49
STAATSKOERANT, 15 AUGUSTUS 2012 BOARD NOTICES BOARD NOTICE 135 OF 2012 FINANCIAL SERVICES BOARD FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002 (ACT NO 37 OF 2002) No.35593 3 AMENDMENT NOTICE ON THE DETERMINATION OF QUALIFYING CRITERIA AND QUALIFICATIONS FOR FINANCIAL SERVICES PROVIDERS, 2008 I, German Emmanuel Anderson, the Deputy Registrar of Financial Services Providers, after consultation with the Advisory Committee on Financial Services Providers, hereby under paragraph 5(1)(a) of Part V of the Determination of Fit and Proper Requirements for Financial Services Providers, 2008, amend Annexure 2 to the Notice on the Determination of Qualifying Criteria and Qualifications for Financial Services Providers, Number 1 of 2008, as set out in the Schedule to this Notice. This Notice is called the Amendment Notice on the Determination of Qualifying Criteria and Qualifications for Financial Services Providers, No. 1 of 2012. GE ANDERSON, Deputy Registrar of Financial Services Providers

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STAATSKOERANT, 15 AUGUSTUS 2012

BOARD NOTICES

BOARD NOTICE 135 OF 2012

FINANCIAL SERVICES BOARD

FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002 (ACT NO 37 OF 2002)

No.35593 3

AMENDMENT NOTICE ON THE DETERMINATION OF QUALIFYING CRITERIA AND QUALIFICATIONS FOR FINANCIAL SERVICES PROVIDERS, 2008

I, German Emmanuel Anderson, the Deputy Registrar of Financial Services Providers, after consultation with the Advisory Committee on Financial Services Providers, hereby under paragraph 5(1)(a) of Part V of the Determination of Fit and Proper Requirements for Financial Services Providers, 2008, amend Annexure 2 to the Notice on the Determination of Qualifying Criteria and Qualifications for Financial Services Providers, Number 1 of 2008, as set out in the Schedule to this Notice.

This Notice is called the Amendment Notice on the Determination of Qualifying Criteria and Qualifications for Financial Services Providers, No. 1 of 2012.

GE ANDERSON, Deputy Registrar of Financial Services Providers

4 No.35593 GOVERNMENT GAZETTE, 15 AUGUST 2012

SCHEDULE

AMENDMENTS NOTICE ON THE DETERMINATION OF QUALIFYING CRITERIA AND QUALIFICATIONS FOR FINANCIAL SERVICES PROVIDERS, 2012

Definition 1. In this Schedule "the Notice" means the Notice on the Determination of Qualifying

Criteria and Qualifications for Financial Services Providers, Number 1 of 2008, as published by Board Notice 1 05 of 2008 in Government Gazette No. 31514 of 15 October 2008.

Amendment of the index of Annexure 2 to the Notice 2. Annexure 2 of the Schedule to the Notice is hereby amended by the substitution of

the index of Annexure 2 for the following index:

"ANNEXURE 2: QUALIFICATIONS LIST List 1: Qualifications recognised for Category I FSPs List 2: Specified subject(s} I module(s} I unit standard(s) based

qualifications recognised for Category I and IV FSPs List 3: Qualifications recognised for Category I FSPs for the transitional

List 4: List 5: List 6:

period only Qualifications recognised for Category II & IIA FSPs Qualifications recognised for Category Ill FSPs Qualifications recognised for Category Ill FSPs for the transitional period only

List 7: Qualifications recognised for Category IV FSPs List 8: Qualifications recognised for Category IV FSPs for the transitional

period only List 9: Qualifications recognised for Category II and I lA FSPs for the transitional

period only"

3. Amendment of Annexure 2 to the Notice Annexure 2 of the Schedule to the Notice is hereby amended by the substitution for Annexure 2 of the following Annexure: '

List 1: Qualifications recognised for Category I FSPs

0 :e z 0 c ... z c 0 c c 0 9 "' ',j:; 0 8 ~ j = .. ',j:;

I l ... .. ~ = ~ !E ... t; l§ I.J

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C1

112 3 4 5 6 NATIONAL DIPLOMA IN FINANCIAL

1 MARKETS L INSTITUTIONS 23653 6 G G G POSTGRADUATE DIPLOMA: FINANCIAL

9 PLANNING UNIVERSITY OF STELLENBOSCH 71690 G POSTGRADUATE DIPLOMA: FINANCIAL NELSON MANDELA METROPOLITAN

9 PLANNING UNIVERSITY 66096 7 G G POSTGRADUATE DIPLOMA: FINANCIAL

9 PLANNING 11 UNIVERSITY OF FREE STATE 48866 7 s s G 11 BACHELOR OF COMMERCE: FINANCE 13 RAU 3117 6 432 G G G G G

FURTHER EDUCATION AND TRAINING 14 CERTIFICATE: RETAIL INSURANCE 52 SGB ALL INSTITUTIONS 49835 I 66609 4 140 G G G - - G

FURTHER EDUCATION AND TRAINING 14 CERTIFICATE: RETAIL INSURANCE 52 SGB ALL INSTITUTIONS 49835 4 140 G G SP - - G

FURTHER EDUCATION AND TRAINING 14 CERTIFICATE: RETAIL INSURANCE 52 SGB ALL INSTITUTIONS 66609 4 1 G - - G

NATIONAL CERTIFICATE: FINANCIAL 16 SERVICES 52 SGB ALL INSTITUTIONS 49089 3 1 - - -

NATIONAL CERTIFICATE: FINANCIAL

17 SERVICES 52 SGB ALL INSTITUTIONS 48783 2 120 G G G G G G FURTHER EDUCATION AND TRAINING

18 CERTIFICATE: SHORT TERM INSURANCE 52 SGB ALL INSTITUTIONS 66610 4 150 G G G G G G FURTHER EDUCATION AND TRAINING

18 CERTIFICATE: SHORT TERM INSURANCE 52 SGB ALL INSTITUTIONS 49929 4 150 G - . - - G FURTHER EDUCATION AND TRAINING

19 CERTIFICATE: LONG-TERM INSURANCE 52 SGB ALL INSTITUTIONS 49649 4 140 G G SP G G G NATIONAL CERTIFICATE: WEALTH

22 MANAGEMENT

1::0LLEGE 57608 5 120 G G IG G G G

NATIONAL CERTIFICATE: WEALTH

5 120G il 22 MANAGEMENT 57608 G G G

Category 1 [Sub Categories Below)

718 9 10 11112113 14 15 16

G s s s G G G

s G s G G

G G G G G G

s G G G G G s G G G G G G G G G G G G

- - - - - - - - -

- - - - 1- - - - -

- - - - - - - - -I - - - - - - - -

G G G G G G G G G G

G G G G G G G G G G

- - - - s - - - -

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

17

G

G

G

G G

--

-

-

G

G

G

G

G

G

18 19 20 Kl

G G G G

:tttj G G G G

G G G G

- G G G

- G G G

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:IG

-

G G

G G G G

G G - G

G G SP G

G G G G

G G G G

(J)

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(11

List 1: Qualifications recognised for Category I FSPs

0 Ill

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"' ... ... :I ~ > 'a

u "' :I .t:: Ill !!! :e u .t:: t; cc .... 5 u ;:; ;:; t; .E "' a a .E

1 2 3 4 5 6

23 BACHELOR IN MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16944 6 360 G G G G G G FURTHER EDUCATION AND TRAINING

24 CERTIFICATE: WEALTH MANAGEMENT 52 SGB ALL INSTITUTIONS 57917 I 66613 4 150 G - G - - -25 NATIONAL DIPLOMA: MANAGEMENT 57 SOUTHERN BUSINESS SCHOOL 57222 6 240 G G G G G G

