Geotechnical Engineering Soubra Macuh 1074581022509

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    functions and by using a powerful spreadsheet optimisation

    tool. The analysis is made in the general case of an inclined

    wall and a sloping backfill, and considers a frictional and

    cohesive (c, ) soil. A uniform surcharge is assumed to act

    on the ground surface. Active and passive earth pressure

    coefficients due to soil weight, cohesion and surcharge loading

    are presented for various governing parameters and compared

    with those given by other authors.

    2. FAILURE MECHANISMS AND GOVERNING

    EQUATIONS

    The variational analysis details and the equivalence between

    the variational limit equilibrium method and the upper-bound

    method in limit analysis for a rotational log-spiral failure

    mechanism are given elsewhere.2

    However, for clarity, only the

    upper-bound technique (that is, the kinematical approach) of

    limit analysis is briefly described here.

    Two rotational log-spiral failure mechanisms are consideredin

    the present analysis, one for the activestate M1 (Fig.1(a)) and

    the other for the passive state M2 (Fig. 1(b)). For both M1 and

    M2 mechanisms, the region ABC rotates as a rigid body aboutthe as yet undefined centre of rotation O relative to the

    material below the logarithmic failure surface BC. Thus the

    surface BC is a surface of velocity discontinuity. These failure

    mechanisms can be specified completely by two variables

    0 and 1. It should be emphasised that the earth pressure

    coefficient due to soil weight, K, is calculated with the

    assumption of a cohesionless soil with no surcharge loading.

    The computation of the coefficients Kq and Kc due to

    surcharge loading and cohesion is based on the assumption of

    a weightless soil with c 0 for Kq and q 0 for Kc. The

    formulation for the coefficients of earth pressure due to soil

    weight, surcharge and cohesion follows.

    2.1. Rate of work of external forces

    As shown in Fig.1, the external forces acting on the soil

    mass in motion consist of the self-weight of the soil, W, the

    active or passive earth force ( Pa or Pp), the adhesive force,

    Pad( cl tan = tan ), and the surcharge, qL , acting on the

    ground surface. The rate of work for the different external

    forces can be calculated as follows.

    2.1.1. Rate of work of the soil weight. A direct integration of

    the rate of work of the soil weight in the region ABCis very

    complicated. An easier alternative is first to find the rate ofwork _WWOBC, _WWOAB and _WWOAC due to soil weight in the regions

    OBC, OAB and OAC respectively. The rate of work for the

    0

    A

    C

    Br0

    r1

    Pad

    Pa

    r

    l

    L

    1

    0

    > 0

    > 0

    q

    r= r0e(

    0)tan

    (a)

    W

    Fig. 1. Log-spiral failure mechanisms: (a) M1 for active; (b) M2 for passive earth pressure analyses

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    region ABC is then found by simple algebraic summation,_WWOBC _WWOAB _WWOAC. The steps of computation of the rate of

    work due to self-weight of the soil are essentiallythe same as

    those of an inclined slope considered by Chen.3

    It is found that

    the rate of work due to the soil weight in the region ABC is

    _WWsoil r30(f1 f2 f3)1

    where f1, f2 and f3 are non-dimensional functions, which are

    given in Appendix 1.

    2.1.2. Rate of work of the active or passive force and the

    adhesive force. The rate of work of the active or passive force

    (Pa or Pp) and the adhesive force, Pad, can be expressed as

    follows:

    _WW( Pa or Pp), Pad Pa,p r0f4 cr20f52

    where f4 and f5 are non-dimensional functions, which are

    given in Appendix 1. It should be mentioned that the active or

    passive force is assumed to act at the lower third of the wall

    length for the calculation of the coefficients Ka and Kp.However, the computation of Kac, Kpc, Kaq and Kpq is based on

    the assumption that the point of application of the active or

    passive force is applied at the middle of the wall length. These

    hypotheses are in conformity with the classical earth pressure

    distributions, and allow direct comparison with existing

    solutions.

    2.1.3. Rate of work of the surcharge loading. The rate of work

    of the surcharge loading q can be expressed as follows:

    _WWq qr20f63

    where f6 is a non-dimensional function, which is given in

    Appendix 1.

