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Western Kentucky UniversityTopSCHOLAR®
Masters Theses & Specialist Projects Graduate School
5-2015
Fused Arene-Based Molecular Systems as Additivesfor Organic PhotovoltaicsRachana NeesuWestern Kentucky University, [email protected]
Follow this and additional works at: http://digitalcommons.wku.edu/theses
Part of the Organic Chemistry Commons
This Thesis is brought to you for free and open access by TopSCHOLAR®. It has been accepted for inclusion in Masters Theses & Specialist Projects byan authorized administrator of TopSCHOLAR®. For more information, please contact [email protected].
Recommended CitationNeesu, Rachana, "Fused Arene-Based Molecular Systems as Additives for Organic Photovoltaics" (2015). Masters Theses & SpecialistProjects. Paper 1471.http://digitalcommons.wku.edu/theses/1471
i
FUSED ARENE-BASED MOLECULAR SYSTEMS AS ADDITIVES FOR
ORGANIC PHOTOVOLTAICS
A Thesis
Presented to
The Faculty of the Department of Chemistry
Western Kentucky University
Bowling Green, Kentucky
In Partial Fulfillment
Of the Requirements for the Degree
Master of Science
By
Rachana Neesu
May 2015
iii
ACKNOWLEDGEMENTS
I would like to express the sincere gratitude to my research advisor, Dr. Hemali
Rathnayake, for providing with all the necessary facilities for the research and for the
valuable guidance and encouragement extended to me. Without her supervision and
constant help, nothing would have been possible.
I would like to thank Dr. Edwin Stevens and Dr. Yan for serving on my committee and for
their valuable time.
I also place on record, my sense of gratitude to my friends, one and all who directly or
indirectly, have lent their hand in this venture. I thank my parents Parvathi and
Nagabhushanam for their support and love.
iv
CONTENTS
CHAPTER 1
INTRODUCTION...................................................................................................1
1.1 Overview…………………………………………………………………..2
1.2 General Goals of the Research…………………………………………….3
CHAPTER 2
BACKGROUND.....................................................................................................4
2.1 Recent Advances of Small Molecules-Based Organic Solar
Cells.........................................................................................................................4
2.2 Basic Principles of Organic Photovoltaics……………………………………7
2.3 Organic Solar Cell Mechanism……………………………………………….7
2.4 Bulk Heterojunction Approach………………………………………………..8
2.5 Challenges of Small Organic Molecules……………………………………..11
CHAPTER 3
RESULTS AND DISCUSSIONS………………………………………………..12
3.1 Overview…………………………………………………………………......12
3.1. 1 Synthesis and Characterization of pyren-1-ylmethyl
5-bromothiophene-2-carboxylate, (1)…………………………………………….12
3.1.2 Photophysical Studies of Compound (1)………………………………...…14
3.2. Synthesizing and Characterization of anthracen-9-ylmethyl
5-bromothiophene-2-carboxylate, (2)…………………………………………….15
3.2.1 Photophysical Studies of Compound (2)……………………………………16
3.3 Synthesis and characterization of compound (3) pyren-1-ylmethyl 5-(5 [
v
(anthracen-9-ylmethoxy) carbonyl]thiophen-2-yl)thiophene-2-carboxylate, (3).....17
3.3.1 Photophysical properties of Compound (3)………………………………….19
3.4. Synthesis and characterization of pyren-1-ylmethyl
anthracene-9-carboxylate (4)……………………………………………………....20
3.4.1 Photophysical Properties of Compound (4)……………………………….....21
4.1 Synthesis of (3,6-bis(anthracen-9-yl)-9-phenyl-9H-carbazole by
Kumada coupling…………………………………………………………………..22
CHAPTER 4
4.1 Procedures……………………………………………………………………...24
Materials………………………………………………………………………….24
Characterization…………………………………………………………………..24
4.2 Preparation of compound 1 by DCC coupling………………………………....25
4.3 Preparation of compound 2 by DCC coupling…………………………………26
4.4 Preparation of compound 3 by Kumada coupling……………………………...27
4.5 Preparation of compound 4 by DCC coupling…………………………………28
4.6 Preparation of compound 5 by Kumada coupling……………………………...30
Conclusion……………………………………………………………………….....32
APPENDIX………………………………………………………………………....34
References…………………………………………………………………………..40
vi
LIST OF FIGURES
Figure 2.1: Representation of organic photovoltaics mechanism……………………….8
Figure 2.2: Bulk heterojunction approach……………………………………………….9
Figure 3.2: (a) UV-Vis spectrum and (b) Fluorescence emission spectrum (excite at 270
nm) of compound (1) in chloroform solution…………………………………………..14
Figure 3.4: (a) UV-Vis spectrum and (b) Fluorescence emission spectrum (excite at 345
nm) of compound (2) in chloroform solution…………………………………………..16
Figure 3.6: (a) UV-Vis spectrum and (b) Fluorescence emission spectrum (excite at 345
nm) of compound (3) in chloroform solution…………………………………………..19
Figure 3.8: (a) UV-Vis spectrum and (b) Fluorescence emission spectrum (excite at 276
nm) of compound (4) in chloroform solution…………………………………………..21
vii
LIST OF SCHEMES
Scheme 3.1: Synthetic route for the preparation of Compound (1) ………….…….12
Scheme 3.5: Synthetic route for the preparation of compound (2)…………………15
Scheme 3.5: Synthetic route for the preparation of compound (3)…………………17
Scheme 3.7: Synthetic route for the preparation of compound (4)…………………20
Scheme 3.8: Synthetic route for the preparation of compound (5)…………………22
viii
LIST OF TABLES
Table 1: Molecular systems with their power conversion efficiencies………………..6
ix
FUSED ARENE-BASED MOLECULAR SYSTEMS AS ADDITIVES FOR
ORGANIC PHOTOVOLTAICS
Rachana Neesu May 2015 43 Pages
Directed By: Dr. Hemali Rathnayake, Edwin Stevens, Bangbo Yan
Department of Chemistry Western Kentucky University
Organic photovoltaics (OPVs) are mainly based on organic semiconducting small
molecules, macromolecules, and polymers, which form an active layer in photovoltaics.