NATIONAL CERTIFICATE: WEALTH

28 MANAGEMENT 69 INSET A 57608 5 120 G G G G G G 29 CERTIFICATE: FINANCIAL PRODUCTS 4 MILPARK BUSINESS SCHOOL 62809 4 120 s G s G G G 29 CERTIFICATE: FINANCIAL PRODUCTS 47 DAMELIN 21166 4 120 s G s s G G

BACHELOR OF COMMERCE: GENERAL

30 MANAGEMENT 11 UNIVERSITY OF FREE STATE 16912 6 536 G G G G G G BACHELOR OF COMMERCE HONOURS:

33 BANKING 5 UNIVERSITY OF PRETORIA 7215 7 200 G G G G G G BACHELOR OF COMMERCE: BANKING

34 MANAGEMENT 47 DAMELIN 58005 6 363 G G G G G G BACHELOR OF COMMERCE: BANKING

34 MANAGEMENT 4 MILPARK BUSINESS SCHOOL 62812 6 360 G G G G G G BACHELOR OF COMMERCE: INVESTMENT

35 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 3137 7 160 G G G G G G BACHELOR OF COMMERCE: INVESTMENT

35 MANAGEMENT 5 UNIVERSITY OF PRETORIA 16386 6 473 G G G G G G MASTER OF COMMERCE: INVESTMENT

36 MANAGEMENT 13 RAU 3135 8 240 G G G G G G NATIONAL CERTIFICATE: BANKING SERVICES

37 ADVICE 52 SGB ALL INSTITUTIONS 48533 5 120 G G G G G G NATIONAL CERTIFICATE: BANKING SERVICES

37 ADVICE 4 MILPARK BUSINESS SCHOOL 62811 5 131 G G G G G G

38 NATIONAL DIPLOMA: FINANCIAL MARKETS 52 SGB ALL INSTITUTIONS 23653 6 240 G G G G G G 39 CERTIFICATE: FINANCIAL PLANNING 47 DAME UN 57998 5 120 G G SP SP SP G

Category 1 [Sub Categories Below]

7 8 9 10 11 12 13 14 15 16

G G G G G G G G G G

- - - - - - - - - -G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G s s s s s s G G G

G G G G G G G SP G G

17 18 19

G G G

- - G

G G G

G G G

G G G

- - -

G G G

G G G

G G G

G G G

G G G

G G G

G G G

G G G

G G G

G G G

G G G

20

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-G

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G

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Ust 1: Qualifications recognised for Category I FSPs

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NIOR MANAGEMENT PROGRAMME 5 UNIVERSITY OF PRETORIA FSB 027 0 OG G G G G G

URSE IN FUNDAMENTALS OF BANKING

42 AND RISK MANAGEMENT 1 UNISA FSB0138 0 OG G . . . BACHELOR OF BUSINESS SCIENCE :

46 MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN 4403 7 576 G G G G G G

ASSOCIATION OF ACCOUNTING

47 DIPLOMA IN ACCOUNTING TECHNICIAN 63 TECHNICIANS 20402 5 252 G G G G G G

48 CERTIFICATE IN BANK CREDIT 4 MILPARK BUSINESS SCHOOL 59829 5 120 G G G G G G

BACHELOR OF COMMERCE HONOURS:

50 TAXATION 13 RAU 3093 7 160 G G G G G G

51 BACHELOR OF COMMERCE: ACCOUNTING 15 I UNIVERSITY OF WESTERN CAPE 7259 6 36016 IG G G G G

51 BACHElOR OF COMMERCE: ACCOUNTING 8 UNIVERSITY OF JOHANNESBURG 3095 6 360 G G G G G G POSTGRADUATE DIPLOMA: MANAGEMENT:

~ RETIREMENT FUNDS 92 MONASH SOUTH AFRICA 71826 7 120. . . G . PROGRAMME: BANKING 1 UNISA 75892 6 96 G G G G G G

PROGRAMME IN INVESTMENT ANALYSIS

55 AND PORTFOLIO MANAGEMENT 1 UNISA 71064 6 48 G G G . .

ADVANCED PROGRAMME IN PROPERTY . 56 FINANCE 1 UNISA FSB0139 7

130016

. . BANKING ASSOCIATION OF SOUTH AFRICA

57 MASTER OF COMMERCE IN BANKING 78 (BASA) 4807 G G G G G

BACHELOR OF SCIENCE: MATHEMATICAL

59 STATISTICS 172 UNIVERSITY OF ZULUlAND 62469 6 360 G G G G G G CHARTERED ALTERNATIVE INVESTMENT

62 ALTERNATIVE INVESTMENT SPECIALIST 93 ANALYST ASSOCIATION (CAIA) FSB0177 0 OG . G G G . 63 BACHELOR OF ACCOUNTING SCIENCE 1 UNISA 5535 6 408 G G G G G G

Category 1 [Sub Categories Below]

7 8 9 10 11 12 13 14 15 16 G G G G G G G G G G

. . . . . . .

G G G G G G G G !G G

G G G G G G G G IG G

G G G G G G G G G G

G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G . . . . . . . . G G G G G G G G G G

. G G G G G G G -

. G . . . . . - . .

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G " G G G G G G G G G G

17 18 19 G G G

G G

G G G

G G G

G G G

G G G

I G G G

G G IG I

. . G G G

- - G

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G G G

G G G

G G . G G G

20 G

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Ust 1: Qualifications retognlsed for Category I FSPs

0 ! 0 z c z c .2 c (5 0 5! ..

.2 ., 1 .t:: .. 16 i

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1 2 3 4 5 6

66 DIPLOMA IN INSURANCE (SHORT TERM ) 1 UNISA 20412 6 120 G G G G G s 67 DOCTOR OF COMMERCE: BANKING ERSITY OF PRETORIA 16574 B 300 G G G G G G 68 CERTIFICATE IN FINANCIAL PLANNING TERED INSURANCE INSTITUTE FSB0102 0 OG G G G G G

FURTHER EDUCATION AND TRAINING

69 CERTIFICATE: MEDICAL CLAIMS ASSESSING 52 SGB ALL INSTITUTIONS 49356 4 150 G G G G G G 70 CERTIFICATE IN INSURANCE 61 CHARTERED INSURANCE INSTITUTE FSB003 0 0- G G . . G

NATIONAL CERTIFICATE IN BANKING

76 FINANCIAL SERVICES 47 DAME UN 57639 5 120 G G G G G G BACHELOR OF BUSINESS

77 SCIENCE:ACTUARIAL SCIENCE 177 UNIVERSITY OF NATAL 16253 6 36r.-tG

G G G G BACHELOR OF BUSINESS

77 SCIENCE:ACTUARIAL SCIENCE 9 UNIVERSITY OF CAPE TOWN 4411 6 360G G G G G G

83 DIPLOMA IN INSURANCE(LONG TERM) ~NCE INS11TUTE OF SA {liSA) 20412

• G G G .

