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FOCUS INDUSTRIAL RESOURCES LIMITED INFORMATION MEMORANDUM For Focus Industrial Ltd. " . i::y. "( x. u ·/, ;, \': \.. /' ,/\\ Director

FOCUS INDUSTRIAL RESOURCES LIMITED

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Page 1: FOCUS INDUSTRIAL RESOURCES LIMITED

FOCUS INDUSTRIAL RESOURCES LIMITED

INFORMATION MEMORANDUM

For Focus Industrial R~sources Ltd J~I

iy ( x umiddot

~ Director

I

FOCUS INDUSTRIAL RESOURCES LIMITED

COMPANY LNFOR ATION

BOARD OF DIR ECfORS

Mr Pradeep Kumar Jindal and

(Managing Directoramp Chairman) Mr SK Dash Mrs Madhvi Bhatnagar

Mr Ashok Kumar Gupta

COMPANY SECRETARY AND

COMPLIANCE OFFICER Ms Silky Kapoor

Reglstered Office amp Corporate Office

104 Mukand House

Commercial Complex Azadpur Delhi-110033 Ph 91-11-43619333

Telefax 91-11-46589333 Email infofocuslimitedin Website wwwfocuslimitedin

Regl trars amp transfer Agen

Beetal Financial amp Computer Services (P) Ltd

Beetal House 3rd Floor 99 Near Dada Harsukh Das Mandir New Delhi-110062

Email beetalrtagmailcom SEBI Regn No INR000000262

for Focus Industrial Reso rees Ltd

INFORMATION MEMORANDUM

FOR LISTING OF 12194199 EQUITY SHARES OF RS 10- EACH

FULLY PAID UP

GENERAL RISK

Investment in equity and equity-related securities involve a degree of risk and investors should not invest in the equity shares of Focus Industrial Resources limited unless they can afford to take the risk of involved in their investment Investors are advised to read the Risk Factors carefully before taking an investment decision in the shares of Focus Industrial Resources limited For taking an investment decision investors must rely on their own examination of the Company including the risks involved

LISTING

The existing Equity Shares of the Company are listed on the Delhi Stock Exchange limited New Delhi and Calcutta stock Exchange Limited Kolkata Now the Company proposes to list the equity shares of the company on the Bombay Stock Exchange Ltd (BSE) An application is being made along with the information memorandum to BSE seeking listing

GENERAL INFORMATION

MAJOR EVENTS IN THE HISTORY OF THE COMPANY IS AS FOLLOWS

The Company was incorporated as FOCUS INDUSTRIAL RESOURCES LIMITED on 27th June 1985 under the Companies Act 1956 amp obtained the

28thCertificate of Commencement of Business on June 1985 from the Registrar of Companies Delhi amp Haryana It was incorporated with the object of Loans amp Investments

The registered office of the Company was changed from 407 Kundan Bhawan Commercial Complex Azadpur Delhi-ll0033 to 104 Mukund House Commercial Complex Azadpur Delhi- 110033 on 25th January 2002

The Company made its first public issue of total amount 4 99993 equity Shares of Rs 10- each at par out of which 199993 equity shares were allotted on 18th May 1989 amp 300000 equity shares were allotted on 2nd June 1989 with the successful issue and the Company Equity Shares were listed at Delhi Stock Exchange

Subsequently in the Year 1990 March 16th the Company came up with Right issue of 5 00000 equity Shares fully subscribed

For Focus 1ndustrialRespUices Ltd

Vcrmiddot~l~ middotl

Director

On 10th

After that two preferential allotments were successfully held one was on 31

August 1998 Company is hereby granted Certificate of Registration to commence the business of Non-Banking financial Institution by Reserve Bank of India

st

To improve the market price of stock and to increase the revenue of shareholders on 27

October 1998 of 1 50000 equity Shares which was listed on Delhi Stock Exchange and another was on 24 June 2002 of 27 50000 equity Shares Preferential allotment of 2 75000 was not listed on Delhi Stock Exchange due to some technical discrepancy

th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial Resources Ltd was done and simultaneously equity share capital of Focus Industrial Resources Ltd was also reduced

The Company has executed Agreements with NSDL and CDSL for its securities in Demat form Tripartite agreements have been signed between the Company the Registrar and CDSL and NSDL The ISIN No allotted to the Company is INE603E01023

DEMAT CREDIT

Investors may contact Registrar and Transfer Agent or Compliance officer in case of any query difficulty in dealing with the securities of the company

Beetal Financial amp Computer Services Private Limited

REGISTRAR AND SHARE TRANSFER AGENT

Add-Beetal House 3rd Floor 99 Madangir Behind Local Shopping Centre Near Dada Harsukhdas Mandir New Delhi - 110062

Phone 91-11-2996 1281(Six Lines)

Fax 91-11-2996 1284

Email beetalbeetalfinancialcom beetalrtagmailcom

Equity Shares of the Company are proposed to be listed and to be traded on BSE Such admission for trading will be subject to fulfillment by the Company of listing criteria and subject to such other terms and conditions as may be prescribed by BSE at the time of the application by the Company seeking listing

LISTING OF EQUITY SHARES ON BSE

Eligibility Criterion The Company is submitting its Information Memorandum for listing of Equity Shares under new norms for direct listing for the

companies already listed on other recognized Stock Exchange and it contains information about the Company making disclosures in line with the disclosure requirement for public issues as applicable to BSE for making the said Information Memorandum available to public through their website viz wwwbseindiacom

PROHIBITION BY SEBI

The company its directors its promoters other companies promoted by the promoters and companies with which the companys directors are associated as directors have not been prohibited from accessing the capital markets under any order or direction passed by SEBI

GENERAL DISCLAIMER FROM THE COMPANY

The Company accepts no responsibility for statements made otherwise than in the Information Memorandum or any other material issued by or at the instance of the Company and anyone placing reliance on any other source of information would be doing so at his or her own risk All information shall be made available by the Company to the public and investors at large and no selective or additional information would be available for a section of the investors in any manner

LISTING

Application is being made to BSE for permission to deal in and for an official quotation of the Equity Shares of the company The company has taken steps for completion of necessary formalities for direct listing of its shares and commencement of trading at the Bombay Stock Exchange

REGISTRAR OF COMPANIES

NCT of Delhi amp Haryana 4th Floor IFCI Tower

61 Nehru Place New Delhi - 110019

STOCK EXCHANGES WHERE COMPANY IS LISTED

Delhi Stock Exchange Ltd

DSE House-31 Asaf Ali Road

New Delhi 110002

The Calcutta Stock Exchange Ltd

7 Lyons Range Kol kata-70000 1

Auditors

MM Goyal amp Co (Chartered Accountants 208 Allied House 2 Old Rohtak road Inder Lok Delhi-l10035 For Focus Industrial Resources Ltd

Bankers to the Company

JCrcl Bank Model Town-III Delhi-I 10009

Yision

We aspire to become a pioneering and forward-looking organization that is collaborative innovative and responsive to the financial changing financial needs of our clients

Core 1aues

Our Core values are influenced by our past tempered by our present and will shape our future They are an amalgam of what we have been what we are and what we want to be

1 Commitment - Commitment to roll great product service and other initiatives that impact lives both within and outside the organizatiol1

2 Balance - Maintaining Healthy life and work balance for workers

3 Comm unity - A sense of responsibility and contri bution to society that define our existence

4 Consistency - Be consistent in offering the best for wonderful experience

5 Efficiency - Being efficient and effective in our approach to give best solution each time

6 Innovation - To come out with new creative ideas that have the potential to change the world

7 Quality - Giving the best and unmatched results for all round satisfaction

8 Service Excellence - Giving the best and world class service and achieving excellence each passing day

Our 13usiness Investing

When you invest with us we ensure your money is not just in safe hands it also works to your advantage We help you invest wisely through our financial and investment services You would definitely profit from our expertise

Financing

At FIRL it is our endeavour to support you as you grow from strength to strength and scale the ladder of success We bring you our services that are tailor made to suit your requirements

Leasing FIRL is focusing on Leasing Business This business is the strongest and backed by experienced educated and dynamic professionals

We are into business which builds on trust and long term relationship

Hire Purchase

FIRL also offers hire purchase services which are simple and highly flexible according to customers needs We allow you to spread payments over a specific period

Through our Hire Purchase we can help your business purchase and any type of business asset

-- --

BoardofDirectors gt

Our Management is vested with the charge of general supervision di rection and management of the operations of our company

The primary responsibilities of the Board of Directors includes

bull Overseeing high standards of corporate governance and compliance with various laws Overseeing our financial management and approving various lines of business

bull Shaping our policies and procedures bull Monitoring our performance and evolving the growth strategy bull Setting up counter-party and other prudential risk management limits

I Board of Directors

U r Pradeep Kumar Jind~ Mr Santanu Kumar Dash

Mrs Madhvi Bhatnagar

Mr Ashok Kumar Gupta

Ms Silky Kapoor __~____C~

Designation

Managing Director

Director

Director

Director

_o_m--p_any Secretary

~ ~ bull

middot rmiddot

Board of Virectorsshy

Mr Pradeep Kumar Jindal (Managing Director)

Mr Pradeep Kumar Jindal aged 52 years is the promoter and the Managing Director of the Company His expertise lies in managing operations in a large business environment formulating business strategies and identifying new markets He has over 20 years of varied rich experience and had also practiced as Income Tax Practitioner for over 5 years He is Masters in Business Administration (MBA) and a graduate in commerce Mr Jindal has been the driving force behind the FIRL expansion

Mr Santanu Kumar Dash (Director)

Mr Santanu Kumar Dash aged 41 years is an independent director of the Company He is post graduate in Commerce and has over two decades of work experience in the NonshyBanking Finance Company and had also worked as Income Tax Practitioner for over 5 years

Mrs Madhvi Bhatnagar (Director)

Mrs Madhvi Bhatnagar aged 47 years is an independent director of the Company She has experience of more than 10 years in the field of Finance She is also the member of the Audit Committee and the Shareholders Grievance Committee

Mr Ashok Kumar Gupta ( Director)

Mr Ashok Gupta aged 59 years is an independent director of the Company He is a Law Graduate He has a diversified experience as Engineers amp Contractors He is recognized for excellent people management and team building abilities besides infusing the spirit of action and a result oriented work culture He is a firm believer in value based strategies

J-istory amp MiCestones

The history of Focus Industrial Resources Limited has been a history of continuous ascent Listed below are the important events and milestones in the story of Focus Industrial Resources Limited

Year Major Events amp Milestones

27m June 1985 Incorporation of Company 28m June 1985 Commencement of Business 2nG June1989 First Public issue of 499993 Equity Shares of 101- each at par and shares

were listed on Delhi Stock Exchange Limited 16m March 1990 Right issue of 5 00000 Equity Shares 31 5 Oct 1998 Preferential Allotment of 1 50000 Equity Shares 131fl Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL

for admission of its securities in the depository ~stem 20m Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL

for admission of its securihes in the depository system 25lfl Jan 2002 Change of Registered Office to 104 Mukand House Commercial Complex

Azadpur Delhi shy 110033 24r June 2002 Preferential Allotment of 27 50000 Equity Shares 27 April2010 Merger of various Private Companies with Focus Industrial Resources Ltd in

order to enlarge the business of Company and to increase the General I Reserves

21 s December 2010 Issue of Certificate from Delhi Stock Exchange Limited for Compliance of Listing Agreement up to the Quarter ended 30 th September 2010

13r August 2011 Issue of Bonus Shares of 8129466 Shares of Rs10 each Ito the existing shareholders on 13th August 2011 in the ratio of 2 1

6m March 2012

Listed on Calcutta Stock exchange on 6th March 2012

Cocfe of Concfuct Code of Condu ct oflocus Industrinl R~so llrc~s Ltd

Ph ilosoph

The Company shall be committed to the adoption of such corporate governance practices which ensure accountability of management on the one hand and maximisation of shareholders value on the other hand We would progressively strive to lay down adequate control systems and governance structures for protecting and furthering the interest of our stakeholders

Natio al Lnterest

The Company shall be committed in all its actions to benefit the economic development of the country in which t operates and shall not engage in any activity that would adversely affect such objective It shall not undertake ahy project or activity to the detriment of the nations interest or those that will have any adverse impact on the social and cultural life pattern of its citizens The Company shall conduct its business affairs in accordance with the economic development foreign policies objectives and priorities of the nations government and shall strive to make a positive contribution to the achievement of such goals at the international national and regional level as appropriate

Shareholders

The Company shall be committed to enhance shareholders value and comply with all regulations and laws that govern shareholders right The Board of Directors of the Company shall duly and fairly inform its shareholders about all relevant aspects of the Companys business and disclose such information in accordance With the respective regulations and agreements Employee policies and practices shall be administered in a manner that ensures that in all matters equal opportunity is provided to those eligible and the decisions are merit-based

Transparency and Adaptability

All Company employees shall ensure that their actions in the conduct of business are totally transparent except where the need of business security dictate otherwise Such transparency shall be brought about through appropriate poliCies systems and processes including as appropriate involvement of more than one manager in recording decision logic and maintaining supporting records All managers shall voluntarily ensure that their areas of operation are open to audit and the conduct of their activities are totally auditable

- shy

Dealings with people in the organization

In dealing with each other employees will uphold the values which are at the core of our HR Philosophy - trust teamwork mutuality and collaboration meritocracy objectivity self respect and human dignity Indeed these values will form the basis of our HR management systems and processes In areas such as selection and recruitment meritocracy will be the only criterion and all managers will scrupulously avoid considerations other than merit and suitability Performance management systems including appraisals remuneration and rewards will focus on meritocracy equity and upholding of Companys values and ethics

Financial reporting and records

The Company shall prepare and maintain its accounts fairly and accurately in accordance with the accounting and financial reporting standards which represent the generally accepted guidelines principles standards laws and regulations of the country in which the Company conducts its business affairs Internal accounting and audit procedures shall fairly and accurately reflect all of the Companys business transactions and disposition of assets All required information shall be accessible to Companys auditors and other authorised parties and government agencies There shall be no willful omissions of any company transactions from the books and records Any willful material misrepresentation of andor misinformation on the financial accounts and reports shall be regarded as a violation of this code apart from inviting appropriate civil or criminal action under the relevant laws

Public representation of the Company

I The Company honors the information requirement of the public and its stakeholders In all its public appearance with respect to disclosing Company and business information to public constituencies such as the media the financial community employees and shareholders The Company shall be represented only by specifically authorised directors and employees It will be the sole responsibility of these authorised representatives to disclose information to the concerned public

Political non-alignment

The Company shall not support directly or indirectly any specific political party or candidate for political office The Company shall not offer or give any Companys fund or property as donation directly or indirectly to any specific political party candidate or campaign

Ethica l conduct

Every employee of the Company which shall include a whole-time director and the managing director shall deal on behalf of the company with professionalism honesty and integrity as well as high morale and ethical standards Such conduct shall be fair and transparent and be perceived to be as such by third parties

Regulatory compliance

Every employee of the Company shall in his or her business conduct comply with all applicable laws and regulations both in letter and in spiritin all the territories in which he or she operates If the ethical and profeSSional standards set out in the applicable laws and regulations are below that of the code then the standards of the code shall prevail

Competition

The Company shall compete only in an ethical and legitimate manner It prohibits all acIJons that are antishycompetitive or otherwise contrary to laws that govern competitive practices in the market place

Concurrent employment

An employee of the Company shall not without the prior approval of the managing director of the Company accept employment or a position of responsibility (such as a consultant or a director) with any other Company nor provide freelance services to anyone In the case of a whole-time director or the managing director such prior approval must be obtained from the Board of Directors of the Company

- 4-rmiddot

Protecting Companys assets

The assets of the Company should not be misused but employed for the purpose of conducting the business for which they are duly authorised These include tangibie assets such as equipment and machinery systems facilities materials resources as well as intangible assets such as proprietary information relationship with customers and suppliers etc

Integrity of data furnished

Every employee of the Company shall ensure at all times the integrity of data or information furnished by him or her to the Company

Policy against Insider Trading

Insider Trading is prohibited by both law as well as by the Company policy Insider Trading generally involves the act of subscribing or buying or selling of the Company s securities when in the possession of any unpublished price sensit ive information about the Company It also involves disclosing any Unpublished Price Sensitive Information about the Company to others who could subscribe or buy or sell the Companys securities Insider Trading invokes severe civil and criminal penalties not only on the insider but also on the Company in certain circumstances under the Securities and Exchange Board of India (SEBI) Act 1992 Price Sensitive Information is that information which relates directly or indirectly to a Company and which i~ published is likely to materially affect the price of securities of a Company It is important to note that both positive and negative information could be price sensitive Employees are encouraged to follow the Insider Trading Code at all times Punishment for violation can include wage freeze termination and even a criminal offence resulting in a fine or penalty

Confidential informationpublicity

No employee shall disclose or use any confidential information gained in the course of employment with the Company for personal profit or for the advantage of any other person No employee shall provide any information either formally or informally to the press or to any other publicity media unless specifically authorised to do so

Disciplinary actions

The Company will take appropriate action against any employee agent contractor or consultant whose actions are found to violate these policies or any other policy of the Company Disciplinary actions may include immediate termination of employment or business relationship at the Companys sole discretion Where the Company has suffered a loss it may pursue its remedies against the individuals or entities responsible Where laws have been violated the Company will cooperate fully with the appropriate authorities Every employee shall be responsible for the implementation of and compliance with this code in his professional environment Failure to adhere to the code could attract the most severe consequences including termination of employment Every employee of the Company shall promptly report to the management any actual or possible violation of this code or an event he or she becomes aware of that could affect the business or reputation of hisher or any other group Company

Accountability

The Board of Directors (BOD) shall oversee the Companys adherence to ethical and legal standards All employees and the members of the BOD shall undertake to stop or prevent actions that could harm customers the system or reputation of the Company

Coryorate Socianesyonsibiaty

COrl)Orate ocial Responsibility (CSR) is the building block of the social pillar of sustainability With industry leadership come important responsibilities As we grow we understand the importance of giving back to society which is a core element of our corporate va tues An essential component of our corporate social responsibility is to care for the community We endeavor to make a positive contribution to the underprivileged communities by supporting a wide range of socio-economic educational and hefllth initiatives Our Company is committed to developing its business towards ecological social and econornic sustainability All of these are recognized as shared responsibilities within the Group enabling the continuous improvement of its operations The ultimate objective is to see that each business decision takes into account its social impact and accordingly plans an intervention to mitigate the impacts arising out of that decision It is equally important to ascertain that every activity done under CSR makes a socially responsible business sense

Capital evolution Authorized Share Capital

The present authorised share capital of the Company is Rs 125000000 divided into 12500000 equity shares of Rs 10 each The Authorized Equity Share Capital of the Company has been built-up as per the details given below

Date Cumulative Number of

Shares

Authorized Capital

(Rupees)

Issued and Paid-up Share Capital

The present issued subscribed and paid-up share capital of the Company is Rs 121941990 divided into 12194199 equity shares of Rs 10 each The shares of the Company has been subscribed and allotted as under

Date of I No of Equity Allotment eratio

Nature of Allotment

No of Equity Shares

Cumulativen shares

i I

Atth~me 7---+-101-

Face Value (Rs)

Issue PriceTconSid (Rs)

-70-1--cash1subs~~~ 7 Inco~ocato I I I me~and I

Cumulative Cum Capital ulativ (Rs) e

Shar e

70 Prem ium I

RsmiddotU

I I

I Iii Issue II

r-02-5u-n--8gT 300000 I 10 -30-00000 Cashl - Public -t----5OOOOo

I 16-Mar-9Qil~~~-- 10 50~6Q666 -Cash-I 31-0ct-98 150065--1 10

Ii

1500000 Cash Preferential 1150000 shy~ I I I Allotment ~ I 24-Jun-02 I 2750000 I 10 27500000 Cash TPreferential I 39000001 39000000 1--=-1 f-2i=-Afr-iol 2750ooor 1------+-=-+f~d~~h-ll~50OOO i10 11500000-t-0

I 23-Jul-l0 l91J3662 10 191736620 ~ofCapitalPursuant to 203236621------~11shyOther 203236620 than Scheme of Cash Arrangeme

nt of Amalgamat

[- 2~1-10 IJamp~~~ti _-1--0_--- ___ - ----+--=--~urtuo~t_frJU40164733plusmn 40647330~- - JI - For FocUS n--f~i5l --------shy

~

l

~

~ Director

5000000 -

Rig~tS~~~-lo OQJILltL116060000~~ I 11500000~ I

Scheme of Arrangeme I

nt of Amalgamat ion (80 Reduction of Capital

and Transfer to

share Premium Account)

13-Aug-ll 8129466 -10 I 81294660 In lieu Bonus 12194199012194199I of Shares

Existin Allotted in the ratioi 9

I i Shares of2 1I Ii

COMPANY INFORMATION

Year Major Events amp Milestones I

I 27th June 1985 incorporation of Company 28th June 1985 Commencement of Business 2nd June1989 First Public issue of Total amount 4 99993 equity

Shares of Rs 10- each at par out of which 199993 equity shares were allotted on 18051989 amp 3000000 equity shares were allotted on 2nd June 1989 and share were listed on Delhi Stock Exchange

16th March 1990 Right issue of 5 00000 equity Shares 10th Aug 1998 Company is hereby granted Certificate of Registration to

commence the business of Non-Banking financial Institution by Reserve Bank of India

31st Oct 1998 Preferential Allotment of 1 50000 equity Shares

I 13th Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL for admission of its securities in the depository system

20th Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL for admission of its securities 1the depository system

i 25th Jan 2002 Change of Registered Office to 104 Mukund House Commercial Complex Azadpur Oelhi- 110033

24th June 2002 Preferential Allotment of 27 50000 equity Shares 27th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi

Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial ResourcesI Ltd and reduction of capital of Focus Industnal Resources Ltd i

f-2- 4----t-h-S-e-p-te-m-b-e-r----1r--L-i-st-in-g-o-fmiddotmiddotmiddot3834733 Equity Shares of Rs 10shy each I i 2010 ursuant to Scheme of Amal amation I 18th July 2011 Approval on EGM a sum of Rs 81294660- c~a-p-ita--c I-iz~ed--1

middot out of the amount standing to the credit of the Share I Premium Account t-1-6--cthC--A-u-g-u-s-t---+-Allotment of 8129466 Equity shares as Bonus Shares I

DIrector

[2011 I inthe ratio 2 (two)-new-Equity Sharesfo~r-every 1 (one) I i Equity Sharebsectld~~ them ont~~gsectcoc9_ Date_~_~ i 3rd Novemberl Listing Approval for 8129466 Bonus Equity Shares inJ I 2011 the ratio of 2 1 to the Existing Shareholders of the I company Lsect1JlMarch 2012 I Listed on Calcutta Stock exchange oll~~tb_I1arch 20lLJ

Change in the Registered Office during last three years No Change in the reg istered office

r~-- 1

~ ~~ate I From I To Remarks ~_J

I --------------No Change in the registered office------------- I~-middot~middot __1_ 1middot- 1--- J

HJEX URE I I senll (Ol~ S CRIP NAl-E f CCUS NDUSTRIAL RES OURCES LTD SCFIP TYPE EQUITY

1I ) ( A 3 TATEJ~EnT SHOW NG SHAREEOLDING PATTERN AS au 1 910201~

ICATE -1 CATEGORV qr NUMBlm OF TOTAL NUMBER Of ITO ~ L SIlJIEHOLOItIG AS I SHAPES PLEDGED OR I IGORY I S HAREHOL~EIS SHAREHOLDERS NUHB ER OF SHARES HELD IN IA PERC~1)GE OF TOTAJ OTHERn SE poundlCUHSE RED I ICODE I I

I I I

SHARES DEloATERIIL I ZED FOIV

II NUMl E1o

AS A

OF SHARE S I I A S A

I I IllUMBER OF I 15 A

I I I

I I I PEECEIHAGE I FERC EIIT IGE I SHARE S I PERCENTAGE I I I I OFIMS I OFIA+B+C) I I I I I I I I I I 1 LAJ 1SHAREHOLDI NG OF

IPROMOTER AND I I

II 1 I

1 I

1I PROMOTER GROUP I I 1

I I I I INDIA

I~I 1 INDI VlotJJUS 141 71459 50 I 7 14595 deg 1 860 I 5860 I 0 1 o 00 1 IHINDU UN DI VIDED I I I IIFAMI LY I 1 1 I 1 I

1

1

I IBI CENTAAL I o 0 000 I o aD 0 1 0 00 1 I I ~OVERl~N1STITE I 0 1 I I I I IGOVERlIlcentNT (S) I I 1 II I ICI I BODIES CORPORATE I a I 0 1 0 1 o 0 0 o 00 1 0 1 o 00 I 1 I I 101 I FI WlIC tAL I aI 0 1 01 o 00 aI 0 00 I0 0 0 I I 1 INST ITUTIONS 1 I I 1 I I I

BAN~S

IE) IANI OfIIER I I I 1 I I I I I OIR ECTORS amp THEIRI 0 1 0 1 a 000 1 000 1 0 0 00 1 I ReLTIVES I 1 I I I I I I I SOCIETI ES I 0 1 0 1 0 1 000 1 000 1 0 1 00 0 1 I PARTNE RS HI P f I Is1 01 0 1 0 1 0 00 1 0 001 0 1 0 0 0 1 I R~ I I 0 1 0 1 0 1 000 1 0 001 0 1 000 1 IEM PWELFARE Fun D I 0 1 0 1 0 1 0 00 1 0 00 1 0 1 000 1 IEsaPtSos I 0 0 1 a 0 0 0 1 0 00 1 01 000 1 I TRUSTS I 01 01 0 1 000 1 00 0 1 01 000 1 I I I I I I I I I I I I I I I I I I ISUB-TOTAL (AI (I) I 141 71 59501 71459 50 1 58 601 58 60 1 0 1 0 00 1

I2 i

(1 )

I I FQR~ I F 1I

II INDIVIDUALS

I 1

- j(NON

I II a

I I

I0 1

I I

I0 1

I1I00

II I0 001

I I

I0 1

I I

I000 1 I- RESIDEtI I NOlllllgtut2il

I I

I I

I 1

I I

I I

I I

II I I

I IFOR~ tw I IHOIVtDUL~ 1

I I

I I

I I

I I

I I

I I I

I 1

~__ bull I I I I 1 I I

SCRIP CODE SCFIP NAl1E FCCUS INDUST RIAL RESOURCES LTD SCRIP TYPE shy EQl1ITY

I ------ I - - I I I (BI IBOD I ES CORPORATE 01 01 01 0001 0001 01 000

I I I I I I I (e) ImSTITJATIOS 01 01 01 0001 0001 01 000

(0 1 ICUALIFIED FOREIGN I

I INVESTOR I 01

I 01

I 01

I 0001

I

0001

I 01

I 000

(EI IANY OTtiER I I I I I IDIRECTORS bull THEIR 01 01 01 0001 0001 000 I RELATIVES I I I I I ISCCIETIES 01 01 01 0001 0001 000 IPARTlltERSHIP FIRMS 0 01 01 0001 0001 a 000 1 IEMPl-1ELFARE FUND a 0 01 00 0 1 0001 a 000 I TRUST 01 01 01 0001 0001 01 0001 I ESOPESOS 01 01 01 0001 0001 a 0001

I I I I I I I I I I I I I I I 1 ISUB-TOT1IL IAI 121 01 01 01 0001 0001 01 0001

I I I I I I I I I TOTAL 14 1 71459501 71459501 58601 58601 01 000 11 I SHAREHOLDING OF I I I I I I PRO~ltOTER

IPROXOTER (A) -

AND GROUP

II I I I

II I I I

I I I

I I I I

I (A) (1) t (AI (~) I I I I I I I

I I I I I I II (B I I PUBL I C I I I I I I I

I SHAREHOLDINGS I I I I I I I

(11 IWSTITUTIONS I I I

IA IMUTUAl- FUNDSUTI 01 01 01 000 0001 01 0 001

I I I I I I I IB l lFINAlleIAL 01 01 01 000 0 001 01 0001

I INSTITUTIONS I I I I I I I BAtiKS I I I I I I

IC I ICENTRAL 0 1 01 01 000 0001 01 0001 I GOVE RtfENT I I I I I I I STATE I I I I I I IGOVEF1fENT(S) I

I I

I I I

I I

I I

I I

ID I IVENTURE eAPIT~L 01 01 0001 0001 01 0001 I FUN DS I I I I I I I I I I I I I

(E I IINSURANCE 01 01 0001 0001 01 0001 I CCIPAtlIES I I I I I I I I I I I I I

(FI IFOREIGN 0 1 01 0001 0001 01 0001 I INSTITUTIONAL I INVESTORS

I I

I I

I I

I I

I I

I I

I I I I I I (G I IFOREIGN VENTURE I 01 01 01 0 00 1 Dool 0 1 0 001

ICAPITAL I NVESTORSI I I I I I I

I I I I I I I I (HI ICUALIFIED FCREIGNI 01 01 01 0001 0001 01 000

I IlNESTOR I I I I I I I I I I I I I I I

I I ) IAtIY OTHER I I I I I I II IFOPEIGN FIN INST I 0 1 0 01 0001 0001 0 1 000 IFOREIGN ~UTFUND I 01 01 0001 00 0 1 0 1 000 IFFIBAlIKS I STRESSED ASSET

I I

01 0 I

01 0 I

0001 o 00 I

0 001 00 0 I

0 1 0 I

0 0 0 o 00

I STABILISATION I I I I I I I FUND I I I I I I ISTTE FIN COR P I 01 01 0001 0001 01 000

I I I I I I I ISUB-TOTALIB ) H I I 0 01 0001 0001 01 000 I I I I I I

SCRI P CODE SCRIP NAME fOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE ECUIT Y

(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

(A ) IHODIES CORPORATE 10 1 1641611 164161 013 1 013 1 0 1 0 0 0 1

(B) I I INDIVI DUALS

II I I

I I

I I

I I

II I I

11 ImIVIDUhJ~ 359 276418 1 276418 1 227 1 2271 0 0 00 1 I I

SHAREHOLDERS HOLDING

II I I

I II

I I

I I

I I

I I

I NOX IllkL SHARE I I I I I I

I CAPITAL UPTO RS 1 LAKH

I I

I I

I I

I I

I I

I I

I I

1 1 I I I I I II IlIDIVIDUAL

I SHAREHOLDERS

I HOLDI NG

I NCUnJAL SHARE

65 1 I I I

430 019 11

I

43 00191 1

I

I 35 2 6 1

I I I

3526 1

I I

0 1 I I I

0 00 I

I I I

I CAPITAL III I 1 I I I I I I I

EXCESS ES 1 LAKH

OF I I

I I

I I I I

I I I

I I

Ie ) Il cUALIFIED FOREIGN I 0 1 0 1 01 0 00 1 0 001 01 000 1 I IlIVESTOR

I

I

I I

I

I

I

I

I

I

I

I

I

I

I I

I ( D) IANY OTJiER I I I I I I

I TRUSTS I 01 0 1 0 1 0001 0 00 1 01 0 00 1 I DIRECTORS bull THEIRI 0 1 0 1 0 1 0001 000 1 0 1 0 001 I RELATI VES I I I I I I I I IFOREIGN tlATIONALSI I ESC RCIlt ACCOUNT I 0 1

0 I 0 1 a I

a ll a I 0 001

o 00 I 0 00 1 o 00 I

0 1 a I

0 00 1 000 I

11ARKET lltAlltER

INRI DCB

I 0 1 0 0

01 0 1 0 1

0 01 01

000 1 0 001 0 00

0001 0001 0001

01 01 01

000 0 001 0 00 1

I SCCI ET I ES I 0 1 01 01 000 1 0001 0 1 0 00 1 I CLEARING MElBERS I 01 01 011 0001 0 00 1 0 1 000 1 I SHARES IlITRlNSIT 1 01 01 0 1 0001 0 00 1 0 1 0 00 1 IBuf I 651 15522 4 1 45522 41 3 1 31 3 73 1 01 0 00 11 INRISOCBS I 0 1 0 1 01 0 001 000 1 01 0001 IroREIGN CORPORATE I 0 1 0 01 000 1 000 1 01 0 00 1 I BODIES I I I I I I I I IpRTNERSHIP flRls l 0 1 0 1 01 0 00 1 0001 0 1 00 0 1 I CUSTCDIAlI Of I ENny PROPERTY I fORE IGN

I I I

0 I I

0 1

a I I

0 1

0 II a

0 00 I I

0 001

0 00 II 000

a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 2: FOCUS INDUSTRIAL RESOURCES LIMITED

I

FOCUS INDUSTRIAL RESOURCES LIMITED

COMPANY LNFOR ATION

BOARD OF DIR ECfORS

Mr Pradeep Kumar Jindal and

(Managing Directoramp Chairman) Mr SK Dash Mrs Madhvi Bhatnagar

Mr Ashok Kumar Gupta

COMPANY SECRETARY AND

COMPLIANCE OFFICER Ms Silky Kapoor

Reglstered Office amp Corporate Office

104 Mukand House

Commercial Complex Azadpur Delhi-110033 Ph 91-11-43619333

Telefax 91-11-46589333 Email infofocuslimitedin Website wwwfocuslimitedin

Regl trars amp transfer Agen

Beetal Financial amp Computer Services (P) Ltd

Beetal House 3rd Floor 99 Near Dada Harsukh Das Mandir New Delhi-110062

Email beetalrtagmailcom SEBI Regn No INR000000262

for Focus Industrial Reso rees Ltd

INFORMATION MEMORANDUM

FOR LISTING OF 12194199 EQUITY SHARES OF RS 10- EACH

FULLY PAID UP

GENERAL RISK

Investment in equity and equity-related securities involve a degree of risk and investors should not invest in the equity shares of Focus Industrial Resources limited unless they can afford to take the risk of involved in their investment Investors are advised to read the Risk Factors carefully before taking an investment decision in the shares of Focus Industrial Resources limited For taking an investment decision investors must rely on their own examination of the Company including the risks involved

LISTING

The existing Equity Shares of the Company are listed on the Delhi Stock Exchange limited New Delhi and Calcutta stock Exchange Limited Kolkata Now the Company proposes to list the equity shares of the company on the Bombay Stock Exchange Ltd (BSE) An application is being made along with the information memorandum to BSE seeking listing

GENERAL INFORMATION

MAJOR EVENTS IN THE HISTORY OF THE COMPANY IS AS FOLLOWS

The Company was incorporated as FOCUS INDUSTRIAL RESOURCES LIMITED on 27th June 1985 under the Companies Act 1956 amp obtained the

28thCertificate of Commencement of Business on June 1985 from the Registrar of Companies Delhi amp Haryana It was incorporated with the object of Loans amp Investments

The registered office of the Company was changed from 407 Kundan Bhawan Commercial Complex Azadpur Delhi-ll0033 to 104 Mukund House Commercial Complex Azadpur Delhi- 110033 on 25th January 2002

The Company made its first public issue of total amount 4 99993 equity Shares of Rs 10- each at par out of which 199993 equity shares were allotted on 18th May 1989 amp 300000 equity shares were allotted on 2nd June 1989 with the successful issue and the Company Equity Shares were listed at Delhi Stock Exchange

Subsequently in the Year 1990 March 16th the Company came up with Right issue of 5 00000 equity Shares fully subscribed

For Focus 1ndustrialRespUices Ltd

Vcrmiddot~l~ middotl

Director

On 10th

After that two preferential allotments were successfully held one was on 31

August 1998 Company is hereby granted Certificate of Registration to commence the business of Non-Banking financial Institution by Reserve Bank of India

st

To improve the market price of stock and to increase the revenue of shareholders on 27

October 1998 of 1 50000 equity Shares which was listed on Delhi Stock Exchange and another was on 24 June 2002 of 27 50000 equity Shares Preferential allotment of 2 75000 was not listed on Delhi Stock Exchange due to some technical discrepancy

th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial Resources Ltd was done and simultaneously equity share capital of Focus Industrial Resources Ltd was also reduced

The Company has executed Agreements with NSDL and CDSL for its securities in Demat form Tripartite agreements have been signed between the Company the Registrar and CDSL and NSDL The ISIN No allotted to the Company is INE603E01023

DEMAT CREDIT

Investors may contact Registrar and Transfer Agent or Compliance officer in case of any query difficulty in dealing with the securities of the company

Beetal Financial amp Computer Services Private Limited

REGISTRAR AND SHARE TRANSFER AGENT

Add-Beetal House 3rd Floor 99 Madangir Behind Local Shopping Centre Near Dada Harsukhdas Mandir New Delhi - 110062

Phone 91-11-2996 1281(Six Lines)

Fax 91-11-2996 1284

Email beetalbeetalfinancialcom beetalrtagmailcom

Equity Shares of the Company are proposed to be listed and to be traded on BSE Such admission for trading will be subject to fulfillment by the Company of listing criteria and subject to such other terms and conditions as may be prescribed by BSE at the time of the application by the Company seeking listing

LISTING OF EQUITY SHARES ON BSE

Eligibility Criterion The Company is submitting its Information Memorandum for listing of Equity Shares under new norms for direct listing for the

companies already listed on other recognized Stock Exchange and it contains information about the Company making disclosures in line with the disclosure requirement for public issues as applicable to BSE for making the said Information Memorandum available to public through their website viz wwwbseindiacom

PROHIBITION BY SEBI

The company its directors its promoters other companies promoted by the promoters and companies with which the companys directors are associated as directors have not been prohibited from accessing the capital markets under any order or direction passed by SEBI

GENERAL DISCLAIMER FROM THE COMPANY

The Company accepts no responsibility for statements made otherwise than in the Information Memorandum or any other material issued by or at the instance of the Company and anyone placing reliance on any other source of information would be doing so at his or her own risk All information shall be made available by the Company to the public and investors at large and no selective or additional information would be available for a section of the investors in any manner

LISTING

Application is being made to BSE for permission to deal in and for an official quotation of the Equity Shares of the company The company has taken steps for completion of necessary formalities for direct listing of its shares and commencement of trading at the Bombay Stock Exchange

REGISTRAR OF COMPANIES

NCT of Delhi amp Haryana 4th Floor IFCI Tower

61 Nehru Place New Delhi - 110019

STOCK EXCHANGES WHERE COMPANY IS LISTED

Delhi Stock Exchange Ltd

DSE House-31 Asaf Ali Road

New Delhi 110002

The Calcutta Stock Exchange Ltd

7 Lyons Range Kol kata-70000 1

Auditors

MM Goyal amp Co (Chartered Accountants 208 Allied House 2 Old Rohtak road Inder Lok Delhi-l10035 For Focus Industrial Resources Ltd

Bankers to the Company

JCrcl Bank Model Town-III Delhi-I 10009

Yision

We aspire to become a pioneering and forward-looking organization that is collaborative innovative and responsive to the financial changing financial needs of our clients

Core 1aues

Our Core values are influenced by our past tempered by our present and will shape our future They are an amalgam of what we have been what we are and what we want to be

1 Commitment - Commitment to roll great product service and other initiatives that impact lives both within and outside the organizatiol1

2 Balance - Maintaining Healthy life and work balance for workers

3 Comm unity - A sense of responsibility and contri bution to society that define our existence

4 Consistency - Be consistent in offering the best for wonderful experience

5 Efficiency - Being efficient and effective in our approach to give best solution each time

6 Innovation - To come out with new creative ideas that have the potential to change the world

7 Quality - Giving the best and unmatched results for all round satisfaction

8 Service Excellence - Giving the best and world class service and achieving excellence each passing day

Our 13usiness Investing

When you invest with us we ensure your money is not just in safe hands it also works to your advantage We help you invest wisely through our financial and investment services You would definitely profit from our expertise

Financing

At FIRL it is our endeavour to support you as you grow from strength to strength and scale the ladder of success We bring you our services that are tailor made to suit your requirements

Leasing FIRL is focusing on Leasing Business This business is the strongest and backed by experienced educated and dynamic professionals

We are into business which builds on trust and long term relationship

Hire Purchase

FIRL also offers hire purchase services which are simple and highly flexible according to customers needs We allow you to spread payments over a specific period

Through our Hire Purchase we can help your business purchase and any type of business asset

-- --

BoardofDirectors gt

Our Management is vested with the charge of general supervision di rection and management of the operations of our company

The primary responsibilities of the Board of Directors includes

bull Overseeing high standards of corporate governance and compliance with various laws Overseeing our financial management and approving various lines of business

bull Shaping our policies and procedures bull Monitoring our performance and evolving the growth strategy bull Setting up counter-party and other prudential risk management limits

I Board of Directors

U r Pradeep Kumar Jind~ Mr Santanu Kumar Dash

Mrs Madhvi Bhatnagar

Mr Ashok Kumar Gupta

Ms Silky Kapoor __~____C~

Designation

Managing Director

Director

Director

Director

_o_m--p_any Secretary

~ ~ bull

middot rmiddot

Board of Virectorsshy

Mr Pradeep Kumar Jindal (Managing Director)

Mr Pradeep Kumar Jindal aged 52 years is the promoter and the Managing Director of the Company His expertise lies in managing operations in a large business environment formulating business strategies and identifying new markets He has over 20 years of varied rich experience and had also practiced as Income Tax Practitioner for over 5 years He is Masters in Business Administration (MBA) and a graduate in commerce Mr Jindal has been the driving force behind the FIRL expansion

Mr Santanu Kumar Dash (Director)

Mr Santanu Kumar Dash aged 41 years is an independent director of the Company He is post graduate in Commerce and has over two decades of work experience in the NonshyBanking Finance Company and had also worked as Income Tax Practitioner for over 5 years

Mrs Madhvi Bhatnagar (Director)

Mrs Madhvi Bhatnagar aged 47 years is an independent director of the Company She has experience of more than 10 years in the field of Finance She is also the member of the Audit Committee and the Shareholders Grievance Committee

Mr Ashok Kumar Gupta ( Director)

Mr Ashok Gupta aged 59 years is an independent director of the Company He is a Law Graduate He has a diversified experience as Engineers amp Contractors He is recognized for excellent people management and team building abilities besides infusing the spirit of action and a result oriented work culture He is a firm believer in value based strategies

J-istory amp MiCestones

The history of Focus Industrial Resources Limited has been a history of continuous ascent Listed below are the important events and milestones in the story of Focus Industrial Resources Limited

Year Major Events amp Milestones

27m June 1985 Incorporation of Company 28m June 1985 Commencement of Business 2nG June1989 First Public issue of 499993 Equity Shares of 101- each at par and shares

were listed on Delhi Stock Exchange Limited 16m March 1990 Right issue of 5 00000 Equity Shares 31 5 Oct 1998 Preferential Allotment of 1 50000 Equity Shares 131fl Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL

for admission of its securities in the depository ~stem 20m Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL

for admission of its securihes in the depository system 25lfl Jan 2002 Change of Registered Office to 104 Mukand House Commercial Complex

Azadpur Delhi shy 110033 24r June 2002 Preferential Allotment of 27 50000 Equity Shares 27 April2010 Merger of various Private Companies with Focus Industrial Resources Ltd in

order to enlarge the business of Company and to increase the General I Reserves

21 s December 2010 Issue of Certificate from Delhi Stock Exchange Limited for Compliance of Listing Agreement up to the Quarter ended 30 th September 2010

13r August 2011 Issue of Bonus Shares of 8129466 Shares of Rs10 each Ito the existing shareholders on 13th August 2011 in the ratio of 2 1

6m March 2012

Listed on Calcutta Stock exchange on 6th March 2012

Cocfe of Concfuct Code of Condu ct oflocus Industrinl R~so llrc~s Ltd

Ph ilosoph

The Company shall be committed to the adoption of such corporate governance practices which ensure accountability of management on the one hand and maximisation of shareholders value on the other hand We would progressively strive to lay down adequate control systems and governance structures for protecting and furthering the interest of our stakeholders

Natio al Lnterest

The Company shall be committed in all its actions to benefit the economic development of the country in which t operates and shall not engage in any activity that would adversely affect such objective It shall not undertake ahy project or activity to the detriment of the nations interest or those that will have any adverse impact on the social and cultural life pattern of its citizens The Company shall conduct its business affairs in accordance with the economic development foreign policies objectives and priorities of the nations government and shall strive to make a positive contribution to the achievement of such goals at the international national and regional level as appropriate

Shareholders

The Company shall be committed to enhance shareholders value and comply with all regulations and laws that govern shareholders right The Board of Directors of the Company shall duly and fairly inform its shareholders about all relevant aspects of the Companys business and disclose such information in accordance With the respective regulations and agreements Employee policies and practices shall be administered in a manner that ensures that in all matters equal opportunity is provided to those eligible and the decisions are merit-based

Transparency and Adaptability

All Company employees shall ensure that their actions in the conduct of business are totally transparent except where the need of business security dictate otherwise Such transparency shall be brought about through appropriate poliCies systems and processes including as appropriate involvement of more than one manager in recording decision logic and maintaining supporting records All managers shall voluntarily ensure that their areas of operation are open to audit and the conduct of their activities are totally auditable

- shy

Dealings with people in the organization

In dealing with each other employees will uphold the values which are at the core of our HR Philosophy - trust teamwork mutuality and collaboration meritocracy objectivity self respect and human dignity Indeed these values will form the basis of our HR management systems and processes In areas such as selection and recruitment meritocracy will be the only criterion and all managers will scrupulously avoid considerations other than merit and suitability Performance management systems including appraisals remuneration and rewards will focus on meritocracy equity and upholding of Companys values and ethics

Financial reporting and records

The Company shall prepare and maintain its accounts fairly and accurately in accordance with the accounting and financial reporting standards which represent the generally accepted guidelines principles standards laws and regulations of the country in which the Company conducts its business affairs Internal accounting and audit procedures shall fairly and accurately reflect all of the Companys business transactions and disposition of assets All required information shall be accessible to Companys auditors and other authorised parties and government agencies There shall be no willful omissions of any company transactions from the books and records Any willful material misrepresentation of andor misinformation on the financial accounts and reports shall be regarded as a violation of this code apart from inviting appropriate civil or criminal action under the relevant laws

Public representation of the Company

I The Company honors the information requirement of the public and its stakeholders In all its public appearance with respect to disclosing Company and business information to public constituencies such as the media the financial community employees and shareholders The Company shall be represented only by specifically authorised directors and employees It will be the sole responsibility of these authorised representatives to disclose information to the concerned public

Political non-alignment

The Company shall not support directly or indirectly any specific political party or candidate for political office The Company shall not offer or give any Companys fund or property as donation directly or indirectly to any specific political party candidate or campaign

Ethica l conduct

Every employee of the Company which shall include a whole-time director and the managing director shall deal on behalf of the company with professionalism honesty and integrity as well as high morale and ethical standards Such conduct shall be fair and transparent and be perceived to be as such by third parties

Regulatory compliance

Every employee of the Company shall in his or her business conduct comply with all applicable laws and regulations both in letter and in spiritin all the territories in which he or she operates If the ethical and profeSSional standards set out in the applicable laws and regulations are below that of the code then the standards of the code shall prevail

Competition

The Company shall compete only in an ethical and legitimate manner It prohibits all acIJons that are antishycompetitive or otherwise contrary to laws that govern competitive practices in the market place

Concurrent employment

An employee of the Company shall not without the prior approval of the managing director of the Company accept employment or a position of responsibility (such as a consultant or a director) with any other Company nor provide freelance services to anyone In the case of a whole-time director or the managing director such prior approval must be obtained from the Board of Directors of the Company

- 4-rmiddot

Protecting Companys assets

The assets of the Company should not be misused but employed for the purpose of conducting the business for which they are duly authorised These include tangibie assets such as equipment and machinery systems facilities materials resources as well as intangible assets such as proprietary information relationship with customers and suppliers etc

Integrity of data furnished

Every employee of the Company shall ensure at all times the integrity of data or information furnished by him or her to the Company

Policy against Insider Trading

Insider Trading is prohibited by both law as well as by the Company policy Insider Trading generally involves the act of subscribing or buying or selling of the Company s securities when in the possession of any unpublished price sensit ive information about the Company It also involves disclosing any Unpublished Price Sensitive Information about the Company to others who could subscribe or buy or sell the Companys securities Insider Trading invokes severe civil and criminal penalties not only on the insider but also on the Company in certain circumstances under the Securities and Exchange Board of India (SEBI) Act 1992 Price Sensitive Information is that information which relates directly or indirectly to a Company and which i~ published is likely to materially affect the price of securities of a Company It is important to note that both positive and negative information could be price sensitive Employees are encouraged to follow the Insider Trading Code at all times Punishment for violation can include wage freeze termination and even a criminal offence resulting in a fine or penalty

Confidential informationpublicity

No employee shall disclose or use any confidential information gained in the course of employment with the Company for personal profit or for the advantage of any other person No employee shall provide any information either formally or informally to the press or to any other publicity media unless specifically authorised to do so

Disciplinary actions

The Company will take appropriate action against any employee agent contractor or consultant whose actions are found to violate these policies or any other policy of the Company Disciplinary actions may include immediate termination of employment or business relationship at the Companys sole discretion Where the Company has suffered a loss it may pursue its remedies against the individuals or entities responsible Where laws have been violated the Company will cooperate fully with the appropriate authorities Every employee shall be responsible for the implementation of and compliance with this code in his professional environment Failure to adhere to the code could attract the most severe consequences including termination of employment Every employee of the Company shall promptly report to the management any actual or possible violation of this code or an event he or she becomes aware of that could affect the business or reputation of hisher or any other group Company

Accountability

The Board of Directors (BOD) shall oversee the Companys adherence to ethical and legal standards All employees and the members of the BOD shall undertake to stop or prevent actions that could harm customers the system or reputation of the Company

Coryorate Socianesyonsibiaty

COrl)Orate ocial Responsibility (CSR) is the building block of the social pillar of sustainability With industry leadership come important responsibilities As we grow we understand the importance of giving back to society which is a core element of our corporate va tues An essential component of our corporate social responsibility is to care for the community We endeavor to make a positive contribution to the underprivileged communities by supporting a wide range of socio-economic educational and hefllth initiatives Our Company is committed to developing its business towards ecological social and econornic sustainability All of these are recognized as shared responsibilities within the Group enabling the continuous improvement of its operations The ultimate objective is to see that each business decision takes into account its social impact and accordingly plans an intervention to mitigate the impacts arising out of that decision It is equally important to ascertain that every activity done under CSR makes a socially responsible business sense

Capital evolution Authorized Share Capital

The present authorised share capital of the Company is Rs 125000000 divided into 12500000 equity shares of Rs 10 each The Authorized Equity Share Capital of the Company has been built-up as per the details given below

Date Cumulative Number of

Shares

Authorized Capital

(Rupees)

Issued and Paid-up Share Capital

The present issued subscribed and paid-up share capital of the Company is Rs 121941990 divided into 12194199 equity shares of Rs 10 each The shares of the Company has been subscribed and allotted as under

Date of I No of Equity Allotment eratio

Nature of Allotment

No of Equity Shares

Cumulativen shares

i I

Atth~me 7---+-101-

Face Value (Rs)

Issue PriceTconSid (Rs)

-70-1--cash1subs~~~ 7 Inco~ocato I I I me~and I

Cumulative Cum Capital ulativ (Rs) e

Shar e

70 Prem ium I

RsmiddotU

I I

I Iii Issue II

r-02-5u-n--8gT 300000 I 10 -30-00000 Cashl - Public -t----5OOOOo

I 16-Mar-9Qil~~~-- 10 50~6Q666 -Cash-I 31-0ct-98 150065--1 10

Ii

1500000 Cash Preferential 1150000 shy~ I I I Allotment ~ I 24-Jun-02 I 2750000 I 10 27500000 Cash TPreferential I 39000001 39000000 1--=-1 f-2i=-Afr-iol 2750ooor 1------+-=-+f~d~~h-ll~50OOO i10 11500000-t-0

I 23-Jul-l0 l91J3662 10 191736620 ~ofCapitalPursuant to 203236621------~11shyOther 203236620 than Scheme of Cash Arrangeme

nt of Amalgamat

[- 2~1-10 IJamp~~~ti _-1--0_--- ___ - ----+--=--~urtuo~t_frJU40164733plusmn 40647330~- - JI - For FocUS n--f~i5l --------shy

~

l

~

~ Director

5000000 -

Rig~tS~~~-lo OQJILltL116060000~~ I 11500000~ I

Scheme of Arrangeme I

nt of Amalgamat ion (80 Reduction of Capital

and Transfer to

share Premium Account)

13-Aug-ll 8129466 -10 I 81294660 In lieu Bonus 12194199012194199I of Shares

Existin Allotted in the ratioi 9

I i Shares of2 1I Ii

COMPANY INFORMATION

Year Major Events amp Milestones I

I 27th June 1985 incorporation of Company 28th June 1985 Commencement of Business 2nd June1989 First Public issue of Total amount 4 99993 equity

Shares of Rs 10- each at par out of which 199993 equity shares were allotted on 18051989 amp 3000000 equity shares were allotted on 2nd June 1989 and share were listed on Delhi Stock Exchange

16th March 1990 Right issue of 5 00000 equity Shares 10th Aug 1998 Company is hereby granted Certificate of Registration to

commence the business of Non-Banking financial Institution by Reserve Bank of India

31st Oct 1998 Preferential Allotment of 1 50000 equity Shares

I 13th Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL for admission of its securities in the depository system

20th Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL for admission of its securities 1the depository system

i 25th Jan 2002 Change of Registered Office to 104 Mukund House Commercial Complex Azadpur Oelhi- 110033

24th June 2002 Preferential Allotment of 27 50000 equity Shares 27th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi

Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial ResourcesI Ltd and reduction of capital of Focus Industnal Resources Ltd i

f-2- 4----t-h-S-e-p-te-m-b-e-r----1r--L-i-st-in-g-o-fmiddotmiddotmiddot3834733 Equity Shares of Rs 10shy each I i 2010 ursuant to Scheme of Amal amation I 18th July 2011 Approval on EGM a sum of Rs 81294660- c~a-p-ita--c I-iz~ed--1

middot out of the amount standing to the credit of the Share I Premium Account t-1-6--cthC--A-u-g-u-s-t---+-Allotment of 8129466 Equity shares as Bonus Shares I

DIrector

[2011 I inthe ratio 2 (two)-new-Equity Sharesfo~r-every 1 (one) I i Equity Sharebsectld~~ them ont~~gsectcoc9_ Date_~_~ i 3rd Novemberl Listing Approval for 8129466 Bonus Equity Shares inJ I 2011 the ratio of 2 1 to the Existing Shareholders of the I company Lsect1JlMarch 2012 I Listed on Calcutta Stock exchange oll~~tb_I1arch 20lLJ

Change in the Registered Office during last three years No Change in the reg istered office

r~-- 1

~ ~~ate I From I To Remarks ~_J

I --------------No Change in the registered office------------- I~-middot~middot __1_ 1middot- 1--- J

HJEX URE I I senll (Ol~ S CRIP NAl-E f CCUS NDUSTRIAL RES OURCES LTD SCFIP TYPE EQUITY

1I ) ( A 3 TATEJ~EnT SHOW NG SHAREEOLDING PATTERN AS au 1 910201~

ICATE -1 CATEGORV qr NUMBlm OF TOTAL NUMBER Of ITO ~ L SIlJIEHOLOItIG AS I SHAPES PLEDGED OR I IGORY I S HAREHOL~EIS SHAREHOLDERS NUHB ER OF SHARES HELD IN IA PERC~1)GE OF TOTAJ OTHERn SE poundlCUHSE RED I ICODE I I

I I I

SHARES DEloATERIIL I ZED FOIV

II NUMl E1o

AS A

OF SHARE S I I A S A

I I IllUMBER OF I 15 A

I I I

I I I PEECEIHAGE I FERC EIIT IGE I SHARE S I PERCENTAGE I I I I OFIMS I OFIA+B+C) I I I I I I I I I I 1 LAJ 1SHAREHOLDI NG OF

