Gregory A Presnell Financial Disclosure Report for 2010

8/3/2019 Gregory A Presnell Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/gregory-a-presnell-financial-disclosure-report-for-2010 1/21

: i/2011I FINANCIAL DISCLOSURE REPORT

F O R C A LEN D A R Y EA R 2 0 1 0

Report Required by the Ethics

in Government Act of 1978(5 U.S .C . app . §§ 101-111)

1. Person Re port ing ( las t name, f i rs t , middle ini t ia l )

P r esn e l l , G r eg o r y A .

4. T it le (Ar tic le I l l judges ind ica te active or sen ior s ta tus ;magistrate judges indicate full- or part-time)

U.S. Distric t Judge, Active

7. Chambers or Of f ice Address

4 0 1 We s t C e n t r a l B lv d .Sui te 5750

Orlando, FL 32801

2. Court or Organizat ion

M i d d l e D i s t / F L, Or l an d o D i v .

5a. Report Type (check appropriate type)

]N o m i n a t i o n , D a t e

[] Initial [] Annual [] Final

3 . Date of Report

04/20/2011

6. Repor ting Per iod

01/01/2010

to

12/31/2010

5b. [] Amended Report

8. On the basis of the informat ion contained in th is Report and anymodif icat ions per taining thereto, i t i s , in my opinion, in compliancewith applicable laws and regula t ions .

Reviewing Of f ice r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; see pp. 9-13 of filing instructions.)

~-] N O N E (No reportable positions.)

POSITION

1 . Pres iden t

2.

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

Residential Homeowners Assoclatlo~~~: ,. ¯ ̄

I I . A G R E E M E N T S . (Repor t ing ind iv idua l on ly; s ee pp . 14 -16 o f . F U i n g instructions.)

~] N O N E ( N o reportable agreements.)

D A T E P A R T I E S A N D T E R M S





FINANCIAL DISCLOSURE REPORT

Page 3 of 2 1

N a m e o f P e r so n R e p o r t i n g

Presnell , Gregory A.

D a t e o f R e p o r t

04/20/2011

V . G I F T S . (Includes those to spouse and dependent children; seepp. 28-31 of filing instructions.)

[~] N O N E ( N o reportable gifts.)

SOURCE D E S C R I P T I , O N

1 . Bo b D o n a ld so n Plane t r anspor t a t ion , rou nd t r i p O r l ando t o M arsh Ha rbor

2.

3.

4.

5.

VALUE

$1,200.oo

V I . L I A B I L I T I E S . ( i n el u d e s t h o s e o y s p o n s e a ~ a d e p e ~ a e n ~ chi ldren; s e e p p . 3 2 - 3 3 of filing instruct ions. )

[ N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION

1 .

2.

3.

4.

5.

V A L U E C O D E



F I N A N C I A L D I S C L O S U R E R E P O R T

Page 4 of 21


Presnel l, G regory A.


04/20/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v ,l ~ e , t r ,~ s , c a o n s a n a , d e s t h o , , of spouse and dependent children; see pp. 34-60 of~Fding instructions.)

~-~ NONE (No reportable income, assets, or transactions.)

Description of Assets Income during

(including trust assets) reporting period

( I ) ( 2 )

Place "(X )" a fter each asset Am ount T y p e

e x e m p t f i -o m p r i o r d i s c lo s u r e C o d e 1 d i v . , r e n t ,(A-H) o r i n t . )

Gross value at end

of reporting period

(~) (~)

V alu e V alue

Code 2 Method

( J - P ) Code 3

(1 )

T y p e ( e . g .,

buy, sell,

redemption)

Transactions during reporting period

(2) (3) (4) ( 5 )D a t e V a lu e Gain Identity of

mm!dd/yy Code 2 C o d e 1 buyer/seller

Q - P ) ( A - H ) ( i f p r i v a t e

t r a n s a c t i o n

1. S u nTmst B ank Accou nt # ! (GP) A Interest K

2 . S u n T r u s t B a n k A c c o u n t # 2 ( C B ) A Interest L

T

T

4.

5.

6.

7.

8.

9.

1 0 .

1 1 .

B roke rage Accou nt (M S -GP) (1 )

B roke rage Accou nt (M S -CB )

N u v een M u n. V a lu e Fu nd B Div idend K

Liqu id Asse t Fu nd and Cash A Div idend K

MSD W G lo ba l D iv . Gr ./ In vesc o MSD W A Div idend J

Global Div. Gr. (2)

Pu tnam U . S . Gov ’ t A Div idend K

U.S. Gov’t Sec. A Div idend J

T B u y

T

T

T B u y

T

0 1 / 2 1 / 1 0

07/19/10

1 2 . A m e x S & P 5 0 0 A Div idend J

1 3 . i S h a r e s R u s s e l l 1 0 0 0 G r . A D i v i d en d J

1 4 . i S h a r e s R u s s e l l I 0 0 0 V a l . A Div idend J

1 5 . Broward Co. W& S Bd. A I n t e r e s t

1 6 . All ian c e Berg er Mun i - Fi A Div idend

1 7 . A l l ia n z S m . C a p A Div idend

J

J

T

T

I. Inco m e Gain Co des : A = $1 ,000 o r le ss B =$1,001 - $2,500 C =$2,50i - $5,000

(See Columns B1 and D4) F =$50,001 - $100,000 G =$ 10 0,0 01 - $ 1,00 0,0 00 H I = $1 ,0 00 ,00 1 - $5 ,0 00 ,0 00

2. V aloe C odes J = $ 15,000 o r le ss K --$ 15,001 - $ 50,000 L =$50,001 - $100,000

(Se e C o lu m n s C I a n d D3 ) N =$250,001 - $ 500,000 O =$ 500,001 - $ I,000,000 P1 =$1 ,000,001 - $5,000,000

P3 --$25,000,001 - $50,000,000 P4 =More than $50,000,000

3 . V aloe M eth od Codes Q =Appraisal R =Cost (Real Es tate Only) S = A s s es s men t

(See C o lu nm C 2) U = Boo k Value V =O the r W =Estimated

D --$5,001 - $15,000

1t2 =More than $ 5,000,000

M =$100,001 - $250,000

P2 =$5,000,001 - $25,000,000

T =C a s h M a rke t

E =$15,001 - $50,000




Page 5 of 21


Presnell, Gregory A.


04/20/2011

VII. INV ES TMENTS and TRU S TS - i. ...... l u e , t ransactions (Inc ludes those of spouse and dep endent ch i ldren; see pp . 34 -6 0 off’d ing instruc tions.)

N O N E ( N o reportable income, a ssets, or transa ctions.)