87 BACHELOR OF ARTS 14352 6 G G G IG G 87 BACHELOR OF ARTS ALL INSTITUTIONS 123375 6 IG G G G 87 BACHELOR OF ARTS ERSITY OF THE WITWATERSRAND 19051 6 36 G G G G

89 ADVANCED PROGRAMME IN BANK CREDIT 1 UNISA 75906 7 96 G G G G G G DOCTOR OF COMMERCE:INVESTMENT

90 MANAGEMENT 13 RAU 3133 8 360 G G G G G G CERTIFICATE: MANAGEMENT

91 DEVELOPMENT 11 UNIVERSITY OF FREE STATE 22151 5 120 G G G G G G

92 MARKETING DIPLOMA 101 IMM GRADUATE SCHOOL OF MARKETING 24327 6 350 G G G G G G 94 BACHELOR OF MILITARY SCIENCE UUNIVERSITY OF STEllfNBOSCH 19669 6 360 G G G G G G

DIPLOMA IN INSURANCE( CHARTERED 95 INSURANCE INSTITUTE) THE INSURANCE INSTITUTE OF ZIMBABWE FSB0103 0 OG G G

Category 1(Sub Categories Below]

7 8 9 10 11 12 13 14 15 16

G . . . . . . . . -G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G - - - . . . . . - -

G G G G G G G G G G

G l•tt G G G G G G

G G G G G G G G G

G -Hmt- -G G G G G G

G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G tttt: G G G

G G G G G

17 18

-G G

G G

G G - -

G G

G G

G G . -

G G

G G

G G

G G

G G G G

G G

19IZOIK1

. G G

G . G -G G G

G G G

G

G

G G G

G G G

!1 G

G) 0 < m :0 z s:: m z -1 G)

~ m ::j m ..... 01 )> c G) c (/) -1 1\) 0 ..... 1\)

list 1: Qualifications recognised for Category I FSPs

0 E z 0

~ ... z l: c l: j e l! 0

~ t 'ii . ., > "CC ... <0 .3 ! !E ...

lie: t; !E 1.1 ii ii t; .5 a :I .5

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1 2 3 4 5 6 THE GRADUATE INSTITUTE OF

97 CERTIFICATE:BUSINESS MANAGEMENT 106 MANAGEMENT AND TECHNOLOGY 36045 6 120 G G G G G G

ASSOCIATE OF INSTITUTE OF BUILDING 99 SOCIETY 3 INSTITUTE OF BANKERS FSB0084 5 120 G G G G G G

100 DIPLOMA IN FINANCIAL PLANNING 66 KAPLAN UNIVERSITY FSB0178 0 OG G G G G G 100 DIPLOMA IN FINANCIAL PLANNING 3 INSTITUTE OF BANKERS 76970 5 240- G G G G G

HIGHER DIPLOMA IN BUSINESS 104 MANAGEMENT 47 DAMELIN FSB0104 0 OG G G G G G

BACHELOR OF SOCIAL SCIENCE:ECONOMICS 109 AND ECONOMIC HISTORY 12 UNIVERSITY OF KWAZULU-NATAL 2961 7 384 G G

G*G 114 BACHELOR OF LAWS 5 UNIVERSITY OF PRETORIA 6875 7 528 G G G G

114 BACHELOR OF LAWS 52 SGB ALL INSTITUTIONS 22993 7 480 G G G G G

liSA PROGRAMME IN RETIREMENT FUND 116 MANAGEMENT 1 UNISA 76511 5 120 G G G G G G

MANAGEMENT COLLEGE OF SOUTH AFRICA 117 BACHELOR OF BUSINESS ADMINISTRATION 76 (MANCOSA) 62116 7 360 G G G G G G

117 BACHELOR OF BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 61700 6 36~iHG G G G G

119 NATIONAL DIPLOMA MANAGEMENT 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72610 6 360 G G G G G NATIONAL DIPLOMA MARKETING AND

120 SALES MANAGEMENT 129 TECHNIKON SA FSB0085 6 360 G G G G G G

MASTER OF BUSINESS MANAGEMENT COLLEGE OF SOUTH AFRICA

121 ADMINISTRATION:TOURISM DEVELOPMENT 76 (MANCOSA) 36072 9 440 G G G G G G

122 CERTIFICATE EMPLOYEE HEALTH BENEFITS 5 UNIVERSITY OF PRETORIA FSB0105 0 0- - - - . 125 BACHELOR OF COMMERCE: LAW 10 UNIVERSITY OF STELLENBOSCH 15594 6 369 G G G G G G

BACHELOR OF COMMERCE : MANAGEMENT

127 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19587 6 370 G G G G G G

Category 1 [Sub Categories Below]

7 8 9 10 11 12 13 14 15

G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

- - - . . - - . G G G G G G G G G

G G G G G G G G G

16 17 18

G G G

~« G G G

G G G G G G

G G G

G G G

G G G

G G G G G G

G G G

G G G

G - -G G G

G G G

19

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G G G

G

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-G

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20 Kl

G G

G G

m G G

G G G G G G

G G

G G

G G G G

G G

G G

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List 1: Qualifications recognised for Category I FSPs

0 2 z .1:: 0 c ~ z c 0 c c 0 e .~ ... .e

~ ·.;:;

~ 1 "' ... :1 'a

"' ll:: 2! :E ... ll:: t; !i u ;;; ;;; t; .5 a :1 .5 a

1 2 3 4 5 131 BACHELOR OF COMMERCE 11 UNIVERSITY OF FREE STATE 8543 6 536 G G G G G

131 BACHELOR OF COMMERCE 1 UNISA 5563 6 384 G G G G G 131 BACHELOR OF COMMERCE 140 VISTA UNIVERSITY 7849 6 360 G G G G G

131 BACHELOR OF COMMERCE 12 UNIVERSITY OF KWA2ULU-NATAL 15337

lW G

131 BACHELOR OF COMMERCE 7 UNIVERSITY OF THE WllWATERSRAND 9843 G

BACHELOR OF COMMERCE 14 UNIVERSITY OF PORT EliZABETH 6153 6 360 G G

NATIONAL BANKING CERTIFICATE: WEALTH

132 MANAGEMENT 71 ACADEMY OF FINANCIAL MARKETS 20186 5 • G G -

134 ACt DEALING CERTIFICATE 114 ACt THE FINANCIAL MARKET ASSOCIATION FSB0134 0 OG G G G G

134 ACI DEALING CERTIFICATE 114 ACI THE FINANCIAL MARKET ASSOCIATION FSB070 0 OG G G G G

FURTHER EDUCATION AND TRAINING

139 CERTIFICATE: BANKING 52 SGB ALL INSTITUTIONS 20185 4 120 G G G G G

140 BACHELOR OF COMMERCE 11 UNIVERSITY OF FREE STATE FSB0110 6 536 G G G G G

BACHELOR OF TECHNOLOGY: INTERNAL CENTRAL UNIVERSITY OF TECHNOLOGY

142 AUDITING 72 FREE STATE 65341 7 480 G G G G G

~ELOR OF COMMERCE: ECONOMICS 8 UNIVERSITY OF JOHANNESBURG 73773 6 432 G G m~ ELOR OF COMMERCE: ECONOMICS 5 UNIVERSITY OF PRETORIA 7055 I 6 430 G G

144 BACHELOR OF COMMERCE: ECONOMICS 15 UNIVERSITY OF WESTERN CAPE 7263 6~G G

147 CHARTERED ACCOUNTANT: AUDITING 6 SAICA 48913 7 6 G G G

POSTGRADUATE DIPLOMA: MANAGEMENT

148 FINANCIAL ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 15497 7 120 G G G G G

BACHELOR OF AGRICULTURAL

151 MANAGEMENT 12 UNIVERSITY OF KWA2ULU-NATAL 2483 6384 :tl G G

BACHELOR OF COMMERCE: BUSINESS

152 MANAGEMENT 5 UNIVERSITY OF PRETORIA 7043 7 431 G G

153 BACHELOR OF COMMERCE: ECONOMICS 11 UNIVERSITY OF FREE STATE 8613 6 536 G G G G G 153 BACHELOR OF COMMERCE: ECONOMICS 21 UNIVERSITY OF VENDA 9209 7 476 G G G G G

Category 1 [Sub Categories Below]

6 7 8 9 10 11 12 13 14 15 16 G G G G G G G G G G G

G G G G G G

ijtf~ G

~m~ G G

G G G G G G G G G G G

G G G G G G G G G G

. - G G G G G G G -

G G

~: G G G G G G G

G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G*G G G G G G G G

G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

17118119 20 Kl G G G G G

"ut G

G G

G G G ~ G G G G ~ G G G G G

G G G G G

G G G G G

G G G G G

G G G G G

G G T .§._

G G G G G

G G G G G

G G G G G

G G G G G

G G Gffl G G G G G

G G G G G

G G G* G G G G G

G G G G G

..... 0

G) 0 < m lJ z $:: m z -1 G)