IPROMOTER AND I I

II 1 I

1 I

1I PROMOTER GROUP I I 1

I I I I INDIA

I~I 1 INDI VlotJJUS 141 71459 50 I 7 14595 deg 1 860 I 5860 I 0 1 o 00 1 IHINDU UN DI VIDED I I I IIFAMI LY I 1 1 I 1 I

1

1

I IBI CENTAAL I o 0 000 I o aD 0 1 0 00 1 I I ~OVERl~N1STITE I 0 1 I I I I IGOVERlIlcentNT (S) I I 1 II I ICI I BODIES CORPORATE I a I 0 1 0 1 o 0 0 o 00 1 0 1 o 00 I 1 I I 101 I FI WlIC tAL I aI 0 1 01 o 00 aI 0 00 I0 0 0 I I 1 INST ITUTIONS 1 I I 1 I I I

BAN~S

IE) IANI OfIIER I I I 1 I I I I I OIR ECTORS amp THEIRI 0 1 0 1 a 000 1 000 1 0 0 00 1 I ReLTIVES I 1 I I I I I I I SOCIETI ES I 0 1 0 1 0 1 000 1 000 1 0 1 00 0 1 I PARTNE RS HI P f I Is1 01 0 1 0 1 0 00 1 0 001 0 1 0 0 0 1 I R~ I I 0 1 0 1 0 1 000 1 0 001 0 1 000 1 IEM PWELFARE Fun D I 0 1 0 1 0 1 0 00 1 0 00 1 0 1 000 1 IEsaPtSos I 0 0 1 a 0 0 0 1 0 00 1 01 000 1 I TRUSTS I 01 01 0 1 000 1 00 0 1 01 000 1 I I I I I I I I I I I I I I I I I I ISUB-TOTAL (AI (I) I 141 71 59501 71459 50 1 58 601 58 60 1 0 1 0 00 1

I2 i

(1 )

I I FQR~ I F 1I

II INDIVIDUALS

I 1

- j(NON

I II a

I I

I0 1

I I

I0 1

I1I00

II I0 001

I I

I0 1

I I

I000 1 I- RESIDEtI I NOlllllgtut2il

I I

I I

I 1

I I

I I

I I

II I I

I IFOR~ tw I IHOIVtDUL~ 1

I I

I I

I I

I I

I I

I I I

I 1

~__ bull I I I I 1 I I

SCRIP CODE SCFIP NAl1E FCCUS INDUST RIAL RESOURCES LTD SCRIP TYPE shy EQl1ITY

I ------ I - - I I I (BI IBOD I ES CORPORATE 01 01 01 0001 0001 01 000

I I I I I I I (e) ImSTITJATIOS 01 01 01 0001 0001 01 000

(0 1 ICUALIFIED FOREIGN I

I INVESTOR I 01

I 01

I 01

I 0001

I

0001

I 01

I 000

(EI IANY OTtiER I I I I I IDIRECTORS bull THEIR 01 01 01 0001 0001 000 I RELATIVES I I I I I ISCCIETIES 01 01 01 0001 0001 000 IPARTlltERSHIP FIRMS 0 01 01 0001 0001 a 000 1 IEMPl-1ELFARE FUND a 0 01 00 0 1 0001 a 000 I TRUST 01 01 01 0001 0001 01 0001 I ESOPESOS 01 01 01 0001 0001 a 0001

I I I I I I I I I I I I I I I 1 ISUB-TOT1IL IAI 121 01 01 01 0001 0001 01 0001

I I I I I I I I I TOTAL 14 1 71459501 71459501 58601 58601 01 000 11 I SHAREHOLDING OF I I I I I I PRO~ltOTER

IPROXOTER (A) -

AND GROUP

II I I I

II I I I

I I I

I I I I

I (A) (1) t (AI (~) I I I I I I I

I I I I I I II (B I I PUBL I C I I I I I I I

I SHAREHOLDINGS I I I I I I I

(11 IWSTITUTIONS I I I

IA IMUTUAl- FUNDSUTI 01 01 01 000 0001 01 0 001

I I I I I I I IB l lFINAlleIAL 01 01 01 000 0 001 01 0001

I INSTITUTIONS I I I I I I I BAtiKS I I I I I I

IC I ICENTRAL 0 1 01 01 000 0001 01 0001 I GOVE RtfENT I I I I I I I STATE I I I I I I IGOVEF1fENT(S) I

I I

I I I

I I

I I

I I

ID I IVENTURE eAPIT~L 01 01 0001 0001 01 0001 I FUN DS I I I I I I I I I I I I I

(E I IINSURANCE 01 01 0001 0001 01 0001 I CCIPAtlIES I I I I I I I I I I I I I

(FI IFOREIGN 0 1 01 0001 0001 01 0001 I INSTITUTIONAL I INVESTORS

I I

I I

I I

I I

I I

I I

I I I I I I (G I IFOREIGN VENTURE I 01 01 01 0 00 1 Dool 0 1 0 001

ICAPITAL I NVESTORSI I I I I I I

I I I I I I I I (HI ICUALIFIED FCREIGNI 01 01 01 0001 0001 01 000

I IlNESTOR I I I I I I I I I I I I I I I

I I ) IAtIY OTHER I I I I I I II IFOPEIGN FIN INST I 0 1 0 01 0001 0001 0 1 000 IFOREIGN ~UTFUND I 01 01 0001 00 0 1 0 1 000 IFFIBAlIKS I STRESSED ASSET

I I

01 0 I

01 0 I

0001 o 00 I

0 001 00 0 I

0 1 0 I

0 0 0 o 00

I STABILISATION I I I I I I I FUND I I I I I I ISTTE FIN COR P I 01 01 0001 0001 01 000

I I I I I I I ISUB-TOTALIB ) H I I 0 01 0001 0001 01 000 I I I I I I

SCRI P CODE SCRIP NAME fOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE ECUIT Y

(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

(A ) IHODIES CORPORATE 10 1 1641611 164161 013 1 013 1 0 1 0 0 0 1

(B) I I INDIVI DUALS

II I I

I I

I I

I I

II I I

11 ImIVIDUhJ~ 359 276418 1 276418 1 227 1 2271 0 0 00 1 I I

SHAREHOLDERS HOLDING

II I I

I II

I I

I I

I I

I I

I NOX IllkL SHARE I I I I I I

I CAPITAL UPTO RS 1 LAKH

I I

I I

I I

I I

I I

I I

I I

1 1 I I I I I II IlIDIVIDUAL

I SHAREHOLDERS

I HOLDI NG

I NCUnJAL SHARE

65 1 I I I

430 019 11

I

43 00191 1

I

I 35 2 6 1

I I I

3526 1

I I

0 1 I I I

0 00 I

I I I

I CAPITAL III I 1 I I I I I I I

EXCESS ES 1 LAKH

OF I I

I I

I I I I

I I I

I I

Ie ) Il cUALIFIED FOREIGN I 0 1 0 1 01 0 00 1 0 001 01 000 1 I IlIVESTOR

I

I

I I

I

I

I

I

I

I

I

I

I

I

I I

I ( D) IANY OTJiER I I I I I I

I TRUSTS I 01 0 1 0 1 0001 0 00 1 01 0 00 1 I DIRECTORS bull THEIRI 0 1 0 1 0 1 0001 000 1 0 1 0 001 I RELATI VES I I I I I I I I IFOREIGN tlATIONALSI I ESC RCIlt ACCOUNT I 0 1

0 I 0 1 a I

a ll a I 0 001

o 00 I 0 00 1 o 00 I

0 1 a I

0 00 1 000 I

11ARKET lltAlltER

INRI DCB

I 0 1 0 0

01 0 1 0 1

0 01 01

000 1 0 001 0 00

0001 0001 0001

01 01 01

000 0 001 0 00 1

I SCCI ET I ES I 0 1 01 01 000 1 0001 0 1 0 00 1 I CLEARING MElBERS I 01 01 011 0001 0 00 1 0 1 000 1 I SHARES IlITRlNSIT 1 01 01 0 1 0001 0 00 1 0 1 0 00 1 IBuf I 651 15522 4 1 45522 41 3 1 31 3 73 1 01 0 00 11 INRISOCBS I 0 1 0 1 01 0 001 000 1 01 0001 IroREIGN CORPORATE I 0 1 0 01 000 1 000 1 01 0 00 1 I BODIES I I I I I I I I IpRTNERSHIP flRls l 0 1 0 1 01 0 00 1 0001 0 1 00 0 1 I CUSTCDIAlI Of I ENny PROPERTY I fORE IGN

I I I

0 I I

0 1

a I I

0 1

0 II a

0 00 I I

0 001

0 00 II 000

a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 3: FOCUS INDUSTRIAL RESOURCES LIMITED

INFORMATION MEMORANDUM

FOR LISTING OF 12194199 EQUITY SHARES OF RS 10- EACH

FULLY PAID UP

GENERAL RISK

Investment in equity and equity-related securities involve a degree of risk and investors should not invest in the equity shares of Focus Industrial Resources limited unless they can afford to take the risk of involved in their investment Investors are advised to read the Risk Factors carefully before taking an investment decision in the shares of Focus Industrial Resources limited For taking an investment decision investors must rely on their own examination of the Company including the risks involved

LISTING

The existing Equity Shares of the Company are listed on the Delhi Stock Exchange limited New Delhi and Calcutta stock Exchange Limited Kolkata Now the Company proposes to list the equity shares of the company on the Bombay Stock Exchange Ltd (BSE) An application is being made along with the information memorandum to BSE seeking listing

GENERAL INFORMATION

MAJOR EVENTS IN THE HISTORY OF THE COMPANY IS AS FOLLOWS

The Company was incorporated as FOCUS INDUSTRIAL RESOURCES LIMITED on 27th June 1985 under the Companies Act 1956 amp obtained the

28thCertificate of Commencement of Business on June 1985 from the Registrar of Companies Delhi amp Haryana It was incorporated with the object of Loans amp Investments

The registered office of the Company was changed from 407 Kundan Bhawan Commercial Complex Azadpur Delhi-ll0033 to 104 Mukund House Commercial Complex Azadpur Delhi- 110033 on 25th January 2002

The Company made its first public issue of total amount 4 99993 equity Shares of Rs 10- each at par out of which 199993 equity shares were allotted on 18th May 1989 amp 300000 equity shares were allotted on 2nd June 1989 with the successful issue and the Company Equity Shares were listed at Delhi Stock Exchange

Subsequently in the Year 1990 March 16th the Company came up with Right issue of 5 00000 equity Shares fully subscribed

For Focus 1ndustrialRespUices Ltd

Vcrmiddot~l~ middotl

Director

On 10th

After that two preferential allotments were successfully held one was on 31

August 1998 Company is hereby granted Certificate of Registration to commence the business of Non-Banking financial Institution by Reserve Bank of India

st

To improve the market price of stock and to increase the revenue of shareholders on 27

October 1998 of 1 50000 equity Shares which was listed on Delhi Stock Exchange and another was on 24 June 2002 of 27 50000 equity Shares Preferential allotment of 2 75000 was not listed on Delhi Stock Exchange due to some technical discrepancy

th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial Resources Ltd was done and simultaneously equity share capital of Focus Industrial Resources Ltd was also reduced

The Company has executed Agreements with NSDL and CDSL for its securities in Demat form Tripartite agreements have been signed between the Company the Registrar and CDSL and NSDL The ISIN No allotted to the Company is INE603E01023

DEMAT CREDIT

Investors may contact Registrar and Transfer Agent or Compliance officer in case of any query difficulty in dealing with the securities of the company

Beetal Financial amp Computer Services Private Limited

REGISTRAR AND SHARE TRANSFER AGENT

Add-Beetal House 3rd Floor 99 Madangir Behind Local Shopping Centre Near Dada Harsukhdas Mandir New Delhi - 110062

Phone 91-11-2996 1281(Six Lines)

Fax 91-11-2996 1284

Email beetalbeetalfinancialcom beetalrtagmailcom

Equity Shares of the Company are proposed to be listed and to be traded on BSE Such admission for trading will be subject to fulfillment by the Company of listing criteria and subject to such other terms and conditions as may be prescribed by BSE at the time of the application by the Company seeking listing

LISTING OF EQUITY SHARES ON BSE

Eligibility Criterion The Company is submitting its Information Memorandum for listing of Equity Shares under new norms for direct listing for the

companies already listed on other recognized Stock Exchange and it contains information about the Company making disclosures in line with the disclosure requirement for public issues as applicable to BSE for making the said Information Memorandum available to public through their website viz wwwbseindiacom

PROHIBITION BY SEBI

The company its directors its promoters other companies promoted by the promoters and companies with which the companys directors are associated as directors have not been prohibited from accessing the capital markets under any order or direction passed by SEBI

GENERAL DISCLAIMER FROM THE COMPANY

The Company accepts no responsibility for statements made otherwise than in the Information Memorandum or any other material issued by or at the instance of the Company and anyone placing reliance on any other source of information would be doing so at his or her own risk All information shall be made available by the Company to the public and investors at large and no selective or additional information would be available for a section of the investors in any manner

LISTING

Application is being made to BSE for permission to deal in and for an official quotation of the Equity Shares of the company The company has taken steps for completion of necessary formalities for direct listing of its shares and commencement of trading at the Bombay Stock Exchange

REGISTRAR OF COMPANIES

NCT of Delhi amp Haryana 4th Floor IFCI Tower

61 Nehru Place New Delhi - 110019

STOCK EXCHANGES WHERE COMPANY IS LISTED

Delhi Stock Exchange Ltd

DSE House-31 Asaf Ali Road

New Delhi 110002

The Calcutta Stock Exchange Ltd

7 Lyons Range Kol kata-70000 1

Auditors

MM Goyal amp Co (Chartered Accountants 208 Allied House 2 Old Rohtak road Inder Lok Delhi-l10035 For Focus Industrial Resources Ltd

Bankers to the Company

JCrcl Bank Model Town-III Delhi-I 10009

Yision

We aspire to become a pioneering and forward-looking organization that is collaborative innovative and responsive to the financial changing financial needs of our clients

Core 1aues

Our Core values are influenced by our past tempered by our present and will shape our future They are an amalgam of what we have been what we are and what we want to be

1 Commitment - Commitment to roll great product service and other initiatives that impact lives both within and outside the organizatiol1

2 Balance - Maintaining Healthy life and work balance for workers

3 Comm unity - A sense of responsibility and contri bution to society that define our existence

4 Consistency - Be consistent in offering the best for wonderful experience

5 Efficiency - Being efficient and effective in our approach to give best solution each time

6 Innovation - To come out with new creative ideas that have the potential to change the world

7 Quality - Giving the best and unmatched results for all round satisfaction

8 Service Excellence - Giving the best and world class service and achieving excellence each passing day

Our 13usiness Investing

When you invest with us we ensure your money is not just in safe hands it also works to your advantage We help you invest wisely through our financial and investment services You would definitely profit from our expertise

Financing

At FIRL it is our endeavour to support you as you grow from strength to strength and scale the ladder of success We bring you our services that are tailor made to suit your requirements

Leasing FIRL is focusing on Leasing Business This business is the strongest and backed by experienced educated and dynamic professionals

We are into business which builds on trust and long term relationship

Hire Purchase

FIRL also offers hire purchase services which are simple and highly flexible according to customers needs We allow you to spread payments over a specific period

Through our Hire Purchase we can help your business purchase and any type of business asset

-- --

BoardofDirectors gt

Our Management is vested with the charge of general supervision di rection and management of the operations of our company

The primary responsibilities of the Board of Directors includes

bull Overseeing high standards of corporate governance and compliance with various laws Overseeing our financial management and approving various lines of business

bull Shaping our policies and procedures bull Monitoring our performance and evolving the growth strategy bull Setting up counter-party and other prudential risk management limits

I Board of Directors

U r Pradeep Kumar Jind~ Mr Santanu Kumar Dash

Mrs Madhvi Bhatnagar

Mr Ashok Kumar Gupta

Ms Silky Kapoor __~____C~

Designation

Managing Director

Director

Director

Director

_o_m--p_any Secretary

~ ~ bull

middot rmiddot

Board of Virectorsshy

Mr Pradeep Kumar Jindal (Managing Director)

Mr Pradeep Kumar Jindal aged 52 years is the promoter and the Managing Director of the Company His expertise lies in managing operations in a large business environment formulating business strategies and identifying new markets He has over 20 years of varied rich experience and had also practiced as Income Tax Practitioner for over 5 years He is Masters in Business Administration (MBA) and a graduate in commerce Mr Jindal has been the driving force behind the FIRL expansion

Mr Santanu Kumar Dash (Director)

Mr Santanu Kumar Dash aged 41 years is an independent director of the Company He is post graduate in Commerce and has over two decades of work experience in the NonshyBanking Finance Company and had also worked as Income Tax Practitioner for over 5 years

Mrs Madhvi Bhatnagar (Director)

Mrs Madhvi Bhatnagar aged 47 years is an independent director of the Company She has experience of more than 10 years in the field of Finance She is also the member of the Audit Committee and the Shareholders Grievance Committee

Mr Ashok Kumar Gupta ( Director)

Mr Ashok Gupta aged 59 years is an independent director of the Company He is a Law Graduate He has a diversified experience as Engineers amp Contractors He is recognized for excellent people management and team building abilities besides infusing the spirit of action and a result oriented work culture He is a firm believer in value based strategies

J-istory amp MiCestones

The history of Focus Industrial Resources Limited has been a history of continuous ascent Listed below are the important events and milestones in the story of Focus Industrial Resources Limited

Year Major Events amp Milestones

27m June 1985 Incorporation of Company 28m June 1985 Commencement of Business 2nG June1989 First Public issue of 499993 Equity Shares of 101- each at par and shares

were listed on Delhi Stock Exchange Limited 16m March 1990 Right issue of 5 00000 Equity Shares 31 5 Oct 1998 Preferential Allotment of 1 50000 Equity Shares 131fl Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL

for admission of its securities in the depository ~stem 20m Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL

for admission of its securihes in the depository system 25lfl Jan 2002 Change of Registered Office to 104 Mukand House Commercial Complex

Azadpur Delhi shy 110033 24r June 2002 Preferential Allotment of 27 50000 Equity Shares 27 April2010 Merger of various Private Companies with Focus Industrial Resources Ltd in

order to enlarge the business of Company and to increase the General I Reserves

21 s December 2010 Issue of Certificate from Delhi Stock Exchange Limited for Compliance of Listing Agreement up to the Quarter ended 30 th September 2010

13r August 2011 Issue of Bonus Shares of 8129466 Shares of Rs10 each Ito the existing shareholders on 13th August 2011 in the ratio of 2 1

6m March 2012

Listed on Calcutta Stock exchange on 6th March 2012

Cocfe of Concfuct Code of Condu ct oflocus Industrinl R~so llrc~s Ltd

Ph ilosoph

The Company shall be committed to the adoption of such corporate governance practices which ensure accountability of management on the one hand and maximisation of shareholders value on the other hand We would progressively strive to lay down adequate control systems and governance structures for protecting and furthering the interest of our stakeholders

Natio al Lnterest

The Company shall be committed in all its actions to benefit the economic development of the country in which t operates and shall not engage in any activity that would adversely affect such objective It shall not undertake ahy project or activity to the detriment of the nations interest or those that will have any adverse impact on the social and cultural life pattern of its citizens The Company shall conduct its business affairs in accordance with the economic development foreign policies objectives and priorities of the nations government and shall strive to make a positive contribution to the achievement of such goals at the international national and regional level as appropriate

Shareholders

The Company shall be committed to enhance shareholders value and comply with all regulations and laws that govern shareholders right The Board of Directors of the Company shall duly and fairly inform its shareholders about all relevant aspects of the Companys business and disclose such information in accordance With the respective regulations and agreements Employee policies and practices shall be administered in a manner that ensures that in all matters equal opportunity is provided to those eligible and the decisions are merit-based

Transparency and Adaptability

All Company employees shall ensure that their actions in the conduct of business are totally transparent except where the need of business security dictate otherwise Such transparency shall be brought about through appropriate poliCies systems and processes including as appropriate involvement of more than one manager in recording decision logic and maintaining supporting records All managers shall voluntarily ensure that their areas of operation are open to audit and the conduct of their activities are totally auditable

- shy

Dealings with people in the organization

In dealing with each other employees will uphold the values which are at the core of our HR Philosophy - trust teamwork mutuality and collaboration meritocracy objectivity self respect and human dignity Indeed these values will form the basis of our HR management systems and processes In areas such as selection and recruitment meritocracy will be the only criterion and all managers will scrupulously avoid considerations other than merit and suitability Performance management systems including appraisals remuneration and rewards will focus on meritocracy equity and upholding of Companys values and ethics

Financial reporting and records

The Company shall prepare and maintain its accounts fairly and accurately in accordance with the accounting and financial reporting standards which represent the generally accepted guidelines principles standards laws and regulations of the country in which the Company conducts its business affairs Internal accounting and audit procedures shall fairly and accurately reflect all of the Companys business transactions and disposition of assets All required information shall be accessible to Companys auditors and other authorised parties and government agencies There shall be no willful omissions of any company transactions from the books and records Any willful material misrepresentation of andor misinformation on the financial accounts and reports shall be regarded as a violation of this code apart from inviting appropriate civil or criminal action under the relevant laws

Public representation of the Company

I The Company honors the information requirement of the public and its stakeholders In all its public appearance with respect to disclosing Company and business information to public constituencies such as the media the financial community employees and shareholders The Company shall be represented only by specifically authorised directors and employees It will be the sole responsibility of these authorised representatives to disclose information to the concerned public

Political non-alignment

The Company shall not support directly or indirectly any specific political party or candidate for political office The Company shall not offer or give any Companys fund or property as donation directly or indirectly to any specific political party candidate or campaign

Ethica l conduct

Every employee of the Company which shall include a whole-time director and the managing director shall deal on behalf of the company with professionalism honesty and integrity as well as high morale and ethical standards Such conduct shall be fair and transparent and be perceived to be as such by third parties

Regulatory compliance

Every employee of the Company shall in his or her business conduct comply with all applicable laws and regulations both in letter and in spiritin all the territories in which he or she operates If the ethical and profeSSional standards set out in the applicable laws and regulations are below that of the code then the standards of the code shall prevail

Competition

The Company shall compete only in an ethical and legitimate manner It prohibits all acIJons that are antishycompetitive or otherwise contrary to laws that govern competitive practices in the market place

Concurrent employment

An employee of the Company shall not without the prior approval of the managing director of the Company accept employment or a position of responsibility (such as a consultant or a director) with any other Company nor provide freelance services to anyone In the case of a whole-time director or the managing director such prior approval must be obtained from the Board of Directors of the Company

- 4-rmiddot

Protecting Companys assets

The assets of the Company should not be misused but employed for the purpose of conducting the business for which they are duly authorised These include tangibie assets such as equipment and machinery systems facilities materials resources as well as intangible assets such as proprietary information relationship with customers and suppliers etc

Integrity of data furnished

Every employee of the Company shall ensure at all times the integrity of data or information furnished by him or her to the Company

Policy against Insider Trading

Insider Trading is prohibited by both law as well as by the Company policy Insider Trading generally involves the act of subscribing or buying or selling of the Company s securities when in the possession of any unpublished price sensit ive information about the Company It also involves disclosing any Unpublished Price Sensitive Information about the Company to others who could subscribe or buy or sell the Companys securities Insider Trading invokes severe civil and criminal penalties not only on the insider but also on the Company in certain circumstances under the Securities and Exchange Board of India (SEBI) Act 1992 Price Sensitive Information is that information which relates directly or indirectly to a Company and which i~ published is likely to materially affect the price of securities of a Company It is important to note that both positive and negative information could be price sensitive Employees are encouraged to follow the Insider Trading Code at all times Punishment for violation can include wage freeze termination and even a criminal offence resulting in a fine or penalty

Confidential informationpublicity

No employee shall disclose or use any confidential information gained in the course of employment with the Company for personal profit or for the advantage of any other person No employee shall provide any information either formally or informally to the press or to any other publicity media unless specifically authorised to do so

Disciplinary actions

The Company will take appropriate action against any employee agent contractor or consultant whose actions are found to violate these policies or any other policy of the Company Disciplinary actions may include immediate termination of employment or business relationship at the Companys sole discretion Where the Company has suffered a loss it may pursue its remedies against the individuals or entities responsible Where laws have been violated the Company will cooperate fully with the appropriate authorities Every employee shall be responsible for the implementation of and compliance with this code in his professional environment Failure to adhere to the code could attract the most severe consequences including termination of employment Every employee of the Company shall promptly report to the management any actual or possible violation of this code or an event he or she becomes aware of that could affect the business or reputation of hisher or any other group Company

Accountability

The Board of Directors (BOD) shall oversee the Companys adherence to ethical and legal standards All employees and the members of the BOD shall undertake to stop or prevent actions that could harm customers the system or reputation of the Company

Coryorate Socianesyonsibiaty

COrl)Orate ocial Responsibility (CSR) is the building block of the social pillar of sustainability With industry leadership come important responsibilities As we grow we understand the importance of giving back to society which is a core element of our corporate va tues An essential component of our corporate social responsibility is to care for the community We endeavor to make a positive contribution to the underprivileged communities by supporting a wide range of socio-economic educational and hefllth initiatives Our Company is committed to developing its business towards ecological social and econornic sustainability All of these are recognized as shared responsibilities within the Group enabling the continuous improvement of its operations The ultimate objective is to see that each business decision takes into account its social impact and accordingly plans an intervention to mitigate the impacts arising out of that decision It is equally important to ascertain that every activity done under CSR makes a socially responsible business sense

Capital evolution Authorized Share Capital

The present authorised share capital of the Company is Rs 125000000 divided into 12500000 equity shares of Rs 10 each The Authorized Equity Share Capital of the Company has been built-up as per the details given below

Date Cumulative Number of

Shares

Authorized Capital

(Rupees)

Issued and Paid-up Share Capital

The present issued subscribed and paid-up share capital of the Company is Rs 121941990 divided into 12194199 equity shares of Rs 10 each The shares of the Company has been subscribed and allotted as under

Date of I No of Equity Allotment eratio

Nature of Allotment

No of Equity Shares

Cumulativen shares

i I

Atth~me 7---+-101-

Face Value (Rs)

Issue PriceTconSid (Rs)

-70-1--cash1subs~~~ 7 Inco~ocato I I I me~and I

Cumulative Cum Capital ulativ (Rs) e

Shar e

70 Prem ium I

RsmiddotU

I I

I Iii Issue II

r-02-5u-n--8gT 300000 I 10 -30-00000 Cashl - Public -t----5OOOOo

I 16-Mar-9Qil~~~-- 10 50~6Q666 -Cash-I 31-0ct-98 150065--1 10

Ii

1500000 Cash Preferential 1150000 shy~ I I I Allotment ~ I 24-Jun-02 I 2750000 I 10 27500000 Cash TPreferential I 39000001 39000000 1--=-1 f-2i=-Afr-iol 2750ooor 1------+-=-+f~d~~h-ll~50OOO i10 11500000-t-0

I 23-Jul-l0 l91J3662 10 191736620 ~ofCapitalPursuant to 203236621------~11shyOther 203236620 than Scheme of Cash Arrangeme

nt of Amalgamat

[- 2~1-10 IJamp~~~ti _-1--0_--- ___ - ----+--=--~urtuo~t_frJU40164733plusmn 40647330~- - JI - For FocUS n--f~i5l --------shy

~

l

~

~ Director

5000000 -

Rig~tS~~~-lo OQJILltL116060000~~ I 11500000~ I

Scheme of Arrangeme I

nt of Amalgamat ion (80 Reduction of Capital

and Transfer to

share Premium Account)

13-Aug-ll 8129466 -10 I 81294660 In lieu Bonus 12194199012194199I of Shares

Existin Allotted in the ratioi 9

I i Shares of2 1I Ii

COMPANY INFORMATION

Year Major Events amp Milestones I

I 27th June 1985 incorporation of Company 28th June 1985 Commencement of Business 2nd June1989 First Public issue of Total amount 4 99993 equity

Shares of Rs 10- each at par out of which 199993 equity shares were allotted on 18051989 amp 3000000 equity shares were allotted on 2nd June 1989 and share were listed on Delhi Stock Exchange

16th March 1990 Right issue of 5 00000 equity Shares 10th Aug 1998 Company is hereby granted Certificate of Registration to

commence the business of Non-Banking financial Institution by Reserve Bank of India

31st Oct 1998 Preferential Allotment of 1 50000 equity Shares

I 13th Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL for admission of its securities in the depository system

20th Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL for admission of its securities 1the depository system

i 25th Jan 2002 Change of Registered Office to 104 Mukund House Commercial Complex Azadpur Oelhi- 110033

24th June 2002 Preferential Allotment of 27 50000 equity Shares 27th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi

Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial ResourcesI Ltd and reduction of capital of Focus Industnal Resources Ltd i

f-2- 4----t-h-S-e-p-te-m-b-e-r----1r--L-i-st-in-g-o-fmiddotmiddotmiddot3834733 Equity Shares of Rs 10shy each I i 2010 ursuant to Scheme of Amal amation I 18th July 2011 Approval on EGM a sum of Rs 81294660- c~a-p-ita--c I-iz~ed--1

middot out of the amount standing to the credit of the Share I Premium Account t-1-6--cthC--A-u-g-u-s-t---+-Allotment of 8129466 Equity shares as Bonus Shares I

DIrector

[2011 I inthe ratio 2 (two)-new-Equity Sharesfo~r-every 1 (one) I i Equity Sharebsectld~~ them ont~~gsectcoc9_ Date_~_~ i 3rd Novemberl Listing Approval for 8129466 Bonus Equity Shares inJ I 2011 the ratio of 2 1 to the Existing Shareholders of the I company Lsect1JlMarch 2012 I Listed on Calcutta Stock exchange oll~~tb_I1arch 20lLJ

Change in the Registered Office during last three years No Change in the reg istered office

r~-- 1

~ ~~ate I From I To Remarks ~_J

I --------------No Change in the registered office------------- I~-middot~middot __1_ 1middot- 1--- J

HJEX URE I I senll (Ol~ S CRIP NAl-E f CCUS NDUSTRIAL RES OURCES LTD SCFIP TYPE EQUITY

1I ) ( A 3 TATEJ~EnT SHOW NG SHAREEOLDING PATTERN AS au 1 910201~

ICATE -1 CATEGORV qr NUMBlm OF TOTAL NUMBER Of ITO ~ L SIlJIEHOLOItIG AS I SHAPES PLEDGED OR I IGORY I S HAREHOL~EIS SHAREHOLDERS NUHB ER OF SHARES HELD IN IA PERC~1)GE OF TOTAJ OTHERn SE poundlCUHSE RED I ICODE I I

I I I

SHARES DEloATERIIL I ZED FOIV

II NUMl E1o

AS A

OF SHARE S I I A S A

I I IllUMBER OF I 15 A

I I I

I I I PEECEIHAGE I FERC EIIT IGE I SHARE S I PERCENTAGE I I I I OFIMS I OFIA+B+C) I I I I I I I I I I 1 LAJ 1SHAREHOLDI NG OF

IPROMOTER AND I I

II 1 I

1 I

1I PROMOTER GROUP I I 1

I I I I INDIA

I~I 1 INDI VlotJJUS 141 71459 50 I 7 14595 deg 1 860 I 5860 I 0 1 o 00 1 IHINDU UN DI VIDED I I I IIFAMI LY I 1 1 I 1 I

1

1

I IBI CENTAAL I o 0 000 I o aD 0 1 0 00 1 I I ~OVERl~N1STITE I 0 1 I I I I IGOVERlIlcentNT (S) I I 1 II I ICI I BODIES CORPORATE I a I 0 1 0 1 o 0 0 o 00 1 0 1 o 00 I 1 I I 101 I FI WlIC tAL I aI 0 1 01 o 00 aI 0 00 I0 0 0 I I 1 INST ITUTIONS 1 I I 1 I I I

BAN~S

IE) IANI OfIIER I I I 1 I I I I I OIR ECTORS amp THEIRI 0 1 0 1 a 000 1 000 1 0 0 00 1 I ReLTIVES I 1 I I I I I I I SOCIETI ES I 0 1 0 1 0 1 000 1 000 1 0 1 00 0 1 I PARTNE RS HI P f I Is1 01 0 1 0 1 0 00 1 0 001 0 1 0 0 0 1 I R~ I I 0 1 0 1 0 1 000 1 0 001 0 1 000 1 IEM PWELFARE Fun D I 0 1 0 1 0 1 0 00 1 0 00 1 0 1 000 1 IEsaPtSos I 0 0 1 a 0 0 0 1 0 00 1 01 000 1 I TRUSTS I 01 01 0 1 000 1 00 0 1 01 000 1 I I I I I I I I I I I I I I I I I I ISUB-TOTAL (AI (I) I 141 71 59501 71459 50 1 58 601 58 60 1 0 1 0 00 1

I2 i

(1 )

I I FQR~ I F 1I

II INDIVIDUALS

I 1

- j(NON

I II a

I I

I0 1

I I

I0 1

I1I00

II I0 001

I I

I0 1

I I

I000 1 I- RESIDEtI I NOlllllgtut2il

I I

I I

I 1

I I

I I

I I

II I I

I IFOR~ tw I IHOIVtDUL~ 1

I I

I I

I I

I I

I I

I I I

I 1

~__ bull I I I I 1 I I

SCRIP CODE SCFIP NAl1E FCCUS INDUST RIAL RESOURCES LTD SCRIP TYPE shy EQl1ITY

I ------ I - - I I I (BI IBOD I ES CORPORATE 01 01 01 0001 0001 01 000

I I I I I I I (e) ImSTITJATIOS 01 01 01 0001 0001 01 000

(0 1 ICUALIFIED FOREIGN I

I INVESTOR I 01

I 01

I 01

I 0001

I

0001

I 01

I 000

(EI IANY OTtiER I I I I I IDIRECTORS bull THEIR 01 01 01 0001 0001 000 I RELATIVES I I I I I ISCCIETIES 01 01 01 0001 0001 000 IPARTlltERSHIP FIRMS 0 01 01 0001 0001 a 000 1 IEMPl-1ELFARE FUND a 0 01 00 0 1 0001 a 000 I TRUST 01 01 01 0001 0001 01 0001 I ESOPESOS 01 01 01 0001 0001 a 0001

I I I I I I I I I I I I I I I 1 ISUB-TOT1IL IAI 121 01 01 01 0001 0001 01 0001

I I I I I I I I I TOTAL 14 1 71459501 71459501 58601 58601 01 000 11 I SHAREHOLDING OF I I I I I I PRO~ltOTER

IPROXOTER (A) -

AND GROUP

II I I I

II I I I

I I I

I I I I

I (A) (1) t (AI (~) I I I I I I I

I I I I I I II (B I I PUBL I C I I I I I I I

I SHAREHOLDINGS I I I I I I I

(11 IWSTITUTIONS I I I

IA IMUTUAl- FUNDSUTI 01 01 01 000 0001 01 0 001

I I I I I I I IB l lFINAlleIAL 01 01 01 000 0 001 01 0001

I INSTITUTIONS I I I I I I I BAtiKS I I I I I I

IC I ICENTRAL 0 1 01 01 000 0001 01 0001 I GOVE RtfENT I I I I I I I STATE I I I I I I IGOVEF1fENT(S) I

I I

I I I

I I

I I

I I

ID I IVENTURE eAPIT~L 01 01 0001 0001 01 0001 I FUN DS I I I I I I I I I I I I I

(E I IINSURANCE 01 01 0001 0001 01 0001 I CCIPAtlIES I I I I I I I I I I I I I

(FI IFOREIGN 0 1 01 0001 0001 01 0001 I INSTITUTIONAL I INVESTORS

I I

I I

I I

I I

I I

I I

I I I I I I (G I IFOREIGN VENTURE I 01 01 01 0 00 1 Dool 0 1 0 001

ICAPITAL I NVESTORSI I I I I I I

I I I I I I I I (HI ICUALIFIED FCREIGNI 01 01 01 0001 0001 01 000

I IlNESTOR I I I I I I I I I I I I I I I

I I ) IAtIY OTHER I I I I I I II IFOPEIGN FIN INST I 0 1 0 01 0001 0001 0 1 000 IFOREIGN ~UTFUND I 01 01 0001 00 0 1 0 1 000 IFFIBAlIKS I STRESSED ASSET

I I

01 0 I

01 0 I

0001 o 00 I

0 001 00 0 I

0 1 0 I

0 0 0 o 00

I STABILISATION I I I I I I I FUND I I I I I I ISTTE FIN COR P I 01 01 0001 0001 01 000

I I I I I I I ISUB-TOTALIB ) H I I 0 01 0001 0001 01 000 I I I I I I

SCRI P CODE SCRIP NAME fOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE ECUIT Y

(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

(A ) IHODIES CORPORATE 10 1 1641611 164161 013 1 013 1 0 1 0 0 0 1

(B) I I INDIVI DUALS

II I I

I I

I I

I I

II I I

11 ImIVIDUhJ~ 359 276418 1 276418 1 227 1 2271 0 0 00 1 I I

SHAREHOLDERS HOLDING

II I I

I II

I I

I I

I I

I I

I NOX IllkL SHARE I I I I I I

I CAPITAL UPTO RS 1 LAKH

I I

I I

I I

I I

I I

I I

I I

1 1 I I I I I II IlIDIVIDUAL

I SHAREHOLDERS

I HOLDI NG

I NCUnJAL SHARE

65 1 I I I

430 019 11

I

43 00191 1

I

I 35 2 6 1

I I I

3526 1

I I

0 1 I I I

0 00 I

I I I

I CAPITAL III I 1 I I I I I I I

EXCESS ES 1 LAKH

OF I I

I I

I I I I

I I I

I I

Ie ) Il cUALIFIED FOREIGN I 0 1 0 1 01 0 00 1 0 001 01 000 1 I IlIVESTOR

I

I

I I

I

I

I

I

I

I

I

I

I

I

I I

I ( D) IANY OTJiER I I I I I I

I TRUSTS I 01 0 1 0 1 0001 0 00 1 01 0 00 1 I DIRECTORS bull THEIRI 0 1 0 1 0 1 0001 000 1 0 1 0 001 I RELATI VES I I I I I I I I IFOREIGN tlATIONALSI I ESC RCIlt ACCOUNT I 0 1

0 I 0 1 a I

a ll a I 0 001

o 00 I 0 00 1 o 00 I

0 1 a I

0 00 1 000 I

11ARKET lltAlltER

INRI DCB

I 0 1 0 0

01 0 1 0 1

0 01 01

000 1 0 001 0 00

0001 0001 0001

01 01 01

000 0 001 0 00 1

I SCCI ET I ES I 0 1 01 01 000 1 0001 0 1 0 00 1 I CLEARING MElBERS I 01 01 011 0001 0 00 1 0 1 000 1 I SHARES IlITRlNSIT 1 01 01 0 1 0001 0 00 1 0 1 0 00 1 IBuf I 651 15522 4 1 45522 41 3 1 31 3 73 1 01 0 00 11 INRISOCBS I 0 1 0 1 01 0 001 000 1 01 0001 IroREIGN CORPORATE I 0 1 0 01 000 1 000 1 01 0 00 1 I BODIES I I I I I I I I IpRTNERSHIP flRls l 0 1 0 1 01 0 00 1 0001 0 1 00 0 1 I CUSTCDIAlI Of I ENny PROPERTY I fORE IGN

I I I

0 I I

0 1

a I I

0 1

0 II a

0 00 I I

0 001

0 00 II 000

a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 4: FOCUS INDUSTRIAL RESOURCES LIMITED

On 10th

After that two preferential allotments were successfully held one was on 31

August 1998 Company is hereby granted Certificate of Registration to commence the business of Non-Banking financial Institution by Reserve Bank of India

st

To improve the market price of stock and to increase the revenue of shareholders on 27

October 1998 of 1 50000 equity Shares which was listed on Delhi Stock Exchange and another was on 24 June 2002 of 27 50000 equity Shares Preferential allotment of 2 75000 was not listed on Delhi Stock Exchange due to some technical discrepancy

th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial Resources Ltd was done and simultaneously equity share capital of Focus Industrial Resources Ltd was also reduced

The Company has executed Agreements with NSDL and CDSL for its securities in Demat form Tripartite agreements have been signed between the Company the Registrar and CDSL and NSDL The ISIN No allotted to the Company is INE603E01023

DEMAT CREDIT

Investors may contact Registrar and Transfer Agent or Compliance officer in case of any query difficulty in dealing with the securities of the company

Beetal Financial amp Computer Services Private Limited

REGISTRAR AND SHARE TRANSFER AGENT

Add-Beetal House 3rd Floor 99 Madangir Behind Local Shopping Centre Near Dada Harsukhdas Mandir New Delhi - 110062

Phone 91-11-2996 1281(Six Lines)

Fax 91-11-2996 1284

Email beetalbeetalfinancialcom beetalrtagmailcom

Equity Shares of the Company are proposed to be listed and to be traded on BSE Such admission for trading will be subject to fulfillment by the Company of listing criteria and subject to such other terms and conditions as may be prescribed by BSE at the time of the application by the Company seeking listing

LISTING OF EQUITY SHARES ON BSE

Eligibility Criterion The Company is submitting its Information Memorandum for listing of Equity Shares under new norms for direct listing for the

companies already listed on other recognized Stock Exchange and it contains information about the Company making disclosures in line with the disclosure requirement for public issues as applicable to BSE for making the said Information Memorandum available to public through their website viz wwwbseindiacom

PROHIBITION BY SEBI

The company its directors its promoters other companies promoted by the promoters and companies with which the companys directors are associated as directors have not been prohibited from accessing the capital markets under any order or direction passed by SEBI

GENERAL DISCLAIMER FROM THE COMPANY

The Company accepts no responsibility for statements made otherwise than in the Information Memorandum or any other material issued by or at the instance of the Company and anyone placing reliance on any other source of information would be doing so at his or her own risk All information shall be made available by the Company to the public and investors at large and no selective or additional information would be available for a section of the investors in any manner

LISTING

Application is being made to BSE for permission to deal in and for an official quotation of the Equity Shares of the company The company has taken steps for completion of necessary formalities for direct listing of its shares and commencement of trading at the Bombay Stock Exchange

REGISTRAR OF COMPANIES

NCT of Delhi amp Haryana 4th Floor IFCI Tower

61 Nehru Place New Delhi - 110019

STOCK EXCHANGES WHERE COMPANY IS LISTED

Delhi Stock Exchange Ltd

DSE House-31 Asaf Ali Road

New Delhi 110002

The Calcutta Stock Exchange Ltd

7 Lyons Range Kol kata-70000 1

Auditors

MM Goyal amp Co (Chartered Accountants 208 Allied House 2 Old Rohtak road Inder Lok Delhi-l10035 For Focus Industrial Resources Ltd

Bankers to the Company

JCrcl Bank Model Town-III Delhi-I 10009

Yision

We aspire to become a pioneering and forward-looking organization that is collaborative innovative and responsive to the financial changing financial needs of our clients

Core 1aues

Our Core values are influenced by our past tempered by our present and will shape our future They are an amalgam of what we have been what we are and what we want to be

1 Commitment - Commitment to roll great product service and other initiatives that impact lives both within and outside the organizatiol1

2 Balance - Maintaining Healthy life and work balance for workers

3 Comm unity - A sense of responsibility and contri bution to society that define our existence

4 Consistency - Be consistent in offering the best for wonderful experience

5 Efficiency - Being efficient and effective in our approach to give best solution each time

6 Innovation - To come out with new creative ideas that have the potential to change the world

7 Quality - Giving the best and unmatched results for all round satisfaction

8 Service Excellence - Giving the best and world class service and achieving excellence each passing day

Our 13usiness Investing

When you invest with us we ensure your money is not just in safe hands it also works to your advantage We help you invest wisely through our financial and investment services You would definitely profit from our expertise

Financing

At FIRL it is our endeavour to support you as you grow from strength to strength and scale the ladder of success We bring you our services that are tailor made to suit your requirements

Leasing FIRL is focusing on Leasing Business This business is the strongest and backed by experienced educated and dynamic professionals

We are into business which builds on trust and long term relationship

Hire Purchase

FIRL also offers hire purchase services which are simple and highly flexible according to customers needs We allow you to spread payments over a specific period

Through our Hire Purchase we can help your business purchase and any type of business asset

-- --

BoardofDirectors gt

Our Management is vested with the charge of general supervision di rection and management of the operations of our company

The primary responsibilities of the Board of Directors includes

bull Overseeing high standards of corporate governance and compliance with various laws Overseeing our financial management and approving various lines of business

bull Shaping our policies and procedures bull Monitoring our performance and evolving the growth strategy bull Setting up counter-party and other prudential risk management limits

I Board of Directors

U r Pradeep Kumar Jind~ Mr Santanu Kumar Dash

Mrs Madhvi Bhatnagar

Mr Ashok Kumar Gupta

Ms Silky Kapoor __~____C~

Designation

Managing Director

Director

Director

Director

_o_m--p_any Secretary

~ ~ bull

middot rmiddot

Board of Virectorsshy

Mr Pradeep Kumar Jindal (Managing Director)

Mr Pradeep Kumar Jindal aged 52 years is the promoter and the Managing Director of the Company His expertise lies in managing operations in a large business environment formulating business strategies and identifying new markets He has over 20 years of varied rich experience and had also practiced as Income Tax Practitioner for over 5 years He is Masters in Business Administration (MBA) and a graduate in commerce Mr Jindal has been the driving force behind the FIRL expansion

Mr Santanu Kumar Dash (Director)

Mr Santanu Kumar Dash aged 41 years is an independent director of the Company He is post graduate in Commerce and has over two decades of work experience in the NonshyBanking Finance Company and had also worked as Income Tax Practitioner for over 5 years

Mrs Madhvi Bhatnagar (Director)

Mrs Madhvi Bhatnagar aged 47 years is an independent director of the Company She has experience of more than 10 years in the field of Finance She is also the member of the Audit Committee and the Shareholders Grievance Committee

Mr Ashok Kumar Gupta ( Director)

Mr Ashok Gupta aged 59 years is an independent director of the Company He is a Law Graduate He has a diversified experience as Engineers amp Contractors He is recognized for excellent people management and team building abilities besides infusing the spirit of action and a result oriented work culture He is a firm believer in value based strategies

J-istory amp MiCestones

The history of Focus Industrial Resources Limited has been a history of continuous ascent Listed below are the important events and milestones in the story of Focus Industrial Resources Limited

Year Major Events amp Milestones

27m June 1985 Incorporation of Company 28m June 1985 Commencement of Business 2nG June1989 First Public issue of 499993 Equity Shares of 101- each at par and shares

were listed on Delhi Stock Exchange Limited 16m March 1990 Right issue of 5 00000 Equity Shares 31 5 Oct 1998 Preferential Allotment of 1 50000 Equity Shares 131fl Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL

for admission of its securities in the depository ~stem 20m Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL

for admission of its securihes in the depository system 25lfl Jan 2002 Change of Registered Office to 104 Mukand House Commercial Complex

Azadpur Delhi shy 110033 24r June 2002 Preferential Allotment of 27 50000 Equity Shares 27 April2010 Merger of various Private Companies with Focus Industrial Resources Ltd in

order to enlarge the business of Company and to increase the General I Reserves

21 s December 2010 Issue of Certificate from Delhi Stock Exchange Limited for Compliance of Listing Agreement up to the Quarter ended 30 th September 2010

13r August 2011 Issue of Bonus Shares of 8129466 Shares of Rs10 each Ito the existing shareholders on 13th August 2011 in the ratio of 2 1

6m March 2012

Listed on Calcutta Stock exchange on 6th March 2012

Cocfe of Concfuct Code of Condu ct oflocus Industrinl R~so llrc~s Ltd

Ph ilosoph

The Company shall be committed to the adoption of such corporate governance practices which ensure accountability of management on the one hand and maximisation of shareholders value on the other hand We would progressively strive to lay down adequate control systems and governance structures for protecting and furthering the interest of our stakeholders

Natio al Lnterest

The Company shall be committed in all its actions to benefit the economic development of the country in which t operates and shall not engage in any activity that would adversely affect such objective It shall not undertake ahy project or activity to the detriment of the nations interest or those that will have any adverse impact on the social and cultural life pattern of its citizens The Company shall conduct its business affairs in accordance with the economic development foreign policies objectives and priorities of the nations government and shall strive to make a positive contribution to the achievement of such goals at the international national and regional level as appropriate

Shareholders

The Company shall be committed to enhance shareholders value and comply with all regulations and laws that govern shareholders right The Board of Directors of the Company shall duly and fairly inform its shareholders about all relevant aspects of the Companys business and disclose such information in accordance With the respective regulations and agreements Employee policies and practices shall be administered in a manner that ensures that in all matters equal opportunity is provided to those eligible and the decisions are merit-based

Transparency and Adaptability

All Company employees shall ensure that their actions in the conduct of business are totally transparent except where the need of business security dictate otherwise Such transparency shall be brought about through appropriate poliCies systems and processes including as appropriate involvement of more than one manager in recording decision logic and maintaining supporting records All managers shall voluntarily ensure that their areas of operation are open to audit and the conduct of their activities are totally auditable

- shy

Dealings with people in the organization

In dealing with each other employees will uphold the values which are at the core of our HR Philosophy - trust teamwork mutuality and collaboration meritocracy objectivity self respect and human dignity Indeed these values will form the basis of our HR management systems and processes In areas such as selection and recruitment meritocracy will be the only criterion and all managers will scrupulously avoid considerations other than merit and suitability Performance management systems including appraisals remuneration and rewards will focus on meritocracy equity and upholding of Companys values and ethics

Financial reporting and records

The Company shall prepare and maintain its accounts fairly and accurately in accordance with the accounting and financial reporting standards which represent the generally accepted guidelines principles standards laws and regulations of the country in which the Company conducts its business affairs Internal accounting and audit procedures shall fairly and accurately reflect all of the Companys business transactions and disposition of assets All required information shall be accessible to Companys auditors and other authorised parties and government agencies There shall be no willful omissions of any company transactions from the books and records Any willful material misrepresentation of andor misinformation on the financial accounts and reports shall be regarded as a violation of this code apart from inviting appropriate civil or criminal action under the relevant laws

Public representation of the Company

I The Company honors the information requirement of the public and its stakeholders In all its public appearance with respect to disclosing Company and business information to public constituencies such as the media the financial community employees and shareholders The Company shall be represented only by specifically authorised directors and employees It will be the sole responsibility of these authorised representatives to disclose information to the concerned public

Political non-alignment

The Company shall not support directly or indirectly any specific political party or candidate for political office The Company shall not offer or give any Companys fund or property as donation directly or indirectly to any specific political party candidate or campaign

Ethica l conduct

Every employee of the Company which shall include a whole-time director and the managing director shall deal on behalf of the company with professionalism honesty and integrity as well as high morale and ethical standards Such conduct shall be fair and transparent and be perceived to be as such by third parties

Regulatory compliance

Every employee of the Company shall in his or her business conduct comply with all applicable laws and regulations both in letter and in spiritin all the territories in which he or she operates If the ethical and profeSSional standards set out in the applicable laws and regulations are below that of the code then the standards of the code shall prevail

Competition

The Company shall compete only in an ethical and legitimate manner It prohibits all acIJons that are antishycompetitive or otherwise contrary to laws that govern competitive practices in the market place

Concurrent employment

An employee of the Company shall not without the prior approval of the managing director of the Company accept employment or a position of responsibility (such as a consultant or a director) with any other Company nor provide freelance services to anyone In the case of a whole-time director or the managing director such prior approval must be obtained from the Board of Directors of the Company

- 4-rmiddot

Protecting Companys assets

The assets of the Company should not be misused but employed for the purpose of conducting the business for which they are duly authorised These include tangibie assets such as equipment and machinery systems facilities materials resources as well as intangible assets such as proprietary information relationship with customers and suppliers etc

Integrity of data furnished

Every employee of the Company shall ensure at all times the integrity of data or information furnished by him or her to the Company

Policy against Insider Trading

Insider Trading is prohibited by both law as well as by the Company policy Insider Trading generally involves the act of subscribing or buying or selling of the Company s securities when in the possession of any unpublished price sensit ive information about the Company It also involves disclosing any Unpublished Price Sensitive Information about the Company to others who could subscribe or buy or sell the Companys securities Insider Trading invokes severe civil and criminal penalties not only on the insider but also on the Company in certain circumstances under the Securities and Exchange Board of India (SEBI) Act 1992 Price Sensitive Information is that information which relates directly or indirectly to a Company and which i~ published is likely to materially affect the price of securities of a Company It is important to note that both positive and negative information could be price sensitive Employees are encouraged to follow the Insider Trading Code at all times Punishment for violation can include wage freeze termination and even a criminal offence resulting in a fine or penalty

Confidential informationpublicity

No employee shall disclose or use any confidential information gained in the course of employment with the Company for personal profit or for the advantage of any other person No employee shall provide any information either formally or informally to the press or to any other publicity media unless specifically authorised to do so

Disciplinary actions

The Company will take appropriate action against any employee agent contractor or consultant whose actions are found to violate these policies or any other policy of the Company Disciplinary actions may include immediate termination of employment or business relationship at the Companys sole discretion Where the Company has suffered a loss it may pursue its remedies against the individuals or entities responsible Where laws have been violated the Company will cooperate fully with the appropriate authorities Every employee shall be responsible for the implementation of and compliance with this code in his professional environment Failure to adhere to the code could attract the most severe consequences including termination of employment Every employee of the Company shall promptly report to the management any actual or possible violation of this code or an event he or she becomes aware of that could affect the business or reputation of hisher or any other group Company

Accountability

The Board of Directors (BOD) shall oversee the Companys adherence to ethical and legal standards All employees and the members of the BOD shall undertake to stop or prevent actions that could harm customers the system or reputation of the Company

Coryorate Socianesyonsibiaty

COrl)Orate ocial Responsibility (CSR) is the building block of the social pillar of sustainability With industry leadership come important responsibilities As we grow we understand the importance of giving back to society which is a core element of our corporate va tues An essential component of our corporate social responsibility is to care for the community We endeavor to make a positive contribution to the underprivileged communities by supporting a wide range of socio-economic educational and hefllth initiatives Our Company is committed to developing its business towards ecological social and econornic sustainability All of these are recognized as shared responsibilities within the Group enabling the continuous improvement of its operations The ultimate objective is to see that each business decision takes into account its social impact and accordingly plans an intervention to mitigate the impacts arising out of that decision It is equally important to ascertain that every activity done under CSR makes a socially responsible business sense

Capital evolution Authorized Share Capital

The present authorised share capital of the Company is Rs 125000000 divided into 12500000 equity shares of Rs 10 each The Authorized Equity Share Capital of the Company has been built-up as per the details given below

Date Cumulative Number of

Shares

Authorized Capital

(Rupees)

Issued and Paid-up Share Capital

The present issued subscribed and paid-up share capital of the Company is Rs 121941990 divided into 12194199 equity shares of Rs 10 each The shares of the Company has been subscribed and allotted as under

Date of I No of Equity Allotment eratio

Nature of Allotment

No of Equity Shares

Cumulativen shares

i I

Atth~me 7---+-101-

Face Value (Rs)

Issue PriceTconSid (Rs)

