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ORIGINAL PAPER Gellan gum hybrid hydrogels for the cleaning of paper artworks contaminated with Aspergillus versicolor Giovanni De Filpo . Anna Maria Palermo . Riccardo Tolmino . Patrizia Formoso . Fiore Pasquale Nicoletta Received: 2 March 2016 / Accepted: 27 July 2016 / Published online: 1 August 2016 Ó Springer Science+Business Media Dordrecht 2016 Abstract The degradation of archive materials is related to irreversible phenomena induced by light, temperature, humidity, air pollution, micro-organ- isms, and use. Among biological factors, fungi can induce harmful effects in paper artworks. Further forms of damage (e.g. artwork swelling, fibre lifting and sheet delamination) can be caused by water immersion, which is one of the most commonly used methods for cleaning paper. To avoid damage it is necessary to control the amount and absorption rate of water by paper. Recently, gellan gum hydrogels have been proposed as effective tools to allow contaminant removal from paper supports, owing to the controlled water release and adhesive properties of gellan gum. In this study hybrid hydrogels were fabricated by doping gellan gum either with calcium compounds (calcium sulphate, hydroxide, chloride, and acetate) or titanium dioxide nanoparticles in order to evaluate their ability in cleaning different types of paper samples affected by spots originating from Aspergillus versicolor. The best decolourization results were obtained by calcium acetate/gellan gum hydrogels and titanium dioxide nanoparticle/gellan gum hydro- gels, while no synergistic effect was found in paper samples treated with calcium acetate/titanium dioxide/ gellan gum hydrogels. Hybrid hydrogels were tested on a case-study book. Keywords Hydrogels Gellan gum Aspergillus versicolor Fungi Photo-catalysis Titanium dioxide Introduction Paper deterioration Paper undergoes changes over time, due to modifica- tions in the molecular structure of its components (fragmentation and weakening of the polymer chains) by chemical, physical and biological agents. Ageing is a natural phenomenon and depends on several factors including the raw materials (e.g. cellulose, hemicel- lulose, lignin), the use of additives (e.g. alum, rosin, dyes, fillers, heavy metals), and manufacture and storage conditions (delignification, bleaching, pres- ence of microorganisms, insects, rodents and pollu- tants, and unsuitable humidity, temperature or light intensity) (Zervos 2007; Zervos and Alexopoulou 2015). G. De Filpo (&) Dipartimento di Chimica e Tecnologie Chimiche, Universita ` della Calabria, 87036 Rende, CS, Italy e-mail: defi[email protected] A. M. Palermo R. Tolmino Dipartimento di Biologia, Ecologia, e Scienze della Terra, Universita ` della Calabria, 87036 Rende, CS, Italy P. Formoso F. P. Nicoletta Dipartimento di Farmacia e Scienze della Salute e della Nutrizione, Universita ` della Calabria, 87036 Rende, CS, Italy 123 Cellulose (2016) 23:3265–3279 DOI 10.1007/s10570-016-1021-z

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  • ORIGINAL PAPER

    Gellan gum hybrid hydrogels for the cleaning of paperartworks contaminated with Aspergillus versicolor

    Giovanni De Filpo . Anna Maria Palermo .

    Riccardo Tolmino . Patrizia Formoso .

    Fiore Pasquale Nicoletta

    Received: 2 March 2016 / Accepted: 27 July 2016 / Published online: 1 August 2016

    � Springer Science+Business Media Dordrecht 2016

    Abstract The degradation of archive materials is

    related to irreversible phenomena induced by light,

    temperature, humidity, air pollution, micro-organ-

    isms, and use. Among biological factors, fungi can

    induce harmful effects in paper artworks. Further

    forms of damage (e.g. artwork swelling, fibre lifting

    and sheet delamination) can be caused by water

    immersion, which is one of the most commonly used

    methods for cleaning paper. To avoid damage it is

    necessary to control the amount and absorption rate of

    water by paper. Recently, gellan gum hydrogels have

    been proposed as effective tools to allow contaminant

    removal from paper supports, owing to the controlled

    water release and adhesive properties of gellan gum.

    In this study hybrid hydrogels were fabricated by

    doping gellan gum either with calcium compounds

    (calcium sulphate, hydroxide, chloride, and acetate) or

    titanium dioxide nanoparticles in order to evaluate

    their ability in cleaning different types of paper

    samples affected by spots originating from Aspergillus

    versicolor. The best decolourization results were

    obtained by calcium acetate/gellan gum hydrogels

    and titanium dioxide nanoparticle/gellan gum hydro-

    gels, while no synergistic effect was found in paper

    samples treated with calcium acetate/titanium dioxide/

    gellan gum hydrogels. Hybrid hydrogels were tested

    on a case-study book.

    Keywords Hydrogels � Gellan gum � Aspergillusversicolor � Fungi � Photo-catalysis � Titanium dioxide

    Introduction

    Paper deterioration

    Paper undergoes changes over time, due to modifica-

    tions in the molecular structure of its components

    (fragmentation and weakening of the polymer chains)

    by chemical, physical and biological agents. Ageing is

    a natural phenomenon and depends on several factors

    including the raw materials (e.g. cellulose, hemicel-

    lulose, lignin), the use of additives (e.g. alum, rosin,

    dyes, fillers, heavy metals), and manufacture and

    storage conditions (delignification, bleaching, pres-

    ence of microorganisms, insects, rodents and pollu-

    tants, and unsuitable humidity, temperature or light

    intensity) (Zervos 2007; Zervos and Alexopoulou

    2015).

    G. De Filpo (&)Dipartimento di Chimica e Tecnologie Chimiche,

    Università della Calabria, 87036 Rende, CS, Italy

    e-mail: [email protected]

    A. M. Palermo � R. TolminoDipartimento di Biologia, Ecologia, e Scienze della Terra,

    Università della Calabria, 87036 Rende, CS, Italy

    P. Formoso � F. P. NicolettaDipartimento di Farmacia e Scienze della Salute e della

    Nutrizione, Università della Calabria, 87036 Rende, CS,

    Italy

    123

    Cellulose (2016) 23:3265–3279

    DOI 10.1007/s10570-016-1021-z

    http://crossmark.crossref.org/dialog/?doi=10.1007/s10570-016-1021-z&domain=pdfhttp://crossmark.crossref.org/dialog/?doi=10.1007/s10570-016-1021-z&domain=pdf

  • Biodeterioration is ‘‘any unwanted change in the

    properties of a material caused by the activity of vital

    organisms’’ (Hueck 1968). In the case of paper

    documents, this change may include both irreversible

    transformations of the substrate and aesthetic damage,

    which can prevent the correct reading/observation of

    the document/artwork. The biodeterioration of paper

    is caused by the mechanical and chemical action of

    biodeteriogens, e.g. microalgae, bacteria, fungi,

    insects.