They act as an active material in absorbing light and causing charge mobility to generate
electricity from sunlight. This thesis describes the molecular systems derived from fused
arenes such as anthracene, pyrene, carbazole and thiophene for use as either a donor or an
acceptor component of the active layer of OPVs. Two novel molecular systems (9-
anthracenecarboxy-1-methylpyrene, (1) and Py-bi-TH-ANT, (2) were prepared using
Steglich esterification and Grignard metathesis followed by Kumada coupling. The
molecular structure of each was confirmed by 1H-NMR and IR analysis respectively. The
photophysical properties of the products were also evaluated in solution. The potential
applicability of these two novel systems for OPVs will be studied in the future.
1
CHAPTER 1
INTRODUCTION
1.1 Overview
There is an increasing demand for photovoltaic technology with its properties of
being efficient and economical. This leads to increased interest in the development of
new solar cells. The types of solar cells include dye sensitized, organic and quantum dot
solar cells.1-4 Of all the types, organic solar cells have an upper hand in being
economical, as it utilizes materials which are abundant, ease of manufacturing and
potential for combining different technologies.5-8 Organic solar cells, using the
phenomenon of the photovoltaic effect, absorbs light from sunlight, resulting in charge
transportation, thus generating electricity.9-10
The use of organic materials in photovoltaics dates back to 1980.11 Organic
molecules and polymers, besides their advantages of being lightweight,12 flexibility,13
and easily fabricated,14 also have the advantage of being simple, in terms of chemical
modifications, to change their properties, especially the optical band gap.15, 16 For
several decades, organic solar cells have been constructed using polymers either as light
harvesting electron donors or acceptors. Polymers possess outstanding properties like
high optical density, optimized film morphology and other unique properties.17 Polymers
with their positive unique features, also hold negative traits like polydispersity, lack of
reproducibility in synthesis, batch-to-batch variation, and difficulty in purification.18 All
these factors lead to consideration of small molecules as alternatives.19 Small molecules
have advantages like ease of synthesis, molecular structures that are well ordered, high
charge carrier mobility, flexibility and ease of purification.20 Conjugated small
2
molecules have resilient intermolecular forces that enable electron delocalization, which
is an important factor for efficient charge transport. Initially, small molecules were not
competitive with polymers because of their low photovoltaic performance. Recently,
Heliatek, a German company, reported a tandem solar cell featuring small molecules
with a remarkable cell efficiency of 12% for a standard size of 1.1cm2.21 Based on this
development, there is hope that small-molecule organic solar cells will overtake their
polymer counterparts.
Anthracene, thiophene, pyrene, and carbazole are of particular interest as the
active organic layer in solar cells. Anthracene has been widely used in polymer based
solar cells, 22 dye sensitized solar cells, and organic thin film transistors. Anthracene has
a planar structure and is highly crystalline in nature. These factors could be the reason
for the higher carrier mobility and higher energy conversion efficiency, and therefore the
high power conversion efficiency (PCE) in small molecule organic solar cells
(SMOSCs). Thiophene based conjugated-π oligomers and polymers have been widely
used for their chemical and environmental stability and electronic tenability.23
Thiophenes are promising for designing and synthesizing new conjugated material
because they possess outstanding optic, electronic, and redox properties as well as
supramolecular behavior on solid surfaces or in bulk. Thiophene can be modified at the
β-positions, or even at the sulfur atoms to create flexible structures.
3
1.2 General Goals of the Research
The general goal of my research is to synthesize conjugated molecular materials
that are highly functionalized through structural modifications in order to improve their
photovoltaic properties. The main goal is to synthesize fused-arene based novel organic
compounds, which have efficient charge carrying mobility’s and can improve the power
conversion efficiencies in small molecule based organic solar cells (SMOSCs). This
thesis describes studies on four different fused-arene systems. These molecular systems
are mainly derived from thiophene, anthracene, pyrene, and carbazole derivatives.
4
CHAPTER 2
BACKGROUND
2.1 Recent advancements of small molecules-based organic solar cells
Jiaoyan Zhou, et al., (2012), reported the synthesis of two small molecules,
namely DCAO3TBDT and DR3TBDT, with two ethoxy substituted benzo[1,2-b:4,5-
b′]dithiophene (BDT) as the central building block and octyl cyanoacetate and 3-
ethylrhodanine as different terminal units with the same linkage of dioctyltert-thiophene.
DR3TBDT showed a PCE as high as 7.38%.24
Ye Rim Cheon, et al., (2014), synthesized the novel small molecule 2,7-bis(1,3-
di(thiophenyl)-5-octyl-4H-thieno [3,4-c]pyrrole-4,6[5H0-dione)-5,10-bis (4,5-
didecylthiophen-2-yl)benzol[1,2-b:4,5-b’]-dithieno [3,2-b] thiophene (DTBDT-TTPD).
This compound has an acceptor-donor-accepter (A-D-A) structure with DTBDT as the
core donor unit and thiophene-bridged thienopyrroledione (TPD) as the acceptor units.
