Glass Coating TechnFunction and Production of Coatings on Architectural Glass: Basics and overviewology Primer

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    Function and Production ofCoatings on

    Architectural Glass

    Basics and overview

    Leybold Optics GmbH, Alzenau, Germany

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    Outline

    Outline

    Type and function of glass coatings

    Coating processes

    Coating machine

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    [ Mio m / year ]

    745605485438

    387

    3.910

    4.735

    533657

    815

    3.195

    2.473

    2.760

    1.151 1.278

    1.510

    1.910

    2.365

    810738601 667576

    4433590

    500

    1.000

    1.500

    2.000

    2.500

    3.000

    3.500

    4.000

    4.500

    1989 1994 1999 2004 2009

    Miom

    Residential

    Specialitymarkets

    M o t o rvehicles

    N o n

    residential

    T o t a lWorld Flat

    Flat Glass demand worldwide

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    Low-E demand worldwide

    40 5565

    110

    160

    1994 1999 2004 2010 2015

    Americas

    50110

    140

    210

    320

    1994 1999 2004 2010 2015

    Europe

    1,56

    1230

    80

    1994 1999 2004 2010 2015

    Asia

    Total World: 1994 91 Mio m / year

    1999 171 Mio m / year2004 217 Mio m / year

    2010 350 Mio m / year

    2015 560 Mio m / year

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    Requirements:

    Block out solar energy

    keep building interiors cool(low ShadingC., low g-value)

    Nice appearance

    from outside ( flexible a*, b* )

    Shading coefficients:

    monolithic: 0.22 - 0.5

    double: 0.14 - 0.4

    Flexible transmittance8% - 50%

    High selectivity

    Solar Control Layer

    Solar-Control Coatings

    Single glazing orDouble glazing

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    Reflection

    Metal layer acts

    like a mirror toheat waves

    Absorption

    Heat will be

    dissipated inthe layer

    What is a Solar Control Coating?

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    GLASS

    SS

    GLASS

    SnO2metalCrN

    GLASS

    TiN

    Standard Solar Control Coatings

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    Solar control

    GLASS

    top coat, e.g. Si3N

    4

    blocker layer, e.g. CrN

    Bottom coat, e.g. Si3N4

    Ty 7-50 %

    many colours possible (bronce, silver, green, blue, pink,) temper able versions available

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    What is a Low-E Coating?

    Low-E = Low emissivityReduction of heat loss through a window

    by reflection and NOT absorption

    Three functions of a window:

    Transmitting the visible lightReflecting the heat (mirror for infra red light)

    Neutral appearance

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    0

    10

    20

    30

    40

    50

    60

    70

    80

    90

    100

    300,0 800,0 1300,0 1800,0 2300,0

    Wavelength [nm]

    Transmission/Reflection[%]

    Typical spectrum of a Low-E Coating

    Transmission T

    Reflection Glass side Rglass

    Reflection Film Side RFilm

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    Low-E is Working as a IR-Mirror

    TCO transparent conductive oxides CVD processes / Pyrolytic coatings / hard coatings

    ZnO

    SnO2:F / ITO / ZnSnO4/...

    Thin metal films sputtering of thin Ag, Cu or Au films (~20 nm)

    soft coatings

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    Characteristics of Low-E Coatings

    Parameters of a Low-E coating transmission Ty [%] L*

    reflection Ry (glass) [%] L* colors in reflection a*, b*

    emissivity [%] Rsq [sq]

    mechanical stability Brush-test (washing machine)

    chemical stability SO2/ NaCl-spray-test / climate-test stray light loss haze [%]

    Parameters of a complete double/triple glazing (IGU)

    U-value / g-value / shading factor / shading coefficient

    solar heat gain / k-value

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    Composition of a soft coated Low-E

    Nearly all commercial used sputtered Low-E

    are based on thin silver films

    Ag has the best thermal and electrical conductivity

    Cu is not as noble as silver and the color can not becompensated by the dielectric layers

    Au is very expensive

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    Structure of Low-E Coatings - Principal Layout

    Dielectric Layer 2 nd = 50-150 nm

    Ag d = 5-20 nm

    Dielectric Layer 1 nd = 50-150 nm

    Glass ZnO Ag - ZnO ASAHI 1988Glass ITO Ag - ITO IMI-Layers

    GLASS

    e.g. {

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    Protection of Silver

    Sputtering the second dielectric layer in a reactive atmosphere(SnO2) could destroy the silver layer.

