OMB No 1545-0052

2001

Name change Icallon Number

Fomr 990-PF

Dapwnmt d the Tnawry Inmn+al Rwmue SeMn

For calendar year 2007, or G Check all that apply Uselhe Name of Organioadc IRS label Carl S Si Othervns4 Number and Strosit orprim

type 1301 Rive See Specific Qty or T~ Instructions

Return of Private Foundation or Section 4947(a)(1) Nonexempt Charitable Trust

Treated as a Private Foundation Note The organization may be able to use e copy of this return to satisfy state

mnnr~mn ronwmmnnle

IniUal return I I Final return I I Fvnended return I ( Address

FL 32207 D 7 Foreign organizoons. check here I~ X Section 501(c)(3) exempt private foundation 2 Foreign organizations meeting the 85% test check t charitable trust other taxable dvate foundation here and attach computation

Accrual E If prow loundahon status was terminated Y~~ J Accounting method X Cash

W El

0 Other (specify) under section 507(h)(1)(A), check here

F If the foundation is N a 60-month termuwUOn Part I, column d must be on rash basis under sermon 507(b)(1)(B), check here

and - (a) Revenue and (b) Net investment (y Ad usted net (d) Disbursements

(horn Part ll, column c, line 16)

~$ 7,510,148

Expenses (The total of amounts in expenses per books I Income income for charitable columns b, c, end d may not neces- purposes sanly equal the amounts m column a ) (cash basis only)

347 .518 1 438 .160 1 438

a Excess of revenue over expenses and disbursements

b ww Imr..em.nt mcam. (d mwwe ..Nm a)

C AE/usbE M Inewn. (it ropeWe sPm ~)

BAA For Paperwork Reduction Act NoUte, see

\'J -46 .437

TEEMW7 01(1407

Jacksonville H Check type of organization n Section 4947(a)(1) non

Inc 59-0998262 b m mead address) Nm �Isute g reiavnme Number (see instructlors)

2640 (904) 399-8000 state ZIP code C II exemption appLCaUOn a pending, check here

1 ConinbuGma pIM owes etc recorvaE (aft sch) Ck- R] dVwIauMnbnotaQb .SCl B

2 DisIn6WOns from split-niterest trusts J Interest on savings and temporary

p cash investments 4 Dmdends and nterest horn securities N

p 5 a Gross rents

b leYm rental

H (lose) 1 Z 6a NetpaWlbsa)humsale MauabmlonLnelO ,R b Gross salsa prices for an (] asses onwefa 992, 959 . V 7 Capital pan net trmne (from Part N Gm t) E 8 Net short-term capital gain

9 Income modifications U

10 a Gross sales less returns and allowances

b Less Cost of goods sold

c Gross profNQoss) (an sch) 77 Other income (attach schedule)

12 Total Add tines 1 through 11 13 CanpensuluonaIWACas dwclns tutees etc 74 Other employee salaries and wages 15 Pension plans, employee benefits

w 76a Legal fees (attach schedule) N b Accounting fees (attach sch)

o g c Other prol fees (attach sch) L-16 e r 77 Interest

R A p 18 Taxes (attach schedule) See Une i S T T 19 Depreciation (attach schedule) and de g x

1, ~ 20 Occupancy E 21 Travel, conferences, and meet s E 22 Printing and publications

o v 23 Other expenses (attach schedul ) E See Line 23 Stmt N E 24 Total operating and administrative s expenses Add lines 13 through 23

25 Comnbuums, gifts, grants pad 28 Total expenses and disbursements

2 .846

44 .456

N F 24 Unrestricted

T N 25 Temporarily restricted D 26 Permanently restricted

Organizations that do not follow SFAS 117, check here g p and complete lines 27 through 37 E L T A 27 Capital stock, trust principal, or current funds 7 , 365,887 7,319

;45

S N 28 Paid-~n or capital surplus, a land building, and equipment fund

29 Retained earnin gs, accumulated income, endowment or other funds O E R S 30 Total net assets or fund balances (see instructions) 7 , 365,887 7 , 319

31 ToWI liabilities and net assets/fund balances (see instructions) 7,365,887 7,319

Part III°' Analysis of Changes in Net Assets or Fund Balances

1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 7 7 , 365,887

(must agree with end-of-year figure reported on prior year's return)

2 Enter amount from Part I, line 27a 2 -46,437

3 Other increases not included m We 2 (Mrtuze) ~ Roundi nq - _ _ _ - _ _ _ _ _ _ _ _ _ _ - _ _ - _ _ - _ _ 3 1 4 Add lines l,2.and3 4 7,319,451 5 Decreases not uvJUded m fine 2 (rcertuze) . ~ 5 6 Total net assets or fund balances at end of ear line 4 minus line 5 - Part II, column (b) . line 30 6 7,319,451

BAA 7eeAu02 09rz5~01

Form990-PF 2007 Carl S Swisher Foundation Inc 59-0998262 Page 2 iwmm vneomo..w amww m ma a~pnm Beginning of year End of year

Part II : Balance Sheets mwm srouiaeaiaenaaryear amanvaory see irowcdoru ) (a) Book Value (b) Book Value (c) Fair Market Value

1 Cash - non-interest-beanng 2 Savings andtemporary cash investments 99,477 270,297 270,297 . 3 Accounts receivable

Less allowance for doubtful accounts 4 Pledges receivable

Less allowance for doubtful accounts 5 Grants receivable 6 Recervables due from officers, directors, trustees, and other

disquaGGed persons (anal schedule) (see instructions) 7 Other notes and bans receivable (attach sch) w -

q ----------- ~m Less allowance for doubtful accounts S 8 Inventones for sale or use

9 Prepaid expenses and deferred charges 6,457 4,086 4,086 T S 10a Investments - U S and state government _ _

obligahons(attachschedule) 2,430691 2,049,102 2,106,941 b Investments - corporate stock (attach schedule) 1,201,810 1,318,377 1,323,074 eInvestments -corporate bonds (anachschedule) 3,627,452 3,677,589 3,805,750 .