-70-1--cash1subs~~~ 7 Inco~ocato I I I me~and I

Cumulative Cum Capital ulativ (Rs) e

Shar e

70 Prem ium I

RsmiddotU

I I

I Iii Issue II

r-02-5u-n--8gT 300000 I 10 -30-00000 Cashl - Public -t----5OOOOo

I 16-Mar-9Qil~~~-- 10 50~6Q666 -Cash-I 31-0ct-98 150065--1 10

Ii

1500000 Cash Preferential 1150000 shy~ I I I Allotment ~ I 24-Jun-02 I 2750000 I 10 27500000 Cash TPreferential I 39000001 39000000 1--=-1 f-2i=-Afr-iol 2750ooor 1------+-=-+f~d~~h-ll~50OOO i10 11500000-t-0

I 23-Jul-l0 l91J3662 10 191736620 ~ofCapitalPursuant to 203236621------~11shyOther 203236620 than Scheme of Cash Arrangeme

nt of Amalgamat

[- 2~1-10 IJamp~~~ti _-1--0_--- ___ - ----+--=--~urtuo~t_frJU40164733plusmn 40647330~- - JI - For FocUS n--f~i5l --------shy

~

l

~

~ Director

5000000 -

Rig~tS~~~-lo OQJILltL116060000~~ I 11500000~ I

Scheme of Arrangeme I

nt of Amalgamat ion (80 Reduction of Capital

and Transfer to

share Premium Account)

13-Aug-ll 8129466 -10 I 81294660 In lieu Bonus 12194199012194199I of Shares

Existin Allotted in the ratioi 9

I i Shares of2 1I Ii

COMPANY INFORMATION

Year Major Events amp Milestones I

I 27th June 1985 incorporation of Company 28th June 1985 Commencement of Business 2nd June1989 First Public issue of Total amount 4 99993 equity

Shares of Rs 10- each at par out of which 199993 equity shares were allotted on 18051989 amp 3000000 equity shares were allotted on 2nd June 1989 and share were listed on Delhi Stock Exchange

16th March 1990 Right issue of 5 00000 equity Shares 10th Aug 1998 Company is hereby granted Certificate of Registration to

commence the business of Non-Banking financial Institution by Reserve Bank of India

31st Oct 1998 Preferential Allotment of 1 50000 equity Shares

I 13th Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL for admission of its securities in the depository system

20th Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL for admission of its securities 1the depository system

i 25th Jan 2002 Change of Registered Office to 104 Mukund House Commercial Complex Azadpur Oelhi- 110033

24th June 2002 Preferential Allotment of 27 50000 equity Shares 27th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi

Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial ResourcesI Ltd and reduction of capital of Focus Industnal Resources Ltd i

f-2- 4----t-h-S-e-p-te-m-b-e-r----1r--L-i-st-in-g-o-fmiddotmiddotmiddot3834733 Equity Shares of Rs 10shy each I i 2010 ursuant to Scheme of Amal amation I 18th July 2011 Approval on EGM a sum of Rs 81294660- c~a-p-ita--c I-iz~ed--1

middot out of the amount standing to the credit of the Share I Premium Account t-1-6--cthC--A-u-g-u-s-t---+-Allotment of 8129466 Equity shares as Bonus Shares I

DIrector

[2011 I inthe ratio 2 (two)-new-Equity Sharesfo~r-every 1 (one) I i Equity Sharebsectld~~ them ont~~gsectcoc9_ Date_~_~ i 3rd Novemberl Listing Approval for 8129466 Bonus Equity Shares inJ I 2011 the ratio of 2 1 to the Existing Shareholders of the I company Lsect1JlMarch 2012 I Listed on Calcutta Stock exchange oll~~tb_I1arch 20lLJ

Change in the Registered Office during last three years No Change in the reg istered office

r~-- 1

~ ~~ate I From I To Remarks ~_J

I --------------No Change in the registered office------------- I~-middot~middot __1_ 1middot- 1--- J

HJEX URE I I senll (Ol~ S CRIP NAl-E f CCUS NDUSTRIAL RES OURCES LTD SCFIP TYPE EQUITY

1I ) ( A 3 TATEJ~EnT SHOW NG SHAREEOLDING PATTERN AS au 1 910201~

ICATE -1 CATEGORV qr NUMBlm OF TOTAL NUMBER Of ITO ~ L SIlJIEHOLOItIG AS I SHAPES PLEDGED OR I IGORY I S HAREHOL~EIS SHAREHOLDERS NUHB ER OF SHARES HELD IN IA PERC~1)GE OF TOTAJ OTHERn SE poundlCUHSE RED I ICODE I I

I I I

SHARES DEloATERIIL I ZED FOIV

II NUMl E1o

AS A

OF SHARE S I I A S A

I I IllUMBER OF I 15 A

I I I

I I I PEECEIHAGE I FERC EIIT IGE I SHARE S I PERCENTAGE I I I I OFIMS I OFIA+B+C) I I I I I I I I I I 1 LAJ 1SHAREHOLDI NG OF

IPROMOTER AND I I

II 1 I

1 I

1I PROMOTER GROUP I I 1

I I I I INDIA

I~I 1 INDI VlotJJUS 141 71459 50 I 7 14595 deg 1 860 I 5860 I 0 1 o 00 1 IHINDU UN DI VIDED I I I IIFAMI LY I 1 1 I 1 I

1

1

I IBI CENTAAL I o 0 000 I o aD 0 1 0 00 1 I I ~OVERl~N1STITE I 0 1 I I I I IGOVERlIlcentNT (S) I I 1 II I ICI I BODIES CORPORATE I a I 0 1 0 1 o 0 0 o 00 1 0 1 o 00 I 1 I I 101 I FI WlIC tAL I aI 0 1 01 o 00 aI 0 00 I0 0 0 I I 1 INST ITUTIONS 1 I I 1 I I I

BAN~S

IE) IANI OfIIER I I I 1 I I I I I OIR ECTORS amp THEIRI 0 1 0 1 a 000 1 000 1 0 0 00 1 I ReLTIVES I 1 I I I I I I I SOCIETI ES I 0 1 0 1 0 1 000 1 000 1 0 1 00 0 1 I PARTNE RS HI P f I Is1 01 0 1 0 1 0 00 1 0 001 0 1 0 0 0 1 I R~ I I 0 1 0 1 0 1 000 1 0 001 0 1 000 1 IEM PWELFARE Fun D I 0 1 0 1 0 1 0 00 1 0 00 1 0 1 000 1 IEsaPtSos I 0 0 1 a 0 0 0 1 0 00 1 01 000 1 I TRUSTS I 01 01 0 1 000 1 00 0 1 01 000 1 I I I I I I I I I I I I I I I I I I ISUB-TOTAL (AI (I) I 141 71 59501 71459 50 1 58 601 58 60 1 0 1 0 00 1

I2 i

(1 )

I I FQR~ I F 1I

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I 1

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I I

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I I

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SCRIP CODE SCFIP NAl1E FCCUS INDUST RIAL RESOURCES LTD SCRIP TYPE shy EQl1ITY

I ------ I - - I I I (BI IBOD I ES CORPORATE 01 01 01 0001 0001 01 000

I I I I I I I (e) ImSTITJATIOS 01 01 01 0001 0001 01 000

(0 1 ICUALIFIED FOREIGN I

I INVESTOR I 01

I 01

I 01

I 0001

I

0001

I 01

I 000

(EI IANY OTtiER I I I I I IDIRECTORS bull THEIR 01 01 01 0001 0001 000 I RELATIVES I I I I I ISCCIETIES 01 01 01 0001 0001 000 IPARTlltERSHIP FIRMS 0 01 01 0001 0001 a 000 1 IEMPl-1ELFARE FUND a 0 01 00 0 1 0001 a 000 I TRUST 01 01 01 0001 0001 01 0001 I ESOPESOS 01 01 01 0001 0001 a 0001

I I I I I I I I I I I I I I I 1 ISUB-TOT1IL IAI 121 01 01 01 0001 0001 01 0001

I I I I I I I I I TOTAL 14 1 71459501 71459501 58601 58601 01 000 11 I SHAREHOLDING OF I I I I I I PRO~ltOTER

IPROXOTER (A) -

AND GROUP

II I I I

II I I I

I I I

I I I I

I (A) (1) t (AI (~) I I I I I I I

I I I I I I II (B I I PUBL I C I I I I I I I

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(11 IWSTITUTIONS I I I

IA IMUTUAl- FUNDSUTI 01 01 01 000 0001 01 0 001

I I I I I I I IB l lFINAlleIAL 01 01 01 000 0 001 01 0001

I INSTITUTIONS I I I I I I I BAtiKS I I I I I I

IC I ICENTRAL 0 1 01 01 000 0001 01 0001 I GOVE RtfENT I I I I I I I STATE I I I I I I IGOVEF1fENT(S) I

I I

I I I

I I

I I

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ID I IVENTURE eAPIT~L 01 01 0001 0001 01 0001 I FUN DS I I I I I I I I I I I I I

(E I IINSURANCE 01 01 0001 0001 01 0001 I CCIPAtlIES I I I I I I I I I I I I I

(FI IFOREIGN 0 1 01 0001 0001 01 0001 I INSTITUTIONAL I INVESTORS

I I

I I

I I

I I

I I

I I

I I I I I I (G I IFOREIGN VENTURE I 01 01 01 0 00 1 Dool 0 1 0 001

ICAPITAL I NVESTORSI I I I I I I

I I I I I I I I (HI ICUALIFIED FCREIGNI 01 01 01 0001 0001 01 000

I IlNESTOR I I I I I I I I I I I I I I I

I I ) IAtIY OTHER I I I I I I II IFOPEIGN FIN INST I 0 1 0 01 0001 0001 0 1 000 IFOREIGN ~UTFUND I 01 01 0001 00 0 1 0 1 000 IFFIBAlIKS I STRESSED ASSET

I I

01 0 I

01 0 I

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I I I I I I I ISUB-TOTALIB ) H I I 0 01 0001 0001 01 000 I I I I I I

SCRI P CODE SCRIP NAME fOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE ECUIT Y

(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

(A ) IHODIES CORPORATE 10 1 1641611 164161 013 1 013 1 0 1 0 0 0 1

(B) I I INDIVI DUALS

II I I

I I

I I

I I

II I I

11 ImIVIDUhJ~ 359 276418 1 276418 1 227 1 2271 0 0 00 1 I I

SHAREHOLDERS HOLDING

II I I

I II

I I

I I

I I

I I

I NOX IllkL SHARE I I I I I I

I CAPITAL UPTO RS 1 LAKH

I I

I I

I I

I I

I I

I I

I I

1 1 I I I I I II IlIDIVIDUAL

I SHAREHOLDERS

I HOLDI NG

I NCUnJAL SHARE

65 1 I I I

430 019 11

I

43 00191 1

I

I 35 2 6 1

I I I

3526 1

I I

0 1 I I I

0 00 I

I I I

I CAPITAL III I 1 I I I I I I I

EXCESS ES 1 LAKH

OF I I

I I

I I I I

I I I

I I

Ie ) Il cUALIFIED FOREIGN I 0 1 0 1 01 0 00 1 0 001 01 000 1 I IlIVESTOR

I

I

I I

I

I

I

I

I

I

I

I

I

I

I I

I ( D) IANY OTJiER I I I I I I

I TRUSTS I 01 0 1 0 1 0001 0 00 1 01 0 00 1 I DIRECTORS bull THEIRI 0 1 0 1 0 1 0001 000 1 0 1 0 001 I RELATI VES I I I I I I I I IFOREIGN tlATIONALSI I ESC RCIlt ACCOUNT I 0 1

0 I 0 1 a I

a ll a I 0 001

o 00 I 0 00 1 o 00 I

0 1 a I

0 00 1 000 I

11ARKET lltAlltER

INRI DCB

I 0 1 0 0

01 0 1 0 1

0 01 01

000 1 0 001 0 00

0001 0001 0001

01 01 01

000 0 001 0 00 1

I SCCI ET I ES I 0 1 01 01 000 1 0001 0 1 0 00 1 I CLEARING MElBERS I 01 01 011 0001 0 00 1 0 1 000 1 I SHARES IlITRlNSIT 1 01 01 0 1 0001 0 00 1 0 1 0 00 1 IBuf I 651 15522 4 1 45522 41 3 1 31 3 73 1 01 0 00 11 INRISOCBS I 0 1 0 1 01 0 001 000 1 01 0001 IroREIGN CORPORATE I 0 1 0 01 000 1 000 1 01 0 00 1 I BODIES I I I I I I I I IpRTNERSHIP flRls l 0 1 0 1 01 0 00 1 0001 0 1 00 0 1 I CUSTCDIAlI Of I ENny PROPERTY I fORE IGN

I I I

0 I I

0 1

a I I

0 1

0 II a

0 00 I I

0 001

0 00 II 000

a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 5: FOCUS INDUSTRIAL RESOURCES LIMITED

companies already listed on other recognized Stock Exchange and it contains information about the Company making disclosures in line with the disclosure requirement for public issues as applicable to BSE for making the said Information Memorandum available to public through their website viz wwwbseindiacom

PROHIBITION BY SEBI

The company its directors its promoters other companies promoted by the promoters and companies with which the companys directors are associated as directors have not been prohibited from accessing the capital markets under any order or direction passed by SEBI

GENERAL DISCLAIMER FROM THE COMPANY

The Company accepts no responsibility for statements made otherwise than in the Information Memorandum or any other material issued by or at the instance of the Company and anyone placing reliance on any other source of information would be doing so at his or her own risk All information shall be made available by the Company to the public and investors at large and no selective or additional information would be available for a section of the investors in any manner

LISTING

Application is being made to BSE for permission to deal in and for an official quotation of the Equity Shares of the company The company has taken steps for completion of necessary formalities for direct listing of its shares and commencement of trading at the Bombay Stock Exchange

REGISTRAR OF COMPANIES

NCT of Delhi amp Haryana 4th Floor IFCI Tower

61 Nehru Place New Delhi - 110019

STOCK EXCHANGES WHERE COMPANY IS LISTED

Delhi Stock Exchange Ltd

DSE House-31 Asaf Ali Road

New Delhi 110002

The Calcutta Stock Exchange Ltd

7 Lyons Range Kol kata-70000 1

Auditors

MM Goyal amp Co (Chartered Accountants 208 Allied House 2 Old Rohtak road Inder Lok Delhi-l10035 For Focus Industrial Resources Ltd

Bankers to the Company

JCrcl Bank Model Town-III Delhi-I 10009

Yision

We aspire to become a pioneering and forward-looking organization that is collaborative innovative and responsive to the financial changing financial needs of our clients

Core 1aues

Our Core values are influenced by our past tempered by our present and will shape our future They are an amalgam of what we have been what we are and what we want to be

1 Commitment - Commitment to roll great product service and other initiatives that impact lives both within and outside the organizatiol1

2 Balance - Maintaining Healthy life and work balance for workers

3 Comm unity - A sense of responsibility and contri bution to society that define our existence

4 Consistency - Be consistent in offering the best for wonderful experience

5 Efficiency - Being efficient and effective in our approach to give best solution each time

6 Innovation - To come out with new creative ideas that have the potential to change the world

7 Quality - Giving the best and unmatched results for all round satisfaction

8 Service Excellence - Giving the best and world class service and achieving excellence each passing day

Our 13usiness Investing

When you invest with us we ensure your money is not just in safe hands it also works to your advantage We help you invest wisely through our financial and investment services You would definitely profit from our expertise

Financing

At FIRL it is our endeavour to support you as you grow from strength to strength and scale the ladder of success We bring you our services that are tailor made to suit your requirements

Leasing FIRL is focusing on Leasing Business This business is the strongest and backed by experienced educated and dynamic professionals

We are into business which builds on trust and long term relationship

Hire Purchase

FIRL also offers hire purchase services which are simple and highly flexible according to customers needs We allow you to spread payments over a specific period

Through our Hire Purchase we can help your business purchase and any type of business asset

-- --

BoardofDirectors gt

Our Management is vested with the charge of general supervision di rection and management of the operations of our company

The primary responsibilities of the Board of Directors includes

bull Overseeing high standards of corporate governance and compliance with various laws Overseeing our financial management and approving various lines of business

bull Shaping our policies and procedures bull Monitoring our performance and evolving the growth strategy bull Setting up counter-party and other prudential risk management limits

I Board of Directors

U r Pradeep Kumar Jind~ Mr Santanu Kumar Dash

Mrs Madhvi Bhatnagar

Mr Ashok Kumar Gupta

Ms Silky Kapoor __~____C~

Designation

Managing Director

Director

Director

Director

_o_m--p_any Secretary

~ ~ bull

middot rmiddot

Board of Virectorsshy

Mr Pradeep Kumar Jindal (Managing Director)

Mr Pradeep Kumar Jindal aged 52 years is the promoter and the Managing Director of the Company His expertise lies in managing operations in a large business environment formulating business strategies and identifying new markets He has over 20 years of varied rich experience and had also practiced as Income Tax Practitioner for over 5 years He is Masters in Business Administration (MBA) and a graduate in commerce Mr Jindal has been the driving force behind the FIRL expansion

Mr Santanu Kumar Dash (Director)

Mr Santanu Kumar Dash aged 41 years is an independent director of the Company He is post graduate in Commerce and has over two decades of work experience in the NonshyBanking Finance Company and had also worked as Income Tax Practitioner for over 5 years

Mrs Madhvi Bhatnagar (Director)

Mrs Madhvi Bhatnagar aged 47 years is an independent director of the Company She has experience of more than 10 years in the field of Finance She is also the member of the Audit Committee and the Shareholders Grievance Committee

Mr Ashok Kumar Gupta ( Director)

Mr Ashok Gupta aged 59 years is an independent director of the Company He is a Law Graduate He has a diversified experience as Engineers amp Contractors He is recognized for excellent people management and team building abilities besides infusing the spirit of action and a result oriented work culture He is a firm believer in value based strategies

J-istory amp MiCestones

The history of Focus Industrial Resources Limited has been a history of continuous ascent Listed below are the important events and milestones in the story of Focus Industrial Resources Limited

Year Major Events amp Milestones

27m June 1985 Incorporation of Company 28m June 1985 Commencement of Business 2nG June1989 First Public issue of 499993 Equity Shares of 101- each at par and shares

were listed on Delhi Stock Exchange Limited 16m March 1990 Right issue of 5 00000 Equity Shares 31 5 Oct 1998 Preferential Allotment of 1 50000 Equity Shares 131fl Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL

for admission of its securities in the depository ~stem 20m Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL

for admission of its securihes in the depository system 25lfl Jan 2002 Change of Registered Office to 104 Mukand House Commercial Complex

Azadpur Delhi shy 110033 24r June 2002 Preferential Allotment of 27 50000 Equity Shares 27 April2010 Merger of various Private Companies with Focus Industrial Resources Ltd in

order to enlarge the business of Company and to increase the General I Reserves

21 s December 2010 Issue of Certificate from Delhi Stock Exchange Limited for Compliance of Listing Agreement up to the Quarter ended 30 th September 2010

13r August 2011 Issue of Bonus Shares of 8129466 Shares of Rs10 each Ito the existing shareholders on 13th August 2011 in the ratio of 2 1

6m March 2012

Listed on Calcutta Stock exchange on 6th March 2012

Cocfe of Concfuct Code of Condu ct oflocus Industrinl R~so llrc~s Ltd

Ph ilosoph

The Company shall be committed to the adoption of such corporate governance practices which ensure accountability of management on the one hand and maximisation of shareholders value on the other hand We would progressively strive to lay down adequate control systems and governance structures for protecting and furthering the interest of our stakeholders

Natio al Lnterest

The Company shall be committed in all its actions to benefit the economic development of the country in which t operates and shall not engage in any activity that would adversely affect such objective It shall not undertake ahy project or activity to the detriment of the nations interest or those that will have any adverse impact on the social and cultural life pattern of its citizens The Company shall conduct its business affairs in accordance with the economic development foreign policies objectives and priorities of the nations government and shall strive to make a positive contribution to the achievement of such goals at the international national and regional level as appropriate

Shareholders

The Company shall be committed to enhance shareholders value and comply with all regulations and laws that govern shareholders right The Board of Directors of the Company shall duly and fairly inform its shareholders about all relevant aspects of the Companys business and disclose such information in accordance With the respective regulations and agreements Employee policies and practices shall be administered in a manner that ensures that in all matters equal opportunity is provided to those eligible and the decisions are merit-based

Transparency and Adaptability

All Company employees shall ensure that their actions in the conduct of business are totally transparent except where the need of business security dictate otherwise Such transparency shall be brought about through appropriate poliCies systems and processes including as appropriate involvement of more than one manager in recording decision logic and maintaining supporting records All managers shall voluntarily ensure that their areas of operation are open to audit and the conduct of their activities are totally auditable

- shy

Dealings with people in the organization

In dealing with each other employees will uphold the values which are at the core of our HR Philosophy - trust teamwork mutuality and collaboration meritocracy objectivity self respect and human dignity Indeed these values will form the basis of our HR management systems and processes In areas such as selection and recruitment meritocracy will be the only criterion and all managers will scrupulously avoid considerations other than merit and suitability Performance management systems including appraisals remuneration and rewards will focus on meritocracy equity and upholding of Companys values and ethics

Financial reporting and records

The Company shall prepare and maintain its accounts fairly and accurately in accordance with the accounting and financial reporting standards which represent the generally accepted guidelines principles standards laws and regulations of the country in which the Company conducts its business affairs Internal accounting and audit procedures shall fairly and accurately reflect all of the Companys business transactions and disposition of assets All required information shall be accessible to Companys auditors and other authorised parties and government agencies There shall be no willful omissions of any company transactions from the books and records Any willful material misrepresentation of andor misinformation on the financial accounts and reports shall be regarded as a violation of this code apart from inviting appropriate civil or criminal action under the relevant laws

Public representation of the Company

I The Company honors the information requirement of the public and its stakeholders In all its public appearance with respect to disclosing Company and business information to public constituencies such as the media the financial community employees and shareholders The Company shall be represented only by specifically authorised directors and employees It will be the sole responsibility of these authorised representatives to disclose information to the concerned public

Political non-alignment

The Company shall not support directly or indirectly any specific political party or candidate for political office The Company shall not offer or give any Companys fund or property as donation directly or indirectly to any specific political party candidate or campaign

Ethica l conduct

Every employee of the Company which shall include a whole-time director and the managing director shall deal on behalf of the company with professionalism honesty and integrity as well as high morale and ethical standards Such conduct shall be fair and transparent and be perceived to be as such by third parties

Regulatory compliance

Every employee of the Company shall in his or her business conduct comply with all applicable laws and regulations both in letter and in spiritin all the territories in which he or she operates If the ethical and profeSSional standards set out in the applicable laws and regulations are below that of the code then the standards of the code shall prevail

Competition

The Company shall compete only in an ethical and legitimate manner It prohibits all acIJons that are antishycompetitive or otherwise contrary to laws that govern competitive practices in the market place

Concurrent employment

An employee of the Company shall not without the prior approval of the managing director of the Company accept employment or a position of responsibility (such as a consultant or a director) with any other Company nor provide freelance services to anyone In the case of a whole-time director or the managing director such prior approval must be obtained from the Board of Directors of the Company

- 4-rmiddot

Protecting Companys assets

The assets of the Company should not be misused but employed for the purpose of conducting the business for which they are duly authorised These include tangibie assets such as equipment and machinery systems facilities materials resources as well as intangible assets such as proprietary information relationship with customers and suppliers etc

Integrity of data furnished

Every employee of the Company shall ensure at all times the integrity of data or information furnished by him or her to the Company

Policy against Insider Trading

Insider Trading is prohibited by both law as well as by the Company policy Insider Trading generally involves the act of subscribing or buying or selling of the Company s securities when in the possession of any unpublished price sensit ive information about the Company It also involves disclosing any Unpublished Price Sensitive Information about the Company to others who could subscribe or buy or sell the Companys securities Insider Trading invokes severe civil and criminal penalties not only on the insider but also on the Company in certain circumstances under the Securities and Exchange Board of India (SEBI) Act 1992 Price Sensitive Information is that information which relates directly or indirectly to a Company and which i~ published is likely to materially affect the price of securities of a Company It is important to note that both positive and negative information could be price sensitive Employees are encouraged to follow the Insider Trading Code at all times Punishment for violation can include wage freeze termination and even a criminal offence resulting in a fine or penalty

Confidential informationpublicity

No employee shall disclose or use any confidential information gained in the course of employment with the Company for personal profit or for the advantage of any other person No employee shall provide any information either formally or informally to the press or to any other publicity media unless specifically authorised to do so

Disciplinary actions

The Company will take appropriate action against any employee agent contractor or consultant whose actions are found to violate these policies or any other policy of the Company Disciplinary actions may include immediate termination of employment or business relationship at the Companys sole discretion Where the Company has suffered a loss it may pursue its remedies against the individuals or entities responsible Where laws have been violated the Company will cooperate fully with the appropriate authorities Every employee shall be responsible for the implementation of and compliance with this code in his professional environment Failure to adhere to the code could attract the most severe consequences including termination of employment Every employee of the Company shall promptly report to the management any actual or possible violation of this code or an event he or she becomes aware of that could affect the business or reputation of hisher or any other group Company

Accountability

The Board of Directors (BOD) shall oversee the Companys adherence to ethical and legal standards All employees and the members of the BOD shall undertake to stop or prevent actions that could harm customers the system or reputation of the Company

Coryorate Socianesyonsibiaty

COrl)Orate ocial Responsibility (CSR) is the building block of the social pillar of sustainability With industry leadership come important responsibilities As we grow we understand the importance of giving back to society which is a core element of our corporate va tues An essential component of our corporate social responsibility is to care for the community We endeavor to make a positive contribution to the underprivileged communities by supporting a wide range of socio-economic educational and hefllth initiatives Our Company is committed to developing its business towards ecological social and econornic sustainability All of these are recognized as shared responsibilities within the Group enabling the continuous improvement of its operations The ultimate objective is to see that each business decision takes into account its social impact and accordingly plans an intervention to mitigate the impacts arising out of that decision It is equally important to ascertain that every activity done under CSR makes a socially responsible business sense

Capital evolution Authorized Share Capital

The present authorised share capital of the Company is Rs 125000000 divided into 12500000 equity shares of Rs 10 each The Authorized Equity Share Capital of the Company has been built-up as per the details given below

Date Cumulative Number of

Shares

Authorized Capital

(Rupees)

Issued and Paid-up Share Capital

The present issued subscribed and paid-up share capital of the Company is Rs 121941990 divided into 12194199 equity shares of Rs 10 each The shares of the Company has been subscribed and allotted as under

Date of I No of Equity Allotment eratio

Nature of Allotment

No of Equity Shares

Cumulativen shares

i I

Atth~me 7---+-101-

Face Value (Rs)

Issue PriceTconSid (Rs)

-70-1--cash1subs~~~ 7 Inco~ocato I I I me~and I

Cumulative Cum Capital ulativ (Rs) e

Shar e

70 Prem ium I

RsmiddotU

I I

I Iii Issue II

r-02-5u-n--8gT 300000 I 10 -30-00000 Cashl - Public -t----5OOOOo

I 16-Mar-9Qil~~~-- 10 50~6Q666 -Cash-I 31-0ct-98 150065--1 10

Ii

1500000 Cash Preferential 1150000 shy~ I I I Allotment ~ I 24-Jun-02 I 2750000 I 10 27500000 Cash TPreferential I 39000001 39000000 1--=-1 f-2i=-Afr-iol 2750ooor 1------+-=-+f~d~~h-ll~50OOO i10 11500000-t-0

I 23-Jul-l0 l91J3662 10 191736620 ~ofCapitalPursuant to 203236621------~11shyOther 203236620 than Scheme of Cash Arrangeme

nt of Amalgamat

[- 2~1-10 IJamp~~~ti _-1--0_--- ___ - ----+--=--~urtuo~t_frJU40164733plusmn 40647330~- - JI - For FocUS n--f~i5l --------shy

~

l

~

~ Director

5000000 -

Rig~tS~~~-lo OQJILltL116060000~~ I 11500000~ I

Scheme of Arrangeme I

nt of Amalgamat ion (80 Reduction of Capital

and Transfer to

share Premium Account)

13-Aug-ll 8129466 -10 I 81294660 In lieu Bonus 12194199012194199I of Shares

Existin Allotted in the ratioi 9

I i Shares of2 1I Ii

COMPANY INFORMATION

Year Major Events amp Milestones I

I 27th June 1985 incorporation of Company 28th June 1985 Commencement of Business 2nd June1989 First Public issue of Total amount 4 99993 equity

Shares of Rs 10- each at par out of which 199993 equity shares were allotted on 18051989 amp 3000000 equity shares were allotted on 2nd June 1989 and share were listed on Delhi Stock Exchange

16th March 1990 Right issue of 5 00000 equity Shares 10th Aug 1998 Company is hereby granted Certificate of Registration to

commence the business of Non-Banking financial Institution by Reserve Bank of India

31st Oct 1998 Preferential Allotment of 1 50000 equity Shares

I 13th Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL for admission of its securities in the depository system

20th Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL for admission of its securities 1the depository system

i 25th Jan 2002 Change of Registered Office to 104 Mukund House Commercial Complex Azadpur Oelhi- 110033

24th June 2002 Preferential Allotment of 27 50000 equity Shares 27th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi

Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial ResourcesI Ltd and reduction of capital of Focus Industnal Resources Ltd i

f-2- 4----t-h-S-e-p-te-m-b-e-r----1r--L-i-st-in-g-o-fmiddotmiddotmiddot3834733 Equity Shares of Rs 10shy each I i 2010 ursuant to Scheme of Amal amation I 18th July 2011 Approval on EGM a sum of Rs 81294660- c~a-p-ita--c I-iz~ed--1

middot out of the amount standing to the credit of the Share I Premium Account t-1-6--cthC--A-u-g-u-s-t---+-Allotment of 8129466 Equity shares as Bonus Shares I

DIrector

[2011 I inthe ratio 2 (two)-new-Equity Sharesfo~r-every 1 (one) I i Equity Sharebsectld~~ them ont~~gsectcoc9_ Date_~_~ i 3rd Novemberl Listing Approval for 8129466 Bonus Equity Shares inJ I 2011 the ratio of 2 1 to the Existing Shareholders of the I company Lsect1JlMarch 2012 I Listed on Calcutta Stock exchange oll~~tb_I1arch 20lLJ

Change in the Registered Office during last three years No Change in the reg istered office

r~-- 1

~ ~~ate I From I To Remarks ~_J

I --------------No Change in the registered office------------- I~-middot~middot __1_ 1middot- 1--- J

HJEX URE I I senll (Ol~ S CRIP NAl-E f CCUS NDUSTRIAL RES OURCES LTD SCFIP TYPE EQUITY

1I ) ( A 3 TATEJ~EnT SHOW NG SHAREEOLDING PATTERN AS au 1 910201~

ICATE -1 CATEGORV qr NUMBlm OF TOTAL NUMBER Of ITO ~ L SIlJIEHOLOItIG AS I SHAPES PLEDGED OR I IGORY I S HAREHOL~EIS SHAREHOLDERS NUHB ER OF SHARES HELD IN IA PERC~1)GE OF TOTAJ OTHERn SE poundlCUHSE RED I ICODE I I

I I I

SHARES DEloATERIIL I ZED FOIV

II NUMl E1o

AS A

OF SHARE S I I A S A

I I IllUMBER OF I 15 A

I I I

I I I PEECEIHAGE I FERC EIIT IGE I SHARE S I PERCENTAGE I I I I OFIMS I OFIA+B+C) I I I I I I I I I I 1 LAJ 1SHAREHOLDI NG OF

IPROMOTER AND I I

II 1 I

1 I

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I I I I INDIA

I~I 1 INDI VlotJJUS 141 71459 50 I 7 14595 deg 1 860 I 5860 I 0 1 o 00 1 IHINDU UN DI VIDED I I I IIFAMI LY I 1 1 I 1 I

1

1

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BAN~S

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SCRIP CODE SCFIP NAl1E FCCUS INDUST RIAL RESOURCES LTD SCRIP TYPE shy EQl1ITY

I ------ I - - I I I (BI IBOD I ES CORPORATE 01 01 01 0001 0001 01 000

I I I I I I I (e) ImSTITJATIOS 01 01 01 0001 0001 01 000

(0 1 ICUALIFIED FOREIGN I

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I 01

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I

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I I I I I I I I I I I I I I I 1 ISUB-TOT1IL IAI 121 01 01 01 0001 0001 01 0001

I I I I I I I I I TOTAL 14 1 71459501 71459501 58601 58601 01 000 11 I SHAREHOLDING OF I I I I I I PRO~ltOTER

IPROXOTER (A) -

AND GROUP

II I I I

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(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

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a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 6: FOCUS INDUSTRIAL RESOURCES LIMITED

Yision

We aspire to become a pioneering and forward-looking organization that is collaborative innovative and responsive to the financial changing financial needs of our clients

Core 1aues

Our Core values are influenced by our past tempered by our present and will shape our future They are an amalgam of what we have been what we are and what we want to be

1 Commitment - Commitment to roll great product service and other initiatives that impact lives both within and outside the organizatiol1

2 Balance - Maintaining Healthy life and work balance for workers

3 Comm unity - A sense of responsibility and contri bution to society that define our existence

4 Consistency - Be consistent in offering the best for wonderful experience

5 Efficiency - Being efficient and effective in our approach to give best solution each time

6 Innovation - To come out with new creative ideas that have the potential to change the world

7 Quality - Giving the best and unmatched results for all round satisfaction

8 Service Excellence - Giving the best and world class service and achieving excellence each passing day

Our 13usiness Investing

When you invest with us we ensure your money is not just in safe hands it also works to your advantage We help you invest wisely through our financial and investment services You would definitely profit from our expertise

Financing

At FIRL it is our endeavour to support you as you grow from strength to strength and scale the ladder of success We bring you our services that are tailor made to suit your requirements

Leasing FIRL is focusing on Leasing Business This business is the strongest and backed by experienced educated and dynamic professionals

We are into business which builds on trust and long term relationship

Hire Purchase

FIRL also offers hire purchase services which are simple and highly flexible according to customers needs We allow you to spread payments over a specific period

Through our Hire Purchase we can help your business purchase and any type of business asset

-- --

BoardofDirectors gt

Our Management is vested with the charge of general supervision di rection and management of the operations of our company

The primary responsibilities of the Board of Directors includes

bull Overseeing high standards of corporate governance and compliance with various laws Overseeing our financial management and approving various lines of business

bull Shaping our policies and procedures bull Monitoring our performance and evolving the growth strategy bull Setting up counter-party and other prudential risk management limits

I Board of Directors

U r Pradeep Kumar Jind~ Mr Santanu Kumar Dash

Mrs Madhvi Bhatnagar

Mr Ashok Kumar Gupta

Ms Silky Kapoor __~____C~

Designation

Managing Director

Director

Director

Director

_o_m--p_any Secretary

~ ~ bull

middot rmiddot

Board of Virectorsshy

Mr Pradeep Kumar Jindal (Managing Director)

Mr Pradeep Kumar Jindal aged 52 years is the promoter and the Managing Director of the Company His expertise lies in managing operations in a large business environment formulating business strategies and identifying new markets He has over 20 years of varied rich experience and had also practiced as Income Tax Practitioner for over 5 years He is Masters in Business Administration (MBA) and a graduate in commerce Mr Jindal has been the driving force behind the FIRL expansion

Mr Santanu Kumar Dash (Director)

Mr Santanu Kumar Dash aged 41 years is an independent director of the Company He is post graduate in Commerce and has over two decades of work experience in the NonshyBanking Finance Company and had also worked as Income Tax Practitioner for over 5 years

Mrs Madhvi Bhatnagar (Director)

Mrs Madhvi Bhatnagar aged 47 years is an independent director of the Company She has experience of more than 10 years in the field of Finance She is also the member of the Audit Committee and the Shareholders Grievance Committee

Mr Ashok Kumar Gupta ( Director)

Mr Ashok Gupta aged 59 years is an independent director of the Company He is a Law Graduate He has a diversified experience as Engineers amp Contractors He is recognized for excellent people management and team building abilities besides infusing the spirit of action and a result oriented work culture He is a firm believer in value based strategies

J-istory amp MiCestones

The history of Focus Industrial Resources Limited has been a history of continuous ascent Listed below are the important events and milestones in the story of Focus Industrial Resources Limited

Year Major Events amp Milestones

27m June 1985 Incorporation of Company 28m June 1985 Commencement of Business 2nG June1989 First Public issue of 499993 Equity Shares of 101- each at par and shares

were listed on Delhi Stock Exchange Limited 16m March 1990 Right issue of 5 00000 Equity Shares 31 5 Oct 1998 Preferential Allotment of 1 50000 Equity Shares 131fl Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL

for admission of its securities in the depository ~stem 20m Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL

for admission of its securihes in the depository system 25lfl Jan 2002 Change of Registered Office to 104 Mukand House Commercial Complex

Azadpur Delhi shy 110033 24r June 2002 Preferential Allotment of 27 50000 Equity Shares 27 April2010 Merger of various Private Companies with Focus Industrial Resources Ltd in

order to enlarge the business of Company and to increase the General I Reserves

21 s December 2010 Issue of Certificate from Delhi Stock Exchange Limited for Compliance of Listing Agreement up to the Quarter ended 30 th September 2010

13r August 2011 Issue of Bonus Shares of 8129466 Shares of Rs10 each Ito the existing shareholders on 13th August 2011 in the ratio of 2 1

6m March 2012

Listed on Calcutta Stock exchange on 6th March 2012

Cocfe of Concfuct Code of Condu ct oflocus Industrinl R~so llrc~s Ltd

Ph ilosoph

The Company shall be committed to the adoption of such corporate governance practices which ensure accountability of management on the one hand and maximisation of shareholders value on the other hand We would progressively strive to lay down adequate control systems and governance structures for protecting and furthering the interest of our stakeholders

Natio al Lnterest

The Company shall be committed in all its actions to benefit the economic development of the country in which t operates and shall not engage in any activity that would adversely affect such objective It shall not undertake ahy project or activity to the detriment of the nations interest or those that will have any adverse impact on the social and cultural life pattern of its citizens The Company shall conduct its business affairs in accordance with the economic development foreign policies objectives and priorities of the nations government and shall strive to make a positive contribution to the achievement of such goals at the international national and regional level as appropriate

Shareholders

The Company shall be committed to enhance shareholders value and comply with all regulations and laws that govern shareholders right The Board of Directors of the Company shall duly and fairly inform its shareholders about all relevant aspects of the Companys business and disclose such information in accordance With the respective regulations and agreements Employee policies and practices shall be administered in a manner that ensures that in all matters equal opportunity is provided to those eligible and the decisions are merit-based

Transparency and Adaptability

All Company employees shall ensure that their actions in the conduct of business are totally transparent except where the need of business security dictate otherwise Such transparency shall be brought about through appropriate poliCies systems and processes including as appropriate involvement of more than one manager in recording decision logic and maintaining supporting records All managers shall voluntarily ensure that their areas of operation are open to audit and the conduct of their activities are totally auditable

- shy

Dealings with people in the organization

In dealing with each other employees will uphold the values which are at the core of our HR Philosophy - trust teamwork mutuality and collaboration meritocracy objectivity self respect and human dignity Indeed these values will form the basis of our HR management systems and processes In areas such as selection and recruitment meritocracy will be the only criterion and all managers will scrupulously avoid considerations other than merit and suitability Performance management systems including appraisals remuneration and rewards will focus on meritocracy equity and upholding of Companys values and ethics

Financial reporting and records

The Company shall prepare and maintain its accounts fairly and accurately in accordance with the accounting and financial reporting standards which represent the generally accepted guidelines principles standards laws and regulations of the country in which the Company conducts its business affairs Internal accounting and audit procedures shall fairly and accurately reflect all of the Companys business transactions and disposition of assets All required information shall be accessible to Companys auditors and other authorised parties and government agencies There shall be no willful omissions of any company transactions from the books and records Any willful material misrepresentation of andor misinformation on the financial accounts and reports shall be regarded as a violation of this code apart from inviting appropriate civil or criminal action under the relevant laws

Public representation of the Company

I The Company honors the information requirement of the public and its stakeholders In all its public appearance with respect to disclosing Company and business information to public constituencies such as the media the financial community employees and shareholders The Company shall be represented only by specifically authorised directors and employees It will be the sole responsibility of these authorised representatives to disclose information to the concerned public

Political non-alignment

The Company shall not support directly or indirectly any specific political party or candidate for political office The Company shall not offer or give any Companys fund or property as donation directly or indirectly to any specific political party candidate or campaign

Ethica l conduct

Every employee of the Company which shall include a whole-time director and the managing director shall deal on behalf of the company with professionalism honesty and integrity as well as high morale and ethical standards Such conduct shall be fair and transparent and be perceived to be as such by third parties

Regulatory compliance

Every employee of the Company shall in his or her business conduct comply with all applicable laws and regulations both in letter and in spiritin all the territories in which he or she operates If the ethical and profeSSional standards set out in the applicable laws and regulations are below that of the code then the standards of the code shall prevail

Competition

The Company shall compete only in an ethical and legitimate manner It prohibits all acIJons that are antishycompetitive or otherwise contrary to laws that govern competitive practices in the market place

Concurrent employment

An employee of the Company shall not without the prior approval of the managing director of the Company accept employment or a position of responsibility (such as a consultant or a director) with any other Company nor provide freelance services to anyone In the case of a whole-time director or the managing director such prior approval must be obtained from the Board of Directors of the Company

- 4-rmiddot

Protecting Companys assets

The assets of the Company should not be misused but employed for the purpose of conducting the business for which they are duly authorised These include tangibie assets such as equipment and machinery systems facilities materials resources as well as intangible assets such as proprietary information relationship with customers and suppliers etc

Integrity of data furnished

Every employee of the Company shall ensure at all times the integrity of data or information furnished by him or her to the Company

Policy against Insider Trading

Insider Trading is prohibited by both law as well as by the Company policy Insider Trading generally involves the act of subscribing or buying or selling of the Company s securities when in the possession of any unpublished price sensit ive information about the Company It also involves disclosing any Unpublished Price Sensitive Information about the Company to others who could subscribe or buy or sell the Companys securities Insider Trading invokes severe civil and criminal penalties not only on the insider but also on the Company in certain circumstances under the Securities and Exchange Board of India (SEBI) Act 1992 Price Sensitive Information is that information which relates directly or indirectly to a Company and which i~ published is likely to materially affect the price of securities of a Company It is important to note that both positive and negative information could be price sensitive Employees are encouraged to follow the Insider Trading Code at all times Punishment for violation can include wage freeze termination and even a criminal offence resulting in a fine or penalty

Confidential informationpublicity

No employee shall disclose or use any confidential information gained in the course of employment with the Company for personal profit or for the advantage of any other person No employee shall provide any information either formally or informally to the press or to any other publicity media unless specifically authorised to do so

Disciplinary actions

The Company will take appropriate action against any employee agent contractor or consultant whose actions are found to violate these policies or any other policy of the Company Disciplinary actions may include immediate termination of employment or business relationship at the Companys sole discretion Where the Company has suffered a loss it may pursue its remedies against the individuals or entities responsible Where laws have been violated the Company will cooperate fully with the appropriate authorities Every employee shall be responsible for the implementation of and compliance with this code in his professional environment Failure to adhere to the code could attract the most severe consequences including termination of employment Every employee of the Company shall promptly report to the management any actual or possible violation of this code or an event he or she becomes aware of that could affect the business or reputation of hisher or any other group Company

Accountability

The Board of Directors (BOD) shall oversee the Companys adherence to ethical and legal standards All employees and the members of the BOD shall undertake to stop or prevent actions that could harm customers the system or reputation of the Company

Coryorate Socianesyonsibiaty

COrl)Orate ocial Responsibility (CSR) is the building block of the social pillar of sustainability With industry leadership come important responsibilities As we grow we understand the importance of giving back to society which is a core element of our corporate va tues An essential component of our corporate social responsibility is to care for the community We endeavor to make a positive contribution to the underprivileged communities by supporting a wide range of socio-economic educational and hefllth initiatives Our Company is committed to developing its business towards ecological social and econornic sustainability All of these are recognized as shared responsibilities within the Group enabling the continuous improvement of its operations The ultimate objective is to see that each business decision takes into account its social impact and accordingly plans an intervention to mitigate the impacts arising out of that decision It is equally important to ascertain that every activity done under CSR makes a socially responsible business sense

Capital evolution Authorized Share Capital

The present authorised share capital of the Company is Rs 125000000 divided into 12500000 equity shares of Rs 10 each The Authorized Equity Share Capital of the Company has been built-up as per the details given below

Date Cumulative Number of

Shares

Authorized Capital

(Rupees)

Issued and Paid-up Share Capital

The present issued subscribed and paid-up share capital of the Company is Rs 121941990 divided into 12194199 equity shares of Rs 10 each The shares of the Company has been subscribed and allotted as under

Date of I No of Equity Allotment eratio

Nature of Allotment

No of Equity Shares

Cumulativen shares

i I

Atth~me 7---+-101-

Face Value (Rs)

Issue PriceTconSid (Rs)

-70-1--cash1subs~~~ 7 Inco~ocato I I I me~and I

Cumulative Cum Capital ulativ (Rs) e

Shar e

70 Prem ium I

RsmiddotU

I I

I Iii Issue II

r-02-5u-n--8gT 300000 I 10 -30-00000 Cashl - Public -t----5OOOOo

I 16-Mar-9Qil~~~-- 10 50~6Q666 -Cash-I 31-0ct-98 150065--1 10

Ii

1500000 Cash Preferential 1150000 shy~ I I I Allotment ~ I 24-Jun-02 I 2750000 I 10 27500000 Cash TPreferential I 39000001 39000000 1--=-1 f-2i=-Afr-iol 2750ooor 1------+-=-+f~d~~h-ll~50OOO i10 11500000-t-0

I 23-Jul-l0 l91J3662 10 191736620 ~ofCapitalPursuant to 203236621------~11shyOther 203236620 than Scheme of Cash Arrangeme

nt of Amalgamat

[- 2~1-10 IJamp~~~ti _-1--0_--- ___ - ----+--=--~urtuo~t_frJU40164733plusmn 40647330~- - JI - For FocUS n--f~i5l --------shy

~

l

~

~ Director

5000000 -

Rig~tS~~~-lo OQJILltL116060000~~ I 11500000~ I

Scheme of Arrangeme I

nt of Amalgamat ion (80 Reduction of Capital

and Transfer to

share Premium Account)

13-Aug-ll 8129466 -10 I 81294660 In lieu Bonus 12194199012194199I of Shares

Existin Allotted in the ratioi 9

I i Shares of2 1I Ii

COMPANY INFORMATION

Year Major Events amp Milestones I

I 27th June 1985 incorporation of Company 28th June 1985 Commencement of Business 2nd June1989 First Public issue of Total amount 4 99993 equity

Shares of Rs 10- each at par out of which 199993 equity shares were allotted on 18051989 amp 3000000 equity shares were allotted on 2nd June 1989 and share were listed on Delhi Stock Exchange

16th March 1990 Right issue of 5 00000 equity Shares 10th Aug 1998 Company is hereby granted Certificate of Registration to

commence the business of Non-Banking financial Institution by Reserve Bank of India

31st Oct 1998 Preferential Allotment of 1 50000 equity Shares

I 13th Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL for admission of its securities in the depository system

20th Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL for admission of its securities 1the depository system

i 25th Jan 2002 Change of Registered Office to 104 Mukund House Commercial Complex Azadpur Oelhi- 110033

24th June 2002 Preferential Allotment of 27 50000 equity Shares 27th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi

Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial ResourcesI Ltd and reduction of capital of Focus Industnal Resources Ltd i

f-2- 4----t-h-S-e-p-te-m-b-e-r----1r--L-i-st-in-g-o-fmiddotmiddotmiddot3834733 Equity Shares of Rs 10shy each I i 2010 ursuant to Scheme of Amal amation I 18th July 2011 Approval on EGM a sum of Rs 81294660- c~a-p-ita--c I-iz~ed--1

middot out of the amount standing to the credit of the Share I Premium Account t-1-6--cthC--A-u-g-u-s-t---+-Allotment of 8129466 Equity shares as Bonus Shares I

DIrector

[2011 I inthe ratio 2 (two)-new-Equity Sharesfo~r-every 1 (one) I i Equity Sharebsectld~~ them ont~~gsectcoc9_ Date_~_~ i 3rd Novemberl Listing Approval for 8129466 Bonus Equity Shares inJ I 2011 the ratio of 2 1 to the Existing Shareholders of the I company Lsect1JlMarch 2012 I Listed on Calcutta Stock exchange oll~~tb_I1arch 20lLJ

Change in the Registered Office during last three years No Change in the reg istered office

r~-- 1

~ ~~ate I From I To Remarks ~_J

I --------------No Change in the registered office------------- I~-middot~middot __1_ 1middot- 1--- J

HJEX URE I I senll (Ol~ S CRIP NAl-E f CCUS NDUSTRIAL RES OURCES LTD SCFIP TYPE EQUITY

1I ) ( A 3 TATEJ~EnT SHOW NG SHAREEOLDING PATTERN AS au 1 910201~

ICATE -1 CATEGORV qr NUMBlm OF TOTAL NUMBER Of ITO ~ L SIlJIEHOLOItIG AS I SHAPES PLEDGED OR I IGORY I S HAREHOL~EIS SHAREHOLDERS NUHB ER OF SHARES HELD IN IA PERC~1)GE OF TOTAJ OTHERn SE poundlCUHSE RED I ICODE I I

I I I

SHARES DEloATERIIL I ZED FOIV

II NUMl E1o

AS A

OF SHARE S I I A S A

I I IllUMBER OF I 15 A

I I I

I I I PEECEIHAGE I FERC EIIT IGE I SHARE S I PERCENTAGE I I I I OFIMS I OFIA+B+C) I I I I I I I I I I 1 LAJ 1SHAREHOLDI NG OF

IPROMOTER AND I I

II 1 I

1 I

1I PROMOTER GROUP I I 1

I I I I INDIA

I~I 1 INDI VlotJJUS 141 71459 50 I 7 14595 deg 1 860 I 5860 I 0 1 o 00 1 IHINDU UN DI VIDED I I I IIFAMI LY I 1 1 I 1 I

1

1

I IBI CENTAAL I o 0 000 I o aD 0 1 0 00 1 I I ~OVERl~N1STITE I 0 1 I I I I IGOVERlIlcentNT (S) I I 1 II I ICI I BODIES CORPORATE I a I 0 1 0 1 o 0 0 o 00 1 0 1 o 00 I 1 I I 101 I FI WlIC tAL I aI 0 1 01 o 00 aI 0 00 I0 0 0 I I 1 INST ITUTIONS 1 I I 1 I I I

BAN~S

IE) IANI OfIIER I I I 1 I I I I I OIR ECTORS amp THEIRI 0 1 0 1 a 000 1 000 1 0 0 00 1 I ReLTIVES I 1 I I I I I I I SOCIETI ES I 0 1 0 1 0 1 000 1 000 1 0 1 00 0 1 I PARTNE RS HI P f I Is1 01 0 1 0 1 0 00 1 0 001 0 1 0 0 0 1 I R~ I I 0 1 0 1 0 1 000 1 0 001 0 1 000 1 IEM PWELFARE Fun D I 0 1 0 1 0 1 0 00 1 0 00 1 0 1 000 1 IEsaPtSos I 0 0 1 a 0 0 0 1 0 00 1 01 000 1 I TRUSTS I 01 01 0 1 000 1 00 0 1 01 000 1 I I I I I I I I I I I I I I I I I I ISUB-TOTAL (AI (I) I 141 71 59501 71459 50 1 58 601 58 60 1 0 1 0 00 1

I2 i

(1 )

I I FQR~ I F 1I

II INDIVIDUALS

I 1

- j(NON

I II a

I I

I0 1

I I

I0 1

I1I00

II I0 001

I I

I0 1

I I

I000 1 I- RESIDEtI I NOlllllgtut2il

I I

I I

I 1

I I

I I

I I

II I I

I IFOR~ tw I IHOIVtDUL~ 1

I I

I I

I I

I I

I I

I I I

I 1

~__ bull I I I I 1 I I

SCRIP CODE SCFIP NAl1E FCCUS INDUST RIAL RESOURCES LTD SCRIP TYPE shy EQl1ITY

I ------ I - - I I I (BI IBOD I ES CORPORATE 01 01 01 0001 0001 01 000

I I I I I I I (e) ImSTITJATIOS 01 01 01 0001 0001 01 000

(0 1 ICUALIFIED FOREIGN I

I INVESTOR I 01

I 01

I 01

I 0001

I

0001

I 01

I 000

(EI IANY OTtiER I I I I I IDIRECTORS bull THEIR 01 01 01 0001 0001 000 I RELATIVES I I I I I ISCCIETIES 01 01 01 0001 0001 000 IPARTlltERSHIP FIRMS 0 01 01 0001 0001 a 000 1 IEMPl-1ELFARE FUND a 0 01 00 0 1 0001 a 000 I TRUST 01 01 01 0001 0001 01 0001 I ESOPESOS 01 01 01 0001 0001 a 0001

I I I I I I I I I I I I I I I 1 ISUB-TOT1IL IAI 121 01 01 01 0001 0001 01 0001

I I I I I I I I I TOTAL 14 1 71459501 71459501 58601 58601 01 000 11 I SHAREHOLDING OF I I I I I I PRO~ltOTER

IPROXOTER (A) -

AND GROUP

II I I I

II I I I

I I I

I I I I

I (A) (1) t (AI (~) I I I I I I I

I I I I I I II (B I I PUBL I C I I I I I I I

I SHAREHOLDINGS I I I I I I I

(11 IWSTITUTIONS I I I

IA IMUTUAl- FUNDSUTI 01 01 01 000 0001 01 0 001

I I I I I I I IB l lFINAlleIAL 01 01 01 000 0 001 01 0001

I INSTITUTIONS I I I I I I I BAtiKS I I I I I I

IC I ICENTRAL 0 1 01 01 000 0001 01 0001 I GOVE RtfENT I I I I I I I STATE I I I I I I IGOVEF1fENT(S) I

I I

I I I

I I

I I

I I

ID I IVENTURE eAPIT~L 01 01 0001 0001 01 0001 I FUN DS I I I I I I I I I I I I I

(E I IINSURANCE 01 01 0001 0001 01 0001 I CCIPAtlIES I I I I I I I I I I I I I

(FI IFOREIGN 0 1 01 0001 0001 01 0001 I INSTITUTIONAL I INVESTORS

I I

I I

I I

I I

I I

I I

I I I I I I (G I IFOREIGN VENTURE I 01 01 01 0 00 1 Dool 0 1 0 001

ICAPITAL I NVESTORSI I I I I I I

I I I I I I I I (HI ICUALIFIED FCREIGNI 01 01 01 0001 0001 01 000

I IlNESTOR I I I I I I I I I I I I I I I

I I ) IAtIY OTHER I I I I I I II IFOPEIGN FIN INST I 0 1 0 01 0001 0001 0 1 000 IFOREIGN ~UTFUND I 01 01 0001 00 0 1 0 1 000 IFFIBAlIKS I STRESSED ASSET

I I

01 0 I

01 0 I

0001 o 00 I

0 001 00 0 I

0 1 0 I

0 0 0 o 00

I STABILISATION I I I I I I I FUND I I I I I I ISTTE FIN COR P I 01 01 0001 0001 01 000

I I I I I I I ISUB-TOTALIB ) H I I 0 01 0001 0001 01 000 I I I I I I

SCRI P CODE SCRIP NAME fOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE ECUIT Y