    Protecting the silver allows a following reactive process and might improveadhesion.

    D2 nd = 50 - 150 nm

    Blocker metallic/suboxide d = 0,5 5 nm

    Ag d = 5 - 20 nm

    D1 nd = 50 - 150 nmGLASS

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    Protection of Silver on Both Sides

    The first blocker might improve adhesion.

    For temperable systems the first blocker protects the silver of diffusingoxygen and sodium.

    Both blockers induce stress to the silver layer to avoid agglomeration duringthe heat treatment.

    D2 nd = 50 - 150 nm

    B2 d = 0,5 5 nm

    Ag d = 5 - 20 nmB1 d = 0,5 5 nmD1 nd = 50 - 150 nm

    GLASS

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    Better Growth of the Silver Film

    The growth of the silver layer is depending on the surface and on thesputtering process. The growth has several steps:

    cluster island formation percolation homogenous film

    A seed layer can improve the properties of the silver film.ZnO is a well known seed layer.

    D2 nd = 50 - 150 nmB2 d = 0,5 - 5 nm

    Ag d = 5 - 20 nmSeed d = 3 - 15 nmD1 nd = 50 - 150 nm

    GLASS

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    Splitting one or both dielectric layers gain better optical appearance.

    Different materials with different refractive indices led to more neutralcolors and less loss in reflection.

    Additionally some materials have a better adhesion to the next neighbor.

    Some dielectric layers are able to improve the protection of silver or can

    work as top layers.

    D2_2 nd = 50 - 150 nmD2_1 nd = 50 - 150 nm

    B2 d = 0,5 5 nm

    Ag d = 5 - 20 nmSeed d = 3 15 nm

    D1_2 nd = 50 - 150 nm

    D1_1 nd = 50 - 150 nm

    Improvement of Optical Appearance

    GLASS

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    Splitting one or both blocker layers could gain better mechanical andchemical resistance of the coating, especially for temperable products.

    One blocker is catching the oxygen, the other one improves the adhesionor works as a seed layer for the silver (NiCr-ZnO-Ag-NiCrOx).

    D2

    B2_2B2_1

    AgB1_2 or SeedB1_1D1

    Improvement of Stability

    GLASS

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    The coating is sometimes covered with a very hard layer to obtain a scratchresistance surface. This function is very often combined with the seconddielectric layer D2. Typical materials: Si3N4, SiC or TiO2.

    Sometimes temperable coatings are temporary covered with Graphite (C) toprotect the coating before tempering. During the heating process the carbon

    will be burned.

    Top layerD2

    B2_2B2_1

    AgB1_2 or seedB1_1D1

    Scratch Resistance

    GLASS

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    Deposition conditions

    A sputtered film has severalstages. Thin films are typically

    more or less amorphous.

    After several atom layers aformation of small crystals begin.The sputtering conditionsinfluence the density and thegrain size in a film.

    Sometimes the film is split byan other material to avoid the

    formation of crystalline grains.

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    Addition of Ag Layers Sharpens SolarTransmission Cut Off

    Increasing SelectivityIncreasing Number of

    Ag-Layers (0-3)

    solar

    vis

    T

    TS=

    Comparison of Single-, Double-, and Triple Low-E

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    Outline

    Coating process

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    How to produce such Coatings?

    Coating Requirements:

    Thin layers (5-100nm) and multiple layers

    Optical layers with good uniformity

    human eye is the standard (d 2%) Adhesion and corrosion

    (Coatings have to survive 20years of usage)

    Production Requirements:

    Substrate sizes: Jumbo: 6,0x3,2m2 // US: 100x166

    Glass thickness: 2mm up to 15mm (varies..)