11 Investments - land, buildings, and equipment basis

Less accumulated depreua6on (attach schedule)

12 Investments - mortgage loans 13 Investments - other (attach schedule) 14 Land, buildings, and equipment basis

Less accumulated depreciation (attach schedule)

------ 15 Other assets describe ----- 16 Total assets (to be completed by all filers -

L 17 Accounts payable and accrued expenses 18 Grants payable A

B 79 Deferred revenue 20 Loans horn officers, directors, trustees, b other disqualified persons 27 Mortgages and other notes payable (attach schedule) 22 Other liabilities (describe ~ )

E g 23 Total liabilities add lines 17 through 22

Organizations that follow SFAS 717, check here and complete lines 24 through 26 and lines 30 and 37

TEEA0703 0912501

r

FOrm990-PF(2001) Carl S Swisher Foundation Inc 59-0998262 Paae3

(a) List and describe we land(s) of groperty sold (e g , real estate, In) nw. .oau~a (c)Dam ewuhoe (a) oacs wu 2-story bnck warehouse, or common stock, Z00 shares MLC Company) P- P""d'°sa ("°"'" day Yw) ("'°""' °'Y

o - Donatbn

1a See Attached Schedule P various various b

c

d

e (e) Gross sales price I (~ Deprecation allowed (g) Cost or other basis (h) Gain or (loss)

(or allowable) plus expense of sale (e) plus (f) minus (g)

ooI oso i nay aril _on CAI

c

e Complete only for assets shovnn gain in column h and owned b the foundation on 12/31/69 m Gains (column (h)

(I) Fair Market Value Q) Adjusted basis (k) Excess of column (q gain rrunus cdumn (1~, but not less -as of 12I31I69 - - - - as of 14/31/69- - - - over column Q) ; d any - - fan --O-) or Losses (from column (h))-

_on CAI

e

2 Capital gain net income or (net capital loss) If ain, also enter in Part I, line 7 If loss), enter -0- in Part I, line 7 ~ p _

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6)

if gain, also enter in Part I, line B, column (c) (see instructions) I( (loss), enter-0- in Part I . line B 3

(For optional use by domestic private foundations subbed to the section 4940(a) tax on net investment income )

If section 4940(d)(2) applies, leave this part blank

Was we organization liable for the section 4942 tax on the distnbutable amount of any year in we base penod7 0 Yes ~ No If'Yes,' the organization does not qualify under section 4940(e) Do not complete this part

1 Enter the appropnate amount in each column for each year, see instructions before making any entries

a b c d Base period years Adjusted qualifying distributions Net value o1 Distribution ratio

Calendar year (or tax year nonchantable-use assets (column (b) divided by column (c)) beginning in)

7999 1 308,715 1 7 .369 .801 1 0 041889

1997 191,818 7,116,269 0 026955 1996 418 .437 6 .968 .908 . 0 060043

2 Total of line 1, column (d) 2 0 2

3 Average distribution ratio for the 5-year base period - divide the total online 2 by 5, or by the number of years the foundation has been in existence d less than 5 years 3 0 0

4 Enter the net value of nonchantablause assets for 2001 from Part X, line 5

5 Multiply line 4 by line 3 5 313

6 Enter 1% of net investment income (1% of Part 1, line 27b) 6 3

7 Add lines 5 and 6

8 Enter qualifying distributions from Part XII, line 4 1 8 I 345,558 .

If line 8 is equal to or greater than tine 7, check the box in Part VI, line 1 b, and complete that part using a 1% tax rate See the Part VI instructions

BAA Form 990-PF (2001)

Forth 990.PF 59-

3,937

a 2001 estimated we pmts and 20DD overpayment credited m 2001 6 a b Exempt foreign organizations - tax withheld at source 6 b e Tax paid with application for extension of time to file (Form 8868) 6 c d Backup withholding erroneously withheld 6 d

7 Total credits and payments Add tines 6a through 6d 8 Enter any penalty for underpayment of estimated tax Check here a if Forth 2220 is attached 9 Tai due II the total of fines 5 and B is more than line 7, enter amount owed 70 Overpayment II We 7 is more than the total of tines 5 and 8, enter the amount overpaid 17 Enter the amount m tine 10 to 6e Credited b 2002 estimated tax 142 Rf

079

142

X

9 Is the agaruratnn dauwiq state as a private opelalug IwMaGOn wGlw the mearwg of Section 4942@(3) a 49420I,~ la calendar year 2001 w Use wraNe year be~mung m 2001 (see catnrJims for Pan )m~1~ ~~ vas ~mmp~efe Fanxro

70 Did any persons become substantial contributors during the tax year? If 'Yes,' attach e schedule listing their names and addresses

11 Did the organization comply with the public inspection requirements for its annual returns and exemption application?

reeA0304 011241102

7 a Exempt operating foundations described m Section 49400(2), check here . w U and emer TUA' on One 1 Date of ruling letter (attach copy of ruling letter If necessary - see Instructions)

b Domestic organizations that meet the Section 4940(e) requirements in Part V . check here wXO and enter 1 % of Part I, line 27b

c All other domestic agarurauons enter 296 0l fine 27b Exempt foreign organizations enter 4% of Part I, line 12, column (h) 2 lax under Section 511 (domestic Section 4447(a)(1) trusts and taxable foundaUOns only Others enter -0.) 3 Add lines 7 and 2 4 Subtitle A (income) tax (domestic Section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 5 Tax based on Investment Income Subtract line 4 from line 3 If zero or less, enter-0. 8 Credits/Payments

3 .937

1 a During the tax year, did the organization attempt to influence any national, state, or local legislation or did it participate or Intervene in any political campaign?

b Did R spend more than $700 during the year (either directly or indirectly) for political purposes (see instructions for definihon)7

II the answer is 'Yes' lo 1a or 16, attach e detailed description o1 the activities and copes of any materials published or distributed by the organization in connection with the activities

c Did the organization file Form 1720.POL for this year? d Enter the amount (d any) of tax on political expenditures (Secaon 4955) imposed during the year

(1) On the organization ~ $ (2) On organization managers ~ $ e Enter the reimbursement (d any) paid by the organization during the year for political expenditure tax Imposed on organization managers " $

2 Has the organization engaged in any acUw6es that have not previously been reported to the IRS If 'Yes,' attach a detailed description of the activities

3 Has the organization made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar Instruments? If 'Yes,' attach a conformed copy optic changes

4 a Did the organization have unrelated business gross income of $1,000 or more during the yea(? b Ii Yes; has it fled a tax return on Form 990-T for this yeah

5 Was there a liquidation, termination, dissolution, a substantial contraction during the year? 11 'Yes,' attach the statement required by General Instruction T

8 Are the requirements of Section 508(e) (relating to Sections 4941 Through 4945) satisfied either " By language in the governing instrument or

" By state legislation that effectively amends the governing Instrument so that no mandatory directions that conflict with the stile law remain in the governing instrument?