This framework showed a small optical band gap with a low HOMO level with a high
hole mobility. The PCE was 4.98%.25
Pierre-Antoine Bouit, et al., (2013) reported the synthesis, optical and electrical
properties of new push pull molecules based on a 10-(1,3-dithiol-2-ylidene)-anthracene
core. Density functional theory and X-ray diffraction were used for the characterization
of the optical and electrochemical properties and molecular structures. They described
their application in dye solar cells. In this dye, the 10-(1,3-dithiol-2-ylidene)-anthracene
group acts as an electron donor and a conjugated π-bridge, 3,4-ethylenedioxythiophene
(EDOT) or phenyl and two more accepting units of an ester group and a
dicyanovinylene group for other molecules.26
5
Vellaiappillai Tamilvan, et al.,22 reported a novel anthracene derivative bearing
strong electron donating triphenylamine and thiophene units at the 9, 10 and 2,6
positions of anthracene. They were interested in incorporating cyano functional group on
the backbone. Among the reported cyano functional groups, the tricyanovinyl (TCV: -
C(CN)=C(CN)2) group was found to be efficient at lowering the band gap of organic
molecules, compared to monocyano (-CH=CHCN), dicyano (-CH=C(CN)2 AND DCBP)
and tricyanofuran (TCF) groups. Their studies showed that the band gaps of the
relatively less π-conjugated molecules are lowered with the use of the tricyanovinyl
(TCV) group. They investigated the linkage position by attaching the TCV group at the
phenyl group of the triphenylamine unit or at the thiophene unit of 9, 10 and 2,6-linked
anthracene-based small molecules bearing TCV at two different postions.22
Molecular structures of above systems are summarized with their power conversion
efficiencies in Table 1.
6
Table 1: Molecular systems with their power conversion efficiencies.22, 24-26
Compound
DTBDT-TTPD
A/D
A-D-A
PCE
4.98%
TCV-Tpa2,6T
A-D
1.67%
TCV-Tpa9,10T
A-D
1.04%
TCV-Tpa2,6TCV
A-D
1.95%
R1= 2-ethylhexyl
R2=n-octyl
D
7.3%
S
SS
S
NO
O
S
C8H17
S
C10H21
C10H21
S
SS
S
NO O
C8H17HS
C10H21C10H21
S
N
S
NC
CNNC
N
NC
CNNC
S
NS
NC
CNNC
OC2H7
C2H7O
CN
NCCN
NS
S
O S
SR2
S
R2
S
O
OR1
R1
SS
R2
SS
R2
SN
O
S
7
2.2 Basic Principles of Organic Photovoltaics
There was a general perception about organic solar cells being indolent for
electrical conductivity due to the presence of strong covalent bonds. But this assumption
was changed with the discovery of conducting polymers by H. Shirakawa et al. in
1977.27 They exposed trans-polyacetylene to chlorine, bromine or iodine vapor, which
resulted in a dramatic increase in electrical conductivity. This discovery led to wide-
ranging applications including organic semiconductors, optical displays, organic LEDs,
microelectronics, and organic photovoltaics.
Conjugated π- electron systems play a major role in organic photovoltaics since π-
electrons are greatly mobile compared with σ-electrons. Conjugated systems usually
consist of an alteration between double bonds and single bonds. Therefore, when energy
is absorbed by the solar cells in the form of photons, excitons are generated. The
Molecular π-π* gap corresponds to the Highest Occupied Molecular Orbital (HOMO)
and Lowest Unoccupied Molecular Orbital (LUMO) energy level difference.
2.3 Organic Solar Cells: Mechanism
A successful organic solar cell has five important steps to attain effective power
conversion efficiency.
1. Light absorption and generation of excitons
2. Exciton diffusion to an active surface
3. Separation of charges
4. Transport of the charges
5. Charge collection
8
The photoactive material (electron and donor) is sandwiched between the electrodes, in
which one electrode is transparent in order to collect the photo-generated charges. These
charges are separated and then they are transported to the respective electrodes. These
charges are directed towards the external circuit at the electrodes.
Fig 2.1. Representation of mechanism of organic photovoltaics
2.4 Bulk heterojunction approach
The bulk heterojunction was introduced by Tang in 1986. Tang defined a two-
layered device that had copper phthalocyanine (CuPc) as the donor and a perylene
tetracarboxylic derivative (PV) as the acceptor. The device had a power conversion
efficiency of 1%.28
To convert the solar energy into electrical energy, the generation of charges
(positive and negative), that is holes and electrons, is essential. A potential force is also
required for carrying these charges towards an external circuit. When light is absorbed in
the form of photons by organic semiconductors the result is the generation of a strongly
9
bound electron-hole pair called an exciton. These excitons diffuse to the dissociation
sites where the charges are separated.29 A dissociation site is found at the interface
between the donor and acceptor material. In the charge transfer process, the holes exist
in the material at the HOMO level and electrons exist in the material at the LUMO level.
The electrons and holes are still bound by the coulomb interaction at the D/A interface.
After breaking the binding energy of the bound electron-hole pair, the free electrons and
holes travel through the acceptor and donor phase, respectively, to the opposite
electrodes of the device.29 To obtain efficient photon to charge conversion efficiency,
many device architectures have been developed such as single layer cells, double layers,
and bulk heterojunction (BHJ) cells. The bulk heterojunction is a blend of conjugated
polymers of donors and acceptors. As the BHJ provides a larger D/A interface, it is
considered as the most efficient approach.
Fig 2.2. Bulk heterojunction approach
In the bulk heterojunction method, the electron donors (p-type) and electron
acceptors (n-type) are combined together in the active layer. It is an important factor that
the produced excitons must diffuse to the interface and undergo charge separation. The
10
diffusion length of excitons in organic semiconductors is very short ~ 10 nm to 100 nm.
This applies an important condition for the efficient charge generation.
The first materials to be used in bulk heterojunction cells were substituted
fullerenes (with the acronym PCBM) and DMOV-PPV (poly [2-methoxy-5-(3’-7’-
dimethyloctyloxy)-p-phenylene vinylene]). One of the challenges faced by the bulk
hetero junction approach is that the charges must be able to travel to the respective
electrodes through the combined material. As holes are transported by the p-type
material and electrons by the n-type material, these materials should be first mixed into a
bicontinuous interpenetrating network. In the Figure 2, the bulk heterjunction is
represented. The most commonly used n-type components are fullerene derivatives such
as P61BM ([6,6]-phenyl-C61 butyric acid methyl ester) and P71CBM due to their ability to
be soluble in organic solvents, their ability to undergo reversible electrochemical
reductions, and their property of low energy levels.30 Donor materials have undergone
substantial modification overt time resulting in a variety of polymers and molecules.31
The Bulk heterojunction is presently the most extensively used photoactive layer
for construction of organic solar cells. The name bulk-heterounction has been chosen
because the interface between the two dissimilar components (heterojunction) is
distributed throughout the bulk, which is opposite to the conventional bilayer junction. It
is an important factor that bulk heterojunction based solar cells are stable during the
process. Polymer-based solar cells have to be protected from the ambient air to prevent
degradation of the active layer and electrode material from effects caused by water and
oxygen. The materials must also be photochemically stable and the nanoscale uniformity
of the D/A blend has to be preserved.