(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

(A ) IHODIES CORPORATE 10 1 1641611 164161 013 1 013 1 0 1 0 0 0 1

(B) I I INDIVI DUALS

II I I

I I

I I

I I

II I I

11 ImIVIDUhJ~ 359 276418 1 276418 1 227 1 2271 0 0 00 1 I I

SHAREHOLDERS HOLDING

II I I

I II

I I

I I

I I

I I

I NOX IllkL SHARE I I I I I I

I CAPITAL UPTO RS 1 LAKH

I I

I I

I I

I I

I I

I I

I I

1 1 I I I I I II IlIDIVIDUAL

I SHAREHOLDERS

I HOLDI NG

I NCUnJAL SHARE

65 1 I I I

430 019 11

I

43 00191 1

I

I 35 2 6 1

I I I

3526 1

I I

0 1 I I I

0 00 I

I I I

I CAPITAL III I 1 I I I I I I I

EXCESS ES 1 LAKH

OF I I

I I

I I I I

I I I

I I

Ie ) Il cUALIFIED FOREIGN I 0 1 0 1 01 0 00 1 0 001 01 000 1 I IlIVESTOR

I

I

I I

I

I

I

I

I

I

I

I

I

I

I I

I ( D) IANY OTJiER I I I I I I

I TRUSTS I 01 0 1 0 1 0001 0 00 1 01 0 00 1 I DIRECTORS bull THEIRI 0 1 0 1 0 1 0001 000 1 0 1 0 001 I RELATI VES I I I I I I I I IFOREIGN tlATIONALSI I ESC RCIlt ACCOUNT I 0 1

0 I 0 1 a I

a ll a I 0 001

o 00 I 0 00 1 o 00 I

0 1 a I

0 00 1 000 I

11ARKET lltAlltER

INRI DCB

I 0 1 0 0

01 0 1 0 1

0 01 01

000 1 0 001 0 00

0001 0001 0001

01 01 01

000 0 001 0 00 1

I SCCI ET I ES I 0 1 01 01 000 1 0001 0 1 0 00 1 I CLEARING MElBERS I 01 01 011 0001 0 00 1 0 1 000 1 I SHARES IlITRlNSIT 1 01 01 0 1 0001 0 00 1 0 1 0 00 1 IBuf I 651 15522 4 1 45522 41 3 1 31 3 73 1 01 0 00 11 INRISOCBS I 0 1 0 1 01 0 001 000 1 01 0001 IroREIGN CORPORATE I 0 1 0 01 000 1 000 1 01 0 00 1 I BODIES I I I I I I I I IpRTNERSHIP flRls l 0 1 0 1 01 0 00 1 0001 0 1 00 0 1 I CUSTCDIAlI Of I ENny PROPERTY I fORE IGN

I I I

0 I I

0 1

a I I

0 1

0 II a

0 00 I I

0 001

0 00 II 000

a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 7: FOCUS INDUSTRIAL RESOURCES LIMITED

Core 1aues

Our Core values are influenced by our past tempered by our present and will shape our future They are an amalgam of what we have been what we are and what we want to be

1 Commitment - Commitment to roll great product service and other initiatives that impact lives both within and outside the organizatiol1

2 Balance - Maintaining Healthy life and work balance for workers

3 Comm unity - A sense of responsibility and contri bution to society that define our existence

4 Consistency - Be consistent in offering the best for wonderful experience

5 Efficiency - Being efficient and effective in our approach to give best solution each time

6 Innovation - To come out with new creative ideas that have the potential to change the world

7 Quality - Giving the best and unmatched results for all round satisfaction

8 Service Excellence - Giving the best and world class service and achieving excellence each passing day

Our 13usiness Investing

When you invest with us we ensure your money is not just in safe hands it also works to your advantage We help you invest wisely through our financial and investment services You would definitely profit from our expertise

Financing

At FIRL it is our endeavour to support you as you grow from strength to strength and scale the ladder of success We bring you our services that are tailor made to suit your requirements

Leasing FIRL is focusing on Leasing Business This business is the strongest and backed by experienced educated and dynamic professionals

We are into business which builds on trust and long term relationship

Hire Purchase

FIRL also offers hire purchase services which are simple and highly flexible according to customers needs We allow you to spread payments over a specific period

Through our Hire Purchase we can help your business purchase and any type of business asset

-- --

BoardofDirectors gt

Our Management is vested with the charge of general supervision di rection and management of the operations of our company

The primary responsibilities of the Board of Directors includes

bull Overseeing high standards of corporate governance and compliance with various laws Overseeing our financial management and approving various lines of business

bull Shaping our policies and procedures bull Monitoring our performance and evolving the growth strategy bull Setting up counter-party and other prudential risk management limits

I Board of Directors

U r Pradeep Kumar Jind~ Mr Santanu Kumar Dash

Mrs Madhvi Bhatnagar

Mr Ashok Kumar Gupta

Ms Silky Kapoor __~____C~

Designation

Managing Director

Director

Director

Director

_o_m--p_any Secretary

~ ~ bull

middot rmiddot

Board of Virectorsshy

Mr Pradeep Kumar Jindal (Managing Director)

Mr Pradeep Kumar Jindal aged 52 years is the promoter and the Managing Director of the Company His expertise lies in managing operations in a large business environment formulating business strategies and identifying new markets He has over 20 years of varied rich experience and had also practiced as Income Tax Practitioner for over 5 years He is Masters in Business Administration (MBA) and a graduate in commerce Mr Jindal has been the driving force behind the FIRL expansion

Mr Santanu Kumar Dash (Director)

Mr Santanu Kumar Dash aged 41 years is an independent director of the Company He is post graduate in Commerce and has over two decades of work experience in the NonshyBanking Finance Company and had also worked as Income Tax Practitioner for over 5 years

Mrs Madhvi Bhatnagar (Director)

Mrs Madhvi Bhatnagar aged 47 years is an independent director of the Company She has experience of more than 10 years in the field of Finance She is also the member of the Audit Committee and the Shareholders Grievance Committee

Mr Ashok Kumar Gupta ( Director)

Mr Ashok Gupta aged 59 years is an independent director of the Company He is a Law Graduate He has a diversified experience as Engineers amp Contractors He is recognized for excellent people management and team building abilities besides infusing the spirit of action and a result oriented work culture He is a firm believer in value based strategies

J-istory amp MiCestones

The history of Focus Industrial Resources Limited has been a history of continuous ascent Listed below are the important events and milestones in the story of Focus Industrial Resources Limited

Year Major Events amp Milestones

27m June 1985 Incorporation of Company 28m June 1985 Commencement of Business 2nG June1989 First Public issue of 499993 Equity Shares of 101- each at par and shares

were listed on Delhi Stock Exchange Limited 16m March 1990 Right issue of 5 00000 Equity Shares 31 5 Oct 1998 Preferential Allotment of 1 50000 Equity Shares 131fl Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL

for admission of its securities in the depository ~stem 20m Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL

for admission of its securihes in the depository system 25lfl Jan 2002 Change of Registered Office to 104 Mukand House Commercial Complex

Azadpur Delhi shy 110033 24r June 2002 Preferential Allotment of 27 50000 Equity Shares 27 April2010 Merger of various Private Companies with Focus Industrial Resources Ltd in

order to enlarge the business of Company and to increase the General I Reserves

21 s December 2010 Issue of Certificate from Delhi Stock Exchange Limited for Compliance of Listing Agreement up to the Quarter ended 30 th September 2010

13r August 2011 Issue of Bonus Shares of 8129466 Shares of Rs10 each Ito the existing shareholders on 13th August 2011 in the ratio of 2 1

6m March 2012

Listed on Calcutta Stock exchange on 6th March 2012

Cocfe of Concfuct Code of Condu ct oflocus Industrinl R~so llrc~s Ltd

Ph ilosoph

The Company shall be committed to the adoption of such corporate governance practices which ensure accountability of management on the one hand and maximisation of shareholders value on the other hand We would progressively strive to lay down adequate control systems and governance structures for protecting and furthering the interest of our stakeholders

Natio al Lnterest

The Company shall be committed in all its actions to benefit the economic development of the country in which t operates and shall not engage in any activity that would adversely affect such objective It shall not undertake ahy project or activity to the detriment of the nations interest or those that will have any adverse impact on the social and cultural life pattern of its citizens The Company shall conduct its business affairs in accordance with the economic development foreign policies objectives and priorities of the nations government and shall strive to make a positive contribution to the achievement of such goals at the international national and regional level as appropriate

Shareholders

The Company shall be committed to enhance shareholders value and comply with all regulations and laws that govern shareholders right The Board of Directors of the Company shall duly and fairly inform its shareholders about all relevant aspects of the Companys business and disclose such information in accordance With the respective regulations and agreements Employee policies and practices shall be administered in a manner that ensures that in all matters equal opportunity is provided to those eligible and the decisions are merit-based

Transparency and Adaptability

All Company employees shall ensure that their actions in the conduct of business are totally transparent except where the need of business security dictate otherwise Such transparency shall be brought about through appropriate poliCies systems and processes including as appropriate involvement of more than one manager in recording decision logic and maintaining supporting records All managers shall voluntarily ensure that their areas of operation are open to audit and the conduct of their activities are totally auditable

- shy

Dealings with people in the organization

In dealing with each other employees will uphold the values which are at the core of our HR Philosophy - trust teamwork mutuality and collaboration meritocracy objectivity self respect and human dignity Indeed these values will form the basis of our HR management systems and processes In areas such as selection and recruitment meritocracy will be the only criterion and all managers will scrupulously avoid considerations other than merit and suitability Performance management systems including appraisals remuneration and rewards will focus on meritocracy equity and upholding of Companys values and ethics

Financial reporting and records

The Company shall prepare and maintain its accounts fairly and accurately in accordance with the accounting and financial reporting standards which represent the generally accepted guidelines principles standards laws and regulations of the country in which the Company conducts its business affairs Internal accounting and audit procedures shall fairly and accurately reflect all of the Companys business transactions and disposition of assets All required information shall be accessible to Companys auditors and other authorised parties and government agencies There shall be no willful omissions of any company transactions from the books and records Any willful material misrepresentation of andor misinformation on the financial accounts and reports shall be regarded as a violation of this code apart from inviting appropriate civil or criminal action under the relevant laws

Public representation of the Company

I The Company honors the information requirement of the public and its stakeholders In all its public appearance with respect to disclosing Company and business information to public constituencies such as the media the financial community employees and shareholders The Company shall be represented only by specifically authorised directors and employees It will be the sole responsibility of these authorised representatives to disclose information to the concerned public

Political non-alignment

The Company shall not support directly or indirectly any specific political party or candidate for political office The Company shall not offer or give any Companys fund or property as donation directly or indirectly to any specific political party candidate or campaign

Ethica l conduct

Every employee of the Company which shall include a whole-time director and the managing director shall deal on behalf of the company with professionalism honesty and integrity as well as high morale and ethical standards Such conduct shall be fair and transparent and be perceived to be as such by third parties

Regulatory compliance

Every employee of the Company shall in his or her business conduct comply with all applicable laws and regulations both in letter and in spiritin all the territories in which he or she operates If the ethical and profeSSional standards set out in the applicable laws and regulations are below that of the code then the standards of the code shall prevail

Competition

The Company shall compete only in an ethical and legitimate manner It prohibits all acIJons that are antishycompetitive or otherwise contrary to laws that govern competitive practices in the market place

Concurrent employment

An employee of the Company shall not without the prior approval of the managing director of the Company accept employment or a position of responsibility (such as a consultant or a director) with any other Company nor provide freelance services to anyone In the case of a whole-time director or the managing director such prior approval must be obtained from the Board of Directors of the Company

- 4-rmiddot

Protecting Companys assets

The assets of the Company should not be misused but employed for the purpose of conducting the business for which they are duly authorised These include tangibie assets such as equipment and machinery systems facilities materials resources as well as intangible assets such as proprietary information relationship with customers and suppliers etc

Integrity of data furnished

Every employee of the Company shall ensure at all times the integrity of data or information furnished by him or her to the Company

Policy against Insider Trading

Insider Trading is prohibited by both law as well as by the Company policy Insider Trading generally involves the act of subscribing or buying or selling of the Company s securities when in the possession of any unpublished price sensit ive information about the Company It also involves disclosing any Unpublished Price Sensitive Information about the Company to others who could subscribe or buy or sell the Companys securities Insider Trading invokes severe civil and criminal penalties not only on the insider but also on the Company in certain circumstances under the Securities and Exchange Board of India (SEBI) Act 1992 Price Sensitive Information is that information which relates directly or indirectly to a Company and which i~ published is likely to materially affect the price of securities of a Company It is important to note that both positive and negative information could be price sensitive Employees are encouraged to follow the Insider Trading Code at all times Punishment for violation can include wage freeze termination and even a criminal offence resulting in a fine or penalty

Confidential informationpublicity

No employee shall disclose or use any confidential information gained in the course of employment with the Company for personal profit or for the advantage of any other person No employee shall provide any information either formally or informally to the press or to any other publicity media unless specifically authorised to do so

Disciplinary actions

The Company will take appropriate action against any employee agent contractor or consultant whose actions are found to violate these policies or any other policy of the Company Disciplinary actions may include immediate termination of employment or business relationship at the Companys sole discretion Where the Company has suffered a loss it may pursue its remedies against the individuals or entities responsible Where laws have been violated the Company will cooperate fully with the appropriate authorities Every employee shall be responsible for the implementation of and compliance with this code in his professional environment Failure to adhere to the code could attract the most severe consequences including termination of employment Every employee of the Company shall promptly report to the management any actual or possible violation of this code or an event he or she becomes aware of that could affect the business or reputation of hisher or any other group Company

Accountability

The Board of Directors (BOD) shall oversee the Companys adherence to ethical and legal standards All employees and the members of the BOD shall undertake to stop or prevent actions that could harm customers the system or reputation of the Company

Coryorate Socianesyonsibiaty

COrl)Orate ocial Responsibility (CSR) is the building block of the social pillar of sustainability With industry leadership come important responsibilities As we grow we understand the importance of giving back to society which is a core element of our corporate va tues An essential component of our corporate social responsibility is to care for the community We endeavor to make a positive contribution to the underprivileged communities by supporting a wide range of socio-economic educational and hefllth initiatives Our Company is committed to developing its business towards ecological social and econornic sustainability All of these are recognized as shared responsibilities within the Group enabling the continuous improvement of its operations The ultimate objective is to see that each business decision takes into account its social impact and accordingly plans an intervention to mitigate the impacts arising out of that decision It is equally important to ascertain that every activity done under CSR makes a socially responsible business sense

Capital evolution Authorized Share Capital

The present authorised share capital of the Company is Rs 125000000 divided into 12500000 equity shares of Rs 10 each The Authorized Equity Share Capital of the Company has been built-up as per the details given below

Date Cumulative Number of

Shares

Authorized Capital

(Rupees)

Issued and Paid-up Share Capital

The present issued subscribed and paid-up share capital of the Company is Rs 121941990 divided into 12194199 equity shares of Rs 10 each The shares of the Company has been subscribed and allotted as under

Date of I No of Equity Allotment eratio

Nature of Allotment

No of Equity Shares

Cumulativen shares

i I

Atth~me 7---+-101-

Face Value (Rs)

Issue PriceTconSid (Rs)

-70-1--cash1subs~~~ 7 Inco~ocato I I I me~and I

Cumulative Cum Capital ulativ (Rs) e

Shar e

70 Prem ium I

RsmiddotU

I I

I Iii Issue II

r-02-5u-n--8gT 300000 I 10 -30-00000 Cashl - Public -t----5OOOOo

I 16-Mar-9Qil~~~-- 10 50~6Q666 -Cash-I 31-0ct-98 150065--1 10

Ii

1500000 Cash Preferential 1150000 shy~ I I I Allotment ~ I 24-Jun-02 I 2750000 I 10 27500000 Cash TPreferential I 39000001 39000000 1--=-1 f-2i=-Afr-iol 2750ooor 1------+-=-+f~d~~h-ll~50OOO i10 11500000-t-0

I 23-Jul-l0 l91J3662 10 191736620 ~ofCapitalPursuant to 203236621------~11shyOther 203236620 than Scheme of Cash Arrangeme

nt of Amalgamat

[- 2~1-10 IJamp~~~ti _-1--0_--- ___ - ----+--=--~urtuo~t_frJU40164733plusmn 40647330~- - JI - For FocUS n--f~i5l --------shy

~

l

~

~ Director

5000000 -

Rig~tS~~~-lo OQJILltL116060000~~ I 11500000~ I

Scheme of Arrangeme I

nt of Amalgamat ion (80 Reduction of Capital

and Transfer to

share Premium Account)

13-Aug-ll 8129466 -10 I 81294660 In lieu Bonus 12194199012194199I of Shares

Existin Allotted in the ratioi 9

I i Shares of2 1I Ii

COMPANY INFORMATION

Year Major Events amp Milestones I

I 27th June 1985 incorporation of Company 28th June 1985 Commencement of Business 2nd June1989 First Public issue of Total amount 4 99993 equity

Shares of Rs 10- each at par out of which 199993 equity shares were allotted on 18051989 amp 3000000 equity shares were allotted on 2nd June 1989 and share were listed on Delhi Stock Exchange

16th March 1990 Right issue of 5 00000 equity Shares 10th Aug 1998 Company is hereby granted Certificate of Registration to

commence the business of Non-Banking financial Institution by Reserve Bank of India

31st Oct 1998 Preferential Allotment of 1 50000 equity Shares

I 13th Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL for admission of its securities in the depository system

20th Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL for admission of its securities 1the depository system

i 25th Jan 2002 Change of Registered Office to 104 Mukund House Commercial Complex Azadpur Oelhi- 110033

24th June 2002 Preferential Allotment of 27 50000 equity Shares 27th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi

Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial ResourcesI Ltd and reduction of capital of Focus Industnal Resources Ltd i

f-2- 4----t-h-S-e-p-te-m-b-e-r----1r--L-i-st-in-g-o-fmiddotmiddotmiddot3834733 Equity Shares of Rs 10shy each I i 2010 ursuant to Scheme of Amal amation I 18th July 2011 Approval on EGM a sum of Rs 81294660- c~a-p-ita--c I-iz~ed--1

middot out of the amount standing to the credit of the Share I Premium Account t-1-6--cthC--A-u-g-u-s-t---+-Allotment of 8129466 Equity shares as Bonus Shares I

DIrector

[2011 I inthe ratio 2 (two)-new-Equity Sharesfo~r-every 1 (one) I i Equity Sharebsectld~~ them ont~~gsectcoc9_ Date_~_~ i 3rd Novemberl Listing Approval for 8129466 Bonus Equity Shares inJ I 2011 the ratio of 2 1 to the Existing Shareholders of the I company Lsect1JlMarch 2012 I Listed on Calcutta Stock exchange oll~~tb_I1arch 20lLJ

Change in the Registered Office during last three years No Change in the reg istered office

r~-- 1

~ ~~ate I From I To Remarks ~_J

I --------------No Change in the registered office------------- I~-middot~middot __1_ 1middot- 1--- J

HJEX URE I I senll (Ol~ S CRIP NAl-E f CCUS NDUSTRIAL RES OURCES LTD SCFIP TYPE EQUITY

1I ) ( A 3 TATEJ~EnT SHOW NG SHAREEOLDING PATTERN AS au 1 910201~

ICATE -1 CATEGORV qr NUMBlm OF TOTAL NUMBER Of ITO ~ L SIlJIEHOLOItIG AS I SHAPES PLEDGED OR I IGORY I S HAREHOL~EIS SHAREHOLDERS NUHB ER OF SHARES HELD IN IA PERC~1)GE OF TOTAJ OTHERn SE poundlCUHSE RED I ICODE I I

I I I

SHARES DEloATERIIL I ZED FOIV

II NUMl E1o

AS A

OF SHARE S I I A S A

I I IllUMBER OF I 15 A

I I I

I I I PEECEIHAGE I FERC EIIT IGE I SHARE S I PERCENTAGE I I I I OFIMS I OFIA+B+C) I I I I I I I I I I 1 LAJ 1SHAREHOLDI NG OF

IPROMOTER AND I I

II 1 I

1 I

1I PROMOTER GROUP I I 1

I I I I INDIA

I~I 1 INDI VlotJJUS 141 71459 50 I 7 14595 deg 1 860 I 5860 I 0 1 o 00 1 IHINDU UN DI VIDED I I I IIFAMI LY I 1 1 I 1 I

1

1

I IBI CENTAAL I o 0 000 I o aD 0 1 0 00 1 I I ~OVERl~N1STITE I 0 1 I I I I IGOVERlIlcentNT (S) I I 1 II I ICI I BODIES CORPORATE I a I 0 1 0 1 o 0 0 o 00 1 0 1 o 00 I 1 I I 101 I FI WlIC tAL I aI 0 1 01 o 00 aI 0 00 I0 0 0 I I 1 INST ITUTIONS 1 I I 1 I I I

BAN~S

IE) IANI OfIIER I I I 1 I I I I I OIR ECTORS amp THEIRI 0 1 0 1 a 000 1 000 1 0 0 00 1 I ReLTIVES I 1 I I I I I I I SOCIETI ES I 0 1 0 1 0 1 000 1 000 1 0 1 00 0 1 I PARTNE RS HI P f I Is1 01 0 1 0 1 0 00 1 0 001 0 1 0 0 0 1 I R~ I I 0 1 0 1 0 1 000 1 0 001 0 1 000 1 IEM PWELFARE Fun D I 0 1 0 1 0 1 0 00 1 0 00 1 0 1 000 1 IEsaPtSos I 0 0 1 a 0 0 0 1 0 00 1 01 000 1 I TRUSTS I 01 01 0 1 000 1 00 0 1 01 000 1 I I I I I I I I I I I I I I I I I I ISUB-TOTAL (AI (I) I 141 71 59501 71459 50 1 58 601 58 60 1 0 1 0 00 1

I2 i

(1 )

I I FQR~ I F 1I

II INDIVIDUALS

I 1

- j(NON

I II a

I I

I0 1

I I

I0 1

I1I00

II I0 001

I I

I0 1

I I

I000 1 I- RESIDEtI I NOlllllgtut2il

I I

I I

I 1

I I

I I

I I

II I I

I IFOR~ tw I IHOIVtDUL~ 1

I I

I I

I I

I I

I I

I I I

I 1

~__ bull I I I I 1 I I

SCRIP CODE SCFIP NAl1E FCCUS INDUST RIAL RESOURCES LTD SCRIP TYPE shy EQl1ITY

I ------ I - - I I I (BI IBOD I ES CORPORATE 01 01 01 0001 0001 01 000

I I I I I I I (e) ImSTITJATIOS 01 01 01 0001 0001 01 000

(0 1 ICUALIFIED FOREIGN I

I INVESTOR I 01

I 01

I 01

I 0001

I

0001

I 01

I 000

(EI IANY OTtiER I I I I I IDIRECTORS bull THEIR 01 01 01 0001 0001 000 I RELATIVES I I I I I ISCCIETIES 01 01 01 0001 0001 000 IPARTlltERSHIP FIRMS 0 01 01 0001 0001 a 000 1 IEMPl-1ELFARE FUND a 0 01 00 0 1 0001 a 000 I TRUST 01 01 01 0001 0001 01 0001 I ESOPESOS 01 01 01 0001 0001 a 0001

I I I I I I I I I I I I I I I 1 ISUB-TOT1IL IAI 121 01 01 01 0001 0001 01 0001

I I I I I I I I I TOTAL 14 1 71459501 71459501 58601 58601 01 000 11 I SHAREHOLDING OF I I I I I I PRO~ltOTER

IPROXOTER (A) -

AND GROUP

II I I I

II I I I

I I I

I I I I

I (A) (1) t (AI (~) I I I I I I I

I I I I I I II (B I I PUBL I C I I I I I I I

I SHAREHOLDINGS I I I I I I I

(11 IWSTITUTIONS I I I

IA IMUTUAl- FUNDSUTI 01 01 01 000 0001 01 0 001

I I I I I I I IB l lFINAlleIAL 01 01 01 000 0 001 01 0001

I INSTITUTIONS I I I I I I I BAtiKS I I I I I I

IC I ICENTRAL 0 1 01 01 000 0001 01 0001 I GOVE RtfENT I I I I I I I STATE I I I I I I IGOVEF1fENT(S) I

I I

I I I

I I

I I

I I

ID I IVENTURE eAPIT~L 01 01 0001 0001 01 0001 I FUN DS I I I I I I I I I I I I I

(E I IINSURANCE 01 01 0001 0001 01 0001 I CCIPAtlIES I I I I I I I I I I I I I

(FI IFOREIGN 0 1 01 0001 0001 01 0001 I INSTITUTIONAL I INVESTORS

I I

I I

I I

I I

I I

I I

I I I I I I (G I IFOREIGN VENTURE I 01 01 01 0 00 1 Dool 0 1 0 001

ICAPITAL I NVESTORSI I I I I I I

I I I I I I I I (HI ICUALIFIED FCREIGNI 01 01 01 0001 0001 01 000

I IlNESTOR I I I I I I I I I I I I I I I

I I ) IAtIY OTHER I I I I I I II IFOPEIGN FIN INST I 0 1 0 01 0001 0001 0 1 000 IFOREIGN ~UTFUND I 01 01 0001 00 0 1 0 1 000 IFFIBAlIKS I STRESSED ASSET

I I

01 0 I

01 0 I

0001 o 00 I

0 001 00 0 I

0 1 0 I

0 0 0 o 00

I STABILISATION I I I I I I I FUND I I I I I I ISTTE FIN COR P I 01 01 0001 0001 01 000

I I I I I I I ISUB-TOTALIB ) H I I 0 01 0001 0001 01 000 I I I I I I

SCRI P CODE SCRIP NAME fOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE ECUIT Y

(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

(A ) IHODIES CORPORATE 10 1 1641611 164161 013 1 013 1 0 1 0 0 0 1

(B) I I INDIVI DUALS

II I I

I I

I I

I I

II I I

11 ImIVIDUhJ~ 359 276418 1 276418 1 227 1 2271 0 0 00 1 I I

SHAREHOLDERS HOLDING

II I I

I II

I I

I I

I I

I I

I NOX IllkL SHARE I I I I I I

I CAPITAL UPTO RS 1 LAKH

I I

I I

I I

I I

I I

I I

I I

1 1 I I I I I II IlIDIVIDUAL

I SHAREHOLDERS

I HOLDI NG

I NCUnJAL SHARE

65 1 I I I

430 019 11

I

43 00191 1

I

I 35 2 6 1

I I I

3526 1

I I

0 1 I I I

0 00 I

I I I

I CAPITAL III I 1 I I I I I I I

EXCESS ES 1 LAKH

OF I I

I I

I I I I

I I I

I I

Ie ) Il cUALIFIED FOREIGN I 0 1 0 1 01 0 00 1 0 001 01 000 1 I IlIVESTOR

I

I

I I

I

I

I

I

I

I

I

I

I

I

I I

I ( D) IANY OTJiER I I I I I I

I TRUSTS I 01 0 1 0 1 0001 0 00 1 01 0 00 1 I DIRECTORS bull THEIRI 0 1 0 1 0 1 0001 000 1 0 1 0 001 I RELATI VES I I I I I I I I IFOREIGN tlATIONALSI I ESC RCIlt ACCOUNT I 0 1

0 I 0 1 a I

a ll a I 0 001

o 00 I 0 00 1 o 00 I

0 1 a I

0 00 1 000 I

11ARKET lltAlltER

INRI DCB

I 0 1 0 0

01 0 1 0 1

0 01 01

000 1 0 001 0 00

0001 0001 0001

01 01 01

000 0 001 0 00 1

I SCCI ET I ES I 0 1 01 01 000 1 0001 0 1 0 00 1 I CLEARING MElBERS I 01 01 011 0001 0 00 1 0 1 000 1 I SHARES IlITRlNSIT 1 01 01 0 1 0001 0 00 1 0 1 0 00 1 IBuf I 651 15522 4 1 45522 41 3 1 31 3 73 1 01 0 00 11 INRISOCBS I 0 1 0 1 01 0 001 000 1 01 0001 IroREIGN CORPORATE I 0 1 0 01 000 1 000 1 01 0 00 1 I BODIES I I I I I I I I IpRTNERSHIP flRls l 0 1 0 1 01 0 00 1 0001 0 1 00 0 1 I CUSTCDIAlI Of I ENny PROPERTY I fORE IGN

I I I

0 I I

0 1

a I I

0 1

0 II a

0 00 I I

0 001

0 00 II 000

a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 8: FOCUS INDUSTRIAL RESOURCES LIMITED

Our 13usiness Investing

When you invest with us we ensure your money is not just in safe hands it also works to your advantage We help you invest wisely through our financial and investment services You would definitely profit from our expertise

Financing

At FIRL it is our endeavour to support you as you grow from strength to strength and scale the ladder of success We bring you our services that are tailor made to suit your requirements

Leasing FIRL is focusing on Leasing Business This business is the strongest and backed by experienced educated and dynamic professionals

We are into business which builds on trust and long term relationship

Hire Purchase

FIRL also offers hire purchase services which are simple and highly flexible according to customers needs We allow you to spread payments over a specific period

Through our Hire Purchase we can help your business purchase and any type of business asset

-- --

BoardofDirectors gt

Our Management is vested with the charge of general supervision di rection and management of the operations of our company

The primary responsibilities of the Board of Directors includes

bull Overseeing high standards of corporate governance and compliance with various laws Overseeing our financial management and approving various lines of business

bull Shaping our policies and procedures bull Monitoring our performance and evolving the growth strategy bull Setting up counter-party and other prudential risk management limits

I Board of Directors

U r Pradeep Kumar Jind~ Mr Santanu Kumar Dash

Mrs Madhvi Bhatnagar

Mr Ashok Kumar Gupta

Ms Silky Kapoor __~____C~

Designation

Managing Director

Director

Director

Director

_o_m--p_any Secretary

~ ~ bull

middot rmiddot

Board of Virectorsshy

Mr Pradeep Kumar Jindal (Managing Director)

Mr Pradeep Kumar Jindal aged 52 years is the promoter and the Managing Director of the Company His expertise lies in managing operations in a large business environment formulating business strategies and identifying new markets He has over 20 years of varied rich experience and had also practiced as Income Tax Practitioner for over 5 years He is Masters in Business Administration (MBA) and a graduate in commerce Mr Jindal has been the driving force behind the FIRL expansion

Mr Santanu Kumar Dash (Director)

Mr Santanu Kumar Dash aged 41 years is an independent director of the Company He is post graduate in Commerce and has over two decades of work experience in the NonshyBanking Finance Company and had also worked as Income Tax Practitioner for over 5 years

Mrs Madhvi Bhatnagar (Director)

Mrs Madhvi Bhatnagar aged 47 years is an independent director of the Company She has experience of more than 10 years in the field of Finance She is also the member of the Audit Committee and the Shareholders Grievance Committee

Mr Ashok Kumar Gupta ( Director)

Mr Ashok Gupta aged 59 years is an independent director of the Company He is a Law Graduate He has a diversified experience as Engineers amp Contractors He is recognized for excellent people management and team building abilities besides infusing the spirit of action and a result oriented work culture He is a firm believer in value based strategies

J-istory amp MiCestones

The history of Focus Industrial Resources Limited has been a history of continuous ascent Listed below are the important events and milestones in the story of Focus Industrial Resources Limited

Year Major Events amp Milestones

27m June 1985 Incorporation of Company 28m June 1985 Commencement of Business 2nG June1989 First Public issue of 499993 Equity Shares of 101- each at par and shares

were listed on Delhi Stock Exchange Limited 16m March 1990 Right issue of 5 00000 Equity Shares 31 5 Oct 1998 Preferential Allotment of 1 50000 Equity Shares 131fl Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL

for admission of its securities in the depository ~stem 20m Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL

for admission of its securihes in the depository system 25lfl Jan 2002 Change of Registered Office to 104 Mukand House Commercial Complex

Azadpur Delhi shy 110033 24r June 2002 Preferential Allotment of 27 50000 Equity Shares 27 April2010 Merger of various Private Companies with Focus Industrial Resources Ltd in

order to enlarge the business of Company and to increase the General I Reserves

21 s December 2010 Issue of Certificate from Delhi Stock Exchange Limited for Compliance of Listing Agreement up to the Quarter ended 30 th September 2010

13r August 2011 Issue of Bonus Shares of 8129466 Shares of Rs10 each Ito the existing shareholders on 13th August 2011 in the ratio of 2 1

6m March 2012

Listed on Calcutta Stock exchange on 6th March 2012

Cocfe of Concfuct Code of Condu ct oflocus Industrinl R~so llrc~s Ltd

Ph ilosoph

The Company shall be committed to the adoption of such corporate governance practices which ensure accountability of management on the one hand and maximisation of shareholders value on the other hand We would progressively strive to lay down adequate control systems and governance structures for protecting and furthering the interest of our stakeholders

Natio al Lnterest

The Company shall be committed in all its actions to benefit the economic development of the country in which t operates and shall not engage in any activity that would adversely affect such objective It shall not undertake ahy project or activity to the detriment of the nations interest or those that will have any adverse impact on the social and cultural life pattern of its citizens The Company shall conduct its business affairs in accordance with the economic development foreign policies objectives and priorities of the nations government and shall strive to make a positive contribution to the achievement of such goals at the international national and regional level as appropriate

Shareholders

The Company shall be committed to enhance shareholders value and comply with all regulations and laws that govern shareholders right The Board of Directors of the Company shall duly and fairly inform its shareholders about all relevant aspects of the Companys business and disclose such information in accordance With the respective regulations and agreements Employee policies and practices shall be administered in a manner that ensures that in all matters equal opportunity is provided to those eligible and the decisions are merit-based

Transparency and Adaptability

All Company employees shall ensure that their actions in the conduct of business are totally transparent except where the need of business security dictate otherwise Such transparency shall be brought about through appropriate poliCies systems and processes including as appropriate involvement of more than one manager in recording decision logic and maintaining supporting records All managers shall voluntarily ensure that their areas of operation are open to audit and the conduct of their activities are totally auditable

- shy

Dealings with people in the organization

In dealing with each other employees will uphold the values which are at the core of our HR Philosophy - trust teamwork mutuality and collaboration meritocracy objectivity self respect and human dignity Indeed these values will form the basis of our HR management systems and processes In areas such as selection and recruitment meritocracy will be the only criterion and all managers will scrupulously avoid considerations other than merit and suitability Performance management systems including appraisals remuneration and rewards will focus on meritocracy equity and upholding of Companys values and ethics

Financial reporting and records

The Company shall prepare and maintain its accounts fairly and accurately in accordance with the accounting and financial reporting standards which represent the generally accepted guidelines principles standards laws and regulations of the country in which the Company conducts its business affairs Internal accounting and audit procedures shall fairly and accurately reflect all of the Companys business transactions and disposition of assets All required information shall be accessible to Companys auditors and other authorised parties and government agencies There shall be no willful omissions of any company transactions from the books and records Any willful material misrepresentation of andor misinformation on the financial accounts and reports shall be regarded as a violation of this code apart from inviting appropriate civil or criminal action under the relevant laws

Public representation of the Company

I The Company honors the information requirement of the public and its stakeholders In all its public appearance with respect to disclosing Company and business information to public constituencies such as the media the financial community employees and shareholders The Company shall be represented only by specifically authorised directors and employees It will be the sole responsibility of these authorised representatives to disclose information to the concerned public

Political non-alignment

The Company shall not support directly or indirectly any specific political party or candidate for political office The Company shall not offer or give any Companys fund or property as donation directly or indirectly to any specific political party candidate or campaign

Ethica l conduct

Every employee of the Company which shall include a whole-time director and the managing director shall deal on behalf of the company with professionalism honesty and integrity as well as high morale and ethical standards Such conduct shall be fair and transparent and be perceived to be as such by third parties

Regulatory compliance

Every employee of the Company shall in his or her business conduct comply with all applicable laws and regulations both in letter and in spiritin all the territories in which he or she operates If the ethical and profeSSional standards set out in the applicable laws and regulations are below that of the code then the standards of the code shall prevail

Competition

The Company shall compete only in an ethical and legitimate manner It prohibits all acIJons that are antishycompetitive or otherwise contrary to laws that govern competitive practices in the market place

Concurrent employment

An employee of the Company shall not without the prior approval of the managing director of the Company accept employment or a position of responsibility (such as a consultant or a director) with any other Company nor provide freelance services to anyone In the case of a whole-time director or the managing director such prior approval must be obtained from the Board of Directors of the Company

- 4-rmiddot

Protecting Companys assets

The assets of the Company should not be misused but employed for the purpose of conducting the business for which they are duly authorised These include tangibie assets such as equipment and machinery systems facilities materials resources as well as intangible assets such as proprietary information relationship with customers and suppliers etc

Integrity of data furnished

Every employee of the Company shall ensure at all times the integrity of data or information furnished by him or her to the Company

Policy against Insider Trading

Insider Trading is prohibited by both law as well as by the Company policy Insider Trading generally involves the act of subscribing or buying or selling of the Company s securities when in the possession of any unpublished price sensit ive information about the Company It also involves disclosing any Unpublished Price Sensitive Information about the Company to others who could subscribe or buy or sell the Companys securities Insider Trading invokes severe civil and criminal penalties not only on the insider but also on the Company in certain circumstances under the Securities and Exchange Board of India (SEBI) Act 1992 Price Sensitive Information is that information which relates directly or indirectly to a Company and which i~ published is likely to materially affect the price of securities of a Company It is important to note that both positive and negative information could be price sensitive Employees are encouraged to follow the Insider Trading Code at all times Punishment for violation can include wage freeze termination and even a criminal offence resulting in a fine or penalty

Confidential informationpublicity

No employee shall disclose or use any confidential information gained in the course of employment with the Company for personal profit or for the advantage of any other person No employee shall provide any information either formally or informally to the press or to any other publicity media unless specifically authorised to do so

Disciplinary actions

The Company will take appropriate action against any employee agent contractor or consultant whose actions are found to violate these policies or any other policy of the Company Disciplinary actions may include immediate termination of employment or business relationship at the Companys sole discretion Where the Company has suffered a loss it may pursue its remedies against the individuals or entities responsible Where laws have been violated the Company will cooperate fully with the appropriate authorities Every employee shall be responsible for the implementation of and compliance with this code in his professional environment Failure to adhere to the code could attract the most severe consequences including termination of employment Every employee of the Company shall promptly report to the management any actual or possible violation of this code or an event he or she becomes aware of that could affect the business or reputation of hisher or any other group Company

Accountability

The Board of Directors (BOD) shall oversee the Companys adherence to ethical and legal standards All employees and the members of the BOD shall undertake to stop or prevent actions that could harm customers the system or reputation of the Company

Coryorate Socianesyonsibiaty

COrl)Orate ocial Responsibility (CSR) is the building block of the social pillar of sustainability With industry leadership come important responsibilities As we grow we understand the importance of giving back to society which is a core element of our corporate va tues An essential component of our corporate social responsibility is to care for the community We endeavor to make a positive contribution to the underprivileged communities by supporting a wide range of socio-economic educational and hefllth initiatives Our Company is committed to developing its business towards ecological social and econornic sustainability All of these are recognized as shared responsibilities within the Group enabling the continuous improvement of its operations The ultimate objective is to see that each business decision takes into account its social impact and accordingly plans an intervention to mitigate the impacts arising out of that decision It is equally important to ascertain that every activity done under CSR makes a socially responsible business sense

Capital evolution Authorized Share Capital

The present authorised share capital of the Company is Rs 125000000 divided into 12500000 equity shares of Rs 10 each The Authorized Equity Share Capital of the Company has been built-up as per the details given below

Date Cumulative Number of

Shares

Authorized Capital

(Rupees)

Issued and Paid-up Share Capital

The present issued subscribed and paid-up share capital of the Company is Rs 121941990 divided into 12194199 equity shares of Rs 10 each The shares of the Company has been subscribed and allotted as under

Date of I No of Equity Allotment eratio

Nature of Allotment

No of Equity Shares

Cumulativen shares

i I

Atth~me 7---+-101-

Face Value (Rs)

Issue PriceTconSid (Rs)

-70-1--cash1subs~~~ 7 Inco~ocato I I I me~and I

Cumulative Cum Capital ulativ (Rs) e

Shar e

70 Prem ium I

RsmiddotU

I I

I Iii Issue II

r-02-5u-n--8gT 300000 I 10 -30-00000 Cashl - Public -t----5OOOOo

I 16-Mar-9Qil~~~-- 10 50~6Q666 -Cash-I 31-0ct-98 150065--1 10

Ii

1500000 Cash Preferential 1150000 shy~ I I I Allotment ~ I 24-Jun-02 I 2750000 I 10 27500000 Cash TPreferential I 39000001 39000000 1--=-1 f-2i=-Afr-iol 2750ooor 1------+-=-+f~d~~h-ll~50OOO i10 11500000-t-0

I 23-Jul-l0 l91J3662 10 191736620 ~ofCapitalPursuant to 203236621------~11shyOther 203236620 than Scheme of Cash Arrangeme

nt of Amalgamat

[- 2~1-10 IJamp~~~ti _-1--0_--- ___ - ----+--=--~urtuo~t_frJU40164733plusmn 40647330~- - JI - For FocUS n--f~i5l --------shy

~

l

~

~ Director

5000000 -

Rig~tS~~~-lo OQJILltL116060000~~ I 11500000~ I

Scheme of Arrangeme I

nt of Amalgamat ion (80 Reduction of Capital

and Transfer to

share Premium Account)

13-Aug-ll 8129466 -10 I 81294660 In lieu Bonus 12194199012194199I of Shares

Existin Allotted in the ratioi 9

I i Shares of2 1I Ii

COMPANY INFORMATION

Year Major Events amp Milestones I

I 27th June 1985 incorporation of Company 28th June 1985 Commencement of Business 2nd June1989 First Public issue of Total amount 4 99993 equity

Shares of Rs 10- each at par out of which 199993 equity shares were allotted on 18051989 amp 3000000 equity shares were allotted on 2nd June 1989 and share were listed on Delhi Stock Exchange

16th March 1990 Right issue of 5 00000 equity Shares 10th Aug 1998 Company is hereby granted Certificate of Registration to

commence the business of Non-Banking financial Institution by Reserve Bank of India

31st Oct 1998 Preferential Allotment of 1 50000 equity Shares

I 13th Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL for admission of its securities in the depository system

20th Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL for admission of its securities 1the depository system

i 25th Jan 2002 Change of Registered Office to 104 Mukund House Commercial Complex Azadpur Oelhi- 110033

24th June 2002 Preferential Allotment of 27 50000 equity Shares 27th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi

Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial ResourcesI Ltd and reduction of capital of Focus Industnal Resources Ltd i

f-2- 4----t-h-S-e-p-te-m-b-e-r----1r--L-i-st-in-g-o-fmiddotmiddotmiddot3834733 Equity Shares of Rs 10shy each I i 2010 ursuant to Scheme of Amal amation I 18th July 2011 Approval on EGM a sum of Rs 81294660- c~a-p-ita--c I-iz~ed--1

middot out of the amount standing to the credit of the Share I Premium Account t-1-6--cthC--A-u-g-u-s-t---+-Allotment of 8129466 Equity shares as Bonus Shares I

DIrector

[2011 I inthe ratio 2 (two)-new-Equity Sharesfo~r-every 1 (one) I i Equity Sharebsectld~~ them ont~~gsectcoc9_ Date_~_~ i 3rd Novemberl Listing Approval for 8129466 Bonus Equity Shares inJ I 2011 the ratio of 2 1 to the Existing Shareholders of the I company Lsect1JlMarch 2012 I Listed on Calcutta Stock exchange oll~~tb_I1arch 20lLJ

Change in the Registered Office during last three years No Change in the reg istered office

r~-- 1

~ ~~ate I From I To Remarks ~_J

I --------------No Change in the registered office------------- I~-middot~middot __1_ 1middot- 1--- J

HJEX URE I I senll (Ol~ S CRIP NAl-E f CCUS NDUSTRIAL RES OURCES LTD SCFIP TYPE EQUITY

1I ) ( A 3 TATEJ~EnT SHOW NG SHAREEOLDING PATTERN AS au 1 910201~

ICATE -1 CATEGORV qr NUMBlm OF TOTAL NUMBER Of ITO ~ L SIlJIEHOLOItIG AS I SHAPES PLEDGED OR I IGORY I S HAREHOL~EIS SHAREHOLDERS NUHB ER OF SHARES HELD IN IA PERC~1)GE OF TOTAJ OTHERn SE poundlCUHSE RED I ICODE I I

I I I

SHARES DEloATERIIL I ZED FOIV

II NUMl E1o

AS A

OF SHARE S I I A S A

I I IllUMBER OF I 15 A

I I I

I I I PEECEIHAGE I FERC EIIT IGE I SHARE S I PERCENTAGE I I I I OFIMS I OFIA+B+C) I I I I I I I I I I 1 LAJ 1SHAREHOLDI NG OF

IPROMOTER AND I I

II 1 I

1 I

1I PROMOTER GROUP I I 1

I I I I INDIA

I~I 1 INDI VlotJJUS 141 71459 50 I 7 14595 deg 1 860 I 5860 I 0 1 o 00 1 IHINDU UN DI VIDED I I I IIFAMI LY I 1 1 I 1 I

1

1

I IBI CENTAAL I o 0 000 I o aD 0 1 0 00 1 I I ~OVERl~N1STITE I 0 1 I I I I IGOVERlIlcentNT (S) I I 1 II I ICI I BODIES CORPORATE I a I 0 1 0 1 o 0 0 o 00 1 0 1 o 00 I 1 I I 101 I FI WlIC tAL I aI 0 1 01 o 00 aI 0 00 I0 0 0 I I 1 INST ITUTIONS 1 I I 1 I I I

BAN~S

IE) IANI OfIIER I I I 1 I I I I I OIR ECTORS amp THEIRI 0 1 0 1 a 000 1 000 1 0 0 00 1 I ReLTIVES I 1 I I I I I I I SOCIETI ES I 0 1 0 1 0 1 000 1 000 1 0 1 00 0 1 I PARTNE RS HI P f I Is1 01 0 1 0 1 0 00 1 0 001 0 1 0 0 0 1 I R~ I I 0 1 0 1 0 1 000 1 0 001 0 1 000 1 IEM PWELFARE Fun D I 0 1 0 1 0 1 0 00 1 0 00 1 0 1 000 1 IEsaPtSos I 0 0 1 a 0 0 0 1 0 00 1 01 000 1 I TRUSTS I 01 01 0 1 000 1 00 0 1 01 000 1 I I I I I I I I I I I I I I I I I I ISUB-TOTAL (AI (I) I 141 71 59501 71459 50 1 58 601 58 60 1 0 1 0 00 1

I2 i

(1 )

I I FQR~ I F 1I

II INDIVIDUALS

I 1

- j(NON

I II a

I I

I0 1

I I

I0 1

I1I00

II I0 001

I I

I0 1

I I

I000 1 I- RESIDEtI I NOlllllgtut2il

I I

I I

I 1

I I

I I

I I

II I I

I IFOR~ tw I IHOIVtDUL~ 1

I I

I I

I I

I I

I I

I I I

I 1

~__ bull I I I I 1 I I

SCRIP CODE SCFIP NAl1E FCCUS INDUST RIAL RESOURCES LTD SCRIP TYPE shy EQl1ITY

I ------ I - - I I I (BI IBOD I ES CORPORATE 01 01 01 0001 0001 01 000

I I I I I I I (e) ImSTITJATIOS 01 01 01 0001 0001 01 000

(0 1 ICUALIFIED FOREIGN I

I INVESTOR I 01

I 01

I 01

I 0001

I

0001

I 01

I 000

(EI IANY OTtiER I I I I I IDIRECTORS bull THEIR 01 01 01 0001 0001 000 I RELATIVES I I I I I ISCCIETIES 01 01 01 0001 0001 000 IPARTlltERSHIP FIRMS 0 01 01 0001 0001 a 000 1 IEMPl-1ELFARE FUND a 0 01 00 0 1 0001 a 000 I TRUST 01 01 01 0001 0001 01 0001 I ESOPESOS 01 01 01 0001 0001 a 0001

I I I I I I I I I I I I I I I 1 ISUB-TOT1IL IAI 121 01 01 01 0001 0001 01 0001

I I I I I I I I I TOTAL 14 1 71459501 71459501 58601 58601 01 000 11 I SHAREHOLDING OF I I I I I I PRO~ltOTER

IPROXOTER (A) -

AND GROUP

II I I I

II I I I

I I I

I I I I

I (A) (1) t (AI (~) I I I I I I I

I I I I I I II (B I I PUBL I C I I I I I I I

I SHAREHOLDINGS I I I I I I I

(11 IWSTITUTIONS I I I

IA IMUTUAl- FUNDSUTI 01 01 01 000 0001 01 0 001

I I I I I I I IB l lFINAlleIAL 01 01 01 000 0 001 01 0001

I INSTITUTIONS I I I I I I I BAtiKS I I I I I I

IC I ICENTRAL 0 1 01 01 000 0001 01 0001 I GOVE RtfENT I I I I I I I STATE I I I I I I IGOVEF1fENT(S) I

I I

I I I

I I

I I

I I

ID I IVENTURE eAPIT~L 01 01 0001 0001 01 0001 I FUN DS I I I I I I I I I I I I I

(E I IINSURANCE 01 01 0001 0001 01 0001 I CCIPAtlIES I I I I I I I I I I I I I

(FI IFOREIGN 0 1 01 0001 0001 01 0001 I INSTITUTIONAL I INVESTORS

I I

I I

I I

I I

I I

I I

I I I I I I (G I IFOREIGN VENTURE I 01 01 01 0 00 1 Dool 0 1 0 001

ICAPITAL I NVESTORSI I I I I I I

I I I I I I I I (HI ICUALIFIED FCREIGNI 01 01 01 0001 0001 01 000

I IlNESTOR I I I I I I I I I I I I I I I

I I ) IAtIY OTHER I I I I I I II IFOPEIGN FIN INST I 0 1 0 01 0001 0001 0 1 000 IFOREIGN ~UTFUND I 01 01 0001 00 0 1 0 1 000 IFFIBAlIKS I STRESSED ASSET

I I

01 0 I

01 0 I

0001 o 00 I

0 001 00 0 I

0 1 0 I

0 0 0 o 00

I STABILISATION I I I I I I I FUND I I I I I I ISTTE FIN COR P I 01 01 0001 0001 01 000

I I I I I I I ISUB-TOTALIB ) H I I 0 01 0001 0001 01 000 I I I I I I

SCRI P CODE SCRIP NAME fOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE ECUIT Y

(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

(A ) IHODIES CORPORATE 10 1 1641611 164161 013 1 013 1 0 1 0 0 0 1

(B) I I INDIVI DUALS

II I I

I I

I I

I I

II I I

11 ImIVIDUhJ~ 359 276418 1 276418 1 227 1 2271 0 0 00 1 I I

SHAREHOLDERS HOLDING

II I I

I II

I I

I I

I I

I I

I NOX IllkL SHARE I I I I I I

I CAPITAL UPTO RS 1 LAKH

I I

I I

I I

I I

I I

I I

I I

1 1 I I I I I II IlIDIVIDUAL

I SHAREHOLDERS

I HOLDI NG

I NCUnJAL SHARE

65 1 I I I

430 019 11

I

43 00191 1

I

I 35 2 6 1

I I I

3526 1

I I

0 1 I I I

0 00 I

I I I

I CAPITAL III I 1 I I I I I I I

EXCESS ES 1 LAKH

OF I I

I I

I I I I

I I I

I I

Ie ) Il cUALIFIED FOREIGN I 0 1 0 1 01 0 00 1 0 001 01 000 1 I IlIVESTOR

I

I

I I

I

I

I

I

I

I

I

I

I

I

I I

I ( D) IANY OTJiER I I I I I I

I TRUSTS I 01 0 1 0 1 0001 0 00 1 01 0 00 1 I DIRECTORS bull THEIRI 0 1 0 1 0 1 0001 000 1 0 1 0 001 I RELATI VES I I I I I I I I IFOREIGN tlATIONALSI I ESC RCIlt ACCOUNT I 0 1

0 I 0 1 a I

a ll a I 0 001

o 00 I 0 00 1 o 00 I

0 1 a I

0 00 1 000 I

11ARKET lltAlltER

INRI DCB

I 0 1 0 0

01 0 1 0 1

0 01 01

000 1 0 001 0 00

0001 0001 0001

01 01 01

000 0 001 0 00 1

I SCCI ET I ES I 0 1 01 01 000 1 0001 0 1 0 00 1 I CLEARING MElBERS I 01 01 011 0001 0 00 1 0 1 000 1 I SHARES IlITRlNSIT 1 01 01 0 1 0001 0 00 1 0 1 0 00 1 IBuf I 651 15522 4 1 45522 41 3 1 31 3 73 1 01 0 00 11 INRISOCBS I 0 1 0 1 01 0 001 000 1 01 0001 IroREIGN CORPORATE I 0 1 0 01 000 1 000 1 01 0 00 1 I BODIES I I I I I I I I IpRTNERSHIP flRls l 0 1 0 1 01 0 00 1 0001 0 1 00 0 1 I CUSTCDIAlI Of I ENny PROPERTY I fORE IGN

I I I

0 I I

0 1

a I I

0 1

0 II a

0 00 I I

0 001

0 00 II 000

a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 9: FOCUS INDUSTRIAL RESOURCES LIMITED

-- --

BoardofDirectors gt

Our Management is vested with the charge of general supervision di rection and management of the operations of our company

The primary responsibilities of the Board of Directors includes

bull Overseeing high standards of corporate governance and compliance with various laws Overseeing our financial management and approving various lines of business

bull Shaping our policies and procedures bull Monitoring our performance and evolving the growth strategy bull Setting up counter-party and other prudential risk management limits

I Board of Directors

U r Pradeep Kumar Jind~ Mr Santanu Kumar Dash

Mrs Madhvi Bhatnagar

Mr Ashok Kumar Gupta

Ms Silky Kapoor __~____C~

Designation

Managing Director

Director

Director

Director

_o_m--p_any Secretary

~ ~ bull

middot rmiddot

Board of Virectorsshy

Mr Pradeep Kumar Jindal (Managing Director)

Mr Pradeep Kumar Jindal aged 52 years is the promoter and the Managing Director of the Company His expertise lies in managing operations in a large business environment formulating business strategies and identifying new markets He has over 20 years of varied rich experience and had also practiced as Income Tax Practitioner for over 5 years He is Masters in Business Administration (MBA) and a graduate in commerce Mr Jindal has been the driving force behind the FIRL expansion

Mr Santanu Kumar Dash (Director)

Mr Santanu Kumar Dash aged 41 years is an independent director of the Company He is post graduate in Commerce and has over two decades of work experience in the NonshyBanking Finance Company and had also worked as Income Tax Practitioner for over 5 years

Mrs Madhvi Bhatnagar (Director)

Mrs Madhvi Bhatnagar aged 47 years is an independent director of the Company She has experience of more than 10 years in the field of Finance She is also the member of the Audit Committee and the Shareholders Grievance Committee

Mr Ashok Kumar Gupta ( Director)

Mr Ashok Gupta aged 59 years is an independent director of the Company He is a Law Graduate He has a diversified experience as Engineers amp Contractors He is recognized for excellent people management and team building abilities besides infusing the spirit of action and a result oriented work culture He is a firm believer in value based strategies

J-istory amp MiCestones

The history of Focus Industrial Resources Limited has been a history of continuous ascent Listed below are the important events and milestones in the story of Focus Industrial Resources Limited

Year Major Events amp Milestones

27m June 1985 Incorporation of Company 28m June 1985 Commencement of Business 2nG June1989 First Public issue of 499993 Equity Shares of 101- each at par and shares

were listed on Delhi Stock Exchange Limited 16m March 1990 Right issue of 5 00000 Equity Shares 31 5 Oct 1998 Preferential Allotment of 1 50000 Equity Shares 131fl Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL

for admission of its securities in the depository ~stem 20m Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL

for admission of its securihes in the depository system 25lfl Jan 2002 Change of Registered Office to 104 Mukand House Commercial Complex