7 Did the organization have at least $5,000 N assets al any tune during the yea( If 'Yes,'canplefe Part ll, cdunn (c), and Part XV B a Enter the states to which the foundation reports or with which it is registered (see instructions)

Florida b If the answer a Yes 'to One 7, has the wganvahm IurtusheA a copy of Form 99aPF 1o the Attorney General

(or designate) of each stale as required by General Instruction G7 /I'No,'anarh eqYardam

Web site address 72 Thebooks areincare of " Kenneth G Anderson Tetephoneno - (904) 399-8000

Located at ~ 1301 Riverplace Hlvd i Ste 2640- Jacksonville Fl- ZIP+4 . 32207 73 Section 49a7(a)(1) nonexempt charitable casts filing Form 990.PF in lieu of Form 1047 - Check here

and enter the amount of tax-exempt Interest received or accrued during the year ~ ~ 17 BM Forth 990.PF (2001)

No

b If'Yes ; did it have excess business holdings in 2001 as a result of (7) any purchase by we organization or disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved by we Commissioner under Section 4943(c)(7)) to disease of holdings acquired by gift or bequest, or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine d the organization had excess business holdings m 2001)

4 a Did the organization Invest during the year any amount m a manner that would jeopardize its charitable purposes?

b Did we organization make any investment in a prior year (but after December 31, 1969) that could jeopardize it charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 20017

5 a During the year did the organization pay or incur any amount to (1) Carry on propaganda, or otherwise attempt to influence legislation (Section 4945(e))9 E] Yes R] No

(2) Influence the outcome of any spastic public election (see Section 4955), or to carry on, directly or indirectly, any voter registration drive? B Yes B No

(3) Provide a grant to an individual for travel, study, or other similar purposes Yes No

(4) Provide a grant to an organization other than a charitable, etc, organization described In Section 509(a)(1), (2), or (3), or Section 4940(d)(2)? E] Yes E] No

(5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals? ElYes E No

b If any answer is 'Yes' to Sa(1)-(5), did any of we transactions fail to quality under the exceptions described in Regulations Section 53 4945 or m a current notice regarding disaster assistance (see Instructions)? Organizations relying on a current notice regarding disaster assistance check here

e I( the answer Is "Yes' W question Sa(4), does the organization claim exemption from the tax baptise it maintained expenditure responsibility for the grant? E] Yea F1 No II'Yes,' attach the statement required by Regulations Section 53 4945.5(d)

6 a Did the organization, during the year, receive any funds, directly a indirectly, to pay premiums on a personal benefit contract? [Yes fr--~]No

b Did the organization . during the year, pay premiums, directly or Indirectly . on a personal benefit contract? 11 you answered 'Yes' to 66, also file 8870

Form 990.PF (2001) BAA TEFM705 0111407

File Form 4720 If any Item Is ehacked In the'Yes' column, unless an exception applies 1 a During we year did the organization (either directly or indirectly)

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ElYes El No

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person? Yes X No

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ~ Yes X No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? Yes X No

(5) Transfer any income or assets to a disqualified person (or make any of either available for we benefit or use of a disqualified person)? E]Yes 0 No

(6) Agree to pay money or property to a government official? (Exception Check 'No' if the organization agreed to make a grant to or to employ we otfiaal for a period after termination of government service, d terminating within 90 days ) 11 Yes El No

b I( any answer is 'Yes' to 1a(1)-(6), did any of the acts tail to quality under the exceptions described in Regulations Section 53 4941(d)-3 or In a current notice regarding disaster assistance (see instructions)? Organizations relying on a current notice regarding disaster assistance check here. _

c Did the organization engage in a prior year in any of the acts described in 1a, other wan excepted acts, that were not corrected before the first day of the tax year beginning in 20019 . . .

2 Taxes on failure to distribute Income (Section 4942) does not app?y for years the organization was a private operating foundation defined in Section 4942)(3) or 4942(7)(5))

a At the end of tax year 2001, did we organization have any undistributed income (lines 6d and 6e, Part XIII) (or tax year(s) beginning before 20017 E] Yes Xa No If'Yes,' list the years i" 20- _ , 19-- , 19_ - , 19_

b Are there any years listed in 2a for which we organization is not applying the provisions of Section 4942(a)(2) (relating to incorrect valuation of assets) to we years undistributed incomes (II applying Section 4942(a)(2) to all years listed, answer 'No' and attach statement - see instructions )

c If the provisions of SecUOn 4942(a)(2) are being applied to any of we years listed in 2a, list we years here X20 ,19 ,19 ,19

3 a Did the organization hold more than a 2% direct or indirect interest in any business enterprise at any time during we year? [] Yes El No

Fortn990.PF 2001 Carl S . Swisher Foundation Inc 59-0998262 Page B Part.Vll Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,

and Contractors

Kenneth G Anderson 2951 Front Rd . Jax, FL John H LindseY____--_____-PO Box 54699 Jax, FL Carolyn H- Charbonnet 4418 Country Club Rd , Jax, F1 James - P Stevens

As Needed :e/Sec/Treas

0 0

'None' Expense account,

other allowances

------------------------

enter'None' contractors for orofesslonal services - If 3 Five

-------------------------------------

Total number of others receiving over E50,000 for professional services

Part IX= Summary of Direct Charitable Activities

None

Expenses List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc

7 Not ApPl-icable ---------------------------------------------------------------------------------------------------------

z ------------------------------------------------------

3

------------------------------------------------------

4

------------------------------------------------------

o .

TEEA0306 012402 BAA

(a) Name and address (b) Title and average (e) Compensation (d) Contributions to (e) Expense account,

hours per week (If not paid, enter -0-) employee benefit other allowances devoted to position plans and deferred

compensation .'rustee/Pres .