    The mechanical action of some fungi can cause

    either micro- or macro-damage, while their metabolic

    processes may result in the appearance of very

    differently coloured spots/stains, the felting of sup-

    ports and an odour change (pungent smell) (Gu-

    tarowska et al. 2012). The temperature and relative

    humidity affect the metabolism of micro-organisms by

    influencing the kinetic rates of chemical and enzy-

    matic reactions. High values of temperature and

    relative air humidity (20 �C\T\ 45 �C and RHlarger than 60 %) favour the development of fungi.

    These microorganisms can cause severe damage to

    paper documents as they are able to produce enzymes

    capable of hydrolysing a wide variety of natural

    polymers, including cellulose (Silva et al. 2006).

    The biocidal activity of titanium dioxide

    The first research on the photocatalytic destruction of

    fungi, specifically the yeast Saccharomyces cerevisiae

    Meyen, was carried out by Matsunaga et al. (1985).

    The antifungal activity of titanium dioxide has been

    examined intensively on other fungal species, namely

    Candida albicans (C.P. Robin) Berkhout, Penicillium

    expansum Link, Diaporthe niger N.F. Sommer &

    Beraha, Aspergillus niger Tiegh, Fusarium solani

    (Mart.) Sacc., F. anthophilum (A. Braun) Wollenw, F.

    equiseti (Corda) Sacc., F. oxysporum Schltdl., F.

    verticillioides (Sacc.) Nirenberg and Penicillium

    chrysogenum Thom (Chen et al. 2009; Sichel et al.

    2007).

    The physical principle of this method is based on

    the ability of some semiconductors to accelerate the

    radical oxidation of organic substances in the presence

    of light (photocatalysis) (De Filpo et al. 2010). The

    photocatalytic processes in which a semiconductor

    catalyst, e.g. titanium dioxide (TiO2), is involved

    when, in contact with water and oxygen, it is irradiated

    by photons of suitable energy (i.e. larger than its

    bandgap), can be summarized according to the

    following reactions:

    TiO2 þ hm ! e�cb þ hþvbO2 þ e�cb ! O��2H2Oþ hþvb ! OH� þ Hþ

    O��2 þ H2O ! H2O2 ! 2OH�

    OH� þ OC ! OCoxOCþ e�cb ! OCred

    Here a titanium dioxide molecule absorbs a photon of

    energy hm, creating a free electron and electron holepair (ecb

    - ? hmb? ) (Hoffmann et al. 1995). Both electron

    and hole move to the semiconductor surface and

    produce reactive oxygen species, such as O2-� and OH�,

    which can oxidize organic compounds (OH� ? -

    OC ? OCox), whereas the electrons can reduce them(OC ? ecb

    - ? OCred). It is known that some organiccontaminants can be removed if suitably oxidized or

    reduced (De Filpo et al. 2015).

    Titanium dioxide nanoparticles are considered an

    ideal photocatalyst, as they are readily available,

    inexpensive, and have a large surface area; however,

    they present some difficulties for eventual recovery.

    For this reason, titanium dioxide nanoparticles are

    generally immobilized on substrates, such as polymer

    matrices, glasses, steels, and hydrogels (Nicoletta

    et al. 2012).

    The TiO2-generated hydroxyl radicals (OH�) and

    superoxide anions (O2-�) can inactivate bacteria,

    viruses, fungi, and algae by either the photochemical

    oxidation of intracellular coenzyme A (Matsunaga

    et al. 1988) or damage to the cell membrane (Sunada

    et al. 1998) and its polyunsaturated phospholipids

    (Gutteridge 1987; Maness et al. 1999).

    More recently, it has been found that titanium

    dioxide nanoparticles prevent the biodeterioration of

    mortars in cultural heritage buildings (Fonseca et al.

    2010), inhibit the A. niger colonization of limestone

    and Carrara marble (La Russa et al. 2012), and show

    interesting antifungal and biocidal properties on wood

    (De Filpo et al. 2013) and parchment (De Filpo et al.

    2015).

    In addition, a cellulosic nanocomposite of TiO2 was

    used as a protective and consolidative coating on the

    surface of paper fibres. This layered nanocomposite

    could protect works of art on paper from the damaging

    3266 Cellulose (2016) 23:3265–3279

    123

  • effects of UV light, air pollutants, mould and bacteria.

    The reversibility of the consolidation treatment was

    tested on blank sheets of paper by washing the

    coatings with ethanol (Afsharpour et al. 2011).

    Standard methods for cleaning and disinfecting

    paper

    Fungi play a considerable role in the deterioration of

    cultural heritage, as their enzymatic activity induces

    fast decay in the raw materials (e.g. paper, leather,

    parchment) of historical art objects. In paper conser-

    vation, fungi represent an important problem due to

    their ability to excrete cellulases, i.e. enzymes that

    catalyse the decomposition of cellulose and of some

    related polysaccharides into monosaccharides (Ster-

    flinger 2010). Consequently, fungal colonization can

    result in serious damage to paper documents, such as

    weakening, brittleness, discolouration (due to weak

    acids produced by fungi) and foxing (due to the

    accumulation of reddish and/or brownish stains) (Arai

    2000; Michaelsen et al. 2006).

    The best way to prevent fungal contamination is to

    keep the rooms clean and maintain appropriate

    conditions of temperature and humidity (below

    55 %) (Valentin 2007; Sterflinger 2010). When con-

    tamination is already present, disinfection by physical

    or chemical methods is necessary to fight the infection.

    Different cleaning methods are available for paper

    depending on the particular stains. The mechanical

    removal of dust particles and dirt spots (by soft

    brushes and cotton pads if they are located on the

    support surface, or by scalpels, soft erasers and

    brushes with different degrees of hardness if they are

    located at depth) is a dry cleaning method, which

    avoids possible swelling and bending due to the

    absorption of water.

    Laser cleaning technology has some advantages

    over conventional cleaning methods, being a contact-

    less and chemical-free technique (Friberg et al. 1997).