A. B. C. D.

Description of Assets Incom e during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(1) (2) (i) (2) (1 ) (2) (3) (4) (5 )

Place "(X)" after each asset A m ou n t T y p e ( e . g . , Value V a lu e T y p e ( e . g ., D a t e Value Gain I d e n t i t y o f

exempt from prior disclosure Code 1 d i v . , r e n t , Code 2 Method buy, sell, m m /dd /yy Code 2 C o d e 1 buyer/seller

(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) ( A - H ) " ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

1 8 . T e m p l e t o n F o r e i g n F d . A D i v i d e n d

1 9 . H e m a n d o C t y B d . A Interest

20. i S har es R u ss . 2 000 A D i v i d en d K T

21 . i S har es M S C I E mer . M kt . A D i v i d e n d K T

22. i S har es Bar c l ays T i p s B D i v i d en d K T

23. S & P N A N a t . R e s o u r ce A D i v i d e n d K T

24 . i S h a r e s M S C I E A F E A D i v i d e n d J T

25. F i d e l it y N A S D A Q A D i v i d en d J T

26 . i S har es S & P M i d C ap 4 00 A D i v i d e n d J T

27 . i S h a r e s D J S e l e c t A D i v i d e n d J T

28. L e e C o . B o n d A " Interest J T

29 . M i a - D a d e B o n d B Interest K T

30. i S h a r e s I B O X X B D i v i d e n d K T

31 . Van g u ar d C o n . S t . E T F A D i v i d e n d K T

32. H a w a i i B d . A Interest J T

33 . F S U B d . A Interest J T

34 . i S har es Bar l c ays A g g . Bd . F d . B D i v i d e n d K T

S o l d 01/21/10 J

R e d e e m e d 06/01/10 J

B u y 01121/10 J

B u y 03/04/10 J

B u y 01/21/10 J

B u y 01/21/10 J

B u y 01/21/10 J

B u y 01/21/10 J

B u y 03/04/10 J

Bu y 01/21/10 J

Bu y 07/19/10 J

A

A

1 . Incom e Gain Codes: A = $ 1 ,000 o r less B --$ 1 ,001 - $ 2,500 C = $ 2,501 - $ 5,000 D =$5,001 - $15,000

(See Columns B1 and D4) F =$50,001 - $100,000 G =$ 10 0,0 01 - $1 ,00 0,00 0 H 1 =$ 1,0 00 ,00 1 - $5 ,0 00,0 00 1 - 1 2 = M o r e t h a n $ 5 ,0 0 0 , 0 0 0

2 . V alue Codes J =$15,000 or le~$ K =$15,001 - $ 50,000 L = $50,001 - $ 100,000 M =$100,001 - $250,000

( S ee Co lumns C1 mad D3) N = $250,001 - $ 500,000 O =$500,001 - $1 ,000,000 P 1 -- $ 1, 00 0, 00 1 - $ 5, 00 0, 00 0 P 2 =$ 5, 00 0, 00 1 - $ 25 ,0 00 ,0 00

P3 =$25,000,001 - $50,000,000 P4 =More ~han $50,000,000

3 . V alue M eth od Codes Q =Appraisal R =Cost (Real Es tate Only) S =Assessment T ~C a s h M a rke t

(Se e C o lu m n C 2 ) U = Book V alue V =O the r W = Es t imated

E =$15,001 - $50,000




Page 6 of 21


Presneil, Gregory A.


04/20/2011

V I I . I N V E S T M E N T S a n d T R U S T S -inco .... l~, tr ..... tons (Includes those of spou .... d dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

A. B. C. D.

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i nc l u di ng t r u s t asse t s) re po rtin g p er io d o f r e po rt in g p er io d

(1) (2) (1 ) (2 ) (l) (2) O) (4) (5 )

Place "(X)" after each asset A m o u n t T y p e ( e .g . , V a lu e V a lu e Type (e.g., Dat e V a l u e G ain Iden t i ty o f

e x e m p t f i - o m p r i o r d i s c lo s u r e C o d e 1 di v . , r en t , C o d e 2 M e th o d b u y , s e ! l , m m / d d / y y C o d e 2 C o d e 1 bu yer / se l l er

( A - H ) o r in t .) (J- P ) C o d e 3 r e d e m p t i o n ) (J - P ) (A -H ) ( i f pr i v at e

( Q - W ) t r ansac t i on)

35. iSh a re s B a rc l a y s 3 - 7 Y r . T re a s . B D i v i d e n d L T B u y 07/19/10

3 6 . S P D R B a r e l a y s C a p . I n t ’l . A D i v i d e n d K T B u y 01/27/10

37 . V angu a rd Div . Appr . A D ivid en d K Y Bu y 03/04/10 K

38 . Inv esco Div e r . Div . A D ivid en d J T Bu y 07/19/10 J

39 . Pimco Em er . M kt. A D ivid en d J T Bu y 07/19/10 J

40 . O p p e n h e i m e r D e v . M k t . A D i v i d e n d J T B u y 07/23/10 J

41 .

42 . F i d e l i ty GP T r u s t

43 . V a n g u a r d P r i m e M M F u n d & C a s h A D i v i d e n d K

44 . Van g u ar d T o t a l Bo n d M kt . B D i v i d e n d L

45 . V a n g u a r d F 1 . T a x Exe m p t B D i v i d e n d L

46 . V a n g u a r d E u r o S t o c k I n d e x A D i v i d en d

47 . V a n g u a r d H e a l t h C a r e A D i v i d en d K

48 . V a n g u a r d S m C a p . I n d e x A D i v i d e n d K

49 . V a n g u a r d T a x - M a n a g e d G & I A D i v i d en d J

50. Van g u ar d T ax -M an ag ed In t e r ’ l A D i v i d e n d K

51 . V a n g u a r d W i n d s o r I I A D i v i d e n d K

T

T

T

T

T

T

T

T

S o l d

S o l d( p a r t )

S o l d( p a r t )

06/09/10 J A

03/08/10 K

03/08/10

1. Income Gain Codes : A =$1,000 or less B =$1,00I - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000

( S e e C o l u m n s BI a n d D4 ) F = $50,001 - $ 100,000 O = $100,001 - $1 ,000,000 H I = $ 1 ,000,001 - $ 5,000,000 H2 =More than $5,000,090

2. V alue C odes J = $ 15,000 o r le ss K =$15,001 - $ 50,000 L = $50,001 - $ 100,000 M =$100,001 - $250,000

(See Columns C1 and D3) N =$ 250,001 - $ 500,000 O --$500,001 - $1,000,000 P 1 =$ i, 00 0, 00 1 - $5 ,0 00 ,0 00 P 2 = $ 5, 00 0, 00 1 - $2 5, 00 0, 00 0

P3 =$ 25,000,001 - $50,000,000 P4 =More than $50,000,000

3. V alue M ethod C odes Q =Appraisal R =Cost (Real Es tate Only) S = A s s es s men t T =C a s h M a rke t

(Se e C o lu m n C 2 ) U = Book V alue V =O the r W = Es t imated

E=$15,001- $50,000




Page 7 of 21

N a m e o f P e r s o n R e p o r t in g



04/20/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income , v,l~, t .....cIions (Inc ludes those of spouse and dep endent ch i ldren; see pp . 34 -60 of jq ling instruc t ions.)

52.

53.

54 .

55.

56 .

57 .

58 .

59 .

60 .

61 .

62 .

63 .

64 .

65 .

66 .

67 .

68 .

N O N E ( ’ N o reportable income, assets, or transactions.)

A. B. C.

D escrip tion of Assets Incom e during Gross value at end


(1) (2) (1) (2)

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

(1 ) (2) (3) (4)

Place "(X)" after each asset Amount T y p e ( e . g ., Value Value

exempt from prior disclosure Code 1 d i v . , r e n t , Code 2 Method

Vanguard GNM A Fund

Vanguard Inter-Term B d. Index

Vanguard Short-Term Bd. Index

Vanguard Emerging Mkt. Stock Index

Vanguard Tips Bd.