Azadpur Delhi shy 110033 24r June 2002 Preferential Allotment of 27 50000 Equity Shares 27 April2010 Merger of various Private Companies with Focus Industrial Resources Ltd in

order to enlarge the business of Company and to increase the General I Reserves

21 s December 2010 Issue of Certificate from Delhi Stock Exchange Limited for Compliance of Listing Agreement up to the Quarter ended 30 th September 2010

13r August 2011 Issue of Bonus Shares of 8129466 Shares of Rs10 each Ito the existing shareholders on 13th August 2011 in the ratio of 2 1

6m March 2012

Listed on Calcutta Stock exchange on 6th March 2012

Cocfe of Concfuct Code of Condu ct oflocus Industrinl R~so llrc~s Ltd

Ph ilosoph

The Company shall be committed to the adoption of such corporate governance practices which ensure accountability of management on the one hand and maximisation of shareholders value on the other hand We would progressively strive to lay down adequate control systems and governance structures for protecting and furthering the interest of our stakeholders

Natio al Lnterest

The Company shall be committed in all its actions to benefit the economic development of the country in which t operates and shall not engage in any activity that would adversely affect such objective It shall not undertake ahy project or activity to the detriment of the nations interest or those that will have any adverse impact on the social and cultural life pattern of its citizens The Company shall conduct its business affairs in accordance with the economic development foreign policies objectives and priorities of the nations government and shall strive to make a positive contribution to the achievement of such goals at the international national and regional level as appropriate

Shareholders

The Company shall be committed to enhance shareholders value and comply with all regulations and laws that govern shareholders right The Board of Directors of the Company shall duly and fairly inform its shareholders about all relevant aspects of the Companys business and disclose such information in accordance With the respective regulations and agreements Employee policies and practices shall be administered in a manner that ensures that in all matters equal opportunity is provided to those eligible and the decisions are merit-based

Transparency and Adaptability

All Company employees shall ensure that their actions in the conduct of business are totally transparent except where the need of business security dictate otherwise Such transparency shall be brought about through appropriate poliCies systems and processes including as appropriate involvement of more than one manager in recording decision logic and maintaining supporting records All managers shall voluntarily ensure that their areas of operation are open to audit and the conduct of their activities are totally auditable

- shy

Dealings with people in the organization

In dealing with each other employees will uphold the values which are at the core of our HR Philosophy - trust teamwork mutuality and collaboration meritocracy objectivity self respect and human dignity Indeed these values will form the basis of our HR management systems and processes In areas such as selection and recruitment meritocracy will be the only criterion and all managers will scrupulously avoid considerations other than merit and suitability Performance management systems including appraisals remuneration and rewards will focus on meritocracy equity and upholding of Companys values and ethics

Financial reporting and records

The Company shall prepare and maintain its accounts fairly and accurately in accordance with the accounting and financial reporting standards which represent the generally accepted guidelines principles standards laws and regulations of the country in which the Company conducts its business affairs Internal accounting and audit procedures shall fairly and accurately reflect all of the Companys business transactions and disposition of assets All required information shall be accessible to Companys auditors and other authorised parties and government agencies There shall be no willful omissions of any company transactions from the books and records Any willful material misrepresentation of andor misinformation on the financial accounts and reports shall be regarded as a violation of this code apart from inviting appropriate civil or criminal action under the relevant laws

Public representation of the Company

I The Company honors the information requirement of the public and its stakeholders In all its public appearance with respect to disclosing Company and business information to public constituencies such as the media the financial community employees and shareholders The Company shall be represented only by specifically authorised directors and employees It will be the sole responsibility of these authorised representatives to disclose information to the concerned public

Political non-alignment

The Company shall not support directly or indirectly any specific political party or candidate for political office The Company shall not offer or give any Companys fund or property as donation directly or indirectly to any specific political party candidate or campaign

Ethica l conduct

Every employee of the Company which shall include a whole-time director and the managing director shall deal on behalf of the company with professionalism honesty and integrity as well as high morale and ethical standards Such conduct shall be fair and transparent and be perceived to be as such by third parties

Regulatory compliance

Every employee of the Company shall in his or her business conduct comply with all applicable laws and regulations both in letter and in spiritin all the territories in which he or she operates If the ethical and profeSSional standards set out in the applicable laws and regulations are below that of the code then the standards of the code shall prevail

Competition

The Company shall compete only in an ethical and legitimate manner It prohibits all acIJons that are antishycompetitive or otherwise contrary to laws that govern competitive practices in the market place

Concurrent employment

An employee of the Company shall not without the prior approval of the managing director of the Company accept employment or a position of responsibility (such as a consultant or a director) with any other Company nor provide freelance services to anyone In the case of a whole-time director or the managing director such prior approval must be obtained from the Board of Directors of the Company

- 4-rmiddot

Protecting Companys assets

The assets of the Company should not be misused but employed for the purpose of conducting the business for which they are duly authorised These include tangibie assets such as equipment and machinery systems facilities materials resources as well as intangible assets such as proprietary information relationship with customers and suppliers etc

Integrity of data furnished

Every employee of the Company shall ensure at all times the integrity of data or information furnished by him or her to the Company

Policy against Insider Trading

Insider Trading is prohibited by both law as well as by the Company policy Insider Trading generally involves the act of subscribing or buying or selling of the Company s securities when in the possession of any unpublished price sensit ive information about the Company It also involves disclosing any Unpublished Price Sensitive Information about the Company to others who could subscribe or buy or sell the Companys securities Insider Trading invokes severe civil and criminal penalties not only on the insider but also on the Company in certain circumstances under the Securities and Exchange Board of India (SEBI) Act 1992 Price Sensitive Information is that information which relates directly or indirectly to a Company and which i~ published is likely to materially affect the price of securities of a Company It is important to note that both positive and negative information could be price sensitive Employees are encouraged to follow the Insider Trading Code at all times Punishment for violation can include wage freeze termination and even a criminal offence resulting in a fine or penalty

Confidential informationpublicity

No employee shall disclose or use any confidential information gained in the course of employment with the Company for personal profit or for the advantage of any other person No employee shall provide any information either formally or informally to the press or to any other publicity media unless specifically authorised to do so

Disciplinary actions

The Company will take appropriate action against any employee agent contractor or consultant whose actions are found to violate these policies or any other policy of the Company Disciplinary actions may include immediate termination of employment or business relationship at the Companys sole discretion Where the Company has suffered a loss it may pursue its remedies against the individuals or entities responsible Where laws have been violated the Company will cooperate fully with the appropriate authorities Every employee shall be responsible for the implementation of and compliance with this code in his professional environment Failure to adhere to the code could attract the most severe consequences including termination of employment Every employee of the Company shall promptly report to the management any actual or possible violation of this code or an event he or she becomes aware of that could affect the business or reputation of hisher or any other group Company

Accountability

The Board of Directors (BOD) shall oversee the Companys adherence to ethical and legal standards All employees and the members of the BOD shall undertake to stop or prevent actions that could harm customers the system or reputation of the Company

Coryorate Socianesyonsibiaty

COrl)Orate ocial Responsibility (CSR) is the building block of the social pillar of sustainability With industry leadership come important responsibilities As we grow we understand the importance of giving back to society which is a core element of our corporate va tues An essential component of our corporate social responsibility is to care for the community We endeavor to make a positive contribution to the underprivileged communities by supporting a wide range of socio-economic educational and hefllth initiatives Our Company is committed to developing its business towards ecological social and econornic sustainability All of these are recognized as shared responsibilities within the Group enabling the continuous improvement of its operations The ultimate objective is to see that each business decision takes into account its social impact and accordingly plans an intervention to mitigate the impacts arising out of that decision It is equally important to ascertain that every activity done under CSR makes a socially responsible business sense

Capital evolution Authorized Share Capital

The present authorised share capital of the Company is Rs 125000000 divided into 12500000 equity shares of Rs 10 each The Authorized Equity Share Capital of the Company has been built-up as per the details given below

Date Cumulative Number of

Shares

Authorized Capital

(Rupees)

Issued and Paid-up Share Capital

The present issued subscribed and paid-up share capital of the Company is Rs 121941990 divided into 12194199 equity shares of Rs 10 each The shares of the Company has been subscribed and allotted as under

Date of I No of Equity Allotment eratio

Nature of Allotment

No of Equity Shares

Cumulativen shares

i I

Atth~me 7---+-101-

Face Value (Rs)

Issue PriceTconSid (Rs)

-70-1--cash1subs~~~ 7 Inco~ocato I I I me~and I

Cumulative Cum Capital ulativ (Rs) e

Shar e

70 Prem ium I

RsmiddotU

I I

I Iii Issue II

r-02-5u-n--8gT 300000 I 10 -30-00000 Cashl - Public -t----5OOOOo

I 16-Mar-9Qil~~~-- 10 50~6Q666 -Cash-I 31-0ct-98 150065--1 10

Ii

1500000 Cash Preferential 1150000 shy~ I I I Allotment ~ I 24-Jun-02 I 2750000 I 10 27500000 Cash TPreferential I 39000001 39000000 1--=-1 f-2i=-Afr-iol 2750ooor 1------+-=-+f~d~~h-ll~50OOO i10 11500000-t-0

I 23-Jul-l0 l91J3662 10 191736620 ~ofCapitalPursuant to 203236621------~11shyOther 203236620 than Scheme of Cash Arrangeme

nt of Amalgamat

[- 2~1-10 IJamp~~~ti _-1--0_--- ___ - ----+--=--~urtuo~t_frJU40164733plusmn 40647330~- - JI - For FocUS n--f~i5l --------shy

~

l

~

~ Director

5000000 -

Rig~tS~~~-lo OQJILltL116060000~~ I 11500000~ I

Scheme of Arrangeme I

nt of Amalgamat ion (80 Reduction of Capital

and Transfer to

share Premium Account)

13-Aug-ll 8129466 -10 I 81294660 In lieu Bonus 12194199012194199I of Shares

Existin Allotted in the ratioi 9

I i Shares of2 1I Ii

COMPANY INFORMATION

Year Major Events amp Milestones I

I 27th June 1985 incorporation of Company 28th June 1985 Commencement of Business 2nd June1989 First Public issue of Total amount 4 99993 equity

Shares of Rs 10- each at par out of which 199993 equity shares were allotted on 18051989 amp 3000000 equity shares were allotted on 2nd June 1989 and share were listed on Delhi Stock Exchange

16th March 1990 Right issue of 5 00000 equity Shares 10th Aug 1998 Company is hereby granted Certificate of Registration to

commence the business of Non-Banking financial Institution by Reserve Bank of India

31st Oct 1998 Preferential Allotment of 1 50000 equity Shares

I 13th Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL for admission of its securities in the depository system

20th Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL for admission of its securities 1the depository system

i 25th Jan 2002 Change of Registered Office to 104 Mukund House Commercial Complex Azadpur Oelhi- 110033

24th June 2002 Preferential Allotment of 27 50000 equity Shares 27th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi

Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial ResourcesI Ltd and reduction of capital of Focus Industnal Resources Ltd i

f-2- 4----t-h-S-e-p-te-m-b-e-r----1r--L-i-st-in-g-o-fmiddotmiddotmiddot3834733 Equity Shares of Rs 10shy each I i 2010 ursuant to Scheme of Amal amation I 18th July 2011 Approval on EGM a sum of Rs 81294660- c~a-p-ita--c I-iz~ed--1

middot out of the amount standing to the credit of the Share I Premium Account t-1-6--cthC--A-u-g-u-s-t---+-Allotment of 8129466 Equity shares as Bonus Shares I

DIrector

[2011 I inthe ratio 2 (two)-new-Equity Sharesfo~r-every 1 (one) I i Equity Sharebsectld~~ them ont~~gsectcoc9_ Date_~_~ i 3rd Novemberl Listing Approval for 8129466 Bonus Equity Shares inJ I 2011 the ratio of 2 1 to the Existing Shareholders of the I company Lsect1JlMarch 2012 I Listed on Calcutta Stock exchange oll~~tb_I1arch 20lLJ

Change in the Registered Office during last three years No Change in the reg istered office

r~-- 1

~ ~~ate I From I To Remarks ~_J

I --------------No Change in the registered office------------- I~-middot~middot __1_ 1middot- 1--- J

HJEX URE I I senll (Ol~ S CRIP NAl-E f CCUS NDUSTRIAL RES OURCES LTD SCFIP TYPE EQUITY

1I ) ( A 3 TATEJ~EnT SHOW NG SHAREEOLDING PATTERN AS au 1 910201~

ICATE -1 CATEGORV qr NUMBlm OF TOTAL NUMBER Of ITO ~ L SIlJIEHOLOItIG AS I SHAPES PLEDGED OR I IGORY I S HAREHOL~EIS SHAREHOLDERS NUHB ER OF SHARES HELD IN IA PERC~1)GE OF TOTAJ OTHERn SE poundlCUHSE RED I ICODE I I

I I I

SHARES DEloATERIIL I ZED FOIV

II NUMl E1o

AS A

OF SHARE S I I A S A

I I IllUMBER OF I 15 A

I I I

I I I PEECEIHAGE I FERC EIIT IGE I SHARE S I PERCENTAGE I I I I OFIMS I OFIA+B+C) I I I I I I I I I I 1 LAJ 1SHAREHOLDI NG OF

IPROMOTER AND I I

II 1 I

1 I

1I PROMOTER GROUP I I 1

I I I I INDIA

I~I 1 INDI VlotJJUS 141 71459 50 I 7 14595 deg 1 860 I 5860 I 0 1 o 00 1 IHINDU UN DI VIDED I I I IIFAMI LY I 1 1 I 1 I

1

1

I IBI CENTAAL I o 0 000 I o aD 0 1 0 00 1 I I ~OVERl~N1STITE I 0 1 I I I I IGOVERlIlcentNT (S) I I 1 II I ICI I BODIES CORPORATE I a I 0 1 0 1 o 0 0 o 00 1 0 1 o 00 I 1 I I 101 I FI WlIC tAL I aI 0 1 01 o 00 aI 0 00 I0 0 0 I I 1 INST ITUTIONS 1 I I 1 I I I

BAN~S

IE) IANI OfIIER I I I 1 I I I I I OIR ECTORS amp THEIRI 0 1 0 1 a 000 1 000 1 0 0 00 1 I ReLTIVES I 1 I I I I I I I SOCIETI ES I 0 1 0 1 0 1 000 1 000 1 0 1 00 0 1 I PARTNE RS HI P f I Is1 01 0 1 0 1 0 00 1 0 001 0 1 0 0 0 1 I R~ I I 0 1 0 1 0 1 000 1 0 001 0 1 000 1 IEM PWELFARE Fun D I 0 1 0 1 0 1 0 00 1 0 00 1 0 1 000 1 IEsaPtSos I 0 0 1 a 0 0 0 1 0 00 1 01 000 1 I TRUSTS I 01 01 0 1 000 1 00 0 1 01 000 1 I I I I I I I I I I I I I I I I I I ISUB-TOTAL (AI (I) I 141 71 59501 71459 50 1 58 601 58 60 1 0 1 0 00 1

I2 i

(1 )

I I FQR~ I F 1I

II INDIVIDUALS

I 1

- j(NON

I II a

I I

I0 1

I I

I0 1

I1I00

II I0 001

I I

I0 1

I I

I000 1 I- RESIDEtI I NOlllllgtut2il

I I

I I

I 1

I I

I I

I I

II I I

I IFOR~ tw I IHOIVtDUL~ 1

I I

I I

I I

I I

I I

I I I

I 1

~__ bull I I I I 1 I I

SCRIP CODE SCFIP NAl1E FCCUS INDUST RIAL RESOURCES LTD SCRIP TYPE shy EQl1ITY

I ------ I - - I I I (BI IBOD I ES CORPORATE 01 01 01 0001 0001 01 000

I I I I I I I (e) ImSTITJATIOS 01 01 01 0001 0001 01 000

(0 1 ICUALIFIED FOREIGN I

I INVESTOR I 01

I 01

I 01

I 0001

I

0001

I 01

I 000

(EI IANY OTtiER I I I I I IDIRECTORS bull THEIR 01 01 01 0001 0001 000 I RELATIVES I I I I I ISCCIETIES 01 01 01 0001 0001 000 IPARTlltERSHIP FIRMS 0 01 01 0001 0001 a 000 1 IEMPl-1ELFARE FUND a 0 01 00 0 1 0001 a 000 I TRUST 01 01 01 0001 0001 01 0001 I ESOPESOS 01 01 01 0001 0001 a 0001

I I I I I I I I I I I I I I I 1 ISUB-TOT1IL IAI 121 01 01 01 0001 0001 01 0001

I I I I I I I I I TOTAL 14 1 71459501 71459501 58601 58601 01 000 11 I SHAREHOLDING OF I I I I I I PRO~ltOTER

IPROXOTER (A) -

AND GROUP

II I I I

II I I I

I I I

I I I I

I (A) (1) t (AI (~) I I I I I I I

I I I I I I II (B I I PUBL I C I I I I I I I

I SHAREHOLDINGS I I I I I I I

(11 IWSTITUTIONS I I I

IA IMUTUAl- FUNDSUTI 01 01 01 000 0001 01 0 001

I I I I I I I IB l lFINAlleIAL 01 01 01 000 0 001 01 0001

I INSTITUTIONS I I I I I I I BAtiKS I I I I I I

IC I ICENTRAL 0 1 01 01 000 0001 01 0001 I GOVE RtfENT I I I I I I I STATE I I I I I I IGOVEF1fENT(S) I

I I

I I I

I I

I I

I I

ID I IVENTURE eAPIT~L 01 01 0001 0001 01 0001 I FUN DS I I I I I I I I I I I I I

(E I IINSURANCE 01 01 0001 0001 01 0001 I CCIPAtlIES I I I I I I I I I I I I I

(FI IFOREIGN 0 1 01 0001 0001 01 0001 I INSTITUTIONAL I INVESTORS

I I

I I

I I

I I

I I

I I

I I I I I I (G I IFOREIGN VENTURE I 01 01 01 0 00 1 Dool 0 1 0 001

ICAPITAL I NVESTORSI I I I I I I

I I I I I I I I (HI ICUALIFIED FCREIGNI 01 01 01 0001 0001 01 000

I IlNESTOR I I I I I I I I I I I I I I I

I I ) IAtIY OTHER I I I I I I II IFOPEIGN FIN INST I 0 1 0 01 0001 0001 0 1 000 IFOREIGN ~UTFUND I 01 01 0001 00 0 1 0 1 000 IFFIBAlIKS I STRESSED ASSET

I I

01 0 I

01 0 I

0001 o 00 I

0 001 00 0 I

0 1 0 I

0 0 0 o 00

I STABILISATION I I I I I I I FUND I I I I I I ISTTE FIN COR P I 01 01 0001 0001 01 000

I I I I I I I ISUB-TOTALIB ) H I I 0 01 0001 0001 01 000 I I I I I I

SCRI P CODE SCRIP NAME fOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE ECUIT Y

(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

(A ) IHODIES CORPORATE 10 1 1641611 164161 013 1 013 1 0 1 0 0 0 1

(B) I I INDIVI DUALS

II I I

I I

I I

I I

II I I

11 ImIVIDUhJ~ 359 276418 1 276418 1 227 1 2271 0 0 00 1 I I

SHAREHOLDERS HOLDING

II I I

I II

I I

I I

I I

I I

I NOX IllkL SHARE I I I I I I

I CAPITAL UPTO RS 1 LAKH

I I

I I

I I

I I

I I

I I

I I

1 1 I I I I I II IlIDIVIDUAL

I SHAREHOLDERS

I HOLDI NG

I NCUnJAL SHARE

65 1 I I I

430 019 11

I

43 00191 1

I

I 35 2 6 1

I I I

3526 1

I I

0 1 I I I

0 00 I

I I I

I CAPITAL III I 1 I I I I I I I

EXCESS ES 1 LAKH

OF I I

I I

I I I I

I I I

I I

Ie ) Il cUALIFIED FOREIGN I 0 1 0 1 01 0 00 1 0 001 01 000 1 I IlIVESTOR

I

I

I I

I

I

I

I

I

I

I

I

I

I

I I

I ( D) IANY OTJiER I I I I I I

I TRUSTS I 01 0 1 0 1 0001 0 00 1 01 0 00 1 I DIRECTORS bull THEIRI 0 1 0 1 0 1 0001 000 1 0 1 0 001 I RELATI VES I I I I I I I I IFOREIGN tlATIONALSI I ESC RCIlt ACCOUNT I 0 1

0 I 0 1 a I

a ll a I 0 001

o 00 I 0 00 1 o 00 I

0 1 a I

0 00 1 000 I

11ARKET lltAlltER

INRI DCB

I 0 1 0 0

01 0 1 0 1

0 01 01

000 1 0 001 0 00

0001 0001 0001

01 01 01

000 0 001 0 00 1

I SCCI ET I ES I 0 1 01 01 000 1 0001 0 1 0 00 1 I CLEARING MElBERS I 01 01 011 0001 0 00 1 0 1 000 1 I SHARES IlITRlNSIT 1 01 01 0 1 0001 0 00 1 0 1 0 00 1 IBuf I 651 15522 4 1 45522 41 3 1 31 3 73 1 01 0 00 11 INRISOCBS I 0 1 0 1 01 0 001 000 1 01 0001 IroREIGN CORPORATE I 0 1 0 01 000 1 000 1 01 0 00 1 I BODIES I I I I I I I I IpRTNERSHIP flRls l 0 1 0 1 01 0 00 1 0001 0 1 00 0 1 I CUSTCDIAlI Of I ENny PROPERTY I fORE IGN

I I I

0 I I

0 1

a I I

0 1

0 II a

0 00 I I

0 001

0 00 II 000

a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 10: FOCUS INDUSTRIAL RESOURCES LIMITED

~ ~ bull

middot rmiddot

Board of Virectorsshy

Mr Pradeep Kumar Jindal (Managing Director)

Mr Pradeep Kumar Jindal aged 52 years is the promoter and the Managing Director of the Company His expertise lies in managing operations in a large business environment formulating business strategies and identifying new markets He has over 20 years of varied rich experience and had also practiced as Income Tax Practitioner for over 5 years He is Masters in Business Administration (MBA) and a graduate in commerce Mr Jindal has been the driving force behind the FIRL expansion

Mr Santanu Kumar Dash (Director)

Mr Santanu Kumar Dash aged 41 years is an independent director of the Company He is post graduate in Commerce and has over two decades of work experience in the NonshyBanking Finance Company and had also worked as Income Tax Practitioner for over 5 years

Mrs Madhvi Bhatnagar (Director)

Mrs Madhvi Bhatnagar aged 47 years is an independent director of the Company She has experience of more than 10 years in the field of Finance She is also the member of the Audit Committee and the Shareholders Grievance Committee

Mr Ashok Kumar Gupta ( Director)

Mr Ashok Gupta aged 59 years is an independent director of the Company He is a Law Graduate He has a diversified experience as Engineers amp Contractors He is recognized for excellent people management and team building abilities besides infusing the spirit of action and a result oriented work culture He is a firm believer in value based strategies

J-istory amp MiCestones

The history of Focus Industrial Resources Limited has been a history of continuous ascent Listed below are the important events and milestones in the story of Focus Industrial Resources Limited

Year Major Events amp Milestones

27m June 1985 Incorporation of Company 28m June 1985 Commencement of Business 2nG June1989 First Public issue of 499993 Equity Shares of 101- each at par and shares

were listed on Delhi Stock Exchange Limited 16m March 1990 Right issue of 5 00000 Equity Shares 31 5 Oct 1998 Preferential Allotment of 1 50000 Equity Shares 131fl Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL

for admission of its securities in the depository ~stem 20m Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL

for admission of its securihes in the depository system 25lfl Jan 2002 Change of Registered Office to 104 Mukand House Commercial Complex

Azadpur Delhi shy 110033 24r June 2002 Preferential Allotment of 27 50000 Equity Shares 27 April2010 Merger of various Private Companies with Focus Industrial Resources Ltd in

order to enlarge the business of Company and to increase the General I Reserves

21 s December 2010 Issue of Certificate from Delhi Stock Exchange Limited for Compliance of Listing Agreement up to the Quarter ended 30 th September 2010

13r August 2011 Issue of Bonus Shares of 8129466 Shares of Rs10 each Ito the existing shareholders on 13th August 2011 in the ratio of 2 1

6m March 2012

Listed on Calcutta Stock exchange on 6th March 2012

Cocfe of Concfuct Code of Condu ct oflocus Industrinl R~so llrc~s Ltd

Ph ilosoph

The Company shall be committed to the adoption of such corporate governance practices which ensure accountability of management on the one hand and maximisation of shareholders value on the other hand We would progressively strive to lay down adequate control systems and governance structures for protecting and furthering the interest of our stakeholders

Natio al Lnterest

The Company shall be committed in all its actions to benefit the economic development of the country in which t operates and shall not engage in any activity that would adversely affect such objective It shall not undertake ahy project or activity to the detriment of the nations interest or those that will have any adverse impact on the social and cultural life pattern of its citizens The Company shall conduct its business affairs in accordance with the economic development foreign policies objectives and priorities of the nations government and shall strive to make a positive contribution to the achievement of such goals at the international national and regional level as appropriate

Shareholders

The Company shall be committed to enhance shareholders value and comply with all regulations and laws that govern shareholders right The Board of Directors of the Company shall duly and fairly inform its shareholders about all relevant aspects of the Companys business and disclose such information in accordance With the respective regulations and agreements Employee policies and practices shall be administered in a manner that ensures that in all matters equal opportunity is provided to those eligible and the decisions are merit-based

Transparency and Adaptability

All Company employees shall ensure that their actions in the conduct of business are totally transparent except where the need of business security dictate otherwise Such transparency shall be brought about through appropriate poliCies systems and processes including as appropriate involvement of more than one manager in recording decision logic and maintaining supporting records All managers shall voluntarily ensure that their areas of operation are open to audit and the conduct of their activities are totally auditable

- shy

Dealings with people in the organization

In dealing with each other employees will uphold the values which are at the core of our HR Philosophy - trust teamwork mutuality and collaboration meritocracy objectivity self respect and human dignity Indeed these values will form the basis of our HR management systems and processes In areas such as selection and recruitment meritocracy will be the only criterion and all managers will scrupulously avoid considerations other than merit and suitability Performance management systems including appraisals remuneration and rewards will focus on meritocracy equity and upholding of Companys values and ethics

Financial reporting and records

The Company shall prepare and maintain its accounts fairly and accurately in accordance with the accounting and financial reporting standards which represent the generally accepted guidelines principles standards laws and regulations of the country in which the Company conducts its business affairs Internal accounting and audit procedures shall fairly and accurately reflect all of the Companys business transactions and disposition of assets All required information shall be accessible to Companys auditors and other authorised parties and government agencies There shall be no willful omissions of any company transactions from the books and records Any willful material misrepresentation of andor misinformation on the financial accounts and reports shall be regarded as a violation of this code apart from inviting appropriate civil or criminal action under the relevant laws

Public representation of the Company

I The Company honors the information requirement of the public and its stakeholders In all its public appearance with respect to disclosing Company and business information to public constituencies such as the media the financial community employees and shareholders The Company shall be represented only by specifically authorised directors and employees It will be the sole responsibility of these authorised representatives to disclose information to the concerned public

Political non-alignment

The Company shall not support directly or indirectly any specific political party or candidate for political office The Company shall not offer or give any Companys fund or property as donation directly or indirectly to any specific political party candidate or campaign

Ethica l conduct

Every employee of the Company which shall include a whole-time director and the managing director shall deal on behalf of the company with professionalism honesty and integrity as well as high morale and ethical standards Such conduct shall be fair and transparent and be perceived to be as such by third parties

Regulatory compliance

Every employee of the Company shall in his or her business conduct comply with all applicable laws and regulations both in letter and in spiritin all the territories in which he or she operates If the ethical and profeSSional standards set out in the applicable laws and regulations are below that of the code then the standards of the code shall prevail

Competition

The Company shall compete only in an ethical and legitimate manner It prohibits all acIJons that are antishycompetitive or otherwise contrary to laws that govern competitive practices in the market place

Concurrent employment

An employee of the Company shall not without the prior approval of the managing director of the Company accept employment or a position of responsibility (such as a consultant or a director) with any other Company nor provide freelance services to anyone In the case of a whole-time director or the managing director such prior approval must be obtained from the Board of Directors of the Company

- 4-rmiddot

Protecting Companys assets

The assets of the Company should not be misused but employed for the purpose of conducting the business for which they are duly authorised These include tangibie assets such as equipment and machinery systems facilities materials resources as well as intangible assets such as proprietary information relationship with customers and suppliers etc

Integrity of data furnished

Every employee of the Company shall ensure at all times the integrity of data or information furnished by him or her to the Company

Policy against Insider Trading

Insider Trading is prohibited by both law as well as by the Company policy Insider Trading generally involves the act of subscribing or buying or selling of the Company s securities when in the possession of any unpublished price sensit ive information about the Company It also involves disclosing any Unpublished Price Sensitive Information about the Company to others who could subscribe or buy or sell the Companys securities Insider Trading invokes severe civil and criminal penalties not only on the insider but also on the Company in certain circumstances under the Securities and Exchange Board of India (SEBI) Act 1992 Price Sensitive Information is that information which relates directly or indirectly to a Company and which i~ published is likely to materially affect the price of securities of a Company It is important to note that both positive and negative information could be price sensitive Employees are encouraged to follow the Insider Trading Code at all times Punishment for violation can include wage freeze termination and even a criminal offence resulting in a fine or penalty

Confidential informationpublicity

No employee shall disclose or use any confidential information gained in the course of employment with the Company for personal profit or for the advantage of any other person No employee shall provide any information either formally or informally to the press or to any other publicity media unless specifically authorised to do so

Disciplinary actions

The Company will take appropriate action against any employee agent contractor or consultant whose actions are found to violate these policies or any other policy of the Company Disciplinary actions may include immediate termination of employment or business relationship at the Companys sole discretion Where the Company has suffered a loss it may pursue its remedies against the individuals or entities responsible Where laws have been violated the Company will cooperate fully with the appropriate authorities Every employee shall be responsible for the implementation of and compliance with this code in his professional environment Failure to adhere to the code could attract the most severe consequences including termination of employment Every employee of the Company shall promptly report to the management any actual or possible violation of this code or an event he or she becomes aware of that could affect the business or reputation of hisher or any other group Company

Accountability

The Board of Directors (BOD) shall oversee the Companys adherence to ethical and legal standards All employees and the members of the BOD shall undertake to stop or prevent actions that could harm customers the system or reputation of the Company

Coryorate Socianesyonsibiaty

COrl)Orate ocial Responsibility (CSR) is the building block of the social pillar of sustainability With industry leadership come important responsibilities As we grow we understand the importance of giving back to society which is a core element of our corporate va tues An essential component of our corporate social responsibility is to care for the community We endeavor to make a positive contribution to the underprivileged communities by supporting a wide range of socio-economic educational and hefllth initiatives Our Company is committed to developing its business towards ecological social and econornic sustainability All of these are recognized as shared responsibilities within the Group enabling the continuous improvement of its operations The ultimate objective is to see that each business decision takes into account its social impact and accordingly plans an intervention to mitigate the impacts arising out of that decision It is equally important to ascertain that every activity done under CSR makes a socially responsible business sense

Capital evolution Authorized Share Capital

The present authorised share capital of the Company is Rs 125000000 divided into 12500000 equity shares of Rs 10 each The Authorized Equity Share Capital of the Company has been built-up as per the details given below

Date Cumulative Number of

Shares

Authorized Capital

(Rupees)

Issued and Paid-up Share Capital

The present issued subscribed and paid-up share capital of the Company is Rs 121941990 divided into 12194199 equity shares of Rs 10 each The shares of the Company has been subscribed and allotted as under

Date of I No of Equity Allotment eratio

Nature of Allotment

No of Equity Shares

Cumulativen shares

i I

Atth~me 7---+-101-

Face Value (Rs)

Issue PriceTconSid (Rs)

-70-1--cash1subs~~~ 7 Inco~ocato I I I me~and I

Cumulative Cum Capital ulativ (Rs) e

Shar e

70 Prem ium I

RsmiddotU

I I

I Iii Issue II

r-02-5u-n--8gT 300000 I 10 -30-00000 Cashl - Public -t----5OOOOo

I 16-Mar-9Qil~~~-- 10 50~6Q666 -Cash-I 31-0ct-98 150065--1 10

Ii

1500000 Cash Preferential 1150000 shy~ I I I Allotment ~ I 24-Jun-02 I 2750000 I 10 27500000 Cash TPreferential I 39000001 39000000 1--=-1 f-2i=-Afr-iol 2750ooor 1------+-=-+f~d~~h-ll~50OOO i10 11500000-t-0

I 23-Jul-l0 l91J3662 10 191736620 ~ofCapitalPursuant to 203236621------~11shyOther 203236620 than Scheme of Cash Arrangeme

nt of Amalgamat

[- 2~1-10 IJamp~~~ti _-1--0_--- ___ - ----+--=--~urtuo~t_frJU40164733plusmn 40647330~- - JI - For FocUS n--f~i5l --------shy

~

l

~

~ Director

5000000 -

Rig~tS~~~-lo OQJILltL116060000~~ I 11500000~ I

Scheme of Arrangeme I

nt of Amalgamat ion (80 Reduction of Capital

and Transfer to

share Premium Account)

13-Aug-ll 8129466 -10 I 81294660 In lieu Bonus 12194199012194199I of Shares

Existin Allotted in the ratioi 9

I i Shares of2 1I Ii

COMPANY INFORMATION

Year Major Events amp Milestones I

I 27th June 1985 incorporation of Company 28th June 1985 Commencement of Business 2nd June1989 First Public issue of Total amount 4 99993 equity

Shares of Rs 10- each at par out of which 199993 equity shares were allotted on 18051989 amp 3000000 equity shares were allotted on 2nd June 1989 and share were listed on Delhi Stock Exchange

16th March 1990 Right issue of 5 00000 equity Shares 10th Aug 1998 Company is hereby granted Certificate of Registration to

commence the business of Non-Banking financial Institution by Reserve Bank of India

31st Oct 1998 Preferential Allotment of 1 50000 equity Shares

I 13th Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL for admission of its securities in the depository system

20th Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL for admission of its securities 1the depository system

i 25th Jan 2002 Change of Registered Office to 104 Mukund House Commercial Complex Azadpur Oelhi- 110033

24th June 2002 Preferential Allotment of 27 50000 equity Shares 27th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi

Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial ResourcesI Ltd and reduction of capital of Focus Industnal Resources Ltd i

f-2- 4----t-h-S-e-p-te-m-b-e-r----1r--L-i-st-in-g-o-fmiddotmiddotmiddot3834733 Equity Shares of Rs 10shy each I i 2010 ursuant to Scheme of Amal amation I 18th July 2011 Approval on EGM a sum of Rs 81294660- c~a-p-ita--c I-iz~ed--1

middot out of the amount standing to the credit of the Share I Premium Account t-1-6--cthC--A-u-g-u-s-t---+-Allotment of 8129466 Equity shares as Bonus Shares I

DIrector

[2011 I inthe ratio 2 (two)-new-Equity Sharesfo~r-every 1 (one) I i Equity Sharebsectld~~ them ont~~gsectcoc9_ Date_~_~ i 3rd Novemberl Listing Approval for 8129466 Bonus Equity Shares inJ I 2011 the ratio of 2 1 to the Existing Shareholders of the I company Lsect1JlMarch 2012 I Listed on Calcutta Stock exchange oll~~tb_I1arch 20lLJ

Change in the Registered Office during last three years No Change in the reg istered office

r~-- 1

~ ~~ate I From I To Remarks ~_J

I --------------No Change in the registered office------------- I~-middot~middot __1_ 1middot- 1--- J

HJEX URE I I senll (Ol~ S CRIP NAl-E f CCUS NDUSTRIAL RES OURCES LTD SCFIP TYPE EQUITY

1I ) ( A 3 TATEJ~EnT SHOW NG SHAREEOLDING PATTERN AS au 1 910201~

ICATE -1 CATEGORV qr NUMBlm OF TOTAL NUMBER Of ITO ~ L SIlJIEHOLOItIG AS I SHAPES PLEDGED OR I IGORY I S HAREHOL~EIS SHAREHOLDERS NUHB ER OF SHARES HELD IN IA PERC~1)GE OF TOTAJ OTHERn SE poundlCUHSE RED I ICODE I I

I I I

SHARES DEloATERIIL I ZED FOIV

II NUMl E1o

AS A

OF SHARE S I I A S A

I I IllUMBER OF I 15 A

I I I

I I I PEECEIHAGE I FERC EIIT IGE I SHARE S I PERCENTAGE I I I I OFIMS I OFIA+B+C) I I I I I I I I I I 1 LAJ 1SHAREHOLDI NG OF

IPROMOTER AND I I

II 1 I

1 I

1I PROMOTER GROUP I I 1

I I I I INDIA

I~I 1 INDI VlotJJUS 141 71459 50 I 7 14595 deg 1 860 I 5860 I 0 1 o 00 1 IHINDU UN DI VIDED I I I IIFAMI LY I 1 1 I 1 I

1

1

I IBI CENTAAL I o 0 000 I o aD 0 1 0 00 1 I I ~OVERl~N1STITE I 0 1 I I I I IGOVERlIlcentNT (S) I I 1 II I ICI I BODIES CORPORATE I a I 0 1 0 1 o 0 0 o 00 1 0 1 o 00 I 1 I I 101 I FI WlIC tAL I aI 0 1 01 o 00 aI 0 00 I0 0 0 I I 1 INST ITUTIONS 1 I I 1 I I I

BAN~S

IE) IANI OfIIER I I I 1 I I I I I OIR ECTORS amp THEIRI 0 1 0 1 a 000 1 000 1 0 0 00 1 I ReLTIVES I 1 I I I I I I I SOCIETI ES I 0 1 0 1 0 1 000 1 000 1 0 1 00 0 1 I PARTNE RS HI P f I Is1 01 0 1 0 1 0 00 1 0 001 0 1 0 0 0 1 I R~ I I 0 1 0 1 0 1 000 1 0 001 0 1 000 1 IEM PWELFARE Fun D I 0 1 0 1 0 1 0 00 1 0 00 1 0 1 000 1 IEsaPtSos I 0 0 1 a 0 0 0 1 0 00 1 01 000 1 I TRUSTS I 01 01 0 1 000 1 00 0 1 01 000 1 I I I I I I I I I I I I I I I I I I ISUB-TOTAL (AI (I) I 141 71 59501 71459 50 1 58 601 58 60 1 0 1 0 00 1

I2 i

(1 )

I I FQR~ I F 1I

II INDIVIDUALS

I 1

- j(NON

I II a

I I

I0 1

I I

I0 1

I1I00

II I0 001

I I

I0 1

I I

I000 1 I- RESIDEtI I NOlllllgtut2il

I I

I I

I 1

I I

I I

I I

II I I

I IFOR~ tw I IHOIVtDUL~ 1

I I

I I

I I

I I

I I

I I I

I 1

~__ bull I I I I 1 I I

SCRIP CODE SCFIP NAl1E FCCUS INDUST RIAL RESOURCES LTD SCRIP TYPE shy EQl1ITY

I ------ I - - I I I (BI IBOD I ES CORPORATE 01 01 01 0001 0001 01 000

I I I I I I I (e) ImSTITJATIOS 01 01 01 0001 0001 01 000

(0 1 ICUALIFIED FOREIGN I

I INVESTOR I 01

I 01

I 01

I 0001

I

0001

I 01

I 000

(EI IANY OTtiER I I I I I IDIRECTORS bull THEIR 01 01 01 0001 0001 000 I RELATIVES I I I I I ISCCIETIES 01 01 01 0001 0001 000 IPARTlltERSHIP FIRMS 0 01 01 0001 0001 a 000 1 IEMPl-1ELFARE FUND a 0 01 00 0 1 0001 a 000 I TRUST 01 01 01 0001 0001 01 0001 I ESOPESOS 01 01 01 0001 0001 a 0001

I I I I I I I I I I I I I I I 1 ISUB-TOT1IL IAI 121 01 01 01 0001 0001 01 0001

I I I I I I I I I TOTAL 14 1 71459501 71459501 58601 58601 01 000 11 I SHAREHOLDING OF I I I I I I PRO~ltOTER

IPROXOTER (A) -

AND GROUP

II I I I

II I I I

I I I

I I I I

I (A) (1) t (AI (~) I I I I I I I

I I I I I I II (B I I PUBL I C I I I I I I I

I SHAREHOLDINGS I I I I I I I

(11 IWSTITUTIONS I I I

IA IMUTUAl- FUNDSUTI 01 01 01 000 0001 01 0 001

I I I I I I I IB l lFINAlleIAL 01 01 01 000 0 001 01 0001

I INSTITUTIONS I I I I I I I BAtiKS I I I I I I

IC I ICENTRAL 0 1 01 01 000 0001 01 0001 I GOVE RtfENT I I I I I I I STATE I I I I I I IGOVEF1fENT(S) I

I I

I I I

I I

I I

I I

ID I IVENTURE eAPIT~L 01 01 0001 0001 01 0001 I FUN DS I I I I I I I I I I I I I

(E I IINSURANCE 01 01 0001 0001 01 0001 I CCIPAtlIES I I I I I I I I I I I I I

(FI IFOREIGN 0 1 01 0001 0001 01 0001 I INSTITUTIONAL I INVESTORS

I I

I I

I I

I I

I I

I I

I I I I I I (G I IFOREIGN VENTURE I 01 01 01 0 00 1 Dool 0 1 0 001

ICAPITAL I NVESTORSI I I I I I I

I I I I I I I I (HI ICUALIFIED FCREIGNI 01 01 01 0001 0001 01 000

I IlNESTOR I I I I I I I I I I I I I I I

I I ) IAtIY OTHER I I I I I I II IFOPEIGN FIN INST I 0 1 0 01 0001 0001 0 1 000 IFOREIGN ~UTFUND I 01 01 0001 00 0 1 0 1 000 IFFIBAlIKS I STRESSED ASSET

I I

01 0 I

01 0 I

0001 o 00 I

0 001 00 0 I

0 1 0 I

0 0 0 o 00

I STABILISATION I I I I I I I FUND I I I I I I ISTTE FIN COR P I 01 01 0001 0001 01 000

I I I I I I I ISUB-TOTALIB ) H I I 0 01 0001 0001 01 000 I I I I I I

SCRI P CODE SCRIP NAME fOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE ECUIT Y

(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

(A ) IHODIES CORPORATE 10 1 1641611 164161 013 1 013 1 0 1 0 0 0 1

(B) I I INDIVI DUALS

II I I

I I

I I

I I

II I I

11 ImIVIDUhJ~ 359 276418 1 276418 1 227 1 2271 0 0 00 1 I I

SHAREHOLDERS HOLDING

II I I

I II

I I

I I

I I

I I

I NOX IllkL SHARE I I I I I I

I CAPITAL UPTO RS 1 LAKH

I I

I I

I I

I I

I I

I I

I I

1 1 I I I I I II IlIDIVIDUAL

I SHAREHOLDERS

I HOLDI NG

I NCUnJAL SHARE

65 1 I I I

430 019 11

I

43 00191 1

I

I 35 2 6 1

I I I

3526 1

I I

0 1 I I I

0 00 I

I I I

I CAPITAL III I 1 I I I I I I I

EXCESS ES 1 LAKH

OF I I

I I

I I I I

I I I

I I

Ie ) Il cUALIFIED FOREIGN I 0 1 0 1 01 0 00 1 0 001 01 000 1 I IlIVESTOR

I

I

I I

I

I

I

I

I

I

I

I

I

I

I I

I ( D) IANY OTJiER I I I I I I

I TRUSTS I 01 0 1 0 1 0001 0 00 1 01 0 00 1 I DIRECTORS bull THEIRI 0 1 0 1 0 1 0001 000 1 0 1 0 001 I RELATI VES I I I I I I I I IFOREIGN tlATIONALSI I ESC RCIlt ACCOUNT I 0 1

0 I 0 1 a I

a ll a I 0 001

o 00 I 0 00 1 o 00 I

0 1 a I

0 00 1 000 I

11ARKET lltAlltER

INRI DCB

I 0 1 0 0

01 0 1 0 1

0 01 01

000 1 0 001 0 00

0001 0001 0001

01 01 01

000 0 001 0 00 1

I SCCI ET I ES I 0 1 01 01 000 1 0001 0 1 0 00 1 I CLEARING MElBERS I 01 01 011 0001 0 00 1 0 1 000 1 I SHARES IlITRlNSIT 1 01 01 0 1 0001 0 00 1 0 1 0 00 1 IBuf I 651 15522 4 1 45522 41 3 1 31 3 73 1 01 0 00 11 INRISOCBS I 0 1 0 1 01 0 001 000 1 01 0001 IroREIGN CORPORATE I 0 1 0 01 000 1 000 1 01 0 00 1 I BODIES I I I I I I I I IpRTNERSHIP flRls l 0 1 0 1 01 0 00 1 0001 0 1 00 0 1 I CUSTCDIAlI Of I ENny PROPERTY I fORE IGN

I I I

0 I I

0 1

a I I

0 1

0 II a

0 00 I I

0 001

0 00 II 000

a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 11: FOCUS INDUSTRIAL RESOURCES LIMITED

J-istory amp MiCestones

The history of Focus Industrial Resources Limited has been a history of continuous ascent Listed below are the important events and milestones in the story of Focus Industrial Resources Limited

Year Major Events amp Milestones

27m June 1985 Incorporation of Company 28m June 1985 Commencement of Business 2nG June1989 First Public issue of 499993 Equity Shares of 101- each at par and shares

were listed on Delhi Stock Exchange Limited 16m March 1990 Right issue of 5 00000 Equity Shares 31 5 Oct 1998 Preferential Allotment of 1 50000 Equity Shares 131fl Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL

for admission of its securities in the depository ~stem 20m Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL

for admission of its securihes in the depository system 25lfl Jan 2002 Change of Registered Office to 104 Mukand House Commercial Complex

Azadpur Delhi shy 110033 24r June 2002 Preferential Allotment of 27 50000 Equity Shares 27 April2010 Merger of various Private Companies with Focus Industrial Resources Ltd in

order to enlarge the business of Company and to increase the General I Reserves

21 s December 2010 Issue of Certificate from Delhi Stock Exchange Limited for Compliance of Listing Agreement up to the Quarter ended 30 th September 2010

13r August 2011 Issue of Bonus Shares of 8129466 Shares of Rs10 each Ito the existing shareholders on 13th August 2011 in the ratio of 2 1

6m March 2012

Listed on Calcutta Stock exchange on 6th March 2012

Cocfe of Concfuct Code of Condu ct oflocus Industrinl R~so llrc~s Ltd

Ph ilosoph

The Company shall be committed to the adoption of such corporate governance practices which ensure accountability of management on the one hand and maximisation of shareholders value on the other hand We would progressively strive to lay down adequate control systems and governance structures for protecting and furthering the interest of our stakeholders

Natio al Lnterest

The Company shall be committed in all its actions to benefit the economic development of the country in which t operates and shall not engage in any activity that would adversely affect such objective It shall not undertake ahy project or activity to the detriment of the nations interest or those that will have any adverse impact on the social and cultural life pattern of its citizens The Company shall conduct its business affairs in accordance with the economic development foreign policies objectives and priorities of the nations government and shall strive to make a positive contribution to the achievement of such goals at the international national and regional level as appropriate

Shareholders

The Company shall be committed to enhance shareholders value and comply with all regulations and laws that govern shareholders right The Board of Directors of the Company shall duly and fairly inform its shareholders about all relevant aspects of the Companys business and disclose such information in accordance With the respective regulations and agreements Employee policies and practices shall be administered in a manner that ensures that in all matters equal opportunity is provided to those eligible and the decisions are merit-based

Transparency and Adaptability

All Company employees shall ensure that their actions in the conduct of business are totally transparent except where the need of business security dictate otherwise Such transparency shall be brought about through appropriate poliCies systems and processes including as appropriate involvement of more than one manager in recording decision logic and maintaining supporting records All managers shall voluntarily ensure that their areas of operation are open to audit and the conduct of their activities are totally auditable

- shy

Dealings with people in the organization

In dealing with each other employees will uphold the values which are at the core of our HR Philosophy - trust teamwork mutuality and collaboration meritocracy objectivity self respect and human dignity Indeed these values will form the basis of our HR management systems and processes In areas such as selection and recruitment meritocracy will be the only criterion and all managers will scrupulously avoid considerations other than merit and suitability Performance management systems including appraisals remuneration and rewards will focus on meritocracy equity and upholding of Companys values and ethics

Financial reporting and records

The Company shall prepare and maintain its accounts fairly and accurately in accordance with the accounting and financial reporting standards which represent the generally accepted guidelines principles standards laws and regulations of the country in which the Company conducts its business affairs Internal accounting and audit procedures shall fairly and accurately reflect all of the Companys business transactions and disposition of assets All required information shall be accessible to Companys auditors and other authorised parties and government agencies There shall be no willful omissions of any company transactions from the books and records Any willful material misrepresentation of andor misinformation on the financial accounts and reports shall be regarded as a violation of this code apart from inviting appropriate civil or criminal action under the relevant laws

Public representation of the Company

I The Company honors the information requirement of the public and its stakeholders In all its public appearance with respect to disclosing Company and business information to public constituencies such as the media the financial community employees and shareholders The Company shall be represented only by specifically authorised directors and employees It will be the sole responsibility of these authorised representatives to disclose information to the concerned public

Political non-alignment

The Company shall not support directly or indirectly any specific political party or candidate for political office The Company shall not offer or give any Companys fund or property as donation directly or indirectly to any specific political party candidate or campaign

Ethica l conduct

Every employee of the Company which shall include a whole-time director and the managing director shall deal on behalf of the company with professionalism honesty and integrity as well as high morale and ethical standards Such conduct shall be fair and transparent and be perceived to be as such by third parties

Regulatory compliance

Every employee of the Company shall in his or her business conduct comply with all applicable laws and regulations both in letter and in spiritin all the territories in which he or she operates If the ethical and profeSSional standards set out in the applicable laws and regulations are below that of the code then the standards of the code shall prevail

Competition

The Company shall compete only in an ethical and legitimate manner It prohibits all acIJons that are antishycompetitive or otherwise contrary to laws that govern competitive practices in the market place

Concurrent employment

An employee of the Company shall not without the prior approval of the managing director of the Company accept employment or a position of responsibility (such as a consultant or a director) with any other Company nor provide freelance services to anyone In the case of a whole-time director or the managing director such prior approval must be obtained from the Board of Directors of the Company

- 4-rmiddot

Protecting Companys assets

The assets of the Company should not be misused but employed for the purpose of conducting the business for which they are duly authorised These include tangibie assets such as equipment and machinery systems facilities materials resources as well as intangible assets such as proprietary information relationship with customers and suppliers etc

Integrity of data furnished

Every employee of the Company shall ensure at all times the integrity of data or information furnished by him or her to the Company

Policy against Insider Trading

Insider Trading is prohibited by both law as well as by the Company policy Insider Trading generally involves the act of subscribing or buying or selling of the Company s securities when in the possession of any unpublished price sensit ive information about the Company It also involves disclosing any Unpublished Price Sensitive Information about the Company to others who could subscribe or buy or sell the Companys securities Insider Trading invokes severe civil and criminal penalties not only on the insider but also on the Company in certain circumstances under the Securities and Exchange Board of India (SEBI) Act 1992 Price Sensitive Information is that information which relates directly or indirectly to a Company and which i~ published is likely to materially affect the price of securities of a Company It is important to note that both positive and negative information could be price sensitive Employees are encouraged to follow the Insider Trading Code at all times Punishment for violation can include wage freeze termination and even a criminal offence resulting in a fine or penalty

Confidential informationpublicity

No employee shall disclose or use any confidential information gained in the course of employment with the Company for personal profit or for the advantage of any other person No employee shall provide any information either formally or informally to the press or to any other publicity media unless specifically authorised to do so

Disciplinary actions

The Company will take appropriate action against any employee agent contractor or consultant whose actions are found to violate these policies or any other policy of the Company Disciplinary actions may include immediate termination of employment or business relationship at the Companys sole discretion Where the Company has suffered a loss it may pursue its remedies against the individuals or entities responsible Where laws have been violated the Company will cooperate fully with the appropriate authorities Every employee shall be responsible for the implementation of and compliance with this code in his professional environment Failure to adhere to the code could attract the most severe consequences including termination of employment Every employee of the Company shall promptly report to the management any actual or possible violation of this code or an event he or she becomes aware of that could affect the business or reputation of hisher or any other group Company

Accountability

The Board of Directors (BOD) shall oversee the Companys adherence to ethical and legal standards All employees and the members of the BOD shall undertake to stop or prevent actions that could harm customers the system or reputation of the Company

Coryorate Socianesyonsibiaty

COrl)Orate ocial Responsibility (CSR) is the building block of the social pillar of sustainability With industry leadership come important responsibilities As we grow we understand the importance of giving back to society which is a core element of our corporate va tues An essential component of our corporate social responsibility is to care for the community We endeavor to make a positive contribution to the underprivileged communities by supporting a wide range of socio-economic educational and hefllth initiatives Our Company is committed to developing its business towards ecological social and econornic sustainability All of these are recognized as shared responsibilities within the Group enabling the continuous improvement of its operations The ultimate objective is to see that each business decision takes into account its social impact and accordingly plans an intervention to mitigate the impacts arising out of that decision It is equally important to ascertain that every activity done under CSR makes a socially responsible business sense

Capital evolution Authorized Share Capital

The present authorised share capital of the Company is Rs 125000000 divided into 12500000 equity shares of Rs 10 each The Authorized Equity Share Capital of the Company has been built-up as per the details given below

Date Cumulative Number of

Shares

Authorized Capital

(Rupees)

Issued and Paid-up Share Capital

The present issued subscribed and paid-up share capital of the Company is Rs 121941990 divided into 12194199 equity shares of Rs 10 each The shares of the Company has been subscribed and allotted as under

Date of I No of Equity Allotment eratio

Nature of Allotment

No of Equity Shares

Cumulativen shares

i I

Atth~me 7---+-101-

Face Value (Rs)

Issue PriceTconSid (Rs)

-70-1--cash1subs~~~ 7 Inco~ocato I I I me~and I

Cumulative Cum Capital ulativ (Rs) e

Shar e

70 Prem ium I

RsmiddotU

I I

I Iii Issue II

r-02-5u-n--8gT 300000 I 10 -30-00000 Cashl - Public -t----5OOOOo

I 16-Mar-9Qil~~~-- 10 50~6Q666 -Cash-I 31-0ct-98 150065--1 10

Ii

1500000 Cash Preferential 1150000 shy~ I I I Allotment ~ I 24-Jun-02 I 2750000 I 10 27500000 Cash TPreferential I 39000001 39000000 1--=-1 f-2i=-Afr-iol 2750ooor 1------+-=-+f~d~~h-ll~50OOO i10 11500000-t-0

I 23-Jul-l0 l91J3662 10 191736620 ~ofCapitalPursuant to 203236621------~11shyOther 203236620 than Scheme of Cash Arrangeme

nt of Amalgamat

[- 2~1-10 IJamp~~~ti _-1--0_--- ___ - ----+--=--~urtuo~t_frJU40164733plusmn 40647330~- - JI - For FocUS n--f~i5l --------shy

~

l

~

~ Director

5000000 -

Rig~tS~~~-lo OQJILltL116060000~~ I 11500000~ I

Scheme of Arrangeme I

nt of Amalgamat ion (80 Reduction of Capital

and Transfer to

share Premium Account)

