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Florida State University Libraries Electronic Theses, Treatises and Dissertations The Graduate School 2013 The Next Generation Grid-Connected PV Inverters for High Penetration Applications Yan Zhou Follow this and additional works at the FSU Digital Library. For more information, please contact [email protected]

Florida State University Libraries · 3.7 Simulation waveforms of the qZSI based PV CMI: (a) without leakage current suppression 1 and (b) with leakage current suppression solution

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Page 1: Florida State University Libraries · 3.7 Simulation waveforms of the qZSI based PV CMI: (a) without leakage current suppression 1 and (b) with leakage current suppression solution

Florida State University Libraries

Electronic Theses, Treatises and Dissertations The Graduate School

2013

The Next Generation Grid-Connected PVInverters for High Penetration ApplicationsYan Zhou

Follow this and additional works at the FSU Digital Library. For more information, please contact [email protected]

Page 2: Florida State University Libraries · 3.7 Simulation waveforms of the qZSI based PV CMI: (a) without leakage current suppression 1 and (b) with leakage current suppression solution

THE FLORIDA STATE UNIVERSITY

COLLEGE OF ENGINEERING

THE NEXT GENERATION GRID-CONNECTED PV INVERTERS FOR HIGH

PENETRATION APPLICATIONS

By

YAN ZHOU

A Dissertation submitted to the Department of Electrical and Computer Engineering

in partial fulfillment of the requirements for the degree of

Doctor of Philosophy

Degree Awarded: Fall Semester, 2013

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Yan Zhou defended this dissertation on September 06, 2013.

The members of the supervisory committee were:

Hui Li

Professor Directing Dissertation

Chiang Shih

University Representative

Simon Y. Foo

Committee Member

Jim P. Zheng

Committee Member

Uwe Meyer-Baese

Committee Member

The Graduate School has verified and approved the above-named committee members, and

certifies that the dissertation has been approved in accordance with university requirements.

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I dedicated this to my parents Jiangao Zhou and Genmei Wu

and

my wife Hui Zhou

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ACKNOWLEDGMENTS

I would like to express my sincere gratitude to my advisor, Dr. Hui Li, for her support

and guidance during my Ph.D. study. She provided me an excellent research environment and

taught me how to accomplish high-quality research. The attitude toward research will benefit me

in my future career.

I would like to appreciate all my committee members, Dr. Chiang Shih, Dr. Simon Y.

Foo, Dr. Jim P. Zheng and Dr. Uwe Meyer-Baese, for their invaluable comments and advices.

I would like to thank Dr. Shanxu Duan who guided me into the field of power electronics

and helped me lay a solid foundation in this area.

I would like to thank the industry partners, Dr. Miaosen Shen from UTRC, Dr. Patrick

Chapman form SolarBridge Techniques, Mr. Bhasy Nair and Mr. Steve Colino from EPC for

their valuable discussions and help on the project.

Many thanks go to the CPAS staff and members of the research group. In particular I

would like to thank Dr. Liming Liu and Dr. Jin Shi for their guidance and friendship which have

been invaluable to my work and life.

Last but not least, I would like to thank my family and friends for their support

throughout my Ph.D. study.

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TABLE OF CONTENTS

List of Tables ................................................................................................................................ vii List of Figures .............................................................................................................................. viii Abstract ......................................................................................................................................... xii

1. INTRODUCTION ...................................................................................................................1

1.1 Research Background ....................................................................................................1 1.1.1 Performance Improvement and Cost Reduction of Next Generation PV Inverters .........................................................................................................................1 1.1.2 Mitigation of Adverse Impacts of the Distributed PV Systems on Utility Grid .....................................................................................................................5

1.2 Research Objective and Dissertation Proposal ..............................................................8

2. PV MODULE-INTEGRATED CONVERTER BASED ON CASCADED QUASI-Z-SOURCE INVERTERS .................................................................................................................10

2.1 State-of-the-art PV Module-integrated Converter .......................................................10 2.1.1 Commercial PV MIC .......................................................................................10 2.1.2 PV MIC Based on Cascaded Multilevel Inverter ............................................12

2.2 Proposed PV MIC Based on Cascaded qZSIs .............................................................14 2.2.1 Topology Selection in Z-source Inverter Family .............................................15 2.2.2 Cascaded qZSIs with Modified Modulation Strategy ......................................17

2.3 qZSI Module Design Optimization ..............................................................................19 2.3.1 Ac Equivalent Model of the qZSI ....................................................................19 2.3.2 Power Loss Analytical Model ..........................................................................22 2.3.3 Optimal Design of the qZSI Module ...............................................................27 2.3.4 Optimal Design Example .................................................................................28

2.4 Prototype Development and Experimental Results .....................................................30 2.4.1 qZSI Prototype Development ..........................................................................30 2.4.2 Experimental Results .......................................................................................33 2.4.3 Efficiency Improvement with Synchronous Rectification ...............................36

2.5 Cost Analysis ...............................................................................................................37 2.6 Summary ......................................................................................................................40

3. ANALYSIS AND SUPPRESSION OF LEAKAGE CURRENT IN CASCADED-MULTILEVEL-INVERTER BASED PV SYSTEMS ..................................................................41

3.1 Leakage Current Analysis in CMI-based PV systems .................................................41 3.2 Proposed Leakage Current Suppression Solution 1 .....................................................45

3.2.1 Description of the Solution ..............................................................................45 3.2.2 Simplified Leakage Current Analytical Model and Filter Design Criteria ......46 3.2.3 Application Example: qZSI-based CMI with 100kHz Switching Frequency .48

3.3 Proposed Leakage Current Suppression Solution 2 .....................................................53 3.3.1 Description of the Solution ..............................................................................53 3.3.2 Simplified Leakage Current Analytical Model and Filter Design Criteria ......54

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3.3.3 Application Example: H-bridge-based CMI with 10kHz Switching Frequency .....................................................................................................................56

3.4 Summary ......................................................................................................................61

4. INTEGRATED AUTONOMOUS VOLTAGE REGULATION AND ISLANDING DETECTION .................................................................................................................................63

4.1 State-of-the-art Voltage Regulation and Islanding Detection Methods .......................63 4.2 Proposed PV Control System Description ...................................................................65

4.2.1 Principle of integrating VR and ID ..................................................................65 4.2.2 PV Control System with the Proposed Unified Var Controller .......................67

4.3 Voltage Controller Design Methodology.....................................................................70 4.3.1 Voltage Controller Design based on Single PV system...................................71 4.3.2 VR Interaction among Multiple Systems .........................................................74

4.4 Islanding Detection Characteristic Analysis ................................................................77 4.4.1 NDZ of the Proposed Method ..........................................................................77 4.4.2 Coordination of Multiple PV Systems in ID ...................................................79

4.5 RTDS Simulation and PHIL Experimental Verification .............................................81 4.5.1 The RTDS Simulation Platform and PHIL Testbed ........................................81 4.5.2 Overvoltage and Momentary Voltage Sag Test Cases ....................................82 4.5.3 Islanding Detection Test Case .........................................................................88

4.6 Summary ......................................................................................................................91

5. CONCLUSIONS AND FUTURE WORK ............................................................................92

5.1 Conclusions ..................................................................................................................92 5.2 Future Work .................................................................................................................93

APPENDICES ...............................................................................................................................95

A. DERIVATION OF THE RELATIONSHIP BETWEEN QPV AND VPCC ........................95

B. INFLUENCE OF THE CURRENT CONTROL LOOP ON THE VOLTAGE CONTROL LOOP .............................................................................................................................................97

REFERENCES ..............................................................................................................................99

BIOGRAPHICAL SKETCH .......................................................................................................108

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LIST OF TABLES

1.1 Typical module prices from 1995 to 2011. .............................................................................. 2 2.1 Specifications of the commercial MICs .................................................................................. 12 2.2 Voltage rating of the capacitors ............................................................................................. 15 2.3 Parameters and selection of the qZSI components ................................................................. 30 4.1 Parameters of a single PV system ........................................................................................... 73 4.2 The unified VAR controller parameters for the PV inverters at N844 and N890 ................... 84

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LIST OF FIGURES

1.1 Cumulative U.S. grid-connected PV installations from 2001 to 2010. ................................... 1

1.2 Typical structure of the cascaded multilevel inverter topology. .............................................. 2

1.3 Brief summary of the CMI in PV applications. ....................................................................... 4

1.4 Switching figure-of-merit for different power transistors ....................................................... 5

1.5 Overvoltage phenomenon under high PV penetrartion scenarios. ............................................ 6

1.6 Unintentional islanding problem............................................................................................... 8

2.1 Illustration of the PV MIC technology. .................................................................................. 11

2.2. Gird-connected PV MIC configurations based on (a) cascaded H-bridge inverters; (b) cascaded Z-source inverters. ......................................................................................................... 13

2.3. Proposed gird-connected PV MICs based on cascaded quasi-Z-source inverters. ............... 14

2.4 LC network configurations of voltage-fed Z-source inverter family (a) ZSI; (b) qZSI; and (c) qZSId............................................................................................................................................. 15

2.5 The relationship between the total required electrolytic capacitors and the PV voltage ripple for ZSI and qZSI. .......................................................................................................................... 16

2.6 Configuration of the proposed PV MICs based on cascaded qZSIs. ..................................... 17

2.7 Modulation strategies for qZSI (a) traditional method based on triangular carrier; and (b) modified method based on sawtooth carrier. ................................................................................ 18

2.8 Different operation modes of the quasi-Z-source inverter (a) active state; (b) zero state and (c) shoot-through state. ................................................................................................................. 20

2.9 The ac equivalent circuit model of the quasi-Z-source inverter. ........................................... 21

2.10 Comparison of the calculated and simulated currents through the quasi-Z-source inductors at 40V 250W input conditions. ...................................................................................................... 22

2.11 Switching sequences of the full bridge in each switching cycle for (a) buck mode and (b) boost mode. ................................................................................................................................... 24

2.12 Module efficiencies for the systems with different module numbers. ................................. 29

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2.13 The full bridge loss at different switching frequencies. ........................................................ 29

2.14 Picture of the qZSI module under test. ................................................................................ 31

2.15 Gate drive voltage of S2 at 45 V and 44 W input. ................................................................ 32

2.16 The high frequency power loop in the qZSI: (a) schematic and (b) PCB layout. ................ 32

2.17 The experimental waveforms of the qZSI module at 180 W under (a) 40 V input; (b) 45 V input; and (c) 50 V input. .............................................................................................................. 33

2.18 Measured qZSI module efficiency curves at 40 V, 45 V and 50 V. .................................... 34

2.19 Uncertainties of the module efficiency measurement. ......................................................... 35

2.20 Comparison of the measured and calculated efficiencies for (a) 40 V input; and (b) 45 V input. ............................................................................................................................................. 35

2.21 Comparison of the measured qZSI module efficiencies with and without synchronous rectifier at 45V input condition. .................................................................................................... 36

2.22 Comparison of the measured qZSI module efficiencies with and without synchronous rectifier at 50V input condition. .................................................................................................... 37

2.23 Widely used two-stage configuration for commercial PV MICs.......................................... 37

2.24 Topology of the MIC composed of an isolated half-bridge boost converter and a full-bridge inverter. ......................................................................................................................................... 38

2.25 Comparison of the calculated efficiencies of the qZSI modules with Si-MOSFETs and GaN devices........................................................................................................................................... 39

3.1 Basic CMI-based PV system: (a) circuit diagram and (b) equivalent circuit. ....................... 42

3.2 System equivalent circuit by replacing the phase-leg voltages with DM and CM voltage sources........................................................................................................................................... 44

3.3 The proposed leakage current suppression solution 1: (a) circuit diagram and (b) equivalent circuit. ........................................................................................................................................... 46

3.4 Simplified leakage current analytical model for the system with leakage current suppression method 1........................................................................................................................................ 48

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3.5. System diagram of a PV system composed of four cascaded qZSIs with leakage current suppression solution 1. .................................................................................................................. 49

3.6 Design results for the PV system with leakage current suppression solution 1: (a) 1_ Hleaki

and (b) gleaki _ . ............................................................................................................................... 50

3.7 Simulation waveforms of the qZSI based PV CMI: (a) without leakage current suppression 1 and (b) with leakage current suppression solution 1. .................................................................... 51

3.8 Photograph of the two cascaded qZSI modules built in the laboratory. ................................ 52

3.9 The experimental results without leakage current suppression 1: (a) voltage across the parasitic capacitors and (b) the corresponding spectrums. ........................................................... 52

3.10 The experimental results with leakage current suppression solution 1, Cpv1=30nF and Cpv2=1nF: (a) voltage across the parasitic capacitors and (b) the corresponding spectrums. ....... 53

3.11 The proposed leakage current suppression solution 2: (a) circuit diagram and (b) equivalent circuit. ........................................................................................................................................... 54

3.12. System diagram of a PV system composed of two cascaded H-bridge inverters with leakage current suppression solution 2. ........................................................................................ 56

3.13 Design results for the PV system with leakage current suppression solution 2: (a) 1_ Hleaki

and (b) gleaki _ . ............................................................................................................................... 57

3.14 Simulation waveforms of the PV system consisted of two cascaded H-bridge inverters: (a) without leakage current suppression 2 and (b) with leakage current suppression solution 2. ...... 58

3.15 Photograph of the two cascaded H-bridge inverter modules built in the laboratory. .......... 59

3.16 The experimental results without leakage current suppression 2: (a) voltage across the parasitic capacitors and (b) the corresponding spectrums ............................................................ 60

3.17 The experimental results with leakage current suppression solution 2, Cpv1=100nF and Cpv2=10nF: (a) voltage across the parasitic capacitors and (b) the corresponding spectrums ...... 60

3.18 The measured waveform and the RMS value of 1_ dcciri . ..................................................... 61

4.1 A local PV system connected to the distribution system. ...................................................... 66

4.2 Proposed PV control system applied to multiple distributed PV systems. ............................ 68

4.3 Volts/var curve for the AVC. ................................................................................................. 69

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4.4 The single PV system model block diagram.......................................................................... 71

4.5 Root locus of a single PV system. ......................................................................................... 73

4.6 A distribution network with two PV systems. ....................................................................... 74

4.7 NDZ of the passive anti-islanding method and the proposed method (a) theoretical analysis according to the IEEE std. 1547 requirement; (b) simulation validation; and (c) theoretical analysis with widened protection settings and with different clearing time. ................................ 80

4.8 PHIL testbed for experimental verification under high PV penetration conditions. ............. 81

4.9 One-line diagram of the modified IEEE 34 node test feeder with high penetration PV systems. ......................................................................................................................................... 83

4.10 Overvoltage test case: RTDS simulation results of (a) node 890 PCC voltages; (b) node 890 reactive power outputs; (c) node 844 PCC voltages and (d) node 844 reactive powers outputs. . 85

4.11 Overvoltage test case: PHIL experimental waveforms of the hardware PV inverter reactive power output and PCC voltage. .................................................................................................... 85

4.12 Momentary voltage sag test case: RTDS simulation results of (a) node 844 PCC voltages; (b) node 844 reactive power outputs; (c) node 890 PCC voltages and (d) node 890 reactive power outputs. .......................................................................................................................................... 87

4.13 Momentary voltage sag test case: PHIL experimental waveforms of the hardware PV inverter reactive power output and PCC voltage. ......................................................................... 87

4.14 Islanding detection test circuit. ............................................................................................ 88

4.15 Single-PV-inverter islanding detection test when the unified var controller was disabled. 89

4.16 Single-PV-inverter islanding detection test when the unified var controller was enabled. . 89

4.17 Multiple-PV-inverter islanding detection test when the unified var controller was enabled: simulation waveforms. .................................................................................................................. 90

4.18 Multiple-PV-inverter islanding detection test when the unified var controller was enabled: PHIL experimental waveforms. .................................................................................................... 90

4.19 Multiple-PV-inverter islanding detection test when the unified var controller was disabled: PHIL experimental waveforms. .................................................................................................... 90

B.1 Root locus comparison of the complete model and simplified model. ................................. 97

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ABSTRACT

The increasing consumer demand and government incentives are driving the rapid growth

of renewable energy generation. In particularly, the number of distributed photovoltaic (PV)

system installations is increasing quickly. However, the high cost of the PV systems and the

potential impacts on the safe operation of utility grid could become barriers to their future

expansion. To enable the high penetration of distributed PV systems, it is necessary to bring

down the PV system cost and mitigate its adverse impacts on utility grid operation. As the

interface between the renewable sources and the utility grid, advanced power electronics

technologies will play important roles in realizing the above goals.

The transformerless cascaded multilevel inverter (CMI) is considered to be a promising

topology alternative for low-cost and high-efficiency PV systems. This research work presents a

single-phase transformerless PV system based on cascaded quasi-Z-source inverters (qZSI). In

this system, each qZSI module is connected to a single PV panel and serves as a PV module-

integrated converter (MIC). The advantages of the proposed MIC structure include low voltage

gain requirement, single-stage energy conversion, enhanced reliability and good output power

quality. The innovative structure can reduce the cost and increase the efficiency of the power

conversion stage. Furthermore, the enhancement mode gallium-nitride field effect transistors

(eGaN FETs) are employed in the qZSI module for efficiency improvement at higher switching

frequency. Optimized module design is developed based on the derived qZSI ac equivalent

model and power loss analytical model to achieve high efficiency and high power density. A

design example of qZSI module is presented for a 250 W PV panel with 25 V ~ 50 V output

voltage. The simulation and experimental results prove the validity of the analytical models. The

final module design achieves up to 98.06% efficiency with 100 kHz switching frequency. The

peak efficiency can be further improved to 98.66% with synchronous rectification.

Though the tranformerless CMI-based PV systems can achieve high performance and

low cost, the leakage current issue resulted from the parasitic capacitors between the PV panels

and the earth remains a challenging. In this research work, the leakage current paths in PV CMI

are analyzed and the unique features are discussed. Two filter-based suppression solutions are

then presented to tackle the leakage current issue in different PV CMI applications. The first

method is more suitable for the CMIs operated at high switching frequency. The second method

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extends the application to the CMIs operated with lower switching frequency by bringing in

extra wire connections among the cascaded modules and the grid output. Simplified leakage

current analytical models are derived to study the suppression mechanisms and design the

suppression filters. Study cases are demonstrated for each of the solutions. The first solution is

applied to the above presented PV system based on cascaded qZSIs. The second solution is

executed in a PV system with two cascaded H-bridges where each switching device is operated

at 10 kHz. Simulation and experimental results are provided to validate the effectiveness of the

proposed solutions.

