Garvan J Murtha Financial Disclosure Report for 2009

8/3/2019 Garvan J Murtha Financial Disclosure Report for 2009

1/18

xo w [ FINANCIA.L DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i c sin Government Act of)978, ~e~. 1]20~0 [ l FOR CALENDAR YEAR 2009 (5 U.S.C app. 1. Person ~eporf ing (last name, f i rs~ middle i~t ial) 2 . Cour t or Organiza t i on 3 . D a t e o f R e p o r tMurtha , 3. Garvan U.S. DisuSct Co~,u -t - Verm vu~ 6/29/2010

4 , ~ tl e (A r t i c l e II I ju dg es in di c a t e ac t i v e o r s e n io r s t e m s ; S o. R ep o rt T yp e ( c h e e k ap pr o pr ia te ty pe ) 6, Report ing Periodm a g l s t m t e j u d g e s i n d i c a t e f ~ l l - o r p a r t - t im e ) [ ] Nom i~a t i o r . , D a t e 01!01/200912/31/2009

5 b . ~ A m e n d e d P , e p o r t7. Chambers o r Oftice Address 8. On the basis of the information co ntained ia t l t is Report and anym o d i f i c a t i o n s p e r t a h t in g t h e r e t o , i t is , i ~ m y o p i n i o n , i n c o m p l i a n c eU~ted S tat e s Di s t r i c t Cou r t with appl icable laws and regula t ions .P.O. Box 760Bm t t l e b o r o , VT 05302 -07 6 0 Reviewing Officer D a t e

I M P O R T A N T N O T E S : The instruct ions aeeompanyir~g this form must be followed. Complete all parts,checking the NO .NE box for e ach part where you have no reportable inform atior~ Sign on lastpage.

~:. NONE (Tvo repor: table agreem ents. )DATE PA_RTIES .AND TERM S

1 .


2/18

Iame o f Person Report ing Date of ReportFINANCIAL D I S C L O S U R E R E P O R T[ ~th~, ~. G~ ~ / 2 ~ 2 ~ oag e 2 of 18

III. NON-INVESTMENT INCOA. Fi lers Non-Investment Iaeome

NONE (No repor tabl e non- inves tm e / l t incom e. )D A T E S O URC E A ND T Y P E INCOME(your s , no t s p o u s e s )

!.2.

3.

4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - ~ f y o u were married during anyportion of the repor&tg year., complete this section.(1;ollar a~r, ount not required e_~:cept for honorarit~.)~ V ~ N O N E (2Vo reportable non-investment income.)

DATE S O U R CE AN D

2.

3.

4.

(Yncfude,~ those to s~ouse and dependent chil~; see pp. 25-27 q~f i l ing i~cf io~ .)NONE ~reportable reimbursements.)

~ DATES LOCATION P~OSE ITEMS PA~ OR PRO~EDI.2.3.4.

5.


3/18

Tame o i~Person R eport ing Date of ReportFI~ANCL~L DISCLOSURE ~PORT [ Mu~h~ J. Galen 6~9~0~0age 3 of 18~ NONE ~o reportable

SO~CE DESC~PT~ONi.2.

3.

4.5.

V I . L I A B I L I T I E S . ancludes the,de o~rspottse and dependent children; see PI~. 32-33 of filing itttruetions.)[] N O N E ( N o reportable liabilities.

.CREDITOR DESCR2PTION VALUE CODE1 .2.

3.

4.

5.


4/18

F I N A N C I A L D I S C L O SU R E R E P O R T ,~a=e o~e~o* ~o~PAge 4 of 18 M u ~ h a , J . G a ~ a n I 6 / 2 9 1 2 0 1 0

~ ~0~ ~o reportable income, assets, or ~ansaetionsOA. B. ] C. D.

D~efipdon of Assets , ~om~ d~g ~ Gross v~ue a t end Trmsacdo~(incl~g ~t ~se~) ~ r eposing per i od i of reporhng p~od~~ ~ ~ (1 ) (2 )Place " ( ~ " a ~ ea ch ~ s e t ~e (e.g., Value V alue T~ e (e .g ., Da~ i V a l u e ~ G Nn ] d e ~ iW o fA m o ~ m t ,e~mp t f r om ~ o r ~ s e ! o~ r e ~ C o d e 1 air. , ~nt , C~ 2 M e ~ m d buy, sel l , [ m m / d ~ ~ ~ d e 2 ~ C ~ e 1 b~fsell~o r L n Q ( J - P ) ~ d e 3 r edemp~i~ ) ( i f p ~ v a t e(Q-~ [ t ransi t ion)