~ m ~ m

List 1: Qualifications recognised for Category I FSPs

0 z .j ~ .e

5!

i Category 1 [Sub Categories Below]

1 2 3 41 S 6 7 8 9 10 11 12 13114 1!¥ 17 18119 20 Kl 154 BACCALAUREU5PROCURATIONIS Is UNIVERSITY OF PRETORIA 72822 ~ G ~G G G G G G G G G G G_.::_ G G G G G 154 BACCALAUReus PROCURATIONIS Tls'+-uNc:.I..;..V;;;;.ERS.;;;..;.,;ITY.:....:::o..;..F.;..w;..;.E;;.;.ST.;;;E;;;;.R;;...N:....c_A_PE----+80;;,;1;;:1::._ __ t-l-7 480 G 'G ~G G G G G G G G i.f. G G G G IG IG G

CERTIFICATE: TECHNOLOGY MANAGEMENT I I 155 AND INNOVATION RNERSTONE PERFORMANCE SOLUTIONS 59449 5 120 G G G G G G G G G G G G G G G jG IG G G G

II I 156 CERTIFICATE: WEALTH MANAGEMENT

157 DIPLOMA: MANAGEMENT 158 BACHELOR OF LAWS 158 BACHELOR OF LAWS 158 BACHELOR OF LAWS 158 BACHELOR OF LAWS

ON INSTITUTE OF BUSINESS SCIENCE 91 (GIBS) 73350

THE INSTITUTE OF ADMIN AND COMMERCE 131 OF SOUTH AFRICA 35957

5 UNIVERSITY OF PRETORIA 6875 1 UNISA 6009 7 UNIVERSITY OF THE WITWATERSRAND 9271

52 SGBALL INSTITUTIONS 22993 INTERNATIONAL COMPLIANCE

159 INTERNATIONAL DIPLOMA IN COMPLIANCE 116 ASSOCIATION FSB010 164 BACHELOR OF COMMERCE: LAW 164 BACHELOR OF COMMERCE: LAW

BACHELOR OF COMMERCE: ECONOMICS

165 AND LAW

166 BACHELOR OF COMMERCE: ACCOUNTING

166 BACHELOR OF COMMERCE: ACCOUNTING

166 BACHELOR OF COMMERCE: ACCOUNTING

166 BACHELOR OF COMMERCE: ACCOUNTING 168 BACHELOR OF SCIENCE: GEOLOGY 169 NATIONAL DIPLOMA: MARKETING

169 NATIONAL DIPLOMA: MARKETING

11 UNIVERSITY OF FREE STATE 5 UNIVERSITY OF PRETORIA

9 UNIVERSITY OF CAPE TOWN

8 UNIVERSITY OF JOHANNESBURG

13 RAU

11 UNIVERSITY OF FREE STATE

9 UNIVERSITY OF CAPE TOWN 14 UNIVERSITY OF PORT ELIZABETH 38 MANGOSUTHU TECHNIKON

CENTRAL UNIVERSITY OF TECHNOlOGY

72 FREE STATE

9843 7092

4427

73772

3095

16910

4737 17281 72251

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0 OG G G G G G G G G G G G G G G G G G G G G 6 360G G G G G G G G G G G G G G G G G G G G G 6 424 G G G G G G G G G G G G G G G G G G G G G

6 432 G G G G G G G G G G G G G G G G G G G G G

6 432 G G G G G G G G G G G G G G G G G G G G G

6 432 G G G G G G G G G G G G G G G G G G G G G

6 608G G G G G G G G G G G G G G G G G G G G G

7 432 G G G G G G G G G G G G G G G G G G G G G

6 360 • G • • • • · • • - - - - - - - - - - - -6 360 G G G G G G G G G G G G G G G G G G G G G

6 360 G G G G G G G G G G G G G G G G G G G G G

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1 2 3 4 5 6 169 NATIONAL DIPLOMA: MARKETING 11 UNIVERSITY OF FREE STATE 1327 6 360 G G G G G G 169 NATIONAL DIPLOMA: MARKETING 26 PORT ELIZABETH TECHNIKON 87131 6 360 G G G G G G

169 NATIONAL DIPLOMA: MARKETING 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72613 6 360 G G G G G G

CHARTERED ACCOUNTANT: FINANCIAL 170 MANAGEMENT 6 SAICA 48912 7 698 G G G G G G

171 POSTGRADUATE DIPLOMA: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 5191 7 120 G G G G G G

MANAGEMENT DEVELOPMENT

174 PROGRAMME 10 UNIVERSITY OF STELLENBOSCH FSB017S 5 162 G G G G G G

MANAGEMENT DEVELOPMENT

174 PROGRAMME 11 UNIVERSITY OF FREE STATE FSB0164 0 OG G G G G G

MANAGEMENT DEVELOPMENT

174 PROGRAMME 1 UNISA FSB0163 0 OG G G G G G

NATIONAL CERTIFICATE: FINANCIAL

175 PLANNING 69 INSET A 57695 6 120 G G G G G G

NATIONAL CERTIFICATE: FINANCIAL

175 PLANNING 4 MILPARK BUSINESS SCHOOL 62795 6 120 G G G SP SP G

BACHELOR OF COMMERCE: BANKING

176 MANAGEMENT 4 MILPARK BUSINESS SCHOOL 62812 6 363 G G s G G G

BACHELOR OF COMMERCE: BANKING

176 MANAGEMENT 47 DAMELIN 58005 6 363 G G G G G G

177 BACHELOR ADMINISTRATION 15 UNIVERSITY OF WESTERN CAPE 7333 6 360 G G G G G G

178 NATIONAL DIPLOMA: INTERNAL AUDITING 68 COMMITTEE OF TECHNIKON PRINCIPALS 2165 6 360 G G G G G G

SOUTH AFRICAN INSTITUTE OF 179 DIPLOMA: BUSINESS MANAGEMENT 165 MANAGEMENT 67690 5 250 G G G G G G 179 DIPLOMA: BUSINESS MANAGEMENT 52 SGB ALL INSTITUTIONS S8341 5 240 G G G G G G 180 BACHELOR OF ACCOUNTANCY 16 UNIVERSITY OF DURBAN WESTVILLE 15506 6 384 G G G G G G

POSTGRADUATE CERTIFICATE: ADVANCE

181 TAXATION 1 UNISA 14547 7 240 G G G G G G

Category 1 [Sub Categories Below)

7 8 9 10 11 12 13 14 15 16 G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

17 18 19

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G G G

G G G

G G G

G G G

G G G

G G G

G G G

G G G

G G G

G G G

G G G

G G G

G G G

G G G

G G G

G G G

G G G

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183 ADVANCED DIPLOMA: MANAGEMENT 4 MILPARK BUSINESS SCHOOL 62270 6 120 G G G G G G G G G G G G G G G G G G G G G BACHELOR OF BUSINESS MANAGEMENT

186 AND ADMINISTRATION HONOURS 10 UNIVERSITY OF STELLENBOSCH 15370 7 150 G G G G G G G G G G G G G G G G G G G G G DIPLOMA TREASURY: INTERNATIONAL

192 BANKING 3 INSTITUTE OF BANKERS 20334 5 240 G G G jG G G G G G G G G G G G G G G G G G MASTER OF BUSINESS MANAGEMENT AND