    Stains and spots from foxing are generally removed

    by washing the paper with demineralized water or with

    detergent solutions, or by decolourization using solu-

    tions of hydrogen peroxide, acetic acid, oxalic acid,

    ammonia, potassium perborate, or sodium and cal-

    cium hypochlorite, according to the stain type.

    Chemical reactions involving the formation of acids

    are the most harmful processes of biodeterioration for

    paper, as they can seriously damage the structure of

    cellulose (Arai 2000). The optimal pH of paper is

    around 7.5, while at a pH below five paper deteriorates

    in a short time (Tang 1981). In these cases aqueous de-

    acidification is carried out by washing the paper with

    basic solutions.

    All the methods described in the previous para-

    graph are wet treatments and are not always suit-

    able for paper artworks. Therefore, in recent years,

    researchers have looked for new cleaning and disin-

    fection methods in order to achieve a more selective

    and less invasive recovery of paper artworks and

    books.

    In addition to the mechanical removal of biodete-

    riogens from paper artefacts, the most commonly used

    methods for paper disinfection include chemical and

    physical methods. As recently reviewed (Sequeira

    et al. 2012), chemical methods can be grouped into

    treatments using alcohols, alkylating agents, azole

    antifungals, essential oils, phenol derivatives, photo-

    catalysts, quaternary ammonium compounds, salts,

    and esters of acids. Fumigants, such as ethylene oxide,

    have been widely used for the inactivation of

    microorganisms in cultural heritage preservation

    (Mendes et al. 2007). Sterilization of paper with

    ethylene oxide is an effective, but not long-lasting

    treatment. In fact, subsequent contamination is possi-

    ble as ethylene oxide does not remain as a preventive

    biocide on materials (Michaelsen et al. 2006). Never-

    theless, being an alkylating agent, ethylene oxide has

    been banned in many countries for its carcinogenic

    potential (NTP 2014).

    The vapours of essential oils can exhibit antifungal

    activity against the moulds commonly found on

    library and archival materials. It has been shown that

    the activity of linalool is fungistatic rather than

    fungicidal. Linalool vapours do not affect the bright-

    ness of paper or the degree of polymerization of

    cellulose, but do reduce the pH of paper (Rakotoni-

    rainy and Lavédrine 2005).

    Physical methods include dehydration, gamma

    irradiation, high-frequency current, low-oxygen envi-

    ronments, ultraviolet radiation and temperature

    extremes. Alternative techniques are based on silver

    nanoparticles (Shirakawa et al. 2013). Gamma radia-

    tion at doses ranging between 3 and 15 kGy is highly

    effective in the decontamination of fungi, without

    causing significant damage to supports such as cellu-

    lose depolymerization, increased yellowing, or gen-

    eral embrittlement (Adamo and Magaudda 2003).

    Cellulose (2016) 23:3265–3279 3267

    123

  • Freeze-drying of paper is a conservation method in

    which water is frozen and then removed by sublima-

    tion, thus killing conidia and stopping the growth of

    fungi and bacteria (Florian 2002). Nevertheless, these

    techniques can only be considered decontamination

    treatments.

    More recently, gellan gum rigid hydrogels have

    been investigated as cleaning tools for works of art on

    paper (Iannuccelli and Sotgiu 2010). The basic

    principle of paper-cleaning by gellan gum hydrogels

    is the controlled release of water from gel to paper and

    the ability of gellan gum to absorb the surface deposits

    and contaminants responsible for the acidic degrada-

    tion of paper. The cleaning by gellan gum hydrogels is

    based on the trapping and removal of the contaminat-

    ing organic material (including hyphae and spores)

    by the gel’s three-dimensional network. Gellan

    gum is a water-soluble and high-molecular-weight

    heteropolysaccharide. It is used as a gelling agent in

    biomedical, pharmacological and food applications.

    Gellan gum hydrogels are able to retain and control-

    lably release large amounts of water. They are stable in

    a wide pH range and can be prepared with different

    degrees of viscosity (soft and rigid gels, according to

    use) by a simple change of gellan gum concentration.

    In addition, gellan gum hydrogels can be used in the

    restoration and conservation of paper and parchment

    artefacts. In fact, since 2003 ICRCPAL, the Italian

    Institute for the Restoration and Conservation of

    Papers and Books in Rome, has developed wet

    cleaning treatments for works of art on paper based

    on the use of rigid gellan gels. This technique is a valid

    alternative to conventional aqueous solutions, which

    can cause irreversible changes in the substrates, such

    as discolouration, deformation and fragility. In fact,

    the gradual and controlled release of water molecules

    from the gel to the paper is less invasive than

    immersion or buffing methods, and allows the removal

    of the degrading substances according to a process of

    concentration gradient, without causing any morpho-

    logical changes to the paper. In addition, gellan gum

    hydrogels are characterized by easy application and an

    effective cleaning action, which guarantees the struc-

    tural and aesthetic preservation of paper supports with

    no residue on the samples during the treatment and no

    rinsing after application (Iannuccelli and Sotgiu

    2010).

    More recently, the use of gellan gum/titanium

    dioxide nanoparticle hybrid hydrogels proved an

    effective method to both clean and disinfect parch-

    ment contaminated by P. chrysogenum and Cladospo-

    rium cladosporioides (Fresen.) G.A. de Vries (De

    Filpo et al. 2015).

    In the present study, the cleaning properties of pure

    gellan gum, gellan gum/de-acidifying substances and

    gellan gum/titanium dioxide nanoparticle hybrid

    hydrogels on paper samples contaminated by Asper-

    gillus versicolor (Vuillemin) Tiraboschi were inves-

    tigated. It was expected that the cleaning action of

    hydrogels combined with either the de-acidifying

    properties of calcium compounds or the photo-

    catalytic properties of titanium dioxide nanoparticles

    could efficiently clean paper samples containing spots

    caused by fungal contamination. In addition, photo-

    catalytic disinfection and protection against fungal re-

    colonization were expected in samples treated with

    gellan gum/titanium dioxide nanoparticle hybrid

    hydrogels. In order to explore possible synergistic

    effects, paper samples were treated with gellan gum

    hybrid hydrogels containing both de-acidifying com-

    pounds and titanium dioxide nanoparticles. The hybrid

    hydrogels that gave the best results were tested on a

    case-study book.