Fidelity GP Trust

iShares S&P Commodity

iShares Barclays Tips(6)(7)

iShares S&P 500 Index(7)

iShares Barclays US Agg. Bd (7)

iShares MSCI Em er. Mkt. ICX (6)(7)

iShares S&P NA Nat. Res. (7)

iS ha re s M S CI EAFE Idx (7 )

iShares Russe l l 1000 Val. (6)

iShares Russell 1000 Gr. (6)

iShares Russell 1000 Idx (7)

(A - H ) o r in t . )

A Dividend

B Dividend

A Dividend

A Dividend

B Dividend

A

A

A

A

A

A

A

A

A

A

Div idend

Div idend

Div idend

Div idend

Div idend

Div idend

Div idend

D ivid en d

D iv id en d

Div idend

( J -P) C o d e 3

( Q - W )

K T

K T

K T

K T

L T

J

K

J

J

J

K

J

J

J

J

T

T

T

T

T

T

T

T

T

T

T y p e ( e . g . , D a t e Value Gain

buy, sell, m m/dd/yy Code 2 Code 1

r e d e m p t i o n ) ( J - P ) ( A - H )

Bu y 06/25/10

( 5 )Iden t i ty o f

bu yer / se l l er

( i f pr i v at e

t r a n s a c t i o n )

i. Inco m e Gain C odes: A = $ 1,000 o r le ss B =$i,001 - $2,500 C =$2,501 - $5,000

( S ee Co lumns B1 and D4) F = $50,001 - $ 100,000 G = $100,001 - $1 ,000,000 HI =$1,000,001 - $5,000,000

2 . V alue Codes J = $15,000 o r less K = $15,001 - $ 50,000 L = $ 50,001 - $!.00,000

( S ee Co lumns C1 and D3) N = $250,001 ÷ $500,000 O =$ 500 ,00 1 - $1 ,00 0,00 0 P 1 = $l,0 00,0 01 - $ 5,0 00 ,0 00

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. V alue Method C odes Q = Appra isal R =Cost (Real Es tate Only) S = A s s es s men t

(Se e C o lu m n C 2 ) U = Book V alue V = Oth er W = Es t imated

D =$5,001 - $15,000

t t 2 = M o r e t h a n $ 5 , 0 0 0 , 0 0 0

M ---$1oo,oo~ - $250,000

P2 =$5,ooo,ool - $25,000,000


E =$15,001 - $50,000




Page 8 of 21

N a m e o f P e r s on R e p o r t i n g



04/20/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spo ..... d dependent ch i Idre t l; see pp . 34 -60 o f f i I ing instruc t ions. )


A. B. C.Description of Assets Incom e during Gross value at end


(1) (2) (1) (2) (1 )

Place "(X)" after each asset Amount T y p e ( e .g . , V a lu e Value T y p e ( e . g .,

exempt from prior disclosure Code 1 d i v . , r e n t , Code 2 Method buy, sell,

(A-H) o r i n t . ) ( J - P ) Code 3 redemption)

( Q - W )

69 . i S har es R u sse l l 2 000 Id x ( 6 ) ( 7 ) A D i v i d e n d J T

70 . i S har es 2 01 7 S & P A M T -f r ee A D i v i d e n d J T B u y

71 . i Sh a r e s 20 1 6 S&P AM T - f r e e A D i v i d en d J T B u y

72. i Sh a r i e s 201 5 S&P A M T - f r e e A D i v i d e n d J T B u y

73 . Nu v ee n M u n i . Va l . ( 7 ) A D i v i d en d K T

74 . P o w e r s h a re s Q Q Q ( 6 ) A D i v i d e n d J T

75 . Van g u ar d D i v . A p p r . (6 ) A D i v i d e n d J T

76 . V a n g u a r d C o n s u m e r S t . ( 7 ) A D i v i d en d J T

77 . Van g u ar d E m er . M kt . ( 6 ) A D i v i d en d J T

78 . V a n g u a r d T o t a l S t o ck M t k . ( 7 ) A D i v i d e n d J T

79 . Van g u ar d D i v . G r . ( 6 ) A D i v i d en d K T B u y

8 0 . Van g u ar d In t e r . T e r m Bd . ( 6 ) A D i v i d e n d K T

81 . F i d e l i ty T a x F r e e B d . ( 6 ) A D i v i d e n d K T

82. I n v e s co D i v e r . D i v . A D i v i d e n d J T B u y

83. D o d g e & C o x I n t e r ’ l (6 ) A D i v i d en d J T

84. D r e y f u s Em e r . M k t . A D i v i d e n d J T B u y

85. Ha r b o r B o n d I n s t . (6 ) A D i v i d en d K T B u y


(2) (3) (4) (5 )

Dat e V a l u e Gai n I d e n t i t y o f

r nml dd/ yy C o d e 2 C o d e 1 bu yer / se l l er

( J - P ) ( A - H ) ( i f p r lva te

t r ansac t i on)

~ 07/30/10 J

07/30/10 J

07/ 3 0/ 1 0 J

03/08/10 K

06/25/10 J

06/25/10 J

06/25/10 K

1. Income Gain Codes : A =$i,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000

(See Columns B1 and D4) F =$50,001 - $I00,000 O =$100,001 - $1 ,000,000 HI =$ 1,000,001 - $ 5,000,000

2. Value Codes J =$15,000 or less K = $15,1)01 - $50,000 L =$50,001 - $ t00,000

(Se e C o lu m n s C I a n d D3 ) N =$250,001 - $500,000 O =$ 500 ,00 1 - $1 ,0 00 ,0 00 P 1 = $1 ,0 00 ,0 01 - $ 5,00 0,00 0

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Es tate Only) S =As s e s s m e m

(Se e C o lu m n C 2 ) U =Book Value V =O the r W = Es t imated

D =$5,001 - $15,000

1 - 1 2 = M o r e t h a n $ 5 , 0 0 0 , 0 9 0

M =$100,O0t - $250,000

P2 =$ 5,000,001 - $25,000,000

T =Cash Market

E =$ 1 5 ,0 0 1 - $ 5 0 ,0 0 0




Page 9 of 21




04/20/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , y u l e , transactions (Includes those of spouse and dependent children; see ppo 34-60 of filing instructions.)


A. B. C. D.

Description of Assets Incom e during Gross value at end Transactions during reporting period


(1) (2) (1) (2) (D (2) (3) (4) (s)

Place "(X)" after each asset Amount T y p e ( e . g . , Value V a lu e T y p e ( e . g ., D a t e Value Gain I d e n t i t y o f

exempt from prior disclosure Code 1 d i v . , r e n t , Code 2 Method buy, sell, m m /d d/yy C od e 2 C o d e 1 buyer/seller

(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) (J-p) ( A - H ) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

86 . Harbor In t e rna t i ona l (6)

87 . Laza rd Em er . M kt . (6)

88. Lo o m is Say les Bo n d (6 )

89 . Pimco Em er . M kt (6)

90 . Pimc o U n c o n s t ra in ed Bd . (6 )

91 . T Ro w e Pr i ce Div . Gr .

92 . Royce Low P r i ce (6)

93 . S E I H i g h Y i e l d B d . ( 6 )

94 . US Treas . N t 2012 (6)

95 . US Treas N t 2014 (6)

96 . B M W B a n k C D 2 0 1 3

97 . T R ow e Pr i ce In t ’ l B d .