To mitigate the adverse impacts on utility grid operation associated with high penetration

level of PV systems, an autonomous unified var controller is proposed to address the system

voltage issues and unintentional islanding problems. The proposed controller features integration

of both voltage regulation (VR) and islanding detection (ID) functions in a PV inverter based on

reactive power control. Compared with the individual VR or ID methods, the function

integration exhibits several advantages in high PV penetration applications: 1) fast voltage

regulation due to the autonomous control; 2) enhanced system reliability because of the

capability to distinguish between temporary grid disturbances and islanding events; 3) negligible

non-detection zone (NDZ) and no adverse impact on system power quality for ID and 4) no

interferences among multiple PV systems during ID. As the VR and ID functions are integrated

in one controller, the controller is designed to fulfill the requirement of VR dynamic

performance and ensure small ID NDZ simultaneously. The interaction among multiple PV

systems during VR is also considered in the design procedure. The feasibility of the proposed

controller and the controller design method is validated with simulation using a real time digital

simulator (RTDS) and a power hardware-in-the-loop (PHIL) testbed.

Finally, conclusions are given and the scope of future work is discussed.

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CHAPTER ONE

INTRODUCTION

1.1 Research Background

The grid-connected photovoltaic (PV) generation system markets are growing rapidly due

to the environment concerns and government incentives. The cumulative installation of the grid-

connected PV systems in U.S. from 2001 to 2011 is shown in Fig. 1.1 [1]. The total installed

grid-connected PV system capacity was increased to 4GW in 2011. The capacity of PV systems

installed in 2011, 1,845 MWDC, was more than ten times the capacity of PV installed in 2007.

1.1.1 Performance Improvement and Cost Reduction of Next Generation PV Inverters

Despite the fact that the U.S. PV market is developing quickly, the PV generation is still

not cost-competitive compared with the conventional forms of electricity generation. Great effort

0

1000

2000

3000

4000

5000

2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011

MW

DC

Year

Cumulative PV installations

Fig. 1.1 Cumulative U.S. grid-connected PV installations from 2001 to 2010.

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is needed to reduce the cost of PV systems. The PV system cost can be broken down into three

parts: the PV modules, the PV inverter, installation and the remaining balance of system costs.

Currently, the average price of PV modules decreased dramatically in these years as indicated in

Table. 1.1 [2]. With evolving technologies, the goal of $1 per watt PV cell can be achieved in the

near future if the cells are manufactured at a large scale [3].

Year 1995 2000 2005 2008 2009 2010 2011

Standard module price(s): Typical (Mid-range buyers,

USD/W) $5.01 $3.79 $3.65 $3.65 $2.82 $2.36 $1.67

Best price (Large quantity buyers, USD/W)

$4.90 $2.75 $3.03 $3.25 $2.18 $1.48 $1.28

Because of the downward tendency of the PV module price, the PV inverter cost

becomes more visible in the total. Advanced power electronics technologies need to be

Table 1.1 Typical module prices from 1995 to 2011.

Fig. 1.2 Typical structure of the cascaded multilevel inverter topology.

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developed to deliver PV power to the grid with high efficiency while reducing the system cost.

In recent years, the cascaded multilevel inverter (CMI) topology has been considered in PV

applications [4]-[6]. The typical structure of the CMI topology is shown in Fig. 1.2. This

topology features separate dc inputs, making possible the string or even panel level maximum

power point tracking. The energy harvest can be maximized in case of mismatch in the PV

panels due to panel aging, shading effect or accumulation of dust in the panel surface. The

cascaded structure also reduces the voltage gain requirement for each module, so it can achieve

single-stage energy conversion and higher equivalent output PWM frequency. In addition,

cheaper power semiconductors with lower voltage rating can be utilized in the CMI compared

with the central/string inverters.

Currently, the CMI has found its applications in both utility-scale and

residential/commercial PV systems. A review of some reported CMI-based PV systems [4], [6]-

[22] is illustrated in Fig. 1.3, where the point of common coupling (PCC) voltage and device

switching frequency information are provided. It is noticed that modified CMI with integrated

high-frequency transformer is usually utilized in large-scale PV systems [4], [6], [7]. The

transformer is necessary for insulation purpose, because the several-kV PCC voltage may impose

directly across the PV panel electrical section and its frame when there is no transformer and it

could cause hazardous dielectric breakdown [4]. Besides, the integrated transformer can isolate

the circulating leakage current paths. On the other hand, for residential/ commercial applications

with low PCC voltages, because there is no aforementioned insulation concern, transformerless

PV CMI is preferred due to the lower cost and higher efficiency. The transformerless CMI

structure can be readily accomplished by extending the number of cascaded modules. However,

removal of the transformer would result in galvanic connections among the grid and the separate

PV panels/ strings interfaced with different cascaded inverters. Due to the parasitic capacitance

between the PV panels and the earth, circulating leakage currents can flow through the panels

and grid ground, leading to increased output harmonic content, higher losses, safety and

electromagnetic interference (EMI) problems. So far, there is rarely publication dealing with the

leakage current issue in transformerless CMI-based PV systems.

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Another trend in developing next generation PV inverters is to use advanced

semiconductor components, such as silicon carbide (SiC) and gallium nitride (GaN) devices

[23]-[26]. The high frequency operation capability of these new devices can reduce the size and

cost of the passive components in the inverters. The PV inverter efficiency can be potentially

increased due to the new devices’ better switching figure of merit, defined as the semiconductor

switch drain-source on-resistance times the gate-to-drain charge. Fig. 1.4 compares the switching

figure of merit of EPC GaN power transistors with different equivalent silicon MOSFETs [27].

From the figure, the GaN power transistors show distinctive advantage over other equivalent

rated MOSFETs. Moreover, comparing the MOSFETs of 1980 and the state-of-the-art

MOSFETs, the results show that during the past 30 years, the MOSFET switching FOM has

decreased by a factor of 40. In contrast, the GaN transistors could have a 40 times improvement

in an even smaller amount of time.

Fig. 1.3 Brief summary of the CMI in PV applications.

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1.1.2 Mitigation of Adverse Impacts of the Distributed PV Systems on Utility Grid

Compared with the conventional forms of electricity generation, increasing penetration of

distributed PV systems introduces new integration issues concerning the safe operation of utility

grid. The U.S. Department of Energy (DOE), Electric Power Research Institute (EPRI)

Photovoltaic & Storage Integration Program, and the International Energy Agency (IEA)

Photovoltaic Power Systems Programme (PVPS) launched several programs to identify the

technical and analytical challenges of enabling high penetration levels of distributed renewable

energy technologies [28]-[30]. The studies show that the integration of large amount distributed

PV systems may affect the distribution system coordination operation, grid power quality,

unintentional islanding, and economical operation of the utility. To mitigate the adverse impacts,

evolutions are likely to be made to utility distribution network, PV system and the interface

standards. The evolutions may include advanced coordinated voltage regulation and var

Fig. 1.4 Switching figure-of-merit for different power transistors.

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management, bulk system coordination of PV for market and bulk system control, integration of

energy storage, advanced islanding control, and adaptive protective relaying schemes. Among

these, the system voltage problem and unintentional islanding are two major impediments of

further increasing the penetration level of renewable resources.

1.1.2.1 System voltage issues. The system voltage problems associated with the

distributed PV systems include the voltage rise caused by reverse power flow, low voltage due to

the sudden loss of distributed PV systems and voltage fluctuations because of the solar

irradiation variation.

The voltage rise phenomenon happens when the PV systems produce more power than

the local loads need. The resulting reverse power flows through the distribution line and causes

negative voltage drop across the line impedance, as shown in Fig. 1.5. If the utility sending-end

voltage is set fairly high, the voltage of the node connected with clustered PV systems may be

higher than the upper limit required by the local utility operator or standards such as ANSI

C84.1.

Fig. 1.5 Overvoltage phenomenon under high PV penetrartion scenarios.

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The false tripping of distributed PV systems can generate low voltages in the utility

network due to the sudden loss of the PV injected power. In particularly, when the penetration

level is high, the voltage may be out of the nominal range. The inverter false tripping is mainly

initiated by momentary voltage changes in the network. Momentary voltage changes are very

common in the distribution system and the reasons can be lightning, start-up of generations and

so on. The aggressive voltage and frequency protection settings of the PV inverters have been

observed to cause the improper disconnection.

Moreover, the fluctuations of solar irradiance can lead to unpredictable variations of

utility network voltages, especially in weak grids. The induced voltage fluctuations could include

very short variations as they appear close to the edge of a cloud and long fluctuations between

clouds. These voltage fluctuations may cause excessive operation of the utility voltage regulation

devices.

One way to prevent the above voltage issues is to re-plan the distribution network with

low-impedance lines or add more line regulation equipments at the node feeding clustered PV

systems. However, the utility distribution systems typically are designed for a more than 30-year

lifetime, so it is not economical to replace the distribution lines or add extra equipments. One

promising solution is to actively involve distributed PV systems in feeder voltage regulation.

1.1.2.2 Unintentional islanding issues. When the PV systems are disconnected from the

main grid by the utility breaker, the PV inverters must stop generating power immediately.

However, if the power supplied from the PV systems matches with the load consumption, as

shown in Fig. 1.6, the PV systems cannot detect the disconnection of the main grid. This

phenomenon is called unintentional islanding and it should be avoided due to the safety reasons.

Currently, the PV inverter is required to operate at unity power factor while the load

power factor is usually not equal to one, so the chance of unintentional islanding is very small.

However, under high PV penetration conditions, the PV inverter may be allowed or required to

inject reactive power to the grid. Therefore, the unintentional islanding possibility significantly

increases. Moreover, as discussed above, in order to prevent the low voltage problem in the

network, the distributed PV systems are necessary to stay connected to the distribution lines

during momentary voltage events. But this requirement is conflicted with the anti-islanding

protection settings of the PV inverter. In order to ride through the short-time grid disturbances,

loose anti-islanding voltage/frequency trip settings are recommended [31], however it increases

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the possibility of islanding detection failure. Therefore, the challenge of the islanding detection

in high PV penetration application is to distinguish between the short-time grid disturbances and

real islanding events. Consequently, it is necessary to develop more intelligent islanding

detection algorithms to ride through the voltage disturbances without expanding the islanding

non-detection-zone [32].

1.2 Research Objective and Dissertation Proposal

As discussed above, the advanced power electronics technologies will play key roles in

next generation PV systems. The main objectives of this research work are to explore new cost-

effective and high-efficiency PV inverter topologies, and develop advanced inverter control

systems to mitigate the adverse impacts of the distributed PV systems on utility grid. In order to

achieve the goals, the dissertation will cover three main topics.

The first topic is the proposal of a cost-effective and high-efficiency PV converter based

on cascaded quasi-Z-source inverters (qZSI). As an application example, each qZSI module in

this topology will be connected to one PV panel to serve as a PV module-integrated converter

(MIC). The enhancement mode Gallium-Nitride field effect transistors (eGaN FETs) from EPC

[23] are utilized in the inverter to achieve high efficiency at high switching frequency. The

following tasks will be included:

• Proposal of a single-phase transformerless PV MIC based on cascaded qZSIs;

Fig. 1.6 Unintentional islanding problem.

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• Development of the ac equivalent circuit model of the qZSI module for quasi-Z-

source LC network design;

• Efficiency-oriented optimization of the proposed cascaded qZSI based on the

developed power loss model;

• qZSI module prototype development according to the optimized design results;

• Experimental test and efficiency measurement of the built qZSI modules.

The second topic is targeted on addressing the leakage current issues in transformerless

PV systems based on cascaded inverters. Two filter-based suppression solutions are presented to

tackle the leakage current issue in different PV CMI applications. The following tasks will be

included:

• Analysis of the leakage current paths in PV CMI;

• Proposal of two leakage current suppression solutions;

• Development of the simplified leakage current analytical models for the PV systems

with the two suppression solutions;

• Study case demonstrations for each of the solutions with filter design example,

simulation and experimental verifications.

The third topic is the proposal of an autonomous unified var controller to address the

system voltage issues and unintentional islanding problems associated with the distributed PV

generation systems. The following tasks will be included:

• Proposal of an autonomous inverter-based control strategy that integrates fast voltage

regulation and islanding detection functions;

• Controller design considering the interaction among multiple PV systems;

• Development of a power hardware-in-the-loop (PHIL) testbed where a PV inverter

prototype is integrated with the rest of the distribution system being simulated in the

real time digital simulator (RTDS) platform;

• Experimental verifications of the proposed controller and controller design

methodology under system level in high PV penetration conditions based on the PHIL

testbed.

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CHAPTER TWO

PV MODULE-INTEGRATED CONVERTER BASED ON

CASCADED QUASI-Z-SOURCE INVERTERS

This chapter presents a cost-effective and high-efficiency PV converter based on

cascaded quasi-Z-source inverters. As an application example, each qZSI module is connected to

one single PV panel and serves as a PV MIC. Due to the cascaded structure and qZSI topology,

the proposed MIC features low voltage gain requirement, single-stage energy conversion,

enhanced reliability and good output power quality. Furthermore, the eGaN FETs are employed

in the qZSI module for efficiency improvement at higher switching frequency. Optimized

module design is performed based on the derived qZSI ac equivalent model and power loss

analytical model to achieve high efficiency and high power density.

2.1 State-of-the-art PV Module-integrated Converter

2.1.1 Commercial PV MIC

The PV MIC technology is an important trend in next generation PV inverter

development. There are several PV MIC manufactures emerging in these years, such as

Solarbridge, Enphase, Enecsys, Direct Grid, GreenRay and Petra Solar. The two solar industry

leaders, Power-one and SMA also released their MIC products in 2011 and 2012 respectively.

The MIC is a micro-inverter which is normally attached to the reverse side of the PV module, as

shown in Fig. 2.1. It converts the power from single PV panel to the grid. Some PV panel

manufactures directly sell ac PV modules to the customers by integrating the MICs with the

panels in their manufacturing facilities. These ac PV modules make the PV system design,

installation and expansion much easier. The MIC based PV systems can harness more energy

from the PV panels and reduce the installation and balance-of-system costs. As reported in [33],

[34], the MIC based PV systems can capture up to 25% more energy per site over central and

string inverter-based systems due to the module-level maximum power point tracking (MPPT),

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thus effectively reduces the need for PV modules. Moreover, the MIC can cut field installation

time up to 50% and minimize the training time because of its plug-and-play capability. Dc cables

can be saved if the MIC is mounted directly on the back of the PV panel and there is no need for

bypass and string diodes. The risk of electric arc and fire is reduced because there is no high

voltage dc wiring. Last but not least, each module is connected to the grid independently, so

failure of one module will not affect the operation of other modules. The failure detection

becomes easier as well.

Though the PV MIC can increase the system efficiency by preventing the losses due to

the panel mismatch and partial shading, the MIC power stage conversion efficiency is not as high

as that of the string or central inverters. The specifications of some commercial MICs are listed

in Table 2.1. The reported 96.5% peak efficiency of the commercial MICs is around 1-2% lower

than some high efficiency string inverters [33], [35]-[37]. Moreover, the price of the MICs is still

not competitive with that of the string inverters, the MIC itself costs approximately 100% more

than string inverter on a $/Watt ac basis [38], [39]. Hence the total cost of the MIC based PV

system may not decrease even with the reduced balance-of-system and installation cost.

Considering both the advantages and limitations, the MICs are currently preferred only in

Fig. 2.1 Illustration of the PV MIC technology.

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residential application. Currently, it is believed that the MIC is cost-effective when the PV

installation capacity is below 2kW [40].

Manufacturer Model Power rating (W)

Efficiency (%) MPPT voltage

range (V)

Ac output voltage

(V)

Warranty (years) Peak CEC

SolarBridge PANTHEON

II 250 95.7 95 25-37 240 25

Enphase M215 215 96.3 96 22-36 208/240 25

Enecsys SMI-

S240W-60-UL

240 94 92 21-35/

27-45 240 20

Direct Grid DGM-S250 250 92 91 24-32 208/230 20

GreenRay SunSine 200 200 N/A* N/A* N/A* 120 20

Petra Solar SunWave 240 N/A** 93 N/A** 120 10

Power-One AURORA

MICRO-0.3 300 96.3 95.5 30-50 208/240 N/A**

SMA OK4U-100 100 94 N/A** N/A** 120 N/A**

* The SunSine 200 is an ac module including both PV panel and inverter part. The information of the inverter is not available from the datasheet. ** Data is not provided in the datasheet.

2.1.2 PV MIC Based on Cascaded Multilevel Inverter

In recent years, multilevel converter topologies have been applied in PV applications [5],

[8], [10], [20]. The cascaded H-bridge inverter, shown in Fig. 2.2 (a), can also support MIC

structure by connecting single PV panel to each H-bridge. The cascaded H-bridge structure can

reduce the voltage gain requirement for each module; and it features single-stage energy

conversion and higher equivalent output PWM frequency. Therefore, the inverter can achieve

higher system efficiency and reduce the output filter size. However, the H-bridge inverter lacks

boost function so that the inverter module must be designed with the lowest voltage of the wide-

Table 2.1 Specifications of the commercial MICs

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range PV input. Thus high module number is required to match the grid voltage, which causes

the system more complicated and less reliable. In [41], the authors proposed a scalable cascaded

Z-source inverter (ZSI) configuration for MIC application as shown in Fig. 2.2 (b). The proposed

inverter is still a single-stage energy conversion system, but it can cope with the PV wide-range

input voltage due to the boost capability [41], [42]. The module number can be optimized

regarding the inverter efficiency. Moreover, the system reliability is highly enhanced compared

with the cascaded H-bridge inverter, because the ZSI is immune to the shoot-through faults.

(a)

(b)

Fig. 2.2. Gird-connected PV MIC configurations based on (a) cascaded H-bridge inverters; (b) cascaded Z-source inverters.

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2.2 Proposed PV MIC Based on Cascaded qZSIs

Based on the authors’ previous work [41], this section presents a transformerless PV MIC

based on cascaded quasi-Z-source PV inverters, as shown in Fig. 2.3. The reason of using qZSI

instead of ZSI is that the required capacitance of the passive network can be largely reduced,

which will be explained in detail in Section 2.2.1. In addition, a modified modulation strategy

based on sawtooth carrier method is used to improve the system efficiency under boost operation

mode. The eGaN FETs, which have emerged as promising next generation power switches, are

applied in the inverter. The eGaN based devices have better figure of merit, which is defined as

the switch drain-source on-resistance times the gate charge, than other same-rating power

components based on silicon material [23]. So the switching loss and conduction loss of the

power switches can be reduced. But the ultra low threshold voltage and large reverse bias voltage

drop of the eGaN FETs could degrade the system performance and cause extra loss [23].

However, it will be revealed that the shoot-through capability of qZSI can overcome the issues

and guarantees high system efficiency at high switching frequency.

Fig. 2.3. Proposed gird-connected PV MICs based on cascaded quasi-Z-source inverters.

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2.2.1 Topology Selection in Z-source Inverter Family

All the inverters of the voltage-fed Z-source inverter family have the boost and shoot-

through functions. This section compares these inverters regarding the required capacitance of

the passive network, since the major difference among the different topologies is the voltage

rating of the Z-source capacitors. The voltage-fed Z-source inverter family includes the

traditional ZSI, qZSI and qZSI with discontinuous input current (qZSId) [43]. The LC network

configurations of the three topologies are shown in Fig. 2.4. Table 2.2 shows the equations of the

capacitors’ voltages as a function of the shoot-through duty cycle shD for all the three topologies

[43].