    Materials and methods

    Paper characterization

    The following three types of paper were used:

    A. MUNKEN PRINT, which is a wood-free What-

    man paper from sustainable forests with low ash

    content (Munken Print by Artic Paper, Munkedal,

    Sweden).

    B. RECYCLED PAPER, which is a high quality

    recycled paper, certified FSC, with 60 % recycled

    fibres and 40 % recycled post-consumer fibres

    (Freelife Cento 70x100 LL80 by Cartiere Fedri-

    goni, Verona, Italy).

    C. ARCOSET EDITION 1.3, which is made with

    eco-friendly paper bleached without the use of

    chlorine (Arcoset 70x100 LL80 by Cartiere

    Fedrigoni, Verona, Italy).

    The sample size was 2 9 2.5 cm2. In addition, the

    third page of a textbook (printed in 1953 and

    deteriorated by foxing from A. versicolor) was taken

    3268 Cellulose (2016) 23:3265–3279

    123

  • into account as a case study. A. versicolor (sequence

    JN997427, GenBank) was determined as the culprit of

    foxing by DNA sequence analysis (Jurjevic et al.

    2012).

    The pH of paper aqueous extract was determined

    according to the procedure reported by ASTMMethod

    D-778 and confirmed by a portable pH meter with a

    flat-tip probe designed to optimize surface contact

    with leather and paper (HI99171, Hanna Instruments,

    Inc., Woonsocket, RI, USA). Briefly, 5 g of paper (cut

    into small pieces of about 1 cm2) was boiled in 100 ml

    of distilled water for 1 h. Then, the dispersion was

    cooled to room temperature (T = 20 �C) and the pHwas measured.

    The paper composition was characterized by

    Herzberg’s reagent (Houck 2009). Fibres treated with

    Herzberg’s reagent are differently coloured according

    to their nature. In particular, a purple-red colour

    indicates the presence of flax and/or bleached hemp,

    while a blue colour is due to pulp flocks, and a yellow

    colour reveals the presence of pulp, jute, hemp, and

    generally lignin-rich fibres.

    Fungal inoculation

    The biodeteriogen was A. versicolor from the stock

    culture collection of the Laboratory of Plant Biosys-

    tematics at the University of Calabria. Although there

    are many species frequently found on paper, such as A.

    niger, Chaetomium globosum Kunze, C. cladospori-

    oides and P. chrysogenum, A. versicolorwas chosen as

    it was found to have contaminated the pages of the

    case-study book.

    The fungal species was grown in solid culture

    medium (Malt Extract Agar) in a climatic chamber at

    25 �C for 7 days. Once the microorganisms haddeveloped, the conidia were collected and stored in a

    saline solution of 0.05 % NaCl. The conidial concen-

    tration was 11.3 9 104 conidia/ml as evaluated by a

    Thoma counting chamber. Paper samples were placed

    in Petri dishes with no addition of any nutritional

    substance, in order to ensure microbial growth at the

    expense of the paper. Inoculation was performed by

    micro-deposition of 50 ll drops of conidia solutionover the sample surface. All samples in Petri dishes

    were covered by plastic lids and kept at 25 �C in athermostatic cell with a relative humidity of 80 %.

    Two weeks after inoculation, optical microscope

    observations (LaborLux 12 POL, Leica, Wetzlar,

    Germany) showed the presence of both hyphae and

    conidiophores in the specimens.

    Then, the paper samples were subjected to various

    cleaning test procedures as listed in Table 1, observed

    by stereo and optical microscopy, and placed in a

    climatic chamber with controlled temperature and

    humidity (T = 25 �C and RH = 80 %) for a further15 days to allow possible fungal re-growth. The

    biostatic/biocidal action was judged based on the

    observations after cleaning and incubation in the

    climatic chamber for 15 days. Similar tests were

    performed under the harsher conditions of T = 30 �Cand RH = 80 %.

    The pictures displayed in the following figures rep-

    resent illustrative examples of the images taken with

    the optical microscope.

    Hydrogel preparation

    Hydrogels were prepared from pure gellan gum

    solutions (Gelrite�, Sigma-Aldrich, Milan, Italy) and

    gellan gum solutions doped with either calcium

    compounds (calcium sulphate, hydroxide, chloride,

    and acetate, Sigma-Aldrich, Milan, Italy) or titanium

    dioxide nanoparticles (P25, Evonik, Essen, Germany)

    in order to evaluate their ability in cleaning different

    types of paper samples containing spots. Hydrogels

    were labelled Gel n, with n ranging from 1 to 7 (see

    Table 1), and their thickness was about 5 mm.

    Specifically, Gel 1 was simply a pure gellan gum

    hydrogel (without any added compound), Gels 2–5

    were gellan gum hydrogels doped with calcium

    compounds (calcium sulphate, hydroxide, chloride,

    and acetate, respectively), Gel 6 was a pure gellan gum

    hydrogel (Gel 1) doped with titanium dioxide

    nanoparticles and Gel 7 was a calcium acetate-loaded

    gellan gum (Gel 5) doped with TiO2 nanoparticles.

    Obviously, gellan gum hydrogels must be solid

    enough to ensure a controlled water release and easy

    manipulation, with no residue on the samples during

    the treatments. In previous investigations on parch-

    ment (De Filpo et al. 2015), the ideal weight concen-

    tration of gellan gum to be used in the solutions was

    found to be 3 wt.%. Lower concentrations of gellan

    gum gave soft hydrogels with consequent manipula-

    tion difficulties and residues on samples, while higher

    concentrations of gellan gum resulted in too-rigid

    hydrogels with poor cleaning properties. The contact

    time between samples and hydrogels was no longer

    Cellulose (2016) 23:3265–3279 3269

    123

  • than 1 h in the present study, in order to avoid

    excessive water release that could damage the paper.

    Gel 1 was prepared in order to compare the cleaning

    action of pure gellan gum hydrogels with those of

    gellan gum/de-acidifying compounds and gellan gum/

    titanium dioxide nanoparticle hybrid hydrogels.

    Hydrogels doped with different calcium salts were

    prepared using the salt solutions reported in the

    literature (Placido 2012). Gellan gum/TiO2 nanopar-

    ticle hybrid hydrogels were prepared by placing TiO2nanoparticles in their powder form on the upper face of

    the pure gellan gum hydrogels before their complete

    gelling (16 mg of TiO2 per g of hydrogel, see Fig. 1).