1 . Aecenm re PLC Stock , f o~e r i y Accenm re A Div id end J TL ~ . C l ~ s A S t o c k[2 . ~gen Co--on Stock None K3. Autom at ic Data Process in g Stock A D i ~ d e n d ~ T B u y 0 8 / 2 5 ~ 0 9 J

~. B ~ o f A m e ~ c a S to c k A Di~ddeM Sold 02/24/09 J5. B e m i s C o m p a n y C o m m o n S t o ck A Div id end Y T6. Ca~ay B~ Co--on Stock A Div id end So ld 0 2 1 2 4 / 0 9 J7. C is c o S y s t e m s C o m m o n S t o ck None J T

i8 . CVS Corp. Stock A Div id end J T9. Eaglccrest Expl.orat ioxxs Stock None J Ti 0. Ec ol ab Co m m o n St oc k A Div idend J T

1 !. Emerson .Elec t r i c S tock A Div id end J T B u y 02/24/09 Ji2. Exxon -Mob i l Comm on S t o ck A Div idend K T1 3 . GS Fede ra l Fund #520 A i n t e re s t J Ti 4. Fo ;m n e B ran d s St oc k A Div id end J T1 5 . FPL Group Inc. Stuck A Div id end J T i! 6 . Frank l i n Re sou r ce S t o ck A Div id end So ld 0 2 , " 2 4 / 0 9 J ~!7 . In come Mo ney Ma rk e t Fund A I n ~ c r e s t J T ]


5/18

FL-NANCL~L D ISCLOSURE R EPORT N a m e o f P e r , o n R e p o r t i n g [ D a t e o f R e p o gPage 5 of 18 Mu~ha, J . G~an ] ~9/2010

~. ~ ST ~ N T S a nd T R U ST S - ~o~:, ~i~, ~ .... ~ : ~ , ~ t ~ o ~ , o f ~ o ~ ~ a ~ r ~ . a ,~ ~ h a ~ , ~ ; ~ , ~ . S ~ - ~ O~0~ ~o reportable income, ~sets, or ~-ansactio~q.)

1 D~p~on of As~ I n c o m e d ~ g G r o s s v a l n ~ a t e n d T r ~ s a c fi o n s d ~ ~ o ~ g p e r i o dl 0ncladhg ~s! ~e=) reposing ~fiod of reposing ~od (2) } (3) (4)Place "~" a~er e~h ~se t ~o~t ~pe (e.g., Value Y~e T~e @.g., D a t e Value Gain Id~ f i ~ o fe ~mpt ~om p r i o r d is c l o s e ~ C o d e I d i v . , r e n t , C o d e 2 M e ~ o d b u y , s e l l , . ~ f l~ t ~ ~ C o~ e 2 C o d e 11 8 . ~ t ~ l Co ~ . St o c k A Di~dd e n d J T B u y 0 2 1 2 4 / 0 91 9 . I shar e M idcap Index 40 0 Fund A Div id end J T2 0 . 1share M SCI Fund A Div id end J T2 i. 1 sha r e Sma l l Cap 600 Fund A Div id end J T22 . Kaman Co rp . Comm on S t o ck A Div id end J T23 . Kra f t Food s , I n c . S t o ck A Div id end J T B u y 02/24/09 J2 4. Max im In t e g r a te d P rod s . S t o ck A Div id end So ld 02/24/09 J25 . McDona l d s Com . . St o ck A Div id end J T I B u y 0 8 , ~ 2 5 / 0 9 J2 6. McGraw H i l l S tock A Div id end So l d 0 2 , 2 4 / 0 9 J2 7 . M e d t ro n i c : I nc . C or n .t o Ga S to c k A Div id end K T28 . Micros of t Corp. Stock i A Dividend J T B u y 02/24/09 J29 . Nok ia C0rnmon S t o ck A Div id end So l d 02/24/09 J30 . O m m co m G r o u p Co m m o n S to ck A Div id end J T31 . Peps ico Co tmn on S t o ck A Div id end J T32 . P ,mco Commod i t y Fmad i A Div id end J T33 . Pimco Rea l Re t u r n Fund A Div id end J T [3 4 . Proc t e r &Gamble S |ock A Div id end [ J T

1 . l z ~ o m e G a i n C o d ~ : A ~$ l.O00 or ie s~ B =$1 ,0 0 1 - $2 ,50 0 C =$2 ,50 1 - $ 5.0 9 0 D =$5.0 0 1 - $ 1 5.0 0 0 E =$15,0012 . Va l u e C ode s J =$15.~0 or l~s K =$~ 5.001 - SS0,000 L =$50 .0 0 1 - $ 1 0 0 , 0 0 0 M : - $ t 0 0 . 0 0 1 , g 2 f 0 , 0 ~