    The total rate of work of the external forces is the summation

    of these three contributionsthat is, equations (1), (2) and (3):

    X[ _WW]ext _WWsoil _WW( Pa or Pp), Pad

    _WWq4

    2.2. Rate of energy dissipation

    Since no general plastic deformation of the soil is permitted

    to occur, the energy is dissipated solely at the velocitydiscontinuity surface BC between the material at rest and the

    material in motion. The rate of energy dissipationper unit area

    of a velocity discontinuity can be expressed as3

    0

    A

    C

    B

    r0

    r1

    Pad

    Pp

    r

    l W

    L

    1

    0

    > 0

    > 0

    q

    r= r0e(

    0)tan

    (b)

    Fig. 1. (continued)

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    _DD cVcos 5

    whereVis the velocity that makes an angle with the

    velocity discontinuity. The total rate of energy dissipation

    along BC can be expressed as follows:

    _DDBCcr

    20f76

    where f7 is a non-dimensional function, which is given in

    Appendix 1.

    2.3. Energy balance equation

    By equating the total rate of work of external forces (equation

    (4)) to the total rate of energy dissipation (equation(6)),we

    have

    r3

    0(f1 f2 f3) Pa,p r0f4 cr2

    0f5 qr2

    0f6 cr2

    0f77

    The energy balance equationof the rotational log-spiral

    mechanism (i.e. equation(7)) is identical to the moment

    equilibrium equation about the centre of the log-spiral. It

    should be emphasised that the log-spiral function has a

    particular property, that the resultant of the forces ( dl ) and

    (tan dl ) passes through the pole of the spiral. Hence the

    moment equilibrium equation of the soil mass in motion about

    the centre of the log-spiral is independent of the normal stress

    distribution along the slip surface. Based on equation (7), the

    active and passive forces can be expressed respectively as

    follows:

    Pa Kal2

    2 Kaq ql Kac cl8

    Pp Kpl2

    2 Kpqql Kpc cl9

    where Ka, Kp, Kaq, Kpq, Kac and Kpc are the earth pressure

    coefficients. The coefficients K, Kq and Kc representrespectively the effect of soil weight, vertical surcharge loading

    and cohesion, and the subscripts a and p represent the active

    and passive cases respectively. These coefficients are given as

    follows, using the lower sign for the passive case:

    Ka Kp 2

    l

    r0

    2 (f1 f2 f3)f410

    Kaq Kpq 1l

    r0

    f6f411

    Kac,pc 1

    l

    r0

    f7 f5f412

    For a surcharge loading q0 normal to the ground surface, the

    active and passive earth pressure coefficients, Kaq0 and Kpq0,

    are given as follows:

    Kaq0,pq0 1

    l

    r0

    f8

    f413

    where f8 is a non-dimensional function, which is given in

    Appendix 1.

    3. NUMERICAL RESULTS

    The most critical earth pressure coefficients can be obtained by

    numerical maximisation of the coefficients Ka, Kaq and Kaq0and minimisation of the coefficients Kac, Kp, Kpq, Kpq0

    and Kpc. These optimisations are made with regard to theparameters0 and 1. The procedure can be performed using

    the optimisation tool available in most spreadsheet software

    packages. In this paper the Solver optimisation tool of

    Microsoft Excel has been used. Two computer programs have

    been developed using Visual Basic for Applications (VBA) to

    define the active and passive earth pressure coefficients as

    functions of the two angular parameters 0 and1 defined in

    Fig.1.

    In the following sections, the passive and active earth pressure

    coefficients obtained from the present analysis are presented

    and compared with those given by other authors. Then a

    demonstration of the implementation of earth pressure

    coefficients as user-defined functions in Microsoft Excel Visual

    Basic is presented. An illustrative example shows the easy use

    of spreadsheets in optimisation problems. The paper ends with

    the presentation of two design tables giving some values of the

    active and passive earth pressure coefficients for practical use

    in geotechnical engineering.