98 . T Ro w e Pr i ce In t ’ l B d .

99 . B randyw ine B lu e (6)

100. i S h a re s G S C I C o m m o d . ( 6 )

101. Tam pa Hi l l s Expy (6)

A

A

B

A

B

A

A

A

A

A

A

C

A

A

A

A

D i v i d en d J T

D i v i d en d J T

D i v i d en d K T

D i v i d e n d K T

D i v i d en d L T

D i v i d en d J T

D i v i d en d J T

D i v i d en d J T

Interest J T

Interest K T

Interest K T

D i v i d en d

D i v i d e n d

D i v i d en d

D i v i d e n d

Ia teres t

Bu y 05/17/10 L

Bu y 06/25/10 J

Bu y 03/16/10 K

Bu y 03/17/10 K

So ld 05/17/10 K

So ld 06/25/10 J

A

A

S o l d 0710!/10 J A

102.

1. Income Gain Codes : A -~l,000 or less B =$1,001 - $2,500 C = $ 2,501 - $ 5,000 D = $5,001 - $15,000

(See Columns B1 and D4) F = $50,001 - $ 100,000 G = $100,001 - $1 ,000,000 HI =$ 1,000,00I - $5,000,000 H2 =More tha~ $ 5,000,000

2. Value Codes J = $ 15 ,000 o r le ss K = $ 15,00I - $ 50,000 L = $50,001 - $ 100,000 M =$100,001 - $250,000

(Se e C o lu m n s C I a n d D3 ) N =$250,001 - $500,000 O =$500,001 - $1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$ 25,000,001 - $50,000,000 P4 =More than $50,000,000

3 . V alue M eth od Codes Q =Appraisal R =Cost (Real Es tate Only) S = A s s es s men t T =C a s h M a rke t

( S e e C o h m m C 2 ) U =Bo o k V a lu e V = Oth er W = Es t imated

E =$15,001- $50,000




Page 10 of 21


Presnei l , Gr e g o r y A.


04/20/2011

VII. INV ESTMENTS and TRU S TS - ~ ....... t~, t ransactions (Inc ludes those of spouse and depend ent ch i ldren; see pp . 3 4 -60 of J~ding instruc t ions.)

~] NONE(N o repor tab le income, a sse t s , or t ransac t ions . )

Description of Assets Income during

(including trust assets) reporting period

(1) (2)

Place "00" af ter each asset Amount T y p e ( e . g .,

exempt from prior disclosure Code 1 d i v . , r e n t ,

(A-H) o r i n t . )

Gross value at end

of reporting period

(1) (2)

V alu e V alu e

Code 2 Method

( J - P ) Code 3

( Q - W )

(t )T y p e ( e . g . ,

buy, sell,

r e d e m p t i o n )


(2) (3) (4) (5 )

D a t e Value Gain I d e n t i t y o f

m m/d d/yy C od e 2 C o d e 1 buyer/seller

( J - P ) ( A - H ) ( i f p r i v a t e

t r a u s a c t i o n )

1 03 . F i d e l i t y C B T r u s t

1 0 4 . V a n g u a r d M i d - C a p

1 0 5 . V a n g u a r d P r im e M M F d . a n d C a s h

1 0 6 . V a n g u a r d E m e r g i n g M k t s S t o c k I n d e x

1 0 7 . V a n g u a r d E q u i t y I n c o m e F d .

1 0 8 . V a n g u a r d G l o b a l E q u i t y F d .

1 0 9 . V a n g u a r d 5 0 0 I n d e x F d .

1 1 0 . V a n g u a r d S m . C a p . I n d e x F d .

1 1 1 . V a n g u a r d W i n d s o r I I F d .

1 1 2 . Van g u ar d T o t a l Bo n d M kt . In d ex

1 1 3 . Van g u ar d In f l a t io n P r o t ec t ed S ec .

1 1 4 . V a n g u a r d F 1 . L . T . T a x Ex .

1 1 5 . V a n g u a r d S e l e c t V a l . F d .

1 1 6 . V a n g u a r d S m C a p . V a l . In d e x

1 1 7 . Van g u ar d In t e r . T e r m T ax E x .

1 1 8 . Van g u ar d In t e r . T e r m. Bd . In d ex

1 1 9 . i S har es M S C I E m er . M kt . In d ex ( 6 )

A D i v i d e n d J

A D i v i d e n d L

A D i v i d e n d K

A D i v i d e n d J

A D i v i d e n d K

A D i v i d en d J

A D i v i d en d K

A D i v i d e n d K

B D i v i d e n d L

B D i v i d e n d L

B D i v i d e n d L

A D i v i d e n d K

A D i v i d e n d J

B D i v i d en d L

B D i v i d e n d L

A D i v i d en d J

T S o l d 06/28/10

( p a r t )

T

T

T S o l d 03/12/10

( p a r t )

T

T Sold 03/12/10

(par t )

T

T S o l d 03/12/10

(par t )

T

T

T S o l d 03/i2/10( p a r t )

T

T

T

T S o l d 06/28/10

( p a r t )

A

A

A

A

A

1 . Incom e Gain C odes : A = $ 1 ,000 o r less B = $ 1 ,001 - $ 2,500 C = $ 2,501 - $ 5,000 D =$5,001 - $15,000

(See Columns B1 and D4) F = $50,001 - $ 100,000 0 = $100,001 - $ 1 ,000,000 HI =$1,000,001 - $5,00~,000 1-12 =More lhaa $5,000,900

2. Value Codes J =$I 5,000 or less K =$15,001 - $ 50,000 L = $50,001 - $ 100,000 M =$100,001 - $250,000

(Se e C o lu m n s C I a n d D3 ) N =$250,001 - $500,000 O =$ 50 0,0 01 - $ 1,0 00 ,00 0 P 1 = $1 ,00 0,00 1 - $ 5,00 0,00 0 P 2 = $5 ,000 ,0 01 - $ 25,00 0,00 0

P3 =$25,000,001 - $50,000,000 P4 =More tha~ $ 50,000,000

3 . V alue M eth od Codes Q =Appraisal R =Cost (Real Es tate Only) S = A s s es s men t T =C a s h M a rke t

(See Column C2) U =Bo o k V a lu e V =O the r W = Es t imated

E= $ 15,001 - $ 50,0~ 0




Page 11 of 21




04/20/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of sp ...... d depe ndent chi ldren ; see pp. 34-60 of fi l lng ins truct ions .)

