G.16 Summary of Equity Security Transactions and Ownership of … · 1970. 3. 1. · Summary of Equity Security Transactions and Ownership of Directors, ... 2 414 Robert E. Pratt

G.16

BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551

Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks

as Reported Pursuant to Section 16(a) of the

Securities Exchange Act of 1934

March 1970

Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis

EXPLANATORY NOTEInformation in this Summary has been drawn from reports

on Form F-8 , "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with

respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report

is filed, stock splits, stock dividends, rights, and gifts. The under* lying reports may be inspected at the Federal Deposit Insurance Corporation

Building, 550 17th Street, N. W., Washington, D. C. Publication of

this information is in no sense a representation that it is correct or

complete.On the following pages, the name of the bank is followed by

the name of the person reporting and his relationship to the bank.Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest.Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below).


GUIDE TO SYMBOLS

Reference to these symbols Is essential for a full and accurate interpretation of the data reported

RELATIONSHIP"0" - Officer"D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered

equity security of the bank "V" - Voting trustee "T" - Trustee"M" - Member of advisory board or honorary director

CHARACTER OF TRANSACTIONNo symbol - Purchase or Sale"B" - Bequest or Inheritance"C" - Compensation"D" - Distribution"E" - Exchange or Conversion"F" - Exercise of rights"G" - Gift"S" - Stock dividend or stock split "X" - Exercise of option

NATURE OF OWNERSHIPNo symbol - Securities are beneficially owned directly."1" - Securities are directly held, but reporter disclaims any

admission that he is the beneficial owner of the securities. "2” - Securities are beneficially owned indirectly through a holding

company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary.

"3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities.

"4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter.

"5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities.

MONTH-END OWNERSHIP"PR" - Holdings as previously reported.


TRANSACTIONS AND MONTH-END OWNERSHIPReports Included in this summary were filed with the Board of Governors of the

Federal Reserve System during the period fromMarch 11, 1970 April 10, 1970

IMPORTANT - See Guide to Symbols on preceding page

BANK

REPORTING PERSON INDIRECT ACCOUNT

RELATIONSHIP

DATEOF

TRANSACTION

TRANSACTION AND OWNERSHIP SYMBO

AGG TRANS

REGATEACTIONS

MONTH-ENDOWNERSHIP

Bought or Otherwise Acquired

Sold or Otherwise Disposed of

AMERICAN BANK AND TRUST COMPA [Y(Lansing. Michigan)H. Andrews Hays OD 3,937

9-12-69 2 100 238William J. Porter, Jr. D 847

9-12-69 2 100 238BANK OF THE COMMONWEALTH(Detroit, Michigan)Common Stock WarrantsHorace C. Fords * (1) D 70

BOC Investment Company 1-23-70 2 100 90,100Donald H. Parsons * (1) OD 51

BOC Investment Company 1-23-70 2 100 90,100Parsons Investment Co. 2 75,000Griswold Investment Co. 2 30,000

Thomas H. Wagner * (1) 0 200BOC Investment Company 1-23-70 2 100 90,100Parsons Investment Co. 2 75,000Griswold Investment Co. 2 30,000

* The above-named personscontinue to own shares ofCommon Stock and 5.82% Cumulative Preferred Stockpreviously reported.

(1) Amended Report


-2-

BANK

REPORTING PERSON

INDIRECT ACCOUNT

iRELATIONSHIP DATEOF

TRANSACTION

TRANSACTION AND DWNERSHIP SYMBOL

AGGREGATETRANSACTIONS

MONTH-ENDOWNERSHIP



CENTRAL TRUST COMPANYROCHESTER N.Y.

Angelo A. Costanza OD 9912 167

3-27-70 2 250 250Horace P. Gioia D 3-27-70 2 12 1,915

2 1 , 2 1 2

Raymond A, Lander, Jr. D 1003- 6-70 2 100 3,500

CITIZENS FIDELITY BANK ANDTRUST COMPANY (Louisville, K' .)