11
2.5 Challenges of Small Organic Molecules
Small molecules, despite of their unique factors, have challenges including limited
solubility and tendency of aggregation in organic solvents. Solution casted small
molecules have the tendency to crystallize on a substrate leading to poor film formation
with polycrystalline domains, which are characterized by unfavorable grain connectivity
and suboptimal crystalline ordering.32
To overcome the challenges associated with small molecules, many researchers are
developing D-A molecular systems that lead to a well-defined long range D-A
heterojunctions through molecular D-A dyad interactions. In this active layer
construction, the two segments of donor and acceptor are constructed to be inter-spaced
in order to provide “highways” for electron and hole charge carriers leading to the
electrodes. The small molecular D-A dyads will be designed to improve the molecular-
polymer interactions (- interactions) to form two types of stacking, which consist of
either D-D and A-A or D-A and A-D arrangements.
12
CHAPTER 3
RESULTS AND DISCUSSION
3.1 Overview
Anthracene, thiophene, and pyrene have been promising as either donors or
acceptors in photovoltaics. The goal of this thesis work is to synthesize D-A dyads and
D-A-D triads. It is worthwhile to design molecular fragments by functionalizing the 5-
position of 5-bromo-2-thiophene carboxylic acid with pyrenemethanol and 9-antharcene
methanol. The products synthesized from these precursors were allowed to react by
Kumuda coupling to produce a C-C bonded conjugated structure. The 9-position of
anthracene was functionalized with a 1- pyrene unit. The 3,6- positions of carbazole
were functionalized with 2 units of anthracene. In this manner, three novel systems were
synthesized and characterized, System 1 (9-Anthracenecarboxy-1-methylpyrene),
System 2 (Pyrene-bi-Thiophene-Anthracene), and System 3 (Anthracene-carbazole-
anthracene). The photoluminescence behavior of these compounds was also studied.
3.1. 1 Synthesis and Characterization of pyren-1-ylmethyl 5-bromothiophene-2-
carboxylate – Compound (1)
OHS
BrCOOH
DCC/DMAP
DCM/RT/20 Hrs O C
O
S Br
Scheme 3.1: The Synthetic route for the preparation of Compound (1)
(1)
13
As depicted in Scheme 3.1, starting from 5-bromo-2-thiophenecarboxylic acid
and 1-pyrenemethanol, the Compound (1) was prepared using the well-known
esterification method called “Steglich esterification” in the presence of
dicyclohexylcarbodiimide (DCC).33 The reaction was performed in room temperature
under argon atmosphere to yield the crude product as a yellowish white solid. Further
purification was performed using column chromatography with a solvent mixture of
dichloromethane and hexane in a 3:2 ratios to give a white solid in 60% yield. The
structure and composition were confirmed by proton NMR and FTIR. The 1H- NMR
spectrum reveals the presence of the thiophene ring from the aromatic hydrogen peaks at
δ 7.02 (d) and δ 7.551 (d). The aromatic hydrogen peaks from the pyrene ring range
from δ 8.03 to δ 8.88 with two sets of multiplets and a set of doublet to doublet. The
presence of a strong intense singlet peak at δ 6.03 further confirms the successful
coupling of 1-pyrenemethanol with 5-bromo-2-thiophenecarboxylic acid. The FTIR
spectrum also supports the product formation from the presence of aromatic C-H
stretching frequencies at 3039 cm-1 and alkyl C-H stretching at 2920 cm-1. The presence
of an ester bond is confirmed from an ester carbonyl stretching found at 1695 cm-1.
Aromatic C=C stretching frequencies at 1527 cm-1 and 1460 cm-1 are also observed. The
peaks found at 1288 cm-1 and 843 cm-1 corresponds to the thiophene S-C stretching.
14
3.1.2 Photophysical Studies of Compound (1)
A photophysical study of compound (1) was carried out in solution phase. The
UV-Vis absorption spectrum was obtained in chloroform solution. As shown in Figure
3.2(a), two sets of distinct absorption peaks were observed. The lower absorption set
that ranges from 260 to 300 nm with absorption maxima of 265 nm and 276 nm, and the
higher absorption set ranging from 306 nm to 356 nm, reflects the presence of the
pyrene moiety in compound (1). In Overall, the absorbance spectrum of the compound
shows well-resolved absorption maxima of the pyrene unit with its three distinct higher
vibrational transitions at wavelengths of 313, 327, and 345 nm. The three vibrational
transitions are characteristic of pyrene absorbance itself.
Figure 3.2: (a) UV-Vis spectrum and (b) Fluorescence emission spectrum (excitation at
270 nm) of compound (1) in chloroform solution.
The fluorescence emission spectrum of compound (1) in chloroform solution was
obtained and is shown in Figure 3.2 (b). The emission spectrum shows the expected
maximum emission at 396 nm with two well-resolved vibronic bands at 377 nm and 417
nm. These spectral patterns of the product agree well with the corresponding electronic
15
transitions of planar pyrene.34, 35 However, there is no evidence of a blue shift in the
spectrum due to the presence of thiophene unit.