    In this way, hybrid hydrogels with a high loading of

    nanoparticles were obtained.

    Even if the best cleaning results with gellan gum

    gels doped with calcium compounds were obtained by

    Gel 3, its strong base characteristics (pH 11.4) did not

    suggest the use as a deacidificant tool. So, Gel 7 was

    prepared by addition of TiO2 to Gel 5, which is

    characterized by a slightly alkaline pH (7.4).

    All hybrid hydrogels were stable against 10

    swelling–deswelling cycles, and the reproducibility

    in their preparation was confirmed by the relatively

    constant value of their equilibrium swelling ratio.

    In tests involving TiO2 nanoparticles, gels were

    UV-irradiated for 5 min (k = 380 nm, power = 10mW/cm2, HPK 125, Philips, Amsterdam, Nether-

    lands) in order to activate titanium dioxide. Paper

    samples, previously inoculated and incubated with A.

    versicolor, were covered with activated gels for 1 h.

    Then, hydrogels were gently removed and samples

    observed under the optical microscope. The gellan

    gum hydrogels were almost transparent to radiation in

    the Vis and near-UV regions, and the penetration

    depth of the activating radiation was estimated to be

    about 1 cm.

    Table 1 Chemical composition of cleaning systems and their average cleaning action and biocidal/biostatic activity (±SD)

    Gel id Concentration of de-acidifying compound TiO2 Cleaning action (%) Biostatic/biocidal activity (%)

    Gel 1 0 0 64 0

    Gel 2 [CaSO4] = 40 mg L-1 0 56 0

    Gel 3 [Ca(OH)2] = 40 mg L-1 0 85 0

    Gel 4 [Ca(Cl)2] = 40 mg L-1 0 52 0

    Gel 5 [Ca(CH3COO)2] = 400 mg L-1 0 72 0

    Gel 6 0 16 mg/g 90 100

    Gel 7 [Ca(CH3COO)2] = 400 mg L-1 16 mg/g 93 100

    The concentration of gellan gum water solution was 3 wt.%. Gel 1 was simply a pure gellan gum hydrogel (without any added

    compound), Gels 2–5 were gellan gum hydrogels doped with calcium compounds (calcium sulphate, hydroxide, chloride, and acetate,

    respectively), Gel 6 was a pure gellan gum hydrogel (Gel 1) doped with titanium dioxide nanoparticles and Gel 7 was a calcium

    acetate-loaded gellan gum (Gel 5) doped with TiO2 nanoparticles

    (a) (b)

    (c)

    Fig. 1 a Top view of a gellan gum hydrogel (Gel 1); b top viewand c cross section of a gellan gum hydrogel loaded withtitanium dioxide nanoparticles (16 mg of TiO2/g of hydrogel,

    Gel 6). The upper side (that rich in TiO2 nanoparticles) of Gel 6

    was placed on the contaminated paper samples. Typical

    hydrogel dimensions: length 5 cm, width 5 cm, and height

    0.5 cm. The bar size is: a 0.03 cm, b 0.03 cm and c 0.1 cm,respectively

    3270 Cellulose (2016) 23:3265–3279

    123

  • Evaluation of cleaning action and biostatic/

    biocidal activity

    The cleaning action and biostatic/biocidal activity

    were evaluated using image treatment software

    (Motic Images Plus 2.0). By using the Auto

    Segment and Auto Calculation commands it was

    possible to separate object regions from the back-

    ground using a threshold value, in order to obtain

    detailed data from the segmented images, such as

    the total area and percentage of total area of the

    respective objects. All experiments were performed

    at least in triplicate. All statistical analyses were

    performed with one-way analysis of variance

    (ANOVA) using the Bonferroni post-test (Instat

    software, version 3.36 GraphPAD Software Inc., San

    Diego, CA, USA) to determine significant differ-

    ences in the experimental data. P\ 0.05 wasconsidered statistically significant.

    Results

    The pH of paper depends on the substances used in its

    manufacture and the presence of acid groups as a result

    of hydrolysis and oxidation reactions. The experimen-

    tal results showed that all the investigated types of

    paper had similar pH values. Specifically, the pH

    values were

    pH paper Að Þ ¼ 8:21� 0:01;

    pH paper Bð Þ ¼ 8:55� 0:01;

    pH paper Cð Þ ¼ 8:08� 0:01;

    where the slightly higher value of paper B can be

    explained by its origin as recycled paper (Fedrigoni

    2012).

    The observation of different paper samples, treated

    with Herzberg’s reagent, by polarizing optical micro-

    scopy allows their fibre content to be identified

    (Fig. 2). The results showed the presence of:

    1. Yellow fibres from pulp, jute, hemp, raw, or

    generally lignin-rich fibres in paper A samples

    (Fig. 2a).

    2. Purple-red fibres from flax or bleached hemp, blue

    fibres from untreated pulp and yellow fibres from

    pulp, jute, hemp, raw, or generally lignin-rich

    fibres in paper B samples (Fig. 2b).

    3. Only blue fibres from untreated/bleached pulp in

    paper C samples (Fig. 2c).

    4. Purple-red fibres from flax or bleached hemp in

    the book case-study (Fig. 2d).

    (a) (b)

    (c) (d)

    Fig. 2 Fibres fromdifferent paper samples,

    treated with Herzberg’s

    reagent, imaged by

    polarizing optical

    microscopy. a Wood-freepaper A, b recycled paper B,c eco-friendly paper C, andd book case-study. The barsize is 30 lm

    Cellulose (2016) 23:3265–3279 3271

    123

  • Fungal colonization of the paper samples began about

    2 weeks after inoculation. In the case of paper A, made

    with wood-free paper and characterized by a heavy

    and rough texture, fungi spread both on paper surfaces

    and edges, where several hyphae and conidiophores

    were evident under the microscope. Therefore, this

    type of paper presented an excellent substrate for

    fungal growth and consequent fast deterioration.

    Paper B is made with recycled paper and charac-

    terized by the lightest, smoothest and whitest texture,

    while paper C is obtained from eco-friendly cellulose,

    i.e. bleached without the use of chlorine, and charac-

    terized by a rather yellowish, rough, and wavy aspect.

    In both cases paper contamination remained localized

    around the initial infection points due to their partic-

    ular composition (recycled and eco-friendly paper,

    respectively).