N O N E (N o reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Incom e during Gross value at end Transactions during reporting period


(1) (2) (1) (2) (1 ) (2) (3) (4) (5 )

Place "(X)" after each asset Amount T y p e ( e . g ., Value Value T y p e ( e . g . , D a t e Value Gain I d e n t i t y o f

exempt from prior disclosure Code 1 d i v . , r e n t , Code 2 Method buy, se ll, m m/dd lyy Code 2 C o d e 1 buyer/seller

( A - H ) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

K T

J T B u y 01/26/10 J

J T

J T

J T

J T

J T B u y 06/28/10 J

J T B u y 06/28/10 J

J T B u y 06/28/10 J

J T

J T

J T

J T

J T B u y 06/28/10 J

K T

J T B u y 06/28/10 J

120. Leuthold Asset Alloc. A Dividend

121. Pimco Unconstrained Bd . Fd. (2) (6) B Dividend

122. Va ng ua rd G N M A B Dividend

123. iShares Barclay’s Tips (6) A Dividend

124. iShares Russell 1000 Val. (6) A Dividend

125. iShares Russell 1000 Gr. (6) A Dividend

126. iShares Russell 2000 (6) A Dividend

127. iShares S&P AMT-free 2015 A Dividend



130. Powershares QQQ (6) A Dividend

131. Vanguard Div. Appr. (6) A Dividend

132. Vanguard Em er. Mkt (6 ) A Dividend

133. US Tres. Note, 2012 (6) A Dividend

134. US Tres. Strip, 2013 A Dividend

135. US Tres. Note, 2014 (6) A Dividend

136. US Tres. Strip, 2015 A Dividend

1. Income Gain Codes : A = $ 1 ,000 o r less B = $ 1 ,001 - $ 2,500 C =$2,501 - $5,000 D =$5,001 - $15,000

(Se e C o lu m n s B1 and D4) F =$50,001 - $100,000 O =$100,001 - $1,000,000 H1 =$1 ,000,001 - $5,000,000 It2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $ 50,000 L = $ 50,001 - $ 100,000 M =$100,001 - $250,000

(Se e C o lu m n s C 1 and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 P 1 =$ 1 ,0 00 ,0 01 - $ 5, 00 0, 00 0 P 2 = $ 5, 00 0, 00 1 - $2 5, 00 0, 00 0

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Es tate Only) S = A s s es s men t T =C a s h M a rke t

(Se e C o lu m n C 2 ) U =Bo o k V a lu e V =O the r W =Estimated

E =$15,001 - $50,000




Page 12 of 21

N a m e o f P e r s o n R e p o r t i n g

Presnel l , Gr e g o r y A.


04/20/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , ~ , ~ , e , t r a n s a c ti o n s a . d ~ d e s th o s e o l s p o ~ , e a n d dependent children; see p p . 3 4 - 6 0 of J~ding instructions.)


D e s c r i p t i o n o f A s s e t s Income dur ing

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(1) (2)

Pla ce " cAr )’’ a i d e r e a c h a s s e t A m o u n t T y p e ( e . g . ,

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 di v . , r en t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n d

o f r e p o r t i n g p e r i o d

(1) (2)

V a lu e V a lu e

C o d e 2 M e th o d

( J - P ) C o d e 3

( Q - W )

(1 )

Type (e.g.,

bu y , se l l ,


T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d

(2) (3) (4) (5 )

Dat e V a l u e G ain Iden t i ty o f

m m / d d ! y y C o d e 2 C o d e 1 bu yer / se l l er

( J - P ) ( A - H ) ( i f p r iva te

t r ansac t i on)

1 37. Fid e l i ty Tax Free Bd (6 ) A D ivid en d K

138. Invesco Diver Div. A D ivid en d K

1 3 9 . D o d g e & C o x I n t e m ’ l (6 ) A D ivid en d K

1 40. D rey fus Emer . Mkt . A D ivid en d J

1 4 1 . H a r b o r B o n d I n s t , ( 6 ) A D ivid en d K

142. Ha rbor In t ’ l ( 6) A D ivid en d J

1 4 3 . L a z a r d E m e r M k t ( 6 ) A D ivid en d J

144. Loomis S ayles Bd . (6) C D ivid en d L

1 45 . P imc o Em er . Mkt . Bo n d In s t . (6 ) A D ivid en d J

1 4 6 . P i m c o E m e r . M k t . B o n d A d m i n . A D ivid en d J

1 47. P imc o Em er . Mkt . C las s A (6 ) A D ivid en d J

1 4 8 . P i m c o C o m m o d . R e a l R e t u rn A D ivid en d K

1 4 9 . R o y c e L o w P r i c e ( 6 ) A D ivid en d J

1 5 0 . S E I H i Y i e l d B d . ( 6 ) A D ivid en d J

151 . Vangu ard Div. Gr . ( 6) A D ivid en d J

152. Brandywine Blue (6) A D ivid en d

153. Brandywine Blue A D ivid en d

T

T Bu y 06/28/10 K

T Bu y 03/12/10 K

T Bu y 06/28/10 J

T Bu y 06/28/10 K

T

T Bu y 06/28/10 J

T Bu y 03/12/10 K

T

T Bu y 06/28/10 3

T

T Bu y 01/04/10 K

T

T

T

Bu y 05/21/10 J

S old 06/28/10 J A

1 . I nc ome G ain Codes : A = $1 ,000 o r less B --$ 1,001 - $ 2,500 C =$2,501 - $5,000 D =$5,001 - $15,000

(See Colun~s B1 and D4) F =$50,001 - $100,000 0 =$100,001 - $ 1 ,000,000 H1 =$1 ,000,001 - $5,000,000 t -12 =More thma $5,000,000

2. Value Codes J = $ 15,000 o r le ss K = $ 15,001 - $ 50,000 L = $ 50,001 - $ 100,000 M = $ 100,001 - $ 250,000

(Se e C o lu m n s C 1 a n d D3 ) N =$250,001 - $500,000 O =$500,001 - $1,000,000 P 1 =$ 1 ,0 00 ,0 01 - $ 5, 00 0, 00 0 P 2 = $ 5, 00 0, 00 1 - $2 5, 00 0, 00 0

P3 =$ 25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R = Co st (R ea l E sta te O nly) S = Asse ssm en t T =Cash Marke~

(See C olu m n C 2) U = Bo ok Value V = O ther W = Estim ated

E =$15,001 - $50,000




Page 13 of 21


Pre sn e l l , G re g o ry A .


04/20/2011

V I I . I N V E S T M E N T S and TRUSTS -i.co ..... ~ , , , transac t ions ( Inc ludes those o f spouse a nd dependent ch i ldren; see pp . 34 -60 o f f i I ing instruc t ions. )

[] NONE (No reportable income, assets, or transactions.)

A. B. C. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust asset~) reporting period of reporting period

(1) (2) (1) (2) (1 ) (2) (3) (4) (5 )

Place " (X )" a fter each asset Am ount T y p e ( e .g . , V a lu e Value T y p e ( e . g ., D a t e V a lu e Gain Identity of

exempt from prior disclosure Code I d i v . , r e n t , Code 2 Method buy, sell, m m /d d/y y C od e 2 C o d e 1 buyer/seller

(A-H) o r i n t . ) ( 3 - P ) Code 3 redemption) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

1 5 4 . i S h a re s G S C I C o m m o d ( 6 )

1 5 5 . iS h a r e s G S C I C o m m o d

1 5 6 . V a n g u a r d I n t e r . T e r m T / E ( 6 )

1 57. Tam p a- Hi l l s . Exp y Bd . (6 )

158.

1 5 9 . V a n g u a r d A n n u i t y (C B )

1 60. Mo n ey Marke t

1 6 1 . T o t a l B o n d M a r k e t

1 6 2 . S h o r t T e r m C o r p .