J. David Grissom D 3-13-70 250 250CITIZENS COMMERCIAL & SAVING! 1BANK (Flint, Michigan)W. S. Ballenger, Jr. OD 1,0 0 0

7- 7-69 2 7727-23-69 2 332 4329-22-69 2 450 475

12-10-69 2 920 3,367William C. Crick D 12-16-69 170 280Claude 0. Darby, Jr. D 5-21-69 1

12-31-69 61-19-70 7 3645-21-69 2 12012- 2-69 2 20012-31-69 2 3441-19-70 2 120 1,656

Harry H. Miller D 12-19-69 130 3,1682 414

Robert E. Pratt OD 5-21-69 IOC 2102 290

Thomas P. Ryan D May 1969 100 1002 42


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BANK

REPORTING PERSON

INDIRECT ACCOUNT

(relationship DATEOF

TRANSACTION

FRANSACTION AND 3HNERSHIP SYMBOL




MONTH-ENDOWNERSHIP

THE CLEVELAND TRUST COMPANYiQhio)_____________________

Courtney Burton * D 255- 9-69 3 655 3,253

David M. Thoburn 0 3- 2-70 296 445* Amended Report

THE COLONIAL BANK AND TRUSTCOMPANY (Waterbury, Conn.)Guerin B. Carmody D 162

10- 5-68 2 89 89John H. Cook 0 1-17-70 75 3,500

2 955A. Edwards Danforth 0 2-26-70 200 70Samuel P. Williams, III D 2,232

2-19-70 2 140 1,735COMMERCE UNION BANK(Nashville, Tennessee)W. H. Criswell D 9-30-69 * 440

11-14-69 * 50012-18-69 5001- 8-70 400 1,282

Edward Potter, Jr. 0 1-30-70 1,900 75,8731-30-70 2 12 969

David K. Wilson D 4,7261-30-70 2 1 1 1 4,868

* Amended ReportCOMMERCIAL TRUST COMPANY OFNEW JERSEY (Jersev City)Robert A, Altschuler D 2- 2-70 177

2-25-70 1 7,260J. Fisher Anderson D 2- 2-.70 151 6,217


-4-

BANKREPORTING PERSON

INDIRECT ACCOUNT

RELATIONSHIP DATEOF

TRANSACTION

TRANSACTION AND OWNERSHIP SYMBOL


MONTH-ENDOWNERSHIP



COMMERCIAL TRUST COMPANY OFNEW JERSEY (Continued)

Robert L, Boyle D 2- 2-70 2932-13-70 1272-25-70 2 12,1742-20-70 2 4812-13-70 2 1272-25-70 2 9 13,843

Joseph M. Esnard D 2- 2-70 1532-25-70 1 6,2962- 2-70 2 342-25-70 2 1 1,413

Richard C. Field D 2- 2-70 250 10,2502- 2-70 2 2 92

Otto Kohler D 2- 2-70 1502-25-70 1 6,1772- 2-70 2 142-25-70 2 1 585

Aaron Last D 2- 2-70 410 16,812

George Neupauer D 2- 2-70 150 6,1602- 2-70 2 122-25-70 2 1 5132- 2-70 3 1542-25-70 3 6 6,404

Harry C. Zimmer OD 2- 2-70 972-17-70 1 4,000

CORPUS CHRISTI BANK AND TRUS1 1COMPANY (Texas)Lucian L. Morrison, Jr. 0 2-12-70 100 350

COUNTY BANK OF SANTA CRUZ(California)Worth A. Brown D 3-20-70 600

•4,144


-5-

§ I ! AGGREGATEBANK HM pO to to > TRANSACTIONS

§ S3 qM HREPORTING PERSON toS3 DATE ►d m_ o Bought or Sold orM OF to S5

a ^ Otherwise Otherwise MONTH-ENDINDIRECT ACCOUNT TRANSACTION S3 as Acquired Disposed of OWNERSHIP

DOLLAR SAVINGS AND TRUST COMPANY (Youngstown. Ohio)Robert H. Chisholm D 3- 6-70 77 231M. Dewey Crum D

2-20-70 3 36108

3-24-70 3 59 448James B. Thompson D 2- 1-70 384 4,032

3 486Paul J. Thomas D 3- 6-70 100 15,000

3 2 ,2 0 0

EWING BANK AND TRUST COMPANY (West Trenton. New Jersey)Robert David Carr OD 3-11-70 50

