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8/13/2019 Frontier Records v. Frontiers Records http://slidepdf.com/reader/full/frontier-records-v-frontiers-records 1/25  1 COMPLAINT. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 A. Eric Bjorgum (State Bar No. 198392) Marc A. Karish (State Bar No. 205440) KARISH & BJORGUM, PC 16 N. Marengo Ave., Suite 307 Pasadena, California 91101 Telephone: (213) 785-8070 Facsimile: (213) 995-5010 E-Mail: [email protected] UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA WESTERN DIVISION FRONTIER RECORDS an LISA FANCHER, Plaintiffs, vs. FRONTIERS RECORDS S.r.l., an Italian limited liability company; UNIVERSAL MUSIC GROUP DISTRIBUTION CORP., a Delaware corporation; and DOES 1-10, inclusive, Defendants. Case No. 1. INFRINGEMENT OF REGISTERED TRADEMARK (15 U.S.C. § 1114); 2. FALSE DESIGNATION OR ORIGIN (15 U.S.C. § 1125(a); 3. COMMON LAW TRADEMARK INFRINGEMENT; 4. STATUTORY UNFAIR COMPETITION (CAL. BUS. AND PROF. CODE § 17200); 5. COMMON LAW UNFAIR COMPETITION REQUEST FOR JURY TRIAL Case 2:14-cv-00367 Document 1 Filed 01/16/14 Page 1 of 11 Page ID #:1

Frontier Records v. Frontiers Records

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A. Eric Bjorgum (State Bar No. 198392)Marc A. Karish (State Bar No. 205440)KARISH & BJORGUM, PC16 N. Marengo Ave., Suite 307Pasadena, California 91101Telephone: (213) 785-8070Facsimile: (213) 995-5010E-Mail: [email protected]

UNITED STATES DISTRICT COURT

CENTRAL DISTRICT OF CALIFORNIA

WESTERN DIVISION

FRONTIER RECORDS an LISAFANCHER,

Plaintiffs,

vs.

FRONTIERS RECORDS S.r.l., anItalian limited liability company;UNIVERSAL MUSIC GROUP

DISTRIBUTION CORP., a Delawarecorporation; and DOES 1-10, inclusive,

Defendants.

Case No.

1. INFRINGEMENT OF

REGISTERED TRADEMARK (15

U.S.C. § 1114);

2. FALSE DESIGNATION OR

ORIGIN (15 U.S.C. § 1125(a);3. COMMON LAW TRADEMARK

INFRINGEMENT;

4. STATUTORY UNFAIR

COMPETITION (CAL. BUS. AND

PROF. CODE § 17200);

5. COMMON LAW UNFAIR

COMPETITION

REQUEST FOR JURY TRIAL

Case 2:14-cv-00367 Document 1 Filed 01/16/14 Page 1 of 11 Page ID #:1

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Plaintiffs FRONTIER RECORDS and LISA FANCHER, by and through

their attorneys, Karish & Bjorgum, PC, respectfully submit this Complaint for

trademark infringement and unfair competition as follows:

JURISDICTION AND VENUE

1.  This is a claim for trademark infringement and unfair competition,

under Title 15, U.S.C. Sections 1051 et seq., as amended (hereinafter the “Lanham

Act”). 

2.  This Court has subject matter jurisdiction pursuant to 28 U.S.C.

§§1331, 1338, 1367 and the U.S. Constitution because this Complaint raises

Federal a federal question, and the state law claims are related to the federal claim

under the principles of supplemental jurisdiction. 

3.  Plaintiff FRONTIER RECORDS (“FRONTIER”) is a sole

 proprietorship owned by Plaintiff LISA FANCHER (“FANCHER”) (collectively,

“Plaintiffs”). Plaintiffs reside in the Central District of California. 

4.  Defendant FRONTIERS RECORDS, S.r.l. (“FRONTIERS”) is a

foreign company that has transacted business and committed acts of infringement

in the Central District of California, and are subject to the personal jurisdiction of

this Court. 

5.  On information and belief, Defendant UNIVERSAL MUSIC GROUP

DISTRUBITION, CORP. (“UMGD”) is the successor to EMI Music Distribution

and has its principal place of business in this District. 

6.  Venue is proper in this district pursuant to 28 U.S.C. §§ 1391.

THE PARTIES7.  FRONTIER is a sole proprietorship existing under the laws of the

State of California. FRONTIER is a leading independent record company. 

8.  Plaintiff FANCHER is the owner of FRONTIER. She is a resident of

this district and widely regarded for her role in the independent music industry.

