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Water allocation in transboundary basins
Status and good practices
Integrating flexibility and hydrological changing
conditions into an agreement:
The case of Albufeira Convention
(Spain-Portugal)
Pedro Serra
Geneva, October, 16th-17th 2017
Introduction
Portugal is an independent Nation since 1147, at a time when in the Iberian
Peninsula coexisted many kingdoms that afterwards would give place to the
Kingdom of Spain.
The borders between the two countries were defined in 1298 and they are
the oldest in Europe, eventually in the whole World.
Pluviometria and geography are
advantageous to Portugal.
The Northern part of the
Peninsula is humid, whilst the
Southern part is dry, specially in
Spain.
Introduction
Tajo’s river basin makes the transition
from the humid Iberia to the dry one,
in Spain as well as in Portugal.
Transboundary cooperation really started in 1927, when a Convention on the
sharing of the hydropower potential of the border stretch of this river was signed
and a Portuguese-Spanish Commission in charge of management was set up.
This convention was updated in 1964.
The 1927 Convention on the Douro
Another Convention was
signed in 1968 with the
scope of sharing the
hydraulic potential, and no
longer the hydropower
potential, of the border
stretches of the other
transboundary rivers.
Spain wanted to build the
Tajo-Segura Aqueduct, to
bring water to the Southern
part of the territory, and
Portugal wanted to build
the Alqueva Dam, for
irrigation purposes in the
Alentejo.
The 1968 Convention on the Minho, Lima, Tajo and Guadiana rivers
Aqueduct Tajo-Segura
Up to 1000 million m3 may be transfered each year (30 m3/sec) to be used in the Segura river basin.
The 1968 Convention on the Minho, Lima, Tajo and Guadiana rivers
Alentejo’s Irrigation Plan
In Portugal the irrigation of 200.000 ha in Alentejo, in the Tajo, Guadiana and Sado river basins, was foreseen.
The 1968 Convention on the Minho, Lima, Tajo and Guadiana rivers
By the end of the 1980ies the situation in the main transboundary rivers
presented itself as follows:
Dozens of dams had been built, both in Spain and Portugal;
Because of agricultural and industrial development, waters were highly
polluted almost everywhere;
Water abstraction for irrigation severely reduced the flows arriving to the
border and flow regime was highly irregular.
Hydrogramme at the border of the Guadiana river obtained by simulation for pristine conditions (blue) and with the uses as set up in 1990 (red).
Dam builders
Dam builders – Douro river basin
B.Pereira B.Tuela
B.Cuerda del Pozo
[229]
B.los Rabanos[6]
B.Linares del Arroyo[58]
B.Veladro
[350]
B.las Venencias
[5]
B.Burgomillodo
[15]
B.Lastras
[97]
B.Voltoya
B.Torreiglesias
[96]
B.Torrecaballeros
B.Cogotas
[59]
B.Seropes
B.Arlazon
[20]
B.Uzquiza
[73]
B.Arlanza
[140]
rio Arlazon
B.de Aguilar del Campo
[247]
B.Requejada
[65]
B.Compuerto
[95]
B.Camporredondo
[70]
B.Vidrieros
B.Cervera
B.S.Jose
[6]
B.Roman
rio Valderaduey
rio Guareña
rio Pisuerga
rio Carrion
rio Riaza
rio Duraton
rio Eresma
rio Adaja
B.Ricobayo[1148]
[664]
B.Villalcampo
[66]
B.Castro
[27]
B.Picote
B.Miranda
B.Bemposta
B.El Milagro
B.S.Teresa
[496]
B.Aravale El Duque
B.Iruena[210]
B.Villagonzalo
B.Almendra
[2649]
[6]
[2]B.Águeda
[22]
rio Águeda
B.Saucelle
[169]
B.Aldeadavila
[115]
rio Tormes
[2][2]
[10]
LEGENDA
B.RiañoB.Porma
[317]
B.Casares[37]B.Duerna
[32]
B.Eria[62]
B.N.S.Argavalanza[49]
B.Valparaíso[169]
B.Cernadilla
[255]
rio Esla
rio Ricobayo