1cV 2cV

ZSI insh

sh VD

D

21

1

− in

sh

sh VD

D

21

1

qZSI insh

sh VD

D

21

1

− in

sh

sh VD

D

21−

qZSId insh

sh VD

D

21− in

sh

sh VD

D

21−

Fig. 2.4 LC network configurations of voltage-fed Z-source inverter family (a) ZSI; (b) qZSI; and (c) qZSId.

Table 2.2 Voltage rating of the capacitors

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In the single-phase application, electrolytic capacitors are usually required to prevent the

propagation of the double-frequency (120 Hz) power into the PV panel. The topology with less

electrolytic capacitors is preferred. It revealed in [41] that it is better to use the Z-source

capacitors to handle the double-frequency power than the input capacitors paralleled with the PV

panel. So it is assumed that all the double-frequency power will be buffered by the Z-source

capacitors. From Table 2.2, the qZSId features lower voltage rating of both capacitors compared

with the ZSI since 5.00 <≤ shD . Because the energy stored in the capacitor is proportional to the

square of the across voltage and its capacitance, the lower capacitor voltage results in higher

capacitance to buffer the same amount of energy. Particularly, when the inverter does not operate

in boost mode, that is 0=shD , 1cV and 2cV of qZSId equal to zero, so they cannot buffer any

double-frequency power. Therefore the qZSId is not appropriate for the single-phase application.

For the ZSI, both 1C and 2C use electrolytic capacitors due to the same voltage rating of them.

For the qZSI, electrolytic capacitor is only used for 1C due to its higher voltage rating than 2C .

Fig. 2.5 The relationship between the total required electrolytic capacitors and the PV voltage ripple for ZSI and qZSI.

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Fig. 2.5 shows the relationship between the total required electrolytic capacitors and the

PV input voltage ripple for both ZSI and qZSI. The curve is obtained based on the ac equivalent

models of ZSI and qZSI. The derivation of ZSI ac equivalent model can be found in [41] and the

one of qZSI will be given in Section III. It is evident that the qZSI requires less electrolytic

capacitors. For example, when the PV voltage ripple is designed to be 5%, the required

capacitance of electrolytic capacitors for qZSI is 30% less than ZSI. Therefore, the qZSI is

selected.

2.2.2 Cascaded qZSIs with Modified Modulation Strategy

The configuration of the grid-connected PV inverter based on cascaded qZSI modules is

presented in Fig. 2.6. Each qZSI module is installed on the backside of a PV panel. The eGaN

FETs are applied as the power switches. The parameters of the quasi-Z-source network, inverter

switching frequency, and cascaded module number will be obtained through an optimization

procedure given in Section III.

Fig. 2.6 Configuration of the proposed PV MICs based on cascaded qZSIs.

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(a) (b)

The modulation of the qZSI is different from the H-bridge inverter because of the shoot-

through state. The way of adding the shoot-through state influences the quasi-Z-source network

design and the system efficiency. Fig. 2.7 (a) shows the traditional PWM modulation strategy for

the single-phase qZSI module [42]. The two phase legs of the full bridge are modulated with

�180 opposed reference waveforms, m and ,m , to generate three-level voltage output. Two

straight lines *pV and *

nV are used to control the shoot through duty ratio. When the triangular

carrier is greater than *pV or the carrier is smaller than *

nV , 41 SS − turn on simultaneously for

shoot-through. It is noticed that each switch needs to switch on and off twice per carrier cycle,

because the shoot-through period is distributed into two parts in each carrier cycle, as shown in

the figure. A modified PWM modulation strategy for the single-phase qZSI is applied here. The

principle of generating the gate signals is the same with the traditional method, but the triangular

carrier is replaced with a sawtooth carrier. The gate signals for the switches are shown in Fig. 2.7

(b). Compared with the triangular carrier based method, the shoot-through period of the modified

method is merged into one part. Hence, each switch turns on and off only once per carrier cycle,

which results in lower switching loss and improved system efficiency during boost operation.

One disadvantage of the sawtooth carrier method is that the current ripples on the inductors will

be doubled because of the merged shoot-through period, the inductor size is therefore increased

Fig. 2.7 Modulation strategies for qZSI (a) traditional method based on triangular carrier; and (b) modified method based on sawtooth carrier.

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compared to that of the triangular carrier based method in order to keep the same inductor

current ripple. However, since the switching frequency is 100 kHz in the final design, so the

inductor size is not large even with the sawtooth carrier method.

2.3 qZSI Module Design Optimization

In order to achieve high performance of the proposed inverter, the design of a qZSI

module needs to be optimized first. Therefore, the ac equivalent model of a qZSI is derived to

help obtain the current and voltage information of the passive components and active switches.

The power loss analytical model is then developed to evaluate the system efficiency. Based on

the two analytical models, the qZSI module is optimized to achieve high system efficiency and

high power density. The proposed design method can provide the optimal number of cascaded

modules, the inverter switching frequency and the quasi-Z-source network parameters for

different selected PV panel.

2.3.1 Ac Equivalent Model of the qZSI

In order to design the quasi-Z-source network and analyze the power loss, the voltage and

current of the capacitors, inductors and switching devices need to be derived. In single-phase

application, the dc and ac (120 Hz) component of these variables are essential for the theoretical

analysis. Calculation of the dc-component can be found in [42], [43], while the ac-component

calculation is seldom mentioned. In this section, an ac equivalent model of the qZSI is derived.

The qZSI has three different operation states, namely active state, zero state and shoot-

through state. In Fig. 2.6, when 1S , 4S are on or 2S , 3S are on, the qZSI operates in active state;

when 1S , 3S are on or 2S , 4S are on, the qZSI operates in zero state; when 1S - 4S are all on, the

qZSI operates in shoot-through state. The equivalent circuits of the qZSI module during different

modes are given in Fig. 2.8, where the PV panel is treated as a constant current source PVI .

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The average model of the qZSI over switching frequency is obtained in (2.1) by

integrating the subintervals of the three states.

−=

⋅−⋅−⋅=

⋅−⋅−⋅=

⋅+⋅−=

+−=

1

11

22

2

21

11

1

11

22

2

21

11

1

LPVcin

in

ags

shL

sL

c

ags

shL

sL

c

s

shc

sc

L

s

shc

scin

L

iIdt

vdC

diT

Ti

T

Ti

dt

vdC

diT

Ti

T

Ti

dt

vdC

T

Tv

T

Tv

dt

idL

T

Tv

T

Tvv

dt

idL

(2.1)

The variables with in (2.1) represent average values over the switching frequency; sT

is the switching period; 1T and shT are the non-shoot-through and shoot-through time intervals in

one switching cycle; the grid current is defined as ( )tIi gg ωsin= ; the inverter duty cycle is

( )tMda ωsin= . The non-shoot-through state is the sum of active and zero states. The state-space

equation (2.1) contains both dc and low-frequency ac components. The ac equivalent model can

be extracted from (2.1) by removing the dc components, as given in (2.2).

Fig. 2.8 Different operation modes of the quasi-Z-source inverter (a) active state; (b) zero state and (c) shoot-through state.

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( )

( )

−=

+−=

+−=

+−=

+−=

1

1122

2

2111

1

1122

2

2111

1

~~

2cos2

1~~~

2cos2

1~~~

~~~

~~~~

Lcin

in

gshLLc

gshLLc

shccL

shccinL

idt

vdC

tMIDiDidt

vdC

tMIDiDidt

vdC

DvDvdt

idL

DvDvvdt

idL

ω

ω (2.2)

The variables with ~ in (2.2) denote the low-frequency ac variables; sTTD 11 = ,

sshsh TTD = . In steady state, 1D and shD are constants. The low-frequency ac ripple in PVI is

neglected because it is much smaller than the ac ripple from the load. An ac equivalent model of

the qZSI, given in Fig. 2.9, can be developed according to (2.2) and Fig. 2.8. As seen from the

model, the double-frequency power source is represented by two independent current sources in

the circuit. The equation set (2.3) can be established based on the model through the Kirchhoff’s

current law (KCL) and Kirchhoff’s voltage law (KVL). '~inv , '

1~

cv , '2

~cv , '

1~Li and '

2~Li are intermediate

variables and their relationships with the original values are given in Fig. 2.9. The analytical

expressions of the double-frequency voltage ripple on the capacitors and the current ripple on the

inductors can be solved through (2.3). By adding the ripple value on the dc-component, the final

expressions for inv , 1cv , 2cv , 1Li , and 2Li can be obtained. The above information is

essential for the quasi-Z-source network design and system efficiency evaluation.

inCD21

211 DL

21

2'2

~ DDv shc ⋅

1C

'2

~Lsh iD

( )tMIg ω2cos2

1

212 shDDL ⋅

31

2

2D

DC sh

31

2'1

~

D

Di shL

( )tMID

Dg

sh ω2cos2

121

⋅1

'~

~D

vv in

in =

11'1

~~LL iDi = 12

'2

~~DDii shLL ⋅=

sh

ccD

Dvv 1

2'2

~~ =1

'1

~~cc vv =

Fig. 2.9 The ac equivalent circuit model of the quasi-Z-source inverter.

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( ) ( )

( )

+=

−+=

−+=

−−+=

−=

'22

12'2

'1

21

2'2

'12

1

1'1

'

21

31

2'1

'23

1

2

2'2

'2

'11

'1

'1

'21

~2~~

~~2~~

2cos2

1~~2~

2cos2

1~1~2

~

~~2

c

sh

Lc

shccLin

shg

shLc

shL

gLshcL

Linin

vD

DLiv

D

Dvv

D

Liv

D

DtMI

D

Div

D

DCi

tMIiDvCi

ivCD

ω

ω

ωω

ωω

ω

(2.3)

Fig. 2.10 compares the calculated values of 1Li and 2Li with the simulation results of

the designed system at 40 V, 250 W input conditions. The consistence between the calculation

and simulation results verifies the ac equivalent model.

2.3.2 Power Loss Analytical Model

The power loss analytical model can be divided into two parts, the loss in the power

semiconductor devices and the loss in the passive components.

Fig. 2.10 Comparison of the calculated and simulated currents through the quasi-Z-source inductors at 40V 250W input conditions.

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2.3.2.1 Loss in the power semiconductor devices. a) Loss of the quasi-Z-source diode

There are four eGaN FETs and one diode in each qZSI module. The main loss of the

diode is its conduction loss, because the loss due to the reverse bias leakage current and junction

capacitance is relatively small. The root-mean-square (RMS) current through the diode equals to

the PV current PVI , so the conduction loss of the input diode can be calculated by

PVFDdiode IVP ⋅= (2.4)

where FDV is the forward voltage drop of the diode and its value depends on the current through

the diode.

b) Conduction loss of the eGaN FETs

Since the full bridge outputs a 60 Hz sinusoidal voltage, the loss calculation of the four

eGaN FETs cannot be completed based on one operation point. Instead, the energy loss in the

switches during each switching cycle will be accumulated for one output voltage cycle, 16.67

ms. Then the power loss is calculated by dividing the total energy loss by 16.67 ms.

The current distribution in the full bridge varies in different operation states. At active

and zero states, there are always two switches conducting the load current gi . While during

shoot-through state, four switches conduct current together. The current through two of the

switches equals to 2

21 gLL iii −+ and the current of the other two switches is

2

21 gLL iii ++.

When the PV voltage is higher than the grid voltage amplitude, the qZSI operates in buck

mode without shoot-through state, so the full-bridge conduction loss equals to

dttiRP gdsoncond ∫=ωπ

πω

2

0

2 )( (2.5)

where the drain-source on-state resistance dsonR of all the eGaN FETs is assumed to be the same.

When the PV voltage is lower than the grid voltage amplitude, the inverter operates in

boost mode with shoot-through state. The conduction loss can be calculated by

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( )

( ) ( ) ( )

( ) ( ) ( )dt

tititi

tititi

RD

dttiRD

P

gLL

gLL

dsonsh

gdsoncond ∫∫

+++

−+

+=ωπωπ

πω

πω

2

02

21

2

21

2

0

21

2

2 (2.6)

c) Switching loss of the eGaN FETs

Switch Period

S1 S2 S3 S4 State

t0-t1 on off on off Zero

t1-t2 on off off

(diode) on Active

t2-t3 off on

(diode) off on Zero

t3-t4 on off

(diode) on

(diode) off Zero

Switching events

(on/off) 2 2 2 2

(a)

Switch Period

S1 S2 S3 S4 State

t0-t1 on on on on Shoot-through

t1-t2 on off on off Zero

t2-t3 on off off

(diode) on Active

t3-t4 off on

(diode) off on Zero

t4-t5 on on on on Shoot-through

Switching events

(on/off) 2 2 2 2

(b)

For the sawtooth carrier based modulation method, the switching sequences of the full

bridge in each switching cycle for both buck and boost operation is shown in Fig. 2.11. There are

four turn-on and four turn-off events per switching cycle for both two operation modes. In order

to simply the analysis, it is assumed that the gate signals of the upper switch and lower switch

have a dead time between them. Under this condition, two turn-on and two turn-off events will

be soft switching due to the body-diode conduction when the qZSI operates in buck mode. The

Fig. 2.11 Switching sequences of the full bridge in each switching cycle for (a) buck mode and (b) boost mode.

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soft-switching events are pointed out in the figure with “diode” followed after the “on/off”. The

marked soft-switching events in the figure are for the positive output cycle. In negative output

cycle, the soft switching devices are different, but the number of soft switching events does not

change. In boost operation mode, one turn-on and one turn-off events will be soft switching.

The hard switching turn-on and turn-off energy loss can be calculated by (2.7) and (2.8)

[44].

( ) ( ) ( ) ( ) ( )[ ]tttttItVtE fvriddsonsw +⋅=2

1_ (2.7)

( ) ( ) ( ) ( ) ( )[ ]tttttItVtE firvddsoffsw +⋅=2

1_ (2.8)

where rit is the current rise time and fvt is the voltage fall time during turn-on process; rvt is the

voltage rise time and fit is the current fall time during turn-off process; Calculation of these time

periods can refer to [44]. dsV and dI are the voltage and current stress on the device respectively.

dsV equals to the dc-link voltage across the full-bridge. dI equals to gi during the

transients between active state and zero state; and it equals to 2

21 gLL iii −+ or

2

21 gLL iii ++

during the transients between zero state and shoot-through state.

The soft switching turn-on and turn-off energy loss can be calculated in (2.9) and (2.10).

( ) ( ) ( ) ( ) ( ) ( ) ( ) deadtimedFsfvddsondF

sridFonsoft ttIVtttIRtIV

tttIVtE ++

+=2

1.1

2

1_ (2.9)

( ) ( ) ( ) ( ) ( ) ( ) ( ) deadtimedFsrvddsondF

sfidFoffsoft ttIVtttIRtIV

tttIVtE ++

+=2

1.1

2

1_ (2.10)

where FV is the device source-drain forward voltage; deadtimet is the dead time between the gate

signals of the upper and lower switches; srit is the current rise time and sfvt is the voltage fall

time during soft switching turn-on process, srvt is the voltage rise time and sfit is the current fall

time during soft switching turn-off process. Calculation of srit , sfvt , srvt and sfit can also refer to

[44].

According to Fig. 2.11 and (2.7)-(2.10), the total switching loss of the full bridge during

buck operation mode can be obtained in (2.11) based on the above analysis.

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( ) ( )( ) ( ) dt

tEtE

tEtEP

gdgd

gdgd

iIoffsoftiIonsoft

iIoffswiIonsw

sw ∫

++

+=

==

==ωπ

πω

2

0 __

__

||

||2

2 (2.11)

During boost operation, the total switching loss of the full bridge equals to

( ) ( ) ( )

( ) ( )

( ) ( ) ( )

dt

tEtEtE

tEtE

tEtEtE

P

gdgdgLL

d

gLL

d

gLL

d

gLL

d

gdgd

iIoffsoftiIonsoftiiiI

offsw

iiiI

offswiiiI

onsw

iiiI

onswiIoffswiIonsw

sw ∫

+++

++

++

=

==++=

−+=

++=

−+=

==

ωπ

πω

2

0

__

2

_

2

_

2

_

2

___

|||

||

|||

2

21

2121

21

(2.12)

2.3.2.2 Loss in passive components. a) Quasi-Z-source inductors and output filter

inductor.

The inductor power loss is composed of the core loss and winding loss. In the quasi-Z-

source network, the current through the inductors contains dc, double-frequency and high

frequency ac components. The output filter inductor contains only 60 Hz and high frequency ac

components. The dc and low-frequency ac components mainly cause the winding loss. The high

frequency ac current is related to the core loss.

The inductor winding loss can be calculated as

( )∫=ωπ

πω

2

0

2

2dttiRP LLcopper (2.13)

where LR equals to dc resistance of the inductor’s copper winding; Li equals to switching-

frequency averaged current through the inductor.

The inductor core loss equals to

tnac

mswcore WBkfP = (2.14)

where swf is the inductor current ripple frequency; acB is the high frequency ac flux density; tW

is the weight of the core; the coefficients k , m and n for different core materials can be found

in [45].

b) Quasi-Z-source capacitors and input capacitor

The dielectric loss in the capacitors contains the double-frequency and high frequency ac

components. For 1C , the double-frequency loss can be calculated by

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( )∫=ωπ

πω

2

0

21_1

~

2dttiRP cesrdLFc (2.15)

where esrdR is the equivalent series resistance (ESR) of 1C at 120 Hz. The information of 1~ci has

already been obtained in section III. A.

The high-frequency loss of 1C equals to

( ) ( )[ ]∫ −=ωπ

πω

2

0

2

11_1~

2dttitiRP ccesrhHFc (2.16)

where esrhR is the equivalent series resistance (ESR) of 1C at selected switching frequency. The

value of 1ci equals to

( )( )( ) ( )( )

−−

−=

statethroughshootduringti

stateactiveduringtiti

statezeroduringti

ti

L

gL

L

c

,

,

,

2

1

1

1 (2.17)

The dielectric loss in 2C and inC can be calculated similar to 1C .

2.3.3 Optimal Design of the qZSI Module

2.3.3.1 Quasi-Z-source network design. The quasi-Z-source inductors are designed to

limit the high-frequency ripple to %ir of the maximum inductor current during shoot-through

state. The voltages across 1L and 2L both equal to ( )shin DDDV −11 in shoot through state. Thus

1L and 2L can be calculated by (2.18) and (2.19) respectively.

( ) max11

11

% Lish

shin

IrDD

TDVL

⋅⋅−= (2.18)

( ) max21

12

% Lish

shin

IrDD

TDVL

⋅⋅−= (2.19)

where max1LI and max2LI are the maximum value of 1Li and 2Li .

