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Qualitative Research methods Lecture 1 dr. John Gelissen Course Introduction 2 Course Details .......................................................... 3 Goals of the course ....................................................... 4 Obligatory readings ....................................................... 5 Topics ................................................................ 6 Reading schedule......................................................... 7 Exam and final grade ...................................................... 8 Important stuff .......................................................... 9 Foundations 10 Definitions ............................................................ 11 Definitions ............................................................ 12 Important concepts ...................................................... 13 Historical developments ................................................... 14 Historical developments ................................................... 15 Further developments .................................................... 16 Ontological issues ....................................................... 17 Epistemological issues .................................................... 18 Approach Ritchie & Lewis ................................................. 19 Applications 20 Types of research ....................................................... 21 ad 1. Contextual ........................................................ 22 ad 2. Explanatory ....................................................... 23 ad 3. Evaluative ........................................................ 24 ad 4. Generative ........................................................ 25 QR as independent research strategy .......................................... 26 Functions of qualitative methods ............................................. 27 Combining qualitative & quantitative methods ................................... 28 1

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  • Qualitative Research methods

    Lecture 1

    dr. John Gelissen

    Course Introduction 2Course Details . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3Goals of the course . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4Obligatory readings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5Topics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6Reading schedule. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7Exam and final grade . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8Important stuff . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9

    Foundations 10Definitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11Definitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12Important concepts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13Historical developments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14Historical developments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15Further developments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16Ontological issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17Epistemological issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18Approach Ritchie & Lewis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19

    Applications 20Types of research . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21ad 1. Contextual . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22ad 2. Explanatory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23ad 3. Evaluative . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24ad 4. Generative . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25QR as independent research strategy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26Functions of qualitative methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27Combining qualitative & quantitative methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28

    1

  • Course Introduction Page 2 / 28

    Course Details

    Lecturers

    John Gelissen Course coordinator, Lectures, Seminar/Lab meetingsMargot Bennink Seminar/Lab meetingsIngrid Vriens Seminar/Lab meetingsZsuzsa Bakk Seminar/Lab meetings

    Course organisation

    Lectures Explanation of concepts, procedures, additions & comments on readingsSeminars Interviewing, coding, research proposalLab session Software: Atlas.ti

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 3 / 28

    Goals of the course

    After completing this course, you should. . .

    4 have knowledge about (philosophical) foundations of qualitative research methods4 be able to choose among qualitative research strategies4 have knowledge about research designs, data collection and analysis methods for qualitative

    research4 be able to rapport qualitative research findings4 be able to critically evaluate a qualitative research proposal

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 4 / 28

    2

  • Obligatory readings

    1. Lecture notes2. Ritchie, J., & Lewis, J., Qualitative Research Practice: A Guide for Social Science Students and

    Researchers, London: Sage Publications, 2003, ISBN 07619711063. Swanborn, P., Case study research: What, Why and How? London: Sage Publications, 2010,

    ISBN: 97818492061294. Gelissen, J. (ed.), Qualitative Research Methods: Readings on Collection, Analysis and Critiques.

    London: Sage Publications, 2010, second edition: ISBN 978-0-85702-862-4

    Details about obligatory and non-obligatory parts in Course Syllabus on Blackboard

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 5 / 28

    Topics

    Lecture Topic

    Lecture 1 Course intro, Foundations, ApplicationsLecture 2 Research design, sampling strategiesLecture 3 Data collection I: interviewingLecture 4 Data collection II: Focus groups, observationLecture 5 Data analysis I: Principles of analysisLecture 6 Data analysis II: Grounded Theory, applicationLecture 7 Data analysis III: Thematic analysis, Narrative analysisLecture 8 Case study: definition, designsLecture 9 Case study: case-selection, causality issuesLecture 10 Case study: data-enrichment and analysisLecture 11 Quality criteria for (qualitative) research, critiqueLecture 12 Reporting qualitative research, Thesis proposals