    Cleaning treatments were carried out by placing the

    gellan gum hydrogels listed in Table 1 on inoculated

    papers A, B and C. In all tests, the gellan gum

    hydrogels left no residues in the paper. Only in the

    case of hydrogels containing titanium dioxide (Gels 6

    and 7) were some aggregated nanoparticles found by

    optical microscope observations after treatment, but

    they could be easily removed with a soft brush.

    Cleaning action by gellan gum hydrogels (Gel 1)

    In this test, paper samples infected with A. versicolor

    were covered with pure gellan gum hydrogels (Gel 1)

    for 1 h. Gel 1 was able to promote the removal of

    particulate matter present on the paper supports as

    evaluated by optical microscope observations. Never-

    theless, samples placed in the climatic chamber for a

    further 15 days showed fungal re-growth.

    Cleaning and decolouring action by gellan

    gum/calcium compound hybrid hydrogels (Gels

    2–5)

    In this test, paper samples infected with A. versicolor

    were covered with gellan gum/de-acidifying com-

    pound hybrid hydrogels (Gels 2–5, prepared with

    calcium sulphate, hydroxide, chloride, and acetate,

    respectively) for 1 h. Gels 2–5 promoted the removal

    of particulate matter on the paper supports due to the

    cleaning action of the gellan gum gel, and decoloured

    the spots differently according to the calcium

    compound used, as shown by the pictures in

    Fig. 3a2–d2. Figure 3 shows that all the gels caused

    an evident decolouration of the spots present at the

    beginning of the experiments (Fig. 3a1–d1), with

    better results for Gel 5 (Fig. 3d1, d2), containing

    calcium acetate. All treatments were unable to prevent

    fungal re-growth on the paper samples after a further

    15 days in the climatic chamber (Fig. 3a3–d3). The

    results show slight differences in the extent of fungal

    re-growth depending on the type of paper (A, B and

    C), as shown in Fig. 3d1–f1, d2–f2, and d3–f3.

    Cleaning, decolouring action and biostatic/

    biocidal activity of gellan gum/TiO2 nanoparticle

    hybrid hydrogels (Gel 6)

    As can be seen in Fig. 4, the paper samples were

    cleaned in an excellent manner by Gel 6, and no fungal

    re-growth was observed after a further 15 days in the

    climatic chamber (Fig. 4).

    Cleaning, decolouring action and biostatic/

    biocidal activity of gellan gum/calcium acetate/

    TiO2 nanoparticle hybrid hydrogels (Gel 7)

    Before applying the gels to the cleaning of a book (the

    case study), the cleaning tests were repeated using

    calcium acetate-loaded gellan gum/TiO2 nanoparticle

    composites in order to evaluate the presence of

    synergistic effects. After inoculation with A. versi-

    color, paper samples were covered with activated Gel

    7 for 1 h. Then, the hydrogels were gently removed

    and the samples observed under the optical micro-

    scope. As can be seen in Fig. 5, the paper samples

    were cleaned in an excellent manner by Gel 7, and no

    fungal re-growth was observed after a further 15 days

    in the climatic chamber.

    Cleaning, decolouring action and biostatic/

    biocidal activity of gellan gum hydrogel and gellan

    gum/calcium acetate/TiO2 nanoparticle hybrid

    hydrogel (Gel 1 and Gel 7) on the case-study book

    On the basis of the results of the previous tests (see

    section ‘‘Cleaning, decolouring action and biostatic/

    biocidal activity of gellan gum/calcium acetate/TiO2nanoparticle hybrid hydrogels (Gel 7)’’), the gellan

    3272 Cellulose (2016) 23:3265–3279

    123

  • gum/calcium acetate/TiO2 nanoparticle hybrid hydro-

    gel (Gel 7) was tested on the third cover page of the

    case-study book, which was characterized by evident

    foxing. The page of the case-study book was covered

    with Gel 1 (pure gellan gum hydrogel blank) and Gel 7

    (activated as previously described) for 1 h. Then, the

    hydrogels were gently removed and the page was

    observed with a Wood’s lamp. As can be seen from

    Fig. 6c, the area treated with Gel 7 shows a better

    cleaning than the area treated with Gel 1, as almost all

    spots (present on the right of Fig. 6a) are removed,

    while several spots are still present after treatment

    with Gel 1 (bright spots on the left of Fig. 6c). These

    spots are also responsible for an apparent higher

    fluorescence arising from the left side of Fig. 6c.

    These observations were confirmed by the image

    treatment analysis described in section ‘‘Evaluation of

    cleaning action and biostatic/biocidal activity’’, which

    Gel 1 on paper A

    Gel 2 on paper A

    Gel 3 on paper A

    Gel 4 on paper A

    Gel 5 on paper A

    Gel 5 on paper B

    Gel 5 on paper C

    (a1) (a2) (a3)

    (b1) (b2) (b3)

    (c1) (c2) (c3)

    (d1) (d2) (d3)

    (e1) (e2) (e3)

    (f1) (f2) (f3)

    (g1) (g2) (g3)

    Fig. 3 a–e Cleaning anddecolouring action by pure

    gellan gum hydrogel (Gel 1)

    and by gellan gum/de-

    acidifying compound hybrid

    hydrogels (Gels 2–5) on

    wood-free paper A. The first

    picture of each row (a1–e1)shows the initial

    contaminated condition,

    while the second picture

    (a2–e2) was taken after thetreatment. The third picture

    (a3–e3) shows papersamples after a further

    15 days in a climatic

    chamber. e–g Cleaning anddecolouring action by gellan

    gum/calcium acetate hybrid

    hydrogels (Gel 5) on wood-

    free paper A, recycled paper

    B, and eco-friendly paper C.