193 ADMINISTRATION 10 UNIVERSITY OF STELLENBOSCH 19608 8

;r G G G G G G G G G G G G G G G G G G G

194 DIPLOMA: INVESTMENT MANAGEMENT I 13IRAU 3139 5 . . - G G G G G G G G . - G G . G G BACHELOR OF COMMERCE: ACCOUNTING

197 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19584 d G G G G G G G ·m· G G G G G G G G G 199 CERTIFICATE: LOCAL GOVERNMENT 2 INSTITUTE OF ADMINISTRATION 23616 G G G G G G G G G G G G G G G G G G 200 BACHELOR OF COMMERCE: MARKETING 11 UNIVERSITY OF FREE STATE 16915 6 G G G G G G G G G G G G G IG G G G G

NATIONAL CERTIFICATE: BUSINESS STUDIES:

Gil IG G 201 BUSINESS MANAGEMENT 82 DEPARTMENT OF EDUCATION 22452 5 120 G G G G G G G G G G G G G G G BACHELOR OF COMMERCE MARKETING

203 AND BUSINESS MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73780 7 432 G G G G G G G G G G G G G G G G G G G G G BACHELOR OF COMMERCE MARKETING

203 AND BUSINESS MANAGEMENT 1 UNISA 83291 7 360 G G G G G G G G G G G G G G G G G G G G G 204 BACHELOR OF ACCOUNTING HONOURS 12 UNIVERSITY OF KWAZULU·NATAL 2559 7 128 G G G G G G G G G G G G G G G G G G G G G

HIGHER CERTIFICATE IN FINANCIAL

MARKETS AND INSTRUMENTS (HISTORICAL

205 QUALIFICATION) 71 ACADEMY OF FINANCIAL MARKETS FSB 028 0 OG G G G G G G G G G G G G G G G G G G G G NATIONAL CERTIFICATE: INSURANCE

206 ADMINISTRATION 82 DEPARTMENT OF EDUCATION 14653 2 120 G G G G G G G G G G G G G G G G G G G G G NATIONAL CERTIFICATE: COLLECTIVE

G IG IG 209 INVESTMENT SCHEMES 52 SGB ALL INSTITUTIONS 20638 4 120 G lr. r. lr. G G G G G G G G G G G G G G NATIONAL CERTIFICATE: HEALTHCARE

BENEFITS ADMINISTRATION: CLAIMS

210 ASSESSING 52 SGB ALL INSTITUTIONS 20639 4 120 G G G G G G G G G G G G G G G G G G G G G

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212 INSURANCE 52 SGB All INSTITUTIONS 21796 4 120 G G G G G G NATIONAl CERTIFICATE: SHORT-TERM

212 INSURANCE 52 SGB All INSTITUTIONS 57918 5 120 G G G G G G NATIONAl CERTIFICATE: RISK

213 MANAGEMENT 52 SGB All INSTITUTIONS 24396 4 140- s - - - s NATIONAl CERTIFICATE: FINANCIAl

214 SERVICES MANAGEMENT 52 SGB All INSTITUTIONS 48640 4 150 G G G G G G FURTHER EDUCATION AND TRAINING

218 CERTIFICATE: SHORT TERM INSURANCE 52 SGB All INSTITUTIONS 66610 4 150 G s - - - s FURTHER EDUCATION AND TRAINING CERTIFICATE: SHORT-TERM RISK

219 MANAGEMENT 52 SGB All INSTITUTIONS 57613 4 160- s - - - s DIPlOMA IN BUSINESS MANAGEMENT

221 (HISTORICAl QUAliFICATION) 47 DAME liN FSB 041 5 OG G G G G G ASSOCIATESHIP CERTIFICATE: BUilDING SOCIETIES INSTITUTE OF SOUTH AFRICA

222 (HISTORICAl QUAliFICATION) 62 INSURANCE INSTITUTE OF SA (liSA) FSB 042 5 OG G G G G G

223 NATIONAl HIGHER CERTIFICATE: BANKING 68 COMMITTEE OF TECHNIKON PRINCIPAlS 1213 5 240 G G G G G G 224 NATIONAl CERTIFICATE: BANKING 52 SGB All INSTITUTIONS 61589 5 120 G G G G G G

DIPlOMA: ROAD TRANSPORT 225 MANAGEMENT FREIGHT 13 RAU 3215 5 240- G - - - G 226 liSA PROGRAMME: liFE INSURANCE 1 UNISA 71501 5 120 G - G G G -228 DIPlOMA: BANKING 1 UNISA 14373 5 384 G G G G G G

229 CERTIFICATE: MANAGEMENT lEADERSHIP 11 UNIVERSITY OF FREE STATE 17001 5 120 G G G G G G HIGHER CERTIFICATE: SHORT-TERM

232 INSURANCE 62 INSURANCE INSTITUTE OF SA (liSA) 20411 5 120 G s G G G s

Category 1 [Sub Categories Below]

7 8 9 10 11 12 13 14 15 16

G G G G G G G G G G

G G G G G G G G G G

- - - - - - - - - -

G G G G G G G G G G

- - - - - - - - - -

- - - - - - - - - -

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G

- - - - - - - - - -G G G G G G G G - -G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G - -

17 18 19

G G G

G G G

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G G G

- - -

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G G G

- G G

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232 INSURANCE 4 MILPARK BUSINESS SCHOOL 83526 5 120 G SP G G G s HIGHER CERTIFICATE: LONG-TERM

233 INSURANCE 62 INSURANCE INSTITUTE OF SA (liSA) 20411 5 120 G G G G G G

ADVANCED CERTIFICATE: INTERNATIONAL INTERNATIONAL TRADE INSTITUTE OF

236 TRADE (EXPORTS/IMPORTS) 169 SOUTHERN AFRICA 24356 5 284 G G G G G G

237 CERTIFICATE: PRACTICAL MANAGEMENT 170 GIMTSCHOOLOF BUSINESS (PTY) LTD 36047 5 120 G G G G G G

NATIONAL DIPLOMA: FINANCIAL SERVICES 239 LONG TERM RISK ASSESSMENT 52 SGB ALL INSTITUTIONS 49860 5 245 G G G G G G

NATIONAL CERTIFICATE: BANKING

240 (FINANCIAL SERVICES) 4 MILPARK BUSINESS SCHOOL 62794 5 120 G G G G G G

NATIONAL CERTIFICATE: BANKING 240 (FINANCIAL SERVICES) 47 DAMELIN 57639 5 120 G G G G G G

NATIONAL CERTIFICATE: BANKING SERVICE 242 ADVICE 4 MILPARK BUSINESS SCHOOL 62811 5 131 G G G G G G

NATIONAL CERTIFICATE: BANKING SERVICE 242 ADVICE 47 DAMEUN 58002/50353 5 131 G G G G G G

NATIONAL CERTIFICATE: GENERIC

244 MANAGEMENT 52 SGB ALL INSTITUTIONS 59201 5 162 G G G G G G

REGISTERED FINANCIAL PLANNER PROVIDED UNDERLYING QUALIFICATION IS

Lffi ACHIEVED 46 FINANCIAL PLANNING INSTITUTE 59234 5 120 s G s s s G !CERTIFICATE: BANK CREDIT I 47 DAMELIN 59829 5 120 G G G G G G

247 CERTIFICATE: BANK CREDIT 4 MIL PARK BUSINESS SCHOOL 62813 5 120 G G G G G G

248 NATIONAL CERTIFICATE: LOSS ADJUSTING 52 SGB All INSTITUTIONS 61529 5 120- G - - - G

Category 1 [Sub categories Below)

7 8 9 10 11 12 13 14 15

G - - - - . - -G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G s G G G G G G G G G G G G G G G G G G G

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16 17 18

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G G G

G G G

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NATIONAL DIPLOMA: ECONOMIC 251 MANAGEMENT ANALYSIS 68 COMMITTEE OF TECHNIKON PRINCIPALS 961 6 360 G G G G G G