    3.1. Passive earth pressure coefficients

    There are a great many solutions for the passive earth pressure

    problem in the literature based on

    (a) the limit equilibrium method415

    (b) the slip line method 1620

    (c) limit analysis theory.2, 2128

    The tendency todayin practice is to use the values given by

    Kerisel and Absi.29

    3.1.1. Comparison with Rankine solution. For the general case

    of an inclined wall and a sloping backfill (= 6 0,= 6 0),

    the Rankine passive earth pressure is inclined at an angle

    with the normal to the wall irrespective of the angle of friction

    at the soilwall interface,30

    where

    tan sin( 2)sin

    1 sin cos( 2)14

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    and

    sin sin

    sin 15

    The inclination of the slip surface with the horizontal direction

    is given as follows:

    2

    4

    216

    and the coefficient Kp is given by

    Kp cos( )sin cos sin( )

    [1 sin cos( 2)]17

    In order to validate the results of the present analysis, one

    considers a soilwall friction angle equal to the value

    given by equation(14).The numerical solutions obtained by

    the computer program have shown that, in these cases, the

    present results are similar to theexact solutions given by

    Rankine (that is, equations(16) and(17)); the log-spiral slip

    surface degenerates to a planar surface with radii approaching

    infinity.

    It should be emphasised that the results obtained from the

    computer program indicate that the coefficient Kpc is related to

    the coefficient Kpq0 by the following relationship (cf. Caquots

    theorem of corresponding states31

    ):

    Kpc Kpq0

    1

    cos tan

    18

    Also, it should be mentioned that the critical angular

    parameters0 and1 obtained from the minimisation of both

    Kpq0 and Kpc give exactly the same critical geometry.

    3.1.2. Comparison with Kerisel and Absi. Figures2 and3

    show the comparison of the present solutions of Kp and Kpq

    with those of Kerisel and Absi29

    for the case of a vertical wall

    and an inclined backfill, and for the case of an inclined wall

    and a horizontal backfill respectively, when 408.

    For the Kp coefficient, the present results are greater than

    those of Kerisel and Absi. However, the maximum difference

    does not exceed 13%. For the Kpq coefficient, the present

    solutions continue to be greater than those of Kerisel and Absi;

    a maximum difference of 22% is obtained for the extreme case

    when 408,= 1,= 0 and 308.

    To conclude, the present solutions of Kp and Kpq are greater

    than the ones given by Kerisel and Absi. However, for practical

    configurations ( < 408, 1=3 < = < 2=3,= < 1=3 and

    08), the maximum difference does not exceed 5% for Kp

    and 7% for Kpq.

    3.1.3. Comparison with the existing upper-bound

    solutions. Rigorous upper-bound solutions of the passive earth

    pressureproblem are proposed in the literature by Chen and

    Rosenfarb23

    and Soubra.27

    Chen and Rosenfarb considered six

    translational failure mechanisms and showed that the log-

    sandwich mechanism gives the least (that is, the best) upper-

    bound solutions. Recently, Soubra27

    considered a translational

    multiblock failure mechanism and improved significantly the

    existing upper-bound solutions given by the log-sandwich

    mechanism for the Kp coefficient, since he obtained smaller

    upper bounds. The improvement (that is, the reduction relative

    to Chen and Rosenfarbs upper-bound solution) attains 21%when 458,= 1,= 1 and 158.

    The results of Kp and Kpq given by the present rotational

    failure mechanism and those given by Soubra27

    using a

    translational failure mechanism are presented in Fig. 4 for the

    general case of an inclined wall and a sloping backfill when

    458 and= 1.

    For the Kp coefficient, the present upper-bound solutions

    are smaller (that is, better) than those of Soubra.27

    The

    improvement (that is, the reduction relative to Soubras upper-

    bound solution) is 27% when 458,= 1,= 1 and

    158. For the Kpq coefficient,it should be mentioned that

    the values obtainedby Soubra27

    are identical to those given by

    Kerisel and Absi29

    and correspond to the exact solutions for a

    100

    90

    80

    70

    60

    50

    40

    30

    20

    10

    0

    Kp

    50

    40

    30

    20

    10

    5

    15

    25

    35

    45

    0

    Kpq

    Present solution

    Krisel and Absi

    40 30 20 10 0 10 20 30 40

    /= 1

    /= 1/2

    /= 0

    Present solution

    Krisel and Absi/= 1

    /= 1/2

    /= 0

    Fig. 2. Comparison of present Kp and Kpq coefficientswith those of Kerisel and Absi

    29(for vertical wall and

    inclined backfill)

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    weightless soil. The present upper-bound solutions of the Kpqcoefficient are greater than those of Soubra

    27and thus

    overestimate the exact solutions. However, for practical

    configurations ( < 408, 1=3 < = < 2=3,= < 1=3 and

    08) the maximum difference does not exceed 75%.