6/18

P a g e F L N A N C L A L 6

NONE ~o repo~able income, assets, or ~ansac~on~.)A . B. C. D.D~cf ipf ion o f Ass~ ~ c o m e d u f i~ G ro s s v~ at ~ n d Tr~ sac tio ~ d un g ~ po ~ in g pe r i~( i n c l u ~ g ~ s t a s s a s ) ,~fing ~fi~ of r ear ing p~f iod

Plac e "~" ~ r ~ ch n~ se t ~t T~e (e.g., V a l u e ~ Value T ~ p e ( e . g . , ~ Date Va tu~ [ Oa in ] d e ~ f iW o fv x s m p t ~ o m p f i o r ~ s c l o ~ C o d ~ 1 d i v . , r e n ~ ; C o d e 2 :, ~ h o d buy, sell,d~ C~ ~del b u y e f f ~ l l ~( A - ~ or int.). ( J - P ) [ C~ 3 r e d e m p t i o n ) , ( I - P ) ~ ( A - ~ ( i f p ~ v a t e

3 5 . U.S. B~co~ ~to~ A D i ~ d e n d Sold 02/24/09 J36 . Vangua rd Eme rg i ng iV Ik~ St o ck A Div idend J T

3 7 . Was t e Managemen t S t o ck A Div idend J T B uy 08,~5/093 8 . Wel l s Fa rgo S t o ck A Divid e n d So ld 02/24/093 9 . Merchan t s Bank Accoun t A In te re s t 3 T4 0 . Bra t tl ebo r o Coun~ -y Club Bond A In te re s t J W4 !. Bra~ leboro Tem As C!ub, VT Stock None J W4 2 . Ocean Ree f Y acht Club TJm eshare No n e 3 W

4 3. ~Limited Partnership #1 D Div. & Int. N T4 4. - Automat ic Data Proces s ing Stock4 5. - Becton Dick.iv, son Stock

4 6 , - CVS Ca rema rk4 7 . - Co lum bia Div idend i nc om e Fund4 8_ - Co l um b i a Lg . C a p G r o w t h F u n d i4 9 . - Co lumbia M id -Cap Index Fund ~5 0 . - Co lumbia Sma l l Cap Index Fund5 1 . - D r e y f u s T a x Exemp t Fund

2. Value Cod~s J =$15,000 or I~s K=$15,001 - ~50,000 L =$50,001 - $100,000 M ~ !00,~ - ~250,000 ]] (Se e Co Ju m ng CI ~ d D3 ) N =S2 50 ,0 0 1 - I50 0 ,0 0 0 0 =SS0 0 ,0 0 ] - $~ 20 0 ,0 0 0 P I = $1 ,~ 0 ,0 0 1 - S S, 0~ ,0 0 0 e 2 =$ 5, 0~ ,0 0 t. $2 5, 00 e ,0 0 0 [[ ~ 3 = ~ 5 , 0 0 0 , 0 0 1 - $ 5 0 , 0 0 0 , 0 ~ ~ = M o r n ~ a ~ $ 5 0 , 0 0 0 ,0 0 0 ~


7/18

FINANCIAL DISCLOSL~RE R EPORT .~ ....f~ ....

NONE ~o re~ortable income, ~sets, orA . B . C . D.

D~don of~ ~comc d~g G r o s s v ~ l U c

Place"(~"afiereach~set .~ount~ T}[email protected]., Valu~ ~ Value "[email protected]., ~ Da~ ~Value G~n [ Id~tof

5 2 . - ~S Ser ~tl Fund

5 3 . - Oracle Stock

5 4 . - P~ s i e o S tock5 5 . - Procter & Gamble Stock5 6 . - Targe t Stock

5 7 . - ~ N t e d T e c ~ o t o g i e s S t o c k5 8 . - ~a~ ~tl Ndex F~d B u y 12/21 /09 K5 9 . ~Lim~tedPartacrsb2p#2 F Div. &hat. P1 T

, 6 0 . - AT&T [no. Stock I B u y 03/25/09 L6 1 . -~Banko fAme f i ca St o ck So ld 05/08 /09 L6 2 . - BA Divers i f ied Rea l Esta te Fund

i63. -Caterpi l la r Stock6 4 . -CocaCola

i 6 5 . Columbia Acorn ln t l Fm~ d B u y 01 /2 t / 09 i L1 6 6 . - Co lumb ia Div i d end In com e Fund

6 7 . - Co lum bia M id Cap Fd

6 8 . - Co lumbia Mu l t i -S t ra te~ Ncdg e Fu~d


8/18

FISNANCIAL DISCLOSURE REPORT N a m , o ~ P o r s o , R o p e r * t r i g D a ~ , o f a n . 0r tPage 8 of 18 r v l u r c a a . 3 . G a r v a n 6/29/2010VII. IIN~-ESTMENTS and TRUSTS -

NONE (No reportable income, assets, or transactions.)A. i B . C . D.