3-23-70 2,262 35,000A. J. Lanning * D 7- 9-69 88

1- 2-70 281 6,444Philip Scozzari D 1 2 -20 -6 8 67 7,175

* Amended ReportFIDELITY UNION TRUST COMPANY (Newark, New Jersey)Everett M. Scherer D 2-20-70 100 324

2 2 12

FIRST BANK OF COLONIA (N.J.)Eugene J. Gosselin OD 3- 9-70 100 3,756Charles S. Valvano, Jr. OD 3- 9-70 50 5,405

FIRST TRUST AND DEPOSIT COMPANY (Syracuse. New York)

Hugh Douglas Barclay D2-18-70 2 447

4,5852-26-70 2 500 33,549


-6-

BANKREPORTING PERSON

INDIRECT ACCOUNT

RELATIONSHIP

DATEOF

TRANSACTION

lcn > AGGREGATETRANSACTIONS

MONTH-ENDOWNERSHIP

P3 2 M H Mcoi'aj &> 08 2



FIRST TRUST AND DEPOSITCOMPANY (Continued)

T. Frank Dolan, Jr. D 2- 9-70 2002-16-70 216 3,114

3 1,444

William G. Tumbridge * D 2- 4-70 3002-16-70 100 868

* Amended ReportGENESEE MERCHANTS BANK ANDTRUST COMPANY (Flint, Mich.)George N. Hall OD 3-17-70 100

3-20-70 100 782

Alexander W. Steinmetz 0 1-13-70 64 300Robert A. Whisner 0 1-14-70 75 675George L. Whyel OD 1-22-70 200 2,624

2 383

HARRIS TRUST AND SAVINGSBANK (Chicago, Illinois)Ralph F. Huck D 3-11-70 100 724

THE HARTER BANK & TRUSTCOMPANY (Canton, Ohio)

J. S. Hoover D 2-19-70 400 500Convertible Cap. Not* s $1,0 0 0

HEMPSTEAD BANK (New York)Mead W. Stone D 3- 4-70 400 415

2 186

HOUSTON BANK AND TRUST C0MPA1sr(Texas)

Forrest S. Warren D 3- 4-70 253-30-70 108 14,931

5% Convertible Cap. Note:5 $218,400Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis

* 7 "

B 'Si£ f! B5 AGGREGATEBANK g' ...... TRANSACTIONS.o « q

REPORTING PERSON3 M HCOEG DATE M9 Bought or Sold orM*■ 0 OF CO 2! Otherwise Otherwise MONTH-END

INDIRECT ACCOUNT TRANSACTION S !> W S3 Acquired Disposed of OWNERSHIPP °

HOUSTON BANK & TRUST COMPANY (Continued)

John M. Winterbotham * D 9- 2-69 S 48 4475% Convertible Cap. Note 3 9- 2-69 $7,200 $7,200

* Amended Report

THE LOUISVILLE TRUST COMPANY (Kentucky)

Kennett Hikes D 2-12-70 300 5,9352-23-70 2 300 665

THE MERCHANTS BANK OF NEW YORK (New York City)

Spencer B. Witty D 2- 2-70 302-20-70 S 33-25-70 105 3,9972- 2-70 2 562-20-70 2S 13-25-70 2 13 998

MOUNTAIN TRUST BANK (Roanoke. Virginia)David H. Burrows * D 2- 9-70 200 382

* Amended ReportOLD KENT BANK AND TRUST COMPANY (Grand Rapids. Mich.