As Needed 0 0 . 0

Compensation of flue highest-paid employees other than those Included on line 7- see Instructions) If none, (a) Name and address of each employee - -(b)-Title and average- -(c) Compensation- -(d) Contributions to

paid more wan $50,000 hours per week employee benefit devoted to position plans and deferred

NONE

------------------------

------------------------

------------------------

0

NONE

-------------------------------------

-------------------------------------

-------------------------------------

Form990.PF(2001) Carl S . Swisher Foundation Inc 59-0998262 Page 7

Parf'1 - Summary of Program-Related Investments (see instructions)

-----------------------------------------------------

-----------------------------------------------------

-----------------------------------------------------

Total Add lines 1 Ihrouah 3

Part X Minimum Investment Return (All domestic foundations must complete this part Foreign foundations, see instructions )

t Fair market value of assets not used (or held for use) directly in carrying out charitable . etc, purposes a Average monthly fair market value of securities b Average of monthly cash balances c Fair market value of all other assets (see instructions) d Total (add lines 1a, b and c) e Reduction claimed for blockage or other factors reported on lines to and 1c

(attach detailed explanation) le i 2 Acquisition indebtedness applicable to line 1 assets 3 Subtract line 2 from line 1d 4 Cash deemed held for charitable activities Enter 1 .1/2% of line 3 (for greater amount, see instructions) 5 Net value of noncharltable-use assets Subtract line 4 from line 3 Enter here and on Pan V, line 4

0 .

7,664,506 114 .968

6 1 377,477 (Section 4942Q)(3) and Q)(5) private operating foundations and certain lnrninn nrn~nn~~inne rhur4 Fnrn . n -r! ri .. ~M -1°,e ,h, . -., , Distnbutable Amount (see instructions)

1 Minimum investment return from Pan X, line 6 2 a Tax on investment income for 2001 horn Part VI, line 5 2 a 3 , 937 b Income tax for 2001 (This does not include the tax from Part VI ) I 2 bJ c Add lines 2a and 2b

3 Distnbutable amount before adjustments Subtract line 2c from line 1 d a Recoveries of amounts treated as qualifying distributions . . 4 a b Income distributions from section 4947(a)(2) trusts 4bl c Add lines 4a and 4b

5 Add lines 3 and 4c 6 Deduction from distnbutable amount (see instructions) 7 DIstrIbuWble amount as adjusted Subtract line 6 horn tine 5 Enter here and on Part XIII, line 1

FP_a_R:XRiI Qualifying Distributions (see instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc, purposes a Expenses, contributions. gills, etc- WW I from Part I, column (d), line 26 b Program-related investments - Total from Part IX-13

2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc, purposes

3,937 373 .540

373

558

3 Amounts set aside for specific chantable projects that satisfy the a Suitability test (poor IRS approval required) b Cash distnbWOn test (attach the required schedule)

4 Qualifying distributions Add lines 1 a through 3b Enter here and on Part V, line 8, and Part XIII, line 4

5 Organizations that quality under section 4940(e) for we reduced rate of tax on net investment income Enter 1% of Part I, line 27b (see instructions)

6 Adjusted qualifying distributions Subtract line 5 from line 4 341

TEEM307 1?/1901

1 Not Applicable

2

All other program-related investments See Instructions 3 -----------------------------------------------------

345 .558 .

Note The amount on line 6 will be used in Part V, column (b), m subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of fax in those years

BAA Forth 990.PF (2001)

Corpus I Years p,oito 2000 I 2060 I 2001

26 .7

0

Form 990.PF (2007)

TEEA0308 018193

Forth 990-PF (2001) Carl S Swisher Foundation Inc 59-0998262 page 8

Part III Undistributed Income (see instructions)

1 Distnbutable amount for 2001 from Part X1 . line 7

2 Undistributed income, d any, as of the end of 2000 a Enter amount for 2000 only b Total for prior yeas 20 , 19 , 19

3 Excess distributions wiryover, d any, m 2007 a From 1996 b From 1997 c From 1998 d From 1999 e From 2000 f Total of lines 3a through e_ _ " - _ -

4 Qualifying disNbutions for 2001 from Part XII,line 4 ~ $ 345,558 .

a Applied to 2000, but not more than line 2a

b Applied to undistributed income of prior years (Election required - see instructions)

c Treated as distnbuUOns out of corpus (Election required - see instructions)

d Applied l0 2001 disNbuWble amount e Remaining amount distributed out of corpus 0 .

5 Excess distributions carryover applied l0 2001 (if an amount appears in column (d), the same amount must be shown m column (a) )

6 Enter the net total of each column as indicated below

a Corpus Add fines 3f, 4c, and 4e Subtract tine 5

b Prior years' undistributed income Subtract line 4b from line 2b

c Enter the amount of prior years' undistnbut-ed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed

d Subtract line 6c from line 6b Taxable amount - see instructions

e Undistributed income for 2000 Subtract line 4a from line 2a Taxable amount - see instructions

f Undistributed income for 2001 Subtract lines 4d and 5 from line 1 This amount must be distributed in 2002

7 Amounts treated as distnbuUOns out of corpus to satisfy requirements imposed by section 170(b (1)(E) or 4942(8)(3) (see inswc~ons)

8 Excess distributions carryover from 1996 not applied on tine 5 or tine 7 (see instructions)

9 Excess distributions carryover to 2002 Subtract lines 7 and 8 from line 6a

10 Maysis of line 9 a Excess from 1997 0 b Excess from 1998 0 e Excess from 1999 0 d Excess from 2000 0 .

BAA

736 .

BAA TEEAD309 OW25101 Form 990.PF (2001)

Form990.PF(20011 Carl S Swisher Foundation Inc .

1 a I( we foundation has received a ruling or determination letter that it is a private operating foundallon, and the ruling is effective for 2007, enter the date of the ruling

b Check box to Indicate whether the organizaUOn is a private operating foundation described in Section 49 2 a Enter we tenser of we adjusted net Tax ear Prior 3 ears

income from Part I or we minimum a 2001 b 2000 (,11 999 d investment return horn Part X for each year listed

b BSYo of line 2a

e Qualihnng distributions from Pan XII, line 4 for each year listed

d Amounts included m line 2c not used directly for acute conduct of exempt admires

e Qualifying distributions made directly for active conduct of exempt activities Subtract line 2d horn line 2c

3 Complete 3a, b, or c for the alternative lest relied upon

a 'Assets' alternative test - enter

(7) Value of all assets

(2) Value of assets ~qu~all fying under SecUOn 4942 ~) B (q

b'EndoxmenY alternative lest - Enter 213 of minimum investment return shown in Part X, line 6 for each year tinted

c 'Support' alternative test - enter

(7) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (Section 512(a)(5)), or royalties)

(2) Support ban general public and 5 or more exempt or ruraUorts as provided m Section 4942~%3)(B)(u)