    The first picture of each row

    e1–g1 shows the initialcontaminated condition,

    while the second picture e2–g2 was taken after thetreatment. The third picture

    e3–g3 shows paper samplesafter a further 15 days in a

    climatic chamber. The bar

    size in a1 is common to allpictures and 0.2 cm long

    Cellulose (2016) 23:3265–3279 3273

    123

  • resulted in an average cleaning action of 92 % for the

    area treated with Gel 7 and of 70 % for the area treated

    with Gel 1. Nevertheless, Fig. 6c shows the presence

    of some ink bleeding around the red letters, may be

    due to the particular composition of this ink. So, a

    detailed investigation should be generally made on the

    Gel 6 on paper A

    Gel 6 on paper B

    Gel 6 on paper C

    (a1) (a2) (a3)

    (b1) (b2) (b3)

    (c1) (c2) (c3)

    Fig. 4 a–c Cleaning, decolouring action, and biostatic/biocidalactivity by gellan gum/TiO2 nanoparticle hybrid hydrogels (Gel

    6) on wood-free paper A, recycled paper B, and eco-friendly

    paper C. The first picture of each row a1–c1 shows the initial

    contaminated condition, while the second picture a2–c2 wastaken after the treatment. The third picture a3–c3 shows papersamples after a further 15 days in a climatic chamber. The bar

    size in a1 is common to all pictures and 0.2 cm long

    Gel 7 on paper A

    Gel 7 on paper B

    Gel 7 on paper C

    (a1) (a2) (a3)

    (b1) (b2) (b3)

    (c1) (c2) (c3)

    Fig. 5 a–c Cleaning,decolouring action, and

    biostatic/biocidal activity by

    gellan gum/calcium acetate/

    TiO2 nanoparticle hybrid

    hydrogels (Gel 7) on wood-

    free paper A, recycled paper

    B, and eco-friendly paper C.

    The first picture of each row

    a1–c1 shows the initialcontaminated condition,

    while the second picture a2–c2 was taken after thetreatment. The third picture

    a3–c3 shows paper samplesafter a further 15 days in a

    climatic chamber. No

    synergistic effect is evident

    from the simultaneous

    activity of calcium acetate

    and titanium dioxide

    nanoparticles. The bar size

    in a1 is common to allpictures and 0.2 cm long

    3274 Cellulose (2016) 23:3265–3279

    123

  • particular ink composition present in real artefacts in

    order to find the optimal number and time of gel

    applications.

    Discussion

    Figure 7 shows optical microscope images of a pure

    gellan gum hydrogel (Gel 1) after the cleaning of a

    paper sample inoculated with A. versicolor. It is

    possible to observe on the hydrogel surface the

    presence of both hyaline hyphae and spores (Fig. 7a,

    b, respectively), confirming that the hydration and

    swelling of samples due to the hydrogels decreases the

    adhesion of organic contaminants to the paper

    substrates.

    The gellan gum concentration of 3 wt.% used in the

    hydrogels’ preparation allows their easy manipulation,

    and no residue of gellan gum was present on the paper

    samples when observed under the optical microscope.

    All paper samples benefitted from evident cleaning by

    the treatment with pure gellan gum hydrogels (Gel 1),

    but not from biostatic/biocidal activity, as after

    15 days there was evident fungal re-growth.

    The addition of de-acidifying compounds to the

    hydrogel formulation (Gels 2–5) results in a decolour-

    ing action on the paper samples in addition to the

    previously reported cleaning action by pure gellan

    gum hydrogels. Decolourization is most effective with

    gellan gum/calcium acetate hybrid hydrogels (Gel 5,

    see Fig. 3d2), and no particular dependence is

    observed on the type of paper sample, as shown in

    Fig. 3d2, e2, and f2. Nevertheless, none of the calcium

    compounds ensured protection against fungal re-

    growth.

    The addition of TiO2 nanoparticles into the Gel 1

    formulation provides effective cleaning action,

    decolourization of the paper support and finally a

    biocidal (no fungal re-growth) or, at least, biostatic

    activity (no spore development) 15 days after the

    treatment. Samples were clearly decolourized and

    almost all stains disappeared. In fact, the application of

    gellan gum/TiO2 nanoparticle composite hydrogels on

    all three types of paper cleaned the dark spots caused

    by fungal growth, with the best results obtained on

    eco-friendly paper samples.

    As reported by Iannuccelli and Sotgiu (2010), the

    cleaning mechanism of gels during the treatment can

    be summarized as follows:

    1. Spontaneous spread of water molecules from the

    gel to the paper.

    2. Solubilisation of degradation by-products of

    cellulose.

    Fig. 6 Cleaning, decolouring action, and biostatic/biocidalactivity by gellan gum/calcium acetate/TiO2 nanoparticle

    hybrid hydrogels (Gel 7) on the case-study book. a initialcontaminated condition under a Wood’s lamp, b during thetreatment, and c after a further 15 days in a climatic chamberunder a Wood’s lamp. A pure gellan gum hydrogel (Gel 1) was

    placed on the left as blank. Gel diameter is 5 cm

    Cellulose (2016) 23:3265–3279 3275

    123

  • 3. Diffusion of concentrated solution of by-products

    from the paper to the gel according to the gradient

    of concentration.

    4. Effective removal of both surface particulate

    matter and a part of the substances that are present

    within the paper.

    So, a partial penetration to the back of the paper and

    some migration of by-products to the sides cannot be

    excluded as seen for some red inks in Fig. 6.

    Obviously, the penetration and migration of by-

    products within the paper artefact is dependent from

    the application time and percentage of water present in

    the gels, on the degree of porosity and wettability of

    the paper, and from the preservation state of the

    artefact.

    The biostatic/biocidal activity of the hydrogels, due

    to the photo-catalytic properties of the incorporated

    titanium dioxide nanoparticles, was confirmed by the

    absence of fungal re-growth after a further 15 days in

    the climatic chamber under the harsher conditions of

    T = 30 �C and RH = 80 %.Nevertheless, some TiO2 nanoparticles were found

    on paper samples after treatment with gellan gum

    hydrogels incorporating titanium dioxide. This appar-

    ent drawback could undoubtedly prolong the biocidal

    activity of the treatment.

    As a consequence of the tests carried out on the

    three types of paper, it is possible to confirm the

    effectiveness of gellan gum hybrid hydrogels in the

    cleaning and decolourization of infected papers. In

    particular, hydrogels loaded with either calcium

    acetate or titanium dioxide nanoparticles gave the

    best results.

    Similar results were obtained when the different

    types of paper were cleaned by gellan gum/calcium

    acetate/TiO2 nanoparticle hybrid composites (Gel 7):

    spots were cleaned to a greater extent on the eco-

    friendly cellulose paper but Gel 7 did not show any

    additional cleaning effect compared with Gel 5 and

    Gel 6. Evidently, Gel 7 has similar biostatic/biocidal

    properties to Gel 6.