3.2. Synthesis and Characterization of anthracen-9-ylmethyl 5-bromothiophene-2-
carboxylate – Compound (2)
(2)
Scheme 3.3 The synthetic route for preparation of compound (2)
As depicted in Scheme 3.3, starting from 5-bromo-2-thiophenecarboxylic
acid and 9-anthracene methanol, compound (2) was prepared in a similar manner to
compound (1) using the esterification reaction. The reaction was performed at room
temperature under an argon atmosphere to yield the crude product as a bright yellow
solid. Further purification was performed by washing the crude product with hexane to
give a bright yellow solid in 85% yield. The structure and its composition was
confirmed from proton NMR and FTIR. The 1H- NMR spectrum reveals the presence of
the anthracene unit from the aromatic hydrogen peaks consisting of two sets of
multiplets (δ 7.50 to 7.60), two sets of doublets (δ 8.02-8.05 and 8.39-8.41) and a singlet
at 8.54. Doublet from δ6.98 to 6.99 and a doublet at δ7.48-7.50, which overlaps with a
multiplet of anthracene peaks at δ7.50 -7.60, confirms the successful coupling of 5-
bromo-2-thiophenecarboxylic acid with 9-anthracenemethanol.The FTIR spectra also
support the product formation by the presence the ester group carbonyl stretching
SBr COOH
OH
DCC/DMAP
DCM , RT, 24hrs SBr C
O
O
16
frequency at 1704 cm-1. The peak at 1531 cm-1 is assigned to the aromatic C=C
stretching frequency. The peak at 2928 cm-1 corresponds to the alkyl C-H stretching.
The peaks at 1082 cm-1 corresponds to the ester C-O stretching frequencies. The S-C
bending was found at 822 cm-1 and 1247 cm-1.
3.2.1 Photophysical Studies of Compound (2)
Figure 3.4 (a) UV-Visible spectrum and (b) Fluorescence emission spectrum (excitation
at 345 nm) of compound (2) in chloroform solution.
The photophysical properties of the compound (2) were studied in chloroform
solution. As shown in the Figure 3.4 (a), the absorption spectrum exhibits typical spectral
characteristic features of anthracene with four characteristic bands at 330, 360, 380 and
400 nm, which correspond to vibronic transitions of S0-S1.36 The photoluminescence
emission spectrum of compound (2) excited at 345 nm shows peaks at 400 nm, 420 nm
and 440 nm with a shoulder peak at 460 confirming the presence of anthracene. There is
no indication of a spectral shift in either absorbance or photoluminescence due to the effect
of the thiophene ring.
17
The fluorescence emission spectrum of compound (2) in chloroform solution
was obtained and is shown in Figure 3.4 (b). The emission spectrum shows the expected
maximum emission at 420 nm with three well-resolved vibronic bands at 395 nm and
445 nm and a shoulder peak at 471 nm. These spectral patterns of the product agree well
with the electronic transitions of the anthracene unit. However, there is no evidence of a
blue shift in the spectrum due to the presence of thiophene unit.
3.3 Synthesis and characterization of pyren-1-ylmethyl 5-(5 [(anthracen-9-
ylmethoxy) carbonyl] thiophen-2-yl) thiophene-2-carboxylate - Compound (3)
O C
O
SBr S
Br C
OO Anhyd. THF/ 800C
t-BuMgCl
Reflux for 2 hours
Ni(dppp)Cl2in two portions at 30 min interval
1 hour Stirring
Quench with methanolO C
O
S SC
OO
(3)
Scheme 3.5 Synthetic route for the preparation of compound (3).
As shown in Scheme 3.5, compound (3) was prepared by Grignard metathesis
followed by a Kumada coupling reaction37 using compound (1) and compound (2) as
starting materials. Grignard reagent and Nickel catalyst, Ni(dppp)Cl2 transition metal
complex were used in the reaction. The Kumada coupling reaction is a type of cross
coupling reaction method used to generate carbon-carbon bonds. The Grignard reagent
18
used was t-butylmagnesium chloride and the nickel catalyst used was [1, 3-Bis
(diphenylphosphino)propane]–dichloronickel(II). Anhydrous tetrahydrofuran was used
as the solvent and the reaction was done under an argon atmosphere to yield an orange-
yellow colored solid. The product was purified by vacuum filtration using methanol to
yield the final product with 86% of yield. The 1H-NMR spectrum shows the presence of
pyrene with two sets of multilplets from δ 8.12-8.33, a doublet at δ 8.35. Two sets of
doublets at δ 6.99 and δ 7.03 are from the thiophene moiety (thiophene attached to
pyrene). A set of doublet of thiophene at δ 7.50 overlaps with the two sets of multiplets
of anthracene at δ 7.48 and δ 7.60. A singlet at δ 8.54 and doublet at δ 8.41 shows the
presence of anthracene. The peak at 1697 cm-1 corresponds to the ester carbonyl group
which confirms the esterification reaction. The ester C-O stretching frequencies is found
at 1082cm-1. The peak at 1412 cm-1 corresponds to the aromatic C=C stretching. The
peak at 1528 cm-1 corresponds to the aromatic C=C stretching. The alkyl C-H
stretchings are found at 2852 cm-1and 2924 cm-1. The peak at 843 cm-1 and 1247 cm-
1confirms the S-C stretching.
19
3.3.1 Photophysical properties of compound (3)
Figure 3.6: (a) UV-Vis spectrum and (b) Fluorescence emission spectrum (excitation at
345 nm) of compound (3) in chloroform solution.
The photophysical properties of compound (3) were studied in chloroform
solution. The absorption spectrum shows a broad absorbance ranging from 270 nm to
390 nm, which corresponds to both chromophores, pyrene and anthracene. As shown in
the Figure 3.6 (a), two sets of absorption with peaks maxima at 277 nm, 320nm, 330
nm, 345 nm corresponds to absorption from the pyrene ring, whereas the less intense
two peaks at 367 nm and 392 nm corresponds to anthracene absorption. Although
vibrational transitions of pyrene are well-resolved, the vibronic structures of anthracene
is poorly resolved.