    3.2. Active earth pressure coefficients

    As in the case of passive earth pressures, the numerical solutions

    obtained by the computer program have shown that the presentmodel gives the exact solutions proposed by Rankine (when

    they exist). In these cases, the log-spiral slip surface degenerates

    to a planar surface with radii approaching infinity. Also, it

    should be mentioned that the following relationship between

    Kacand Kaq0is valid in the present analysis:

    Kac

    1

    cos Kaq0

    tan 19

    and that the calculation of Kaq0 and Kac gives exactly the same

    critical geometry.

    3.2.1. Comparison with Kerisel and Absi. Figures5 and6

    show the comparison of the present solutions of Ka and Kaq

    with those of Kerisel and Absi

    29

    in the case of a vertical walland an inclined backfill, and in the case of an inclined wall

    and a horizontal backfill respectively, when 458 and

    = 1.

    70

    60

    50

    40

    30

    20

    10

    0

    Kp

    40

    30

    20

    10

    5

    15

    25

    35

    45

    0

    Kpq

    Present solution

    Krisel and Absi

    40 30 20 10 0 10 20 30 40

    /= 1

    /= 1/2

    /= 0

    Present solution

    Krisel and Absi/= 1

    /= 1/2

    /= 0

    Fig. 3. Comparison of present Kp and Kpq coefficientswith those of Kerisel and Absi

    29(for inclined wall and

    horizontal backfill)

    100

    200

    300

    500

    400

    600

    700

    800

    0

    Kp

    200

    150

    50

    100

    0

    Kpq

    45 30 15 0 15 30 45

    Present solution

    Soubra=15

    = 15

    = 0

    Present solution

    Soubra

    = 15

    = 15

    = 0

    Fig. 4. Comparison of present Kp

    and Kpq

    coefficientswith those of Soubra 27

    Ka

    Ka

    0

    02

    0

    01

    02

    03

    04

    05

    06

    07

    08

    04

    06

    08

    10

    12

    Kaq

    Kaq

    45 35 25 15 5 5 15 25 35 45

    Present solution

    Krisel and Absi

    Fig. 5. Comparison of present Ka and Kaq coefficientswith those of Kerisel and Absi

    29(for vertical wall and

    inclined backfill)

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    The present results are smaller than those of Kerisel and Absi.

    For the Ka coefficient, the maximum difference does not

    exceed 3% when < 158; however, for 208 a significant

    difference is observed. After careful examination of the values

    proposed by Kerisel and Absi for similar configurations (see for

    instance their values for= 0:66 or 0), it seems that their

    Ka value for 458,= 1, 08 and 208 is not

    correct. For the Kaq coefficient the underestimation does not

    exceed 8%.

    The preceding comparisons allow one to conclude that, for

    practical configurations ( < 408,= < 1,= > 1=3 and 08), there is good agreement with the currently used results

    of Kerisel and Absi for both Ka and Kaq. The maximum

    difference does not exceed 3%.

    4. IMPLEMENTATION

    OF USER-DEFINED

    FUNCTIONS IN VISUAL

    BASIC FOR

    APPLICATIONS, AND

    THE USE OF SOLVER

    To implement the functions

    defining the passive earthpressure coefficients and to

    run the Solver optimisation

    tool of Microsoft Excel, one

    has to follow the following

    steps (for the active case, use

    the appropriate equations

    given in Appendix 1):

    (a) Create the user-defined

    functions shown in

    Appendix 2. This is done

    in Microsoft Excel 97 byfirst clicking Tools/

    Macro/Visual Basic Editor

    and then clicking Insert/

    Module and, in the module sheet, typing Option explicit

    . . ., etc. The functions are simple and self-explanatory.