13-Aug-ll 8129466 -10 I 81294660 In lieu Bonus 12194199012194199I of Shares

Existin Allotted in the ratioi 9

I i Shares of2 1I Ii

COMPANY INFORMATION

Year Major Events amp Milestones I

I 27th June 1985 incorporation of Company 28th June 1985 Commencement of Business 2nd June1989 First Public issue of Total amount 4 99993 equity

Shares of Rs 10- each at par out of which 199993 equity shares were allotted on 18051989 amp 3000000 equity shares were allotted on 2nd June 1989 and share were listed on Delhi Stock Exchange

16th March 1990 Right issue of 5 00000 equity Shares 10th Aug 1998 Company is hereby granted Certificate of Registration to

commence the business of Non-Banking financial Institution by Reserve Bank of India

31st Oct 1998 Preferential Allotment of 1 50000 equity Shares

I 13th Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL for admission of its securities in the depository system

20th Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL for admission of its securities 1the depository system

i 25th Jan 2002 Change of Registered Office to 104 Mukund House Commercial Complex Azadpur Oelhi- 110033

24th June 2002 Preferential Allotment of 27 50000 equity Shares 27th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi

Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial ResourcesI Ltd and reduction of capital of Focus Industnal Resources Ltd i

f-2- 4----t-h-S-e-p-te-m-b-e-r----1r--L-i-st-in-g-o-fmiddotmiddotmiddot3834733 Equity Shares of Rs 10shy each I i 2010 ursuant to Scheme of Amal amation I 18th July 2011 Approval on EGM a sum of Rs 81294660- c~a-p-ita--c I-iz~ed--1

middot out of the amount standing to the credit of the Share I Premium Account t-1-6--cthC--A-u-g-u-s-t---+-Allotment of 8129466 Equity shares as Bonus Shares I

DIrector

[2011 I inthe ratio 2 (two)-new-Equity Sharesfo~r-every 1 (one) I i Equity Sharebsectld~~ them ont~~gsectcoc9_ Date_~_~ i 3rd Novemberl Listing Approval for 8129466 Bonus Equity Shares inJ I 2011 the ratio of 2 1 to the Existing Shareholders of the I company Lsect1JlMarch 2012 I Listed on Calcutta Stock exchange oll~~tb_I1arch 20lLJ

Change in the Registered Office during last three years No Change in the reg istered office

r~-- 1

~ ~~ate I From I To Remarks ~_J

I --------------No Change in the registered office------------- I~-middot~middot __1_ 1middot- 1--- J

HJEX URE I I senll (Ol~ S CRIP NAl-E f CCUS NDUSTRIAL RES OURCES LTD SCFIP TYPE EQUITY

1I ) ( A 3 TATEJ~EnT SHOW NG SHAREEOLDING PATTERN AS au 1 910201~

ICATE -1 CATEGORV qr NUMBlm OF TOTAL NUMBER Of ITO ~ L SIlJIEHOLOItIG AS I SHAPES PLEDGED OR I IGORY I S HAREHOL~EIS SHAREHOLDERS NUHB ER OF SHARES HELD IN IA PERC~1)GE OF TOTAJ OTHERn SE poundlCUHSE RED I ICODE I I

I I I

SHARES DEloATERIIL I ZED FOIV

II NUMl E1o

AS A

OF SHARE S I I A S A

I I IllUMBER OF I 15 A

I I I

I I I PEECEIHAGE I FERC EIIT IGE I SHARE S I PERCENTAGE I I I I OFIMS I OFIA+B+C) I I I I I I I I I I 1 LAJ 1SHAREHOLDI NG OF

IPROMOTER AND I I

II 1 I

1 I

1I PROMOTER GROUP I I 1

I I I I INDIA

I~I 1 INDI VlotJJUS 141 71459 50 I 7 14595 deg 1 860 I 5860 I 0 1 o 00 1 IHINDU UN DI VIDED I I I IIFAMI LY I 1 1 I 1 I

1

1

I IBI CENTAAL I o 0 000 I o aD 0 1 0 00 1 I I ~OVERl~N1STITE I 0 1 I I I I IGOVERlIlcentNT (S) I I 1 II I ICI I BODIES CORPORATE I a I 0 1 0 1 o 0 0 o 00 1 0 1 o 00 I 1 I I 101 I FI WlIC tAL I aI 0 1 01 o 00 aI 0 00 I0 0 0 I I 1 INST ITUTIONS 1 I I 1 I I I

BAN~S

IE) IANI OfIIER I I I 1 I I I I I OIR ECTORS amp THEIRI 0 1 0 1 a 000 1 000 1 0 0 00 1 I ReLTIVES I 1 I I I I I I I SOCIETI ES I 0 1 0 1 0 1 000 1 000 1 0 1 00 0 1 I PARTNE RS HI P f I Is1 01 0 1 0 1 0 00 1 0 001 0 1 0 0 0 1 I R~ I I 0 1 0 1 0 1 000 1 0 001 0 1 000 1 IEM PWELFARE Fun D I 0 1 0 1 0 1 0 00 1 0 00 1 0 1 000 1 IEsaPtSos I 0 0 1 a 0 0 0 1 0 00 1 01 000 1 I TRUSTS I 01 01 0 1 000 1 00 0 1 01 000 1 I I I I I I I I I I I I I I I I I I ISUB-TOTAL (AI (I) I 141 71 59501 71459 50 1 58 601 58 60 1 0 1 0 00 1

I2 i

(1 )

I I FQR~ I F 1I

II INDIVIDUALS

I 1

- j(NON

I II a

I I

I0 1

I I

I0 1

I1I00

II I0 001

I I

I0 1

I I

I000 1 I- RESIDEtI I NOlllllgtut2il

I I

I I

I 1

I I

I I

I I

II I I

I IFOR~ tw I IHOIVtDUL~ 1

I I

I I

I I

I I

I I

I I I

I 1

~__ bull I I I I 1 I I

SCRIP CODE SCFIP NAl1E FCCUS INDUST RIAL RESOURCES LTD SCRIP TYPE shy EQl1ITY

I ------ I - - I I I (BI IBOD I ES CORPORATE 01 01 01 0001 0001 01 000

I I I I I I I (e) ImSTITJATIOS 01 01 01 0001 0001 01 000

(0 1 ICUALIFIED FOREIGN I

I INVESTOR I 01

I 01

I 01

I 0001

I

0001

I 01

I 000

(EI IANY OTtiER I I I I I IDIRECTORS bull THEIR 01 01 01 0001 0001 000 I RELATIVES I I I I I ISCCIETIES 01 01 01 0001 0001 000 IPARTlltERSHIP FIRMS 0 01 01 0001 0001 a 000 1 IEMPl-1ELFARE FUND a 0 01 00 0 1 0001 a 000 I TRUST 01 01 01 0001 0001 01 0001 I ESOPESOS 01 01 01 0001 0001 a 0001

I I I I I I I I I I I I I I I 1 ISUB-TOT1IL IAI 121 01 01 01 0001 0001 01 0001

I I I I I I I I I TOTAL 14 1 71459501 71459501 58601 58601 01 000 11 I SHAREHOLDING OF I I I I I I PRO~ltOTER

IPROXOTER (A) -

AND GROUP

II I I I

II I I I

I I I

I I I I

I (A) (1) t (AI (~) I I I I I I I

I I I I I I II (B I I PUBL I C I I I I I I I

I SHAREHOLDINGS I I I I I I I

(11 IWSTITUTIONS I I I

IA IMUTUAl- FUNDSUTI 01 01 01 000 0001 01 0 001

I I I I I I I IB l lFINAlleIAL 01 01 01 000 0 001 01 0001

I INSTITUTIONS I I I I I I I BAtiKS I I I I I I

IC I ICENTRAL 0 1 01 01 000 0001 01 0001 I GOVE RtfENT I I I I I I I STATE I I I I I I IGOVEF1fENT(S) I

I I

I I I

I I

I I

I I

ID I IVENTURE eAPIT~L 01 01 0001 0001 01 0001 I FUN DS I I I I I I I I I I I I I

(E I IINSURANCE 01 01 0001 0001 01 0001 I CCIPAtlIES I I I I I I I I I I I I I

(FI IFOREIGN 0 1 01 0001 0001 01 0001 I INSTITUTIONAL I INVESTORS

I I

I I

I I

I I

I I

I I

I I I I I I (G I IFOREIGN VENTURE I 01 01 01 0 00 1 Dool 0 1 0 001

ICAPITAL I NVESTORSI I I I I I I

I I I I I I I I (HI ICUALIFIED FCREIGNI 01 01 01 0001 0001 01 000

I IlNESTOR I I I I I I I I I I I I I I I

I I ) IAtIY OTHER I I I I I I II IFOPEIGN FIN INST I 0 1 0 01 0001 0001 0 1 000 IFOREIGN ~UTFUND I 01 01 0001 00 0 1 0 1 000 IFFIBAlIKS I STRESSED ASSET

I I

01 0 I

01 0 I

0001 o 00 I

0 001 00 0 I

0 1 0 I

0 0 0 o 00

I STABILISATION I I I I I I I FUND I I I I I I ISTTE FIN COR P I 01 01 0001 0001 01 000

I I I I I I I ISUB-TOTALIB ) H I I 0 01 0001 0001 01 000 I I I I I I

SCRI P CODE SCRIP NAME fOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE ECUIT Y

(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

(A ) IHODIES CORPORATE 10 1 1641611 164161 013 1 013 1 0 1 0 0 0 1

(B) I I INDIVI DUALS

II I I

I I

I I

I I

II I I

11 ImIVIDUhJ~ 359 276418 1 276418 1 227 1 2271 0 0 00 1 I I

SHAREHOLDERS HOLDING

II I I

I II

I I

I I

I I

I I

I NOX IllkL SHARE I I I I I I

I CAPITAL UPTO RS 1 LAKH

I I

I I

I I

I I

I I

I I

I I

1 1 I I I I I II IlIDIVIDUAL

I SHAREHOLDERS

I HOLDI NG

I NCUnJAL SHARE

65 1 I I I

430 019 11

I

43 00191 1

I

I 35 2 6 1

I I I

3526 1

I I

0 1 I I I

0 00 I

I I I

I CAPITAL III I 1 I I I I I I I

EXCESS ES 1 LAKH

OF I I

I I

I I I I

I I I

I I

Ie ) Il cUALIFIED FOREIGN I 0 1 0 1 01 0 00 1 0 001 01 000 1 I IlIVESTOR

I

I

I I

I

I

I

I

I

I

I

I

I

I

I I

I ( D) IANY OTJiER I I I I I I

I TRUSTS I 01 0 1 0 1 0001 0 00 1 01 0 00 1 I DIRECTORS bull THEIRI 0 1 0 1 0 1 0001 000 1 0 1 0 001 I RELATI VES I I I I I I I I IFOREIGN tlATIONALSI I ESC RCIlt ACCOUNT I 0 1

0 I 0 1 a I

a ll a I 0 001

o 00 I 0 00 1 o 00 I

0 1 a I

0 00 1 000 I

11ARKET lltAlltER

INRI DCB

I 0 1 0 0

01 0 1 0 1

0 01 01

000 1 0 001 0 00

0001 0001 0001

01 01 01

000 0 001 0 00 1

I SCCI ET I ES I 0 1 01 01 000 1 0001 0 1 0 00 1 I CLEARING MElBERS I 01 01 011 0001 0 00 1 0 1 000 1 I SHARES IlITRlNSIT 1 01 01 0 1 0001 0 00 1 0 1 0 00 1 IBuf I 651 15522 4 1 45522 41 3 1 31 3 73 1 01 0 00 11 INRISOCBS I 0 1 0 1 01 0 001 000 1 01 0001 IroREIGN CORPORATE I 0 1 0 01 000 1 000 1 01 0 00 1 I BODIES I I I I I I I I IpRTNERSHIP flRls l 0 1 0 1 01 0 00 1 0001 0 1 00 0 1 I CUSTCDIAlI Of I ENny PROPERTY I fORE IGN

I I I

0 I I

0 1

a I I

0 1

0 II a

0 00 I I

0 001

0 00 II 000

a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 12: FOCUS INDUSTRIAL RESOURCES LIMITED

Cocfe of Concfuct Code of Condu ct oflocus Industrinl R~so llrc~s Ltd

Ph ilosoph

The Company shall be committed to the adoption of such corporate governance practices which ensure accountability of management on the one hand and maximisation of shareholders value on the other hand We would progressively strive to lay down adequate control systems and governance structures for protecting and furthering the interest of our stakeholders

Natio al Lnterest

The Company shall be committed in all its actions to benefit the economic development of the country in which t operates and shall not engage in any activity that would adversely affect such objective It shall not undertake ahy project or activity to the detriment of the nations interest or those that will have any adverse impact on the social and cultural life pattern of its citizens The Company shall conduct its business affairs in accordance with the economic development foreign policies objectives and priorities of the nations government and shall strive to make a positive contribution to the achievement of such goals at the international national and regional level as appropriate

Shareholders

The Company shall be committed to enhance shareholders value and comply with all regulations and laws that govern shareholders right The Board of Directors of the Company shall duly and fairly inform its shareholders about all relevant aspects of the Companys business and disclose such information in accordance With the respective regulations and agreements Employee policies and practices shall be administered in a manner that ensures that in all matters equal opportunity is provided to those eligible and the decisions are merit-based

Transparency and Adaptability

All Company employees shall ensure that their actions in the conduct of business are totally transparent except where the need of business security dictate otherwise Such transparency shall be brought about through appropriate poliCies systems and processes including as appropriate involvement of more than one manager in recording decision logic and maintaining supporting records All managers shall voluntarily ensure that their areas of operation are open to audit and the conduct of their activities are totally auditable

- shy

Dealings with people in the organization

In dealing with each other employees will uphold the values which are at the core of our HR Philosophy - trust teamwork mutuality and collaboration meritocracy objectivity self respect and human dignity Indeed these values will form the basis of our HR management systems and processes In areas such as selection and recruitment meritocracy will be the only criterion and all managers will scrupulously avoid considerations other than merit and suitability Performance management systems including appraisals remuneration and rewards will focus on meritocracy equity and upholding of Companys values and ethics

Financial reporting and records

The Company shall prepare and maintain its accounts fairly and accurately in accordance with the accounting and financial reporting standards which represent the generally accepted guidelines principles standards laws and regulations of the country in which the Company conducts its business affairs Internal accounting and audit procedures shall fairly and accurately reflect all of the Companys business transactions and disposition of assets All required information shall be accessible to Companys auditors and other authorised parties and government agencies There shall be no willful omissions of any company transactions from the books and records Any willful material misrepresentation of andor misinformation on the financial accounts and reports shall be regarded as a violation of this code apart from inviting appropriate civil or criminal action under the relevant laws

Public representation of the Company

I The Company honors the information requirement of the public and its stakeholders In all its public appearance with respect to disclosing Company and business information to public constituencies such as the media the financial community employees and shareholders The Company shall be represented only by specifically authorised directors and employees It will be the sole responsibility of these authorised representatives to disclose information to the concerned public

Political non-alignment

The Company shall not support directly or indirectly any specific political party or candidate for political office The Company shall not offer or give any Companys fund or property as donation directly or indirectly to any specific political party candidate or campaign

Ethica l conduct

Every employee of the Company which shall include a whole-time director and the managing director shall deal on behalf of the company with professionalism honesty and integrity as well as high morale and ethical standards Such conduct shall be fair and transparent and be perceived to be as such by third parties

Regulatory compliance

Every employee of the Company shall in his or her business conduct comply with all applicable laws and regulations both in letter and in spiritin all the territories in which he or she operates If the ethical and profeSSional standards set out in the applicable laws and regulations are below that of the code then the standards of the code shall prevail

Competition

The Company shall compete only in an ethical and legitimate manner It prohibits all acIJons that are antishycompetitive or otherwise contrary to laws that govern competitive practices in the market place

Concurrent employment

An employee of the Company shall not without the prior approval of the managing director of the Company accept employment or a position of responsibility (such as a consultant or a director) with any other Company nor provide freelance services to anyone In the case of a whole-time director or the managing director such prior approval must be obtained from the Board of Directors of the Company

- 4-rmiddot

Protecting Companys assets

The assets of the Company should not be misused but employed for the purpose of conducting the business for which they are duly authorised These include tangibie assets such as equipment and machinery systems facilities materials resources as well as intangible assets such as proprietary information relationship with customers and suppliers etc

Integrity of data furnished

Every employee of the Company shall ensure at all times the integrity of data or information furnished by him or her to the Company

Policy against Insider Trading

Insider Trading is prohibited by both law as well as by the Company policy Insider Trading generally involves the act of subscribing or buying or selling of the Company s securities when in the possession of any unpublished price sensit ive information about the Company It also involves disclosing any Unpublished Price Sensitive Information about the Company to others who could subscribe or buy or sell the Companys securities Insider Trading invokes severe civil and criminal penalties not only on the insider but also on the Company in certain circumstances under the Securities and Exchange Board of India (SEBI) Act 1992 Price Sensitive Information is that information which relates directly or indirectly to a Company and which i~ published is likely to materially affect the price of securities of a Company It is important to note that both positive and negative information could be price sensitive Employees are encouraged to follow the Insider Trading Code at all times Punishment for violation can include wage freeze termination and even a criminal offence resulting in a fine or penalty

Confidential informationpublicity

No employee shall disclose or use any confidential information gained in the course of employment with the Company for personal profit or for the advantage of any other person No employee shall provide any information either formally or informally to the press or to any other publicity media unless specifically authorised to do so

Disciplinary actions

The Company will take appropriate action against any employee agent contractor or consultant whose actions are found to violate these policies or any other policy of the Company Disciplinary actions may include immediate termination of employment or business relationship at the Companys sole discretion Where the Company has suffered a loss it may pursue its remedies against the individuals or entities responsible Where laws have been violated the Company will cooperate fully with the appropriate authorities Every employee shall be responsible for the implementation of and compliance with this code in his professional environment Failure to adhere to the code could attract the most severe consequences including termination of employment Every employee of the Company shall promptly report to the management any actual or possible violation of this code or an event he or she becomes aware of that could affect the business or reputation of hisher or any other group Company

Accountability

The Board of Directors (BOD) shall oversee the Companys adherence to ethical and legal standards All employees and the members of the BOD shall undertake to stop or prevent actions that could harm customers the system or reputation of the Company

Coryorate Socianesyonsibiaty

COrl)Orate ocial Responsibility (CSR) is the building block of the social pillar of sustainability With industry leadership come important responsibilities As we grow we understand the importance of giving back to society which is a core element of our corporate va tues An essential component of our corporate social responsibility is to care for the community We endeavor to make a positive contribution to the underprivileged communities by supporting a wide range of socio-economic educational and hefllth initiatives Our Company is committed to developing its business towards ecological social and econornic sustainability All of these are recognized as shared responsibilities within the Group enabling the continuous improvement of its operations The ultimate objective is to see that each business decision takes into account its social impact and accordingly plans an intervention to mitigate the impacts arising out of that decision It is equally important to ascertain that every activity done under CSR makes a socially responsible business sense

Capital evolution Authorized Share Capital

The present authorised share capital of the Company is Rs 125000000 divided into 12500000 equity shares of Rs 10 each The Authorized Equity Share Capital of the Company has been built-up as per the details given below

Date Cumulative Number of

Shares

Authorized Capital

(Rupees)

Issued and Paid-up Share Capital

The present issued subscribed and paid-up share capital of the Company is Rs 121941990 divided into 12194199 equity shares of Rs 10 each The shares of the Company has been subscribed and allotted as under

Date of I No of Equity Allotment eratio

Nature of Allotment

No of Equity Shares

Cumulativen shares

i I

Atth~me 7---+-101-

Face Value (Rs)

Issue PriceTconSid (Rs)

-70-1--cash1subs~~~ 7 Inco~ocato I I I me~and I

Cumulative Cum Capital ulativ (Rs) e

Shar e

70 Prem ium I

RsmiddotU

I I

I Iii Issue II

r-02-5u-n--8gT 300000 I 10 -30-00000 Cashl - Public -t----5OOOOo

I 16-Mar-9Qil~~~-- 10 50~6Q666 -Cash-I 31-0ct-98 150065--1 10

Ii

1500000 Cash Preferential 1150000 shy~ I I I Allotment ~ I 24-Jun-02 I 2750000 I 10 27500000 Cash TPreferential I 39000001 39000000 1--=-1 f-2i=-Afr-iol 2750ooor 1------+-=-+f~d~~h-ll~50OOO i10 11500000-t-0

I 23-Jul-l0 l91J3662 10 191736620 ~ofCapitalPursuant to 203236621------~11shyOther 203236620 than Scheme of Cash Arrangeme

nt of Amalgamat

[- 2~1-10 IJamp~~~ti _-1--0_--- ___ - ----+--=--~urtuo~t_frJU40164733plusmn 40647330~- - JI - For FocUS n--f~i5l --------shy

~

l

~

~ Director

5000000 -

Rig~tS~~~-lo OQJILltL116060000~~ I 11500000~ I

Scheme of Arrangeme I

nt of Amalgamat ion (80 Reduction of Capital

and Transfer to

share Premium Account)

13-Aug-ll 8129466 -10 I 81294660 In lieu Bonus 12194199012194199I of Shares

Existin Allotted in the ratioi 9

I i Shares of2 1I Ii

COMPANY INFORMATION

Year Major Events amp Milestones I

I 27th June 1985 incorporation of Company 28th June 1985 Commencement of Business 2nd June1989 First Public issue of Total amount 4 99993 equity

Shares of Rs 10- each at par out of which 199993 equity shares were allotted on 18051989 amp 3000000 equity shares were allotted on 2nd June 1989 and share were listed on Delhi Stock Exchange

16th March 1990 Right issue of 5 00000 equity Shares 10th Aug 1998 Company is hereby granted Certificate of Registration to

commence the business of Non-Banking financial Institution by Reserve Bank of India

31st Oct 1998 Preferential Allotment of 1 50000 equity Shares

I 13th Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL for admission of its securities in the depository system

20th Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL for admission of its securities 1the depository system

i 25th Jan 2002 Change of Registered Office to 104 Mukund House Commercial Complex Azadpur Oelhi- 110033

24th June 2002 Preferential Allotment of 27 50000 equity Shares 27th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi

Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial ResourcesI Ltd and reduction of capital of Focus Industnal Resources Ltd i

f-2- 4----t-h-S-e-p-te-m-b-e-r----1r--L-i-st-in-g-o-fmiddotmiddotmiddot3834733 Equity Shares of Rs 10shy each I i 2010 ursuant to Scheme of Amal amation I 18th July 2011 Approval on EGM a sum of Rs 81294660- c~a-p-ita--c I-iz~ed--1

middot out of the amount standing to the credit of the Share I Premium Account t-1-6--cthC--A-u-g-u-s-t---+-Allotment of 8129466 Equity shares as Bonus Shares I

DIrector

[2011 I inthe ratio 2 (two)-new-Equity Sharesfo~r-every 1 (one) I i Equity Sharebsectld~~ them ont~~gsectcoc9_ Date_~_~ i 3rd Novemberl Listing Approval for 8129466 Bonus Equity Shares inJ I 2011 the ratio of 2 1 to the Existing Shareholders of the I company Lsect1JlMarch 2012 I Listed on Calcutta Stock exchange oll~~tb_I1arch 20lLJ

Change in the Registered Office during last three years No Change in the reg istered office

r~-- 1

~ ~~ate I From I To Remarks ~_J

I --------------No Change in the registered office------------- I~-middot~middot __1_ 1middot- 1--- J

HJEX URE I I senll (Ol~ S CRIP NAl-E f CCUS NDUSTRIAL RES OURCES LTD SCFIP TYPE EQUITY

1I ) ( A 3 TATEJ~EnT SHOW NG SHAREEOLDING PATTERN AS au 1 910201~

ICATE -1 CATEGORV qr NUMBlm OF TOTAL NUMBER Of ITO ~ L SIlJIEHOLOItIG AS I SHAPES PLEDGED OR I IGORY I S HAREHOL~EIS SHAREHOLDERS NUHB ER OF SHARES HELD IN IA PERC~1)GE OF TOTAJ OTHERn SE poundlCUHSE RED I ICODE I I

I I I

SHARES DEloATERIIL I ZED FOIV

II NUMl E1o

AS A

OF SHARE S I I A S A

I I IllUMBER OF I 15 A

I I I

I I I PEECEIHAGE I FERC EIIT IGE I SHARE S I PERCENTAGE I I I I OFIMS I OFIA+B+C) I I I I I I I I I I 1 LAJ 1SHAREHOLDI NG OF

IPROMOTER AND I I

II 1 I

1 I

1I PROMOTER GROUP I I 1

I I I I INDIA

I~I 1 INDI VlotJJUS 141 71459 50 I 7 14595 deg 1 860 I 5860 I 0 1 o 00 1 IHINDU UN DI VIDED I I I IIFAMI LY I 1 1 I 1 I

1

1

I IBI CENTAAL I o 0 000 I o aD 0 1 0 00 1 I I ~OVERl~N1STITE I 0 1 I I I I IGOVERlIlcentNT (S) I I 1 II I ICI I BODIES CORPORATE I a I 0 1 0 1 o 0 0 o 00 1 0 1 o 00 I 1 I I 101 I FI WlIC tAL I aI 0 1 01 o 00 aI 0 00 I0 0 0 I I 1 INST ITUTIONS 1 I I 1 I I I

BAN~S

IE) IANI OfIIER I I I 1 I I I I I OIR ECTORS amp THEIRI 0 1 0 1 a 000 1 000 1 0 0 00 1 I ReLTIVES I 1 I I I I I I I SOCIETI ES I 0 1 0 1 0 1 000 1 000 1 0 1 00 0 1 I PARTNE RS HI P f I Is1 01 0 1 0 1 0 00 1 0 001 0 1 0 0 0 1 I R~ I I 0 1 0 1 0 1 000 1 0 001 0 1 000 1 IEM PWELFARE Fun D I 0 1 0 1 0 1 0 00 1 0 00 1 0 1 000 1 IEsaPtSos I 0 0 1 a 0 0 0 1 0 00 1 01 000 1 I TRUSTS I 01 01 0 1 000 1 00 0 1 01 000 1 I I I I I I I I I I I I I I I I I I ISUB-TOTAL (AI (I) I 141 71 59501 71459 50 1 58 601 58 60 1 0 1 0 00 1

I2 i

(1 )

I I FQR~ I F 1I

II INDIVIDUALS

I 1

- j(NON

I II a

I I

I0 1

I I

I0 1

I1I00

II I0 001

I I

I0 1

I I

I000 1 I- RESIDEtI I NOlllllgtut2il

I I

I I

I 1

I I

I I

I I

II I I

I IFOR~ tw I IHOIVtDUL~ 1

I I

I I

I I

I I

I I

I I I

I 1

~__ bull I I I I 1 I I

SCRIP CODE SCFIP NAl1E FCCUS INDUST RIAL RESOURCES LTD SCRIP TYPE shy EQl1ITY

I ------ I - - I I I (BI IBOD I ES CORPORATE 01 01 01 0001 0001 01 000

I I I I I I I (e) ImSTITJATIOS 01 01 01 0001 0001 01 000

(0 1 ICUALIFIED FOREIGN I

I INVESTOR I 01

I 01

I 01

I 0001

I

0001

I 01

I 000

(EI IANY OTtiER I I I I I IDIRECTORS bull THEIR 01 01 01 0001 0001 000 I RELATIVES I I I I I ISCCIETIES 01 01 01 0001 0001 000 IPARTlltERSHIP FIRMS 0 01 01 0001 0001 a 000 1 IEMPl-1ELFARE FUND a 0 01 00 0 1 0001 a 000 I TRUST 01 01 01 0001 0001 01 0001 I ESOPESOS 01 01 01 0001 0001 a 0001

I I I I I I I I I I I I I I I 1 ISUB-TOT1IL IAI 121 01 01 01 0001 0001 01 0001

I I I I I I I I I TOTAL 14 1 71459501 71459501 58601 58601 01 000 11 I SHAREHOLDING OF I I I I I I PRO~ltOTER

IPROXOTER (A) -

AND GROUP

II I I I

II I I I

I I I

I I I I

I (A) (1) t (AI (~) I I I I I I I

I I I I I I II (B I I PUBL I C I I I I I I I

I SHAREHOLDINGS I I I I I I I

(11 IWSTITUTIONS I I I

IA IMUTUAl- FUNDSUTI 01 01 01 000 0001 01 0 001

I I I I I I I IB l lFINAlleIAL 01 01 01 000 0 001 01 0001

I INSTITUTIONS I I I I I I I BAtiKS I I I I I I

IC I ICENTRAL 0 1 01 01 000 0001 01 0001 I GOVE RtfENT I I I I I I I STATE I I I I I I IGOVEF1fENT(S) I

I I

I I I

I I

I I

I I

ID I IVENTURE eAPIT~L 01 01 0001 0001 01 0001 I FUN DS I I I I I I I I I I I I I

(E I IINSURANCE 01 01 0001 0001 01 0001 I CCIPAtlIES I I I I I I I I I I I I I

(FI IFOREIGN 0 1 01 0001 0001 01 0001 I INSTITUTIONAL I INVESTORS

I I

I I

I I

I I

I I

I I

I I I I I I (G I IFOREIGN VENTURE I 01 01 01 0 00 1 Dool 0 1 0 001

ICAPITAL I NVESTORSI I I I I I I

I I I I I I I I (HI ICUALIFIED FCREIGNI 01 01 01 0001 0001 01 000

I IlNESTOR I I I I I I I I I I I I I I I

I I ) IAtIY OTHER I I I I I I II IFOPEIGN FIN INST I 0 1 0 01 0001 0001 0 1 000 IFOREIGN ~UTFUND I 01 01 0001 00 0 1 0 1 000 IFFIBAlIKS I STRESSED ASSET

I I

01 0 I

01 0 I

0001 o 00 I

0 001 00 0 I

0 1 0 I

0 0 0 o 00

I STABILISATION I I I I I I I FUND I I I I I I ISTTE FIN COR P I 01 01 0001 0001 01 000

I I I I I I I ISUB-TOTALIB ) H I I 0 01 0001 0001 01 000 I I I I I I

SCRI P CODE SCRIP NAME fOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE ECUIT Y

(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

(A ) IHODIES CORPORATE 10 1 1641611 164161 013 1 013 1 0 1 0 0 0 1

(B) I I INDIVI DUALS

II I I

I I

I I

I I

II I I

11 ImIVIDUhJ~ 359 276418 1 276418 1 227 1 2271 0 0 00 1 I I

SHAREHOLDERS HOLDING

II I I

I II

I I

I I

I I

I I

I NOX IllkL SHARE I I I I I I

I CAPITAL UPTO RS 1 LAKH

I I

I I

I I

I I

I I

I I

I I

1 1 I I I I I II IlIDIVIDUAL

I SHAREHOLDERS

I HOLDI NG

I NCUnJAL SHARE

65 1 I I I

430 019 11

I

43 00191 1

I

I 35 2 6 1

I I I

3526 1

I I

0 1 I I I

0 00 I

I I I

I CAPITAL III I 1 I I I I I I I

EXCESS ES 1 LAKH

OF I I

I I

I I I I

I I I

I I

Ie ) Il cUALIFIED FOREIGN I 0 1 0 1 01 0 00 1 0 001 01 000 1 I IlIVESTOR

I

I

I I

I

I

I

I

I

I

I

I

I

I

I I

I ( D) IANY OTJiER I I I I I I

I TRUSTS I 01 0 1 0 1 0001 0 00 1 01 0 00 1 I DIRECTORS bull THEIRI 0 1 0 1 0 1 0001 000 1 0 1 0 001 I RELATI VES I I I I I I I I IFOREIGN tlATIONALSI I ESC RCIlt ACCOUNT I 0 1

0 I 0 1 a I

a ll a I 0 001

o 00 I 0 00 1 o 00 I

0 1 a I

0 00 1 000 I

11ARKET lltAlltER

INRI DCB

I 0 1 0 0

01 0 1 0 1

0 01 01

000 1 0 001 0 00

0001 0001 0001

01 01 01

000 0 001 0 00 1

I SCCI ET I ES I 0 1 01 01 000 1 0001 0 1 0 00 1 I CLEARING MElBERS I 01 01 011 0001 0 00 1 0 1 000 1 I SHARES IlITRlNSIT 1 01 01 0 1 0001 0 00 1 0 1 0 00 1 IBuf I 651 15522 4 1 45522 41 3 1 31 3 73 1 01 0 00 11 INRISOCBS I 0 1 0 1 01 0 001 000 1 01 0001 IroREIGN CORPORATE I 0 1 0 01 000 1 000 1 01 0 00 1 I BODIES I I I I I I I I IpRTNERSHIP flRls l 0 1 0 1 01 0 00 1 0001 0 1 00 0 1 I CUSTCDIAlI Of I ENny PROPERTY I fORE IGN

I I I

0 I I

0 1

a I I

0 1

0 II a

0 00 I I

0 001

0 00 II 000

a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 13: FOCUS INDUSTRIAL RESOURCES LIMITED

- shy

Dealings with people in the organization

In dealing with each other employees will uphold the values which are at the core of our HR Philosophy - trust teamwork mutuality and collaboration meritocracy objectivity self respect and human dignity Indeed these values will form the basis of our HR management systems and processes In areas such as selection and recruitment meritocracy will be the only criterion and all managers will scrupulously avoid considerations other than merit and suitability Performance management systems including appraisals remuneration and rewards will focus on meritocracy equity and upholding of Companys values and ethics

Financial reporting and records

The Company shall prepare and maintain its accounts fairly and accurately in accordance with the accounting and financial reporting standards which represent the generally accepted guidelines principles standards laws and regulations of the country in which the Company conducts its business affairs Internal accounting and audit procedures shall fairly and accurately reflect all of the Companys business transactions and disposition of assets All required information shall be accessible to Companys auditors and other authorised parties and government agencies There shall be no willful omissions of any company transactions from the books and records Any willful material misrepresentation of andor misinformation on the financial accounts and reports shall be regarded as a violation of this code apart from inviting appropriate civil or criminal action under the relevant laws

Public representation of the Company

I The Company honors the information requirement of the public and its stakeholders In all its public appearance with respect to disclosing Company and business information to public constituencies such as the media the financial community employees and shareholders The Company shall be represented only by specifically authorised directors and employees It will be the sole responsibility of these authorised representatives to disclose information to the concerned public

Political non-alignment

The Company shall not support directly or indirectly any specific political party or candidate for political office The Company shall not offer or give any Companys fund or property as donation directly or indirectly to any specific political party candidate or campaign

Ethica l conduct

Every employee of the Company which shall include a whole-time director and the managing director shall deal on behalf of the company with professionalism honesty and integrity as well as high morale and ethical standards Such conduct shall be fair and transparent and be perceived to be as such by third parties

Regulatory compliance

Every employee of the Company shall in his or her business conduct comply with all applicable laws and regulations both in letter and in spiritin all the territories in which he or she operates If the ethical and profeSSional standards set out in the applicable laws and regulations are below that of the code then the standards of the code shall prevail

Competition

The Company shall compete only in an ethical and legitimate manner It prohibits all acIJons that are antishycompetitive or otherwise contrary to laws that govern competitive practices in the market place

Concurrent employment

An employee of the Company shall not without the prior approval of the managing director of the Company accept employment or a position of responsibility (such as a consultant or a director) with any other Company nor provide freelance services to anyone In the case of a whole-time director or the managing director such prior approval must be obtained from the Board of Directors of the Company

- 4-rmiddot

Protecting Companys assets

The assets of the Company should not be misused but employed for the purpose of conducting the business for which they are duly authorised These include tangibie assets such as equipment and machinery systems facilities materials resources as well as intangible assets such as proprietary information relationship with customers and suppliers etc

Integrity of data furnished

Every employee of the Company shall ensure at all times the integrity of data or information furnished by him or her to the Company

Policy against Insider Trading

Insider Trading is prohibited by both law as well as by the Company policy Insider Trading generally involves the act of subscribing or buying or selling of the Company s securities when in the possession of any unpublished price sensit ive information about the Company It also involves disclosing any Unpublished Price Sensitive Information about the Company to others who could subscribe or buy or sell the Companys securities Insider Trading invokes severe civil and criminal penalties not only on the insider but also on the Company in certain circumstances under the Securities and Exchange Board of India (SEBI) Act 1992 Price Sensitive Information is that information which relates directly or indirectly to a Company and which i~ published is likely to materially affect the price of securities of a Company It is important to note that both positive and negative information could be price sensitive Employees are encouraged to follow the Insider Trading Code at all times Punishment for violation can include wage freeze termination and even a criminal offence resulting in a fine or penalty

Confidential informationpublicity

No employee shall disclose or use any confidential information gained in the course of employment with the Company for personal profit or for the advantage of any other person No employee shall provide any information either formally or informally to the press or to any other publicity media unless specifically authorised to do so

Disciplinary actions

The Company will take appropriate action against any employee agent contractor or consultant whose actions are found to violate these policies or any other policy of the Company Disciplinary actions may include immediate termination of employment or business relationship at the Companys sole discretion Where the Company has suffered a loss it may pursue its remedies against the individuals or entities responsible Where laws have been violated the Company will cooperate fully with the appropriate authorities Every employee shall be responsible for the implementation of and compliance with this code in his professional environment Failure to adhere to the code could attract the most severe consequences including termination of employment Every employee of the Company shall promptly report to the management any actual or possible violation of this code or an event he or she becomes aware of that could affect the business or reputation of hisher or any other group Company

Accountability

The Board of Directors (BOD) shall oversee the Companys adherence to ethical and legal standards All employees and the members of the BOD shall undertake to stop or prevent actions that could harm customers the system or reputation of the Company

Coryorate Socianesyonsibiaty

COrl)Orate ocial Responsibility (CSR) is the building block of the social pillar of sustainability With industry leadership come important responsibilities As we grow we understand the importance of giving back to society which is a core element of our corporate va tues An essential component of our corporate social responsibility is to care for the community We endeavor to make a positive contribution to the underprivileged communities by supporting a wide range of socio-economic educational and hefllth initiatives Our Company is committed to developing its business towards ecological social and econornic sustainability All of these are recognized as shared responsibilities within the Group enabling the continuous improvement of its operations The ultimate objective is to see that each business decision takes into account its social impact and accordingly plans an intervention to mitigate the impacts arising out of that decision It is equally important to ascertain that every activity done under CSR makes a socially responsible business sense

Capital evolution Authorized Share Capital

The present authorised share capital of the Company is Rs 125000000 divided into 12500000 equity shares of Rs 10 each The Authorized Equity Share Capital of the Company has been built-up as per the details given below

Date Cumulative Number of

Shares

Authorized Capital

(Rupees)

Issued and Paid-up Share Capital

The present issued subscribed and paid-up share capital of the Company is Rs 121941990 divided into 12194199 equity shares of Rs 10 each The shares of the Company has been subscribed and allotted as under

Date of I No of Equity Allotment eratio

Nature of Allotment

No of Equity Shares

Cumulativen shares

i I

Atth~me 7---+-101-

Face Value (Rs)

Issue PriceTconSid (Rs)

-70-1--cash1subs~~~ 7 Inco~ocato I I I me~and I

Cumulative Cum Capital ulativ (Rs) e

Shar e

70 Prem ium I

RsmiddotU

I I

I Iii Issue II

r-02-5u-n--8gT 300000 I 10 -30-00000 Cashl - Public -t----5OOOOo

I 16-Mar-9Qil~~~-- 10 50~6Q666 -Cash-I 31-0ct-98 150065--1 10

Ii

1500000 Cash Preferential 1150000 shy~ I I I Allotment ~ I 24-Jun-02 I 2750000 I 10 27500000 Cash TPreferential I 39000001 39000000 1--=-1 f-2i=-Afr-iol 2750ooor 1------+-=-+f~d~~h-ll~50OOO i10 11500000-t-0

I 23-Jul-l0 l91J3662 10 191736620 ~ofCapitalPursuant to 203236621------~11shyOther 203236620 than Scheme of Cash Arrangeme

nt of Amalgamat

[- 2~1-10 IJamp~~~ti _-1--0_--- ___ - ----+--=--~urtuo~t_frJU40164733plusmn 40647330~- - JI - For FocUS n--f~i5l --------shy

~

l

~

~ Director

5000000 -

Rig~tS~~~-lo OQJILltL116060000~~ I 11500000~ I

Scheme of Arrangeme I

nt of Amalgamat ion (80 Reduction of Capital

and Transfer to

share Premium Account)

13-Aug-ll 8129466 -10 I 81294660 In lieu Bonus 12194199012194199I of Shares

Existin Allotted in the ratioi 9

I i Shares of2 1I Ii

COMPANY INFORMATION

Year Major Events amp Milestones I

I 27th June 1985 incorporation of Company 28th June 1985 Commencement of Business 2nd June1989 First Public issue of Total amount 4 99993 equity

Shares of Rs 10- each at par out of which 199993 equity shares were allotted on 18051989 amp 3000000 equity shares were allotted on 2nd June 1989 and share were listed on Delhi Stock Exchange

16th March 1990 Right issue of 5 00000 equity Shares 10th Aug 1998 Company is hereby granted Certificate of Registration to

commence the business of Non-Banking financial Institution by Reserve Bank of India

31st Oct 1998 Preferential Allotment of 1 50000 equity Shares

I 13th Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL for admission of its securities in the depository system

20th Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL for admission of its securities 1the depository system

i 25th Jan 2002 Change of Registered Office to 104 Mukund House Commercial Complex Azadpur Oelhi- 110033

24th June 2002 Preferential Allotment of 27 50000 equity Shares 27th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi

Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial ResourcesI Ltd and reduction of capital of Focus Industnal Resources Ltd i

f-2- 4----t-h-S-e-p-te-m-b-e-r----1r--L-i-st-in-g-o-fmiddotmiddotmiddot3834733 Equity Shares of Rs 10shy each I i 2010 ursuant to Scheme of Amal amation I 18th July 2011 Approval on EGM a sum of Rs 81294660- c~a-p-ita--c I-iz~ed--1

middot out of the amount standing to the credit of the Share I Premium Account t-1-6--cthC--A-u-g-u-s-t---+-Allotment of 8129466 Equity shares as Bonus Shares I

DIrector

[2011 I inthe ratio 2 (two)-new-Equity Sharesfo~r-every 1 (one) I i Equity Sharebsectld~~ them ont~~gsectcoc9_ Date_~_~ i 3rd Novemberl Listing Approval for 8129466 Bonus Equity Shares inJ I 2011 the ratio of 2 1 to the Existing Shareholders of the I company Lsect1JlMarch 2012 I Listed on Calcutta Stock exchange oll~~tb_I1arch 20lLJ

Change in the Registered Office during last three years No Change in the reg istered office

r~-- 1

~ ~~ate I From I To Remarks ~_J

I --------------No Change in the registered office------------- I~-middot~middot __1_ 1middot- 1--- J

HJEX URE I I senll (Ol~ S CRIP NAl-E f CCUS NDUSTRIAL RES OURCES LTD SCFIP TYPE EQUITY

1I ) ( A 3 TATEJ~EnT SHOW NG SHAREEOLDING PATTERN AS au 1 910201~

ICATE -1 CATEGORV qr NUMBlm OF TOTAL NUMBER Of ITO ~ L SIlJIEHOLOItIG AS I SHAPES PLEDGED OR I IGORY I S HAREHOL~EIS SHAREHOLDERS NUHB ER OF SHARES HELD IN IA PERC~1)GE OF TOTAJ OTHERn SE poundlCUHSE RED I ICODE I I

I I I

SHARES DEloATERIIL I ZED FOIV

II NUMl E1o

AS A

OF SHARE S I I A S A

I I IllUMBER OF I 15 A

I I I

I I I PEECEIHAGE I FERC EIIT IGE I SHARE S I PERCENTAGE I I I I OFIMS I OFIA+B+C) I I I I I I I I I I 1 LAJ 1SHAREHOLDI NG OF

IPROMOTER AND I I

II 1 I

1 I

1I PROMOTER GROUP I I 1

I I I I INDIA

I~I 1 INDI VlotJJUS 141 71459 50 I 7 14595 deg 1 860 I 5860 I 0 1 o 00 1 IHINDU UN DI VIDED I I I IIFAMI LY I 1 1 I 1 I

1

1

I IBI CENTAAL I o 0 000 I o aD 0 1 0 00 1 I I ~OVERl~N1STITE I 0 1 I I I I IGOVERlIlcentNT (S) I I 1 II I ICI I BODIES CORPORATE I a I 0 1 0 1 o 0 0 o 00 1 0 1 o 00 I 1 I I 101 I FI WlIC tAL I aI 0 1 01 o 00 aI 0 00 I0 0 0 I I 1 INST ITUTIONS 1 I I 1 I I I

BAN~S

IE) IANI OfIIER I I I 1 I I I I I OIR ECTORS amp THEIRI 0 1 0 1 a 000 1 000 1 0 0 00 1 I ReLTIVES I 1 I I I I I I I SOCIETI ES I 0 1 0 1 0 1 000 1 000 1 0 1 00 0 1 I PARTNE RS HI P f I Is1 01 0 1 0 1 0 00 1 0 001 0 1 0 0 0 1 I R~ I I 0 1 0 1 0 1 000 1 0 001 0 1 000 1 IEM PWELFARE Fun D I 0 1 0 1 0 1 0 00 1 0 00 1 0 1 000 1 IEsaPtSos I 0 0 1 a 0 0 0 1 0 00 1 01 000 1 I TRUSTS I 01 01 0 1 000 1 00 0 1 01 000 1 I I I I I I I I I I I I I I I I I I ISUB-TOTAL (AI (I) I 141 71 59501 71459 50 1 58 601 58 60 1 0 1 0 00 1

I2 i

(1 )

I I FQR~ I F 1I

II INDIVIDUALS

I 1

- j(NON

I II a

I I

I0 1

I I

I0 1

I1I00

II I0 001

I I

I0 1

I I

I000 1 I- RESIDEtI I NOlllllgtut2il

I I

I I

I 1

I I

I I

I I

II I I

I IFOR~ tw I IHOIVtDUL~ 1

I I

I I

I I

I I

I I

I I I

I 1

~__ bull I I I I 1 I I

SCRIP CODE SCFIP NAl1E FCCUS INDUST RIAL RESOURCES LTD SCRIP TYPE shy EQl1ITY

I ------ I - - I I I (BI IBOD I ES CORPORATE 01 01 01 0001 0001 01 000

I I I I I I I (e) ImSTITJATIOS 01 01 01 0001 0001 01 000

(0 1 ICUALIFIED FOREIGN I

I INVESTOR I 01

I 01

I 01

I 0001

I

0001

I 01

I 000

(EI IANY OTtiER I I I I I IDIRECTORS bull THEIR 01 01 01 0001 0001 000 I RELATIVES I I I I I ISCCIETIES 01 01 01 0001 0001 000 IPARTlltERSHIP FIRMS 0 01 01 0001 0001 a 000 1 IEMPl-1ELFARE FUND a 0 01 00 0 1 0001 a 000 I TRUST 01 01 01 0001 0001 01 0001 I ESOPESOS 01 01 01 0001 0001 a 0001

I I I I I I I I I I I I I I I 1 ISUB-TOT1IL IAI 121 01 01 01 0001 0001 01 0001

I I I I I I I I I TOTAL 14 1 71459501 71459501 58601 58601 01 000 11 I SHAREHOLDING OF I I I I I I PRO~ltOTER

IPROXOTER (A) -

AND GROUP

II I I I

II I I I

I I I

I I I I

I (A) (1) t (AI (~) I I I I I I I

I I I I I I II (B I I PUBL I C I I I I I I I

I SHAREHOLDINGS I I I I I I I

(11 IWSTITUTIONS I I I

IA IMUTUAl- FUNDSUTI 01 01 01 000 0001 01 0 001

I I I I I I I IB l lFINAlleIAL 01 01 01 000 0 001 01 0001

I INSTITUTIONS I I I I I I I BAtiKS I I I I I I

IC I ICENTRAL 0 1 01 01 000 0001 01 0001 I GOVE RtfENT I I I I I I I STATE I I I I I I IGOVEF1fENT(S) I

I I

I I I

I I

I I

I I

ID I IVENTURE eAPIT~L 01 01 0001 0001 01 0001 I FUN DS I I I I I I I I I I I I I

(E I IINSURANCE 01 01 0001 0001 01 0001 I CCIPAtlIES I I I I I I I I I I I I I

(FI IFOREIGN 0 1 01 0001 0001 01 0001 I INSTITUTIONAL I INVESTORS

I I

I I

I I

I I

I I

I I

I I I I I I (G I IFOREIGN VENTURE I 01 01 01 0 00 1 Dool 0 1 0 001

ICAPITAL I NVESTORSI I I I I I I

I I I I I I I I (HI ICUALIFIED FCREIGNI 01 01 01 0001 0001 01 000

I IlNESTOR I I I I I I I I I I I I I I I

I I ) IAtIY OTHER I I I I I I II IFOPEIGN FIN INST I 0 1 0 01 0001 0001 0 1 000 IFOREIGN ~UTFUND I 01 01 0001 00 0 1 0 1 000 IFFIBAlIKS I STRESSED ASSET

I I

01 0 I

01 0 I

0001 o 00 I

0 001 00 0 I

0 1 0 I

0 0 0 o 00

I STABILISATION I I I I I I I FUND I I I I I I ISTTE FIN COR P I 01 01 0001 0001 01 000

I I I I I I I ISUB-TOTALIB ) H I I 0 01 0001 0001 01 000 I I I I I I

SCRI P CODE SCRIP NAME fOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE ECUIT Y

(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

(A ) IHODIES CORPORATE 10 1 1641611 164161 013 1 013 1 0 1 0 0 0 1

(B) I I INDIVI DUALS

II I I

I I

I I

I I

II I I

11 ImIVIDUhJ~ 359 276418 1 276418 1 227 1 2271 0 0 00 1 I I

SHAREHOLDERS HOLDING

II I I

I II

I I

I I

I I

I I

I NOX IllkL SHARE I I I I I I

I CAPITAL UPTO RS 1 LAKH

I I

I I

I I

I I

I I

I I

I I

1 1 I I I I I II IlIDIVIDUAL

I SHAREHOLDERS

I HOLDI NG

I NCUnJAL SHARE

65 1 I I I

430 019 11

I

43 00191 1

I

I 35 2 6 1

I I I

3526 1

I I

0 1 I I I

0 00 I

I I I

I CAPITAL III I 1 I I I I I I I

EXCESS ES 1 LAKH

OF I I

I I

I I I I

I I I

I I

Ie ) Il cUALIFIED FOREIGN I 0 1 0 1 01 0 00 1 0 001 01 000 1 I IlIVESTOR

I

I

I I

I

I

I

I

I

I

I

I

I

I

I I

I ( D) IANY OTJiER I I I I I I

I TRUSTS I 01 0 1 0 1 0001 0 00 1 01 0 00 1 I DIRECTORS bull THEIRI 0 1 0 1 0 1 0001 000 1 0 1 0 001 I RELATI VES I I I I I I I I IFOREIGN tlATIONALSI I ESC RCIlt ACCOUNT I 0 1

0 I 0 1 a I

a ll a I 0 001

o 00 I 0 00 1 o 00 I

0 1 a I

0 00 1 000 I

11ARKET lltAlltER

INRI DCB

I 0 1 0 0

01 0 1 0 1

0 01 01

000 1 0 001 0 00

0001 0001 0001

01 01 01

000 0 001 0 00 1

I SCCI ET I ES I 0 1 01 01 000 1 0001 0 1 0 00 1 I CLEARING MElBERS I 01 01 011 0001 0 00 1 0 1 000 1 I SHARES IlITRlNSIT 1 01 01 0 1 0001 0 00 1 0 1 0 00 1 IBuf I 651 15522 4 1 45522 41 3 1 31 3 73 1 01 0 00 11 INRISOCBS I 0 1 0 1 01 0 001 000 1 01 0001 IroREIGN CORPORATE I 0 1 0 01 000 1 000 1 01 0 00 1 I BODIES I I I I I I I I IpRTNERSHIP flRls l 0 1 0 1 01 0 00 1 0001 0 1 00 0 1 I CUSTCDIAlI Of I ENny PROPERTY I fORE IGN

I I I

0 I I

0 1

a I I

0 1

0 II a

0 00 I I

0 001

0 00 II 000

a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 14: FOCUS INDUSTRIAL RESOURCES LIMITED

- 4-rmiddot

Protecting Companys assets

The assets of the Company should not be misused but employed for the purpose of conducting the business for which they are duly authorised These include tangibie assets such as equipment and machinery systems facilities materials resources as well as intangible assets such as proprietary information relationship with customers and suppliers etc

Integrity of data furnished

Every employee of the Company shall ensure at all times the integrity of data or information furnished by him or her to the Company

Policy against Insider Trading

Insider Trading is prohibited by both law as well as by the Company policy Insider Trading generally involves the act of subscribing or buying or selling of the Company s securities when in the possession of any unpublished price sensit ive information about the Company It also involves disclosing any Unpublished Price Sensitive Information about the Company to others who could subscribe or buy or sell the Companys securities Insider Trading invokes severe civil and criminal penalties not only on the insider but also on the Company in certain circumstances under the Securities and Exchange Board of India (SEBI) Act 1992 Price Sensitive Information is that information which relates directly or indirectly to a Company and which i~ published is likely to materially affect the price of securities of a Company It is important to note that both positive and negative information could be price sensitive Employees are encouraged to follow the Insider Trading Code at all times Punishment for violation can include wage freeze termination and even a criminal offence resulting in a fine or penalty

Confidential informationpublicity

No employee shall disclose or use any confidential information gained in the course of employment with the Company for personal profit or for the advantage of any other person No employee shall provide any information either formally or informally to the press or to any other publicity media unless specifically authorised to do so

Disciplinary actions

The Company will take appropriate action against any employee agent contractor or consultant whose actions are found to violate these policies or any other policy of the Company Disciplinary actions may include immediate termination of employment or business relationship at the Companys sole discretion Where the Company has suffered a loss it may pursue its remedies against the individuals or entities responsible Where laws have been violated the Company will cooperate fully with the appropriate authorities Every employee shall be responsible for the implementation of and compliance with this code in his professional environment Failure to adhere to the code could attract the most severe consequences including termination of employment Every employee of the Company shall promptly report to the management any actual or possible violation of this code or an event he or she becomes aware of that could affect the business or reputation of hisher or any other group Company

Accountability

The Board of Directors (BOD) shall oversee the Companys adherence to ethical and legal standards All employees and the members of the BOD shall undertake to stop or prevent actions that could harm customers the system or reputation of the Company

Coryorate Socianesyonsibiaty

COrl)Orate ocial Responsibility (CSR) is the building block of the social pillar of sustainability With industry leadership come important responsibilities As we grow we understand the importance of giving back to society which is a core element of our corporate va tues An essential component of our corporate social responsibility is to care for the community We endeavor to make a positive contribution to the underprivileged communities by supporting a wide range of socio-economic educational and hefllth initiatives Our Company is committed to developing its business towards ecological social and econornic sustainability All of these are recognized as shared responsibilities within the Group enabling the continuous improvement of its operations The ultimate objective is to see that each business decision takes into account its social impact and accordingly plans an intervention to mitigate the impacts arising out of that decision It is equally important to ascertain that every activity done under CSR makes a socially responsible business sense

Capital evolution Authorized Share Capital

The present authorised share capital of the Company is Rs 125000000 divided into 12500000 equity shares of Rs 10 each The Authorized Equity Share Capital of the Company has been built-up as per the details given below

Date Cumulative Number of

Shares

Authorized Capital

(Rupees)