As discussed above, 1C is used to buffer the double-frequency ac power. The relationship

between the capacitance of 1C and the PV voltage ripple can be calculated according to (2.3). An

example was shown in Fig. 2.5. 1C can be selected according to the curve.

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2C is designed to limit the high-frequency voltage ripple to %vr of the maximum value

of 2cv , max2cV . The current through 2C during the shoot-through period equals to 1LI .

Therefore, 2C is calculated

max212

% cv

shL

Vr

TIC

⋅= (2.20)

2.3.3.2 Optimized cascaded qZSI module number and switching frequency. The

number of cascaded modules, N , determines the output voltage rating of each qZSI module

since the total output voltage amplitude is fixed and is close to the grid voltage amplitude. N

also decides the total inverter output current, because the power rating of each module is fixed.

The output voltage and current of the qZSI impact the module efficiencies. Lower cascaded

module number makes the module output voltage amplitude bigger, so the shoot-through time

will be longer. The dc-link voltage of the full bridge will be boosted to a higher level which may

lead to more switching loss. Higher cascaded module number increases the inverter output

current. Since the modules are connected in series, the current flowing through the devices also

increases. So the switching loss and conduction loss of the full bridge could also increase. And

the loss of the output filter inductor will raise. According to the above analysis, an optimal value

of N exists, which can lead to higher efficiencies than other values of N .

Higher switching frequency can reduce the size of 1L , 2L and 2C in the quasi-Z-source

network, but it increases the switching loss of the full bridge. Below the critical frequency, the

switching loss of the full bridge is lower than the conduction loss and the system efficiency is not

a strong function of switching frequency. However, the quasi-Z-source network size will be

large. Above the critical frequency, the switching loss starts to dominate the full bridge loss. The

qZSI efficiency will decrease rapidly with increased frequency. As a trade-off between the

module efficiency and power density, an optimized switching frequency will be chosen to make

the full bridge switching loss and conduction loss close to each other.

2.3.4 Optimal Design Example

A design example of qZSI module for a 250 W PV panel with 25 V ~ 50 V output

voltage is illustrated in this section. The inverter is connected to the 120 Vrms utility grid. The

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cascaded module number is selected first. Based on the derived ac equivalent model and power

loss analytic model, the module efficiencies with different N can be obtained in Fig. 2.12. The

comparison is made at 75% of module rated power rating and 100 kHz switching frequency. The

reason of choosing 75% power rating is that it weights 53% when rating the California Energy

Commission (CEC) average efficiency. It is seen that 4=N is the optimal cascaded module

number with respect to the efficiencies and it is chosen in the design. The switching frequency is

selected by comparing the full bridge switching loss and conduction loss at different switching

frequencies in Fig. 2.13. The comparison is also made at 75% of module rated power rating. 100

kHz is finally chosen in the design because at this frequency the switching loss is close to the

conduction loss. Thus, high efficiency and high power density can be achieved for the qZSI

module.

Fig. 2.12 Module efficiencies for the systems with different module numbers.

Fig. 2.13 The full bridge loss at different switching frequencies.

With N and switching frequency selected, the quasi-Z-source network parameters can be

given according to (2.18)-(2.20) and Fig. 2.5. The %ir of both 1L and 2L is designed to be 20%

and %vr of 2C is designed to be 1%. The parameters of the module components are shown in

Table 2.3. 1C is selected to make the PV voltage ripple smaller than 5%. Electrolytic capacitors

are needed because of the large capacitance of 1C . However, the electrolytic capacitors have

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high ESR at high frequency, so in the final design ceramic capacitors are paralleled to provide

path for the high-frequency current. The actual parameters of the components are slightly

different from the designed values depending on the available commercial devices.

Component Designed

parameter Actual device selection Specifications

S1-S4 N/A eGaN FET EPC2001 Vds=100V,

Id=25A

C1 6500uF

Nichicon

UVR1J222MHD×4

TDK C5750X7S2A156M×8

C=2200uF,

Vc=63V

C=15uF,

Vc=100V

C2 175uF TDK

CKG57NX5R1H226M×9 C=22uF, Vc=50V

L1 30uH TDK PC47RM14Z-12 core 39uH

L2 21uH TDK PC47RM14Z-12 core 39uH

2.4 Prototype Development and Experimental Results

2.4.1 qZSI Prototype Development

The 250 W qZSI module prototype was built based on the optimized design, as shown in

Fig. 2.14. The input voltage of this module is from 25 V to 50 V. It is constructed on a four layer

printed circuit board (PCB), integrating the quasi-Z-source network, the full bridge, the driver

circuit and sensors.

Table 2.3 Parameters and selection of the qZSI components

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The design of the eGaN FET drive circuit needs to consider the device’s ultra low

threshold voltage and absolute maximum gate voltage rating. The minimum threshold voltage

can be as low as 0.7 V and the maximum gate voltage rating is 6 V for the selected EPC2001

eGaN FET. Considering the qZSI devices immunity to shoot-through, the ultra low threshold

voltage which may cause unintended miller turn-on will not be the concern. However, the

overshoot of the gate voltage during turn-on process needs to be limited to guarantee the gate

voltage not to exceed 6 V. In order to minimize the gate overshoot, the stray inductance in the

driver circuit loop should be decreased. Detailed guidalines of decreasing the stray inductance in

the driver circuit loop can be referred to [25], [46], [47]. The LM5113 half-bridge driver in a

LLP package is used to drive the eGaN FETs [48]. The turn-off resistor is 0 � to make fast turn-

off process, while the turn-on resistor is chosen as 5.1 � to further limit the possible gate

overshoot. Fig. 2.15 shows the gate drive voltage of 2S at 45 V and 45 W input condition. There

is no overshoot on the gate voltage during the turn-on transient. At higher power ratings, no

overshoot is observed either. Overshoot is observed on 2S gate voltage, when 2S is on and 1S

is switched to on-state for shoot-through state. The large dtdi / in the power loop couples into

the gate loop through the common source inductance. However, the overshoot is always below 6

V.

Fig. 2.14 Picture of the qZSI module under test.

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(a) (b)

For the qZSI, there is no dc capacitors right across the full bridge dc-link. The length of

the high frequency power loop, highlighted in Fig. 2.16 (a), is longer than that of the traditional

H-bridge with decoupling capacitors placed right across the dc link. Because of the longer high

��� of �� (2V/div)

100 ns/div

Fig. 2.15 Gate drive voltage of S2 at 45 V and 44 W input.

Fig. 2.16 The high frequency power loop in the qZSI: (a) schematic and (b) PCB layout.

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frequency loop, the overshoot on the devices will be larger. One way to limit the overshoot is

through layout optimization. Another effective solution is to use a dc rail clamp circuit [49]. In

this work, the layout optimization is performed. In order to reduce the loop stray inductance, 1L ,

2L , 1C , 2C , 1D and the full bridge are placed close to each other. In the layout design, bus 1~4 in

Fig. 2.16 (a) are formed using copper polygon in different layers and there is overlap between

each other, so the spatial area looped by the high frequency power loop will be small. Therefore,

the loop stray inductance can be reduced. The PCB layout of the high frequency power loop is

shown in Fig. 2.16 (b).

2.4.2 Experimental Results

The 250 W qZSI module was tested at 40 V, 45 V and 50 V input under different power

conditions. The module output voltage amplitude is 42 V as N is selected to be 4. The emphasis

of this work is the module efficiency, so the control of qZSI was open-loop and the resistance

load was used. Fig. 2.17 shows the qZSI input and output waveforms under the three input

voltage levels at 180 W. When the input voltage VVPV 45= and VVPV 50= , the qZSI operated in

buck mode; when VVPV 40= , the qZSI operated in boost mode.

(a)

(b)

(c)

The measured efficiency curves of the module at three input voltage levels are provided

in Fig. 2.18. The module efficiency was measured using the digital power analyzer, Yokogawa

Fig. 2.17 The experimental waveforms of the qZSI module at 180 W under (a) 40 V input; (b) 45 V input; and (c) 50 V input.

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WT3000. The results show that when the input power was higher than 50 W, the system

efficiencies were above 97%. The peak efficiency 98.06% was achieved at 45 V, 140 W input

condition. The uncertainties of the efficiency measurement under different conditions are given

in Fig. 2.19. The efficiency uncertainty was calculated by combining the uncertainties of input dc

power measurement and output ac power measurement [50]. The uncertainties of dc and ac

power measurement can be obtained using the Power Analyzer Accuracy and Basic Uncertainty

Calculator provided by Yokogawa [51]. During the measurement, the auto voltage/current range

was enabled. The measurement range will be increased when the measured value exceeds 110%

of the present measurement range.

In the test, a 26 ns dead time was applied between the upper and lower switch in one

phase leg. Because of the qZSI’s shoot-through capability, the small dead time did not cause

extra power loss. On the contrary, it can increase the system efficiencies because the source-

drain forward voltage of the eGaN FET can be a volt higher than comparable silicon MOSFETs

[46]. When the dead time was adjusted to 65 ns, the peak efficiency at 45 V, 140 W input

condition dropped to 97.88%.

Fig. 2.18 Measured qZSI module efficiency curves at 40 V, 45 V and 50 V.

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(a)

(b)

In order to prove the validity of power loss model derived in section III, the measured

efficiency is compared with that of calculated result. Since the loss calculation equations of boost

and buck operation mode are different, a 40 V input case and a 45 V input case are selected

because they represent a typical boost and buck operation mode, respectively. The measured

efficiency of 40 V input and 45 V input are compared with their calculated results in Fig. 2.20.

Fig. 2.19 Uncertainties of the module efficiency measurement.

Fig. 2.20 Comparison of the measured and calculated efficiencies for (a) 40 V input; and (b) 45 V input.

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The consistence between the measured and calculated efficiencies verified the derived ac

equivalent model and power loss analytical model of the qZSI. It also proved the effectiveness of

the optimization procedure.

2.4.3 Efficiency Improvement with Synchronous Rectification

Because the input voltage of the qZSI is low, the loss on the diode is relatively large.

When the input power is higher than 100W, the diode loss can share around 50% of the total

loss. If the diode is replaced with a synchronous rectifier, the system efficiencies can be further

improved.

Fig. 2.21 shows the measured qZSI module efficiencies at 45V input with the diode

replaced by eGaN FET EPC 2001. Compared with the module without the synchronous rectifier,

the efficiencies were improved by around 0.5% over the entire power range. The peak efficiency

was increased from 98.06% to 98.66%. Fig. 2.22 shows the measured qZSI module efficiencies

at 50V input with and without synchronous rectifier. Similarly, the module efficiencies were

improved by around 0.5% over the entire power range. The peak efficiency was increased from

98.03% to 98.53%.

Fig. 2.21 Comparison of the measured qZSI module efficiencies with and without synchronous rectifier at 45V input condition.

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2.5 Cost Analysis

In this section, we compare the cost of the proposed system with the cost of commercial

PV MICs. Fig. 2.23 shows a widely used two-stage configuration PV MIC for commercial

products. The front-end dc-dc converter with a high-frequency transformer boosts the low PV dc

voltage to a grid-compatible voltage level. It can be flyback converter [52]-[54], isolated full/half

bridge boost converter [39], [55], two-inductor boost converter [56], [57] and resonant converter

[58], [59]. The advantages of this configuration is that the power density and efficiency can be

significantly improved comparing with the configuration with line frequency transformer. The

high-frequency transformer can also isolate the possible leakage current paths.

Fig. 2.22 Comparison of the measured qZSI module efficiencies with and without synchronous rectifier at 50V input condition.

Fig.2.23 Widely used two-stage configuration for commercial PV MICs.

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However, the complex two-stage structure also contributes to the higher cost of the MIC.

As an example, Fig. 2.24 shows a MIC composed of an isolated half-bridge boost converter and

a full-bridge inverter [55]. This topology is reported to use minimal devices for the configuration

shown in Fig. 2.23. The dc-dc converter mainly consists of two low-voltage high-current

MOSFETs, two high-voltage diodes, one input inductor, a high-turns-ratio isolation transformer

and four high-frequency capacitors. The isolation transformer usually requires customer design,

so the cost is relatively high. The expensive SiC diodes are needed for the high-voltage diodes to

eliminate the reverse recovery loss. The inverter includes four high-voltage MOSFETs and

output filters. All these components, including the MOSFET drivers, could cost around $30. The

prices of the components are all referred to the distributor website lowest price.

Due to the cascaded structure, the proposed system can get rid of the front-end dc-dc

converter, and retain the good features of the MIC. The component cost of the qZSI prototype

shown in Fig. 2.14 is $25.683, which is lower than the cost of the two-stage MIC. It needs to be

pointed out the price of the GaN devices is still very high. The GaN devices used in our

prototype cost $12. The cost saving will be more significant when the GaN device price drops

down.

Due to the high price of the GaN devices in this time period, we also consider to use

conventional Si-MOSFETs in the proposed topology. The 100V 16m� OptiMOS

Fig.2.24 Topology of the MIC composed of an isolated half-bridge boost converter and a full-bridge inverter.

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(BSZ160N10NS3) from Infineon are considered to substitute the GaN devices. With the

switching frequency kept at 100kHz, the parameters of the quasi-Z-source passive components

therefore remain the same. The component cost of the qZSI with Si-MOSFETs is decreased to

$15.058, which is nearly half of the commercial two-stage MIC.

It is important to mention that it is actually impractical to operate Si-MOSFET based H-

bridge inverter at high switching frequency. This is due to the high reverse recovery charge of

the Si-MOSFET body diode. High reverse recovery current and huge related loss may damage

the devices when the inverter is operated at high switching frequency. However, the qZSI

provides an advantage that can operate Si-MOSFET based inverter at high switching frequency

without causing huge reverse recovery related loss. The reverse recovery current of the MOSFET

body diode is lessened by the quasi-Z-source network. Specifically, the current through the

device is limited to the sum of the two inductor currents in the quasi-Z-source network.

Therefore, it is possible to design a Si-MOSFET based qZSI module operated at 100kHz.

Taking the reverse recovery problem into account, the efficiency of the qZSI module with

Si-MOSFETs is calculated as in Fig. 2.25. Compared with the module with GaN devices, the Si-

MOSFET based module has decreased efficiency due to the higher conduction and switching

loss. However, it can still achieve 97.41% theoretical peak efficiency.

Fig. 2.25 Comparison of the calculated efficiencies of the qZSI modules with Si-MOSFETs and GaN devices

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2.6 Summary

In this chapter, a cost-effective and high performance PV MIC based on cascaded qZSI

modules was presented. The cascaded structure reduced the voltage gain requirement of the

MIC. The system reliability was also enhanced due to the qZSI shoot-through capability.

Therefore, it is suitable for the application of EPC eGaN FETs which have ultra low threshold

voltage and large reverse bias voltage drop. Small dead time can be selected to increase the

system efficiencies without any damage. In addition, a modified modulation strategy for the

qZSI was proposed to increase the inverter efficiency during boost operation. The module

optimized design can be derived based on the derived qZSI ac equivalent model and power loss

analytical model to achieve high efficiency and high power density. The two analytical models

were verified by simulation and experimental results.

A design example of qZSI module for a 250 W PV panel with 25 V ~ 50 V output

voltage was presented. The design results provided the optimal cascaded module number,

switching frequency and quasi-Z-source network parameters. The final prototype design

achieved a peak efficiency 98.06% at 45 V and 140 W input. When the input power is higher

than 50 W, the efficiency curve was flat and above 97%. The system efficiency can be further

improved if the diode is replaced with SR. The measured peak efficiency was increased to

98.66% at 45 V and 140 W input condition.

Compared with the commercial PV MICs, the MIC with proposed structure has lower

cost. When the high-price eGaN devices are substituted with conventional Si-MOSFETs, the

component cost can be reduced to half of the commercial PV MICs. The qZSI provides another

advantage that can operate Si-MOSFET based inverter at high switching frequency without

causing huge reverse recovery related loss. The module can still achieve 97.41% theoretical peak

efficiency.

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CHAPTER THREE

ANALYSIS AND SUPPRESSION OF LEAKAGE CURRENT IN

CASCADED-MULTILEVEL-INVERTER BASED PV SYSTEMS

As discussed in Chapter one, the PV CMI with transformerless structure is preferred in

residential/commercial applications due to the lower cost and higher efficiency. However, due to

the parasitic capacitance between the PV panels and the earth, circulating leakage currents can

flow through the panels and grid ground, leading to increased output harmonic content, higher

losses, safety and EMI problems. So far, there is rarely publication dealing with the leakage

current issue in transformerless CMI-based PV systems.

This chapter firstly identifies the leakage current paths in PV CMI. The differences

between the transformerless CMI and string inverter concerning the leakage current behaviors

are also discussed. Then two leakage current suppression solutions are presented for the PV CMI

by adding properly located and designed passive filters in the inverter. The first method is more

suitable for the CMIs operated at high switching frequency. The second method extends the

application to the CMIs operated with lower switching frequency by bringing in extra wire

connections among the cascaded modules and the grid output. Simplified leakage current

analytical models for the PV systems with the two suppression solutions are developed

respectively to demonstrate the principles and introduce the filter design criteria. Finally the

proposed first solution is applied in the PV system based on cascaded qZSIs, which is presented

in Chapter two. The second solution is executed in a PV system with two cascaded H-bridges

where each switching device is operated at 10kHz.

3.1 Leakage Current Analysis in CMI-based PV Systems

As summarized in Fig.1.2, the transformerless CMI-based PV systems can be built based

on basic H-bridge inverters or modified ones, such as Z-source inverter (ZSI) and quasi-Z-source

inverter (qZSI) [19]-[22]. The replacement of the basic H-bridge inverter with the ZSI or qZSI is

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mainly to cope with the PV wide-range input voltage. Though the topology is slightly different,

the CM characteristics of these CMIs are quite similar. This is because the Z-source/quasi-Z-

source network can offer low-impedance paths for the high-frequency noises. Consequently, the

basic CMI will be used to study the leakage current issue. The conclusions can also be applied to

the ZSI or qZSI based CMI.

(a)

(b)

Fig. 3.1(a) shows a generic diagram of a CMI-based PV system where the parasitic

capacitors are added to study the leakage current issue. The parasitic capacitor for each cascaded

module is designated as pviC , ni ,...,2,1= . There are two symmetrical line inductors L at the total

output of the inverter. The equivalent circuit can be obtained in Fig. 3.1(b) by modeling each

inverter phase leg as a voltage source with respect to the negative terminal of its dc bus. The

phase-leg voltage sources are named as iav and ibv , ni ,...,2,1= . iav and ibv are pulse-width

Fig. 3.1 Basic CMI-based PV system: (a) circuit diagram and (b) equivalent circuit.

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43

modulation (PWM) voltages which are composed of dc components, fundamental-frequency

components and baseband harmonics, carrier harmonics and its sideband harmonics [60]. The

carrier harmonics and its sideband harmonics are the main contributors to the leakage current

issue. The magnitudes of these harmonics depend on the inverter input voltages and modulation

strategy.