John C. Suerth D 3-30-70 100 3002 55

PEOPLES TRUST OF NEW JERSEY (Hackensack)John C. Conklin D 3- 3-70 9

3-19-703

1 1 2 1,4212 ,0 0 0

Howard C. Harder D 3502 50

1 0-2 2 -6 8 3 1502-16-70 3 100 250


-8-

gtr< AGGREGATEBANK H po CO CO > TRANSACTIONS

§ PS qM HREPORTING PERSON CO

US DATE *TJ m_ o Bought or Sold orM OF CO 25

$> tjs *2S

Otherwise Otherwise MONTH-ENDINDIRECT ACCOUNT TRANSACTION Acquired Disposed of OWNERSHIP

$ °PEOPLES TRUST OF NEW JERSEY (Continued)Edward A. Jesser, Jr. OD

24,8123,262

3 5262- 9-70 3 623-17-70 3 100 6

David C. Rees 0 3- 4-70 . 240 400

F. Clinton Spencer 0 3- 4-70 50 1,2673 73

PIEDMONT TRUST BANK (Martinsville, Virginia)Piedmont Company T 2-20-70 2 145 1,619

Benjamin M. Townes 0 1-28-70 3,675 -0-

Thomas W. Turner 0 12-29-69 1 1 2 1 1 2

2-20-70 2S 3 282-20-70 2S 3 28

PRINCETON BANK AND TRUST COMPANY (New Jersey)

Charles F. Mapes OD 2-27-70 400 5082 208

Stephen Whitcomb 0 2-27-70 400 600

SEARS BANK AND TRUST COMPANY (Chicago. Illinois)Savings & Profit Sharing Plan B 3- 4-70

3-12-70100

3,6773-23-70 10 53,705


-9-

gf t AGGREGATE

BANK i—| P3 CO CO > TRANSACTIONS

REPORTING PERBbN §zopc DATE

PS q M HI►0 M„ o Bought or Sold orw*0 OF CO

g >W 2SOtherwise Otherwise MONTH-END

INDIRECT account TRANSACTION Acquired Disposed of OWNERSHIP

SOUTHERN BANK AND TRUST COMPANY (Richmond, Virginia)

H. Hiter Harris, Jr. OD 2- 5-70 1002-11-70 100 1,0 0 0

SYLVANIA SAVINGS BANK COMPAN (Ohio)

l

D. W. Beveridge OD 3-14-70 13-25-70 50 887

THE TOLEDO TRUST COMPANY (Oh Lo)

Samuel G. Carson OD 3- 4-70 1003-30-70 67 2973-30-70 2 53 1563- 1-70 3 533-30-70 3 225 606

TRUST COMPANY OF GEORGIA (Atlanta)Steve H. Bomar 0

3- 1-70 1511,2082,510

George H. Craft OD3- 1-70 243

2,5643,135

3 66pCharles H. Dolson D 3-18-70 100 700John S. Evans 0

3- 1-70 2 93770

1,242Carroll Payne Jones 0

3- 1-70 2 114200

1,249TRUST COMPANY OF NEW JERSEY (Jersey City)Wilshire Oil Co. of Texas B 2-25-70 12,924 282,167


-10-

TBANK

r<>H

TITpo CO CO >

AGGREGATETRANSACTIONS§ sc q

M H

REPORTING PERSON C/3jU DATE * rJ m_ o Bought or Sold or

INDIRECT ACCOUNTM OF

TRANSACTIONco 25§ » w s;

Otherwise Acquired

Otherwise Disposed of

MONTH-ENDOWNERSHIP

UNION TRUST COMPANY OF MARYLAND (Baltimore)

H. Coe Culbertson D 1002-25-70 2 500 11,300

UNITED BANK & TRUST COMPANY (Hartford, Connecticut)Kenneth R. Lee D 3- 6-70 . 65 500

UNITED STATES TRUST COMPANY OF NEW YORK (New York City)

Bonus Plan T 2- 2-70 2- 5-70

50013

2-10-70 212-13-70 672-17-70 602-23-702-27-70

1,500173 28,855

WILMINGTON TRUST COMPANY (Delaware)

James M. Tunnell, Jr. * D 10-30-69 12- 9-69

100150

12- 5-69 12-31-69

100122 982

William S. Potter * D 7-18-66 1007-30-68 508-29-68 250

1 1 - 4-68 1001 1 -1 2 -6 8

2100 3,816

2,248* Amended Report


Documents

G.16 Summary of Equity Security Transactions and Ownership of … · 1970. 3. 1. · Summary of Equity Security Transactions and Ownership of Directors, ... 2 414 Robert E. Pratt