rio Porma
B.Barrios de Luna
[308]
(28)
(63)
Foz Coa(702)
Pero Martins
(380)
Sra. Monforte
(263)
Atalaia(460)
Sabugal(114)
Pocinho(83)
Feiticeiro(32)
Quinta das Laranjeiras(966)
Sampaio
(800)
Azibo
(35)
SaborTua
VinhaisAltoRabaçal
Mente(296)
Rebordelo(312)
FozTua(340)
Vilar(100)
Valeira(99)
Régua
(95)
Varosa(15)
Carrapatelo(148)
Castelo
(44)Paiva
Alvarenga
(842)
Castro Daire
(65)
Portela(151)
Torrão(115)
Fridão(210)
Alvão(71)
Vidago
(134)
Daivões(66)
Padroselo(68)
Alto Rabagão(569)
Tâmega
Cávado
Paiva
Crestuma(110)
Távora
Coa
(129)
Tâmega
PORTUGAL ESPANHA
APROVEITAMENTOS HIDRÁULICOS EXISTENTES E EM PROJECTO NA BACIA DO DOURO
Castillejos
[140]
Fuenteguinaldo[175]
[2]
[6]
[1.5]
[86]
+++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++
+++++++
++
++++++++
+++
++++
++++
+++++++++++++++++++++++++
++++++++++++++++++++++++++++++++++++++
ESPANHA
Barragem construída
Barragem em projecto
Barragem construída
Hidroeléctrica
Hidroagricola
Barragem em projecto
PORTUGAL
Fronteira +++++++
Dam builders – Douro river basin
Dam builders – Tajo river basin
Dam builders – Tajo river basin
Dam builders – Guadiana river basin
Peñarroya
(47)
Vallehermoso
(7)
Gasset
(42)
Marisanchez
(41)
Vega del
Jabalon (33)
El Vicario
(52)
Los
Reznos(32)
Piedrala
(15)
Torre de Abraham(78, 190)
Alcobilla(42)
El Canal
(25)
Tirteafuera(74)
Cijara(1416)
Garcia de
Sola(427) Orellana
(478)
Zujar
(301)
La Serena
(2828)
Alcolorin
(51)
Burdalo(68)
Cornalbo
(10)
Canchales
(40)
Boqueron
(6)
Hornotejero
(24)
Villar del Rey
(123)
Piedra
Aguda
(16) Nogales
(15)
Villalba de
los Barros
(80)
Cancho del
Fresno(15)
Sierrra
Brava(232)
Gargaligas(21) Cubillar
(10)
Transvase do
Segura La Garita
(91)
Bejida(15)
Montijo(11)
Las Cruces
(33)
Golodron
(93) Alange
(845)
Molino
(34)
Llerena
(7)
R. Gévora
R. Olivenza
R. Guadiana
R. Burdalo
R. Ruecas
R. Zucar
R. Bullaque
R. Bañuelos R. Ciguela
R. Jabalon
Puertos
Guarranque
(58)
Riscos
Higuelas (21)
R. Zápaton
R. Matachel
R. Guadiana
Ruecas (44)
A. Ruecas (0)
Cerros
Verdes(20)
Aljucen
(102)
Piedraescrita
(81)
Proserpina
(11)
Lucefécit
(10)
R. Lucefécit
Caia
(203)
R. Caia
Abrilongo
(21)
Barragem em exploração em Espanha
(25) Capacidade útil
Barragem em projecto ou construção
(25) - Capacidade útil
Canal de rega
Legenda
Barragem em exploração em Portugal
(25) Capacidade útil
DAMS AND WATER TRANSFERS IN THE GUADIANA RIVER BASIN
R. Alcarrache Aguijon(11)
R. Degebe
Alqueva
(3150)
R. Enxoé Enxoé
(10)
R.Oeiras Oeiras
(12)
Alcoutim
Foupana
(130)
Odeleite
(130)
R.Odeleite
Beliche
(48) R. Beliche
Açude
Guadiana
Pedrogão
(60)
Vigia
(17)
Monte
Novo
(15)
Pardiela
R Chança
Chança
(386)
Andevalo
(1025) S.Lucar
(94)
Canal
Chança-Piedras
Brovales
(7)
Valuengo
(10) Tentudia
(5)
R. Ardila
Ardila
(100)
ATLANTIC OCEAN
Dam builders – Guadiana river basin
Tajo river basin – Installed flow regulation capacity
The 1993 crisis
In 1993 a draft National
Water Plan was submitted
to public consultation in
Spain that was badly
received by the
Portuguese public.
A second water transfer in
direction of the Southern
river basins, again in the
order of 1.000 hm3, was
considered, now having as
origin the Douro basin.
The two governments
decided to start
negotiating a new water
Convention.
A crisis in the relations between the two States arose in 1993
The Water Directors;
Diplomats;
Jurists;
Experts on hydrology and hydraulics;
On the Spanish side, representatives of the hydraulic
administration of the regions concerned;
The Working Group met al least every 6 months
alternatively in Spain and Portugal.