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 6 / 28

    3

  • Reading schedule

    Lecture Readings

    Lecture 1 R&L, Ch. 1,2Lecture 2 R&L, Ch. 3,4Lecture 3 R&L, Ch. 5,6Lecture 4 R&L, Ch. 7, Gelissen, Ch. 1Lecture 5 R&L, Ch. 8, Gelissen, Ch. 4,5Lecture 6 Gelissen, Ch. 2,3Lecture 7 R&L, Ch. 9, Gelissen, Ch. 6Lecture 8 Swanborn, Ch. 1.,2Lecture 9 Swanborn, Ch. 3, 4Lecture 10 Swanborn, Ch. 5, 6, Gelissen, Ch. 7Lecture 11 R&L, Ch. 10, Gelissen, Ch. 8Lecture 12 R&L, Ch. 11

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 7 / 28

    Exam and final grade

    4 Written exam: multiple choice, 50 questions4 Knowledge reproduction and application to substantive problems4 5 questions Buffer arrangement: pass a quiz and 1 wrong answer on final test is ignored +

    1. the student participated in all seminar meetings2. the student participated in lab session3. the quality of students participation and work were to the satisfaction of the professor or

    t.a.s

    4 Note: participation is NOT obligatory! See Course Syllabus for details

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    4

  • Important stuff

    4 Enroll into Blackboard a.s.a.p.4 Read the syllabus4 get the books a.s.a.p.4 Keep track of Announcements in Blackboard4 Stick to your Seminar/Lab group4 Do not only read or scan the readings, but study them well and keep up with the readings4 Do not bother your professor with (simple) questions for which the answers are in the syllabus4 Bother your professor with questions 1) not (clearly) answered in the books or syllabus 2) about

    the lectures 3) other stuff related to qualitative methods4 Register for the exams on time

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 9 / 28

    Foundations Page 10 / 28

    Definitions

    Qualitative research is a fuzzy enterprise; specific approach depends on:

    4 researchers beliefs about nature of social world and what can be known about it4 researchers beliefs about nature of knowledge and how it can be acquired4 research goals4 state of existing knowledge4 characteristics of those being researched4 funders, audiences, research environments . . .

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 11 / 28

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  • Definitions

    Googleing definition of qualitative research: about 8.000.000 hitsKey elements across definitions pertain to:

    4 goal of research being undertaken4 nature of samples4 nature of data collection methods4 nature of data gathered4 nature of data analysis4 nature of research output

    Important: R&L, box 1.1, p. 4

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    Important concepts

    4 Paradigm4 Ontology4 Epistemology4 Induction4 Deduction

    Figure 1: Empirical cycle

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 13 / 28

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  • Historical developments

    Key figures in empiricism/positivism

    Key characteristics of positivism:

    4 Methods of natural sciences (Erklaren)4 Only knowledge via sensory observation is valid4 Induction and deduction4 Difference between facts and values, value-free research

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 14 / 28

    Historical developments

    Key figures in interpretivism

    Key characteristics of interpretivism:

    4 Non-positivist methods for studying social world4 Interpreting peoples understanding of social world (Verstehen)4 observation4 Investigators values matter

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 15 / 28

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  • Further developments

    4 End 19th/20th century: qualitative research more widely adopted, especially in sociologicalresearch

    4 But simultaneously: (positivist) survey research4 70s: challenges to scientific method, boost for qualitative methods4 But: challenges to basic assumptions of qualitative research:

    8 Postmodernist approaches8 Critical theory

    4 Emphasis on researchers role and research participants stories4 1980s onwards: popularity explosion of qualitative methods

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 16 / 28

    Ontological issues

    Some examples of ontological questions:

    What is the nature of the world, of social entities?Does social reality exist independently of human conceptions and interpretations?Is there a common, shared, social reality or just multiple context-specific realities?Is social reality independent of human actors or is it constantly being constructed by them?

    ontological positions: Realism, Materialism, Idealism etc. (Box 1.3)

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 17 / 28

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  • Epistemological issues

    Some examples of epistemological questions:

    How is it possible to know about the world?What constitutes valid knowledge about the world?Is it okay to use the methods of the natural sciences for the study of human (social) behavior?

    epistemological positions: positivism, interpretivism (Box 1.3)

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 18 / 28

    Approach Ritchie & Lewis

    Generic/eclectic approach adapted to applied (social) policy research

    . . . particular emphasis is placed in applied policy research on producing qualitativeevidence that has been rigorously collected and analysed, is valid, able to support widerinference, as neutral and unbiased as possible and clearly defensible in terms of howinterpretations have been reached. It also means that emphasis is placed on researchfindings which are accessible and which can be translated into policy planning andimplementation (R & L, pp. 18-19).