(3) Largest amount of support horn an exempt organization

1 Information Regarding Foundation Managers

a Ust any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only d they have contributed more wan $5,000) (See Section 507(d)(2) ) NONE

b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest NONE

2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, ate, Programs Check here " El d the organization only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds If the organization makes gifts, grants, etc, (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d

a The name, address, and telephone number of the person to whom applications should be addressed Kenneth G Anderson 1301 Riverplace Blvd , Suite 2640 Jacksonville FL 32207 (904) 399-8000

b me form m which applications should be submitted and information and materials they should include See Attached

c My submission deadlines No Specific Deadlines

d My restrictions or limitations on awards, such as by geographical areas, charitable fields, funds of institutions, or other factors None, except qualifying as a Section 501(c)(3) organization

Form990.PF 2001 Carl S . Swisher Foundation Inc 59-0998262 Page 10 Part~~Supplementary Information (continued)

BAA teEAm+o oarzsoi Forth 99aPF (2001)

Form 990.PF(2007) Carl S . Swisher Foundation Inc 59-0998262 Page 11

Part V - Analysis of Income-Producing Activities

Unrelated business income Excluded 6 section 512, 51 a C'

Business Amount Ei~fu- Amount code son

e Related or exempt function income

e f g Fees and contracts from government agencies

2 Membership dues and assessments J Interest on savings and temporary cash investments 4 Dividends and interest from securities 5 Net rental income or (loss) from real estate a Debt-financed properly- - b Not debt-financed property

6 Net rental income or (loss) from personal property 7 Other Investment Income 8 Gam w pons) hen sales of assets other than inventory 9 Net Income or (loss) from special events 70 Gross profit or (loss) from sales of inventory 17 Other revenue

a b c d

Line No I Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the t accomplishment of the organizations exempt purposes (other wan by providing funds for such purposes) (See instructions )

BAA Forth 990.PF (2001) TeEw0501 01rz4v2

Enter gross amounts unless otherwise indicated

1 Program service revenue

c

e 12 Subtotal Add columns (b), (d), and (e) 13 Total Add line 12, columns (b), (d), and (e) ~ 13 0 (See worksheet in the instructions for line 13 to vent' calculations )

Part XVI-B Relationship of Activities to the Accomplishment of Exempt Purposes

b1) Carl . 5 Swisher Foundation Inc 59-0998262 Page 12 Information Regarding Transfers to and Transactions and Relationships with Nonchantable

X

d If the answer to any of the above is 'Yes,' complete the following schedule Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting organization If the organization reserved less wan fair market value in

2a Is the organization directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in Section 501(c) of the Code (other than Section 501(c)(3)) or in Section 527 ~ Yes X~ No

b If 'Yes .' comolele the lollowina schedule

Paid spo'ahu~e Pre- parers F. s w~ c«,~ DeAnan & llse ,~xnempp~~ t 8825 Per Only aEEress, aid Z1P mEe

arer

can

TEEn05oz

1 Did we organization directly or indirectly engage in any of the following with any other organization described in Section 501(c) of the Code (other than Section 501(c)(3) organizations) or in Section 527, relating to political organizations

a Transfers from the reporting organization to a noncharitable exempt organization of (1) Cash (2) Other assets

b Other transactions (1) Sales of assets to a noncharitable exempt organization (2) Purchases of assets from a noncharitable exempt organization (3) Rental of facilities, equipment, or other assets (4) Reimbursement arrangements (5) Loans or loan guarantees (6) Performance of services or membership or fundraising solicitations

c Sharing of facilities, equipment, mailing lists, other assets, or paid employees _

No

x

Sign Here

Under pewlhe ; of perjury, I declare that I have crammed mnect and mDkle DecWra/tnn of proparcr (other Cyan

1 X/ lri~ . ~ L IJ

Scna a of Off", or T4S~

s

r

TELEPHONE(90d)399-0000

TELECOPIER(904)346-3078

KENNETH G ANDERSON

JAMES P STEVENS

Enclosure (as stated)

ANDERSON & STEVENS, PA ATTORNEYS AT LAW

SUITE 2640 RIVERPLACETOWER

1301 RIVERPLACE BOULEVARD

JACKSONVILLE FLORIDA 32207-9039

May 14, 2002

Certified Mail Return Receipt Requested

Internal Revenue Service Center Ogden, Utah 84201-0027

Re Carl S Swisher Foundation, Inc Employer Identification No 59-0998262 Form 990-PF, Return of Private Foundation

Dear Sirs

We enclose for filing with the Internal Revenue Service Form 990-PF, Return of Private Foundation, for the above taxpayer for the 2001 year

As noted on the face of the return, all tax payments have been made

Your courtesies in this matter are appreciated

Sincerely yours,

Kenneth G Anderson

KGA/sik

Total

Carl S Swisher Foundation Inc 590998262

Miscellaneous Statement

9-2b-Form of

Name of Applicant Employer Identification Number Address Contact Person Purpose and Use of Grant Amount of Grant How Grant Will Advance Charitable Purposes Copy of Section 501(c)(3) IRS Determination Letter Confirmation of Current Section 501(c)(3) Status Attachment of Balance Sheet and Income Statement

30 Bank

Forth 990-PF, Page 1, Part 1, Line 16c L-16c Stmt

Line 16c - Other Professional Fees:

Name of Provider Type of Service Provided Amount Paid

Agency Fees - First Union Investment Advisory and Custodial 27,947 AON Investment Consulting Investment Advisory I 10,000

Total 37,947

Carl S Swisher Foundation Inc 59-0998262 1

Forth 990-PF, Page 1, Part I, Line 18 Line 18 Stmt

Taxes (see instructions) RevlExp Book Net Inv Inc Add Net Inc I Chanty Disb Excise Taxes 3,941 Annual Report Fee 61 31 30

Total 4,002 31 30

Form 990-PF, Page 1, Part I, Line 23 Line 23 Stmt

Other expenses Rev/E7 Book ~ Net Inv Inc ~ Add Net Inc ~ Chanry Dist Insurance 4 .270 . 2 .135 2,135

174

Total 5,692 2,846 2,846

Form 990-PF, pl/Line 4(a)

Description I Amount

428 .217 Interest Income Dividends 1 9,943-

438,160 Total

Carl S Swisher Foundation Inc 59-0998262

Supporting Statement of.