Description o:f Asse~ I h a o o m e d ~ l ~ , n g Gross valu~ at ~nd Transactions durLng reporting period ( i n c lo d J n g w , ~ m a s s e Z s ) ] rope=inS period of , ~ -p e r t i ng p e r i od

Place "(X)" after each ~sset i Amount Type ( e . g . , V a l u e.... pt from prior d.;sclosure Code i div., rear, Code 2 i Method buy, sell., ]mc-rdd&yy Code 2 !I Code 1 I buyer/seller(.A-H) or int.) (J-P) [ Code 3 r e d e m p t i o n ) i ] (J-P) [ (A-H) I (if private

6 ~ . - Co lumbia Sma l l Cap Inde x Fund7 0 . - C S X Corp . Stock

7 1. - D is ne y St oc k72 . - D r ey fu s Tax Exemp t Fund7 3 . - E : ~ x o n Mobi l S t o ck74 . - Frank l in P.es . Stock7 5. - G cn zy m e St oc k

76 . - H e w l e t t Packard Stock

77 . - Lubrizo! Corp. Stock So~d 0~/25/09 K

78 . - M:FS Set Int l Fund79 . - ~fozgan J.P. Chase Stock

8 0 , - Procter & Gamb le Stock

81. - Royal Dutch Shell Stock

82 - Staples Stock83. - Teva Pharmaceutical Stock

8 4 . - Un i t e d Techno l og i e s S t o ck , B u y 01/23/09 K85. ~Limited Partnership #3 C Int./I)iv. M T

P 3 = $ 2 5 , 0 0 0 , 0 0 1 $ 5 0 . 0 0 0 , ~ 0 P 4 = M o r e t h ~ ~ 5 0 , 0 0 0 . 0 5 03 . x i z t u e M e ~ o d C o d e s Q = A p p r ~ s a i R = C o s t ( R e ~ [ ~ m : e ~ y ) S ~Ass~n~ T = C ~ b M a r k e ~~ (So: Coiu~ C2) U = B o o k Value V ~)lher ~ " =Estimate5


9/18

N a m e o f ~ er s o n R e p o r t i n g D a t e o f l ~ e p u ~PageFINANCLAL9 of 18 DISCLOSL~ ~PORT ~ , J . Gagm an 6 ~ 9 / 2 ~ 1 ~

~ . ~ S T M E N T S a n d T R U S T S - ~ o ~ . ~ . ~ . ~ , ,ra~acdo~ ancMes those of sp ..... d depe~t ch~&en; see pp. 34-60 of f~~ instru~ons.)~0~ ~ro reportable income, assets, or ~ansactions)

A. B . C , D .D ~ e r i p ~ o n o f ~ s s e~ i ~ o m e d ~ g O r o s s v ~ u e a ~ ~ n d T m u s o ~ o n s ~ n g ~ o ~ n g ~ o d0nc] , ~ g ~ s t &~ se t s ) r~o~ng ~od of r~o~ /ng pe~od

O ) (2 ) (~ (2 ) O) ~ (2) (3 ) ~ (~ (5)P l a c e " ( X 3 " ~ w e a f f ~ a s s e t ~o~t Txye (e.g., V a l u e VaIuee x e m p t f r o m p r i o r d i s e lo s ~ e C o d e 1 ~ d i v . , r e n t , C o d ~ 2 M e ~ o d b u y , s e l l , i m P @ } Co d e 2 buyer/sel ler

8 6 . - ~ e c t o~ D i ck i n s on S t o ck

8 7 . - ~S ~rem~k

8 8 . - Co l~b ia Nf id Cap Ind ex Fund8 9 . - Co l umb i a Sma l l Cap ~ d e x F~ d

]90 . - ~ ) r e ~ s T ax E xe mp t F~d9 L - ~S Set lntl F~d Sold 03/19 /09

~ 9 2 . - Orae leS to ck93 . - T ~g e tS t o c k94 . - Un t t e dTechno l og i e s S t o ck

95 . ~ L~ted P~nership #4 G ]n t . ~ iv . PI

j6. - AT&TStock9 7 . - ~a~k of~efica Slock So ld 0 5 /0 8 /0 9 I L98 . - Ca te~ l la r S to ck99 . - Co~a Cola Stock

I O 0 . - Co lumbia CT Bon d Fund B u y 0 3 / 1 9 / 0 9 O! 0 1 . - Co lum bia M id Cap Fd

. . . . i02 . ~ C.o i umb ia Mng t l l e dg e Fd [t2. V~ue Codts J ~15,~ or less ~ =$ 15 , 00I - $ 50 , 000 L ~ $ 5 0 , 0 0 1 - $ 1 0 0 , 0 ~ M =$ I00 , 00 ! - $ 250 , 00~


10/18

FI_NAaNCIAL DISCLOSURE REPORT ~ a ~ e a r ~ r , o ~ R e p o ~ i u ~ m , e o f R ~ r o ~ }Page 10 of 18 m u r t h a , ~ . G a ~ a n 6 / 2 9 1 2 0 1 0

NONE ~b reportable income, assets, or ~sactions0A . [ B . C . n.