    (b) As shown in Fig.7, cells C5, C6, C7 and C8 are input data

    that define the mechanical and geometrical parameters,

    , and . Cells C12 and C13 contain values of angular

    parameters of the log-spiral slip surface 0 and 1. Finally,

    cell C19 contains the formula to compute the passive earth

    pressure coefficient Kp. Arbitrary values were initially

    entered in cells C12 and C13 for0 and 1, say 05 for0and 15 for1.

    (c) Invoke the Solver tool by clicking Tools/Solver. Fig.8

    shows the Solver dialog box. To calculate the Kp

    coefficient, set the C19 cell equal to minimum, by

    changing cells C12 and C13, namely0 and 1, subject to

    the constraints that C13 > C12 0:0001 (1 . 0),

    C12 < 3:14 (0 < ), C13 < 3:14 (1 < ),

    C13 > 0 (1 > 0) and C19 > 0 (Kp > 0).

    If Solver reports a converged solution, one should accept the

    solution and re-invoke Solver, until it reports it has found

    a solution. It should be mentioned that the initial values of0and1 may influence the ability of the Solver to find a

    solution. This need for judicious choice of starting values of0and1 is not a major inconvenience because different starting

    values can be tried with ease using the proposed spreadsheet

    approach. The appealing feature of the spreadsheet approach is

    that once the spreadsheet is set up as shown in Fig. 7, running

    other problems with different geometry and soil properties

    merely requires changing the input data (that is,,, and ).

    4.1. Illustrative example

    Consider the following characteristics: 408,= 2=3,

    = 0 and 08. Initial values of0 and1 are arbitrarilychosen, say 05 for0 and 15 for1. Fig.7 shows the critical

    coefficient Kp 12:59 and the corresponding critical slip

    surface.

    Ka

    Ka

    0

    02

    03

    01

    0

    01

    02

    03

    04

    0504

    Kaq

    Kaq

    20 10 0 2010

    Present solution

    Krisel and Absi

    Fig. 6. Comparison of present Ka and Kaq coefficientswith those of Kerisel and Absi

    29(for inclined wall and

    horizontal backfill)

    Fig. 7. Calculation of passive earth pressure coefficient Kp using spreadsheet

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    5. DESIGN TABLES

    Tables 1 and 2 present the coefficients Kp, Kpq, Kpc, Ka, Kaq

    and Kac obtained from the computer programs for practical use

    in geotechnical engineering. These values are given for

    ranging from 208 to 408, for five values of=, for 08 and

    for four values of=. For practical configurations, the passive

    (or active) earth pressure coefficients are given for negative (orpositive) values.

    6. CONCLUSIONS

    A simple method using spreadsheet software has been proposed

    for computing the active and passive earth pressure

    coefficients. The method is based on the upper-bound theorem

    of limit analysis. The failure mechanism is of the rotational

    type. It is bounded by a log-spiral slip surface. The energy

    balance equation is shown to be equivalent to the moment

    equilibrium equation about the centre of the log-spiral. The

    present approach gives rigorous solutions for the active and

    passive earth pressures in the framework of the kinematical

    approach of limit analysis.

    Numerical optimisation is performed automatically by a

    spreadsheet optimisation tool. The implementation of the

    proposed method has been illustrated using an example. Once

    the spreadsheet has been set up, the same template can be used

    for analysing other problems merely by changing the input

    data. The advantage of this method is its simplicity in use.

    Comparison with the currently used solutions of Kerisel and

    Absi29

    leads to the following conclusions:

    (a) For the passive case, the present solutions of Kp and Kpq

    are greater than those given by Kerisel and Absi.29

    However, for practical configurations ( < 408, 1=3 < =

    < 2=3,= < 1=3 and 08), the maximum difference

    does not exceed 5% for Kp and 7% for Kpq.

    (b) For the active case, the present solutions of Ka and Kaqallow one to conclude that for practical configurations

    ( < 408,= < 1,= > 1=3 and 08), there is good

    agreement with the currently used results of Kerisel and

    Absi. The maximum difference does not exceed 3%.