252 NATIONAL DIPLOMA: BANKING 68 COMMITTEE OF TECHNIKON PRINCIPALS 977 6 360 G G G G G G NATIONAL DIPLOMA: COST AND

253 MANAGEMENT ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY 72220 6 360 G G G G G G

NATIONAL DIPLOMA: COST AND

253 MANAGEMENT ACCOUNTING 68 COMMITTEE OF TECHNIKON PRINCIPALS 1061 6 360 G G G G G G

NATIONAL DIPLOMA: COST AND

253 MANAGEMENT ACCOUNTING 86 VAAL UNIVERSITY OF TECHNOLOGY 72723 6 360 G G G G G G

254 BACHELOR OF ACCOUNTING 12 UNIVERSITY OF KWAZULU-NATAL 2549 6 384 G G G G G G

255 BACHELOR OF SOCIAL SCIENCE HONOURS 177 UNIVERSITY OF NATAL 2961 6 384 G G G G G G

BACHELOR OF COMMERCE: INDUSTRIAL

256 PSYCHOLOGY 13 RAU 3255 6 432 G G G G G G BACHELOR OF COMMERCE: INDUSTRIAL

256 PSYCHOLOGY 8 UNIVERSITY OF JOHANNESBURG 73775 6 432 G G G G G G

BACHELOR OF COMMERCE: INDUSTRIAL 256 PSYCHOLOGY 17 UNIVERSITY OF NORTH WEST 72773 6 360 G G G G G G 259 BACHELOR OF COMMERCE: BANKING 11 UNIVERSITY OF FREE STATE 16913 6 536 G G G G G G

259 BACHELOR OF COMMERCE: BANKING 5 UNIVERSITY OF PRETORIA 7039 6 536 G G G G G G

260 BACHELOR OF COMMERCE: ECONOMICS 15 UNIVERSITY OF WESTERN CAPE 7263 6 360 G G G G G G 260 BACHELOR OF COMMERCE: ECONOMICS 1 UNISA 5563 6 360 G G G G G G

261 BACHELOR OF ADMINISTRATION 15 UNIVERSITY OF WESTERN CAPE 7333 6 360 G G G G G G

BACHELOR OF COMMERCE: MONETARY 262 ECONOMICS 140 VISTA UNIVERSITY 7895 6 360 G G G G G G 263 BACHELOR OF LAWS 13 RAU 3403 7 592 G G G G G G 264 BACHELOR OF COMMERCE: LAW 8 UNIVERSITY OF JOHANNESBURG 73778 6 448 G G G G G G 264 BACHELOR OF COMMERCE: LAW 10 UNIVERSITY OF STELLENBOSCH 15594 6 369 G G G G G G 265 BACHELOR OF BANKING 1 UNISA 14375 6 504 G G G G G G

Category 1 [Sub Categories Below]

7 8 9 10 11 12 13 14 15 16

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G

17 18 19

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G G G G G G

G G G

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G G G

G G G G G G G G G

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G G G

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266 BACHELOR OF COMMERCE: ACCOUNTANcY 12 UNIVERSITY OF KWAZULU-NATAL 14779 6 384 G G G G G

267 BACHELOR OF SCIENCE: ACTUARIAL SCIENCE 12 UNIVERSITY OF KWAZULU-NATAL 16253 6 384 G G G G G BACHELOR OF COMMERCE: AGRIBUSINESS

269 MANAGEMENT 5 UNIVERSITY OF PRETORIA 16441 6 421 G G G G G BACHELOR OF COMMERCE: GENERAL

270 MANAGEMENT 11 UNIVERSITY OF FREE STATE 16912 6 536 G G G G G BACHELOR OF COMMERCE: AGRICULTURAL

271 ECONOMICS 11 UNIVERSITY OF FREE STATE 16927 6 568 G G G G G 273 DIPLOMA: MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16991 5~G G G G

BACHELOR OF COMMERCE: MANAGEMENT 274 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19587 6 370 G G G G G

BACHELOR OF ECONOMICS: ECONOMICS 275 AND MANAGEMENT 10 UNIVERSITY OF STELLENBOSCH 19592 6 370IG G G G G

DIPLOMA: INSURANCE (SPECIALISATION IN

277 LONG-TERM INSURANCE) 1 UNISA 20412 6 120 G G G G

DIPLOMA: INSURANCE (SPECIALISATION IN 278 SHORT-TERM INSURANCE) 1 UNISA 20412 6 120-

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DIPLOMA: ACCOUNTING AND BUSINESS 280 ADMINISTRATION 171 ICESA CITY CAMPUS 24326 6 360 G G G G

281 DIPLOMA: MARKETING 3 INSTITUTE OF BANKERS 20332 5 240 G G G G G

281 DIPLOMA: MARKETING 101 IMM GRADUATE SCHOOL OF MARKETING 24327 6 350 G G G G G THE INSTITUTE OF ADMIN AND COMMERCE

282 DIPLOMA: MANAGEMENT 131 OF SOUTH AFRICA 35957 6 420 G G G G G

category 1 [Sub Categories Below)

61718 9 10 11 12 13 14 15 16

:t± G G G G G G G G

G G# G IG G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

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G G G G G G G G G G IG G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

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G G G G G

G G G G G

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1 2 3 4 5 6 ASSOCIATE FINANCIAL PLANNER (AFP)

PROVIDED UNDERLYING QUALIFICATION IS 287 ACHIEVED 46 FINANCIAL PLANNING INSTITUTE 59233 6 120 s G s s s G 288 HIGHER DIPLOMA: BANKING 4 MILPARK BUSINESS SCHOOL 62814 6 240 G G G G G G 288 HIGHER DIPLOMA: BANKING 47 DAMELIN 59830 6 240 G G G G G G

289 BACHELOR OF BUSINESS ADMINISTRATION 1 UNISA 5561 6 384 G G G G G G

289 BACHELOR OF BUSINESS ADMINISTRATION 52 SGB ALL INSTITUTIONS 59850 6 360 G G G G G G

291 NATIONAL DIPLOMA :MANAGEMENT 37 DURBAN UNIVERSITY TECHNOLOGY 72249 6 360 G G G G G G 291 NATIONAL DIPLOMA :MANAGEMENT 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72610 6 360 G G G G G G 291 NATIONAL DIPLOMA :MANAGEMENT 57 SOUTHERN BUSINESS SCHOOL 57222 6 360 G G G G G G

REGISTERED PERSONS EXAM: EQUITIES SOUTH AFRICAN INSTITUTE OF FINANCIAL

293 MARKET 51 MARKETS (SAIFM) FSB 030 6 0- - - - - -REGISTERED PERSONS EXAM: BOND SOUTH AFRICAN INSTITUTE OF FINANCIAL

294 MARKET (COMPLIANCE) 51 MARKETS (SAIFM) FSB 031 6 OG G G G G G REGISTERED PERSONS EXAM: BOND SOUTH AFRICAN INSTITUTE OF FINANCIAL

295 MARKET (TRADER) 51 MARKETS (SAIFM) FSB 032 6 0- - - - - -REGISTERED PERSONS EXAM: FUTURES SOUTH AFRICAN INSTITUTE OF FINANCIAL

296 MARKET 51 MARKETS (SAIFM) FSB 033 6 0- - - - - -REGISTERED PERSONS EXAM: YIELD SOUTH AFRICAN INSTITUTE OF FINANCIAL

297 MARKET 51 MARKETS (SAIFM) FSB 034 6 0- - - - - -

REGISTERED PERSONS EXAM: CURRENCY SOUTH AFRICAN INSTITUTE OF FINANCIAL

298 DERIVATIVES MARKET (ADVICE) 51 MARKETS (SAIFM) FSB 035 6 0- - - - - -

REGISTERED PERSONS EXAM: CURRENCY SOUTH AFRICAN INSTITUTE OF FINANCIAL 299 DERIVATIVES MARKET (TRADER) 51 MARKETS (SAIFM) FSB 036 6 0- - - - - -