Due to the parasitic capacitors and several grounding points, multiple circulating leakage

current loops are formed in the CMI. These loops can be divided into two different types and

examples of the two kinds of loops are revealed in Fig. 3.1(b). The first kind of leakage current

loop is formed by the parasitic capacitor, inverter-bridge, line inductor and grid ground. Since

the line inductor and grid ground are involved in the loop, this loop is indicated as module-line

leakage current loop. The other kind of loop is formed among the inverter bridges, so it is

indicated as inter-module leakage current loop. It is a capacitive coupling path with negligible

inductance, so the high-frequency PWM voltages would generate pulsewise leakage current in

the loop. This phenomenon will be demonstrated in later case studies. Compared with the

transformerless string inverter, the inter-module leakage current loop is a unique loop exists in

the PV CMI. And it cannot be eliminated even if there is a transformer at the total output of the

cascaded inverter.

The leakage current suppression techniques for transformerless string inverters have been

well established [61]-[65]. For transformerless string inverter, the leakage current is mainly

determined by the inverter CM output [61], [62]. Several modified inverter topologies and

modulation strategies are proposed to maintain the CM output to be constant to solve the leakage

current issue [61]-[63]. The bipolar modulation strategy can significantly reduce the leakage

current because the common-mode (CM) voltage of the inverter is maintained constant [61],

[62]. But the output current quality is degraded and the conversion efficiency is decreased.

Hence many modified full-bridge topologies, which add extra dc or ac switches, are developed to

address the leakage current issue [62], [63]. Besides, the filter-based solution is also proposed to

compose a bypass loop of which impedance is very low for the high-frequency CM noises,

thereby preventing the leakage current from flowing outside [63], [64]. It is easy to be

implemented because no extra semiconductor device is needed.

In CMI, we can define ibiaDMi vvv −= and ( ) 2ibiaCMi vvv += as the differential-mode

(DM) and CM outputs of the ith module respectively. The system equivalent circuit can be

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redrawn in Fig. 3.2 by replacing iav and ibv with DMiv and CMiv . Due to the extra inter-module

circulating loops, the leakage currents are no longer determined only by the CM outputs from the

inverter modules. Instead, the DM outputs also contribute. Therefore, the aforementioned

modulation or topology based suppression solutions for transformerless string inverters cannot

be directly applied in CMI to solve the leakage current issue. Therefore, the filter-based method

is very attractive to be considered to address the leakage current issue in CMI.

Different types of circulating current issues are also found in other multi-module systems,

such as CMI-based ac drives [66], [67], CMI-based magnetic resonance imaging systems [68]

and paralleled boost rectifiers [69], [70]. In CMI-based ac drive systems, circulating bearing

current is induced by the inverter CM voltage imposed on the motor stator winding to frame

capacitance [66], [67]. Different modulation schemes are proposed to reduce the inverter CM

Fig. 3.2 System equivalent circuit by replacing the phase-leg voltages with DM and CM voltage sources.

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45

voltage to reduce the circulating current. However, these modulation schemes cannot solve the

leakage current issue in PV CMI because the PV parasitic capacitors are distributed at the dc side

instead of the load side. In [68], the authors observed the internal circulating current in CMI

formed by the inverter bus-to-ground parasitic capacitors. The high-amplitude MHz voltage

ringing over the semiconductor device is the main concern in that paper, while the ground

leakage current has not been discussed. For paralleled converters, circulating currents are

generated due to the asynchronous switching operations [69], [70]. In such kind of systems, since

there is no capacitance involved in the circulating loop, most high-frequency circulating currents

can be mitigated by inter-phase inductors. Therefore, only the low-frequency circulating currents

need to be dealt with. This is quite different from the PV CMI where switching-frequency noises

dominate the circulating leakage currents.

The following sections will introduce two filter-based methods to solve the leakage

current issue in PV CMI. The different allocation and design of the suppression filters make the

two solutions fit for different applications.

3.2 Proposed Leakage Current Suppression Solution 1

3.2.1 Description of the Solution

The circuit configuration of a PV CMI with leakage current suppression solution 1 is

illustrated in Fig. 3.3(a). Compared with the basic structure shown in Fig. 3.1, dc-side CM

chokes dccmL _ , CM capacitors cmC , and ac-side CM chokes accmL _ are added in each inverter

module. The voltage across pviC and the current through pviC are denoted as cpviv and Hileaki _ ,

ni ,...,2,1= , respectively. The leakage current flowing into the grid ground is labeled as gleaki _ .

The equivalent circuit of the system is given in Fig. 3.3(b) where the leakage inductance of the

CM chokes is ignored due to its minor impact on the leakage current issue. It is also noticed that

the accmL _ and dccmL _ can be merged to the same position in the equivalent circuit, which

implies that they would have the same contribution on leakage current suppression. accmL _ and

dccmL _ are both used in the circuit is because they can respectively help mitigate the ac-side and

dc-side EMI CM noises due to their same position with the ac and dc side EMI filters. Therefore,

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the design effort for the ac and dc side EMI filters can be lessened, and this could compensate

the cost of accmL _ and dccmL _ to some extent. Because this work is emphasized on the leakage

issue, accmL _ and dccmL _ will be designed as one choke accmdccm LL __ + . The optimal

distribution of accmL _ and dccmL _ should further consider the EMI problem, because the

requirements for the ac and dc side EMI filters are different.

(a)

(b)

3.2.2 Simplified Leakage Current Analytical Model and Filter Design Criteria

To better understand the suppression mechanism and introduce the filter design criteria,

the analytical expression of the leakage currents is derived based on the equivalent model. The

xth inverter module is selected arbitrarily for the analysis. According to the superposition theory,

Fig. 3.3 The proposed leakage current suppression solution 1: (a) circuit diagram and (b) equivalent circuit.

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47

the branch current Zxi through the inductance accmdccm LL __ + of the xth inverter module, which

is labeled in Fig. 3.3(b), can be first calculated as in (3.1).

( )( )( )

( )( ) ( )

( )( )

( )( ) ( )

( )( )∑

∑−

= +−

+−

+

+

= +−

+−

+−

+−

+⋅

+

−+

+⋅

+

−+

+⋅

+

+=

1

111

111

11

1

2 11

11

11

1

111

111

1

1

////...//////...//

////...//////...//

////...//////...//

////...//////...//

////...//////...//

////...//////...//

////...//////...//

////...//////...//

////...//

n

xi Lixxx

Lixx

LiLni

aiib

x

i Lnxxix

Lnxxi

LniLi

biia

Lnxxx

Lnxx

LnL

nbaZx

ZZZZZZ

ZZZZZ

ZZZZZZ

vv

ZZZZZZ

ZZZZZ

ZZZZZZ

vv

ZZZZZZ

ZZZZZ

ZZZZ

vvi

(3.1)

where ( ) ( )cmpviaccmdccmi

CCjLLjZ

2

1__ +

++=ω

ω , ni ,...,2,1= and LjZL ω= .

As mentioned before, the phase leg voltages contain dc components, fundamental-

frequency components and baseband harmonics, carrier harmonics and its sideband harmonics.

The fundamental-frequency leakage current, of which amplitude is relatively small, can be

simply estimated by shorting the inductors in the circuit due to their low impedances around the

fundamental frequency. At the frequencies of the carrier harmonics, LZ is usually much smaller

than the impedance of the designed iZ , so the values of the terms containing LZ in (3.1) should

be close to the value of LZ . As a result, eq. (3.1) can be simplified as in (3.2).

( ) ( ) ( )

( )Lx

xbxa

n

xi

iaib

x

i

ibia

ZxZZ

vvvvvv

i+

++−+−

≈∑∑+=

=

2

1

1

1 (3.2)

The simplified model implies an equivalent circuit shown in Fig. 3.4, which is composed

of a voltage source connected with a LC branch in series. The voltage source is related to the

phase leg voltages of all cascaded inverter modules. The LC circuit is formed by

LLL accmdccm ++ __ and cmpvx CC 2+ . Hxleaki _ can be obtained by (3.3).

cmpvx

pvxZxHxleak

CC

Cii

2_ +

= (3.3)

According to the simplified model, we can design the filters that most high-frequency

harmonic voltages are dropped across the inductance, in which case the high-frequency

harmonics across pvxC are lessened. In order to fulfill the requirement, the resonant frequency of

the formed LC circuit needs to be designed lower than the frequencies of the carrier harmonics,

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48

specifically the device switching frequency. The final parameters of the filters can be specified

according to (3.2) and (3.3), providing that iav and ibv ( ni ,...,2,1= ) are known.

Since the value of pvxC highly depends on the weather conditions, cmC is added in the

circuit in case that pvxC gets too small. However, the value of cmC is usually limited by safety

requirements [62], [64], so the resonant frequency of the formed LC filter cannot be designed

very low. Otherwise, large CM inductors are needed. Therefore, the first solution is more

suitable for the cascaded inverter operated at high switching frequency. The applicability of this

solution at pre-selected switching frequency depends on the constraint on the filter size and cost.

3.2.3 Application Example: qZSI-based CMI with 100kHz Switching Frequency

As discussed in Section II, the conclusions obtained for the H-bridge-based CMI

concerning the leakage current behaviors can also be applied to the qZSI-based CMI. The

proposed method 1 is applied in a single-phase PV system consisted of four cascaded qZSIs. The

system was first presented in [19] and the leakage current issue has not been dealt with in that

paper. The system diagram is provided in Fig. 3.5 where each qZSI module is rated at 250W

with 25~50V input voltage range. In order to decrease the size of the quasi-Z-source network and

output line filter, the device switching frequency is chosen to be 100kHz. The 100V low-voltage

Fig. 3.4 Simplified leakage current analytical model for the system with leakage current suppression method 1.

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GaN FETs from EPC [23] are used to improve system efficiency at high switching frequency.

The sawtooth-carrier based PWM modulation strategy is used for each module and the carrier

waveforms are phase shifted to minimize the total output harmonics. The quasi-Z-source

network is formed by HL �391 = , HL �392 = , mFC 8.81 = , FC �1982 = and 1D . Resistive load is

used in the study instead of the utility grid as in [71]. This load resistance �= 36loadR has minor

contribution to the total impedance of the leakage current loops at the switching frequency. The

inverter total output voltage is 120Vrms and the line inductor is HL �20= .

3.2.3.1 Filter design. The suppression CM filters are designed by calculating the leakage

currents based on (3.2) and (3.3). The calculated results of 1_ Hleaki and gleaki _ with different

values of accmdccm LL __ + and parasitic capacitors are shown in Fig. 3.6, where cmC is selected as

2.2nF. The fundamental-frequency leakage currents are included in the calculated results. It is

seen that the RMS value of gleaki _ slightly decreases with the increased parasitic capacitance.

This is because the impedance of the LC circuit in Fig. 3.4 is increased at the frequencies of the

Fig. 3.5. System diagram of a PV system composed of four cascaded qZSIs with leakage current suppression solution 1.

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carrier harmonics. The RMS value of 1_ Hleaki increases with the increased parasitic capacitance

when cmpvx CC ≤ , and it becomes almost constant when cmpvx CC >> . In order to limit the

leakage currents below the standard requirement [72] with certain safety margin, 8mH of

accmdccm LL __ + is used.

(a) (b)

3.2.3.2 Simulation verifications. The PV CMI with the designed CM filters is simulated

in PSIM. pviC ( 4,3,2,1=i ) were assumed to be 1nF and the input voltages of the cascaded

modules were 45V. The simulated waveforms of 1cpvv , 2cpvv , gleaki _ , 1_ Hleaki are given in Fig.

3.7. When the suppression method was not applied, there were high-frequency harmonics in

1cpvv and 2cpvv , which induced large leakage currents. 1_ Hleaki was pulsewise current with very

high peak value due to the capacitive inter-module leakage current loop. The peak value of

gleaki _ was smaller because of the line filter L in the module-line leakage current loop, but it still

exceeded the standard requirement. By introducing the suppression method, the high-frequency

harmonics in 1cpvv and 2cpvv were significantly attenuated. The RMS values of 1_ Hleaki and

Fig. 3.6 Design results for the PV system with leakage current suppression solution 1: (a)

1_ Hleaki and (b) gleaki _ .

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51

gleaki _ had been reduced to 0.61mA and 8.1mA respectively, which were well below the

standard requirement. Moreover, the simulated leakage current values were consistent with the

calculated values provided in Fig. 3.6. The accuracy of the simplified leakage current analytical

model was confirmed by the simulation results.

(a)

(b)

3.2.3.3 Experimental verifications. Two cascaded qZSI modules using GaN devices are

built in the laboratory, as shown in Fig. 3.8, to validate the performance of the proposed method.

The parameters of the qZSI module are the same as in the simulation. 1pvC and 2pvC were

purposely chosen to be different, nFCpv 301 = and nFCpv 12 = . Fig. 3.9 shows the measured

waveforms and the spectrums of 1cpvv and 2cpvv without the CM filters added in the system. It is

seen that 1cpvv and 2cpvv contained around 0.3pu 100kHz harmonics (normalized values with

Fig. 3.7 Simulation waveforms of the qZSI based PV CMI: (a) without leakage current suppression 1 and (b) with leakage current suppression solution 1.

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respect to the input dc voltage). When the leakage current suppression was applied, the 100kHz

harmonics in 1cpvv and 2cpvv were readily reduced to 0.003pu and 0.023pu respectively as shown

in Fig. 3.10. Obviously, the carrier harmonics across 1pvC were better attenuated in this case.

This was consistent with the derived simplified leakage current analytical model given in Fig.

3.4. The increased parasitic capacitance leaded to a lower resonant frequency of the formed LC

circuit, so the harmonics in 1cpvv were better attenuated.

(a)

(b)

Fig. 3.8 Photograph of the two cascaded qZSI modules built in the laboratory.

Fig. 3.9 The experimental results without leakage current suppression 1: (a) voltage across the parasitic capacitors and (b) the corresponding spectrums.

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(a)

(b)

3.3 Proposed Leakage Current Suppression Solution 2

3.3.1 Description of the Solution

The leakage current suppression method 2 is realized by adding dc-side and ac-side CM

chokes dccmL _ and accmL _ , and capacitors dccirC _ and accirC _ , as shown in Fig. 3.11(a). There is

a common connection point among the capacitors dccirC _ of each cascaded module and the ac-

side capacitors accirC _ . The equivalent circuit of the system is given in Fig. 3.11(b), where

internal current circulating paths, as shaded in the figure, are formed by the CM chokes, bridges,

dccirC _ and accirC _ . It is observed that the internal current circulating circuit is quite similar to

the system equivalent circuit with leakage current suppression method 1 shown in Fig. 3.3(b),

except that the capacitance accirC _2 is added in the return path and the capacitance dccirC _2

replaces cmpvx CC 2+ . Unlike the CM capacitors, dccirC _ and accirC _ can be designed relatively

large, so this solution can be applied for the CMI operated with lower switching frequency

without using very large CM chokes.

Fig. 3.10 The experimental results with leakage current suppression solution 1, Cpv1=30nF and Cpv2=1nF: (a) voltage across the parasitic capacitors and (b) the corresponding spectrums.

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(a)

(b)

3.3.2 Simplified Leakage Current Analytical Model and Filter Design Criteria

According to the equivalent circuit, the leakage current through the parasitic capacitor of

the xth inverter is equal to

accir

pvxaccir

dccir

pvxdcxcirHxleak

C

Ci

C

Cii

__

___

22+= (3.4)

where dcxciri _ is the sum current through the two dccirC _ capacitors of the xth inverter module;

acciri _ is the total current through the two accirC _ capacitors.

Practically dccirC _ and accirC _ are designed much larger than the parasitic capacitance,

so we can get 12 _

<<dccir

pvx

C

C and 1

2 _

<<accir

pvx

C

C. Therefore, Hxleaki _ can be attenuated when the

Fig. 3.11 The proposed leakage current suppression solution 2: (a) circuit diagram and (b) equivalent circuit.

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values of dcxciri _ and acciri _ are limited. Based on the equivalent circuit, dcxciri _ and acciri _ can

be calculated as in (3.5) and (3.6) by applying the superposition theory.

( )( )( )

( )

( )( )( )

( )Laccir

Laccirn

xi

aiib

x

i Laccir

Laccir

biiaLaccir

nbadcxcir

nZnZZZ

inZZZin

vv

nZnZZZ

iZZZi

vvnZnZZ

vvi

++

−⋅

++−

⋅−+

++

−⋅

++

−⋅−+

++

+=

=+

=−

_

_1

1

2 _

_

1_

1_

22

21

22

121

1

22 (3.5)

∑=

=n

idciciraccir ii

1__ (3.6)

where accir

accir CjZ

__ 2

1ω= , ( )

dcciraccmdccm Cj

LLjZ_

__ 21

ωω ++= and LjZL ω= . Because the

parasitic capacitances are much smaller than dccirC _ and accirC _ , they are ignored in the

calculation of dcxciri _ and acciri _ .

The above equations (3.4)-(3.6) are easy to be implemented in computer languages for

filter design. However, it is difficult to envision a simple circuit from the equations to understand

the principle more straightforward. Since accmdccm LL __ + will dominate the impedance of the

leakage current paths at the frequencies of the carrier harmonics, we approximately assume that

Zi

ZZZi

Laccir1

12

1

1_ −

≈++−

and Zin

ZZZin

Laccir −≈++

−1

21

_ in (3.5). Consequently, eq.

(3.5) can be simplified to

( ) ( ) ( )

Laccir

xbxa

n

xi

iaib

x

i

ibia

dcxcirnZnZZ

vvvvvv

i++

++−+−

=∑∑+=

=

_

1

1

1_

22

(3.7)

Eq. (3.7) stands for an equivalent circuit composed of a voltage source connected with a

LC circuit in series, which is similar to the one given in Fig. 3.4. The only different is that the LC

circuit is replaced by Laccir nZnZZ ++ _22 . With the simplified model, we can expect that the

switching-frequency noises in dcxciri _ and acciri _ could be limited by designing the resonant

frequency of Laccir nZnZZ ++ _22 lower than the switching frequency. The simplification used in

(3.7) is fair for understanding the principle, but it is not accurate enough because the value of LZ

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56

could be comparable to the impedance of accmdccm LL __ + in applications where large dccirC _

and accirC _ are used. More accurate design of the suppression filters needs to refer (3.4)-(3.6).

The application of the solution 2 is limited when the device switching frequency drops

below around 1.5kHz. This is because that if the resonant frequency is designed below the

switching frequency, it may be very close to the frequencies of the baseband harmonics in iav

and ibv . In such a case, the internal circulating circuit could be excited by the baseband

harmonics in iav and ibv , and large circulating current will be generated in the circuit.

3.3.3 Application Example: H-bridge-based CMI with 10kHz Switching Frequency

In order to investigate the performance of the second leakage current suppression

method, it is applied in a single-phase PV system consisted of two cascaded H-bridge inverters.