1 6 3 . D i v e r s i f i e d V a l u e

164. Equi ty Income

165. Equi ty Index

166. Growth

1 6 7 . M i d - C a p I n d e x

1 6 8 . S m a l l C o . G r o w t h

169. In ternat ional

1 70. To ta l S to c k Mkt . I n d ex

Bu y 05/21/10 J

A

A

D i v i d e n d J T S o l d

(part)

D i v i d e n d J T

06/28/10 J A

A Interest S old 07/01/10 J A

N o n e J

N o n e K

N o n e J

N o n e J

N o n e J

N o n e J

N o n e J

N o n e J

N o n e J

N o n e K

N o n e J

T

T

T

T

T

T

T

T

T

T

T

1. Inc ome G ain Codes :

(Se e C 01 u r~s BI a n d D4 )

2. Value Codes

(Se e C o l tm m s C 1 a n d D3 )

3. V alue M eth od Codes

(Se e C o lu m ~ C 2 )

A=$1,000 or less

= $ 5 0 , ~ ) 1 -

=$15,000 or less

N=$250,001 - $500,000

P3=$25,000,001 - $50,000,000

Q=Appraisal

U=Bo o k V a lu e

B=$1,001 - $2,500

G = $ i 0 0 , 0 0 i - $ l, O 0 0 , O 0 0

K=$15,001 - $50,000

O =$500,001 - $1,000,000

R =Cost (Real Es tate Only)

V =O the r

C =$2,501- $5,000

H I = $ I , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0

L = $ 5 0 , 0 0 1 - $ i 0 0 , 0 0 0

P I = $ I , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0

P4~Moret~an$50,O00,O00

S =Assessment

W =Es f im a te d

D = $ 5,001- $ 15 ,000

H2 =More ~a~ $5 ~00,000

M=$100,001 - $ 250,000

P2 =$5,000,001 - $25,000,000

T = C a s h M a r k ~

E =$15,001- $50,000




Page 14 of 21


Presneli , Gregory A.


04/20/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l . e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of J’ding instructions.)


171.

A. B. C.Description of Assets Incom e during Gross value at end


(1) (2) (1) (2)

Place "(X)" after each asset Amount T y p e ( e .g . , Value Value

exempt from prior disclosure C o d e 1 d i v . , r e n t , Code 2 Method

(A-H) o r i n t . ) ( J - P ) Code 3

( Q - W )

(1 )

T y p e ( e . g .,

buy, sell,


T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) (5 )

Dat e V a l u e G ain Iden t i ty o f

m m / d d / y y C o d e 2 C o d e 1 bu yer / se l l er

( J - P ) ( A - H ) ( i f p r iva te

t r ansac t i on)

172. Bo g g y Creek L td . - Oran g e Co un ty , FL

173. Jetport Ltd. , Orange Coun ty, FL

174. Wethe rbee Ltd . , O range Cou nty , FL

175. Airport Industria l , Ltd. , Orange County, FL

176.

1 7 7 . I R A ( M S - C B )

1 78 . MSD W U .S . Go vn ’ t Sec ur i t i e s

1 7 9 . M S B a n k ( 2 )

1 8 0 . A m e x S & P 5 0 0

181 . iS hares MS CI-EAFE

1 82 . iShares Russe l l 1 000 Gr .

1 8 3 . i S h a r e s R u s s e l l I 0 0 0 V a l .

184. iS hares Russel l 2000 Index

1 8 5 . P i m c o T o t a l R e t u r n

1 86 . iShares MSCI Emer . Mkt .

1 8 7 . S & P N o . A m e r . N R

A Distr ibut ion K W

N o n e M W

N o n e N W

N o n e M W

A Dividend K T

A Dividend J T

A Dividend J T

A Dividend J T

A Dividend J T

A Dividend J T

A Dividend J T

A Dividend K T

A Dividend J T

A Dividend J T

1 . Incom e Gain Codes : A = $1 ,00~ or le ss B =$1,001 - $2,500 C =$2,501 - $5,000

(Se e C o lu m n s B1 a n d IN ) F = $ 50,001 - $ 100,000 G = $ 100,001 - $1 ,000,000 H1 =$1 ,000,001 - $5,000,000

2. Value Codes J = $ 15,000 o r le ss K = $ 15,001 - $ 50,000 L = $ 50,001 - $ 100,000

(Se e C o lu m n s C I a n d D3 ) N =$250,001 - $500,000 O =$500,001 - $1,000,000 PI =$1,000,001 - $5,000,000

P3 -$ 25,090,00i - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Es tate Only) S =Assessment

(See Col~mra C2) U =Bo o k V a lu e V =O the r W =Estimated

D =$ 5,00l - $15,000

H2 =More than $5,000,000

M =$i00,001 - $ 250,000

P2 =$ 5,000,001 - $25,000,000

T ---Cash Market

E=$15,001 - $50,000




Page 15 of 21




04/20/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i~ .... lue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of.Fding instructions.)


A. B. C. D.


( i nc l u di ng t r u s t asse t s) r epor t i ng per i od o f r e p o r t i n g p e r i o d

(1) (2) (1) (2) (1 ) (2) (3) (4) (5 )

Place "(X)" after each asset A m o u n t T y p e ( e .g . , V a lu e V a lu e T y p e ( e . g . , Dat e V a l u e G ain Iden t i ty o f

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 d iv ., re n t , C o d e 2 M e t h o d b u y , se ll , m m/d d ~ yy C o d e 2 C o d e I bu yer / se l l er

( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( I - P ) ( A - H ) ( i f p r iva te


1 8 8 . i S har es Bar c l ays T i p s

189. V a n g u a r d C o n s u m e r S t .

190. i S har es Bar c l ays A g g . Bd . F d .

191. i S har es Bar c l ays 7 Y r . T r eas .

192.

1 9 3 . IR A -F i d e l i t y ( G P )

1 9 4 . F i d e li t y C a s h R e s e r v e s & M M

1 9 5 . W i l sh i r e Lg . G r .

1 9 6 . H ar bo r In t ’ l

1 97 . iSh a re s R usse l l 1 0 0 0 V a l .

1 9 8 . P i mc o E m er g . M kt s . Bd .

1 9 9 . T . R o we P r i c e In t ’l Bd .

2 0 0 . V a n g u a r d E x p l o r e r

2 0 1 . i S h a r e s R u s s e l l 2 0 0 V a l .

20 2 . iSh a re s B a rc l a y s US T I PS

20 3 . iSh a re s DJ Div . I n d e x

2 0 4 . i S h a r e s B a r c la y s U S A g g . B d . F d .

A D i v i d e n d J T

A Dividend J T

A D i v i d e n d J T

A D i v i d en d J T

A D i v i d e n d L T

A D i v i d en d L T S o l d 01/20/10 K

(part)

B D i v i d e n d M T

A D i v i d e n d L T

B D i v i d e n d K T B u y 01/20/10 J

A D i v i d e n d 3 T B u y 01/20/10 J

A D i v i d e n d K T K

A D i v i d e n d K T

B D i v i d e n d L T B u y 01/20/10 J

A D i v i d en d S o l d 02108/10 K

D D i v i d e n d M T

A

1 . I nc ome G ain Codes : A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000

( S e e C o l u m n s B | a ~ D 4 ) F = $ 5 0 , 0 0 1 - $ 1 0 0 , @ 0 G = $ 1 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 H 1 = $ t , 0 0 0 , 0 0 l - $ 5 , 0 0 0 , 0 0 0 I ~ 2 = M o r e t ha n $ 5 , 0 0 0 ~ 0 0 0

2. Value C~des J =$15,000 or less K =$ 15,001 - $ 50,000 L = $ 50,001 - $ 100,000 M =$100,001 - $250,000

(See Columns C1 and D3) N =$250,001 - $500,000 O =$ 500 ,00 1 - $1 ,0 00 ,0 00 P 1 = $1 ,0 00 ,0 01 - $ 5,00 0,00 0 P2 =$ 5,000,001 - $25,000,000

P3 =$25,000,001 o $50,000,000 P4 =More tha~ $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Es tate Only) S =Assessment T =C a s h M a rke t

(See Cohman C2) U =Bo o k V a lu e V =O the r W = E s t imated

E =$15,001 - $50,000




Page 16 of 21




04/20/2011

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of jqling instructions.)