The photoluminescence emission spectrum of compound (3) as shown in the
Figure 3.6 (b) when excited at 345 nm, compound (3) shows peaks at 376, 397, 418,
445 and 472 nm which corresponds to the anthracene ring. There should be a possibility
of pyrene emission overlapping with the emission of anthracene. So the peaks of pyrene
are not well resolved.34, 35
20
3.4. Synthesis and characterization of pyren-1-ylmethyl anthracene-9-carboxylate-
Compound (3)
(4)
Scheme 3.7 The synthetic route for the preparation of compound (4)
As depicted in Scheme 3.7, starting from 9-anthracenecarboxylic acid and 1-
pyrene methanol, the compound 4 was prepared using “Steglich esterification” 33 in the
presence of dicyclohexylcarbodiimide (DCC). The reaction was performed at room
temperature under an argon atmosphere to yield the crude product as a yellow solid.
Further purification was performed using column chromatography with a solvent
mixture of dichloromethane and hexane in a 3:2 ratios to give a pale yellowish solid in
66% yield. The structure and its composition was confirmed by proton NMR and FTIR.
The 1H NMR shows the presence of anthracene peaks as two sets of multiplets (doublet
of doublet) from δ 7.35-δ 7.41 and a doublet peak at δ 8.50 and δ 8.28. One set of
doublets from anthracene at δ 8.05 was overlapping with the pyrene peaks that occur
from δ 7.96-δ 8.30 as three sets of multiplets (doublet of doublets). Compound (4) was
also characterized by FTIR spectroscopy. A peak at 3048 cm-1 corresponds to aromatic
C-H stretching. The ester carbonyl peak was observed at 1715 cm-1. Peaks at 1196 cm-1
and 1150 cm-1 corresponds to ester C-O stretching frequencies. The peaks at 1417 cm-1
and 1525 cm-1 corresponds to the aromatic C=C stretching.
COOH
OH DCC / DMAP
DCM, RT , 20 hrsC
O
O
21
3.4.1 Photophysical properties of compound (4)
Figure 3.8: (a) UV- Vis spectrum and (b) Fluorescence emission spectrum (excitation
at 276 nm) of compound (4) in chloroform solution.
The absorption and photoluminescence properties of compound 4 was measured
in chloroform solution. As shown in the Figure 3.8 (a), there is a broad absorption
spectrum ranging from 270 to 390 nm representing the chromophores of pyrene and
anthracene. The two sets of peaks at 270, 316, 330, and 347 nm represents the
absorption from the pyrene and the two peaks at 365 nm and 387 nm represents the
absorption from anthracene. Although the vibrational transitions of pyrene are well
resolved, the anthracene transitions are not well resolved.
The fluorescence emission spectrum was obtained by exciting at 276 nm to give
a broad peak with an emission maxima at 467 nm. The emissions of anthracene and
pyrene are not well resolved and they occur as a single combined peak.
22
4.1 Synthesis of (3,6-bis(anthracen-9-yl)-9-phenyl-9H-carbazole by Kumuda
coupling-Compound (5)
Br
2
N
Br
Br
Anhy. THF/ 800C
t-BuMgCl
Reflux for 2 hours
N
(5)
Scheme 3.8: Synthetic route for the preparation of coompund (5)
As shown in the Scheme 3.8 compound (5) was prepared by Grignard metathesis
followed by a Kumada coupling reaction37 using 3,6-dibromo-9-phenyl carbazole in 1
equivalent and 9-bromoanthracene in two equivalents. The Grignard reagent used was t-
butylmagnesium chloride and the nickel catalyst used was [1, 3-Bis (diphenylphosphino)
propane]-dichloronickel(II), which is similar to the preparation method of compound
(3). Anhydrous tetrahydrofuran was used as the solvent and the reaction was done under
an argon atmosphere to yield an orange brownish colored solid. Based on the NMR data
it was confirmed that the product was not coupled successfully. Although the reaction
was repeated multiple times by changing the reaction parameters, all attempts to make
the product with both side coupled with anthracene units were unsuccessful. This may
be due to the steric hindrance of the molecule since both anthracene and carbazole are
bulky in their structure.
Ni (dppp)Cl2 added
in 2 portions at 30
minutes interval
1 hour stirring
Quench with
methanol
23
In overall, four compounds (1-4) were successfully synthesized and the procedures
developed to make these four compounds in gram scale. The future work on this project
will target studying the solid state molecular packing, as well as the electronic
properties, of these compounds, with the goal of using them as novel components of
organic solar cells.
24
CHAPTER 4
EXPERIMENTAL PROCEDURES
4.1 Procedure
Materials:
5-bromo-2-thiophenecarboxylic acid, 1-pyrenemethanol, dicyclohexylcarbodiimide
(DCC), 4-dimethylaminopyridine (DMAP), dichloromethane (DCM), 9-anthracene
carboxylic acid, 9-anthracene methanol, anhydrous tetrahydrofuran, methanol,
chloroform-D, bis(diphenylphosphino)propane]nickel(II) chloride, tert-butylmagnesium
chloride, 3,6-dibromo-9-phenylcarbazole, 9-bromonthracene were obtained from
Aldrich Chemicals.
Characterization:
A 500 MHz Jeol NMR spectrometer was used for recording the 1H NMR spectra using
deuterated chloroform. Perkin-Elmer Spectrum One FTIR was used for recording the IR
spectra. Perkin Elmer LS 55 spectrometer was used for recording the Fluorescence
spectra and Perkin Elmer, Lambda 35 spectrometer was used for recording absorbance
spectra.
25
4.2 Preparation of compound (1) by DCC coupling
O C
O
SBr
To a 100 mL three necked round bottom flask, 5-bromo-2-thiophene carboxylic
acid (1 eq, 0.52 g, 2.50 mmol), 1-pyrene methanol (1 eq, 0.58 g, 2.50 mmol),
dicyclohexylcarbodiimide (1.2 eq, 0.61 g, 3.0 mmol), and 4-dimethylaminopyridine (20
mg) were added. The flask was flushed with argon and degassed for 5 minutes. Under
argon atmosphere dichloromethane (~30 mL) was added with the help of a syringe
through one of the septa and the solution was stirred for 16 hours at room temperature.