The system diagram is provided in Fig. 3.12 where each inverter module is rated at 500W with

90~120V input voltage range. The device switching frequency is 10kHz and the sine-triangular

Fig. 3.12. System diagram of a PV system composed of two cascaded H-bridge inverters with leakage current suppression solution 2.

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PWM modulation strategy is used for each module. The carrier waveforms are phase shifted to

minimize the total output harmonics. Resistive load �= 50loadR is used in the study. The inverter

total output voltage is 120Vrms and the line inductor is mHL 2= .

3.3.3.1 Filter design. The calculated leakage current results derived from (3.4)-(3.6)

under various values of parasitic capacitors and accmdccm LL __ + are shown in Fig. 3.13, where

dccirC _ and accirC _ are fixed at F�5 and F�10 respectively. The fundamental-frequency

leakage currents are also included in the calculation. The design results show that the RMS

values of 1_ Hleaki and gleaki _ both increase with the increased parasitic capacitance. It is different

from the design results of the leakage current suppression solution 1. And this can be explained

based on (3.4). The term accir

accir

dccir

dcxcir

C

i

C

i

_

_

_

_

22+ in (3.4) will be nearly constant once the filter

parameters are determined. Therefore, the increase of pvxC would raise the leakage current value

linearly. In [73], it is mentioned that the parasitic capacitance could raise up to 50-150nF/kW.

Thus 3mH of accmdccm LL __ + is used in the final design according to Fig. 3.13.

(a) (b)

Fig. 3.13 Design results for the PV system with leakage current suppression solution 2: (a)

1_ Hleaki and (b) gleaki _ .

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3.3.3.2 Simulation verifications. In this simulation study, the input voltages of the two

cascaded modules were 100V and the two parasitic capacitors were both 100nF. The parameters

of the added filters were obtained from the above design process. The simulation results of the

system with and without leakage current suppression are provided in Fig. 3.14 (a) and (b)

respectively. It is clearly seen in Fig. 3.14(a) that there were a lot of carrier harmonics in 1cpvv

and 2cpvv which induced huge leakage currents in the circuit. 1_ Hleaki was pulsewise current due

to the capacitive inter-module leakage current loop. When the leakage current suppression was

applied, the high-frequency noises in 1pvC and 2pvC were significantly reduced. Therefore,

1_ Hleaki and gleaki _ can be reduced to 4.2mA and 5.8mA respectively which were below the

standard requirement and consistent with the calculated results.

(a) (b)

Fig. 3.14 Simulation waveforms of the PV system consisted of two cascaded H-bridge inverters: (a) without leakage current suppression 2 and (b) with leakage current suppression solution 2.

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59

3.3.3.3 Experimental verifications. The above system is built in the laboratory to

validate the performance of the proposed method 2. The prototype picture is shown in Fig. 3.15.

The parameters of the inverter module are the same as in the simulation. 1pvC and 2pvC were

chosen to be different, nFC pv 1001 = and nFC pv 102 = . Fig. 3.16 shows the measured waveforms

and the spectrums of 1cpvv and 2cpvv without the suppression filters added in the system. It is seen

that 1cpvv and 2cpvv contained around 0.38pu 10kHz and 0.17pu 20kHz harmonics. When the

leakage current suppression was applied, the 10kHz and 20kHz harmonics in both 1cpvv and 2cpvv

were attenuated to very low level as shown in Fig. 3.17, specifically around 0.0047pu and

0.0024pu. Unlike the first method, the value of the parasitic capacitor had minor effect on

harmonic attenuation in 1cpvv and 2cpvv due to the much larger dccirC _ and accirC _ . Since the

high-frequency components in 1pvC and 2pvC were almost eliminated, the leakage currents

would be mainly the low-frequency components with small values.

Fig. 3.15 Photograph of the two cascaded H-bridge inverter modules built in the laboratory.

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60

(a)

(b)

(a)

(b)

Because the inductance of the CM chokes can be reduced by choosing larger dccirC _ and

accirC _ , the internal circulating current could increase accordingly and the associated additional

power loss becomes a concern. Therefore, 1_ dcciri was measured and the waveform is shown in

Fig. 3.18. The RMS value of 1_ dcciri was 0.24A, which was small compared with the rated

Fig. 3.16 The experimental results without leakage current suppression 2: (a) voltage across the parasitic capacitors and (b) the corresponding spectrums

Fig. 3.17 The experimental results with leakage current suppression solution 2, Cpv1=100nF and Cpv2=10nF: (a) voltage across the parasitic capacitors and (b) the corresponding spectrums

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61

current through the inverter circuit. Therefore, the internal circulating current in this design

would not cause noticeable inverter efficiency drop.

3.4 Summary

The leakage current issue in PV CMI features inter-module leakage current loops formed

among the cascaded inverter modules. The inter-module leakage current loop exists even there is

a transformer at the total output of the CMI and it prevents the existed string inverter leakage

current suppression techniques to be directly applied in the CMI. Two leakage current

suppression solutions were presented for the PV CMI by constructing LC filters in the leakage

current paths to attenuate the high-frequency noises. Since the solution 1 utilizes the low-

capacitance CM capacitors and parasitic capacitors as part of the LC filters, it is more suitable

for the CMI operated at high switching frequency. The applicability of this solution at pre-

selected switching frequency depends on the constraint on the filter size and cost. In solution 2,

capacitors dccirC _ and accirC _ are added to form LC filters with the CM chokes. This solution is

applicable for CMI with device switching frequency above around 1.5 kHz. However, extra

wires are needed to connect all the capacitors dccirC _ and accirC _ to a common point and it

would increase the balance of system costs. In conclusion, the solution 1 is preferred in PV CMI

Fig. 3.18 The measured waveform and the RMS value of 1_ dcciri .

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operated with high switching frequency. When the switching frequency decreases to a level that

the size and cost of the CM chokes go beyond the design requirement, the solution 2 should be

applied. The suppression filters utilized in the two solutions can be designed based on the

simplified leakage current analytical models. Design examples were provided and the design

results from the derived models were consistent with the simulation results. Hardware prototypes

were built and tested to validate the effectiveness of the proposed leakage current solutions.

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63

CHAPTER FOUR

INTEGRATED AUTONOMOUS VOLTAGE REGULATION AND

ISLANDING DETECTION

Increasing penetration of distributed PV systems introduces new integration issues

concerning the safe operation of distribution systems [74], [75]. The voltage rise due to the

reverse power flow and voltage fluctuations associated with the irradiation variation have been

envisioned from field observations and research results [76]-[78]. Possible false tripping of mass

distributed PV systems as a result of the tight anti-islanding voltage/frequency settings could

lead to unacceptable low voltage [74]. These problems impose more stress on the utility voltage

regulation (VR) devices, and even cause them to malfunction. Therefore, it is important to

research effective methods to mitigate the impact of the distributed PV systems on the feeder

voltage profiles. Moreover, in order to ride through the grid disturbances, loose anti-islanding

voltage/frequency trip settings are recommended [31], but it increases the possibility of islanding

detection (ID) failure. Consequently, it is necessary to develop more intelligent active ID

algorithms to ride through voltage disturbances without expanding the islanding non-detection-

zone (NDZ) [32].

4.1 State-of-the-art Voltage Regulation and Islanding Detection Methods

To actively involve distributed PV systems in feeder voltage regulation is one of the

promising solutions for the potential voltage issues [79]-[83]. In fact, they can assist and

coordinate with the low-speed utility VR devices to form a two-layer (low and high speed) VR

system [74]. The state-of-the-art inverter-based VR methods mainly include power curtailment

[76], [80], volts/var droop control [80], [81] and communication-based PI control [82], [83].

However, there are possibilities of operation conflicts between VR and active ID algorithms

implemented in the same PV inverter. On one hand, some VR and ID methods cannot be realized

simultaneously because the same control variable is employed for different objectives. Typically,

the frequency positive feedback ID method [84] cannot work with the reactive-power-based VR

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method [80]-[83], since they control the reactive power based on voltage frequency and

amplitude feedback respectively. On the other hand, an incorrect response of VR or ID

algorithms to the instantaneous voltage variation without distinguishing the cause may result in

function failures. This possibility is due to the fact that both islanding and short-duration voltage

events [85] could induce an instantaneous voltage change. For example, if there is a voltage sag

event, the voltage positive feedback ID [84] method will reduce the inverter real power output

which leads to further feeder voltage decrease. Moreover, improper VR at the islanding instant

may increase the chance of unintentional power matching between the load and source [86],

which would increase the risk of ID failure. Communication is thus considered to be applied

between the utility and PV systems [32], [81]. However, it will add extra cost and require a

backup scheme during communication failure.

In addition, the interference among different PV systems with respect to the VR and ID

performances is also of high interest. It is reported in [82] that inverter-based VR may lead to

feeder voltage instability, so an adaptive PI controller design is given in that paper. However, the

method needs communication to obtain an ideal voltage response curve for adjusting controller

gains in real-time. For active ID, the effectiveness may be compromised because of the

interference, as discussed in [32], [87]. Another disadvantage shared by most active ID methods

is the possible degradation of system power quality [32]; some even can cause stability problems

when there is large number of PV systems [88].

Reference [89] pointed out that it is beneficial to implement the PI-based voltage

controller and the rate of change of frequency (ROCOF) ID method together. They can

coordinate with each other to realize the VR function and decrease the ID NDZ. However,

communication device is required for practical implementation as the PI-based voltage controller

usually requires communication to give the PCC voltage reference. Moreover, this reference

discussed the ID performance based on fixed controller parameters but did not provide any

further study of the impact of the controller parameters on the VR stability and ID NDZ. An

autonomous controller was proposed by the authors in [90] to integrate the VR and ID functions

in a PV inverter. It can be applied in the PV systems that are not equipped with communication

device or when the communication device failed, which is an advantage when compared to those

controllers that require communication capability. But the design of the controller is difficult due

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to the non-linear programmed limiter in the controller; and it may cause unnecessary reactive

power consumption during voltage regulating.

Based on the previous work [90], an unified var controller is proposed in this chapter to

address the VR and ID issues in high PV penetration application. The non-linear programmed

limiter is eliminated to simplify the controller design; and the volts/var droop curve [80] is

integrated in the proposed controller to prevent unnecessary reactive power consumption. The

unified var controller integrates the VR and ID functions in a PV inverter through reactive power

control. It can discriminate between islanding and short-duration voltage events readily, so it

enables the capabilities to ride through the short-duration voltage events and help mitigate the

potential voltage issues. Moreover, the anti-islanding protection can be realized with no impact

on the system power quality. The ID performance is also not degraded in multiple-PV scenarios,

because all the PV systems can be synchronized by the proposed controller as will be explained

later. Theoretical analysis has also been done to give the controller design criterion according to

the VR dynamic performance and its effect on the ID NDZ.

To validate the proposed control strategy and controller design method, a modified IEEE

34 node test feeder model [91] and the IEEE anti-islanding test circuit [92] with multiple PV

systems are developed in the RTDS. Several test cases, including overvoltage, voltage sag and

islanding, are conducted in RTDS simulation. A power hardware-in-the-loop (PHIL) testbed is

built in the laboratory where a PV inverter prototype is developed and integrated with the rest of

the distribution system being simulated in the RTDS platform. Therefore, the proposed controller

can be verified experimentally under system level in high penetration conditions.

4.2 Proposed PV Control System Description

4.2.1 Principle of integrating VR and ID

In high PV penetration conditions, advanced interconnection technologies are required to

operate PV systems safely with the utility and yield benefits for the customers. The concept of

integrating VR and ID through a unified controller is proposed in this research. Fig. 4.1 shows a

generic diagram of a PV system connected to the distribution system, where the PV array is

connected to the PCC through the inverter and a passive filter. A triac is used as the static

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transfer switch (STS) to enable/disable the connection between the PV system and the grid. For

simplicity, the local load is lumped as a parallel RLC circuit; and the distribution system is

represented by an infinite voltage source with an equivalent line impedance ss jXR + . The PV

inverter output power, local load power, and the power from grid are denoted as PVPV jQP + ,

LL jQP + , and gg jQP + , respectively.

In grid-connected mode where the utility disconnect switch (UDS) is closed, the PCC

frequency f is clamped by the infinite bus 1v . The PCC voltage amplitude PCCV can be

calculated by (4.1).

( )( )

( )( )PCC

SSLPV

PCC

SSLPVPCC

V

RXQQ

V

XRPPVV

δδ

δδ

sincos

sincos1

+−+

−−+=

(4.1)

where 1V is the amplitude of 1v ; δ is the phase difference between PCCv and 1v . The

detailed derivation of (4.1) is shown in Appendix A. As required by the local utility operator or

standards such as ANSI C84.1, PCCV needs to be maintained within the permitted voltage range

by certain measures. Eq. (4.1) illustrates that PCCV can be regulated through adjusting PVP and

PVQ from distributed PV systems. The real power control is usually employed to eliminate PCC

overvoltage by forcing the PV system operation away from the maximum power point [76], [80].

Fig. 4.1 A local PV system connected to the distribution system.

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The reactive power control can contribute to network voltage regulating both dynamically and

statically [80]-[83].

Subsequent to an islanding event when the UDS is open, the PCC voltage deviation

directly depends on the power mismatch between the PV and the load. If 'PCCV and 'f are

defined as the new PCC voltage and frequency after islanding, and

( ) ( )LPVLPV QQjPPQjP −+−=(+( is the power mismatch between the PV and load, the

relationship between them can be described as (4.2) and (4.3) [93].

2'

2

1PCC

PCC

PV V

V

P

P−=

( (4.2)

1tan

1'

2

2''

−+

−=

(−

(f

fQ

f

f

Q

Q

P

P

f

f f

PVPV ϕ (4.3)

where ϕ is the inverter output phase angle and fQ is the quality factor of the local load [94].

When the power mismatch is within specified thresholds, 'PCCV and 'f will remain within the

nominal ranges even after the grid is disconnected, in which case the islanding network is

difficult to be detected. From this understanding, control of PVP or PVQ after the grid is

disconnected can push 'PCCV or 'f out of the nominal ranges.

As shown above, both VR and ID control need the PCC information and can be

implemented by means of real/reactive power variation, which provides a possibility to integrate

both functions.

4.2.2 PV Control System with the Proposed Unified Var Controller

A distribution network including multiple PV systems equipped with the proposed

control system is shown in Fig. 4.2. One of the PV systems is depicted in detail. The PV control

system is mainly composed of the grid-current controller, root-mean-square (RMS) and phase-

locked loop (PLL) blocks, over/under voltage (OV/UV) and over/under frequency (OF/UF)

protection block, and the proposed unified var controller. The grid-current controller ensures

high quality sinusoidal current injected into the grid by tracking the current reference synthesized

from the real and reactive power reference. The modulation index is then sent to the PWM

generator to drive the inverter. The RMS and PLL blocks generate PCCV and f information to

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manage the STS on-off operation through the OV/UV and OF/UF protection block. The unified

var controller realizes VR and ID functions through reactive power control. It consists of the

voltage controller and the adaptive voltage reference generator, including the instantaneous

voltage reference compensator (IVC) and the average voltage reference compensator (AVC).

They are introduced as follows.

4.2.2.1 Voltage controller. The voltage controller, which is an integral regulator, ∫dtK I ,

is the key component of the unified var controller to integrate the VR and ID functions. The

reference of the voltage controller is *PCCV and the feedback signal is the measured PCCV . When

the grid is connected, the voltage controller adjusts *PVQ to regulate PCCV . If the islanding forms,

control of *PVQ can no longer change PCCV , hence the voltage controller will integrate the error

between *PCCV and PCCV , which leads to rapid increase of | *

PVQ |. Consequently, a sudden

reactive power injection can be initiated to break the power balance inside the islanding network.

In this case, the islanding and temporary grid disturbances can be discriminated readily. The

Fig. 4.2 Proposed PV control system applied to multiple distributed PV systems.

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proposed controller does not need to perturb the real/reactive power output for ID during grid-

connected conditions. The ID function is seamlessly triggered when islanding occurs, so it has no

adverse impact on system power quality. Detail design of the voltage controller regarding the VR

dynamic performance and NDZ of ID will be discussed in section III and IV.

4.2.2.2 Adaptive voltage reference generation. In the proposed controller, *PCCV is

generated autonomously by an adaptive voltage reference generation mechanism. This is

different from the communication-based PI control, in which case *PCCV is sent from a central

controller through communication and the reference dispatching for each PV system should be

solved by optimization algorithms, such as the multiagent-based scheme [95]. In this work, *PCCV

is created by adding an initial value (for example the PCC rated voltage nV =1.0pu) with the

compensation part, compV , which includes the instantaneous part insV and the average part aveV .

insV is generated from the IVC, which is composed of a proportional controller P_insK and

limiter 1. When *pvQ is beyond the saturation value of limiter 1, the exceeded value will lead to

quick voltage reference adjustment insV through P_insK . In case PVQ reaches the limit value at

the moment of islanding, the saturation value of limiter 1 is set to be smaller than the final output

Fig. 4.3 Volts/var curve for the AVC.

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limiter (limiter 2). For example, if the limiter 2 saturation value is pu5.0± , the limiter 1

saturation value could be set to pu45.0± . The reserved 0.05pu reactive power is required for the

reactive power variation for ID. The function of IVC is similar to anti-windup with back-

calculation, so selection of insK can refer to the anti-windup design [96].

aveV is generated from AVC, which is used to prevent unnecessary reactive power

consumption by including the volts/var droop curve [80]. The AVC includes a low-pass filter, an

integral controller ∫ dtK I_ave and a volts/var curve. A desired reactive power value *desQ is output

from the volt/var curve block and compared with *pvQ to adjust aveV through ∫ dtK I_ave . The

volts/var curve is shown in Fig. 4.3. There is a dead band in the curve with 0* =desQ when PCCV

is in the vicinity of ( ) ( )puDD +− 1~1 . The length of the dead band can be different depending on

the inverter locations. Usually the inverter at the end of the distribution feeder will have narrower

dead band [80]. *desQ increases/decreases to the limit value when PCCV is at the threshold service

voltage level. The low-pass filter 22

2

2 cc

c

ss ωζω

ω

++ is used to filter the short-time voltage

transient, so the AVC does not interfere with the voltage controller operation. Selection of IaveK

and the second order filter parameters is a trade-off between AVC not affecting the voltage

controller performance and the settling time not being too slow to interfere with the low-speed

utility VR devices.

4.3 Voltage Controller Design Methodology

Since the VR and ID functions are integrated in the unified var controller, the controller

design must fulfill the requirement of VR dynamic performance and ensure small ID NDZ area

simultaneously. Compared with the IVC and AVC, the voltage controller has a significant effect

on the performance of the two functions, thus design of the voltage controller is important. In

order to achieve small ID NDZ, higher voltage controller gain is always preferred, but it may

degrade the dynamic performance of VR. Consequently, the voltage controller design needs to

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be performed according to the VR requirement first. The ID NDZ can then be examined

afterwards.