REGISTERED PERSONS EXAM: FOREX SOUTH AFRICAN INSTITUTE OF FINANCIAL 300 MARKET 51 MARKETS (SAIFM) FSB 037 6 OG G G G G G

Category 1 [Sub Categories Below]

7 8 9 10 11 12 13 14 15 16

G G G G G G G s G s G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G

- s G G G G G G G -

G G G G G s G G G G

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G G G

G G G G G G G G G

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304 PRACTICE: SHORT TERM INSURANCE 1 UNISA FSB044 6 120 G G G G G G

liSA PROGRAMME IN ADVANCE INSURANCE 305 PRACTICE: LONG TERM INSURANCE 1 UNISA FSB045 6 120 G G G G G

BACHELOR OF SCIENCE: MATHEMATICAL 306 STATISTICS 21 UNIVERSITY OF VENDA 17398 6 408 G G G G G G

r:r~ACHELOR OF COMMERCE: FINANCIAL PLANNING 14 UNIVERSITY OF PORT ELIZABETH 66093 6 366 G G G G G G

308 BACHELOR OF TECHNOLOGY: BANKING 52 SGB All INSTITUTIONS 57202 7 480 G G G G G G

309 BACHELOR OF TECHNOLOGY: MARKETING 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72429 7 480 G G G G G G

309 BACHELOR OF TECHNOLOGY: MARKETING 68 COMMITTEE OF TECHNIKON PRINCIPALS 1325 7 480 G G G G G G

POSTGRADUATE DIPLOMA: FINANCE

310 BANKING AND INVESTMENT MANAGEMENT 12 UNIVERSITY OF KWAZULU-NATAL 2629 7 128 G G G G G G

311 BACHELOR OF COMMERCE: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 4737 7 120 G G G G G G BACHELOR OF COMMERCE HONOURS:

313 ACCOUNTING 13 RAU 3093 7 160 G G G G G G

BACHELOR OF COMMERCE HONOURS: 315 INVESTMENT MANAGEMENT 13 RAU 3137 7 160 G G G G G G

BACHELOR OF BUSINESS SCIENCE: 316 MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN 4403 7 576 G G G G G G

ICSA PROGRAMME IN STRATEGIC MANAGEMENT AND CORPORATE

318 GOVERNANCE 1 UNISA 71102 7 96 G G G G G G

Category 1 [Sub Categories Below]

7 8 9 10 11 12 13 14 15

- - - - - - - - -

- - - - - - - - -

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G G G G G G G G G G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G

16 17 18

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G G G G G G

G G G

G G G

G G G

G G G

G G G

G G G

G G G

G G G

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G G

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319 BANKING 30 TECHNOLOGY FSB068 0 OG G G G G G

POSTGRADUATE CERTIFICATE: ADVANCED

320 TAXATION 1 UNISA 14547 7 240 G G G G G G

BACHELOR OF BUSINESS SCIENCE:

321 ECONOMICS 177 UNIVERSITY OF NATAL 14784 7 544 G G G G G G

BACHELOR OF ARTS HONOURS:

322 INTERNATIONAL TRADE AND FINANCE 13 RAU 14860 7 160 G G G G G G

BACHELOR OF ARTS HONOURS: TRADE AND

324 DEVELOPMENT 13 RAU 15475 7 160 G G G G G G

BACHELOR OF COMMERCE HONOURS:

325 FINANCIAL MANAGEMENT SCIENCES 5 UNIVERSITY OF PRETORIA 16400 7 180 G G G G G G

BACHELOR OF COMMERCE HONOURS:

326 AGRIBUSINESS MANAGEMENT 5 UNIVERSITY OF PRETORIA 16486 7 160 G G G G G G

327 BACHELOR OF MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16944 7 360 G G G G G G

BACHELOR OF COMMERCE HONOURS:

328 FINANCIAL MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 19962 7 120 G G G G G G

POSTGRADUATE DIPLOMA: PROFESSIONAL SOUTH AFRICAN INSTITUTE OF

331 ACCOUNTANT IN PRACTICE so PROFESSIONAL ACCOUNTANTS (SAIPA) 20391 7 240 G G G G G G

POSTGRADUATE PROFESSIONAL

QUALIFICATION: PROFESSIONAL SOUTH AFRICAN INSTITUTE OF

332 ACCOUNTANT IN BUSINESS so PROFESSIONAL ACCOUNTANTS (SAIPA) 20392 7 480 G G G G G G

333 DIPLOMA: COMPANY DIRECTION 170 GIMT SCHOOL OF BUSINESS (PTY) L TO 36050 7 240 G G G G G G

POSTGRADUATE DIPLOMA: FINANCIAL

334 PLANNING 11 UNIVERSITY OF FREE STATE 48866 7 160 G G G G G G

ADVANCED POSTGRADUATE DIPLOMA:

335 FINANCIAL PLANNING 11 UNIVERSITY OF FREE STATE 48867 7 120 G G G G G G

Category 1 [Sub Categories Below]

7 8 9 10 11 12 13 14 15 16

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

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337 FINANCIAL PLANNING 13 RAU 50148 7 120 G G G G G BACHELOR OF TECHNOLOGY: INTERNAL CENTRAL UNIVERSITY OF TECHNOLOGY

338 AUDITING 72 FREE STATE 65341 7 480 G G G G G

CERTIFIED FINANCIAL PLANNER PROVIDED

340 UNDERLYING QUALIFICATION ACHIEVED 46 FINANCIAL PLANNING INSTITUTE 59235 7 120 s G s s s

PROFESSIONAL POSTGRADUATE

QUALIFICATION: COMPANY SECRETARIAL

341 AND GOVERNANCE PRACTICE 52 SGB ALL INSTITUTIONS 60654 7 120 G G G G G DOCTOR OF COMMERCE: INVESTMENT

342 MANAGEMENT 13 RAU 3133 8 360 G G G G G

343 MASTER OF COMMERCE: BANKING 5 UNIVERSITY OF PRETORIA 4807 8 300 G G G G G MASTER OF BUSINESS ADMINISTRATION:

346 TELEMATIC 18 UNIVERSITY OF POTCHEFSTROOM 19606 8 288 G G G G G MASTER: BUSINESS ADMINISTRATION: MANAGEMENT COLLEGE OF SOUTH AFRICA

349 GENERAL 76 (MANCOSA) 36078 9 200 G G G G G 350 MASTER: BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 62271 8 233 G G G G G

CHARTERED FINANCIAL ANALYST(FOREIGN

351 QUALIFICATION) 98 CFA INSTITUTE FSB001 0 OS G 5 s s ALTERNATIVE INVESTMENT SPECIALIST CHARTERED ALTERNATIVE INVESTMENT

352 (CAIA) (FOREIGN QUALIFICATION) 93 ANALYST ASSOCIATION (CAIA) FSB 002 0 0. . - - . CHARTERED INSURANCE INSTITUTE:

CERTIFICATE IN INSURANCE (FOREIGN 353 QUALIFICATION) 61 CHARTERED INSURANCE INSTITUTE FSB 003 0 0 G G . -

CHARTERED INSURANCE INSTITUTE:

DIPLOMA IN INSURANCE (FOREIGN 354 QUALIFICATION) 61 CHARTERED INSURANCE INSTITUTE FSB004 0 OG G G G .