    On the other hand, the present analysis improves the best

    upper-bound solutions given in the literature by Soubra

    27

    forthe Kp coefficient. The improvement (that is, the reduction

    relative to Soubras upper-bound solution) is 27% when

    458,= 1,= 1 and 158. For the Kpq

    coefficient, the present analysis overestimates the upper-bound

    solutions given by Soubra. However, for practical

    configurations ( < 408, 1=3 < = < 2=3,= < 1=3 and

    08) the maximum difference does not exceed 75%.

    Numerical results of the active and passive earth pressure

    coefficients are given in a tabular form for practical use. The

    proposed method, being simple and rigorous, may be an

    attractive alternative to other existing solutions, and can be

    easily extended to other stability problems in geotechnical

    engineering.

    APPENDIX 1

    The non-dimensional functions f1, f2, . . . , f8 are given as

    follows, using the lower sign for the passive case:

    f1

    e3(10)tan(3tan sin 1 cos 1) 3 tan sin 0 cos 0

    3(9tan 2 1)

    264

    375

    20

    f2 1

    6

    L

    r02sin 0 2

    l

    r0sin

    L

    r0cos

    cos(1 ) e(10) tan

    21

    f3 1

    6

    l

    r0sin 0 2sin 0

    l

    r0sin

    22

    f4

    cos( ) cos 0 1

    3

    l

    r0cos

    sin( ) sin 0 1

    3

    l

    r0sin

    for K

    cos( ) cos 0 1

    2

    l

    r0cos

    sin( ) sin 0 1

    2

    l

    r0sin

    for Kq, Kq0 and Kc

    8>>>>>>>>>>>>>>>>>>>>>>>>>>>:

    23

    f5 l

    r0

    tan

    tan sin( 0)24

    f6 L

    r0sin 0

    l

    r0sin

    1

    2

    L

    r0cos

    25

    f7 1

    2tan (e2(10)tan 1)26

    Fig. 8. Solver dialog box

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    Kp Kpq

    = = = 0 1=3 1=2 2=3 1 0 1=3 1=2 2=3 1

    20 0 204 239 257 275 313 204 238 254 270 300 21=3 171 194 207 221 249 172 196 209 221 246 21=2 155 173 183 194 216 158 175 185 196 218 22=3 139 151 158 166 183 143 155 162 170 187 2

    25 0 246 307 341 376 454 246 304 334 365 424 31=3 194 232 254 277 330 196 234 256 279 326 21=2 171 197 213 231 272 175 202 218 237 275 2

    2=3 147 165 175 188 217 154 172 183 196 226 230 0 300 403 465 534 693 300 398 453 510 628 31=3 220 277 314 356 454 224 282 318 357 444 21=2 187 225 250 280 352 193 233 259 289 358 22=3 155 179 194 213 262 165 190 207 227 276 1

    35 0 369 544 659 795 1130 369 535 634 742 982 31=3 250 335 395 467 653 255 343 402 470 631 21=2 203 257 296 344 470 213 270 310 359 479 22=3 162 193 215 243 322 176 210 234 265 347 1

    40 0 460 762 981 1260 2001 460 742 927 1140 1643 41=3 283 410 509 635 993 291 422 520 639 942 21=2 220 295 353 430 655 234 314 375 455 669 22=3 167 208 238 279 406 187 232 266 312 447 1

    Table 1. Passive earth pressure coefficients Kp, Kpq and Kpc

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    Ka Kaq

    = = = 0 1=3 1=2 2=3 1 0 1=3 1=2 2=3 1

    20 0 0490 0459 0449 0442 0436 0490 0460 0450 0444 0441 141=3 0537 0507 0497 0490 0485 0541 0511 0501 0494 0491 151=2 0569 0541 0531 0525 0520 0578 0549 0539 0533 0530 152=3 0611 0586 0577 0572 0570 0628 0602 0593 0588 0586 16

    25 0 0406 0378 0369 0364 0363 0406 0378 0370 0366 0368 121=3 0451 0423 0415 0410 0410 0456 0427 0419 0415 0417 11=2 0482 0455 0447 0443 0444 0493 0466 0458 0454 0456 142=3 0523 0499 0492 0489 0493 0546 0521 0514 0511 0515 14