CARL 5. SWISHER FOUNDATION, INC . GRANT RECIPIENTS

zoos

RECIPIENT LOCATION PURPOSE AMOUNT

Alzheimers Association Jacksonville, FL General Support $ 2,500 ARC (Duval Association for Retarded Cihz Jacksonville . FL General Support 1,000 Baptist Wolfson Children Hospital Jacksonville, FL General Support 3,500 Big Brothers/Big Sisters Jacksonville, FL General Support 1,000 Boys Home Association Jacksonville, FL General Support 1,000 Cathedral Arts Project, Inc Jacksonville, FL General Support 2,050 Cerebal Palsy Association Jacksonville, FL General Support 3,500 Children Home Society of Florida Jacksonville, FL General Support 70,000 City Rescue Mission Jacksonville, FL General Support 5,000 Clara White Mission Jacksonville, FL General Support 2,000 Community Connection Jacksonville, FL General Support 4,500 Cummer Museum of Art 8 Gardens Jacksonville, FL General Support 5,000 Daniel Foundation (Educational Program) Jacksonville, FL General Support 2,500 Diabetes Foundation Jacksonville, FL General Support 10,500 Downs Syndrome Association Jacksonville, FL General Support 2,500 Downtown Ecumenical Council Jacksonville, FL General Support 10,000 Edward Waters College (Library) Jacksonville . FL General Support 5,000 Epilepsy Foundation (Nahonaq Landover, MD General Support 5,000 Epilepsy Foundation of NE Florida Jacksonville . FL General Support 1,000 Flonda House Washington, DC General Support 7,500 Fart Caroline Meals on Wheels Jacksonville, FL General Support 2,000 Guardian of the Dream Jacksonville, FL General Support 2,000 Hargrove Military Academy Chatam, VA General Support 7,000 Hope Haven Children's Clinic and Family C Jacksonville, FL General Support 5,000 Hubbard House Jacksonville . FL General Support 10,000 Hurricane Island Outward Bound School Tallahassee, FL General Support 1,500 I M Sulzbacher Center for we Homeless Jacksonville, FL General Support 10,000 Intervarsily Christian Fellowship Jacksonville, FL General Support 3,500 Jacksonville Baptist for Children Jacksonville, FL General Support 4,000 Jacksonville Food Bank Jacksonville, FL General Support 1,000 Jacksonville Humane Society Jacksonville, FL General Support 5,000 Jacksonville Library (Murk Ado About Book Jacksonville, FL General Support 5,000 Jacksonville Symphony Guild Jacksonville, FL General Support 3,000 Jacksonville University Jacksonville, FL General Support 60,000 Jacksonville Zoological Society Jacksonville, FL General Support 2,000 Jewish Community Alliance Jacksonville, FL General Support 1,000 Junior Achievement Jacksonville, FL General Support 1,000 Law Center Association Gainesville, FL General Support 5,000 Learn to Read, Inc Jacksonville, FL General Support 1,000 Mandarin Food Bank Jacksonville, FL General Support 2,000 Mayo Foundation Jacksonville, FL General Support 5,000 Museum of Science and History (MOSH) Jacksonville, FL General Support 10,000 PACE Jacksonville, FL General Support 3,000 Pine Castle, Inc Jacksonville, FL General Support 2,000 Riverside Fine Arts Assoaauon (RFAA) Jacksonville, FL General Support 7,500 Riverside Presbyterian Meals on Wheels Jacksonville, FL General Support 2,000 Salvation Army (Hungry Fund) Jacksonville, FL General Support 7,000 Salvation Army (Kettle Fund) Jacksonville, FL General Support 1,000 Southern Scholarship Foundation Tallahassee . FL General Support 3,000 SL Pius V Parish School Jacksonville . FL General Support 2,000 Taylor Residences Jacksonville, FL General Support 10,000 The Bridge of NE Florida, Inc Jacksonville, FL General Support 1,500 The Justice Coalition Jacksonville, FL General Support 2,500 7TieaVeworks Jacksonville, FL General Support 2,000 Trinity Rescue Mission Jacksonville, FL General Support 8,000 University of FLonda (Rhoton Professorsh Gainesville, FL General Support 50,000 University of NC Nursing School Chapel Hill, NC General Support 1,000 University of North Fbnda Foundation Jacksonville, FL General Support 1,000 Wells Center, Inc Jacksonville, FL General Support 5,000 Wesleyan College Macon,GA General Support 2,500 Winthrop University Rods Hill, SC General Support 2,000 WoHOrd College Spartanburg, SC General Support 1,000

Total Gents Paid E 339,050

Llna 10c Investment-Corporate Bonds 6 Notes $ 250000 PvsOCIafBSCorp North Amer NT S 24507500 S 25141000 $ 250 ODD AT&T Corp Deb 24999000 25107500 $ 250 000 Bank Ore Corp NT 24840500 250185 00 5 300000 BankAmerICaCOrp 307,88500 305,81800 S 250 000 CqrtvrorcW G Ca Note 24691500 25103750 $ 500000 Daimler-Benz North Amer Corp NT 500,1250D 50447500 $ 350 .000 Ford Motor G Co 75,737 00 351,730 50 $ 759 .000 General Electric Cap Corp 24953250 253,112 53 $ 500 000 Gen Mtrn Aaep Corp Median 45997500 50240000 $ 250 ODD bill Business Machines Corp NT 249,50750 25465250 $ 250 .000 MemllLynCh did OB/11N0 751,57750 353,8/I50 $ 250 000 Morpan Standay at a] 248 657 50 25430500

$362745200 f 7 6B7 857 53

Temporary Cash Imesbnents 99,47713 99,47713

Grand Total of Assets S 7,7&5,687 8 7 f 7,80 BBB 80

CARL S SWISHER FOUNDATION, INC SCHEDULE OF INVESTMENTS

December 77, 7007 FORM 9907F, PART II BEGINNING OF YEAR BALANCE SHEET

Book Value Fair Market Value Line o Prepaid Expenses; d Deferred Cha

Federal lrwomeTexea $ 8,5700 f 8,5700

Llne 70a Investments-US and State Government Obligations $ 50,000 US Treasury Notes f X9,848 rd $ 4995300 f 325000 USTreasury Notes 737,6617 326,78850 $ 30000U U5Treasury Notes 49882499 507,e55 00 $ 500000 US Treasury Notes 50109375 507,500 00 $ 500,000 US Treasury Notes SOO,OJB 07 50672000 3 750000 US Treasury Notes 318,88093 357,37 50 $ 200000 US Treasury Notes 18815311 20218800