Issued and Paid-up Share Capital

The present issued subscribed and paid-up share capital of the Company is Rs 121941990 divided into 12194199 equity shares of Rs 10 each The shares of the Company has been subscribed and allotted as under

Date of I No of Equity Allotment eratio

Nature of Allotment

No of Equity Shares

Cumulativen shares

i I

Atth~me 7---+-101-

Face Value (Rs)

Issue PriceTconSid (Rs)

-70-1--cash1subs~~~ 7 Inco~ocato I I I me~and I

Cumulative Cum Capital ulativ (Rs) e

Shar e

70 Prem ium I

RsmiddotU

I I

I Iii Issue II

r-02-5u-n--8gT 300000 I 10 -30-00000 Cashl - Public -t----5OOOOo

I 16-Mar-9Qil~~~-- 10 50~6Q666 -Cash-I 31-0ct-98 150065--1 10

Ii

1500000 Cash Preferential 1150000 shy~ I I I Allotment ~ I 24-Jun-02 I 2750000 I 10 27500000 Cash TPreferential I 39000001 39000000 1--=-1 f-2i=-Afr-iol 2750ooor 1------+-=-+f~d~~h-ll~50OOO i10 11500000-t-0

I 23-Jul-l0 l91J3662 10 191736620 ~ofCapitalPursuant to 203236621------~11shyOther 203236620 than Scheme of Cash Arrangeme

nt of Amalgamat

[- 2~1-10 IJamp~~~ti _-1--0_--- ___ - ----+--=--~urtuo~t_frJU40164733plusmn 40647330~- - JI - For FocUS n--f~i5l --------shy

~

l

~

~ Director

5000000 -

Rig~tS~~~-lo OQJILltL116060000~~ I 11500000~ I

Scheme of Arrangeme I

nt of Amalgamat ion (80 Reduction of Capital

and Transfer to

share Premium Account)

13-Aug-ll 8129466 -10 I 81294660 In lieu Bonus 12194199012194199I of Shares

Existin Allotted in the ratioi 9

I i Shares of2 1I Ii

COMPANY INFORMATION

Year Major Events amp Milestones I

I 27th June 1985 incorporation of Company 28th June 1985 Commencement of Business 2nd June1989 First Public issue of Total amount 4 99993 equity

Shares of Rs 10- each at par out of which 199993 equity shares were allotted on 18051989 amp 3000000 equity shares were allotted on 2nd June 1989 and share were listed on Delhi Stock Exchange

16th March 1990 Right issue of 5 00000 equity Shares 10th Aug 1998 Company is hereby granted Certificate of Registration to

commence the business of Non-Banking financial Institution by Reserve Bank of India

31st Oct 1998 Preferential Allotment of 1 50000 equity Shares

I 13th Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL for admission of its securities in the depository system

20th Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL for admission of its securities 1the depository system

i 25th Jan 2002 Change of Registered Office to 104 Mukund House Commercial Complex Azadpur Oelhi- 110033

24th June 2002 Preferential Allotment of 27 50000 equity Shares 27th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi

Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial ResourcesI Ltd and reduction of capital of Focus Industnal Resources Ltd i

f-2- 4----t-h-S-e-p-te-m-b-e-r----1r--L-i-st-in-g-o-fmiddotmiddotmiddot3834733 Equity Shares of Rs 10shy each I i 2010 ursuant to Scheme of Amal amation I 18th July 2011 Approval on EGM a sum of Rs 81294660- c~a-p-ita--c I-iz~ed--1

middot out of the amount standing to the credit of the Share I Premium Account t-1-6--cthC--A-u-g-u-s-t---+-Allotment of 8129466 Equity shares as Bonus Shares I

DIrector

[2011 I inthe ratio 2 (two)-new-Equity Sharesfo~r-every 1 (one) I i Equity Sharebsectld~~ them ont~~gsectcoc9_ Date_~_~ i 3rd Novemberl Listing Approval for 8129466 Bonus Equity Shares inJ I 2011 the ratio of 2 1 to the Existing Shareholders of the I company Lsect1JlMarch 2012 I Listed on Calcutta Stock exchange oll~~tb_I1arch 20lLJ

Change in the Registered Office during last three years No Change in the reg istered office

r~-- 1

~ ~~ate I From I To Remarks ~_J

I --------------No Change in the registered office------------- I~-middot~middot __1_ 1middot- 1--- J

HJEX URE I I senll (Ol~ S CRIP NAl-E f CCUS NDUSTRIAL RES OURCES LTD SCFIP TYPE EQUITY

1I ) ( A 3 TATEJ~EnT SHOW NG SHAREEOLDING PATTERN AS au 1 910201~

ICATE -1 CATEGORV qr NUMBlm OF TOTAL NUMBER Of ITO ~ L SIlJIEHOLOItIG AS I SHAPES PLEDGED OR I IGORY I S HAREHOL~EIS SHAREHOLDERS NUHB ER OF SHARES HELD IN IA PERC~1)GE OF TOTAJ OTHERn SE poundlCUHSE RED I ICODE I I

I I I

SHARES DEloATERIIL I ZED FOIV

II NUMl E1o

AS A

OF SHARE S I I A S A

I I IllUMBER OF I 15 A

I I I

I I I PEECEIHAGE I FERC EIIT IGE I SHARE S I PERCENTAGE I I I I OFIMS I OFIA+B+C) I I I I I I I I I I 1 LAJ 1SHAREHOLDI NG OF

IPROMOTER AND I I

II 1 I

1 I

1I PROMOTER GROUP I I 1

I I I I INDIA

I~I 1 INDI VlotJJUS 141 71459 50 I 7 14595 deg 1 860 I 5860 I 0 1 o 00 1 IHINDU UN DI VIDED I I I IIFAMI LY I 1 1 I 1 I

1

1

I IBI CENTAAL I o 0 000 I o aD 0 1 0 00 1 I I ~OVERl~N1STITE I 0 1 I I I I IGOVERlIlcentNT (S) I I 1 II I ICI I BODIES CORPORATE I a I 0 1 0 1 o 0 0 o 00 1 0 1 o 00 I 1 I I 101 I FI WlIC tAL I aI 0 1 01 o 00 aI 0 00 I0 0 0 I I 1 INST ITUTIONS 1 I I 1 I I I

BAN~S

IE) IANI OfIIER I I I 1 I I I I I OIR ECTORS amp THEIRI 0 1 0 1 a 000 1 000 1 0 0 00 1 I ReLTIVES I 1 I I I I I I I SOCIETI ES I 0 1 0 1 0 1 000 1 000 1 0 1 00 0 1 I PARTNE RS HI P f I Is1 01 0 1 0 1 0 00 1 0 001 0 1 0 0 0 1 I R~ I I 0 1 0 1 0 1 000 1 0 001 0 1 000 1 IEM PWELFARE Fun D I 0 1 0 1 0 1 0 00 1 0 00 1 0 1 000 1 IEsaPtSos I 0 0 1 a 0 0 0 1 0 00 1 01 000 1 I TRUSTS I 01 01 0 1 000 1 00 0 1 01 000 1 I I I I I I I I I I I I I I I I I I ISUB-TOTAL (AI (I) I 141 71 59501 71459 50 1 58 601 58 60 1 0 1 0 00 1

I2 i

(1 )

I I FQR~ I F 1I

II INDIVIDUALS

I 1

- j(NON

I II a

I I

I0 1

I I

I0 1

I1I00

II I0 001

I I

I0 1

I I

I000 1 I- RESIDEtI I NOlllllgtut2il

I I

I I

I 1

I I

I I

I I

II I I

I IFOR~ tw I IHOIVtDUL~ 1

I I

I I

I I

I I

I I

I I I

I 1

~__ bull I I I I 1 I I

SCRIP CODE SCFIP NAl1E FCCUS INDUST RIAL RESOURCES LTD SCRIP TYPE shy EQl1ITY

I ------ I - - I I I (BI IBOD I ES CORPORATE 01 01 01 0001 0001 01 000

I I I I I I I (e) ImSTITJATIOS 01 01 01 0001 0001 01 000

(0 1 ICUALIFIED FOREIGN I

I INVESTOR I 01

I 01

I 01

I 0001

I

0001

I 01

I 000

(EI IANY OTtiER I I I I I IDIRECTORS bull THEIR 01 01 01 0001 0001 000 I RELATIVES I I I I I ISCCIETIES 01 01 01 0001 0001 000 IPARTlltERSHIP FIRMS 0 01 01 0001 0001 a 000 1 IEMPl-1ELFARE FUND a 0 01 00 0 1 0001 a 000 I TRUST 01 01 01 0001 0001 01 0001 I ESOPESOS 01 01 01 0001 0001 a 0001

I I I I I I I I I I I I I I I 1 ISUB-TOT1IL IAI 121 01 01 01 0001 0001 01 0001

I I I I I I I I I TOTAL 14 1 71459501 71459501 58601 58601 01 000 11 I SHAREHOLDING OF I I I I I I PRO~ltOTER

IPROXOTER (A) -

AND GROUP

II I I I

II I I I

I I I

I I I I

I (A) (1) t (AI (~) I I I I I I I

I I I I I I II (B I I PUBL I C I I I I I I I

I SHAREHOLDINGS I I I I I I I

(11 IWSTITUTIONS I I I

IA IMUTUAl- FUNDSUTI 01 01 01 000 0001 01 0 001

I I I I I I I IB l lFINAlleIAL 01 01 01 000 0 001 01 0001

I INSTITUTIONS I I I I I I I BAtiKS I I I I I I

IC I ICENTRAL 0 1 01 01 000 0001 01 0001 I GOVE RtfENT I I I I I I I STATE I I I I I I IGOVEF1fENT(S) I

I I

I I I

I I

I I

I I

ID I IVENTURE eAPIT~L 01 01 0001 0001 01 0001 I FUN DS I I I I I I I I I I I I I

(E I IINSURANCE 01 01 0001 0001 01 0001 I CCIPAtlIES I I I I I I I I I I I I I

(FI IFOREIGN 0 1 01 0001 0001 01 0001 I INSTITUTIONAL I INVESTORS

I I

I I

I I

I I

I I

I I

I I I I I I (G I IFOREIGN VENTURE I 01 01 01 0 00 1 Dool 0 1 0 001

ICAPITAL I NVESTORSI I I I I I I

I I I I I I I I (HI ICUALIFIED FCREIGNI 01 01 01 0001 0001 01 000

I IlNESTOR I I I I I I I I I I I I I I I

I I ) IAtIY OTHER I I I I I I II IFOPEIGN FIN INST I 0 1 0 01 0001 0001 0 1 000 IFOREIGN ~UTFUND I 01 01 0001 00 0 1 0 1 000 IFFIBAlIKS I STRESSED ASSET

I I

01 0 I

01 0 I

0001 o 00 I

0 001 00 0 I

0 1 0 I

0 0 0 o 00

I STABILISATION I I I I I I I FUND I I I I I I ISTTE FIN COR P I 01 01 0001 0001 01 000

I I I I I I I ISUB-TOTALIB ) H I I 0 01 0001 0001 01 000 I I I I I I

SCRI P CODE SCRIP NAME fOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE ECUIT Y

(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

(A ) IHODIES CORPORATE 10 1 1641611 164161 013 1 013 1 0 1 0 0 0 1

(B) I I INDIVI DUALS

II I I

I I

I I

I I

II I I

11 ImIVIDUhJ~ 359 276418 1 276418 1 227 1 2271 0 0 00 1 I I

SHAREHOLDERS HOLDING

II I I

I II

I I

I I

I I

I I

I NOX IllkL SHARE I I I I I I

I CAPITAL UPTO RS 1 LAKH

I I

I I

I I

I I

I I

I I

I I

1 1 I I I I I II IlIDIVIDUAL

I SHAREHOLDERS

I HOLDI NG

I NCUnJAL SHARE

65 1 I I I

430 019 11

I

43 00191 1

I

I 35 2 6 1

I I I

3526 1

I I

0 1 I I I

0 00 I

I I I

I CAPITAL III I 1 I I I I I I I

EXCESS ES 1 LAKH

OF I I

I I

I I I I

I I I

I I

Ie ) Il cUALIFIED FOREIGN I 0 1 0 1 01 0 00 1 0 001 01 000 1 I IlIVESTOR

I

I

I I

I

I

I

I

I

I

I

I

I

I

I I

I ( D) IANY OTJiER I I I I I I

I TRUSTS I 01 0 1 0 1 0001 0 00 1 01 0 00 1 I DIRECTORS bull THEIRI 0 1 0 1 0 1 0001 000 1 0 1 0 001 I RELATI VES I I I I I I I I IFOREIGN tlATIONALSI I ESC RCIlt ACCOUNT I 0 1

0 I 0 1 a I

a ll a I 0 001

o 00 I 0 00 1 o 00 I

0 1 a I

0 00 1 000 I

11ARKET lltAlltER

INRI DCB

I 0 1 0 0

01 0 1 0 1

0 01 01

000 1 0 001 0 00

0001 0001 0001

01 01 01

000 0 001 0 00 1

I SCCI ET I ES I 0 1 01 01 000 1 0001 0 1 0 00 1 I CLEARING MElBERS I 01 01 011 0001 0 00 1 0 1 000 1 I SHARES IlITRlNSIT 1 01 01 0 1 0001 0 00 1 0 1 0 00 1 IBuf I 651 15522 4 1 45522 41 3 1 31 3 73 1 01 0 00 11 INRISOCBS I 0 1 0 1 01 0 001 000 1 01 0001 IroREIGN CORPORATE I 0 1 0 01 000 1 000 1 01 0 00 1 I BODIES I I I I I I I I IpRTNERSHIP flRls l 0 1 0 1 01 0 00 1 0001 0 1 00 0 1 I CUSTCDIAlI Of I ENny PROPERTY I fORE IGN

I I I

0 I I

0 1

a I I

0 1

0 II a

0 00 I I

0 001

0 00 II 000

a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 15: FOCUS INDUSTRIAL RESOURCES LIMITED

Coryorate Socianesyonsibiaty

COrl)Orate ocial Responsibility (CSR) is the building block of the social pillar of sustainability With industry leadership come important responsibilities As we grow we understand the importance of giving back to society which is a core element of our corporate va tues An essential component of our corporate social responsibility is to care for the community We endeavor to make a positive contribution to the underprivileged communities by supporting a wide range of socio-economic educational and hefllth initiatives Our Company is committed to developing its business towards ecological social and econornic sustainability All of these are recognized as shared responsibilities within the Group enabling the continuous improvement of its operations The ultimate objective is to see that each business decision takes into account its social impact and accordingly plans an intervention to mitigate the impacts arising out of that decision It is equally important to ascertain that every activity done under CSR makes a socially responsible business sense

Capital evolution Authorized Share Capital

The present authorised share capital of the Company is Rs 125000000 divided into 12500000 equity shares of Rs 10 each The Authorized Equity Share Capital of the Company has been built-up as per the details given below

Date Cumulative Number of

Shares

Authorized Capital

(Rupees)

Issued and Paid-up Share Capital

The present issued subscribed and paid-up share capital of the Company is Rs 121941990 divided into 12194199 equity shares of Rs 10 each The shares of the Company has been subscribed and allotted as under

Date of I No of Equity Allotment eratio

Nature of Allotment

No of Equity Shares

Cumulativen shares

i I

Atth~me 7---+-101-

Face Value (Rs)

Issue PriceTconSid (Rs)

-70-1--cash1subs~~~ 7 Inco~ocato I I I me~and I

Cumulative Cum Capital ulativ (Rs) e

Shar e

70 Prem ium I

RsmiddotU

I I

I Iii Issue II

r-02-5u-n--8gT 300000 I 10 -30-00000 Cashl - Public -t----5OOOOo

I 16-Mar-9Qil~~~-- 10 50~6Q666 -Cash-I 31-0ct-98 150065--1 10

Ii

1500000 Cash Preferential 1150000 shy~ I I I Allotment ~ I 24-Jun-02 I 2750000 I 10 27500000 Cash TPreferential I 39000001 39000000 1--=-1 f-2i=-Afr-iol 2750ooor 1------+-=-+f~d~~h-ll~50OOO i10 11500000-t-0

I 23-Jul-l0 l91J3662 10 191736620 ~ofCapitalPursuant to 203236621------~11shyOther 203236620 than Scheme of Cash Arrangeme

nt of Amalgamat

[- 2~1-10 IJamp~~~ti _-1--0_--- ___ - ----+--=--~urtuo~t_frJU40164733plusmn 40647330~- - JI - For FocUS n--f~i5l --------shy

~

l

~

~ Director

5000000 -

Rig~tS~~~-lo OQJILltL116060000~~ I 11500000~ I

Scheme of Arrangeme I

nt of Amalgamat ion (80 Reduction of Capital

and Transfer to

share Premium Account)

13-Aug-ll 8129466 -10 I 81294660 In lieu Bonus 12194199012194199I of Shares

Existin Allotted in the ratioi 9

I i Shares of2 1I Ii

COMPANY INFORMATION

Year Major Events amp Milestones I

I 27th June 1985 incorporation of Company 28th June 1985 Commencement of Business 2nd June1989 First Public issue of Total amount 4 99993 equity

Shares of Rs 10- each at par out of which 199993 equity shares were allotted on 18051989 amp 3000000 equity shares were allotted on 2nd June 1989 and share were listed on Delhi Stock Exchange

16th March 1990 Right issue of 5 00000 equity Shares 10th Aug 1998 Company is hereby granted Certificate of Registration to

commence the business of Non-Banking financial Institution by Reserve Bank of India

31st Oct 1998 Preferential Allotment of 1 50000 equity Shares

I 13th Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL for admission of its securities in the depository system

20th Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL for admission of its securities 1the depository system

i 25th Jan 2002 Change of Registered Office to 104 Mukund House Commercial Complex Azadpur Oelhi- 110033

24th June 2002 Preferential Allotment of 27 50000 equity Shares 27th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi

Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial ResourcesI Ltd and reduction of capital of Focus Industnal Resources Ltd i

f-2- 4----t-h-S-e-p-te-m-b-e-r----1r--L-i-st-in-g-o-fmiddotmiddotmiddot3834733 Equity Shares of Rs 10shy each I i 2010 ursuant to Scheme of Amal amation I 18th July 2011 Approval on EGM a sum of Rs 81294660- c~a-p-ita--c I-iz~ed--1

middot out of the amount standing to the credit of the Share I Premium Account t-1-6--cthC--A-u-g-u-s-t---+-Allotment of 8129466 Equity shares as Bonus Shares I

DIrector

[2011 I inthe ratio 2 (two)-new-Equity Sharesfo~r-every 1 (one) I i Equity Sharebsectld~~ them ont~~gsectcoc9_ Date_~_~ i 3rd Novemberl Listing Approval for 8129466 Bonus Equity Shares inJ I 2011 the ratio of 2 1 to the Existing Shareholders of the I company Lsect1JlMarch 2012 I Listed on Calcutta Stock exchange oll~~tb_I1arch 20lLJ

Change in the Registered Office during last three years No Change in the reg istered office

r~-- 1

~ ~~ate I From I To Remarks ~_J

I --------------No Change in the registered office------------- I~-middot~middot __1_ 1middot- 1--- J

HJEX URE I I senll (Ol~ S CRIP NAl-E f CCUS NDUSTRIAL RES OURCES LTD SCFIP TYPE EQUITY

1I ) ( A 3 TATEJ~EnT SHOW NG SHAREEOLDING PATTERN AS au 1 910201~

ICATE -1 CATEGORV qr NUMBlm OF TOTAL NUMBER Of ITO ~ L SIlJIEHOLOItIG AS I SHAPES PLEDGED OR I IGORY I S HAREHOL~EIS SHAREHOLDERS NUHB ER OF SHARES HELD IN IA PERC~1)GE OF TOTAJ OTHERn SE poundlCUHSE RED I ICODE I I

I I I

SHARES DEloATERIIL I ZED FOIV

II NUMl E1o

AS A

OF SHARE S I I A S A

I I IllUMBER OF I 15 A

I I I

I I I PEECEIHAGE I FERC EIIT IGE I SHARE S I PERCENTAGE I I I I OFIMS I OFIA+B+C) I I I I I I I I I I 1 LAJ 1SHAREHOLDI NG OF

IPROMOTER AND I I

II 1 I

1 I

1I PROMOTER GROUP I I 1

I I I I INDIA

I~I 1 INDI VlotJJUS 141 71459 50 I 7 14595 deg 1 860 I 5860 I 0 1 o 00 1 IHINDU UN DI VIDED I I I IIFAMI LY I 1 1 I 1 I

1

1

I IBI CENTAAL I o 0 000 I o aD 0 1 0 00 1 I I ~OVERl~N1STITE I 0 1 I I I I IGOVERlIlcentNT (S) I I 1 II I ICI I BODIES CORPORATE I a I 0 1 0 1 o 0 0 o 00 1 0 1 o 00 I 1 I I 101 I FI WlIC tAL I aI 0 1 01 o 00 aI 0 00 I0 0 0 I I 1 INST ITUTIONS 1 I I 1 I I I

BAN~S

IE) IANI OfIIER I I I 1 I I I I I OIR ECTORS amp THEIRI 0 1 0 1 a 000 1 000 1 0 0 00 1 I ReLTIVES I 1 I I I I I I I SOCIETI ES I 0 1 0 1 0 1 000 1 000 1 0 1 00 0 1 I PARTNE RS HI P f I Is1 01 0 1 0 1 0 00 1 0 001 0 1 0 0 0 1 I R~ I I 0 1 0 1 0 1 000 1 0 001 0 1 000 1 IEM PWELFARE Fun D I 0 1 0 1 0 1 0 00 1 0 00 1 0 1 000 1 IEsaPtSos I 0 0 1 a 0 0 0 1 0 00 1 01 000 1 I TRUSTS I 01 01 0 1 000 1 00 0 1 01 000 1 I I I I I I I I I I I I I I I I I I ISUB-TOTAL (AI (I) I 141 71 59501 71459 50 1 58 601 58 60 1 0 1 0 00 1

I2 i

(1 )

I I FQR~ I F 1I

II INDIVIDUALS

I 1

- j(NON

I II a

I I

I0 1

I I

I0 1

I1I00

II I0 001

I I

I0 1

I I

I000 1 I- RESIDEtI I NOlllllgtut2il

I I

I I

I 1

I I

I I

I I

II I I

I IFOR~ tw I IHOIVtDUL~ 1

I I

I I

I I

I I

I I

I I I

I 1

~__ bull I I I I 1 I I

SCRIP CODE SCFIP NAl1E FCCUS INDUST RIAL RESOURCES LTD SCRIP TYPE shy EQl1ITY

I ------ I - - I I I (BI IBOD I ES CORPORATE 01 01 01 0001 0001 01 000

I I I I I I I (e) ImSTITJATIOS 01 01 01 0001 0001 01 000

(0 1 ICUALIFIED FOREIGN I

I INVESTOR I 01

I 01

I 01

I 0001

I

0001

I 01

I 000

(EI IANY OTtiER I I I I I IDIRECTORS bull THEIR 01 01 01 0001 0001 000 I RELATIVES I I I I I ISCCIETIES 01 01 01 0001 0001 000 IPARTlltERSHIP FIRMS 0 01 01 0001 0001 a 000 1 IEMPl-1ELFARE FUND a 0 01 00 0 1 0001 a 000 I TRUST 01 01 01 0001 0001 01 0001 I ESOPESOS 01 01 01 0001 0001 a 0001

I I I I I I I I I I I I I I I 1 ISUB-TOT1IL IAI 121 01 01 01 0001 0001 01 0001

I I I I I I I I I TOTAL 14 1 71459501 71459501 58601 58601 01 000 11 I SHAREHOLDING OF I I I I I I PRO~ltOTER

IPROXOTER (A) -

AND GROUP

II I I I

II I I I

I I I

I I I I

I (A) (1) t (AI (~) I I I I I I I

I I I I I I II (B I I PUBL I C I I I I I I I

I SHAREHOLDINGS I I I I I I I

(11 IWSTITUTIONS I I I

IA IMUTUAl- FUNDSUTI 01 01 01 000 0001 01 0 001

I I I I I I I IB l lFINAlleIAL 01 01 01 000 0 001 01 0001

I INSTITUTIONS I I I I I I I BAtiKS I I I I I I

IC I ICENTRAL 0 1 01 01 000 0001 01 0001 I GOVE RtfENT I I I I I I I STATE I I I I I I IGOVEF1fENT(S) I

I I

I I I

I I

I I

I I

ID I IVENTURE eAPIT~L 01 01 0001 0001 01 0001 I FUN DS I I I I I I I I I I I I I

(E I IINSURANCE 01 01 0001 0001 01 0001 I CCIPAtlIES I I I I I I I I I I I I I

(FI IFOREIGN 0 1 01 0001 0001 01 0001 I INSTITUTIONAL I INVESTORS

I I

I I

I I

I I

I I

I I

I I I I I I (G I IFOREIGN VENTURE I 01 01 01 0 00 1 Dool 0 1 0 001

ICAPITAL I NVESTORSI I I I I I I

I I I I I I I I (HI ICUALIFIED FCREIGNI 01 01 01 0001 0001 01 000

I IlNESTOR I I I I I I I I I I I I I I I

I I ) IAtIY OTHER I I I I I I II IFOPEIGN FIN INST I 0 1 0 01 0001 0001 0 1 000 IFOREIGN ~UTFUND I 01 01 0001 00 0 1 0 1 000 IFFIBAlIKS I STRESSED ASSET

I I

01 0 I

01 0 I

0001 o 00 I

0 001 00 0 I

0 1 0 I

0 0 0 o 00

I STABILISATION I I I I I I I FUND I I I I I I ISTTE FIN COR P I 01 01 0001 0001 01 000

I I I I I I I ISUB-TOTALIB ) H I I 0 01 0001 0001 01 000 I I I I I I

SCRI P CODE SCRIP NAME fOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE ECUIT Y

(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

(A ) IHODIES CORPORATE 10 1 1641611 164161 013 1 013 1 0 1 0 0 0 1

(B) I I INDIVI DUALS

II I I

I I

I I

I I

II I I

11 ImIVIDUhJ~ 359 276418 1 276418 1 227 1 2271 0 0 00 1 I I

SHAREHOLDERS HOLDING

II I I

I II

I I

I I

I I

I I

I NOX IllkL SHARE I I I I I I

I CAPITAL UPTO RS 1 LAKH

I I

I I

I I

I I

I I

I I

I I

1 1 I I I I I II IlIDIVIDUAL

I SHAREHOLDERS

I HOLDI NG

I NCUnJAL SHARE

65 1 I I I

430 019 11

I

43 00191 1

I

I 35 2 6 1

I I I

3526 1

I I

0 1 I I I

0 00 I

I I I

I CAPITAL III I 1 I I I I I I I

EXCESS ES 1 LAKH

OF I I

I I

I I I I

I I I

I I

Ie ) Il cUALIFIED FOREIGN I 0 1 0 1 01 0 00 1 0 001 01 000 1 I IlIVESTOR

I

I

I I

I

I

I

I

I

I

I

I

I

I

I I

I ( D) IANY OTJiER I I I I I I

I TRUSTS I 01 0 1 0 1 0001 0 00 1 01 0 00 1 I DIRECTORS bull THEIRI 0 1 0 1 0 1 0001 000 1 0 1 0 001 I RELATI VES I I I I I I I I IFOREIGN tlATIONALSI I ESC RCIlt ACCOUNT I 0 1

0 I 0 1 a I

a ll a I 0 001

o 00 I 0 00 1 o 00 I

0 1 a I

0 00 1 000 I

11ARKET lltAlltER

INRI DCB

I 0 1 0 0

01 0 1 0 1

0 01 01

000 1 0 001 0 00

0001 0001 0001

01 01 01

000 0 001 0 00 1

I SCCI ET I ES I 0 1 01 01 000 1 0001 0 1 0 00 1 I CLEARING MElBERS I 01 01 011 0001 0 00 1 0 1 000 1 I SHARES IlITRlNSIT 1 01 01 0 1 0001 0 00 1 0 1 0 00 1 IBuf I 651 15522 4 1 45522 41 3 1 31 3 73 1 01 0 00 11 INRISOCBS I 0 1 0 1 01 0 001 000 1 01 0001 IroREIGN CORPORATE I 0 1 0 01 000 1 000 1 01 0 00 1 I BODIES I I I I I I I I IpRTNERSHIP flRls l 0 1 0 1 01 0 00 1 0001 0 1 00 0 1 I CUSTCDIAlI Of I ENny PROPERTY I fORE IGN

I I I

0 I I

0 1

a I I

0 1

0 II a

0 00 I I

0 001

0 00 II 000

a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 16: FOCUS INDUSTRIAL RESOURCES LIMITED

Capital evolution Authorized Share Capital

The present authorised share capital of the Company is Rs 125000000 divided into 12500000 equity shares of Rs 10 each The Authorized Equity Share Capital of the Company has been built-up as per the details given below

Date Cumulative Number of

Shares

Authorized Capital

(Rupees)

Issued and Paid-up Share Capital

The present issued subscribed and paid-up share capital of the Company is Rs 121941990 divided into 12194199 equity shares of Rs 10 each The shares of the Company has been subscribed and allotted as under

Date of I No of Equity Allotment eratio

Nature of Allotment

No of Equity Shares

Cumulativen shares

i I

Atth~me 7---+-101-

Face Value (Rs)

Issue PriceTconSid (Rs)

-70-1--cash1subs~~~ 7 Inco~ocato I I I me~and I

Cumulative Cum Capital ulativ (Rs) e

Shar e

70 Prem ium I

RsmiddotU

I I

I Iii Issue II

r-02-5u-n--8gT 300000 I 10 -30-00000 Cashl - Public -t----5OOOOo

I 16-Mar-9Qil~~~-- 10 50~6Q666 -Cash-I 31-0ct-98 150065--1 10

Ii

1500000 Cash Preferential 1150000 shy~ I I I Allotment ~ I 24-Jun-02 I 2750000 I 10 27500000 Cash TPreferential I 39000001 39000000 1--=-1 f-2i=-Afr-iol 2750ooor 1------+-=-+f~d~~h-ll~50OOO i10 11500000-t-0

I 23-Jul-l0 l91J3662 10 191736620 ~ofCapitalPursuant to 203236621------~11shyOther 203236620 than Scheme of Cash Arrangeme

nt of Amalgamat

[- 2~1-10 IJamp~~~ti _-1--0_--- ___ - ----+--=--~urtuo~t_frJU40164733plusmn 40647330~- - JI - For FocUS n--f~i5l --------shy

~

l

~

~ Director

5000000 -

Rig~tS~~~-lo OQJILltL116060000~~ I 11500000~ I

Scheme of Arrangeme I

nt of Amalgamat ion (80 Reduction of Capital

and Transfer to

share Premium Account)

13-Aug-ll 8129466 -10 I 81294660 In lieu Bonus 12194199012194199I of Shares

Existin Allotted in the ratioi 9

I i Shares of2 1I Ii

COMPANY INFORMATION

Year Major Events amp Milestones I

I 27th June 1985 incorporation of Company 28th June 1985 Commencement of Business 2nd June1989 First Public issue of Total amount 4 99993 equity

Shares of Rs 10- each at par out of which 199993 equity shares were allotted on 18051989 amp 3000000 equity shares were allotted on 2nd June 1989 and share were listed on Delhi Stock Exchange

16th March 1990 Right issue of 5 00000 equity Shares 10th Aug 1998 Company is hereby granted Certificate of Registration to

commence the business of Non-Banking financial Institution by Reserve Bank of India

31st Oct 1998 Preferential Allotment of 1 50000 equity Shares

I 13th Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL for admission of its securities in the depository system

20th Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL for admission of its securities 1the depository system

i 25th Jan 2002 Change of Registered Office to 104 Mukund House Commercial Complex Azadpur Oelhi- 110033

24th June 2002 Preferential Allotment of 27 50000 equity Shares 27th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi

Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial ResourcesI Ltd and reduction of capital of Focus Industnal Resources Ltd i

f-2- 4----t-h-S-e-p-te-m-b-e-r----1r--L-i-st-in-g-o-fmiddotmiddotmiddot3834733 Equity Shares of Rs 10shy each I i 2010 ursuant to Scheme of Amal amation I 18th July 2011 Approval on EGM a sum of Rs 81294660- c~a-p-ita--c I-iz~ed--1

middot out of the amount standing to the credit of the Share I Premium Account t-1-6--cthC--A-u-g-u-s-t---+-Allotment of 8129466 Equity shares as Bonus Shares I

DIrector

[2011 I inthe ratio 2 (two)-new-Equity Sharesfo~r-every 1 (one) I i Equity Sharebsectld~~ them ont~~gsectcoc9_ Date_~_~ i 3rd Novemberl Listing Approval for 8129466 Bonus Equity Shares inJ I 2011 the ratio of 2 1 to the Existing Shareholders of the I company Lsect1JlMarch 2012 I Listed on Calcutta Stock exchange oll~~tb_I1arch 20lLJ

Change in the Registered Office during last three years No Change in the reg istered office

r~-- 1

~ ~~ate I From I To Remarks ~_J

I --------------No Change in the registered office------------- I~-middot~middot __1_ 1middot- 1--- J

HJEX URE I I senll (Ol~ S CRIP NAl-E f CCUS NDUSTRIAL RES OURCES LTD SCFIP TYPE EQUITY

1I ) ( A 3 TATEJ~EnT SHOW NG SHAREEOLDING PATTERN AS au 1 910201~

ICATE -1 CATEGORV qr NUMBlm OF TOTAL NUMBER Of ITO ~ L SIlJIEHOLOItIG AS I SHAPES PLEDGED OR I IGORY I S HAREHOL~EIS SHAREHOLDERS NUHB ER OF SHARES HELD IN IA PERC~1)GE OF TOTAJ OTHERn SE poundlCUHSE RED I ICODE I I

I I I

SHARES DEloATERIIL I ZED FOIV

II NUMl E1o

AS A

OF SHARE S I I A S A

I I IllUMBER OF I 15 A

I I I

I I I PEECEIHAGE I FERC EIIT IGE I SHARE S I PERCENTAGE I I I I OFIMS I OFIA+B+C) I I I I I I I I I I 1 LAJ 1SHAREHOLDI NG OF

IPROMOTER AND I I

II 1 I

1 I

1I PROMOTER GROUP I I 1

I I I I INDIA

I~I 1 INDI VlotJJUS 141 71459 50 I 7 14595 deg 1 860 I 5860 I 0 1 o 00 1 IHINDU UN DI VIDED I I I IIFAMI LY I 1 1 I 1 I

1

1

I IBI CENTAAL I o 0 000 I o aD 0 1 0 00 1 I I ~OVERl~N1STITE I 0 1 I I I I IGOVERlIlcentNT (S) I I 1 II I ICI I BODIES CORPORATE I a I 0 1 0 1 o 0 0 o 00 1 0 1 o 00 I 1 I I 101 I FI WlIC tAL I aI 0 1 01 o 00 aI 0 00 I0 0 0 I I 1 INST ITUTIONS 1 I I 1 I I I

BAN~S

IE) IANI OfIIER I I I 1 I I I I I OIR ECTORS amp THEIRI 0 1 0 1 a 000 1 000 1 0 0 00 1 I ReLTIVES I 1 I I I I I I I SOCIETI ES I 0 1 0 1 0 1 000 1 000 1 0 1 00 0 1 I PARTNE RS HI P f I Is1 01 0 1 0 1 0 00 1 0 001 0 1 0 0 0 1 I R~ I I 0 1 0 1 0 1 000 1 0 001 0 1 000 1 IEM PWELFARE Fun D I 0 1 0 1 0 1 0 00 1 0 00 1 0 1 000 1 IEsaPtSos I 0 0 1 a 0 0 0 1 0 00 1 01 000 1 I TRUSTS I 01 01 0 1 000 1 00 0 1 01 000 1 I I I I I I I I I I I I I I I I I I ISUB-TOTAL (AI (I) I 141 71 59501 71459 50 1 58 601 58 60 1 0 1 0 00 1

I2 i

(1 )

I I FQR~ I F 1I

II INDIVIDUALS

I 1

- j(NON

I II a

I I

I0 1

I I

I0 1

I1I00

II I0 001

I I

I0 1

I I

I000 1 I- RESIDEtI I NOlllllgtut2il

I I

I I

I 1

I I

I I

I I

II I I

I IFOR~ tw I IHOIVtDUL~ 1

I I

I I

I I

I I

I I

I I I

I 1

~__ bull I I I I 1 I I

SCRIP CODE SCFIP NAl1E FCCUS INDUST RIAL RESOURCES LTD SCRIP TYPE shy EQl1ITY

I ------ I - - I I I (BI IBOD I ES CORPORATE 01 01 01 0001 0001 01 000

I I I I I I I (e) ImSTITJATIOS 01 01 01 0001 0001 01 000

(0 1 ICUALIFIED FOREIGN I

I INVESTOR I 01

I 01

I 01

I 0001

I

0001

I 01

I 000

(EI IANY OTtiER I I I I I IDIRECTORS bull THEIR 01 01 01 0001 0001 000 I RELATIVES I I I I I ISCCIETIES 01 01 01 0001 0001 000 IPARTlltERSHIP FIRMS 0 01 01 0001 0001 a 000 1 IEMPl-1ELFARE FUND a 0 01 00 0 1 0001 a 000 I TRUST 01 01 01 0001 0001 01 0001 I ESOPESOS 01 01 01 0001 0001 a 0001

I I I I I I I I I I I I I I I 1 ISUB-TOT1IL IAI 121 01 01 01 0001 0001 01 0001

I I I I I I I I I TOTAL 14 1 71459501 71459501 58601 58601 01 000 11 I SHAREHOLDING OF I I I I I I PRO~ltOTER

IPROXOTER (A) -

AND GROUP

II I I I

II I I I

I I I

I I I I

I (A) (1) t (AI (~) I I I I I I I

I I I I I I II (B I I PUBL I C I I I I I I I

I SHAREHOLDINGS I I I I I I I

(11 IWSTITUTIONS I I I

IA IMUTUAl- FUNDSUTI 01 01 01 000 0001 01 0 001

I I I I I I I IB l lFINAlleIAL 01 01 01 000 0 001 01 0001

I INSTITUTIONS I I I I I I I BAtiKS I I I I I I

IC I ICENTRAL 0 1 01 01 000 0001 01 0001 I GOVE RtfENT I I I I I I I STATE I I I I I I IGOVEF1fENT(S) I

I I

I I I

I I

I I

I I

ID I IVENTURE eAPIT~L 01 01 0001 0001 01 0001 I FUN DS I I I I I I I I I I I I I

(E I IINSURANCE 01 01 0001 0001 01 0001 I CCIPAtlIES I I I I I I I I I I I I I

(FI IFOREIGN 0 1 01 0001 0001 01 0001 I INSTITUTIONAL I INVESTORS

I I

I I

I I

I I

I I

I I

I I I I I I (G I IFOREIGN VENTURE I 01 01 01 0 00 1 Dool 0 1 0 001

ICAPITAL I NVESTORSI I I I I I I

I I I I I I I I (HI ICUALIFIED FCREIGNI 01 01 01 0001 0001 01 000

I IlNESTOR I I I I I I I I I I I I I I I

I I ) IAtIY OTHER I I I I I I II IFOPEIGN FIN INST I 0 1 0 01 0001 0001 0 1 000 IFOREIGN ~UTFUND I 01 01 0001 00 0 1 0 1 000 IFFIBAlIKS I STRESSED ASSET

I I

01 0 I

01 0 I

0001 o 00 I

0 001 00 0 I

0 1 0 I

0 0 0 o 00

I STABILISATION I I I I I I I FUND I I I I I I ISTTE FIN COR P I 01 01 0001 0001 01 000

I I I I I I I ISUB-TOTALIB ) H I I 0 01 0001 0001 01 000 I I I I I I

SCRI P CODE SCRIP NAME fOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE ECUIT Y

(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

(A ) IHODIES CORPORATE 10 1 1641611 164161 013 1 013 1 0 1 0 0 0 1

(B) I I INDIVI DUALS

II I I

I I

I I

I I

II I I

11 ImIVIDUhJ~ 359 276418 1 276418 1 227 1 2271 0 0 00 1 I I

SHAREHOLDERS HOLDING

II I I

I II

I I

I I

I I

I I

I NOX IllkL SHARE I I I I I I

I CAPITAL UPTO RS 1 LAKH

I I

I I

I I

I I

I I

I I

I I

1 1 I I I I I II IlIDIVIDUAL

I SHAREHOLDERS

I HOLDI NG

I NCUnJAL SHARE

65 1 I I I

430 019 11

I

43 00191 1

I

I 35 2 6 1

I I I

3526 1

I I

0 1 I I I

0 00 I

I I I

I CAPITAL III I 1 I I I I I I I

EXCESS ES 1 LAKH

OF I I

I I

I I I I

I I I

I I

Ie ) Il cUALIFIED FOREIGN I 0 1 0 1 01 0 00 1 0 001 01 000 1 I IlIVESTOR

I

I

I I

I

I

I

I

I

I

I

I

I

I

I I

I ( D) IANY OTJiER I I I I I I

I TRUSTS I 01 0 1 0 1 0001 0 00 1 01 0 00 1 I DIRECTORS bull THEIRI 0 1 0 1 0 1 0001 000 1 0 1 0 001 I RELATI VES I I I I I I I I IFOREIGN tlATIONALSI I ESC RCIlt ACCOUNT I 0 1

0 I 0 1 a I

a ll a I 0 001

o 00 I 0 00 1 o 00 I

0 1 a I

0 00 1 000 I

11ARKET lltAlltER

INRI DCB

I 0 1 0 0

01 0 1 0 1

0 01 01

000 1 0 001 0 00

0001 0001 0001

01 01 01

000 0 001 0 00 1

I SCCI ET I ES I 0 1 01 01 000 1 0001 0 1 0 00 1 I CLEARING MElBERS I 01 01 011 0001 0 00 1 0 1 000 1 I SHARES IlITRlNSIT 1 01 01 0 1 0001 0 00 1 0 1 0 00 1 IBuf I 651 15522 4 1 45522 41 3 1 31 3 73 1 01 0 00 11 INRISOCBS I 0 1 0 1 01 0 001 000 1 01 0001 IroREIGN CORPORATE I 0 1 0 01 000 1 000 1 01 0 00 1 I BODIES I I I I I I I I IpRTNERSHIP flRls l 0 1 0 1 01 0 00 1 0001 0 1 00 0 1 I CUSTCDIAlI Of I ENny PROPERTY I fORE IGN

I I I

0 I I

0 1

a I I

0 1

0 II a

0 00 I I

0 001

0 00 II 000

a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 17: FOCUS INDUSTRIAL RESOURCES LIMITED

Scheme of Arrangeme I

nt of Amalgamat ion (80 Reduction of Capital

and Transfer to

share Premium Account)

13-Aug-ll 8129466 -10 I 81294660 In lieu Bonus 12194199012194199I of Shares

Existin Allotted in the ratioi 9

I i Shares of2 1I Ii

COMPANY INFORMATION

Year Major Events amp Milestones I

I 27th June 1985 incorporation of Company 28th June 1985 Commencement of Business 2nd June1989 First Public issue of Total amount 4 99993 equity

Shares of Rs 10- each at par out of which 199993 equity shares were allotted on 18051989 amp 3000000 equity shares were allotted on 2nd June 1989 and share were listed on Delhi Stock Exchange

16th March 1990 Right issue of 5 00000 equity Shares 10th Aug 1998 Company is hereby granted Certificate of Registration to

commence the business of Non-Banking financial Institution by Reserve Bank of India

31st Oct 1998 Preferential Allotment of 1 50000 equity Shares

I 13th Nov 2001 Tripartite agreements signed between the Company the Registrar and CDSL for admission of its securities in the depository system

20th Dec 2001 Tripartite agreements signed between the Company the Registrar and NSDL for admission of its securities 1the depository system

i 25th Jan 2002 Change of Registered Office to 104 Mukund House Commercial Complex Azadpur Oelhi- 110033

24th June 2002 Preferential Allotment of 27 50000 equity Shares 27th April 2010 Merger of Instant Travels and Tours Pvt Ltd Parsandi

Leasing and Finance Pvt Ltd and Lord Shiv Investment and Trading Co Pvt Ltd with Focus Industrial ResourcesI Ltd and reduction of capital of Focus Industnal Resources Ltd i

f-2- 4----t-h-S-e-p-te-m-b-e-r----1r--L-i-st-in-g-o-fmiddotmiddotmiddot3834733 Equity Shares of Rs 10shy each I i 2010 ursuant to Scheme of Amal amation I 18th July 2011 Approval on EGM a sum of Rs 81294660- c~a-p-ita--c I-iz~ed--1

middot out of the amount standing to the credit of the Share I Premium Account t-1-6--cthC--A-u-g-u-s-t---+-Allotment of 8129466 Equity shares as Bonus Shares I

DIrector

[2011 I inthe ratio 2 (two)-new-Equity Sharesfo~r-every 1 (one) I i Equity Sharebsectld~~ them ont~~gsectcoc9_ Date_~_~ i 3rd Novemberl Listing Approval for 8129466 Bonus Equity Shares inJ I 2011 the ratio of 2 1 to the Existing Shareholders of the I company Lsect1JlMarch 2012 I Listed on Calcutta Stock exchange oll~~tb_I1arch 20lLJ

Change in the Registered Office during last three years No Change in the reg istered office

r~-- 1

~ ~~ate I From I To Remarks ~_J

I --------------No Change in the registered office------------- I~-middot~middot __1_ 1middot- 1--- J

HJEX URE I I senll (Ol~ S CRIP NAl-E f CCUS NDUSTRIAL RES OURCES LTD SCFIP TYPE EQUITY

1I ) ( A 3 TATEJ~EnT SHOW NG SHAREEOLDING PATTERN AS au 1 910201~

ICATE -1 CATEGORV qr NUMBlm OF TOTAL NUMBER Of ITO ~ L SIlJIEHOLOItIG AS I SHAPES PLEDGED OR I IGORY I S HAREHOL~EIS SHAREHOLDERS NUHB ER OF SHARES HELD IN IA PERC~1)GE OF TOTAJ OTHERn SE poundlCUHSE RED I ICODE I I

I I I

SHARES DEloATERIIL I ZED FOIV

II NUMl E1o

AS A

OF SHARE S I I A S A

I I IllUMBER OF I 15 A

I I I

I I I PEECEIHAGE I FERC EIIT IGE I SHARE S I PERCENTAGE I I I I OFIMS I OFIA+B+C) I I I I I I I I I I 1 LAJ 1SHAREHOLDI NG OF

IPROMOTER AND I I

II 1 I

1 I

1I PROMOTER GROUP I I 1

I I I I INDIA

I~I 1 INDI VlotJJUS 141 71459 50 I 7 14595 deg 1 860 I 5860 I 0 1 o 00 1 IHINDU UN DI VIDED I I I IIFAMI LY I 1 1 I 1 I

1

1

I IBI CENTAAL I o 0 000 I o aD 0 1 0 00 1 I I ~OVERl~N1STITE I 0 1 I I I I IGOVERlIlcentNT (S) I I 1 II I ICI I BODIES CORPORATE I a I 0 1 0 1 o 0 0 o 00 1 0 1 o 00 I 1 I I 101 I FI WlIC tAL I aI 0 1 01 o 00 aI 0 00 I0 0 0 I I 1 INST ITUTIONS 1 I I 1 I I I

BAN~S

IE) IANI OfIIER I I I 1 I I I I I OIR ECTORS amp THEIRI 0 1 0 1 a 000 1 000 1 0 0 00 1 I ReLTIVES I 1 I I I I I I I SOCIETI ES I 0 1 0 1 0 1 000 1 000 1 0 1 00 0 1 I PARTNE RS HI P f I Is1 01 0 1 0 1 0 00 1 0 001 0 1 0 0 0 1 I R~ I I 0 1 0 1 0 1 000 1 0 001 0 1 000 1 IEM PWELFARE Fun D I 0 1 0 1 0 1 0 00 1 0 00 1 0 1 000 1 IEsaPtSos I 0 0 1 a 0 0 0 1 0 00 1 01 000 1 I TRUSTS I 01 01 0 1 000 1 00 0 1 01 000 1 I I I I I I I I I I I I I I I I I I ISUB-TOTAL (AI (I) I 141 71 59501 71459 50 1 58 601 58 60 1 0 1 0 00 1

I2 i

(1 )

I I FQR~ I F 1I

II INDIVIDUALS

I 1

- j(NON

I II a

I I

I0 1

I I

I0 1

I1I00

II I0 001

I I

I0 1

I I

I000 1 I- RESIDEtI I NOlllllgtut2il

I I

I I

I 1

I I

I I

I I

II I I

I IFOR~ tw I IHOIVtDUL~ 1

I I

I I

I I

I I

I I

I I I

I 1

~__ bull I I I I 1 I I

SCRIP CODE SCFIP NAl1E FCCUS INDUST RIAL RESOURCES LTD SCRIP TYPE shy EQl1ITY

I ------ I - - I I I (BI IBOD I ES CORPORATE 01 01 01 0001 0001 01 000

I I I I I I I (e) ImSTITJATIOS 01 01 01 0001 0001 01 000

(0 1 ICUALIFIED FOREIGN I

I INVESTOR I 01

I 01

I 01

I 0001

I

0001

I 01

I 000

(EI IANY OTtiER I I I I I IDIRECTORS bull THEIR 01 01 01 0001 0001 000 I RELATIVES I I I I I ISCCIETIES 01 01 01 0001 0001 000 IPARTlltERSHIP FIRMS 0 01 01 0001 0001 a 000 1 IEMPl-1ELFARE FUND a 0 01 00 0 1 0001 a 000 I TRUST 01 01 01 0001 0001 01 0001 I ESOPESOS 01 01 01 0001 0001 a 0001

I I I I I I I I I I I I I I I 1 ISUB-TOT1IL IAI 121 01 01 01 0001 0001 01 0001

I I I I I I I I I TOTAL 14 1 71459501 71459501 58601 58601 01 000 11 I SHAREHOLDING OF I I I I I I PRO~ltOTER

IPROXOTER (A) -

AND GROUP

II I I I

II I I I

I I I

I I I I

I (A) (1) t (AI (~) I I I I I I I

I I I I I I II (B I I PUBL I C I I I I I I I

I SHAREHOLDINGS I I I I I I I

(11 IWSTITUTIONS I I I

IA IMUTUAl- FUNDSUTI 01 01 01 000 0001 01 0 001

I I I I I I I IB l lFINAlleIAL 01 01 01 000 0 001 01 0001

I INSTITUTIONS I I I I I I I BAtiKS I I I I I I

IC I ICENTRAL 0 1 01 01 000 0001 01 0001 I GOVE RtfENT I I I I I I I STATE I I I I I I IGOVEF1fENT(S) I

I I

I I I

I I

I I

I I

ID I IVENTURE eAPIT~L 01 01 0001 0001 01 0001 I FUN DS I I I I I I I I I I I I I

(E I IINSURANCE 01 01 0001 0001 01 0001 I CCIPAtlIES I I I I I I I I I I I I I

(FI IFOREIGN 0 1 01 0001 0001 01 0001 I INSTITUTIONAL I INVESTORS

I I

I I

I I

I I

I I

I I

I I I I I I (G I IFOREIGN VENTURE I 01 01 01 0 00 1 Dool 0 1 0 001

ICAPITAL I NVESTORSI I I I I I I

I I I I I I I I (HI ICUALIFIED FCREIGNI 01 01 01 0001 0001 01 000

I IlNESTOR I I I I I I I I I I I I I I I

I I ) IAtIY OTHER I I I I I I II IFOPEIGN FIN INST I 0 1 0 01 0001 0001 0 1 000 IFOREIGN ~UTFUND I 01 01 0001 00 0 1 0 1 000 IFFIBAlIKS I STRESSED ASSET

I I

01 0 I

01 0 I

0001 o 00 I

0 001 00 0 I

0 1 0 I

0 0 0 o 00

I STABILISATION I I I I I I I FUND I I I I I I ISTTE FIN COR P I 01 01 0001 0001 01 000

I I I I I I I ISUB-TOTALIB ) H I I 0 01 0001 0001 01 000 I I I I I I

SCRI P CODE SCRIP NAME fOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE ECUIT Y

(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

(A ) IHODIES CORPORATE 10 1 1641611 164161 013 1 013 1 0 1 0 0 0 1

(B) I I INDIVI DUALS

II I I

I I

I I

I I

II I I

11 ImIVIDUhJ~ 359 276418 1 276418 1 227 1 2271 0 0 00 1 I I

SHAREHOLDERS HOLDING

II I I

I II

I I

I I

I I

I I

I NOX IllkL SHARE I I I I I I

I CAPITAL UPTO RS 1 LAKH

I I

I I

I I

I I

I I

I I

I I

1 1 I I I I I II IlIDIVIDUAL

I SHAREHOLDERS

I HOLDI NG

I NCUnJAL SHARE

65 1 I I I

430 019 11

I

43 00191 1

I

I 35 2 6 1

I I I

3526 1

I I

0 1 I I I

0 00 I

I I I

I CAPITAL III I 1 I I I I I I I

EXCESS ES 1 LAKH

OF I I

I I

I I I I

I I I

I I

Ie ) Il cUALIFIED FOREIGN I 0 1 0 1 01 0 00 1 0 001 01 000 1 I IlIVESTOR

I

I

I I

I

I

I

I

I

I

I

I

I

I

I I

I ( D) IANY OTJiER I I I I I I

I TRUSTS I 01 0 1 0 1 0001 0 00 1 01 0 00 1 I DIRECTORS bull THEIRI 0 1 0 1 0 1 0001 000 1 0 1 0 001 I RELATI VES I I I I I I I I IFOREIGN tlATIONALSI I ESC RCIlt ACCOUNT I 0 1

0 I 0 1 a I

a ll a I 0 001

o 00 I 0 00 1 o 00 I

0 1 a I

0 00 1 000 I

11ARKET lltAlltER

INRI DCB

I 0 1 0 0

01 0 1 0 1

0 01 01

000 1 0 001 0 00

0001 0001 0001

01 01 01

000 0 001 0 00 1

I SCCI ET I ES I 0 1 01 01 000 1 0001 0 1 0 00 1 I CLEARING MElBERS I 01 01 011 0001 0 00 1 0 1 000 1 I SHARES IlITRlNSIT 1 01 01 0 1 0001 0 00 1 0 1 0 00 1 IBuf I 651 15522 4 1 45522 41 3 1 31 3 73 1 01 0 00 11 INRISOCBS I 0 1 0 1 01 0 001 000 1 01 0001 IroREIGN CORPORATE I 0 1 0 01 000 1 000 1 01 0 00 1 I BODIES I I I I I I I I IpRTNERSHIP flRls l 0 1 0 1 01 0 00 1 0001 0 1 00 0 1 I CUSTCDIAlI Of I ENny PROPERTY I fORE IGN

I I I

0 I I

0 1

a I I

0 1

0 II a

0 00 I I

0 001

0 00 II 000

a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 18: FOCUS INDUSTRIAL RESOURCES LIMITED

[2011 I inthe ratio 2 (two)-new-Equity Sharesfo~r-every 1 (one) I i Equity Sharebsectld~~ them ont~~gsectcoc9_ Date_~_~ i 3rd Novemberl Listing Approval for 8129466 Bonus Equity Shares inJ I 2011 the ratio of 2 1 to the Existing Shareholders of the I company Lsect1JlMarch 2012 I Listed on Calcutta Stock exchange oll~~tb_I1arch 20lLJ

Change in the Registered Office during last three years No Change in the reg istered office

r~-- 1

~ ~~ate I From I To Remarks ~_J

I --------------No Change in the registered office------------- I~-middot~middot __1_ 1middot- 1--- J