    Ontological position: subtle realismEpistemological position: embrace aspects of scientific method, interpretivism and pragmatism

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 19 / 28

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  • Applications Page 20 / 28

    Types of research

    Fundamental (social) research Theory-testing, theory-building research (R&L:theoretical, pure,basic research)

    Applied (social) research Practice-oriented research, evaluation research

    4 Role of qualitative methods in both types of research4 Functions of qualitative research

    1. Contextual2. Explanatory3. Evaluative4. Generative

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 21 / 28

    ad 1. Contextual

    Describe relevant issues and phenomena as experienced by the study participants, detailed, inparticipants own terms

    Examples:

    8 What dimensions are contained within the concepts of shame and guilt?8 How do shame and guilt manifest themselves among war veterans?8 What does it mean to a veteran to feel ashamed or guilty?8 Can we identify groups of veterans who deal with shame and guilt in qualitatively different

    ways?

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 22 / 28

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  • ad 2. Explanatory

    Why phenomena occur and the forces and influences that drive their occurrence

    Examples:

    8 Why do some veterans feel ashamed or guilty, and others not?8 What reasons do veterans report for being ashamed or feeling guilty?8 What conditions make that feelings of shame and guilt persist?

    Note: What people tell you what was according to them the cause for particular feelings, views,behaviors, or events need not be the true cause; causality is very difficult to investigate!

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 23 / 28

    ad 3. Evaluative

    How well does something work? What processes and outcomes do occur?

    Examples:

    8 How do veterans respond to counseling in order to deal with feelings of shame and guilt?8 What motivates veterans to take part in such a counseling program?8 What are the requirements for counselors for the effective delivery of the counseling program?8 Is the quality of a veterans family life affected by counseling?

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 24 / 28

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  • ad 4. Generative

    Produce new ideas either as a contribution to the development of social theory or to the refinement orstimulus of policy solutions

    Examples:

    8 The role of training military personnel to deal with difficult situations8 Changes in the Rules Of Engagement for military personnel8 The role of social capital and group support in military units for dealing with feelings of

    shame and guilt

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 25 / 28

    QR as independent research strategy

    Qualitative research as the only approach; phenomena to be studied are. . .

    4 Ill defined/not well understood4 Deeply rooted4 Complex4 Specialist4 Delicate or intangible4 Sensitive

    Crucial issue: what are the research questions and what information is needed to answer thosequestions?

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 26 / 28

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  • Functions of qualitative methods

    Distinguish between methods for data collection and techniques for data analysis

    Methods for data collection:

    4 Participant observation Outcome: Naturally occurring data4 Observation Outcome: Naturally occurring data4 Semi-structured/unstructured/life history interviews Outcome: generated data4 Focus groups/group discussion: Outcome: generated data

    Techniques for data analysis: documentary analysis, discourse analysis, conversation analysis

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 27 / 28

    Combining qualitative & quantitative methods

    4 Preceding statistical inquiry4 Alongside statistical inquiry4 Follow-up to statistical inquiry

    Debate: is mixing methods okay? Different versions:

    4 Embedded methods/paradigm proponents: no4 Proponents of technical version: yes

    Qualitative Research Methods Lecture 1 Academic year: 2012-2013 Page 28 / 28

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    Course IntroductionCourse DetailsGoals of the courseObligatory readingsTopicsReading scheduleExam and final gradeImportant stuff

    FoundationsDefinitionsDefinitionsImportant conceptsHistorical developmentsHistorical developmentsFurther developmentsOntological issuesEpistemological issuesApproach Ritchie & Lewis

    ApplicationsTypes of researchad 1. Contextualad 2. Explanatoryad 3. Evaluativead 4. GenerativeQR as independent research strategyFunctions of qualitative methodsCombining qualitative & quantitative methods