The negotiations of the new Convention
The negotiations for the new Convention started in 1994 and by the end of that year the
Ministers of the Environment met in order to establish the working programme and
agreed on the principles that should be considered (the so called Oporto
Declaration). The number of delegates in each side was limited and consisted of:
Besides that the Ministers and the Water Directors met
regularly in Brussels at the Environment Councils and
also at the Spanish-Portuguese yearly Summits
chaired by the Heads of Government of both States.
The progresses registered were then evaluated and
disputes settled by political arbitration.
Negotiations took advantage from the fact that:
Relations between the two Governments were very good and a Treaty on Friendship
and Cooperation had just been signed;
The two States were by that time members of the EU and had both to abide to very
stringent water directives, namely in what concerns the prevention of water pollution
and the protection of the environment;
The two States had already subscribed the UNECE conventions (Helsinki,
Aarhus, Espoo);
There was a long-lasting and solid tradition of fruitful cooperation between the
authorities of the two States on transboundary water issues; the Commission that
had been created for the management of the Conventions in place was meeting from
time to time and people knew each other. Confidence had been created.
For Portugal, it was very important to arrive to a satisfactory result as for the flows
issue, for Spain it was more the definition of a framework for further water uses that
was at stake. It was Portugal’s responsibility to take the lead and present proposals
(the petitioner).
The negotiations of the new Convention
Cooperation
Coordination
Environment protection
Sustainable development
Exchange of information
Consultation
Impacts mitigation– no harm
principle
Flows Guaranties – Principle
of equitable and reasonable
use
Development of the Law
Kew words of the new Convention
For all issues, with the exception of the flows regime issue, there were
already formulae that had been accepted by the two Parties (in the EU
water directives, the UNECE conventions, the 1966 Helsinki rules, the New
York Convention). But these formulae had to be adapted:
To the specificities of the shared rivers;
To the previous water agreements (the 1964 and 1968 Water
Conventions, which stayed in place);
To the de facto situations (the already built dams, the water transfers,
the irrigation perimeters);
To the specificities of the State organisation and administration of the
two States.
All this had to be studied and considered by the two Parties and very
thorough and extensive exchange of information followed.
But in what concerns the flows regime, even if some precedents
existed, it was clear from the first minute that we had to innovate.
The negotiations of the new Convention
Escoamento total
Gerado em Espanha
Gerado em Portugal
14980 65 %
35 %
23130 hm³/ano
8150
340560
185
340
560185
1120
8602530
2870 540 1420
1305
50
990
6301475
990
630
1475
13900
10850
3050
3000
1540
1540
13601360
2650
5300
5300 2650
23130
Studies made by the Portuguese Party and presented to the Spanish Party
Study of the flows regime in pristine conditions
Douro
Escoamentos gerados em cada zona
Escoamentos entre zonas
Fornecimentos para rega
Fornecimentos urbanos e industriais
Retornos de rega
Retornos urbanos e industriais
Evaporação em albufeiras
97 150 ha
770160
111 600 ha
1000200
1330
290 000 ha
121 800 ha
8060130100
640130
60 80
60
1360
180
60
147 000 ha
990200
60
1540
3000
170
45
30
55
40
50
182 400 ha
129 600 ha
380
10080
300
160
150
150780
3701840
26505300
1360
770
1540
680
19303630
50
2260
7010
9270
3095
2125
4605
285
1420
1085
930 5050
16000
155
(Transferência para o Sil)
Douro
Studies made by the Portuguese Party and presented to the Spanish Party
Study of water uses and flows regime in modified conditions
Study of hydrologic series at the entrance of Portugal and other relevant sections
Douro
Studies made by the Portuguese Party and presented to the Spanish Party
Studies on the correlation between rainfall and runoff
Studies made by the Portuguese Party and presented to the Spanish Party
The Portuguese Party presented proposals for minimum annual flows at
the relevant sections:
At the entrance sections of the border stretches of the rivers and the
sections where the rivers enter into Portugal, thus creating an obligation to
the Spanish Party.
At the entrance of the estuaries, thus creating an obligation to the
Portuguese Party;
For the Minho, Douro and Tajo rivers, exceptions were considered whenever the
pluviometria is below some reference values (by the end of the rainy season) as
measured in pluviometric posts that have been agreed as representative.
For the Guadiana river, where the installed regulating capacity in Spain doubles
the mean annual flow at the entrance into Portugal, minimum flows that
depend not only on rainfall but also on the volumes of water stored in
Spain were agreed.
That is to say that Spain agreed to allocate some of its regulation capacity
installed upstream of the border for the service of Portuguese needs.