A cloudy yellow colored solution was formed after 16 hours of stirring. The solution
was filtered and the filtrate was concentrated under vacuum evaporation to yield a
yellow solid (0.47 g). The precipitate on the filter paper was a white solid (0.62 g),
which was confirmed as excess DCC and a by-product of DCC. The proton NMR was
performed for both samples in deuterated chloroform. The NMR of the filtrated solid
showed an excess of pyrene methanol was present, and thus purification was needed.
TLC was performed for the samples 5-bromo-2-thiophene carboxylic acid, pyrene
methanol and the vacuum evaporated product, which were labelled as 1, 2 and 3
respectively on the TLC plates. These samples were dissolved in small amounts in DCM
and were spotted on TLC plates. Two TLC jars were prepared. In the first jar, the
solvent used was DCM and in the second jar the solvent mixture used was DCM:
Hexane in 3:2 ratio. Separation of spots was clearly noticed under UV-lamp on the TLC
26
plate, which used only DCM as solvent. The product was purified using column
chromatography using DCM as a solvent eluent to yield 0.42 g (60%) as a white solid.
1H NMR (500 MHz, CDCL3): δ 8.33 (d, 1H), 8.17-8.22 (m, 4H), 8.03-8.12 (m, 4H),
7.55 (d, 1H), 7.03 (d, 1H), 6.03 (s, 2H). FTIR (cm-1): 3039 (aromatic C-H stretching),
2920 (alkyl C-H stretching), 1695 (ester carbonyl stretching), 1527 (aromatic C=C
stretching), 1460 (aromatic C=C stretching), 1288 (thiophene S-C stretching), 843
(thiophene S-C stretching).
4.3 Preparation of compound (2) by DCC coupling
To a 100 ml three necked round bottom flask, 9-anthracene methanol ( 1 eq, 0.5 g,
2.4 mmol), 5-bromo-2-thiophene carboxylic acid (1 eq, 0.49 g, 2.3 mmol),
dicyclohexylcarbodiimide (1.2 eq, 0.59 g, 2.8 mmol), and 4-dimethylaminopyridine (20
mg) were added. The flask was flushed with argon and degassed for 5 minutes. Under
argon atmosphere, dichloromethane (~30 mL) was added to the flask through one of the
septa with the help of a syringe and the solution was stirred for 16 hours at room
temperature. A white suspension in a yellow colored solution was formed after 16 hours
of continuous stirring. The solution was filtered and the filtrate was concentrated under
vacuum evaporation to yield a yellow solid (0.59 g). The precipitate on the filter paper
was a yellowish white solid (0.54 g). Hexane washing was done for both the solids.
NMR was performed on both the precipitate and the filtrate. Since both portions
SBrC
O
O
27
contained the product, they were combined and further purification was performed. The
product was then washed with DI water followed by suction filtration to yield a yellow
solid of 0.81 g (85%).
1H NMR (500 MHz, CDCl3): δ 8.54 (s, 1H), 8.43 (d, 2H), 8.05 (d, 2H), 7.59-7.60 (m,
2H), 7.48-7.50 (m, 3H), 6.99 (d, 1H), 6.34 (s, 2H). FTIR (cm -1) 2928 (alkyl C-H
stretching), 1704 (ester carbonyl stretching), 1531 (aromatic C=C stretching), 1247
(thiophene S-C stretching), 1082 (ester C-O stretching), 822 (thiophene S-C stretching).
4.4 Preparation of compound (3) by Kumada coupling
O C
O
S SC
OO
One equivalent of compound (1) (0.39 g, 8.7 mmol) and one equivalent of
compound (2) (0.35 g, 8.7 mmol) were added to a 100 ml three-necked flask. The flask
was flushed with argon for 10 minutes and 30 mL of anhydrous THF was then added. A
clear solution was observed. This flask was immersed in an oil bath maintained at 800 C.
Tertiarybutylmagnesiumchloride (0.95 ml) was added to the round bottom flask through
a syringe slowly, drop-wise for 15 minutes, which turned the solution slight red and
cloudy. The flask was refluxed for 2 hours and then was cooled to room temperature.
The solution turned to dark brownish yellow. Bis(diphenylphosphino)propane]nickel(II)
chloride was added in two portions. The first portion of [1,3-
Bis(diphenylphosphino)propane]nickel(II) chloride (0.015 g, 0.28 mmol) was dissolved
in a few mL of dry THF and was added to the flask by syringe. The second portion
28
(0.007 g, 0.12 mmol) dissolved in a few mL of dry THF was added after half an hour
and stirring was continued for an hour. The reaction was quenched with few drops of
methanol. After 15 minutes, 30 ml of methanol was added to the solution and the
precipitate was vacuum filtered and dried to yield a brownish yellow solid of (0.62 g)
(86%).
Characterization was done using FTIR, and proton NMR.
1H NMR, (CDCL3, 500MHz): δ 8.54 (s,1H), 8.41 (d,1H), 8.35 (d, 1H), 8.24 (m, 5H),
8.12 (m,7H), 7.60 (m, 1H), 7.50 (d, 1H), 7.48 (m, 3H), 7.03 (d, 1H), 6.09(d, 1H), 6.34 (s,
2H), 6.03(s, 2H). FTIR (cm-1): 2924 (alkyl C-H stretching), 2852 (alkyl C-H stretching),
1528 (aromatic C=C stretching), 1412 (aromatic C=C stretching), 1247(thiophene S-C
stretching), 1082 (ester C-O stretching), 843 (thiophene S-C stretching).