In this section, a PV system model is developed first to investigate the limitations of VR

dynamics. Based on the analysis, a voltage controller design criterion is then obtained to achieve

optimized dynamic performance of VR. In addition, the influence of the interaction among

multiple PV systems on the VR dynamics should be taken into consideration. Thus, a typical

system including two PV systems is applied to investigate the performance of the designed

voltage controller.

4.3.1 Voltage Controller Design Based on Single PV system

In order to elaborate the voltage controller design, a single PV system model is developed

in Fig. 4.4 under the synchronous rotating d-q reference frame aligned with the grid voltage. The

single PV system model includes the control stage and the power stage. In this work, only q-axis

model is described because of the interest in the control effect of reactive power on PCC voltage.

The d-axis model can be built in similar manner, but it is out of scope of this section. In this

model, the voltage controller outputs the reference of the q-axis component of the grid current gi

, which is defined as *gqi . *

gqi is directly related to *PVQ in d-q reference frame. The voltage

controller feedback is generated through the RMS block. The RMS block has a calculation delay

caused by the o90 delay that is introduced to create the imaginary orthogonal phase in single-

phase application [97]. This delay can be imitated by a first order component ( )11 +sτ . The

Fig. 4.4 The single PV system model block diagram.

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current controller includes a proportional-integral (PI) regulator ( )cPC sK τ11+ and associated

sampling and transport delay ( )11 +ssτ [98].

In the power stage, gqi is generated through the inverter PWM gain PWMK and the

inverter filter inductor fL . PVQ is then obtained by multiplying gqi with PCCV5.0 . The

relationship between PVQ and PCCV can be expressed in (4.4), which is derived from (4.1) by

setting 1cos ≈δ and 1sin ≈δ as the phase difference δ is usually small in distribution systems

[91].

( )PCC

sPVb

PCC

sPV

PCC

sLsLPVPCC

V

XQV

V

XQ

V

XQRPPVV +=+

−−+≅ 1 (4.4)

where ( )

PCC

sLsLPVb

V

XQRPPVV

−−+= 1 represents the system disturbance that affects the PCC

voltage.

Because the purpose of VR is to compensate the system disturbance, the PCC voltage

disturbance rejection capability is of great interest. It can be described in (4.5) according to Fig.

4.4.

( )( ) SIcb

PCC

XKsGss

ss

V

V

⋅⋅+++

=)(5.01

1

ττ

(4.5)

where )(sGc is the transfer function of the current control loop, which can be expressed as

( )PWMPCcPWMPCfcfcs

cPWMPC

gq

gqc

KKsKKsLsL

sKK

i

isG

+++

+==

ττττ

τ23

*1

)( (4.6)

The dynamic performance of VR is constrained by the RMS calculation delay as seen

from (4.5). This constrain can be firstly assessed by assuming ideal current control loop (

1)( =sGc ) in (4.5). Under this assumption, the system poles are calculated as

τ

τ

2

211 SI XKs

−±−= (4.7)

When 021 ≥− SI XKτ , the voltage regulating response is overdamped and the response

settling time equals to SI

SXK

tττ211

8

−−= . In this case, St can be decreased by increasing IK .

However, when 021 <− SI XKτ , SI XKτ21− becomes the imaginary part of the pole and further

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increase of IK only increases the response oscillation frequency. Therefore, the voltage

response settling time is limited to τ8=St due to the RMS calculation delay.

In addition, since the current control loop has finite bandwidth, its influence on VR

response can be illustrated in Fig. 4.5 by examining the system root loci. The root loci were

derived based on the selected PV system parameters given in Table 4.1. It is indicated that St can

be further decreased as compared with τ8 , but this is accompanied by a higher frequency

response oscillation. Moreover, the voltage response oscillation may become undamped when

IK is even larger, in which case the voltage controller poles move to the right-hand plane.

PV inverter

Filter inductor fL 5mH

Sampling delay sτ 0.1ms

+

cPC s

K τ11

14.0=PCK 3103.1 −×=iτ

PWM gain PWMK 280

PK 0

RMS calculation delay τ 5ms

Line impedance SX �096.0

Table 4.1 Parameters of a single PV system

Fig. 4.5 Root locus of a single PV system.

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In practical implementation, the required settling time of VR does not need to be as short

as τ8 . Also, PCC voltage oscillation is not desired during voltage regulating. Therefore, the

optimized VR performance can be achieved by designing the voltage controller poles on the real

axis, as seen from Fig. 4.5. With this design criterion, the coupling between the voltage control

and the current control loop becomes negligible. Detailed explanation is provided in Appendix

B. Consequently, the voltage controller design procedure can be simplified by employing an

ideal current control loop. The condition of assigning the voltage controller poles on the real axis

can be implemented as

021 ≥− SI XKτ (4.8)

4.3.2 VR Interaction among Multiple Systems

The effectiveness of the above voltage controller design criterion needs to be further

verified by investigating the VR interaction among multiple PV systems. A typical network with

two PV systems is provided in Fig. 4.6. The subscripts i and j are affiliated to identify two

different PV systems.

The two PV systems are coupled through the impedance network. The network model

describing the relationship between the PV injected active/reactive power and the PCC voltages

is given in (4.9). The detail derivation of (4.9) can be found in Appendix A.

Fig. 4.6 A distribution network with two PV systems.

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( )

+−−

+≅

++≅

PCCj

sjPVj

PCCj

sjLjsjLjPVjPCCiPCCj

PCCj

siPVj

PCCi

siPVibPCCi

V

XQ

V

XQRPPVV

V

XQ

V

XQVV

(4.9)

where ( ) ( )

PCCj

siLjsiLjPVj

PCCi

siLisiLiPVib

V

XQRPP

V

XQRPPVV

−−+

−−+= 1 . The PCC voltages’ phase angle

iδ and jδ are ignored in the network model derivation.

The disturbance bV is selected as the system input. The system output variables include

all PCC voltages. Thus, the transfer function of PCCiV and PCCjV versus input bV can be obtained

in (4.10) and (4.11) by incorporating (4.9) and the control systems.

( )( ) ( ) )()(25.0

)(15.0

2 sGsGXKKsCsC

sGssXK

V

V

cjciSiIjIiji

cjiSjIj

b

PCCi

+=

τ (4.10)

( )( )( ) ( ) )()(25.0

11

2

2j

sGsGXKKsCsC

sss

V

V

cjciSiIjIiji

ji

b

PCC

++=

ττ (4.11)

where ( ) ( ) )(5.01 sGXKsssC ciSiIiii ++= τ and ( ) ( ) ( ) )(5.01 sGXXKsssC cjSjSiIjjj +++= τ .

It is noticed the two subsystems share the same characteristic equation, which equals to

the sum of the term )()(25.0 2 sGsGXKK cjciSiIjIi− and the multiplication of each single system’s

characteristic equation. The additional term, )()(25.0 2 sGsGXKK cjciSiIjIi− , is the result of system

interaction and is affected by both the network impedance and controller parameters. Moreover,

extra system zeros, which are contributed by the simultaneous response of multiple systems to

reject the disturbance, are added in each subsystem. These added zeros could lead to faster VR

dynamics. Nevertheless, undesired VR overshoot may also exist. It is unavoidable when there is

no communication between systems. To further look into the system stability, the dynamic of the

current control loop can be ignored because it has minor affect on the VR stability, if the above

voltage controller design criterion is met. Accordingly, the two-PV system characteristic

equation is simplified to

( )[ ] ( ) ( )[ ] 225.05.015.01)( SiIjIiSjSiIjjSiIii XKKXXKssXKsssC −+++++= ττ (4.12)

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Since the same RMS calculation method is applied in the two PV systems, thus

τττ == ji , the system poles can be calculated as

ττ

ττ

ττ

ττ

22

1

22

1

22

1

22

1

4

3

2

1

BAp

BAp

BAp

BAp

−+−=

++−=

−−−=

+−−=

(4.13)

where ( )ττ SjSiIjSiIi XXKXKA +−−=1 and ( )[ ] 225.05.02 SiIjIiSjSiIjSiIi XKKXXKXKB ++−= τ .

The calculated poles 1p - 4p are all in the left-hand plane because 1<+ BA and 1<− BA .

Therefore, the interaction does affect the VR dynamics but the system stability is still

guaranteed, which implies that the voltage controller design criteria obtained in single-PV case

can be applied for multiple-PV case. The following aspects have been considered in the analysis.

1. The influence of iδ and jδ are neglected because of the small values, but in fact iδ and

jδ will dynamically change during voltage regulating because of the PV reactive power

injection. If the change of iδ and jδ during voltage regulating becomes significant, then

more detailed analysis should be performed. However this is the rare case which happens

only when the change of PV reactive power is comparable to load power in the network.

2. The current control dynamic is neglected in the analysis due to the loose coupling

between the voltage control and the current control loop. However, the interaction among

multiple current control loops could also cause system instability [99]. Therefore, the

current control loop stability should be ensured first in the design process. Detailed

discussion of the current control loop design considering the system interaction can be

found in [99], [100].

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4.4 Islanding Detection Characteristic Analysis

4.4.1 NDZ of the Proposed Method

After IK is identified according to the requirement of VR dynamics, it is necessary to

examine its effect on the ID performance. The NDZ is the primary index to evaluate the ID

performance. There are several approaches to define the NDZ, such as the power mismatch

space, RLC load space, and the fQ versus load resonant frequency space. The power mismatch

space represented by the space formed by the PVPP( and PVPQ( boundaries [101] is used

here to determine the NDZ of the proposed ID method.

As a comparison, the NDZ of the passive ID without the proposed controller is firstly

calculated in (4.14) and (4.15) based on the OV/UV and OF/UF settings [101]

11

2

min

2

max

(≤−

V

V

P

P

V

V n

PV

n (4.14)

−≤

(≤

2

max

2

min

11f

fQ

P

Q

f

fQ f

PVf (4.15)

where minV and maxV are the OV/UV protection thresholds; minf and maxf are the OF/UF

protection thresholds.

The proposed unified var controller facilitates the ID through reactive power injection at

the islanding moment. If in the prescribed islanding clearing time, the reactive power is

accumulated to a value outside of the region defined in (4.15), the islanding network can be

detected. From the control block diagram shown in Fig. 4.4, the accumulative reactive power

output after grid disconnection is

( )

( )∫

∫−≅

−=(

dtVVVK

dtVVVK

Q

PCCPCCnI

PCCPCCPCCI

PV

*

*

2

2 (4.16)

where the integral part does not include the initial value obtained before islanding.

It is shown that both IK and the PCC voltage deviation PCCPCCPCC VVV −=( * at the

islanding instant determines the value of PVQ( . When IK is fixed, there will be a range of

PCCV( between which the islanding cannot be detected. In addition, as shown in (4.2), the value

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78

of PCCV( depends on the real power mismatch between PV and load, P( , at the islanding

moment, so the proposed controller has a different real power mismatch region comparing with

the passive ID. Based on the analysis and (4.14)-(4.16), the new real power mismatch region can

be calculated as

12

12

2

12

2

2

22

2

+≤

(≤−

+cI

n

n

PV

cIn

n

tK

QV

V

P

P

tK

QV

V (4.17)

where ct is the required islanding clearing time,

−⋅=

2

min1 1

f

fQPQ fPV and

−⋅=

2

max2 1

f

fQPQ fPV . The above real power mismatch region strongly depends on the

value of IK and PVP . To exhibit the performance improvement of the proposed ID method, the

system provided in Table 4.1 is employed as an example to specify the NDZ.

According to the IEEE std. 1547 [94], the OV/UV and OF/UF protection thresholds are

set as

nmax %110 VV ⋅= , nmin %88 VV ⋅= , Hzf 5.60max = , and Hzf 3.59min =

The required islanding clearing time is stc 2= . If 5.2=fQ , kWPPV 10= and IK is

selected as SXτ2

5.0 , that is half of the critical value given in (4.8), the NDZ of the passive ID

and the proposed method can be specified in Fig. 4.7 (a). It is obvious that the NDZ is largely

reduced by using the proposed strategy. For the proposed controller, higher fQ leads to larger

NDZ. For example, when fQ is decreased to 1, the NDZ decreases from

%016.0%011.0 ≤(

≤−PVP

P, %11.4%94.5 ≤

(≤−

PVP

Q to %006.0%004.0 ≤

(≤−

PVP

P,

%11.4%94.5 ≤(

≤−PVP

Q.

The simulation study shows that the simulated NDZ is even smaller than the theoretical

NDZ. The main reason for the difference is that the theoretical analysis treats the PLL block as

an ideal one. However, the PLL block does generate errors when the PCC voltage frequency

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79

changes quickly under islanding conditions. The generated error in PLL block leads to extra real

power output, which could change PCCV( and thus accelerate the change of PVQ( . Fig. 4.7(b)

shows one simulation case of 0≈(

PVP

Q and %011.0−=

(

PVP

P, which corresponds to a point at the

edge of the theoretical NDZ. When the controller was not enabled, the PCC voltage kept nearly

the same before and after the islanding event; when the controller was enabled, the PCC voltage

frequency drifted away and reached the threshold Hz3.59 after around ms400 . In practical

conditions, there is always some real power mismatch during islanding and there is voltage

sensing noise as well, so the ID NDZ of the proposed method becomes negligible.

To enable the PV system’s fault-voltage ride-through capability, the OV/UV and OF/UF

protection settings need to be widened comparing with the settings given in the IEEE std. 1547.

As seen from (4.15) and (4.17), only the OF/UF protection settings have an influence on the

NDZ of the proposed controller. If the OF/UF settings recommended in [31], Hzf 2.62max = and

Hzf 8.57min = , are adopted, the new NDZ is depicted in Fig. 4.7(c). Moreover, to coordinate with

the re-closers in the distribution systems, the required islanding clearing time may be less than

2s. In Fig. 4.7(b), the NDZ of the proposed controller with mstc 500= and mstc 100= are also

given. The NDZ increases with the widen OV/UV settings and the decreased clearing time, but it

is still much smaller than the NDZ of the passive method.

4.4.2 Coordination of Multiple PV Systems in ID

Coordination of multiple PV systems is vital for ID effectiveness. During the islanding

event, the reactive power injection from multiple systems should be synchronized both in time

and direction. This can be readily realized with the proposed unified var controller. The total

reactive power injection from the PV systems is calculated as

( )∑ ∫∑==

−=(=(n

x

PCCxPCCxPCCxIx

n

x

PVxPVtotal dtVVVK

QQ1

*

12

(4.18)

where the subscript x is used to identify different PV systems; n is the number of PV systems.

Each PV system outputs the reactive power according to the value of ( )PCCxPCCx VV −* .

When the islanding occurs, the PCC voltages PCCxV ( nx ,,2,1 ⋅⋅⋅= ) would have the same direction

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80

of deviation at the same time. This allows for the reactive power outputs from different PV

systems to be synchronized autonomously.

(a) (b)

(c)

Fig. 4.7 NDZ of the passive anti-islanding method and the proposed method (a) theoretical analysis according to the IEEE std. 1547 requirement; (b) simulation validation; and (c) theoretical analysis with widened protection settings and with different clearing time.

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81

4.5 RTDS Simulation and PHIL Experimental Verification

In order to validate the effectiveness of the proposed unified var controller and

demonstrate the performance of the voltage controller design method, typical scenarios

including overvoltage, voltage sag and unintentional islanding in distribution system with

multiple PV systems have been selected and studied using RTDS simulation and the PHIL

experimental testbed respectively.

4.5.1 The RTDS Simulation Platform and PHIL Testbed

To accurately model the distribution system transients, multiple distributed PV systems,

distributed loads, distribution lines, substation transformers and control systems should be

included in the simulation models. As a result, the simulation speed becomes an issue due to the

large number of components. RTDS provides a good simulation platform when the system

becomes complicated. It features the capability of simulating electromagnetic power system

models in real time with a typical time step of 50�s. The 14 RTDS racks installed in the

laboratory can simulate electrical networks of up to 784 electrical nodes.

Fig. 4.8 PHIL testbed for experimental verification under high PV penetration conditions.

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82

In addition, the RTDS simulation platform can integrate with the hardware device to

perform PHIL closed-loop testing. A PHIL testbed has been built in the laboratory as shown in

Fig. 4.8. It is composed of the simulated power system built in RTDS, a 1kW PV inverter

prototype [18], and an interface voltage amplifier. The interface voltage amplifier is a back-to-

back converter system and employs the ABB Power Electronics Building Block (PEBB). The PV

inverter prototype is connected to the interface point in the simulated power system through the

voltage amplifier, where the voltage type ideal transformer model [102] is applied as the

interface algorithm. The interface point voltage signal is sent to the PEBB’s control system

through the digital/analog converter (DAC) and reproduced at the PEBB inverter stage output.

The actual PV inverter output current is measured and fed back into the simulated circuit through

the analog/digital converter (ADC). A coefficient k in series with the ADC is used to virtually

scale up/down the PV inverter power rating [103]. The proposed unified var controller is

implemented in both the PV inverter hardware and rest of the PV inverters simulated in RTDS.

Therefore, the PHIL testbed provides an environment in which not only the proposed controller

can be verified experimentally, but also the interaction among multiple PV systems can be

investigated. In addition, the PHIL experimental results are also compared with pure RTDS

software simulation results and they are consistent with each other.

4.5.2 Overvoltage and Momentary Voltage Sag Test Cases

4.5.2.1 IEEE 34 node test feeder. The IEEE 34 node test feeder characterized as a very

long feeder requiring voltage regulation [91] is chosen as the testing environment. Some

modifications have been made on the standard test feeder in this research. As shown in Fig. 4.9,

clustered single-phase PV systems are installed at the nodes 844 and 890 (indicated as 844N and

890N ) with the total PV penetration level reaching to approximately 20%. Selection of 844N

and 890N for PV installation is due to the heavy load on the two nodes. Besides, secondary line

impacts are taken into account by adding the customer service transformer and 15.24 meters of

service line for each customer. In the simulation model, the PV systems connected to one node

are lumped and modeled as a controlled current source for simplicity. The PCC voltages and the

reactive power output from the PV systems at 844N and 890N are denoted as 844V , 890V and

844Q , 890Q respectively. Affixes a, b and c will be added in the subscript to represent phase A, B

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and C in the following descriptions. The unified var controller parameters for the PV inverters at

844N and 890N are given in Table 4.2.

4.5.2.2 Overvoltage test. In this test case, the voltage rise phenomenon was created at

890N by the reverse power flow from the PV systems. The purpose of this test is to demonstrate

the static voltage regulation capability and fast response speed of the proposed controller. The

influence of the interaction among the PV systems on VR dynamics can also be investigated.

Fig. 4.10 shows the RTDS simulation results of the PCC voltages and the reactive power

response at 844N and 890N . In the beginning, the unified var controllers in all PV systems were

enabled except the one at aN 890 . As shown in the results, bV890 and cV890 were regulated at

1.046pu and 1.039pu respectively and they were still under the ANSI upper service voltage limit

Fig. 4.9 One-line diagram of the modified IEEE 34 node test feeder with high penetration PV systems.