D~s~p6on of ~set~ ~come d~ag G r o s s v a l u e a t e n d Tz~sactions ~ng re~ng(i~el~g ~sr asse~) ~ r e p o ~ n g p e 6 o d of re~a~g p~iodPlace "~" afi~ each ~set ~o~t T~e (e.g., Va~e V a l u e T~e (e.g., ] Date V ~ u eexempt ~om ~or ~zcl~s~ C o d e I div., r~ C o d e 2 ~ M e ~ x o 6 buy , ~ e ~ , ~d~ Code 2(A-~ o r in t .) (I-P) ~ Code 3 redemp6on) [ (J-P) (A-H) 0fpfivate

103. - Col~bia"Sma~ Cap Fd

i04. - CSX Co~. Stock

1 05 . - Disney Stock

1 0 6 . - Dreyfus Tax Exempt Fund

1 0 7 . - Exxon Mobil Stock

1 0 8 . - FPL Group Stock B u y 0 3 /2 5 /0 9

1 0 9 . - Oeaxzyme Stock

Harbor lmi Fund

i h - HewJett Packard Stock Buy 01 . / 2 3 / 09

1 I z . - Houston Tex Arpt Bonds So l d 0 7 / 0 1 / 0 9 i1 !3 . - Jobmson & JoBnson Stock

~4, - Kellogg Stock

1 ! -< . - Lubr~zol Corr,. Stock So l d 03/25/09 L1 1 6 . - MFS Set In t l FundI]7. - NI~eroso Stock B u y 0 1 / 2 3 / 0 9 L1 ] 8 . - Mon s an t o S t o ck

i : 9.- Morg an, J.P. Chase Stock

I n ~ . o m c G a i n C o d c ~ : A -$i,0 0 0 o r M ss B uS],0 0] - $2,500 C = $ 2 ,5 0 1 - $ 5 ,0 0 0 D = $ 5 ,0 0 1 - $ ~ 5 , 0 0 0 E = $ I 5 , 0 0 !( Se e C o l ~ s B 1 m d D ~ ) F ~$50 , 00~ - $100 , ~0 G ~ $ 1 0 0 , 0 0 1 - $ I , 0 0 0 , 0 0 0 H] =Si .000 ,001 - $5 ,000 ,~ ~ ~ M o r ~ m $ 5 ,~ 0 , 0 0 02. Value C~e~ J =$ 15 , 0~ o r ~ K=S!5,001-$50.000 i=SSO.~l-SlO0,O00 M =$100 , 001 $250 , 000(See Co l umn s CI md D3) N =$~ 0,0 01 - $50 0,00 0 O ~ 500 ,0 0~ - SI,0 00 ,00 O P I = $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0 ~ = ~5 , 0 ~ , ~3 1 - ~ 25 . 0 0 0 , ~?3 =$25,0 0 0 ,00 1 - ~50 ,0 00 ,~ 0 PZ =More th~ $50 ,000 ,000V a l u e M e ~ h o d C o d e s Q = A p p r a i sa l R ~os t (R~ 5SlOe O~y) 5 =A~em T =C~h ~ket(See Colucm C2) U ~Book Value =Other W~imated


11/18

FINANC /_A_L DISCLOSURE REPOR T ~..~ o~r ....ReporthagPage 11 of 1 8 r ~ t u r t ~ 3 . G a r v a n ] 6 ~ 9 / 2 0 1 0

~I. ~ S T ~ - N T S a nd T R U S T S - ~ o ~ , , ~ , , ~ . . . .. ao~, ~d,,a,s ~,,~, of ~p .. . . . ~ aepe~nt chU&en; see p ~ . 3 4 - 6 0 of f i llng insnucao~.)N O N E (No repor tabl e incom e, asse ts , or t ransact iom . )

De ae f i p~ o n o f A~e ~ ~ ~c~me d~g Gross va lue a~ e~d T ~n s a c f i o n s d u r i n g r ~ o ~ n g p e r i o d(inclu~g ~st as~) ~ repo~ng ~fi~ of ~po~g pe~od~l~e "(~" ~er each ~set .~ou~ [ T~e (e.g., Value Vz]ue T~ (e.g., Date Value ~ G~in Idmti~ of