Studies made by the Portuguese Party and presented to the Spanish Party
The specific elements that were decisive for reaching the agreement
were:
Only sound proposals were presented by any of the parties at the
table of negotiations, not abstractions with no justification;
All proposals had to be balanced and achievable without imposing
unbearable burden upon the other party;
Portugal being the downstream country and therefore the main
beneficiary of the agreed flow regime, it was to him to prove that in
each and every case there was a benefit for Spain on what was
being proposed;
The views of the two parties were reconciled by including in the
agreement flow obligation at the entrance of the estuaries, to be
guaranteed by Portugal;
It was also important to accept that in case of droughts, as defined in
the convention, the parties are exempted from compliance of the
agreed flow regime
The negotiations of the new Convention
The benefits for the two Parties are the following:
In defining and regulating the flows that Spain has to guarantee at the
entrance of the Portuguese territory the convention offers
guarantees of water resources to Portugal that allow the
development of hydraulic projects on a more solid basis;
In defining and regulating flows at the entrance of the Portuguese
territory the convention defines limits to the use of the water
resources by Spain in its territory in a double way:
Limits the expansion of consumptive uses (irrigation, water
transfers);
At the same time, allows for the expansion of consumptive
uses up to this top, which Portugal will not contest;
In defining and regulating flows at the entrance of the estuaries the
convention defines limits to the use of the water resources by
Portugal in its territory;
The negotiations of the new Convention
DOURO
Proof that the proposed regime would not constitute any severe harm to
Spanish interests had to be presented.
Studies made by the Portuguese Party and presented to the Spanish Party
TAJO
Studies made by the Portuguese Party and presented to the Spanish Party
The same with Portuguese interests.
3.700 hm3
5.000 hm3
4.000 hm3
3.500 hm3
3.800 hm3
2.700 hm3
600 hm3
500 hm3
400 hm3
2 m3/s
2 m3/s
Flow regime of the Albufeira Convention, 1998
For the Guadiana river the flow regime is more complex, but the principle is
the same: there is exception whenever the rainfall accumulated since
the beginning of the hydrologic year and the volumes of water stored in
the reference reservoirs are bellow certain levels. The installed regulation
capacity in Spain upstream the border is in the order of 8.000 hm3.
Flow regime of the Albufeira Convention for the Guadiana
(hm3)
0
2000
4000
6000
8000
1946
1948
1950
1952
1954
1956
1958
1960
1962
1964
1966
1968
1970
1972
1974
1976
1978
1980
1982
1984
Caudais
anuais
(hm
3)
Com Convenção Sem Convenção
Hydrogramme of river flows at the border, with the Convention and
without the Convention, obtained by simulation
Flow regime of the Albufeira Convention for the Guadiana
0
5
10
15
20
25
30
35
40
45
300 600 900 1200 1500 2000 3000 5000 More
Classes (Caudais em hm3)
Fre
quencia
rela
tiva (
%)
Histogram of annual flows at the
border without the Convention
0
5
10
15
20
25
30
35
40
45
300 600 900 1200 1500 2000 3000 5000 More
Classes (Caudais em hm3)
Fre
quencia
rela
tiva (
%)
Flow regime of the Albufeira Convention for the Guadiana
Histogram of annual flows at the
border with the Convention
Flow regime of the 2008 Protocol to the Albufeira Convention
In 2008 the flow regime was detailed by
means of
The definition of minimum quarterly
flows;
The definition of minimum weekly
flows;
Douro river at the border Annual
Quarter
Weekly
The success of the Albufeira Convention is the result of a stubborn
and very serious work that went on for 5 years.
The fact that the Parties had a common legal framework, the EU water
and environment directives and the UNECE conventions, was very
important for the successful conclusion of the Convention.
The technical study of the solutions took some time but proved to be
crucial for the success of the negotiations. The Portuguese Party, as the
downstream country, had the initiative most of the time.
The seriousness of the negotiations consisted in not presenting biased
proposals, proposals that could not be complied with by the other
Party without severely affecting its sovereignty in what concerns water
resources management. We both tried to systematically understand the
other Party’s positions and its reasons and point of view.
The presence of Diplomats at the negotiating table was very important.
Lessons learned
Afterword
In the year 2000 a new National Hydrologic Plan was developed in Spain that
again considered the transfer of water from the Douro river to the South (1.000
hm3). Having simulated the transfer the Spanish authorities arrived to the
conclusion that it was not feasible if the agreed flow regime was to be
respected and the project was abandoned.
Many thanks for your attention