5447069140 S 215825200

Llna10b Invwynenbcomonts stock A Mutual Funds Common Stock

750 Amenon IntemaUOnal Group S 50.7300 f 7392188 - 950 ArtpenIncCorn RISEep - 18,73750 80,7<06J

700 Applied Matenala Inc 4967500 28,737 25 100 Avaya, Irc Com 250497 1,03125 300 Chase Manhattan Corp 1x59500 7387125

1,400 QacoSyalenu 27,29378 53,551) 00 BBB CNgroup Inc 21,221 88 34,00763 100 Coca-cola 2820250 2437500 800 EnmnLOrp 25,88503 7187250 300 EmorFMOEJ Corp 21,93532 26081 25

7 2(10 Fam1y Dollar Slaw lm 2586638 2572500 <00 FIeelBOStonFinGrp Inc 17,50750 1502500 450 Fraddle Met Con, VTG 23,35183 3099375

1425 Gen Elm 45,27250 6831094 X00 Honeywell lrNlnc 17,78000 18,97500

1 000 Intel Corp 25,280 81 3006250 200 Johnson 6 Johnson 74,170 00 2101250

7200 Lucent Tech 2200308 78,20000 7 350 MCN Energy Group 2635732 37,778 73 500 Microsoft Carporatlon 45,71875 27,88750

1 750 Network Associates Im 34,81625 7328 13 7 700 Nolua Corp 39 178 00 73,850 00 700 Oracle Corp 2708125 20,363 75

7 308 Pfizer, Inc 3200213 90,078 00 250 Proctor 8 Gamble 2,650 00 19 808 38 798 Qwest Comm 3247928 32,538 50 700 Schering-Plough Corp 29,351 50 3972500 800 Target Corp Com 17 032 50 25,80000 250 Telephone 8 Data Sys Inc Com 3158853 2250000 850 We] Man Stores, Inc 31 77766 34,53125

$ 81758053 S 101080287

Mutual Funds 5,587 Evergreen Equity Sled Spec $ 73,680 N $ 6917057 8,825 Evergreen TRlGiesaNa Growth 14934778 123,82407 10,818 Evergreen InG Tr IM! Gnhh FG 80 201 81 89,25689 7 958 Evergreen Emerging Markets GnNh 75 000 00 6477464

$ 788 228 81 S 31702877

Total Common Stock 6 Mutual Funds 51 20181034 $ 7 357629 14

750 Artvsfan IntdroLOral Group f 5047200 f 5955000 950 Ampen Inc Com Rat Esp 1813750 5361800 750 Applied Materials Inc 1803850 1101500 200 &ISbI-MyenSquibb COCOm 7789700 1070000 7170 Canadian Nal.qul RV Co Cam 11 71800 144M M 800 CenWMU Inc 750800 262000 375 Chevrmleum Carp Com - - 33 807 00 3300375 -

1 400 usa snterni+ 2, 293 76 2535400 768 GYprdip Inc 2892769 9888768 400 Cpcac01a 2870250 1886000

1 000 Concord! EFS Inc 26 407 50 3278000 750 Disney (Wait) company �demo co coy � 2164883 1554000 e00 Eon-raocu corp 3031832 31 440 00 800 FIeelBOSton Fin Gip Inc 33 798 74 4940000 525 FredGieMacCOmVTG 28356 38 5133500

1 425 Gain Ela 45272 50 57 11400 100 WrIeY 1975750 27 72400 550 Hershey Foods 3319550 3723500 850 Horne Depot Inc 3486750 4335550 600 HOneywelllnlllnt 7667700 7079300 800 Intel Corp Cam 1 817400 1887000 150 International &wnw Machines 15961 50 1814100 soo Jmnsor, A Johnson, 23 477 00 35 AM 00 700 JP Mqpan Chase 8 Co Go. 1459500 10 BOS 00 500 Merck 8 Co Inc 3471200 2940000 500 Microsoft Cwpwedm 4571875 3717500 500 MmpanStanley Dean VAnIXBCo 78N500 2797000

1700 Noba Corp 73 116 00 11 70100 700 Oracle Corp 2708125 9 667 DD 450 Pepsko Inc 11 23450 21 91050

1 000 Pruer Inc 2767086 39BSOOD 700 SalnraY~ Inc 3058700 29 275 00 135 Sun Mioosystertn Inc 7705000 891750

1100 Target Corp Com 2661750 4515500 250 Telephone 8 Data Sys Inc Cam 71 566S3 2243750 150 Taw PlurmaceWOl InOS 1041750 9 2" 50 tOO VGlIZIXI CbrarnUrmcations; 20 US 50 1895400 650 Wal Man Saw= Inc 31 77763 37 407 50 500 WorIECOm Inc 89850D 701000

5 10051477d S 10B304417

f 31311981 S 24002898

f 731945070 6 75107871 Grand Total of Assets

. . . CARL S SWISHER FOUNDATION, INC SCHEDULE OF INVESTMENTS

oiN.me .r M, xom FORM Y90PF, PART 11 END OF YEAR BALANCE SHEET

Book Value Fair Market Value llna 0 Prepaid Eiosnaea d Derma Chances

Federal Imortb Tern f 408618 f 408648

LIns70a Innaf~nb-0SSndSUnGOVwn"nlODIloiOOm f 500 000 US Treasury Na1n $ 49862499 f 5W.01)(101) f 500000 US TrwwryNOtp 50109775 5770500 f 500000 US TmawryNOia 50003907 51406500 f 350 000 US Tresaury Nolea 34959063 36553300 $ 2W 000 US Treasury Notes 199453 12 20593800

f 7049 10756 S 310691100

Lln@fOb Invaafmenb-ComontaStockd MUfuilFUnO~ Carnation Stock

Mutual Fund 5557 Evergreen Equity Select Spec 6 625 Evergreen TR ApQectrve GrvwN

10 ms ewrgrem mu rr mu crwvi Fa

Total Cannon Stuck & Mutual Funds

Llna 10c Bonds & Notes $ 250 000 As= has Carp Honk Amen HT f 450000 AT&T Corp Deb 3 350 000 Bank One Carp NT $ 70D ODD BartuArnamcmi Corp f 250 OW Cmvee'oal G Lo Note f 350 000 Deimu-Beg North Amer Carp NT f 350000 Ford Motor Cr Go $ ]50000 General Elecaric Cap Corp f Spa ODD GnMhsMSWCorVMGdNm $ 70D 000 Household M ('.ay $ 250 000 Inn euainm ruwne CM NT $ 3`A000 MdNILynrh did 08111A0 f 350000 Morgan Sudsy at a]