(A-~ o r m r . ) (J-P) Co~ 3 r ~ d e m p f i o ~ ~ (J-P) ~ (A-~ ( i f ph o t 0

1 20 . - ~octer &Gambie Stock

I21. - Royal Dutch Shell Stock

2 2 2 . - Stapl~ Stock

!23. - Teva Pha~aoeufieal Stock

1 2 4 . - United "echnologies Stock Buy 0 1 , r 23 / 0 9 M

1 25 . - U.S. Bankco~ Del

!26. - "Van~mrd Intl Fund

1 27 . Trust Company ofVT - IR& C Div. & Int. M T"128 . - Abbott Labs Stock

1 2 9 . - Accen ture Ltd . S tock] 3 0 . - Apache Co T . Stock13i. - Arrow Elect ronics Stock Sold 03/17/09 I13 2 - Automat ic Data Proces s ing Stock

1 3 3 . - Bank o f Ame r ica Stock1 3 4 . - B e m i s S to c k! 3 5 . - BPPLC Stock

2 3 6 . - CGM Focus Fund

(See Col~ BI md2. Vaiue C~ J -~15,0~ or i~ K =S15.O0I - $50 ,000 L =S50,001 - ~100,~ M =Si 0 0 , 0 0 1 - $250 , 0 0 0


12/18

N~me of Per son Repor~ag Date of R e p o r tF~NCIAL DISCLOSU~ ~PORTMur~ a , J. Ga~ana g e 1 2 o f 1 8

N O ~ ~ reportable income, assets, or ~ansactions.)Desc dp~on ~ Asse~

l~c~e d~ng G m ~ s v a lu e a t ~ d ~ Transi t i ons du~ng r eposing per i od( inc lud~g wast a~e~) r ~ o ~ n g p e f i~


13/18

ia m e o f P e r s o n R e p o r ~ n g D a t eFLNA~.NC!AL DISCLOS~ ~PORT] M u r t h a . J .

Pag e 13 of 18 . 6 / ~ 9 / 2 o ~ 0

NO~ ~ro reportable income, assets, or ~ansactio~.)A. B . C. D .Descr ipt ion c lare t s ~come d~g Oro~ value a t ~d T~s~ f i on s c l u i ng r epo~ng p~od( ~ l u ~ g ~ s t ~ z e ~ ) r~ocing pe r iod efr~ng ~iod ~ !,~ D a te ~~ V ~ u e Ga i n .O) ~ (2 ) O) (2 ) (~ ) (3 )Place "(X)" ~ t er ~ch ~ set t . ~ o ~ n t~ ] T ~ e ( e . g ., Value Va l ue T~e (~.g., [ ~ T d ~ n t i w. .. . pt ~ om p r i o r ~ s c l o~ e Cod~ ! [ d i v . , r e nk C o 8 ~ 2 MeScal buy, sen , ~ = ~ @ [ Co d e 2( A - H ) o r i n t . ) ( I - P ) C M e 3 r e d e m p t i o n ) [ { (I-P) i (A-~ ~ (ifpfi~

] 5 ~ . - Max im ~ t ~ a t e d P r o ~ . St o c k ~

1 5 5 _ - M i~ o s o R C o ~ . B~ y 0 3 / 1 7 1 0 9

1 5 6 . - MSC I n d u s ~ a l D ~e e t S t o c k!57 . - NoNa Sto ck158. - Norris Stock B u y 0 8 / 2 5 / 0 9 J15 9 . - O m n i c~ G r o u ~ S t u ck "

! 6 0 ~ - P a te r s o n U t l En e r ~ S t o c k So l d 08125/09 J161 . - Pep s i co , I n c . St o ck162 . - P ro c t e r & Gam b l e St o ck

1 63 . - Ro c h e H o l ~ n g S m ek So l d 08/25/09164 . - Roya ! Du tch She~ S tock! 6 5 . - Sa n o g A ~ t i s S t o cki 6 6 . - S t ~ k e ~ Co~ . S l ~ ck167 . - Ta rg e t Co rp . S t~ ek168 . - Un i t e d Teehno l o~ e~ S t o ck

] 69 . - US Baneo ~ S tock

! 7 0 . - US Tip s Bon d B u y 04/13/09 I

(See Columm BI md ~) F -S 50 ,001 - $I 00 ,00O G = $ 1 0 0 , 0 0 1 - $ i , 0 W , 0 0 0 i ll =$ 1 ~ 0~ ,~ i - $ 5, 00 0 ,0 0 0 ~ = M or e %~ $ 5, 00 0 ,0 0 02 . V a b a e C ~ e s J =$1 5,0 0 0 o r l e s s K =$1 5,0 0 1 - $50 ,0 0 0 L ~50,~! - $I00 000 M ~100,001 - $2~,000