4.5 Preparation of compound (4) by DCC coupling
To a 100 ml three necked round bottom flask, 9-anthracenecarboxylic acid (1
eq, 0.5 g, 2.2 mmol) and 30 mL dichloromethane (~30 mL) were added to the flask
through one of the septa with the help of a syringe. Approximately 5 mL of anhydrous
THF was also added .The mixture was allowed to stir for 10 minutes, yeilding a clear
solution. 1-Pyrene methanol (1 eq, 0.51 g, 2.1 mmol) was dissolved in a small amount of
DCM and added to the flask. Dicyclohexylcarbodiimide (1.2 eq, 0.54 g, 2.6 mmol), and
O
29
4-Dimethylaminopyridine (20 mg) were added in a similar way by dissolving them in
small amounts of DCM under an argon atmosphere. The flask was flushed with argon
and degassed for 5 minutes. The solution was stirred for 24 hours at room temperature
and the solution turned from a clear yellow solution to a cloudy yellow solution. The
precipitate on filter paper was a yellow solid (0.36 g), which was confirmed as excess
DCC based on the proton NMR. The proton NMR of the filtered solid showed an excess
of pyrene methanol and thus purification was needed. TLC was performed on samples of
9-anthracene carboxylic acid, pyrene methanol and the vacuum evaporated product,
which were labeled as 1, 2 and 3 respectively on TLC plates. These samples were
dissolved in small amounts in DCM and were spotted on TLC plates. The solvent
mixture used was DCM: Hexane in a 3:2 ratio. Separation of spots was clearly observed
under UV-lamp illumination of the TLC plate. The product was purified using column
chromatography using DCM:Hexane as a solvent eluent to yield 0.34 g (66%) as a
yellow solid.
1H NMR (500 MHz, CDCl3): δ 8.30 (d, H), 8.10 (d, H), 8.18-8.23 (m, 4H), 8.10 (d,
2H), 8.02-8.12 (m. H), 7.96-7.99 (m, 4H), 7.46-7.52 (m, H), 7.37-7.41 (m, 2H), 7.34-
7.36 (m, 2H), 6.38(s, 2H). FTIR (cm-1): 3048 (aromatic C-H stretching), 1715 (ester
carbonyl stretching), 1525 (aromatic C=C stretching), 1417 (aromatic C=C stretching),
1196 (ester C-O stretching), 1150 (ester C-O stretching).
30
4.6 Attempted preparation of compound (5) by Kumada coupling
One equivalent of 3,6-dibromo-9-phenyl carbazole (0.45 g, 1.1 mmol) was added to a
100 ml three-necked flask. The flask was flushed with argon and 30 mL of anhydrous
THF was then added and a clear solution was observed. Tertiary butyl magnesium
chloride (2.31 mL) was added to the round bottom flask through syringe slowly, drop-
wise for 15 minutes and was refluxed with a condenser for 2 hours with the flask
immersed in an oil bath maintained at 800 C. After 2 hours of stirring, a clear yellow
solution was observed. Through one of the septa, 2 equivalents of 9-Bromoanthracene
(0.58 g, 2.2 mmol) dissolved in THF were added with a syringe. A clear intense yellow
color was observed. The solution was allowed to stir for an hour. [1,3-
Bis(diphenylphosphino) propane]nickel(II) chloride was added in two portions. After the
flask was cooled, the first portion of [1,3-Bis(diphenylphosphino) propane]nickel(II)
chloride (0.015 g) dissolved in few ml of dry THF was added to the flask via syringe.
The second portion (0.007 g in few ml of dry THF) was added after one hour. The
reaction was allowed to run for an hour and then a few drops of methanol were added to
quench the reaction. After 15 minutes, 30 mL of methanol was added to the solution,
which was then vacuum filtered and dried to yield a brownish yellow solid of (1.14 g).
N
31
Characterization was done by 1H NMR, which indicated the reaction had failed to
couple completely.
32
CONCLUSION
The aim of this project was to synthesize small molecule based additives for
organic solar cells. The structural properties of these conjugated small molecules have
been studied. A major concentration was the optimization of the materials, so that they
could be successfully used as additives for the active layer in solar cells. Synthesizing
the pure compounds was a major challenge of this project. The recent advances of small
molecule additives and their power conversion efficiencies have also been discussed.
In conclusion, two systems consisting of anthracene-bithiophene-pyrene (D-D-A)
triad assembly and anthracene-pyrene (D-A) assembly were proposed and synthesized
using the small molecule components of anthracene, thiophene and pyrene. The
synthesized compounds were purified and their structural and photophysical properties
were studied by NMR, UV-Visible spectroscopy, fluorescence spectroscopy and IR
spectroscopy. Compound (1) was short in conjugation length. It has been designed and
synthesized, and the absorbance of the compound was well resolved, but there was no
evidence of a blue shift in the spectrum due to the presence of thiophene. The
photophysical properties of compound (2) were studied, and the absorbance of
anthracene was observed corresponding to the vibronic transitions of S0-S1. Again, there
was no indication of a spectral shift in either absorbance or emission due to effect from
thiophene ring. Compound (3) has the longest conjugation length when compared to the
other compounds with two thiophene units, anthracene and pyrene units. The vibrational
transitions of pyrene were well resolved, but not those of anthracene. In the emission
spectra the peaks of pyrene were not well resolved because of the possibility of pyrene
overlap with anthracene.
33
In compound (4) the vibrational transitions of pyrene in the absorption spectra were well
resolved but the anthracene transitions were poorly resolved. The emission spectra of
pyrene and anthracene were poorly resolved. Synthesis of compound (5), despite
multiple attempts made by changing the experimental parameters, failed in the coupling
of the desired components.
Future work will focus on molecular packing studies and evaluating the electrical
properties of these compounds.
34
APPENDIX
1H NMR
1H NMR of compound (1).
35
1H NMR of compound (2)
36
1H NMR of compound (3)
37
1H NMR of compound (4)
38
FTIR
IR of compound (1)
IR of compound (2).
843
39
IR of compound (3)
IR of compound (4)
15
25
14
17
843
40
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