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FRONTIER does not distribute its records through major label distributors, and it

has always been operated as an independent label. FANCHER owns the

registration in the trademark FRONTIER RECORDS.

9.  On information and belief, Defendant FRONTIERS is a limited

liability company organized under the laws of Italy.

10.  On information and belief, Defendant UMGD is a Delaware

corporation with its principal place of business in Santa Monica, California.

11.  DOES 1-10, inclusive, are individuals or business entities of an

unknown form.

FACTS COMMON TO ALL CLAIMS FOR RELIEF

12.  FANCHER is the owner of a United States registered trademark in

FRONTIER RECORDS, Reg. No. 3,401,182 (the “Mark”). The registration is for

standard characters. On or about June 13, 2013, the U.S. Patent and Trademark

Office accepted Plaintiff’s declaration of use and incontestability in the Mark.

FANCHER has been using the Mark since at least March 1, 1980. A copy of the

registration information is attached as Exhibit A hereto. 

13.  Over the years, FRONTIER has released seminal punk rock and rock

records by such bands as Suicidal Tendencies, Circle Jerks, Adolescents, the

Weirdos, TSOL, Middle Class and Redd Kross. It has also released critically

acclaimed music in other subgenres such as psychedelic rock, gothic rock, pop

rock and alternative rock by bands like Thin White Rope, American Music Club,

The Three O’Clock, Christian Death and Young Fresh Fellows.

14.  FRONTIER is highly regarded as a pioneering independent recordlabel. FRONTIER’s thirtieth anniversary concert was held in a Los Angeles in

2010 and was widely covered in the music press.

15.  FRONTIER’s releases are marketed under the FRONTIER

RECORDS mark. FRONTIER has also used a logo of the word “FRONTIER”

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wrapped in barb wire. Attached hereto as Exhibit B is a copy of The Adolescents’

LP record bearing the Mark and logo. The logo and other marks derived from

FRONTIER RECORDS are referred to herein as the “FRONTIER-Derived

Marks.”

16.  On information and belief, Defendant FRONTIERS is an Italian

record label that releases rock music. Defendant’s recordings were initially

available in limited quantities in the United States. Attached hereto as Exhibit C is

a copy of a search on Google Images for “Frontier Records” showing both

FRONTIER’s mark and FRONTIERS’ mark.

17.  Beginning in or about 2010, Defendant FRONTIERS secured

distribution of its product in the United States, through EMI Music. In or about

2012, EMI’s distribution arm was acquired by UMGD. Plaintiffs began to receive

inquiries about FRONTIERS’ releases.

18.  Plaintiffs’ attorney sent a cease and desist letter to FRONTIERS in

2012, and a series of correspondence followed. Defendant FRONTIERS denied

that FRONTIERS RECORDS infringes FRONTIER RECORDS.

19.  Since 2012, the pace and U.S. exposure of FRONTIERS’ releases

have been steadily increasing. For instance, in 2013, FRONTIERS released

material by Sammy Hagar, Def Leppard, Boston and Whitesnake. Defendants

have also released records by more underground bands such as Benedictum,

Angelica and Primal Fear.

20.  At the same time, the media and consumers have been increasingly

confusing Plaintiffs’ products with Defendants’. Attached as Exhibit D are

communications and press releases showing the media or consumersmisidentifying FRONTIERS product as originating or being associated with

FRONTIER.

21.  Also, UMGD distributes recordings by artists that were initially on

FRONTIER but left for other labels. Such artists include The Three O’Clock and

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the Long Ryders. Also, acclaimed singer/songwriter Elliott Smith started his

career in Heatmiser, another FRONTIER band. On information and belief, his solo

recordings were distributed via UMGD.

FIRST CLAIM FOR RELIEF

(For Infringement of a Registered Mark, 15 U.S.C. § 1114 – Against All

Defendants)

22.  Plaintiffs repeat and hereby incorporate by reference in this paragraph

the allegations contained in paragraphs 1 through 21 of this Complaint as if fully

set forth herein.

23.  Defendants’ wrongful use of the name “Frontiers Records” comprises

an infringement of FANCHER’s registered trademark FRONTIER RECORDS and

is likely to cause confusion, mistake and deception of the public as to the identity

and origin of Defendants’ goods, causing irreparable harm to FANCHER for

which there is no adequate remedy at law.

24.  By reason of the foregoing acts, Defendants are liable to FANCHER

for infringement of a registered mark under 15 U.S.C. § 1114. 

SECOND CLAIM FOR RELIEF

(For False Designation Of Origin, Sponsorship, or Approval, 15 U.S.C. §

1125(a) – Against All Defendants)

25.  Plaintiffs repeat, reallege and hereby incorporate by reference in this

 paragraph the allegations contained in paragraphs 1 to 21 of this Complaint as if

fully set forth herein.