A. B. C. D.

D e s c r i p t io n & A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i nc l u di ng t r u s t asse t s) re po rtin g p er io d o f re po rtin g p er io d

(t) (2) (1) (2) (1 ) (2) (3) (4) (5 )

Place "(X)" after each asset A m ou nt T yp e ( e .g ., V a lu e V a lu e Type (e.g., Dat e V a l u e G ai~ Iden t i ty o f

e x e m p t f t o m p r i o r d i s c l o s u r e C o d e 1 di v . , r en t , C o d e 2 M e th o d b u y , se l l , m m / d d / y y C o d e 2 C o d e 1 bu yer / se l l er

( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m p tio n ) ( J-P ) ( A - H ) ( i f p r iva te


2 0 5 . B r a n d y w i n e B l u e A Dividend S o l d 06/16/10 J A

2 0 6 . H a r b o r B o n d I n s t . C D i v i d en d M T

2 0 7 . L o o m i s S a y l e s B o n d D Dividend M T

2 0 8 . iS h a r e s G C S I C o m m . I d x .

2 0 9 . i S h a re s G C S I C o m m . I d x .

2 1 0 . i S h a re s M S C I E m e r . M k t .

211 . iS hares Russ 1000 Gr .

A Dividend K T S o l d 01/20/10

( p a r t )

A Dividend K T S o l d 06/16/10

( p a r t )

A Dividend K T Sold 06/16/10

(part)

A D ivid en d J T

J

J

J

A

A

A

2 1 2 . L a z a r d E m e r . M k t .

2 1 3 . B M W B a n k C D

A Dividend

B I n t e r e s t So ld 12/31/10 L

2 1 4 . U S T . N o t e 2 0 1 2 None K

215. US Tips 2016

216. US Treas Strips 2014, 2015, and 2016

217. Invesco Diver. Div .

218. Dreyfus Emer. M kt

219. Leuthold Asset Alloc.

220. Leuthold Asset Alloc.

221. Pimco Unconstrained Bd.

B I n t e r e s t

None

A Dividend

A Dividend

A Dividend

A Dividend

B Dividend

L T

M T Bu y 01/19/10

K T B u y 02/08/10

J T B uy 06/16/10

K T B u y 03/04/10

K T B uy 06/16/10

M T B u y 01/20/10

K

K

J

K

K

M

1. Lacome Gala Codes : A =$1,000 or less B =$1,001 - $2,500 C ~$2,501 - $5,000 D =$5,001 - $15,000

(See Colt~ans B1 aa~ D4) F = $ 50,001 - $ 100,000 G = $ 100,001 - $1 ,000,000 ~1 =$1.,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$ 15,001 - $ 50,000 L = $ 50,001 - $ 100,000 M =$100,001 - $250,000

(Se e C o lu m n s C I a n d D3 ) N =$250,001 - $500,000 O --$500,001 - $1,000,000 P1 --$1,000,001 - $5,000,000 P2 =$ 5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More ~ an $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Es tate Only) S =Assessment T - ~ ash Mark e t

(Se e C o l tm m C 2 ) ’U =Book Value V =Other W = Es t imated

E =$15,001 -$50,000




Page 17 of 21




04/20/2011

V II . INV ESTM ENTS and TRU S TS - i ...... ~ , transact ions (Includes those of spouse and dependent chi ldren; see pp. 34-60 of . fding ins truct ions . )

N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D.


( i nc l u di ng t r u s t asse t s) r epor t i ng per i od o f r e p o r t i n g p e r i o d

(1) (2) (1) (2) (1 ) (2) (3) (4) (5 )

Place "(X)" after each asset A m o u n t T y p e ( e .g . , V a lu e V a lu e T y p e ( e . g - , Dat e V a l u e G ain Iden t i ty o f

e x e m p t f t o m p r i o r d i s c l o s u r e C o d e 1 di v . , r en t , C o d e 2 M e t h o d bu y , se! l , m m ! d d / y y C o d e 2 C o d e 1 bu yer / se l l er

( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m p tio n ) ( J-P ) ( A - H ) ( i f p r iva te


2 2 2 . P i meo U n c o n s t r a i n ed Bd . B D i v i d e n d M T

2 2 3 . T R o w e P r i c e D i v . G r . A D i v i d e n d J T

2 2 4 . V a n g u a r d S p . D i v . A p p . A D i v i d e n d K T

225. US T r . S t r ip , 2017

226. US T r . S t r ip , 2018

227 . US T r . S t r ip , 2019

228. US T r . S t r ip , 2020

229 .

230 . AS &E PS Acc t . (CB) (5)

231 . Sun Trus t S table Asse t Fun d

2 3 2 . P i m c o T o t a l R e t u r n

2 3 3 . L a z a r d E m e r . M k t .

234. Ar t i san In t ’ l

2 3 5 . V a n g u a r d 5 0 0 I n d e x

2 3 6 . A l l i a n z D i v . V a l .

2 3 7 . A l l ia n c e B e m s t e i n I n t e m ’ l

238. Amer . Cen tury

A I n t e r e s t K T

A I n t e r e s t J T



Bu y 05/17/10 M

Bu y 06/16/10 J

Bu y 01/20/10 K

Bu y 06/16/10 K

Bu y 07/30/10 J

Bu y 07/30/10 J

Bu y 07/30/10 J

K

M

K

L

K

T

T

T

So ld

T

So ld

So ld

T

09/01/10 K

09/01/10 K

09/01/10 K


(Se e C o lu m n s BI a n d D4 )

2.Value Codes

(Se e C o lu m a s C 1 a n d D3 )

3.V alue M eth od Codes

(Se e C o lu m n C 2 )

=$1,000 or less

: $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0

=$15,000 or less

=$250,001 - $500,000

P3 =$ 25,000,001 - $50,000,000

=Appraisal

=Book Value

=$1,001 - $2,500

=$100,001 - $1,000,000

=$15,001 - $50,000

=$500,001 - $1,000,000

=Cost (Real Es tate Only)

=Other

C =$2 ,5 01 - $5 ,000

H1=$1,000,001-$5,000,000

L=$50,00I- $100,000

PI =$1,000,001 - $5,000,000

P4 =Morethan$50,000,000

S =Assessment

W = E ~ i m a t e d

D =$5,001 - $ 1 5 , 0 0 0

H2 =More than $5,000,000

M =$100,001 - $250,000

P2 =$5,000,001 - $25,000,000


E =$15,001 - $50,000




Page 18 of 21


Presnel l, Gregory A .


04/20/2011

VII . INVES TM ENTS and TRU S TS - into .... l n e , t ransactions (Inc ludes those of spouse and depend ent ch i ldren; see pp . 3 4 -60 of fd ing instruc t ions.)


