+,(only the combination of f+ and f− has no 1/m corrections)

F+ ≡ 2√

MBMD

MB+MDf+ has 1/mQ corrections since nothing forbids this in ~J

Not a drawback in the era of dynamicsN. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 15 / 21

B→D

F+ = 1 +(

Λ2−Σ)( 1

mc− 1

mb

)MB−MDMB+MD

−O(

1m2

Q

)Λ = MB−mb, Σ = ...

From inclusive decays and exact sum rules we knowΛ2−Σ (positive, but small ∝ µ2

π−µ2G

3µhadr)

Moreover, we know all power corrections here are smallat small µ2

π−µ2G

N.U. 20032√

MBMD

MB + MDf+(0) = 1.04 ± 0.01 ± 0.01

All orders in 1/m in ‘BPS’, to 1/m2 ·1/BPS2, α1s

The bulk 3% is the perturbative factor, only 1% comes from power terms

N. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 16 / 21

Summary

Comprehensive heavy quark expansion can say much for nonperturbativeeffects in certain cases

Inequalities or positivity properties are essential, require a physicalrenormalization scheme. Conceptually similar to the lattice, yet may differin details

Exploit physical behavior of the correlators in Minkowsky domain

FD∗≈0.86; uncertainty about 2% at known µ2π, ρ3

D plus effect ofhigher-order power terms. Central value goes down for larger µ2

π, yethigher power corrections become significant

Large inelastic contribution decreasing FD∗ by 6%Close to the BPS estimate

Large nonlocal correlators ρ3... from hyperfine splittings

‘Discrepancy’ in the splitting for B and D is settled

Large inclusive yield of ‘radials’, 7÷10% of Γsl

Resolve 12 vs. 3

2 problemMay provide missing semileptonic channels

N. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 17 / 21

N. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 18 / 21

Hyperfine splitting in D vs. B

M2B∗−M2

B ' M2D∗−M2

D ' M2K∗−M2

K ' M2ρ−M2

π

If these were exact and if perturbative corrections could be discarded

−(−ρ3LS + ρ3

πG + ρ3A) ' 2Λµ2

G (1+κ)

−(ρ3πG +ρ3

A) ≈ 0.48 GeV3

0.0 0.2 0.4 0.6 0.8 1.0 1.2

0.3

0.4

0.5

0.6

0.7

∆M2

π

1/MP

B D K

α2s -runningαs = 0.3αs = 0.22κ≈0

κ>0

1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5

1.00

1.05

1.10

1.15

1.20 cG (mc )/cG (mb)

mc , GeV

ffµ= 0

αs = 0.22

µ= 0.6 GeV

µ= 0.8 GeV

αs = 0.3

The final outcome is κ≈−0.15 and −(ρ3πG +ρ3

A) ≈ 0.48 GeV3

N. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 19 / 21

Experimental determination

We can take Vcb extracted from inclusive decays and calculate FD∗

Shifman, N.U. 1994

2ρ0 0.5 1 1.5 2

]-3

| [10

cb |V×

F(1)

30

35

40

45

HFAGLP 2009

ALEPH

CLEO

OPAL(part. reco.)

OPAL(excl.)

DELPHI(part. reco.)

BELLE

DELPHI (excl.)

BABAR (excl.)BABAR (D*0)BABAR (Global Fit)

AVERAGE

= 12χ ∆

/dof = 56.9/212χ

%̂2

FD∗ ' 0.810± 0.007± 0.026± δincl BaBar 2008

0.849± 0.011± δincl HFAG Average 2009

0.836± 0.015± δincl HFAG08, CLEO/ ALEPH excluded

(inclusive value taken without error bars)

Finally FD∗ moved practically to the valueobtained in the heavy quark expansion inQCD, 0.86±0.02

N. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 20 / 21

Experimental determination

For B→D `ν:

F+(0) ' 1.021± 0.019± 0.041± δincl

Good agreement with the dynamic heavy quark expansion in QCD

]-3

| [10cb|V×G(1) 10 20 30 40 50

]-3

| [10cb|V×G(1) 10 20 30 40 50

ALEPH 6.20± 11.80 ±38.85

CLEO 3.45± 5.90 ±44.77

BELLE 5.15± 4.40 ±41.11

Average 4.50±42.30

HFAGLP 2007

/dof = 0.26/ 4 (CL = 99 %)2χ

2009

Using |Vcb | from Γsl(B) I predicted

|Vcb|G (1) = 43.7X5· 10−3

There is no tension between inclusiveand exclusive Vcb

rather a remarkable agreement

N. Uraltsev (Siegen ) 1/mQ expansion and FD∗ ECT∗ Trento April 2 2012 21 / 21