26.  Plaintiff has built considerable goodwill and public recognition in theFRONTIER and FRONTIER-Derived Marks.

27.  Plaintiff did not authorize or consent to Defendants’ use of the

FRONTIER and FRONTIER-Derived Marks. Defendants’ use of the “Frontiers

Records” is likely to cause, confusion, mistake, and/or deception of others as to the

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origin, sponsorship, approval, affiliation, or association of Defendants’ goods and

services and Plaintiffs’ goods and services, in violation of the Section 43(a) of the

Lanham Act, codified at 15 U.S.C. § 1125(a).

28.  Defendants’ use of “Frontiers Records” has caused and will continue

to cause damage to Plaintiffs in an amount to be proven at trial by, inter alia,

confusing the media, fans and consumers, and constitutes unfair competition and

infringement of Plaintiff’s mark in violation of 15 U.S.C. § 1125(a).

29.  Defendants’ conduct as alleged herein has irreparably damaged and

will continue to irreparably damage Plaintiffs’ market reputation, and goodwill,

and may discourage current and potential customers from dealing with Plaintiffs.

Such irreparable harm will continue unless Defendants’ actions are enjoined during

the pendency of this action, and thereafter.

30.  Defendants profit directly from their wrongful and confusing

association with the FRONTIER Mark and FRONTIER-Derived Marks.

31.  Plaintiffs are informed and believe and based thereon allege that

Defendants’ acts alleged herein have been undertaken with full knowledge of

Plaintiffs’ rights and with the willful and deliberate intent to cause confusion,

mistake and deception among members of the relevant public and to trade on the

goodwill associated with Plaintiffs’ FRONTIER and FRONTER-Derived Marks.

THIRD CLAIM FOR RELIEF

(For Common Law Trademark Infringement – Against All Defendants)

32.  Plaintiffs repeat, reallege and hereby incorporate by reference in this

 paragraph the allegations contained in paragraphs 1 to 21 of this Complaint as iffully set forth herein.

33.  The above-described acts of Defendants constitute common law

trademark infringement. Such acts have caused and will continue to cause

irreparable and immediate injury to Plaintiffs for which they have no adequate

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remedy at law. Unless Defendants are restrained by this Court from continuing the

acts alleged herein, these injuries will continue to occur.

34.  On information and belief, the foregoing acts of the Defendants are

fraudulent, oppressive, willful and malicious in that they have been undertaken

with a conscious disregard of Defendants’ rights and with a desire to injure

Plaintiffs’ business and to improve their own, and entitle Plaintiffs to punitive or

exemplary damages.

FOURTH CLAIM FOR RELIEF

(For Unfair Competition, Cal. Bus. & Prof. Code § 17200 – Against All

Defendants) 

35.  Plaintiffs repeat, reallege and incorporate by reference in this

 paragraph the allegations contained in paragraphs 1 to 21 of this Complaint as if

fully set forth herein.

36.  Defendants’ actions as described herein constitute unlawful, unfair or

fraudulent business practices as those terms are defined in Cal. Bus. & Prof. Code §

17200.

37.  Plaintiffs are entitled to restitution or disgorgement of all profits gained

 by Defendants as a result of their unfair competition. Plaintiffs are further entitled to

an injunction against further unfair business practices.

38.  Such acts have caused and will continue to cause irreparable and

immediate injury to Plaintiffs for which Plaintiffs have no adequate remedy at law.

Unless Defendants are restrained by this Court from continuing the acts alleged

herein, these injuries will continue to occur. 

FIFTH CLAIM FOR RELIEF

(For Common Law Unfair Competition – Against All Defendants)

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39.  Plaintiffs repeat, reallege and hereby incorporate by reference in this

 paragraph the allegations contained in paragraphs 1 to 21 of this Complaint as if

fully set forth herein.

40.  The above-described acts of Defendants constitute common law unfair

competition in that Defendants are passing off their goods and services as those of

the Plaintiffs. Such acts have caused and will continue to cause irreparable and

immediate injury to Plaintiffs for which Plaintiffs have no adequate remedy at law.

Unless Defendants are restrained by this Court from continuing the acts alleged

herein, these injuries will continue to occur.

41.  On information and belief, the foregoing acts of the Defendants are

willful and malicious in that they have been undertaken with a conscious disregard

of the Plaintiffs’ rights and with a desire to injure the Plaintiffs’ business and to

improve their own, such that punitive or exemplary damages should be awarded

against Defendants.