    30 0 0333 0309 0303 0300 0304 0333 0310 0304 0302 0309 1

    1=3 0374 0350 0343 0341 0347 0379 0355 0349 0347 0354 121=2 0402 0379 0373 0371 0379 0416 0392 0386 0384 0393 12=3 0441 0420 0415 0414 0425 0469 0446 0442 0441 0453 1

    35 0 0271 0251 0247 0247 0256 0271 0252 0248 0248 0260 101=3 0306 0286 0282 0282 0293 0312 0292 0288 0288 0302 11=2 0330 0311 0308 0308 0322 0346 0326 0323 0323 0339 12=3 0365 0347 0345 0347 0364 0398 0378 0376 0378 0397 12

    40 0 0217 0202 0200 0202 0215 0217 0203 0201 0203 0219 091=3 0246 0231 0229 0231 0248 0253 0237 0235 0238 0256 101=2 0267 0252 0250 0253 0272 0284 0268 0266 0269 0291 102=3 0296 0282 0282 0286 0310 0332 0316 0316 0320 0347 10

    Table 2. Active earth pressure coefficients Ka, Kaq and Kac

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    f8 L

    r0sin( 0)

    l

    r0sin( )

    1

    2

    L

    r0

    27

    where

    L

    r0

    e3(10)tan(sin 1 cos 1 tan) sin 0 cos 0 tan

    sin tan cos

    28

    l

    r0

    e(10)tan cos(1 ) cos(0 )

    cos( )29

    APPENDIX 2

    The user-defined functions for passive earth pressure

    coefficients coded in Microsoft Excel Visual Basic are asfollows:

    ' Program for evaluation of Kpgama, Kpc and Kpq for rotational

    ' mechanism using log-spiral slip surface

    Option Explicit ' All variables must be declared

    ' Definition of the global constants

    Public Const Pi = 3.141592654

    ' Variables

    Public Phi As Double ' internal friction angle of the soil

    Public Delta As Double ' angle of friction between soil and wall

    Public Lambda As Double ' inclination of the wall

    Public Beta As Double ' inclination of the backfill

    Public Sl_r0 As Double ' l/r0

    Public CL_r0 As Double ' L/r0' Unknown variables

    Public Theta0 As Double ' first unknown angle (in radians)

    Public Theta1 As Double ' second unknown angle (in radians)

    ' Defining the initial values

    Sub Define()

    Phi = Cells(5, 3).Value * Pi / 180# ' Values from the cells

    Delta = Cells(6, 3).Value * Pi / 180#

    Lambda = Cells(7, 3).Value * Pi / 180#

    Beta = Cells(8, 3).Value * Pi / 180#

    Theta0 = Cells(12, 3).Value

    Theta1 = Cells(13, 3).Value

    Sl_r0 = (-Exp((Theta1 - Theta0) * Tan(Phi)) * Cos(Theta1 - Beta) _

    + Cos(Theta0 - Beta)) / Cos(Beta - Lambda)

    CL_r0 = (Exp((Theta1 - Theta0) * Tan(Phi)) _* (Sin(Theta1) - Cos(Theta1) * Tan(Lambda)) - _

    Sin(Theta0) + Cos(Theta0) * Tan(Lambda)) / _

    (Sin(Beta) * Tan(Lambda) + Cos(Beta))

    End Sub

    '***********************************************

    Function f_1() As Double

    Dim C1#, C2#

    C1 = Exp(3# * (Theta1 - Theta0) * Tan(Phi))

    C2 = 3# * (9# * (Tan(Phi)) ^ 2 + 1)

    f_1 = -(C1 * (3# * Tan(Phi) * Sin(Theta1) - Cos(Theta1)) - _

    3# * Tan(Phi) * Sin(Theta0) + Cos(Theta0)) / C2

    End Function

    '***********************************************

    Function f_2() As DoubleDim C1#, C2#

    C1 = 2# * Sin(Theta0) - 2# * Sl_r0 * Sin(Lambda) + CL_r0 * Cos(Beta)