Tunporary Cash larmisslaraturas

S 73.5M 44 149 3I7 76 9020161

f 62 912 97 10441237 7270379

f 771837705 3 17370777

f 2450750D S 25791750 29,98000 2500375 248 405 00 25573050 70196500 311 73990 3/891500 258,77500 25003968 45851500 11577700 358,11880 249 Sli 50 752 089 00 AM 97500 51446900 300T1200 3071800 249 50750 25901375 751 577 50 26225460 34055750 287,57550

3 en 50e 6a s 3 eo5 75020

27028697 270,28093

STOCKS SOLD

Avdyd Inc 7-0[1-00 700 7505 2,5097 7Jan-01 10 17 1,01698 $ (18801) S - 1 (1,8001) Network Associates 70Alay-00 1750 7990 31 .87625 3-Jan-01 127 7,38357 (2743968) - (27,47368) Applied MalWle,lnc 29-0ec-99 700 7096 4967500 10,1an-01 1375 30,62398 (19,05102) - (7905102) Intel CorporaCOn 74Apr-98 250 7802 1,50391 26-Fe0-01 37 92 7,97881 - 347/90 347490 Intel Corporation 13lpr-99 250 78 02 4,503 90 26-Fe0-01 91 92 7,978 80 - 317490 3,47490 Intel LorporsCOn 24JUn-98 900 28 28 8,4M 38 26-Feb-01 31 92 9,57 57 - 109019 109019 Intel COrpp9HOn 31Ju1-00 7110 7881 776875 26FB0-01 3197 836105 (1,J8570) - (136570) FamilyDollar Stores 11JwpAG 1N10 4756 25,IM 36 5-Feb-07 24 DO 2891136 - 7,04500 7,01500 Wastun Wireless 3Jan-01 600 77 71 22,387 50 5-Feb-01 .6 35 27 749 07 - 5,361 57 5 361 57 Lucent Technologies 7-AugAB 7W /626 758809 1t-Mar-01 14 ](I 200073 (558536) - (5,58576) luonlTrluplopim BApr-99 250 4626 11,56x77 744Aar-07 7320 304969 (a,514 28) - (8S1128) MCNEnergy Group Inc 73AU0-99 950 7805 877878 6Mir-01 2407 82978 - 2,10500 ~ 2,10500 MCN Energy Group, Inc 281M .7-89 1000 2004 20,03856 6-Afar-01 2t 07 2/ 067 90 402934 4,02934 RodcWCa111ro.W1 5FaE-01 600 2843 17,05570 t-AugOt 217 . 17,04356 (4,01214) - (407371) ScherInp4lou{h COrp 76FeDO0 /00 X79, 787700 20-AUP-01 9870 1527940 (1/953) - (1,9152) Ove7lCormunicartlona 5JuI-01 796 4080 7147926 2MUp01 4581 7056795 (1191131) - (11,91131) PAzr 4¢ 1JUl-99 306 2723 8,331 77 20-AUp-01 11 28 12 634 31 / W304 430304 Hartford Financial (3mup 64Aar-07 700 6336 79,008 00 21Sep-01 5569 16,70644 (2,30156) - (2301 58) Proctor 8Gamda 775spb9 250 8860 205000 23-0cl-01 7009 17,521 91 (7,12808) - (712809) SdietlripPbuph Corp 15-Fob-00 300 1791 72,58050 72-0[1-01 7889 11,69660 (88390) - (88390) Enmn Corp 2ellay-98 950 I8 76 10 068 64 20-Nov-07 942 329689 (6,769 75) - (676975) Ervm Cap 76Ju1A9 700 28 76 287819 20FNOV-07 942 417 87 (1,934 22) (193422) ErvmCap 77-AUp99 450 7878 72,81284 20-Nor-01 942 4,278B5 (8,70387) (8,70397) ROfkwB11 InC 5-FeG91 600 1868 771030 13-0ec-01 1770 10621 66 (58871) - (5887/)

MUTUAL FUNDS

Evergreen FtrorpIrpModish Growth Fund CL 744Aay-BB 5,1'x'1 817 50 .00000 2&AUp01 767 X1,82115 (8,178x5) - (877885) EremsmEmagLnpMarkets CyowNFund CL 14-Jul-99 2,505 898 2500000 26-Aug-01 787 19,21343 (5,78651) - (5,78657)

US TREASURYNO7ES

USTreasury Notes EE71(l7Ne4 5% 78-FeR99 50000 099 49648 N 31-Jan-01 100 50,00000 - 35158 15758 USTreasury Notes dOd ?/171805775%7/1591 28-0d-BB 250,000 102 255761 25 15-Feb-01 700 X50,00000 (5,78125) - (5781 25) US Treum7Notes E077J77IB06775%7A591 14Janb9 76,000 102 7878018 75-Feb-01 700 75,00000 (1,76016) - (1,16016)

CORPORATE BONGS 6 NOTES -

DaIrNm-BMSNorth Airier Corp 26-O(.Y-00 360000 700 25008532 78-0x-07 702 25581500 - 5,55968 5,55968

Post First Union Mpml Totals f (13009308) f 32,79518 $ (97,297 80)

Pro and Post First Union MUM Totals f (130.093 O8) f ]9,5722 f (B0,lN 8!)

Cost and Gross Proceeds la Tax Realm Only 1083601 28 992959 4 2

See Accountants' Report

CARL IS SWISHER FOUNDATION, INC

INVESTMENT PERFORMANCE SUMMARY For the Year 7001

REALIZED GAINS AND <LOSSES> ON INVESTMENTS (Depirnng Lucent Technology Enhrely Under 'Pre Flrst Union Mgmt Contras Results)

December 31, 2001 Schedule 8

Nit Deb of Number Prior Per Cost Date of Price Per Sal" Gain

Im"Nrnt Purchase ol5aroa Share Be B1a 51e Share Price <Isc> Gain , <L-s>

STOCKS SOLD Lucent Technologies 9-0c1-98 709 377 2,87783 74-Mar-01 741998 958087 S f 6GYOI $ 86560,1

Rofinl Union Mpmt Totals $ 5 8,856 W S 6,656 M