HJEX URE I I senll (Ol~ S CRIP NAl-E f CCUS NDUSTRIAL RES OURCES LTD SCFIP TYPE EQUITY

1I ) ( A 3 TATEJ~EnT SHOW NG SHAREEOLDING PATTERN AS au 1 910201~

ICATE -1 CATEGORV qr NUMBlm OF TOTAL NUMBER Of ITO ~ L SIlJIEHOLOItIG AS I SHAPES PLEDGED OR I IGORY I S HAREHOL~EIS SHAREHOLDERS NUHB ER OF SHARES HELD IN IA PERC~1)GE OF TOTAJ OTHERn SE poundlCUHSE RED I ICODE I I

I I I

SHARES DEloATERIIL I ZED FOIV

II NUMl E1o

AS A

OF SHARE S I I A S A

I I IllUMBER OF I 15 A

I I I

I I I PEECEIHAGE I FERC EIIT IGE I SHARE S I PERCENTAGE I I I I OFIMS I OFIA+B+C) I I I I I I I I I I 1 LAJ 1SHAREHOLDI NG OF

IPROMOTER AND I I

II 1 I

1 I

1I PROMOTER GROUP I I 1

I I I I INDIA

I~I 1 INDI VlotJJUS 141 71459 50 I 7 14595 deg 1 860 I 5860 I 0 1 o 00 1 IHINDU UN DI VIDED I I I IIFAMI LY I 1 1 I 1 I

1

1

I IBI CENTAAL I o 0 000 I o aD 0 1 0 00 1 I I ~OVERl~N1STITE I 0 1 I I I I IGOVERlIlcentNT (S) I I 1 II I ICI I BODIES CORPORATE I a I 0 1 0 1 o 0 0 o 00 1 0 1 o 00 I 1 I I 101 I FI WlIC tAL I aI 0 1 01 o 00 aI 0 00 I0 0 0 I I 1 INST ITUTIONS 1 I I 1 I I I

BAN~S

IE) IANI OfIIER I I I 1 I I I I I OIR ECTORS amp THEIRI 0 1 0 1 a 000 1 000 1 0 0 00 1 I ReLTIVES I 1 I I I I I I I SOCIETI ES I 0 1 0 1 0 1 000 1 000 1 0 1 00 0 1 I PARTNE RS HI P f I Is1 01 0 1 0 1 0 00 1 0 001 0 1 0 0 0 1 I R~ I I 0 1 0 1 0 1 000 1 0 001 0 1 000 1 IEM PWELFARE Fun D I 0 1 0 1 0 1 0 00 1 0 00 1 0 1 000 1 IEsaPtSos I 0 0 1 a 0 0 0 1 0 00 1 01 000 1 I TRUSTS I 01 01 0 1 000 1 00 0 1 01 000 1 I I I I I I I I I I I I I I I I I I ISUB-TOTAL (AI (I) I 141 71 59501 71459 50 1 58 601 58 60 1 0 1 0 00 1

I2 i

(1 )

I I FQR~ I F 1I

II INDIVIDUALS

I 1

- j(NON

I II a

I I

I0 1

I I

I0 1

I1I00

II I0 001

I I

I0 1

I I

I000 1 I- RESIDEtI I NOlllllgtut2il

I I

I I

I 1

I I

I I

I I

II I I

I IFOR~ tw I IHOIVtDUL~ 1

I I

I I

I I

I I

I I

I I I

I 1

~__ bull I I I I 1 I I

SCRIP CODE SCFIP NAl1E FCCUS INDUST RIAL RESOURCES LTD SCRIP TYPE shy EQl1ITY

I ------ I - - I I I (BI IBOD I ES CORPORATE 01 01 01 0001 0001 01 000

I I I I I I I (e) ImSTITJATIOS 01 01 01 0001 0001 01 000

(0 1 ICUALIFIED FOREIGN I

I INVESTOR I 01

I 01

I 01

I 0001

I

0001

I 01

I 000

(EI IANY OTtiER I I I I I IDIRECTORS bull THEIR 01 01 01 0001 0001 000 I RELATIVES I I I I I ISCCIETIES 01 01 01 0001 0001 000 IPARTlltERSHIP FIRMS 0 01 01 0001 0001 a 000 1 IEMPl-1ELFARE FUND a 0 01 00 0 1 0001 a 000 I TRUST 01 01 01 0001 0001 01 0001 I ESOPESOS 01 01 01 0001 0001 a 0001

I I I I I I I I I I I I I I I 1 ISUB-TOT1IL IAI 121 01 01 01 0001 0001 01 0001

I I I I I I I I I TOTAL 14 1 71459501 71459501 58601 58601 01 000 11 I SHAREHOLDING OF I I I I I I PRO~ltOTER

IPROXOTER (A) -

AND GROUP

II I I I

II I I I

I I I

I I I I

I (A) (1) t (AI (~) I I I I I I I

I I I I I I II (B I I PUBL I C I I I I I I I

I SHAREHOLDINGS I I I I I I I

(11 IWSTITUTIONS I I I

IA IMUTUAl- FUNDSUTI 01 01 01 000 0001 01 0 001

I I I I I I I IB l lFINAlleIAL 01 01 01 000 0 001 01 0001

I INSTITUTIONS I I I I I I I BAtiKS I I I I I I

IC I ICENTRAL 0 1 01 01 000 0001 01 0001 I GOVE RtfENT I I I I I I I STATE I I I I I I IGOVEF1fENT(S) I

I I

I I I

I I

I I

I I

ID I IVENTURE eAPIT~L 01 01 0001 0001 01 0001 I FUN DS I I I I I I I I I I I I I

(E I IINSURANCE 01 01 0001 0001 01 0001 I CCIPAtlIES I I I I I I I I I I I I I

(FI IFOREIGN 0 1 01 0001 0001 01 0001 I INSTITUTIONAL I INVESTORS

I I

I I

I I

I I

I I

I I

I I I I I I (G I IFOREIGN VENTURE I 01 01 01 0 00 1 Dool 0 1 0 001

ICAPITAL I NVESTORSI I I I I I I

I I I I I I I I (HI ICUALIFIED FCREIGNI 01 01 01 0001 0001 01 000

I IlNESTOR I I I I I I I I I I I I I I I

I I ) IAtIY OTHER I I I I I I II IFOPEIGN FIN INST I 0 1 0 01 0001 0001 0 1 000 IFOREIGN ~UTFUND I 01 01 0001 00 0 1 0 1 000 IFFIBAlIKS I STRESSED ASSET

I I

01 0 I

01 0 I

0001 o 00 I

0 001 00 0 I

0 1 0 I

0 0 0 o 00

I STABILISATION I I I I I I I FUND I I I I I I ISTTE FIN COR P I 01 01 0001 0001 01 000

I I I I I I I ISUB-TOTALIB ) H I I 0 01 0001 0001 01 000 I I I I I I

SCRI P CODE SCRIP NAME fOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE ECUIT Y

(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

(A ) IHODIES CORPORATE 10 1 1641611 164161 013 1 013 1 0 1 0 0 0 1

(B) I I INDIVI DUALS

II I I

I I

I I

I I

II I I

11 ImIVIDUhJ~ 359 276418 1 276418 1 227 1 2271 0 0 00 1 I I

SHAREHOLDERS HOLDING

II I I

I II

I I

I I

I I

I I

I NOX IllkL SHARE I I I I I I

I CAPITAL UPTO RS 1 LAKH

I I

I I

I I

I I

I I

I I

I I

1 1 I I I I I II IlIDIVIDUAL

I SHAREHOLDERS

I HOLDI NG

I NCUnJAL SHARE

65 1 I I I

430 019 11

I

43 00191 1

I

I 35 2 6 1

I I I

3526 1

I I

0 1 I I I

0 00 I

I I I

I CAPITAL III I 1 I I I I I I I

EXCESS ES 1 LAKH

OF I I

I I

I I I I

I I I

I I

Ie ) Il cUALIFIED FOREIGN I 0 1 0 1 01 0 00 1 0 001 01 000 1 I IlIVESTOR

I

I

I I

I

I

I

I

I

I

I

I

I

I

I I

I ( D) IANY OTJiER I I I I I I

I TRUSTS I 01 0 1 0 1 0001 0 00 1 01 0 00 1 I DIRECTORS bull THEIRI 0 1 0 1 0 1 0001 000 1 0 1 0 001 I RELATI VES I I I I I I I I IFOREIGN tlATIONALSI I ESC RCIlt ACCOUNT I 0 1

0 I 0 1 a I

a ll a I 0 001

o 00 I 0 00 1 o 00 I

0 1 a I

0 00 1 000 I

11ARKET lltAlltER

INRI DCB

I 0 1 0 0

01 0 1 0 1

0 01 01

000 1 0 001 0 00

0001 0001 0001

01 01 01

000 0 001 0 00 1

I SCCI ET I ES I 0 1 01 01 000 1 0001 0 1 0 00 1 I CLEARING MElBERS I 01 01 011 0001 0 00 1 0 1 000 1 I SHARES IlITRlNSIT 1 01 01 0 1 0001 0 00 1 0 1 0 00 1 IBuf I 651 15522 4 1 45522 41 3 1 31 3 73 1 01 0 00 11 INRISOCBS I 0 1 0 1 01 0 001 000 1 01 0001 IroREIGN CORPORATE I 0 1 0 01 000 1 000 1 01 0 00 1 I BODIES I I I I I I I I IpRTNERSHIP flRls l 0 1 0 1 01 0 00 1 0001 0 1 00 0 1 I CUSTCDIAlI Of I ENny PROPERTY I fORE IGN

I I I

0 I I

0 1

a I I

0 1

0 II a

0 00 I I

0 001

0 00 II 000

a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 19: FOCUS INDUSTRIAL RESOURCES LIMITED

HJEX URE I I senll (Ol~ S CRIP NAl-E f CCUS NDUSTRIAL RES OURCES LTD SCFIP TYPE EQUITY

1I ) ( A 3 TATEJ~EnT SHOW NG SHAREEOLDING PATTERN AS au 1 910201~

ICATE -1 CATEGORV qr NUMBlm OF TOTAL NUMBER Of ITO ~ L SIlJIEHOLOItIG AS I SHAPES PLEDGED OR I IGORY I S HAREHOL~EIS SHAREHOLDERS NUHB ER OF SHARES HELD IN IA PERC~1)GE OF TOTAJ OTHERn SE poundlCUHSE RED I ICODE I I

I I I

SHARES DEloATERIIL I ZED FOIV

II NUMl E1o

AS A

OF SHARE S I I A S A

I I IllUMBER OF I 15 A

I I I

I I I PEECEIHAGE I FERC EIIT IGE I SHARE S I PERCENTAGE I I I I OFIMS I OFIA+B+C) I I I I I I I I I I 1 LAJ 1SHAREHOLDI NG OF

IPROMOTER AND I I

II 1 I

1 I

1I PROMOTER GROUP I I 1

I I I I INDIA

I~I 1 INDI VlotJJUS 141 71459 50 I 7 14595 deg 1 860 I 5860 I 0 1 o 00 1 IHINDU UN DI VIDED I I I IIFAMI LY I 1 1 I 1 I

1

1

I IBI CENTAAL I o 0 000 I o aD 0 1 0 00 1 I I ~OVERl~N1STITE I 0 1 I I I I IGOVERlIlcentNT (S) I I 1 II I ICI I BODIES CORPORATE I a I 0 1 0 1 o 0 0 o 00 1 0 1 o 00 I 1 I I 101 I FI WlIC tAL I aI 0 1 01 o 00 aI 0 00 I0 0 0 I I 1 INST ITUTIONS 1 I I 1 I I I

BAN~S

IE) IANI OfIIER I I I 1 I I I I I OIR ECTORS amp THEIRI 0 1 0 1 a 000 1 000 1 0 0 00 1 I ReLTIVES I 1 I I I I I I I SOCIETI ES I 0 1 0 1 0 1 000 1 000 1 0 1 00 0 1 I PARTNE RS HI P f I Is1 01 0 1 0 1 0 00 1 0 001 0 1 0 0 0 1 I R~ I I 0 1 0 1 0 1 000 1 0 001 0 1 000 1 IEM PWELFARE Fun D I 0 1 0 1 0 1 0 00 1 0 00 1 0 1 000 1 IEsaPtSos I 0 0 1 a 0 0 0 1 0 00 1 01 000 1 I TRUSTS I 01 01 0 1 000 1 00 0 1 01 000 1 I I I I I I I I I I I I I I I I I I ISUB-TOTAL (AI (I) I 141 71 59501 71459 50 1 58 601 58 60 1 0 1 0 00 1

I2 i

(1 )

I I FQR~ I F 1I

II INDIVIDUALS

I 1

- j(NON

I II a

I I

I0 1

I I

I0 1

I1I00

II I0 001

I I

I0 1

I I

I000 1 I- RESIDEtI I NOlllllgtut2il

I I

I I

I 1

I I

I I

I I

II I I

I IFOR~ tw I IHOIVtDUL~ 1

I I

I I

I I

I I

I I

I I I

I 1

~__ bull I I I I 1 I I

SCRIP CODE SCFIP NAl1E FCCUS INDUST RIAL RESOURCES LTD SCRIP TYPE shy EQl1ITY

I ------ I - - I I I (BI IBOD I ES CORPORATE 01 01 01 0001 0001 01 000

I I I I I I I (e) ImSTITJATIOS 01 01 01 0001 0001 01 000

(0 1 ICUALIFIED FOREIGN I

I INVESTOR I 01

I 01

I 01

I 0001

I

0001

I 01

I 000

(EI IANY OTtiER I I I I I IDIRECTORS bull THEIR 01 01 01 0001 0001 000 I RELATIVES I I I I I ISCCIETIES 01 01 01 0001 0001 000 IPARTlltERSHIP FIRMS 0 01 01 0001 0001 a 000 1 IEMPl-1ELFARE FUND a 0 01 00 0 1 0001 a 000 I TRUST 01 01 01 0001 0001 01 0001 I ESOPESOS 01 01 01 0001 0001 a 0001

I I I I I I I I I I I I I I I 1 ISUB-TOT1IL IAI 121 01 01 01 0001 0001 01 0001

I I I I I I I I I TOTAL 14 1 71459501 71459501 58601 58601 01 000 11 I SHAREHOLDING OF I I I I I I PRO~ltOTER

IPROXOTER (A) -

AND GROUP

II I I I

II I I I

I I I

I I I I

I (A) (1) t (AI (~) I I I I I I I

I I I I I I II (B I I PUBL I C I I I I I I I

I SHAREHOLDINGS I I I I I I I

(11 IWSTITUTIONS I I I

IA IMUTUAl- FUNDSUTI 01 01 01 000 0001 01 0 001

I I I I I I I IB l lFINAlleIAL 01 01 01 000 0 001 01 0001

I INSTITUTIONS I I I I I I I BAtiKS I I I I I I

IC I ICENTRAL 0 1 01 01 000 0001 01 0001 I GOVE RtfENT I I I I I I I STATE I I I I I I IGOVEF1fENT(S) I

I I

I I I

I I

I I

I I

ID I IVENTURE eAPIT~L 01 01 0001 0001 01 0001 I FUN DS I I I I I I I I I I I I I

(E I IINSURANCE 01 01 0001 0001 01 0001 I CCIPAtlIES I I I I I I I I I I I I I

(FI IFOREIGN 0 1 01 0001 0001 01 0001 I INSTITUTIONAL I INVESTORS

I I

I I

I I

I I

I I

I I

I I I I I I (G I IFOREIGN VENTURE I 01 01 01 0 00 1 Dool 0 1 0 001

ICAPITAL I NVESTORSI I I I I I I

I I I I I I I I (HI ICUALIFIED FCREIGNI 01 01 01 0001 0001 01 000

I IlNESTOR I I I I I I I I I I I I I I I

I I ) IAtIY OTHER I I I I I I II IFOPEIGN FIN INST I 0 1 0 01 0001 0001 0 1 000 IFOREIGN ~UTFUND I 01 01 0001 00 0 1 0 1 000 IFFIBAlIKS I STRESSED ASSET

I I

01 0 I

01 0 I

0001 o 00 I

0 001 00 0 I

0 1 0 I

0 0 0 o 00

I STABILISATION I I I I I I I FUND I I I I I I ISTTE FIN COR P I 01 01 0001 0001 01 000

I I I I I I I ISUB-TOTALIB ) H I I 0 01 0001 0001 01 000 I I I I I I

SCRI P CODE SCRIP NAME fOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE ECUIT Y

(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

(A ) IHODIES CORPORATE 10 1 1641611 164161 013 1 013 1 0 1 0 0 0 1

(B) I I INDIVI DUALS

II I I

I I

I I

I I

II I I

11 ImIVIDUhJ~ 359 276418 1 276418 1 227 1 2271 0 0 00 1 I I

SHAREHOLDERS HOLDING

II I I

I II

I I

I I

I I

I I

I NOX IllkL SHARE I I I I I I

I CAPITAL UPTO RS 1 LAKH

I I

I I

I I

I I

I I

I I

I I

1 1 I I I I I II IlIDIVIDUAL

I SHAREHOLDERS

I HOLDI NG

I NCUnJAL SHARE

65 1 I I I

430 019 11

I

43 00191 1

I

I 35 2 6 1

I I I

3526 1

I I

0 1 I I I

0 00 I

I I I

I CAPITAL III I 1 I I I I I I I

EXCESS ES 1 LAKH

OF I I

I I

I I I I

I I I

I I

Ie ) Il cUALIFIED FOREIGN I 0 1 0 1 01 0 00 1 0 001 01 000 1 I IlIVESTOR

I

I

I I

I

I

I

I

I

I

I

I

I

I

I I

I ( D) IANY OTJiER I I I I I I

I TRUSTS I 01 0 1 0 1 0001 0 00 1 01 0 00 1 I DIRECTORS bull THEIRI 0 1 0 1 0 1 0001 000 1 0 1 0 001 I RELATI VES I I I I I I I I IFOREIGN tlATIONALSI I ESC RCIlt ACCOUNT I 0 1

0 I 0 1 a I

a ll a I 0 001

o 00 I 0 00 1 o 00 I

0 1 a I

0 00 1 000 I

11ARKET lltAlltER

INRI DCB

I 0 1 0 0

01 0 1 0 1

0 01 01

000 1 0 001 0 00

0001 0001 0001

01 01 01

000 0 001 0 00 1

I SCCI ET I ES I 0 1 01 01 000 1 0001 0 1 0 00 1 I CLEARING MElBERS I 01 01 011 0001 0 00 1 0 1 000 1 I SHARES IlITRlNSIT 1 01 01 0 1 0001 0 00 1 0 1 0 00 1 IBuf I 651 15522 4 1 45522 41 3 1 31 3 73 1 01 0 00 11 INRISOCBS I 0 1 0 1 01 0 001 000 1 01 0001 IroREIGN CORPORATE I 0 1 0 01 000 1 000 1 01 0 00 1 I BODIES I I I I I I I I IpRTNERSHIP flRls l 0 1 0 1 01 0 00 1 0001 0 1 00 0 1 I CUSTCDIAlI Of I ENny PROPERTY I fORE IGN

I I I

0 I I

0 1

a I I

0 1

0 II a

0 00 I I

0 001

0 00 II 000

a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 20: FOCUS INDUSTRIAL RESOURCES LIMITED

SCRIP CODE SCFIP NAl1E FCCUS INDUST RIAL RESOURCES LTD SCRIP TYPE shy EQl1ITY

I ------ I - - I I I (BI IBOD I ES CORPORATE 01 01 01 0001 0001 01 000

I I I I I I I (e) ImSTITJATIOS 01 01 01 0001 0001 01 000

(0 1 ICUALIFIED FOREIGN I

I INVESTOR I 01

I 01

I 01

I 0001

I

0001

I 01

I 000

(EI IANY OTtiER I I I I I IDIRECTORS bull THEIR 01 01 01 0001 0001 000 I RELATIVES I I I I I ISCCIETIES 01 01 01 0001 0001 000 IPARTlltERSHIP FIRMS 0 01 01 0001 0001 a 000 1 IEMPl-1ELFARE FUND a 0 01 00 0 1 0001 a 000 I TRUST 01 01 01 0001 0001 01 0001 I ESOPESOS 01 01 01 0001 0001 a 0001

I I I I I I I I I I I I I I I 1 ISUB-TOT1IL IAI 121 01 01 01 0001 0001 01 0001

I I I I I I I I I TOTAL 14 1 71459501 71459501 58601 58601 01 000 11 I SHAREHOLDING OF I I I I I I PRO~ltOTER

IPROXOTER (A) -

AND GROUP

II I I I

II I I I

I I I

I I I I

I (A) (1) t (AI (~) I I I I I I I

I I I I I I II (B I I PUBL I C I I I I I I I

I SHAREHOLDINGS I I I I I I I

(11 IWSTITUTIONS I I I

IA IMUTUAl- FUNDSUTI 01 01 01 000 0001 01 0 001

I I I I I I I IB l lFINAlleIAL 01 01 01 000 0 001 01 0001

I INSTITUTIONS I I I I I I I BAtiKS I I I I I I

IC I ICENTRAL 0 1 01 01 000 0001 01 0001 I GOVE RtfENT I I I I I I I STATE I I I I I I IGOVEF1fENT(S) I

I I

I I I

I I

I I

I I

ID I IVENTURE eAPIT~L 01 01 0001 0001 01 0001 I FUN DS I I I I I I I I I I I I I

(E I IINSURANCE 01 01 0001 0001 01 0001 I CCIPAtlIES I I I I I I I I I I I I I

(FI IFOREIGN 0 1 01 0001 0001 01 0001 I INSTITUTIONAL I INVESTORS

I I

I I

I I

I I

I I

I I

I I I I I I (G I IFOREIGN VENTURE I 01 01 01 0 00 1 Dool 0 1 0 001

ICAPITAL I NVESTORSI I I I I I I

I I I I I I I I (HI ICUALIFIED FCREIGNI 01 01 01 0001 0001 01 000

I IlNESTOR I I I I I I I I I I I I I I I

I I ) IAtIY OTHER I I I I I I II IFOPEIGN FIN INST I 0 1 0 01 0001 0001 0 1 000 IFOREIGN ~UTFUND I 01 01 0001 00 0 1 0 1 000 IFFIBAlIKS I STRESSED ASSET

I I

01 0 I

01 0 I

0001 o 00 I

0 001 00 0 I

0 1 0 I

0 0 0 o 00

I STABILISATION I I I I I I I FUND I I I I I I ISTTE FIN COR P I 01 01 0001 0001 01 000

I I I I I I I ISUB-TOTALIB ) H I I 0 01 0001 0001 01 000 I I I I I I

SCRI P CODE SCRIP NAME fOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE ECUIT Y

(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

(A ) IHODIES CORPORATE 10 1 1641611 164161 013 1 013 1 0 1 0 0 0 1

(B) I I INDIVI DUALS

II I I

I I

I I

I I

II I I

11 ImIVIDUhJ~ 359 276418 1 276418 1 227 1 2271 0 0 00 1 I I

SHAREHOLDERS HOLDING

II I I

I II

I I

I I

I I

I I

I NOX IllkL SHARE I I I I I I

I CAPITAL UPTO RS 1 LAKH

I I

I I

I I

I I

I I

I I

I I

1 1 I I I I I II IlIDIVIDUAL

I SHAREHOLDERS

I HOLDI NG

I NCUnJAL SHARE

65 1 I I I

430 019 11

I

43 00191 1

I

I 35 2 6 1

I I I

3526 1

I I

0 1 I I I

0 00 I

I I I

I CAPITAL III I 1 I I I I I I I

EXCESS ES 1 LAKH

OF I I

I I

I I I I

I I I

I I

Ie ) Il cUALIFIED FOREIGN I 0 1 0 1 01 0 00 1 0 001 01 000 1 I IlIVESTOR

I

I

I I

I

I

I

I

I

I

I

I

I

I

I I

I ( D) IANY OTJiER I I I I I I

I TRUSTS I 01 0 1 0 1 0001 0 00 1 01 0 00 1 I DIRECTORS bull THEIRI 0 1 0 1 0 1 0001 000 1 0 1 0 001 I RELATI VES I I I I I I I I IFOREIGN tlATIONALSI I ESC RCIlt ACCOUNT I 0 1

0 I 0 1 a I

a ll a I 0 001

o 00 I 0 00 1 o 00 I

0 1 a I

0 00 1 000 I

11ARKET lltAlltER

INRI DCB

I 0 1 0 0

01 0 1 0 1

0 01 01

000 1 0 001 0 00

0001 0001 0001

01 01 01

000 0 001 0 00 1

I SCCI ET I ES I 0 1 01 01 000 1 0001 0 1 0 00 1 I CLEARING MElBERS I 01 01 011 0001 0 00 1 0 1 000 1 I SHARES IlITRlNSIT 1 01 01 0 1 0001 0 00 1 0 1 0 00 1 IBuf I 651 15522 4 1 45522 41 3 1 31 3 73 1 01 0 00 11 INRISOCBS I 0 1 0 1 01 0 001 000 1 01 0001 IroREIGN CORPORATE I 0 1 0 01 000 1 000 1 01 0 00 1 I BODIES I I I I I I I I IpRTNERSHIP flRls l 0 1 0 1 01 0 00 1 0001 0 1 00 0 1 I CUSTCDIAlI Of I ENny PROPERTY I fORE IGN

I I I

0 I I

0 1

a I I

0 1

0 II a

0 00 I I

0 001

0 00 II 000

a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 21: FOCUS INDUSTRIAL RESOURCES LIMITED

SCRI P CODE SCRIP NAME fOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE ECUIT Y

(2) I tlON - INSTI~UTICtlS I I I I I i 1 I I I I I I I I

(A ) IHODIES CORPORATE 10 1 1641611 164161 013 1 013 1 0 1 0 0 0 1

(B) I I INDIVI DUALS

II I I

I I

I I

I I

II I I

11 ImIVIDUhJ~ 359 276418 1 276418 1 227 1 2271 0 0 00 1 I I

SHAREHOLDERS HOLDING

II I I

I II

I I

I I

I I

I I

I NOX IllkL SHARE I I I I I I

I CAPITAL UPTO RS 1 LAKH

I I

I I

I I

I I

I I

I I

I I

1 1 I I I I I II IlIDIVIDUAL

I SHAREHOLDERS

I HOLDI NG

I NCUnJAL SHARE

65 1 I I I

430 019 11

I

43 00191 1

I

I 35 2 6 1

I I I

3526 1

I I

0 1 I I I

0 00 I

I I I

I CAPITAL III I 1 I I I I I I I

EXCESS ES 1 LAKH

OF I I

I I

I I I I

I I I

I I

Ie ) Il cUALIFIED FOREIGN I 0 1 0 1 01 0 00 1 0 001 01 000 1 I IlIVESTOR

I

I

I I

I

I

I

I

I

I

I

I

I

I

I I

I ( D) IANY OTJiER I I I I I I

I TRUSTS I 01 0 1 0 1 0001 0 00 1 01 0 00 1 I DIRECTORS bull THEIRI 0 1 0 1 0 1 0001 000 1 0 1 0 001 I RELATI VES I I I I I I I I IFOREIGN tlATIONALSI I ESC RCIlt ACCOUNT I 0 1

0 I 0 1 a I

a ll a I 0 001

o 00 I 0 00 1 o 00 I

0 1 a I

0 00 1 000 I

11ARKET lltAlltER

INRI DCB

I 0 1 0 0

01 0 1 0 1

0 01 01

000 1 0 001 0 00

0001 0001 0001

01 01 01

000 0 001 0 00 1

I SCCI ET I ES I 0 1 01 01 000 1 0001 0 1 0 00 1 I CLEARING MElBERS I 01 01 011 0001 0 00 1 0 1 000 1 I SHARES IlITRlNSIT 1 01 01 0 1 0001 0 00 1 0 1 0 00 1 IBuf I 651 15522 4 1 45522 41 3 1 31 3 73 1 01 0 00 11 INRISOCBS I 0 1 0 1 01 0 001 000 1 01 0001 IroREIGN CORPORATE I 0 1 0 01 000 1 000 1 01 0 00 1 I BODIES I I I I I I I I IpRTNERSHIP flRls l 0 1 0 1 01 0 00 1 0001 0 1 00 0 1 I CUSTCDIAlI Of I ENny PROPERTY I fORE IGN

I I I

0 I I

0 1

a I I

0 1

0 II a

0 00 I I

0 001

0 00 II 000

a I I

0 1

O DOI I

000 1 ICOLLABORATORS I I I I I I I I I ES OP ESOSES PS I 0 1 0 1 0 1 0 00 1 0 001 01 0 00 1 I I I I I I I I I SUB-TOThL (B) ( 2) I SU2 1 5048 2491 504 62 49 1 414 01 4140 1 01 000 1

I TOTAL PU BLIC I 502 1 5046 24 9 504 62 49 1 414 0 1 4140 1 01 000 1 I SHAREHOLDI1lG I I I I I I I I (B)shy I I I I I I I I IBI I l l middot (B) 12 1 I I I I I I I

I TOTAL 1o)+(B I 516 1 12 19419 9 12 19 4199 1 100 0 0 10000 1 0 1 0 00 1 I I I I I I I I

(CI ISHARES HELD BY I I I I I I I ICUSTODIANS AN D I I I I I I I IGAINST HICH I DEPOS I70 Y

I I

I I

II

I I

I I

II

I I

IRECEIPTS HAVE I I I I I I BEEN ISSUED I I I I I I I I I I I I I I I

ll PR0OTER AND 0 1 0 1 0 1 0 00 1 000 1 0 1 0 00 1 IPRWOTER GROU P

I2 1pUBLIC

I

I0

I

I0 1

I

I0 1 N A

I

I I

I000

I

I0 1

I

I000 1

IGRANO TOTAL 5161 12 19~1991 121 94199 1 N A 10 0 00 1 0 1 0 00 I IAI (B ) +(C )

I I I I I

I I

I I

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 22: FOCUS INDUSTRIAL RESOURCES LIMITED

INTRODUCTORY SUB-TABLE (I J (A SCRIP CODE SCRIP IIA)ltE FOUS INDUSTRIAL RESOURCES LTD SCR IP TYPE - ECUITY

Q~AATER ENDED 19110i20 l2 - - ------ shy--- -- - - -~

I PARTLY PAID-UP SHAJES- I mrBEF OF PAATLY lAS h OF TOTAL NO OF PARTLY I AS A OF TOT~L lt0 OF SHAJES 1

I I PhID- UP SHARES I PAID- UP SHl-RES I OF THE COXPMY I

I I I 1 I I I HELD BY PRctltOTER(PROYOTEP GROUP 00000 00000 1

I 1 IHEL D BY PUBLI C 00000 0 0000 I

I 1 1 I I I 1 T01IL- D 00000 00000 I

I I 1 I 1 I 10UTS TAnDItlG CONVERTIBLE NO or OUTSTANDING AS A c Qr TOTAL NUl1BEP Of AS A bull OF TOTAL HO OF SHARES I 1SECU8ITI ES - SECURITIES O)rSTAND ING COJNERTIBLE OF TJiE COMPANY ~SSm-1ING FULL I

I SECURITIES COlIVERS IOlI OF THE II E ~CONVERTIBL SE CURITEIS

I 1 I I IHELD BY PRO)OTER(PR~fOTER GROUP 00000 00000

I IHELD BY PUBLIC 00000 00000

I I I T01AL-EO0000 00000

tmiddotIl-F-RANt S - NUtfBER OF WAAHANTS AS A or TOTAL NUMBER OF $ A Of TOTAL NO or SHARES I I ARRANTS OF THE CCHPANY hSSUMlNG FULL I 1 CONVERS Ion OF WARAANTS I

1 I

I I

1HELD BY PROYOTER(PRCMOTER GROUP 1 o 00 00 00000

I I 1HELD BY PUBLIC 1 00000 O 0000

I 1 1 I 1 1 I TOTAL-Flo0000 00000

1 I ITOTAL PAID-UP CAPITAL Of THE 1 1CCMPAlIY ASSUNING FULL CONVERSION I lor NAAAAlI TS AND CONVE RTIBLE 1 1SECU RrrrES I I (G RAND TOTAL (A+B+C )+ D+E+f) I 12194199 NA 100000 I [

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 23: FOCUS INDUSTRIAL RESOURCES LIMITED

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY (I) (B) STATEl-tENT SHO~ING HOLDING or SECURITI ES ( INCLUDING SHARES WARRANTS~ CCtNERTI BLE SECURI TIES) OF PEpsmJS BELCNGIUG TO THE CATEGORY PROMOTER AND PROOTER GROUP

I I 1 -- I I -----------

I SRL NAME OF THE SfAREHOLDER DEThILS OF SfARES I SHARES PLEDGED OR OTHERWISE ENCUMBERED I DETAILS OF WARPANTS I DETAI LS OF CO~~JEPTI BLE ITOTAL SHARES I m e L I INa HELD I I SECURITIES I-UDIIG IJNDERLYING II

I I I I I SHARES ASSUJIlIG I

I EULL CWVERS ION OF I IARRANTS AND CONV- I

I I IERTJBLE SECURITIES) I 11 I I I I liAS A OF DILUTED I I I I SHARE CAPITAL I

NUMBER OFI1S A - OF I NUMBE R I AS A I AS h Of NUXlER OF lAS A I NUl1BER OF lAS A OF TOTAL SHARES I GRAND TOTAL I PERCENTAGE IGRAlID TOTAL WARRAlITS TOTAL I CCIJVERTIBLE NUJIBER OF

HELD 1 I I I IMBTC) OF IHEL D NO OF ISECURITlES I CCllVERTIBLE I I I I SUB- CLAUSE I IWARRANTS I HELD I SECURITIES I I I I I (I) (A) I 10 F THE I 10F THE SA~E I I I I I I I SAME I I CLASS I I I I I I I CLASS I I

I I I I I I I I I 11AANCHAL J INDhL 29)01 0 02 1 01 00 0 1 0001 I 1 2 WeTA J IlIDAL 10689 1 0 09 0 0 00 1 000 I 3 1PRADEEP KU-IAR JINDAL (3) 298 811 0 251 01 0001 000 1 I I

41SATISH JAI N 4830001 3 961 0 1 000 1 0 0 0 1 I I 5 1SHOBHA JAW 5850 00 4 80 1 0 000 1 0 0 0 1 I

61sATENDER KU1AR JAIN 585000 1 4801 0 1 0 00 1 000 1 I I 71cHETAN JAIN 5850001 4 801 0 1 0 0 01 0001 I 81TRISHLA JAIN 588000 1 4 82 1 0 000 000 1 I I

9 SAT ENDER KUMAR JAIN 588 000 1 ~ 82 1 01 0001 0 0 01 II I 10 IANAJlD KUHAR JAIN 997 500 1 8 1 a l 0 1 0 001 ooo ~ I 11 RENU J AIN 9975001 8 1 8 1 0 11 0 001 00 0 12IsK J AIN 1693 0 89 01 000 000

TOTAL 7145 9 5 0 1 58 601 0 1 0 00 1 0001 I I I 1 I

(1 ) te ) [I) STATEMENT SHeW I NG HOLD ING Of SECURITIES (HICULDING SHARESWARRA11TSCONVE RTIBLE SECURITIES) OF PERSONS BELONGING TO THE CATEGORY PUBLIC AafD HOLDlrG MORE THAN 11 OF THE TOTAL NW-SER OF SHARES

iS RL I NAlIE OF THE SHAREHOLDER llUXBE R OF iSHARES AS A PERCENTAGE OF IonAILS OF--- i OETAILS OF CONVERTIBL~~01Al SHARES (I NCL I INa SHARES I TOTAL 11mltBER OF SHARE S IWARRAITS I SECURITIES I- UDI NG UNDER LYING I HE LD I [I e GPAND TOTA (Al t (51 I I I SHARES hSSUMING I I IT (C) INDICATED II STATlt I NUM5ER lAS A ~OFI N1JNBeR OF j WRT TOTAL IFULL CCllVERSI Otl OF- I l- llt ENT AT PAPA ( I) (AI AB OVE ) 10F ITOTAL I CONVERTIBLE NUMB ER OF IWARRANTS AND C01Nshy

I 1ARPAlITS 1110 OF I SECURIT IES I C01IVERTIBLE IERTIBLE SECUR ITI E S) I I I IIHELD IWPP-RA~TS I EELD ISECURITIES OF lAS bull OF DILUTED

I I I I 10F 1HE I I THE SAIltE 1SHARE CAPI TAL

I II I ISAME I CLAS S

I I ICLASS I I I

I I I I I II llALOK BANSAL 2940001 2411 I I 2 11llTIN KUMR S INGHAL 1575001 1291 I I I

31middotIlJKESH GUPTA 157500 1 129 1 I II 4 I iOGESH SHARMA 150000 1 1 2 3 1 I I

5 1UAKUL BAJAJ 1411 20 I 1 16 1 I I 6 1RAJ SETHI 140 8201 1151 I I J lm JOS HI 14 0 4 00 1 115 1 I I I

s lmcu JOSHI 1404 00 1 1151 I II S IAS HWANI JOSHI l~04 00 1 1151 I I

10IIARESH JOSHI 14 04 0 0 1 1151 I I I I I I I I

I TOTAL 16Q254 0 1 13141 I I I I I I I

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 24: FOCUS INDUSTRIAL RESOURCES LIMITED

SCRIP CODE SCRIP NAME FOCUS INDUSTRIAL RESOURCES LTD SCRIP TYPE - EQUITY ( II (el (II) STATEMENT SHOWING HOLDI NG OF S ECURITIES (INCU LDING SJlARESWARRANTS CONVERTIBLE SECURITIES ) OF PE PSON Si (TO3ETHEP WITH PAC) BELOtIGING IIO THE CAT EGORY

5 11 PUBL IC AND HOLDIUG MORE TBAli OF THE TOTAL NUMBER OF SHARES OF THE CCflPAUY

i SRL l IIAl~E Of THE SHARE HOLDER llUlltBER OF i SHARES AS A PERCENTAGE OFlDETAILS OF i DETAILS OF CWVERrIBLE IT OTAL SHARES IINCL I INa I SHARES ITOTAL NUMBER OF SHARES I ARRAUTS ISECUIU TIES I- UDING UNDER LYING I I I HELD III E GRAND TorAL IA I + IBI I I ISHARES ASSUM11I I I I+(C I ItIDICATED I N STATE NUMBER lAS A oF INUMBER OF I RT TOTAL IFULL CONVERSION OF I I I 1-I~NT AT PARA I I I (AIABOVEll oF I TOTAL ICOrfuRTIBLEI rruBER OF IWARRANTS AND CO 1- I I I I IWARRANTS INO OF I S ECURIT I ES ICONuRTI8LE IERTIBLE SECURITIES I I I I I IHEL D IWARPAm s I HEL D ISECURITIES OF lAS Of DILUTED I I I I I 10 f THE I I THE SAME I SHARE CAFI TAL I

I I I I SAHE I ICLASS I II I I I I CLAS S I I I I I I I I I I I I I I IUOT AP PL ICABLE I I I I I I I

I I I I I I I I I I I TOTH 0 I 0 00 I I I I I I I I I I I I I

III ( DI ST~TEMENT SHoIIlIG DETAI LS OF LOCKED- IN SHARES

i SRL~ Of THE SHARHOLDER NUMBER Of lLOCKEO-IN SHARES AS A 1 I NO I LOCKED-IN 10f I OTAL NUMBER OF SHARES I I I S HARES II r E GRAND TOTAL IAI + ( BI I I I 1+ IC ) INDIC~TED IN STATE I I I I - MENT AT PAIv I I IA) ABOVEI I

I II INOT APPLICABLE NA NA I I I

(II) (Al STATEMENT SHOftIHG DETAI LS or DEPOSI TORY RECEIPTS (DRS )

I SR~~Y~~-O~--- NUMBER OF I Nm-~BE-~HARES UNDERLY ING OUTsTA1DI~~ I NO I OD1STAlWING DR OUTSTANDING I SHARES I DPS AS A PERCEmftGE OF TOTAL I I I t ADRS GDRS SDFS ETC I DRS I UNDERL~lNG INUMBER OF SHARSSI IE GRAtlO I I I I OUlST A1IONG I TOTAL (A I + (8) (C lIlDI CATE D IN I I I I DRS ISTAT EMENT AT PARA (I I (A ) ABOVE I I I I I II I NOT APPLICABLE NA lLA NA I

I I I I I I I TOTA L I I I I I [ I I

Ill) ( 81 SATEHENT S HDIING DETAILS OF DE POSITORY RECE IETS IDRS) WIfERE UNDERL~ING S HAPES HELD BY I PRO~OTERPRalarER GROUF I ARE IN EXCESS OF 1 OF THE TOTAL NUMBER O~ SHARES

I - T I I I ---------r- shyI SRL ll~ltE OF THE DR HOLDER I TYPE OF I NUMBER 0 ISHARES UNDE RLYI NG OUTSTAl1DItlG I

INO I I OUTSTANDING I SHARES I DRS AS A PERCENTlGE 0 TOTAL I I I l OR IADRS UNDERLYING I IIUMBER OF SHARES I IE GRAND I I IDR (AORS I OUTSTANDING ITOTAL (AI( B I + (C) INDI CAT EDI I I I GDRS S ORS I DRS IIlI STATE~NT AT PARA I I) IAII I I I ETC ) I IABOVE I

I I I I I I I INOT APPLICAB LE I NA I NA I A I

I I I I I I I 1 TOTAL I I I I I I I

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 25: FOCUS INDUSTRIAL RESOURCES LIMITED

FOCUS INDUSTRIALgt RESOURCES LTD

(Since 1985)

TOP 10 SHAREHOLDERS

Sno Client 10OP 10 Name amp Address of Shareholder No of Shares ofHolding

1 10488942 SK JAIN 1693440 138873

IN300118 HNO-1443

SECTOR-14

FARIDABAD

HARYANA

121002

2 11309496 SATENDER KUMAR JAIN 1173000 96193

IN300118 A 24A

KAILASH COLONY

NEW DELHI

110048

3 10488933 ANAND KUMAR JAIN 997500 81801

IN300118 H NO 672

SECTOR 14

FARIDABAD

121001

4 10776003 RENU JAIN 997500 81801

IN300118 HNO1443

SECTOR-14

FARIDABAD

121002

5 10776036 TRISHLA JAIN 588000 48220

IN300118 H NO 1443

SECTOR-14

FARIDABAD

FARIDABAD HARYANA

121002

r ~6 11309785 SHOBHAJAIN 585000 47974

IN300118 A 24A (C~

KAILASH COLONY ~~ --

NEW DELHI 110048 f

7 10765808 CHETAN JAIN 585000 47974

IN300118 A24A

KAILASH COLONY

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-l10033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 26: FOCUS INDUSTRIAL RESOURCES LIMITED

NEW DELHI

110048

8 10775960

IN300118

SATISH JAIN

HNO1443

SECTOR-14

FARIDABAD

121002

483000 39609

9 35306312

IN302679

ALOK BAIJSAL

INFOSYS TECH LTD PLOT NO 1

RAJIV GANDHI CHD TECH PARK

NEAR MANIMAJRA KISHANGARH

CHANDIGARH

160101

294000 24110

10 10901879

IN302365

MUKESH GUPTA

12WEST MODEL TOWN

GHAZIABAD

UTIAR PARDESH

201001

157500

~E$Oamp-

12916

~~ l~ For Focus Ind~~trial Resources limited ~~ ~ Ci - t

1 ~ C- (7J-~ lt~ i ~ )1~-~ cgt _

~~~~~Pradeep Kumar Jindal

(Managing Director)

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 27: FOCUS INDUSTRIAL RESOURCES LIMITED

FOCUS INDUSTRIAL RESOURCES LIMITED RegistlHed Office11WMukand HWstCommerrial ComphxAzadpurOclhl-11()OJJ

Unaudited financIal Results tor the Qualer ed~ 10th September 2011

PART I (Rs in lakhs Stalement of Unaudited Financial Results tor th~ Quai1er aM Haft Year Ended Moaths Ended loth stptember 2012shy

Qualer Ended 6 Months Ended

3 months ende4

)0(192012

Preceding1 corresponding Yurto dme Vear to date tear ended month ~(jed molithsfldel figures for figures forttle 31)3-2012

30062012 3)()if01t CJrrent prelJ1oU$IN period ended ended 30-Cishy

30oS-ltl12 2011

(Reter Notes Below) (Unaudit~l Unaudited) Unaudited (UnaudltN1J lAudlted 1 iJlcometrom operaflOl1i

I) Net ssl iyencOml from operaliona 1154 132 2117 27 1C4A (Net feo-cise d 1y)

(b) Olhlr operillting Itcome CO( DC 01 OCC 01 215 TDlallncome from operation) (net) 154 962 133 2117 27 1260 Expens~$

( C(l51 of malenals cOfWmed DOC cee OOC 0ltgt O()( OOC (b) PUnhaset of Muck-In-trade CO( DC ~~ 9~~~

00( 415C tJ Clmnllu If mvenloes 01 iimsJred 9000amp workshy 498 gt3 OOi _245

I ~~~c rd r~ 9a 221 35lt 180f 55 101 CO ao oSt DCC 12 7gt3

I Cof~ 596 1)11 ~8 365

shown seoariJIel Total eXptflus 06 5~ 7 iEA 12253 1505 7poundU1

3proft i [los] 1rom operttlons before other 486 40gt4 197 59X 16 499 income rinanc costs and exeeDlionru Item~ [1-2

Other income 0 Dec ~

OOC 0 OOC

Ii Profit 1lQu) ftom ordinary actIVIties betor 592( 111 49 nnmce tosts and excepl10nalltems (3 4)

I) Finance coss aor ooc oc OOC 00 00 1 Profit I ~Lon) from otdinary 1Ictlvllies atret 4551 54 197 892 116lt 49

finance cot~ but before exceptional Items IS 6)

a f)(cepti~nal items CO ooc Jee 00 00 00

9 ProfilllLou) from ordinary actl ltles bdofe lax 4S6l poundJA 19 892 116( 49 117 l

1 IT ODC 00middot OOC 0 00 1191

11 Net Profit I (Loss) from ordinary atvltles aner 4B$ 4054 ~ 9 892 lUi( 38Cl tax (9 10)

1 Extraolaquolrary jtem~ rei of lall expMse Rs_ 00( 00 OOC OOC 00 00 Lakm Nrt Profit I (Loss) forlhe period 111 12) 85 4054 892 116 38C1

Share of prof I (loss) of 3$ampnelilles OOC 00lt 00lt 00[ o()( 00(

1 M~Cfity interest bull Oil( 00 COC 00 CO 00 1G Net Profit I Loss after tlms mlnorllyint~s 486 4054 19 89~ 116 38C1

and share or pmftt I lieu) or associ lites 113 14 15) ~

17 PilHl-UP eqUity share cartal iSA 1219A 4OS4 1219 4064 12194

(Face Vau~ of the Shari rohaB bi ndicltlteo)

~~~t SOC 9564 41 9004 1667 zg 9054

19 EarnInggt per share (before ext1aOrdJnaryltems

lof R$ _1- each) (nul ill1nuUudjlt

(a) Ba~c O4i 13 0 OA 02 03 (bl Diluted C4 OA C 04 028 031

191 Earnings per sharn (aner extraordinary Items)

(of Rs ---1- each (no aMuallsedj

130 ~~I~a) Basc 04 ~~ OA 02

(h) ClWted 04 04 (lA 02

PART II

Particulars l months Preceding l correspondin~1Yeano dat~ YeartQdate PVlous ended 30-O9~ months ended months ended ligures lor ftgtlres lor the year-etlded

lQ12 3QQi-ZD12 jO~92()11 current preVl(lllS year 3103-2012 perlO1J ended ended ltlo9

lQo92112 1011

PARTICULARS OF SHAREHOLDilNG 1 Public 5harehokling

Nutoer of amphares 5047659C 50476590( 1pound8255)0 5047659 [)( 16825530 50476Sl0(

- Percenlage 01 sarehnldinG 4~ J 413 414 AlA 41 41A

2 Promoters and Promoter Grop Sharelolc (9

ill Pledged f Enw-rberOH

~bull Numbo NI NIL NI N( NI bull PeCfntage oJ $harelo (aolgt a orthe to 1 NI NIL NI NI~ NI shareholclng olcromotflf and pomoter group) - Ptcernage or pares (3S a of the iotaJ are Nil NI NI NI NI Gaotal of the eo1OHWb Nonmiddot encumbered _ ~uMber of share

14~~~ 146400 23821ampiX 7146540fX 23821800 6540 bull PefCntage of share (a a of total 1000lt 000lt 10) 100 100Q

h hr Pltom pw 00 I 5561 ~51i 5amp6C 5M_Percentage of thartlE las lI of the Iota hare 586 5a61

caoilal of Ihe company

2JnQnh I

~d09 anr ~~ m ~lved the end Ih rim I~~

4 lhe company cperales in if SIngle IlCgmeol ooly

Place Delhi Date 7th Novinnef 2012

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 28: FOCUS INDUSTRIAL RESOURCES LIMITED

FOCUS INDUSTRIAL RESOURCES LTD (Since 1985)

Quarterly Compliance Report on Corporate Governance Under Clause 49 of Listing Agreement

Name of the Company Focus Industrial Resources Limited Quarter ending on 30th September 2012

Particulars Clause of I Compliance Remarks Listing status

Agreement (YesNoj

Li~middot~~I~+-__~B~0~a~rd~of_D_i~re7c~ro~r~s~__-r__~4~9~1~ _______~----~----------------------------~ (Al Composition of Board 49(IA)_-i-__7Y=_es=----+--------------~_I

I I (B) Non-executive directors I 49(IB) Yes compensation amp disclosure~~-----------+-----------4-------------~-(C)~Imiddotmiddot Other provisions as to Board I 49(IC) Yes The Board hasrevu3wedperiodicallyti1e]

and Committees I I status of legal compliances arid steps I taken to rectify instances of non-I

i I compliance (D)I Code of Conduct 49(10) Yes The Code of Conduct applies to al

Managing Executive Directors and I

I employees The codes have been posted I I i on the website of the compa~_~ r-=II--+---~-A=ud=--it Committee i 49 II I

(A) Qualified amp Independent Audit i 49(IIA) Yes Committee I

f--(=B)---l~ Meeting of Audit Committee 49IIB) Yes bull (Cl __P~o~w~e~r~s7o~fA~ud~i~tC~o~m~m~itt~e~e__~I--~4~9~IIC~)~--+_---7Y=_e=s----+---_-----------------------ii (D) Role of Audit Committee 49 (110) Yes I~ (E) Review of information by Audit i---49--II=E)- Yes

Committee ---___~I--c-------_+----------+-------------~ -----_I I III Subsidiary companies 49 III NA

IV Disclosures 49 IV

bull (A) Basis of Related Party I 49 (IVA) Yes

(B) transactions

Disclosure of Accounting i 49 (IVB) Yes i

(C) treatment

Board niltIi()(Ires-qisk I 49 (IVC) i

(D)

I

management--____-+i------c----+-----------~-----------~ -shy~ _____---lJ Proceeds from Public Issues I 49 (IVD) No

rights issues preferential Iii issues etc

(E) i Remuneration of Directors 49 (lVE) I___Y=-es__+shy___________~____~ (F) Management 49 (IVF)l Yes i

49 (IVG) I Yes Ii-~middot_(G--)~_middotmiddot_==-sh=a=re-hc-0_ld--e-rs~-_+I-_C____-+_-_____-__j------- ------~middotV I CEOCFO Certification 49 V Yes

rVI I Report on Corporate I 49 VI I Yes Annual Corporate Governance report Governance already forms part of Annual Report

I Quarterly compliance reports are regularly I-----_+-----=--~___---------I-------c----II__-~---ri-7submi~tt=edtoStolt~ Exch anges__-----

VII Compliance 49 VII Auditors certificate on compliance of the conditions of corporate governance is

Registered Office 104 MUKAND HOUSE COMMERCIAL COMPLEX AZADPUR DElHI-110033 Ph 011-27673522 Fax 011-27676399 Email id infofocuslimitedin

Visit our Website wwwfocuslimitedin

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 29: FOCUS INDUSTRIAL RESOURCES LIMITED

Equity Capital

The Issued Subscribed amp Paid-Up Share Capital of the Company is Rs 121941990 The Shares of the Company are listed on Delhi Stock Exchange since June 02 1989 amp Calcutta Stock Exchange since March 2012

1 Shareholding pattern as per clause 35 of the Listing Agreement as on October 19 2012 is as mentioned below

The Total number of shareholders in the Company as on 19th October 2012 are 516

For Focus Industrial ~esources Ltd

middot middotkd

Director

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 30: FOCUS INDUSTRIAL RESOURCES LIMITED

------ ----- ----

-----

----- ----

I

Financial Performance

The Financial Performance as per audited balance sheets is as follows

(Rs in lacs)

Year ended on Year ended on Year ended on 31032012 31032011 31032010Particulars (Audited) (Audited) (Audited)

Sales amp Other Income 4867 2244 Total Expenditure

12609

2791 1440

Profit After Tax

7611

1442 560 Fixed Assets (Net Block)

3800

1268 924

Debtors

2878

480 009

Creditors

Secured Loans 1612

080

785

bullUnsecured Loans 23984 ---shy shy

40647 11500[q~~y(paidUp)m 121942 shy-

Reserves amp Surplus 166730

Dividend ()

EPS(Rs)

16814090647

125 041094 ~ ~

Un-Audited Quarterly Results (Rs in la cs)

~Ulars Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

ales amp Other Income 9624 9510 1350

Total Expenditure 5570 1333 863

Profit After Tax 4054 5408 487 Paid up Capital 121942 121942 121942

EPS (Rs) 133 133 040

y ~

~l~ Director

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 31: FOCUS INDUSTRIAL RESOURCES LIMITED

f Un-Audited Quarterly Results Rs in lacs)

I

I I

I J I

Particulars i Quarter Ended

30062012 Quarter Ended

31032012 Quarter Ended

31122011

Net Sales amp Other Income 9624000 9510000 1350000 I

Total Expenditure 55700000 1333000 863000

I Profit After Tax 4054000 5408000 487000

I Paid up CapitalI

121942000 121942000 121942000

EPS (Rs) I 133 133 040 I

Board of Directors as on date

(Source Annual Report 2011-12)

j-Sr-No I Name ~-~~- I Designation + whetherTndependent I I or promoter I

~ ~ plusmnl_=~==~~J~~I--Ma~i~~~~~~~~~~~~~~ter) 1 1-~3_~-~~~~Ma(fhVT~~~n~a~_ar-r- Direc~I~~~ndent) I C4 i ~antanu Kumar_~~~_~~~irector_(lndepen~=~~~~~

Director

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director

Page 32: FOCUS INDUSTRIAL RESOURCES LIMITED

Financial Performance

The Financial Performance as per audited balance sheets is as follows (Rs in lacs)

Particulars earen e on 31032012

y d d ear en e on 31032011

y d d T---dmiddotmiddotmiddotmiddot~ear en e on i

31032010 (Audited) (Audited) (Audited)

Sales amp Other Income 12609 4867 2244 Total Expenditure

Profit After Tax

bull Fixed Assets (Net Block)

7611

3800

2878

2791

1442

1268

I

I

1440

560

924

Advances 153165 145860 95844

Deposits 50 50 50

bull Borrowings 25597 785 ----shy

Equity (Paid up)

Reserves amp Surplus

Dividend ()

121942

90647 ----shy

40647

168140 __

----shy

11500

166730

----shyj

i

EPS ~5 i 41 i

~or Focus Industrial Resources ltd

Vmiddot (tti7~l

Director