    Yearly throughput: 1.0 Mio m2 up to 10 Mio. m2

    Costs: Cost of Ownership and First Investment

    Large Area Sputtering within an In-Line Systemis the common solution

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    Characteristics:

    source is distributed over a certain area

    moderate heat impact on the substrate

    medium deposition rate

    high uniformity coatings

    metal and dielectric layers possible

    Sputtering: Plasma Process

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    Principle Of DC - Diode Sputter Process

    Ar+

    Ar+

    Ar+

    Ar+

    5000 V

    Cathode (watercooled)GroundShield

    Target

    Substrates

    Sputtered

    Atoms

    Electron In duced

    SecondaryEmission

    Ion Induced

    ScondaryEmission

    +

    Ano de

    Primary

    Electrones

    Los t

    Ions

    Sputtering Process

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    Principle Of DC - magnetron Sputter Process

    Ar+

    Ar+

    Ar+

    Ar

    Ar+

    Ar+

    600 V

    N NSS

    Cathode (wate rcooled)GroundShield

    Target

    Substrates

    MagneticField

    High Density

    Plasma

    Electron Induced

    SecondaryEmissio n

    Ion Induced

    ScondaryEmission

    Primary

    Electrones

    Lost

    Ions

    Ar. Pressure

    5x10 mbar-3

    +

    Anode

    Magnetron Sputtering

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    A sputtering environment comprises

    What do we need?

    Chamber (vacuum tight)Vacuum system:

    pumps, valves,pressure gauges

    Substrate and transport system

    Sputtering source:cathode, anode,

    target, power supply,cooling system,control loop,

    Constant plasma:gas inlet and distribution,control loopmeasurement equipment

    HMI, maintenance, data storage, etc..

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    Outline

    Coating Machine

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    Transfer1Buffer1Entrance

    Sputter1 Sputter x / Proces Area10 Compartments per Sputter Chamber

    ExitBuffer2Transfer2

    Top View Apollon

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    Top View of Complete Coater

    Glas

    sflow

    Bring the substrate from atmosphere to process condition Pressure adaption

    Continuous substrate flow

    E l f

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    Example for an vacuum system

    Pump layout for a 5 chamber coater

    WAU 2001

    SV 630F

    L1 B1

    100 TMP (tbd)

    8 x RA 7001

    1x RA 3001

    SP 630F

    Transfer T1 Process Z (partly)Entrance L1 Buffer B1

    2 stages @ B1

    RA 7001

    RA 3001

    2 x SV 630F

    2 stages

    RAV 8000

    RAV 4000

    SV 630F

    C l ti E l 60 d

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    Cycle time: Example 60 seconds

    Step1: Glass through L1

    L1 B1

    V1 V2 V3

    F1

    L1 B1

    V1 V2 V3

    F1

    Action

    Entrance L1 time a

    p(L1)

    [mbar]

    p(B1)

    [mbar] Pumps

    Open VL1 2,0 1000

    Glass m oving into L1 6,0

    Close V1 2,0 1000 L0

    Pum p tim e L1 33,5 32 L1Open V2 2,0 18,0 18,0 L1+B1

    Pum p down during L1+B1

    Glass m oving from L1 to B1 6,0 L1+B1

    Close V2 2,0 1,1 1,1 L1+B1

    Venting L1 5,0 1000

    SPS reaction tim e 1,5

    Sum 60,0

    Cycle time Example 60 seconds

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    Action

    Buffer chamber B1 p(B1) p(T1)

    Open V2 2,0 18,0 18,0 L1+B1

    Pump down during L1+B1

    Glass moving L1 to B1 6,0 L1+B1

    Close V2 2,0 1,1 1,1 L1+B1pump down 38,5 0,015 0,015 B1

    open V3 2,0 0,005 6x TMP's

    Glass moving B1-T1 6,0

    close V3 2,0

    SPS reaction time 1,5

    Sum 60,0

    Step2: Glass through B1

    L1 B1

    V1 V2 V3

    F1

    L1 B1

    V1 V2 V3

    F1

    Cycle time: Example 60 seconds

    Cycle time: Pump Down Diagram

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    Cycle time: Pump Down Diagram

    32 mbar

    18 mbar 2,90 mbar1,05 mbar

    3,510-2 mbar1,5 10-2 mbar

    Time [s]

    pressu

    re[mbar]

    Pump down L1 Pump down L1+B1 Pump down B1

    System A: 4x (rotary vane pumps + roots blower)System B: 6x (rotary vane pumps + roots blower)