    C2 = CL_r0 * Cos(Theta1 - Beta) * Exp((Theta1 - Theta0) * Tan(Phi))

    f_2 = -(1# / 6#) * C1 * C2

    End Function

    '***********************************************

    Function f_3() As Double

    f_3 = -(1# / 6#) * Sl_r0 * Sin(Theta0 - Lambda) * _

    (2# * Sin(Theta0) - Sl_r0 * Sin(Lambda))

    End Function

    '***********************************************

    Function f_4_Kpg() As Double

    Dim C1#, C2#

    C1 = Cos(Delta - Lambda) * (Cos(Theta0) - Sl_r0 / 3# * Cos(Lambda))C2 = Sin(Delta - Lambda) * (Sin(Theta0) - Sl_r0 / 3# * Sin(Lambda))

    f_4_Kpg = C1 - C2

    End Function

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    16. CAQUOTA. and KERISEL J. Tables de poussee et de butee.

    Gauthier-Villars, Paris, 1948.

    17. SOKOLOVSKIV. V.Statics of Soil Media. Butterworth,

    London, 1960.

    18. SOKOLOVSKIV. V.Statics of Granular Media. Pergamon,

    New York, 1965.

    19. GRAHAM J. Calculation of passive pressure in sand.

    Canadian Geotechnical Journal, 1971, 8, No. 4, 566579.

    20. HETTIARATCHI R. P. and REECEA. R. Boundary wedges in

    two-dimensional passive soil failure.Geotechnique, 1975,

    25, No. 2, 197220.

    21. LYSMERJ. Limit analysis of plane problems in soil

    mechanics. Journal of Soil Mechanics and Foundation

    Division, ASCE, 1970, 96, No. SM4, 13111334.

    22. LEEI. K. and HERINGTON J. R. A theoretical study of the

    pressures acting on a rigid wall by a sloping earth on

    rockfill.Geotechnique, 1972, 22, No. 1, 126.

    23. CHENW. F. and ROSENFARB J. L. Limit analysis solutions of

    earth pressure problems.Soils and Foundations, 1973, 13,

    No. 4, 4560.

    24. BASUDHARP. K., VALSANGKARA. J. and MADHAVM. R.

    Optimal lower bound of passive earth pressure using finiteelements and non-linear programming. International

    Journal for Numerical and Analytical Methods in

    Geomechanics, 1979, 3, No. 4, 367379.

    25. CHENW. F. and LIUX. L. Limit Analysis in Soil Mechanics.

    Elsevier, Amsterdam, 1990.

    26. SOUBRAA.-H., KASTNERR. and BENMANSOURA. Etude de la

    butee des terres en presence decoulement.Revue Francaise

    de Genie Civil, 1998, 2, No. 6, 691707 (in French).

    27. SOUBRAA.-H. Static and seismic passive earth pressure

    coefficients on rigid retaining structures. Canadian

    Geotechnical Journal, 2000, 37, No. 2, 463478.

    28. SOUBRAA.-H. and REGENASS P. Three-dimensional passive

    earth pressures by kinematical approach.Journal of

    Geotechnical and Geoenvironmental Engineering, ASCE,

    2000, 126, No. 11, 969978.

    29. KERISELJ. and ABSIE. Tables de poussee et de butee des

    terres, 3rd edn. Presses de lEcole Nationale des Ponts et

    Chaussees, 1990 (in French).

    30. COSTETJ. and SANGLERATG. Cours pratique de mecanique

    des sols. Plasticiteet calcul des tassements, 2nd edn.

    Dunod Technique Press, 1975 (in French).

    31. CAQUOTA. Equilibre des massifs a frottement interne.

    Stabilite des terres pulverulents et coherents. Gauthier-Villars, Paris, 1934.

    Please email, fax or post your discussion contributions to the secretary: email: [email protected]; fax: 44 (0)20 7799 1325;

    or post to Mary Henderson, Journals Department, Institution of Civil Engineers, 17 Great George Street, London SW1P 3AA.

    Geotechnical Engineering 155 Issue 2 Soubra Macuh 131Earth pressure coefficients