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84

1.05pu. In contrast, aV890 experienced an overvoltage issue. For the PV systems at 844N ,

reactive power outputs were small because aV844 , bV844 , and cV844 were inside the defined

volts/var curve deadband 0.88pu ~ 1.02pu. At t=12s, the unified var controller in the aN 890 PV

system was enabled, aV890 was reduced into the nominal voltage range in around 0.5s. At the

same time, it is observed that the regulation of the aN 890 PV system had interactive influence

on other nodes, especially for aN 844 . The influence on phase B and C inverters caused by the

phase mutual impedance was much smaller. Nevertheless, there were no high-frequency voltage

oscillations when multiple PV systems tried to regulate their own PCC voltage.

In the PHIL test, the PV system at aN 890 was replaced with the PV inverter prototype.

The coefficient k in Fig. 4.8 was selected as 75, thus the 1kW PV inverter can be virtually scaled

up to a 75kW inverter. The PHIL experimental results are given in Fig. 4.11. The upper two

waveforms are the instantaneous PCC voltage and output current of the PV inverter hardware.

The lower two waveforms are the PCC voltage RMS value and PV inverter reactive power

output. The noise on the PCC voltage RMS value waveform was from measurement, which did

not affect the system operation. Once the unified var controller was enabled, the PV inverter

absorbed reactive power to reduce the PCC voltage from 1.065pu to 1.042pu in 0.5s, which is the

same as in the simulation.

844N 890N

Voltage controller

IK 2380 980

Limiter 2 saturation value

±0.5pu (1pu=67.5kW)

±0.5pu (1pu=75kW)

IVC insPK _ 0.05 0.05

Limiter 1 saturation value

±0.45pu ±0.45pu

AVC

aveIK _ 6105 −× 6105 −×

D

0.02pu (1pu=120V)

0.02pu (1pu=120V)

cω , ζ

188rad/s, 0.8 188rad/s, 0.8

Table 4.2 The unified VAR controller parameters for the PV inverters at N844 and N890

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85

(a)

(b)

(c)

(d)

Fig. 4.10 Overvoltage test case: RTDS simulation results of (a) node 890 PCC voltages; (b) node 890 reactive power outputs; (c) node 844 PCC voltages and (d) node 844 reactive powers

outputs.

Fig. 4.11 Overvoltage test case: PHIL experimental waveforms of the hardware PV inverter reactive power output and PCC voltage.

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86

4.5.2.3 Momentary voltage sag test. The momentary voltage sag test aims to

demonstrate the proposed controller’s capability of distinguishing between the short-duration

voltage disturbances and islanding events. A 90% voltage sag lasting for 3s was assumed at the

substation, node 800. The simulation results are shown in Fig. 4.12. The unified var controller in

every PV system was enabled in the beginning. Before the voltage sag event, aQ844 , bQ844 , and

cQ844 were nearly zero because the node voltages were in the volts/var curve deadband. The PV

systems at 890N had injected reactive power resulting from the relatively low PCC voltage.

When the voltage sag happened, all the PV systems output around 0.45pu reactive power to

support the voltage. However, because of the limited reactive power rating, aV890 , bV890 , and

cV890 were still below 0.88pu (the undervoltage protection threshold defined in [94]) during the

voltage sag. It has been illustrated in section IV that the passive protection settings can be

widened when the proposed controller is employed. Hence those PV inverters could ride through

the voltage sag event as shown in Fig. 4.12. If the unified var controller was not enabled in the

PV systems, the PCC voltages could be much lower and the PV systems may disconnect from

the grid because of the tight passive protection settings.

In the PHIL test, the PV system at aN 844 was replaced with the PV inverter prototype.

The reason for selecting aN 844 is that its reactive power response during voltage sag is more

noticeable. The scale coefficient k in Fig. 4.8 was chosen as 67.5. Fig. 4.13 shows the

experimental waveforms of the instantaneous PCC voltage, inverter output current, PCC voltage

RMS value, and inverter reactive power output. During the voltage sag, the PV inverter output

0.46pu capacitive reactive power to support the grid. At the end of the voltage sag event, the

reactive power output decreased dramatically and even became inductive. This is caused by the

IVC having brought the PCC voltage reference to a low level during the voltage sag. When the

voltage sag ended, the voltage controller tried to track the old voltage reference, thus the reactive

power decreased. When the reactive power was lower than the saturation value of limiter 1, the

voltage reference compensation from the IVC vanished. Finally, the reactive power output was

restored to zero due to the AVC.

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(a)

(b)

(c)

(d)

Fig. 4.12 Momentary voltage sag test case: RTDS simulation results of (a) node 844 PCC voltages; (b) node 844 reactive power outputs; (c) node 890 PCC voltages and (d) node 890

reactive power outputs.

Fig. 4.13 Momentary voltage sag test case: PHIL experimental waveforms of the hardware PV inverter reactive power output and PCC voltage.

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4.5.3 Islanding Detection Test Case

The ID test cases were conducted based on a standard test circuit, shown in Fig. 4.14.

There are two reasons of using this circuit instead of the IEEE 34 node test feeder. First, the

circuit given in Fig. 4.14 is a standard inverter anti-islanding test circuit adopted in IEEE std.

1547, IEEE std. 929 and UL 1741. The same circuit was also widely used by researchers

studying ID algorithms [104]-[107]. Second, by changing the RLC load power rating and quality

factor, the circuit can represent the islanding networks formed in the IEEE 34 node test feeder.

As explained in section IV, higher fQ leads to larger NDZ. Therefore a relatively high

5.2=fQ is selected in the following test and the RLC load was adjusted to resonate at 60Hz .

The PV inverter 2 and 3 were used during multiple-PV-inverter ID test cases. The voltage

controller gain was selected to be SXτ21.0 in all the three inverters.

4.5.3.1 Single-PV-inverter ID test. In this test, the PV inverter 1 real power output

matched with the load at 1kW. Fig. 4.15 and Fig. 4.16 show the experimental waveforms during

the islanding event when the proposed controller was disabled and enabled, respectively. In the

two figures, the upper two waveforms are the instantaneous PCC voltage and inverter output

current, and the lower two waveforms are the PCC voltage frequency and inverter output

Fig. 4.14 Islanding detection test circuit.

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89

reactive power. From the zoomed view in Fig. 4.15, the PCC voltage amplitude kept nearly the

same before and after the islanding event occured at 3.8s. The PCC voltage frequency dropped to

59.7Hz which was still in the nominal range, hence the islanding network cannot be detected. In

the case when the unified var controller was used, the inverter reactive power output was around

zero in the beginning, as seen from Fig. 4.16, because the PCC voltage was 1.0pu. When the

UDS was switched off at 3.8s, the reactive power output quickly reached to its maximum value

of 0.5pu. Accordingly, the network frequency dropped to 53Hz, which was far beyond the

nominal range.

Fig. 4.15 Single-PV-inverter islanding detection test when the unified var controller

was disabled.

Fig. 4.16 Single-PV-inverter islanding detection test when the unified var controller

was enabled.

4.5.3.2 Multiple-PV-inverter ID test. This test is to demonstrate the coordination of

multiple PV systems during ID. The load was rated at 3kW to match with the PV generated

power from the three inverters. Fig. 4.17 shows the simulation results during the test. The

waveforms of the instantaneous PCC voltage, PCC voltage frequency and reactive power outputs

from the three inverters are provided. It is seen that when islanding occurred, the three inverters

injected capacitive reactive power at the same time. The PCC voltage frequency drifted to

54.5Hz in 2s. Fig. 4.18 provides the PHIL experimental results of the test where the PV inverter

1 was replaced with the PV inverter prototype. When islanding happened, the PV inverter

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injected 0.5pu reactive power and the PCC voltage frequency dropped to 54Hz. It is noticed that

the reactive power injection in the experiment was faster. This is due to the larger PCC voltage

amplitude deviation at the islanding moment in the experiment. Fig. 4.19 shows the PHIL

experimental waveforms without the unified var controller enabled. The PCC frequency was

stabilized at 59.9Hz when the UDS was switched off, so the islanding network cannot be

detected.

Fig. 4.17 Multiple-PV-inverter islanding detection test when the unified var controller

was enabled: simulation waveforms.

Fig. 4.18 Multiple-PV-inverter islanding detection test when the unified var controller was

enabled: PHIL experimental waveforms.

Fig. 4.19 Multiple-PV-inverter islanding detection test when the unified var controller was disabled: PHIL experimental waveforms.

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4.6 Summary

Theoretical analysis revealed that the VR and ID functions can be integrated in a PV

inverter by means of real/reactive power control. The unified var controller, composed of the

voltage controller and adaptive voltage reference generator, was presented to achieve the

function integration autonomously. With the proposed controller implemented in the distributed

PV systems, the potential system voltage issues can be mitigated and the false tripping of the PV

systems can be avoided. The feasibility and advantages of the proposed controller were validated

in the RTDS and PHIL testbed. The voltage controller design criterion was provided by

investigating the limitations of VR dynamics based on a single PV system model. The analysis

illustrated that the design criterion is applicable in multiple-PV scenario as well, which was

confirmed by the simulation/PHIL test results. Several design considerations for IVC and AVC

were also given.

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CHAPTER FIVE

CONCLUSIONS AND FUTURE WORK

5.1 Conclusions

In this dissertation, new cost-effective and high-performance inverter topologies and

advanced inverter control systems were researched and developed for next generation PV

systems.

Firstly, a transformerless PV MIC structure based on cascaded qZSI modules was

presented. The cascaded structure reduced the voltage gain requirement of the MIC, so the front-

end dc-dc converter which is necessary in conventional MICs can be eliminated. The removal of

the dc-dc converter improved the MIC power stage efficiency and reduced the cost. Moreover,

the system reliability was also enhanced due to the qZSI shoot-through capability. Because of

this, it is very suitable for the application of new generation eGaN FETs which have ultra-low

threshold voltage and large reverse bias voltage drop. Small dead time can be selected to increase

the system efficiencies without any damage.

Hardware prototype of the proposed module was developed based on the optimized

design results. The module achieved a peak efficiency 98.06% at 45 V and 140 W input, which

was around 1.5% improvement over the peak efficiency of conventional MICs. The peak

efficiency can be further improved to 98.66% when the quasi-Z-source diode was replaced with

SR. When the high-price eGaN devices are substituted with conventional Si-MOSFETs, the

component cost can be reduced to half of the commercial PV MICs. The module can still achieve

97.41% theoretical peak efficiency.

Secondly, the ground leakage current issue in CMI-based PV system was studied. The

removal of the transformer resulted in galvanic connections among the grid and the separate PV

panels/ strings interfaced with different cascaded inverters. The inter-module leakage current

loop formed among the cascaded inverter modules is a unique feature for PV CMI. It prevents

the existed string inverter leakage current suppression techniques to be directly applied in the PV

CMI. A filter-based leakage current suppression method, which is suitable for the cascaded

inverter with high switching frequency, was presented. It was successfully applied in the PV

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93

cascaded qZSIs operated at 100 kHz switching frequency. The method can be extended to the PV

CMIs operated with lower switching frequency by bringing in extra wire connections among the

cascaded modules and the grid output. The suppression filters utilized in the two solutions can be

designed based on the simplified leakage current analytical models. Design examples were

provided and the design results from the derived models were consistent with the simulation

results. Experimental results were provided to validate the effectiveness of the proposed leakage

current solutions.

Finally, an autonomous unified var controller was presented to address the system

voltage issues and unintentional islanding problems associated with the high penetration level of

PV systems. The proposed controller is composed of a voltage controller and an adaptive voltage

reference generator. It can achieve the integration of VR and ID autonomously. With the

proposed controller implemented in the distributed PV systems, the potential system voltage

issues can be mitigated and the false tripping of the PV systems can be avoided. The islanding

detection can be realized with negligible NDZ and no adverse impact on system power quality.

Moreover, there is no interference among multiple PV systems during ID. The voltage controller

design criterion was provided by investigating the limitations of VR dynamics based on a single

PV system model and the influence of the interaction among multiple PV systems on the VR

dynamics. The feasibility and advantages of the proposed controller were validated in the RTDS

and PHIL testbed. Typical scenarios including overvoltage, voltage sag and unintentional

islanding in distribution system with multiple PV systems had been selected and tested.

5.2 Future Work

Based on the research presented above, future work may emphasize on the following:

1) The control system of most CMI-based PV system is usually highly centralized and

relies on high-bandwidth communication system. However, in order to achieve real modular

design, distributed control with cheap low-bandwidth communication is required. The individual

MPPT function with distributed control needs to be investigated when there is partial shading on

PV panels. In order to meet the total ac output voltage requirement, the interaction between boost

function and modulation control among qZSI modules should be considered.

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94

2) The operations of the cascaded qZSI modules are dependent to each other. This is

different from the commercial MIC which works independently. Therefore, the fault detection

and fault tolerance capability should be investigated for the proposed PV MIC based on CMIs. It

means that in the event of failure of one cascaded module or even multiple modules, the system

should still be able to output power.

3) Utilization of eGaN device as the SR can highly improve the inverter efficiency. But

the system reliability is reduced due to the high speed switching and the device ultra low

threshold voltage. Inverter damage may occur during the switching transient. Si-MOSFET is

recommended to replace the eGaN device for SR to enhance the system reliability.

4) The modified IEEE 34 node test feeder was used as the testing environment to test the

proposed unified var controller. It will be more significant if real utility grid model with high

penetration PV systems is employed as the test environment.

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APPENDIX A

DERIVATION OF THE RELATIONSHIP BETWEEN QPV AND

VPCC

According to Fig. 4.1, the relationship between between PVQ and PCCV is derived as

follows.

( ) ( ) ( )

( ) ( )[ ]( )( )PCC

ssLPVLPV

ssPCC

LPVLPVPCC

V

jXRjQQjPPV

jXRV

QQjPPVV

++−−−+=

+−∠

−−−+=∠

δδ

δδ

sincos1

1

(A.1)

The amplitude of PCCv can be calculated approximately by

( )( )

( )( )PCC

SSLPV

PCC

SSLPVPCC

V

RXQQ

V

XRPPVV

δδ

δδ

sincos

sincos1

+−+

−−+≅

(A.2)

For the two-PV system shown in Fig. 4.6, the network model is derived as follows.

( ) ( ) ( ) ( )( )

( ) ( )[ ]( )( )

( ) ( )[ ]( )( )PCCj

sisijjLjPVjLjPVj

PCCi

sisiiiLiPViLiPVi

sisijPCCj

LjPVjLjPVj

iPCCi

LiPViLiPViiPCCi

V

jXRjQQjPP

V

jXRjQQjPPV

jXRV

QQjPP

V

QQjPPVV

++−−−+

++−−−+=

+

−∠

−−−+

−∠

−−−+=∠

δδ

δδ

δδδ

sincos

sincos1

1

(A.3)

By assuming 1coscos ≈≈ ji δδ and 0sinsin ≈≈ ji δδ , the amplitude of PCCiv can be

calculated approximately by

( )

( )PCCj

siPVj

PCCi

siPVi

PCCj

siLjsiLjPVj

PCCi

siLisiLiPViPCCi

V

XQ

V

XQ

V

XQRPP

V

XQRPPVV

++−−

+

−−+≅ 1

(A.4)

Similarly,

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96

( ) ( ) ( )sjsjjPCCj

LjPVjLjPVjPCCijPCCj jXR

V

QQjPPvV +

−∠

−−−+=∠

δδ (A.5)

( )PCCj

sjPVj

PCCj

sjLjsjLjPVjPCCiPCCj

V

XQ

V

XQRPPVV +

−−+≅ (A.6)

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97

APPENDIX B

INFLUENCE OF THE CURRENT CONTROL LOOP ON THE

VOLTAGE CONTROL LOOP

When the current control loop is assumed to be ideal, the loci of the voltage controller

poles are redrawn to be compared with the complete system.

It is noticed that the two curves share the same loci along the real-axis segment. The

breakaway points at the real axis of the two curves are both at τ21

−=s . The IK values at the

breakaway point are calculated as follows:

( )MX

VK n

I += 14τ

for the complete model (B.1)

X

VK n

I τ4= for the simplified model (B.2)

where )2(4

)2(

2cPWMPC

fcs

KK

LM

τττ

τττ

−= .

Fig. B.1 Root locus comparison of the complete model and simplified model.

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98

With typical current control design [98], M is usually much smaller than 1. For the

system in Table 4.1, it is 0019.0=M . Therefore, when the voltage controller poles are designed

to be positioned on the real axis, the current control loop can be considered to be ideal if only the

voltage dynamic is concerned.

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99

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108

BIOGRAPHICAL SKETCH

Yan Zhou received the B.S. and M.S. in Electrical Engineering from Huazhong

University of Science and Technology, China in 2007 and 2009, respectively. He started his

Ph.D. program in Department of Electrical and Computer Engineering at the Florida State

University from July 2009. Meanwhile, he worked as a graduate research assistant at Center for

Advanced Power Systems (CAPS). His research interests include grid-connected PV system

control, PV micro-inverter, post-silicon device application and high PV penetration integration

issues.

He has six journal and conference publications listed below since 2009.

[1] Yan Zhou, Liming Liu, and Hui Li, “A High Performance Photovoltaic Module-Integrated

Converter (MIC) Based on Cascaded Quasi-Z-Source Inverters (qZSI) using eGaN FETs,” IEEE

Trans. Power Electron., vol.28, no.6, pp.2727-2738, Jun. 2013.

[2] Yan Zhou, Hui Li, and Liming Liu, “Integrated Autonomous Voltage Regulation and

Islanding Detection for High Penetration PV Applications,” IEEE Trans. Power Electron.,

vol.28, no.6, pp.2826-2841, Jun. 2013.

[3] Liming Liu, Hui Li, Zhichao Wu, and Yan Zhou, “A Cascaded Photovoltaic System

Integrating Segmented Energy Storages With Self-Regulating Power Allocation Control and

Wide Range Reactive Power Compensation,” IEEE Trans. Power Electron., vol.26, no.12,

pp.3545-3559, Dec. 2011.

[4] Yan Zhou, Liming Liu, and Hui Li, “High Efficiency Cascaded Quasi-Z-Source

Photovoltaic Inverter Module using eGaN FETs,” IEEE Energy Conversion Congress and Expo

(ECCE), 2012, Raleigh, NC, USA, pp. 1615-1621.

[5] Yan Zhou, Liming Liu, and Hui Li, “Autonomous Control Integrating Fast Voltage

Regulation and Islanding Detection for High Penetration PV Application,” IEEE Applied Power

Electronics Conference and Exposition (APEC) 2011, Fort Worth, TX, USA, pp. 606-612.

[6] Yan Zhou, Liming Liu, Hui Li, and Lei Wang, "Real time digital simulation (RTDS) of a

novel battery-integrated PV system for high penetration application," IEEE International

Symposium on Power Electronics for Distribution Generation Systems (PEDG), 2010, pp. 786 –

790.