D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g

( inc lud ing t rus t a s se ts ) r epor t i ng per i od

(1) (2)

P l a c e " ( X ’ ) " a f t e r e a c h a s s e t Amoum T y p e ( e . g . ,

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 di v . , r en t ,

( A - H ) or in t . )

2 3 9 . R i d g e w o r t h S i n . C a p .

240. Pimeo Rea l Re tu rn

241. Harbor Int’l

242. O a k m a r k F u n d

243. Ridgew or th Lg . Cap

244.

245. Fid e l i ty (J T) (3 )

24 6.

2 4 7 . W & M I R A

2 4 8 . i S h a r e s T I P

249. iS hares Russel l 1000 Val .

250 . iS hares Russel l 2000 Val .

2 5 1 . H a r b o r B o n d

252. Harbor In t ’ l

~ 5 3 . P i m c o E m e r . M k t .

2 5 4 . P i m c o C o m m o d . R e a l . (4 )

255. T . Ro we P r ic e In t ’ l Bd .



(I) (2)

V a lu e V a lu e

C o d e 2 M e th o d

( J - P ) C o d e 3

( Q - W )

(1 )

T y p e ( e . g .,

buy, sell,


T r a n s a c t io r m d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) (5 )

D a t e V a lu e Gain Identity of

m m/d d/yy C od e 2 C o d e 1 buyer/seller

( J - P ) ( A - H ) ( i f p r i v a t e

t r a n s a c t i o n )

K T

M

K

K

K

T

T

T

T

B u y

B u y

B u y

09/01/10 K

09/01/10 K

09/01/10 K

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

J

J

J

K

J

J

J

T

T

T

T

T

T

T

So ld 05/17/10 J A

1. Income Gain Codes :

(See Columns B1 and D4)

2.V alue Codes

(See Columns C1 and D3)

3. Value Method Codes

(Se e C o lu m n C 2 )

A=$1,000 or less

F = $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0J=$15,000 or less

N=$250,001 - $500,000

P3=$25,000,001 - $50,000,000

Q=Appraisal

U=Book Value

=$1,00I - $2,500

=$100,001 " $1,000,000

K =$15,001 - $50,000

=$500,001 - $ 1 , 0 0 0 , 0 0 0


=Other

C =$2,501 - $5,000

HI = $I,000,001 - $5,000,000

L =$50,001 - $100,000

PI =$1,000,001 - $5,000,000

P4 =More than $50,000,000

W = Es t imated

D=$5,001 - $15,000

H2 =More than $5,000,000

M=$100,001- $250,000

P2=$5,000,001 -$25,000,000

T = C a s h M a r k a

E =$15,001 -$50,000




Page 19 of 21

N a m e o f P e r s on R e p o r t in g



04/20/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of sponse and dependent children; see pp. 34-60 of filing instructions.)


D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g

( i nc l u di ng t r u s t asse t s) r epor t i ng per i od

(1) (2)

Place "(X)" after each asset A m o u n t T y p e ( e . g . ,

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 di v . , r en t ,( A - H ) or int . )

! 2 5 6 . V a n g u a r d E x p .

257. Wilshi re Lg . Gr . (4 )

258. Fidel i ty Cash Res.

259. Laza rd Emer . M kt .

260. Lo o m is Say les Bd .

261. Pimco T ota l Re tu rn

262. iShares Barc lay ’s U S Ag g . Bd . Fd .

2 6 3. P i m c o U nc o n st ra in e d Bd .

264.

265.

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend



(1) (2) (1 )

V a lu e V a lu e Type (e.g.,

C o d e 2 M e tho d b u y , s e l l ,

(J- P ) C o d e 3 r e d e m p t i o n )

( Q - W )

J T

J T

J T

J T

K T

J T

J T

J T Buy

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

- (2) (3) (4) (5 )

Date Value G ain Iden t i ty o f

m m / d d ! y y C o d e 2 C o d e 1 bu yer / se l l er

( J - P ) ( A - H ) ( i f p r iva te

I r ansac t i on)

05/17/10 J


(Se e C o lu a m s BI a n d D4 )

2. V alue Codes

(See Columns C1 and D3)

3.V alue M eth od Codes

(Se e C o l tm m C 2 )

A =$1,000 or less

F =$50,001 - $100,000

J =$15,000 or less

N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,000

Q =Appraisal

U =Bo o k V a lu e

=$1,001 - $2,500

=$100,001 - $1,000,000

=$15,001 - $50,000

=$500,001 - $1,000,000


=Other

C --$2,501 - $5,0~0

H1 =$1 ,000,001 - $5,000,000

L =$50,001 - $100,000

PI =$1,000,001 - $5,000,000

P4 =More th~ $50,000,000

S =Assessment

W = Es t imated

D 45 ,001 - $ t5 ,000

H2 =More than $5,000,000

M =$100,001 - $250,000

P2 =$5,000,00I - $ 25,000,000

T -~.~ash Market

E=$15,001 - $50,000



F I N A N C I A L D I S C L O S U R E R E P O R T

Page 20 of 21


Presnel l , Gr e g o r y A.


04/20/2011

VIII. ADDITIONAL INFORM ATION OR EXPLANATIONS. (lndicatepartofrepor~)

Notes:

1 . Th i s accou nt w as t r ansfe r red i n k ind on 4 /26 t o F ide l ity GP Tru s t .

2 . N a m e C h a n g e .

3. Th i s accou nt w as sp l i t and t r ansfe r red i n k ind t o F ide l i ty GP T ru s t (Line 61) and F ide l ity CB T ru s t (Line 84 ) .

4 . Mistake on 2009 Re port , only sold part of this posi t ion.

5 . E m p l o y e e - m a n a g e d a c c o u n t . C o n t r ib u t io n s r e p o r t e d q u a r t e r l y. N o i n f o r m a t i o n r e c e i ve d r e g a r d i n g i n c o m e , g a i n s o r l o s s e s.

6 . Tran s fe r f ro m Van g uard jo in t ac c o un t o n 5 /21 /1 0.

7 . Transfe r f rom M S GP accou n t on 4/26/10.




Page 21 of 21

Name of Per son Repor ting

P r e s n e l l , G r e g o r y A .

Date of Report

04/20/2011

IX. CERTIFICATION.

I c e r t i fy t h a t a l l i n f o rm a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a ccura t e , t rue , a n d co mp le t e t o th e b e s t o f my k n o w le d g e a n d b e l i e f , a n d th a t a n y in fo rma t io n n o t r e p o r t e d w a s w i th h e ld b e ca use i t me t a p p l i ca b le s t a tu to ryp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .

I f u r t h e r c e r ti f y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i n

c o mp l i an c e wi t h t he p r o v i s i o n s o f 5 U . S . C . ap p . § 5 01 e t . s eq . , 5 U . S . C . § 73 5 3 , an d J u d i c i a l C o n f e r en c e r eg u l a t i o n s .

Signature: S/Gregory A. Presnel l

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L SI FI E S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )

C om m i t t e e on F i na nc i a l D i s c l o s u reAdm ini s t ra ti ve Off i ce o f t he Uni t ed St a t es Cour t sSui te 2-301O n e C o l u m b u s C i r c l e , N . E .W a s h i ng t on , D . C . 2 0 5 4 4

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Gregory A Presnell Financial Disclosure Report for 2010