    For the tests on the deteriorated book (case study),

    Gel 1 and Gel 7 (i.e. the pure gellan gum and gellan

    gum/calcium acetate/TiO2 hybrid hydrogels) were

    applied simultaneously. Pictures taken after UV

    irradiation demonstrate good results with no detri-

    mental effect on the inks. The cleaning action and

    biostatic/biocidal activity shown by the different

    tested hydrogels are summarized in Table 1. To test

    the activity of titanium dioxide nanoparticles alone,

    paper samples were covered for 1 h with activated

    TiO2 nanoparticles after inoculation with A. versi-

    color. Then, the titanium dioxide powder was gently

    removed from the samples using a soft brush and the

    samples were observed under the optical microscope.

    No difference in spots was evident between contam-

    inated and treated samples, possibly due to the absence

    of a wet hydrogel environment, which strongly limits

    the decolouring action of TiO2 nanoparticles. Never-

    theless, the biostatic/biocidal activity of treatment

    with TiO2 nanoparticles was demonstrated by keeping

    the sample in the climatic chamber for 15 days, after

    which time no fungal re-growth was evident. It is well

    known that titanium dioxide under UV irradiation can

    cause the oxidation and, consequently, possible

    degradation of cellulose and hemicellulose. However,

    this possible drawback was mostly avoided in our

    (a) (b)

    Fig. 7 Optical microscope picture of a pure gellan gumhydrogel (Gel 1) surface after cleaning of a paper sample

    inoculated with A. versicolor. It is possible to observe on the

    hydrogel the presence of: a hyaline hyphae and b spores of A.versicolor. The bar size is 30 lm

    3276 Cellulose (2016) 23:3265–3279

    123

  • investigations, as the activation of TiO2 nanoparticles

    in Gels 6 and 7 was performed before their placement

    on the paper samples. In order to verify whether the

    proposed treatments could change the physical–chem-

    ical properties of the tested papers, the water activity,

    pH, tensile strength and colour values were checked

    2 days after the application of the gellan gum hybrid

    hydrogels. No significant difference in these proper-

    ties was found in the tested papers. In fact, the values

    of the above mentioned physical–chemical properties

    changed by\5 % from the initial ones. In particular,water activity values changed by an average 3.3 %

    (3.0 % for paper A, 3.7 % for paper B and 3.2 for

    paper C, respectively), pH values changed by an

    average 1.3 % (1.2 % for paper A, 1.8 % for paper B

    and 1.0 for paper C, respectively), paper tensile

    strength values changed by an average 2.7 % (2.2 %

    for paper A, 3.3 % for paper B and 2.6 for paper C,

    respectively) and, finally, whiteness values changed

    by an average 4.5 % (4.2 % for paper A, 4.8 % for

    paper B and 4.6 % for paper C, respectively).

    In this work, the ability of gellan gum hydrogels in

    cleaning paper, as well as the capacity of de-acidifying

    calcium compounds and titanium dioxide in decolour-

    ing paper, were investigated. In particular, the results

    showed that the treatment with pure gellan gum

    hydrogels ensures the cleaning of paper supports due

    to the ‘‘gelled water content’’ of these materials, while

    gellan gum/calcium compound hybrid hydrogels

    provide both cleaning and decolouring action. An

    additional biostatic/biocidal activity was found only in

    hybrid hydrogels incorporating titanium dioxide

    nanoparticles. Although these results were achieved

    using a single fungal species, and further work is

    needed to test other species both alone and in

    combination in order to simulate real environmental

    conditions, hybrid gellan gum hydrogels incorporating

    titanium dioxide nanoparticles can be considered an

    effective tool to improve the conservation, protection

    and usability of library and archive materials. The use

    of these hybrid hydrogels is easy and inexpensive, and

    allows the single-step cleaning and decolouring of

    paper artworks contaminated by A. versicolor.

    Conclusions

    Paper is the raw material for most of the cultural heritage

    preserved in libraries and archives. Since it essentially

    consists of cellulose fibres, paper can undergo physical,

    chemical and biological processes of degradation. In

    particular, biological attacks due to fungi can cause

    evident aesthetic damage through the appearance of spots.

    Several techniques for cleaning paper have been

    proposed and, in this study, the application of rigid

    gellan gum hydrogels in combination with either de-

    acidifying compounds or titanium dioxide nanoparti-

    cles was investigated for the cleaning and decolouring

    of paper supports infected by A. versicolor. In

    particular, the best results in decolouring spots were

    obtained with gellan gum hydrogels enriched with

    either calcium acetate or titanium dioxide nanoparti-

    cles, although only the photo-catalytic activity of

    titanium dioxide was able to inhibit the re-growth of A.

    versicolor. No synergistic effect was found in gellan

    gum hydrogels incorporating both calcium acetate and

    titanium dioxide. Experiments performed on a page of

    an old book confirmed that hybrid hydrogels are

    respectful of the inks used for book printing. Further

    work is in progress in order to test other fungal species

    and investigate the long-term effects of the proposed

    treatments on the chemical and physical properties of

    paper before their applications in real artefacts. In fact,

    it is important to emphasize that TiO2 acts through the

    generation of reactive species like hydroxyl radicals

    and superoxide ions, which would most likely also

    have detrimental effects on the paper fibres.

    Acknowledgments MIUR, the Italian Ministry forUniversity, is acknowledged for financial supports (Grants

    PRIN and EX 60 %).

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    Gellan gum hybrid hydrogels for the cleaning of paper artworks contaminated with Aspergillus versicolorAbstractIntroductionPaper deteriorationThe biocidal activity of titanium dioxideStandard methods for cleaning and disinfecting paper

    Materials and methodsPaper characterizationFungal inoculationHydrogel preparationEvaluation of cleaning action and biostatic/biocidal activity

    ResultsCleaning action by gellan gum hydrogels (Gel 1)Cleaning and decolouring action by gellan gum/calcium compound hybrid hydrogels (Gels 2--5)Cleaning, decolouring action and biostatic/biocidal activity of gellan gum/TiO2 nanoparticle hybrid hydrogels (Gel 6)Cleaning, decolouring action and biostatic/biocidal activity of gellan gum/calcium acetate/TiO2 nanoparticle hybrid hydrogels (Gel 7)Cleaning, decolouring action and biostatic/biocidal activity of gellan gum hydrogel and gellan gum/calcium acetate/TiO2 nanoparticle hybrid hydrogel (Gel 1 and Gel 7) on the case-study book

    DiscussionConclusionsAcknowledgmentsReferences