PRAYER FOR RELIEF

WHEREFORE, Plaintiffs pray for judgment as follows:

1.  For an order permanently and preliminarily enjoining the Defendants,

their officers, agents, employees, and those acting in concert or conspiracy with

them from:

a.  Directly or indirectly using, printing, distributing, trafficking in,

selling, offering for sale, possessing, advertising, performing under, promoting or

displaying in any way the FRONTIER RECORDS Mark or the FRONTIER-

Derived Marks, or any simulation, reproduction, copy or colorable imitation of theFRONTIER RECORDS mark or FRONTIER-Derived Marks;

 b.  Making any unauthorized use of the FRONTIER RECORDS

Mark or the FRONTIER-Derived Marks in such a way as to cause confusion,

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mistake or deception as to the affiliation, connection or association of the Plaintiffs

as to the origin, sponsorship or approval of Defendants’ products or services;

c.  Otherwise infringing Counterclaimants’ rights in and to the

FRONTIER RECORDS or FRONTIER-Derived Marks;

d.  For an order directing the Defendants to deliver for destruction

all advertisements, and promotional items in their possession, or under their

control, bearing or intended to bear the phrase “Frontiers Records” or “Frontiers;”

e.  For an order requiring that disclaimers be sent to all media

outlets, retailers and music distributors;

f.  That Defendants be required to file with the Court and serve on

Plaintiff within thirty (30) days after entry of any injunction a report in writing

under oath setting forth in detail the manner and form in which Defendants have

complied with the injunction;

2.  For an order that Defendants be held liable for all damages suffered

 by Plaintiffs resulting the acts alleged herein, for not less than $500,000;

3.  For a finding that the Defendants’ acts complained of herein were

willful within the meaning of 15 U.S.C. § 1117(c)(2);

4.  For a monetary award in an amount equal to (i) the Plaintiffs’ actual

damages, including corrective advertising, and (ii) to the extent not included in

Plaintiffs’ actual damages, the Defendants’ profits arising from their acts

complained of, such damages and profits to be trebled under 15 U.S.C. § 1117(a);

5.  For an award of pre-judgment interest and post-judgment interest in

the maximum amount permitted by law;

6.  For an award of costs under 15 U.S.C. § 1117(a);7.  For a finding that this is an exceptional case within the meaning of,

and for an award of attorneys’ fees pursuant to, 15 U.S.C. § 1117(a);

8.  For a finding that the Defendants’ acts were undertaken, intentionally,

maliciously and/or with a reckless and wanton disregard of the plaintiffs’ common

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EXHIBITA

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EXHIBIT C

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EXHIBITD

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[Frontier Records] New message from1 message

Facebook Tue, Apr 2, 2013

Reply-To: Message Email

To:

5:18pm Apr 2

Hello,

My name is and I create the playlist for a radio show on

 We are on every

Evening from 8-10 pm est and play rock and heavy

metal. We play a lot of independent bands but lately we have gotten a

lot of requests for Stryper. Due to RIAA restrictions we are unable to

play their previous releases. I was wondering if we could have the honor

of playing something o!  the Second Coming CD either on tomorrow's or

a future episode of has a legal

copy of the cd. It would be an absolute honor to play Stryper on our

show but we would only do so with the proper permission. Thank youfor your time. You can find myself and right here on fb or

you may email us at t

Sincerely,

 Conversation on Facebook " Reply to this email to message everyone currently in

this conversation.

Gmail - [Frontier Records] New message

of 1 4/2/13 6:58

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1

 

From:

Date: Sun, Sep 1, 2013 at 12:03 AM

Subject: Internet Radio

To: <[email protected]>

sorry, my mistake.

On 8/31/2013 4:17 PM, Lisa Fancher wrote:

I think you're looking for Frontiers Records, I don't know who is...

Lisa

On Sat, Aug 31, 2013 at 4:42 AM, :Hi Frontier Records,

I know about Frontier because of my association with and I, have

an association at LinkedIn which is why I'm contacting you know. Recently I got together  

Rock and Metal Bands on my web site The show is a weekly program where

with other professional about what it takes to make it in the music industry today. They'llalso have helpful hints and interview current professional musicians about how they found their success. For

more about the show visit where you can read about the team behind the

show and hear a show promo and show highlights.

If you represent bands that you feel would fit the show format I'd like to know about them.

Internet Radio

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Date: Mon, Jan 7, 2013 at 2:38 PM

Subject: Pat Travers

To: "[email protected]" <[email protected]>

Hello,

I heard that you guys will be handling the new Pat Travers CD.I was curious when you think it should be available? Also, do you know if it is done in his

"Blues" style or "Rock" genre?

Thank yo

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