    Concept of the Machine

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    Concept of the Machine

    Entrance Chamber 01

    Concept of the Machine

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    Concept of the Machine

    Single Compartment View

    Entrance Chamber

    Entry/Exit Chambers

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    Entry/Exit Chambers

    Sputter Compartments / Drive system

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    Sputter Compartments / Drive system

    Full protection against heat and dust

    Entrance & Exit Chambers

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    Entrance & Exit Chambers

    Optional hydraulic lid

    Buffer Chamber

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    Buffer Chamber

    Shown here with optional hydraulic lid

    Transfer

    Transfer

    Buffer

    Transfer Chamber

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    Transfer Chamber

    Chamber toa) build up the continuous substrate flowb) adapt the pressure to process conditions

    Speed Matching and Differential Pumping

    Flow Schematic

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    Flow Schematic

    Entry Buffer Transfer

    Discontinuous loading

    decreasing pressure increasing pressure

    Pressure adaption

    Glass catch up

    Continuous glasstransport

    Process area

    Process chambers with identicalmultipurpose processcompartments (standard: 10)

    Process ExitBufferTransfer

    Coater-Layout: SLE Example

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    y p

    2 2 2 3 3 3 3 3 3 2 1 2 2 1 1 2 2 1 1 2 2 1 2 2 2 2 2 2 2 2 2 2

    Transfer 1 Transfer 2

    TiO2 TiO2 TiO2 ZnO Ag NiCr Si3N4 Si3N4 Si3N4

    1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30

    AC AC AC AC DC DC AC AC AC150kW 150kW 150kW 150kW 30kW 60kW 150kW 150kW 150kW

    Layer-Stack TiO2 TiO2 TiO2 ZnO Ag NiCr Si3N4 Si3N4 Si3N4

    1 1 1

    Apollon

    The layer stack terminates the sequence of the processesand their configuration inside the coater.

    Type of process: metal, saturated or transitionLayer thickness, deposition rate, throughput, production speed

    Cross talk of the processes, gas separation factors

    Gas Separation with tunnel only

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    p y

    Pumping Sputter Process to both sides via half compartments

    GasSeparationProcess A Process B

    SPP P P

    ( ) ( )[ ]

    ( ) ( )[ ]BpBpApAp

    GSF01

    01

    =

    Sputter Section with gas separation

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    p g p

    Pumping Sputter Process to both sides via half compartments

    Process A: Oxide Process B: Nitride

    S S PPP P

    Gas

    Separation

    ( ) ( )[ ]

    ( ) ( )[ ]BpBp

    ApApGSF

    01

    01

    =

    Example for Apollon configurations by LO

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    Virtually any coater configuration is possible and can be adjusted tocustomer needs

    A few examples of coater configurations :

    5.53300 x 7000SuperJumbo

    4.53210 x 6100Jumbo

    single silver low E,

    double silver low E,solar control,temperable low E &solar control,transparentconductive oxides,

    1.52540 x 3660US

    Estimated Pricein 2008 [M] *

    Product rangesAnnual

    productivity[Mm] *

    Glassdimensions

    [mm]Format

    *The pricing and the productivity inevitably depends upon the exact scope of the coaters configuration.

    Top View of Apollon

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    Glas

    sflow

    Realize the sputtering process for the moving substratesDifferent conditions (Pressure / Gas Mix)

    Different materials

    Different thicknesses

    Process Chamber

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    Empty open chamber

    Process Chamber

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    Single Compartment View

    1st compartment with pump lid

    Process Chamber

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    Configuring the Machine 2

    Single Compartment View

    Compartment 2 and 3 filled with rotatable cathodes

    Process Chamber

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    Configuring the Machine 3

    Single Compartment View

    Further population of the chamber

    Process Chamber

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    Configuring the Machine 4

    Single Compartment View

    All 10 compartments closed

    Configuring the Machine 5

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    View on the shield covered rollers

    What Fits in a Process Chamber?

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    10 compartment chamber - module

    Longitudinal Cross Section

    Sputter Compartment

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    Cross section view with an installed Rotatable Cathode

    Sputter Compartment

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    Exemplary set up with Twin Rotatable