14/18

FINA~NCIAL DISCLOSURE REPORTPage 14 of 18 t ~ u ~ h a , J . G a ~ a n ~29/2010

NONE ~o reportable income, assets ortransactions.)A. B. C. D.D~cnption of Asse~ N~me d~g(inel~g ~t ass~) r~g ~od of x~RivN period

~l~e "GQ" af t e r ~eh ~mt ~ount 7~e (e.g., [ V~e Va l ue ~ e ( e .g . , D a t e Value , Ga~ i d =~ " 0 fexempt~omFzio r~se lov~e " ICodel [ N ...... t, I Code2 I Me~ b u y , s e l I , ~d~[Code2 ICodel buy~ ise l l~( A - ~ [ o r N t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ~ (J-P) ~ (A-H) (ifp~ va~

! 71. - V~ard Em~Nn MNs Smek

172 . - %te l l s Fa rgo S t o ck

173 . - Wm Bla i r ! n t l Fund So ld 0 8 / 1 8 / 0 9 Ji17~ . Esta te #1 B int./Div. Closed 01 /07 /09 O Trus t #2 See no te 1

i 7 5 , - Co c a Co l a Dist r ibu led 01/07/09 Ki 176 . - Co lum bia Div idend Incom e Fund [" Dist r ibu ted 0 1 1 0 7 / 0 9 M1"177. - Colum bia Large Cap Grov, th Fund Dis t r ibu ted 01/07/09 L! 178 . - Drey l~as Tax Exem pt Cash Fund Dist r ibmed 01/07/09 L179 o - MiFS Ser In t l Fund Dis t r ibu ted 01/07/09 M180. - TevaPharmaceuf ica ! Stock D i s ~ bu t e d 01/07/09 M18 i . Tru.s t #2 E Div. & Int. P1 T182 . - Coca Co!a Open 0~ /07/09 K182 . - Co lum bia Div idend i nc om e Fund Open 01/07/09 M184 . - Co lum bia La rge Cap G row th Fund Open 0 1 1 0 7 / 0 9 M185. - Dreyf l~s Tax Exempt Cash Fund1 8 6 . - K a m a n S t o ck


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FI~qANCIAL DISCLOSURE REPORT N ....Page 15 of 18 M u r t h a , . } . G a r v a u 6/29/2010

V I I. L -N V E S T M _ E N T S a n d T R U S T S - ~c o , , . ,, z ,e . t , ~ , , ~ e a o , ~ a . a . a ~ t ~ e o f s p o t s , ~ a z e p , n a e ~ t ~ a u a ~ , ~ . s e e p ~ . s e a o of f i l~ ins~)NO~ ~ r~ortab[e income, ~sets, or tr~sactions.)

~ . ~ B . C . ........................... B7 ..........................D ~ e f i p f i o n o f A s s e ~ [, ~eome d~g G r o ~ v a l u e a ~ e n d T r am a ~ o n s d ~ r e p o a~ g p ~ o d( i n e i u ~ g ~ s t a s s eB) ~ r e p o ~ i e g p e r i o d~ o) [ (2) o) (2 ) o) (2) (~) ! (4) { 5 )Plac~"~"~er~ch~s~: ] ~ o u n t [ T~ e ( e _ g ., Value Va l ue T~e(e.g. , ~ D a ~ V M u e [ G ~ n i d e n f i ~o bu y~ ! s d l ~~ ( A . - H ) [ o r i n k ) ( ~ - P ) Code3 ~d~mpdo~ ) ~ I. (l-p~ ~ (A-~ ( i f p r i v a t eL . . . . . . . ............

1 8 8 . - Te va Pha ~ a c e u f i ~ l F ~ d I { ) p e n [ 0 1 / 0 7 / 0 9 M189. Me~ll L~ch ~ C ~ v . & ~ t . M T1 9 0 . - Abe rd e en Equ i t y Fund B u y 07/22/09 J1 9 1 . - Al l iance Bem s teLu ln t l Fund Sold 07/22 /09 J1 9 2 . - _ A . ~ a e r i ca ~ C ~ t o w t h F u n d So ld 0 7 / 2 2 ! 0 9 J1 9 3 . - Blackrock G!oba l ~ tmd B u y 07/22/09 J1 9 4 . - C~t ig roup Stockt 9 5 . - First Tr Nas{[aq Fund B u y 0 7 1 2 2 1 0 91 9 6 . - Fi rs t Tr ISE Revere Fun d B u y 07/22 /09

1 9 7 . - Fra,tk]in Stri tegie F,,md B uy 07/22 /091 9 8 . - Har t fo rd Cap App~ee . Fund

i 99 . - Hende r son In t l F u n d2 0 0 . - High l a nd Long /Sho r t Fund B u y 07~2 / 0 92 0 1 . - Ho t cKk i s & Wi l e y M idcap Fund Sold 07/22 /092 0 2 . - 1 sha r e s Fund ] B u y 07/22 /092 0 3 . - Ivy , Asse t S t ra tegy Fun d B u y 07/22/09204 . - J anu s Fore . Fund B n y 07~2 / 0 9

J. Income (}ai r . Cedes : A ~$1 , 0 0 0 o r I e s ~ B ~ $ 1 , 0 0 l - $ 2 , 5 0 0 C =$2 , 5 0 1 - $5 , 0 0 0 D *.%,001 $! 5,000 850 .~0 9{See CoIu~ ~i ~d D3) N ~$ 250 , 00 ] - $ 500 , 000 O~50O,00l - $1 ,~0,0~ PI ~SI ~ J , 0 0 1 - $5 ,0 0 0 . 0 0 0 P2 ~5 , 0O0 ,{ l O! - $25 0~ } ~O


16/18

!FINAN CIAL- DISCLOSLrlLE REPOR T ] ~ o*~e~o~ R~o~g ~ t ~ o ~ a e p o ~Page 16 of 1 8

[ M u ~ h ~ Z . G a ~ a n6 1 2 9 / 2 0 1 0

NONE ~o repor table incom e, assets , or ~ ansac~on s. )Descr ipfon o f ~se~ [ l n e o m e d u r i n g (~osx v~xe a t ~d T~sae t i o~( i n e l u ~ g ~ s t ~ s ~ s ) ~ r~o~f ing pef i~ 0 f r ~ o ~ n g~"-7 (2) (I) I (2) (t) ~ (2) (3) (4) I (5 )P l ~ e " ~ " ~ t ~ ~ c h ~ z e t [ ~o un~ t T~ (e.g. , V M ~ e ~ V alue T~e (e .g ., ~ Date Valuee x e m p t ~ o m p r i o r ~ s c !o s a ~ e C ~ e 1 [ d i v . , r e n g C o d e 2 [ Me~ bw, se l ! , { m m i d ~ ~ c ~ e 2 C o d e 1 buy~ / s e l l ~] (A-m ~ o r J n t ) (JJ) [ C~e 3 r e d e m p t i o n ) i ( I - P )


17/18

[Namef Person Reporfi~ag Date of 1Zepor~FI N A N C I A L DISCLOSURE, RE PORT[ M.rth~, ~. ~-~n 6 / 2 9 / 2 0 1 0age 17 of ! 8 I

VIII. ADDITIONAL ENFORM ATION OR EXPLA NATIONS. and~epa,* of~ . ,o .

Not~ #1 -- Line 174 Estate #1 closed 1 / 7 / 2 0 0 9 ; a ] I as s e t s d e c r e e d t o T ~ " u s t # 2 .


18/18

F . h - N A N C I A L D I S C L O S U R E , R E P O R T I ~ .... ~tersoa R.portirtg~ [ ])at~ of R~por,Page 1 8 of 1 8 II Mnrtha, d. Garvan[ 6/29!2010

IX. CERTIFICATION.I c e r t i~ t h a t a ll i n f o rm a t i o n ~ v e n a bove ( i n c l u d i n g t n f o r ~ a a t io n p e r t ai n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r at e , ~ u e , a n t i c om p l e t e t o t h e b e s t o l m y k n ow l e d g e a n d b e l ie f , a n d t h a t a n y i n f o rm a t i o n n o t r e p o r t e d w a s w i t hh e l d b e c a u s e i t m e t a p p l i ca b le s t a t u t o r yp r o v i s io n s p e rm i t t i n g n o n - d i s c lo s u r e .l f u r th e r c e r t i fy th a t earned i nc om e f r om o u r_ s i de em p loym en t and h ono ra r i a an t i t h e ac c ep tanc e o f ~ f t s wh ich hav e been r epo r t ed a r e i neor apl ia~ lce w z i th the provis ion s of 5 U.S.C. app. 50I e t . seq , 5 ZI.S.C. 7353, and Judic ia l Confere nce re gu la t io ns .

FILING INSTRUCTIONSMai l s i g h t e d o r i g i n a l a n d 3 a d d i t io n a l c o p i e sC om rn i t l e e o n F i n a n c i a l Di s c l o s u r eAdm in i s t ra t i v e Off i c e o f t h e Un i t e d S ta t e s Cou r t sSu i t e 2 - 30 1O ne Co l um b us C i r c l e , N.E.W a sh i n g t o n , D .C . 2 05 4 4

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Garvan J Murtha Financial Disclosure Report for 2009