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G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G s G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G

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ADVANCED DIPLOMA IN INSURANCE 355 (FOREIGN QUALIFICATION) 61 CHARTERED INSURANCE INSTITUTE FSB 005 0 OG G G G - G

FELLOWSHIP OF THE CHARTERED INSURANCE INSTITUTE (FOREIGN

356 QUALIFICATION) 61 CHARTERED INSURANCE INSTITUTE FSB 006 0 OG G G G G G

ASSOCIATESHIP OF THE CHARTERED INSURANCE INSTITUTE (FOREIGN

357 QUALIFICATION) 62 INSURANCE INSTITUTE OF SA (liSA) FSB 007 0 OG G G G G G INTERNATIONAL CERTIFICATE IN FINANCIAL

359 ADVICE 176 SECURITIES AND INVESTMENT INSTITUTE FSB 009 0 OG G G G G G REGISTERED PERSONS EXAM: MONEY SOUTH AFRICAN INSTITUTE OF FINANCIAL

386 MARKET 51 MARKETS (SAIFM) FSB 038 6 OG G G G G G REGISTERED PERSONS EXAM: SOUTH AFRICAN INSTITUTE OF FINANCIAL

387 AGRICULTURAL PRODUCTS 51 MARKETS (SAIFM) FSB 039 6 0- - - - - -

391 BACHELOR OF BUSINESS SCIENCE: FINANCE 177 UNIVERSITY OF NATAL 14789 7 576 G G G G G G DOCTOR OF COMMERCE: INSURANCE

397 SCIENCE 5 UNIVERSITY OF PRETORIA 4887 8 144 G G G G G G BACHELOR OF COMMERCE: RISK

405 MANAGEMENT 11 UNIVERSITY OF FREE STATE 16936 6 528 G G G G G G NATIONAL CERTIFICATE: FINANCIAL

406 MARKETS AND INSTRUMENTS 52 SGB ALL INSTITUTIONS 50481 6 120 G G G G G G BACHELOR OF COMMERCE HUMAN

414 RESOURCES MANAGEMENT 5 UNIVERSITY OF PRETORIA 7067 7 455 G G G G G G BACHELOR OF COMMERCE HONOURS: RISK

415 MANAGEMENT AND INSURANCE 22 UNIVERSITY OF ZIMBABWE FSB 047 6 OG G G G G G NATIONAL DIPLOMA:BUSINESS

416 MANAGEMENT 82 DEPARTMENT OF EDUCATION FSB 048 0 OG G G G G G

Category 1 [Sub Categories Below]

7 8 9 10 11 12 13 14 15 16

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G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G s G G G G G G G

- G G G G G G G G -

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

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417 MATHEMATICS AND INFORMATICS 52 SGB ALL INSTITUTIONS 35954 61360 G G

BACHELOR OF COMMERCE INDUSTRIAL AND 418 ORGANISATIONAL PSYCHOLOGY 1 UNISA 15563 6384 G .§.__

419 BACHELOR OF COMMERCE: MANAGEMENT 1 UNISA 5563 6 384 G

BACHELOR OF AGRICULTURE HONOURS:

A 1201G 422 AGRICULTURAL MANAGEMENT 11 UNIVERSITY OF FREE STATE 16911 G G

BACHELOR OF COMMERCE:

423 INTRAPRENEURIAL MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73715 6 426 G G

MANAGEMENT ADVANCEMENT 425 PROGRAMME 59 WITS BUSINESS SCHOOL FSB0153 0 OG G G

BACHELOR OF COMMERCE (HONOURS)

426 HUMAN RESOURCE MANAGEMENT 5 UNIVERSITY OF PRETORIA 7137 7 160 G G G

427 BACHELOR OF PHARMACY 52 SGB ALL INSTITUTIONS 65130 -BACHELOR OF COMMERCE:MARKETING

429 AND BUSINESS MANAGEMENT 47 DAMELIN 58003 6 360 G G G

BACHELOR OF COMMERCE: SPORTS 432 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73782 6 472 G G G

NATIONAL TEACHER'S DIPLOMA:

434 COMMERCE 82 DEPARTMENT OF EDUCATION FSB 051 6 360 G G G

435 BACHELOR OF TECHNOLOGY REAL ESTATE 1 UNISA 62342 8 480 G G G

436 NATIONAL DIPLOMA IN COMMERCE 82 DEPARTMENT OF EDUCATION 7 6 360 G G G BACHELOR OF COMMERCE: INDUSTRIAL

438 COMMUNICATION 17 UNIVERSITY OF NORTH WEST 72774 751~G G

BACHELOR OF COMMERCE: QUANTITATIVE 440 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 15379 6 376 G G G

BACHELOR OF ACCOUNTING SCIENCE

441 HONOURS 1 UNISA 5669 7 120 G G G

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G G G G G G G G G G G G G G G

G G G G G G G G G G G G G G G

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G IG G G G G G G G G G G IG IG G

G G G G G G G iG G G G G G G G

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G G G G G G G G G G IG G

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448 ADMINISTRATION 143 AND ADMINISTRATORS FSB 056 6 OG G G G G G G G G G G G G G G G G G G G G ~ NATIONAL DIPLOMA IN PENSIONS ZIMBABWE MINISTRY OF HIGHER _m

449 MANAGEMENT 168 EDUCATION AND TECHNOlOGY FSB 053 5 OG G G G G G G G G G G G G _.. (11

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GLOBAL ASSOCIATION OF RISK 458 FINANCIAL RISK MANAGER 111 PROFESSIONAL F$6055 G G G G G G G G G G G

BACHELOR OF TECHNOLOGY: BUSINESS 462 ADMINISTRATION 123 BORDER TECHNIKON 1065 G G G G G G G G G G

MASTER OF TECHNOLOGY: BUSINESS 463 ADMINISTRATION ITTEE OF TECHNIKON PRINCIPALS 1069 G G G G G G G G G G G 465 CERTIFICATE OF FINANCIAL ADVISING FSB 67 G G G G G G G G G G

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466 PLANNING 3 INSTITUTE OF BANKERS 76968 6 240 G G G G G G

467 ADVANCED DIPLOMA IN CREDIT 3 INSTITUTE OF BANKERS 76966 6 240 G G G G G G ADVANCED DIPLOMA IN FINANCIAL

468 PLANNING 3 INSTITUTE OF BANKERS 76964 6 240 G G G G G G

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469 AFRICA (FASSA) 118 ACTURIAL SOCIETY OF SOUTH AFRICA FSB062 8 OG G G G G G 471 ADVANCED DIPLOMA IN MARKETING 3 INSTITUTE OF BANKERS 76969 6 240 G G G G G G

1472 DIPLOMA: CREDIT 3 INSTITUTE OF BANKERS 20331 5 240 G G G G G G I

473 DIPLOMA: TRUST: ESTATE ADMINISTRATION 3 INSTITUTE OF BANKERS 20335 5 240 G G G G G G PROFESSIONAL QUALIFICATION:

478 GOVERNANCE AND ADMINISTRATION 52 SGB ALL INSTITUTIONS 60653 5 130 G G G G G G

PROFESSIONAL QUALIFICATION: 479 MANAGEMENT AND ADMINISTRATION 52 SGB ALL INSTITUTIONS 60651 S 125 G G IG G G G

~ BACHELOR OF COMMERCE: MARKETING

MANAGEMENT S UNIVERSITY OF PRETORIA 7099 6 445 G G G G G G GORDON INSTITUTE OF BUSINESS SCIENCE

484 MCCARTHY MANAGEMENT PROGRAMME ~IBS) FSB063 5 120 G G G G G G 485 BACHELOR OF COMMERCE NIVERSITY OF KWA2ULU-NATAL 79006 6 384 G G G G G G

NATIONAL DIPLOMA: COMMERCIAL

487 PRACTICE 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72561 6 360 G G G G G G BACHELOR OF COMMERCE:

488 COMMUNICATION MANAGEMENT 5 UNIVERSITY OF PRETORIA 7047 6 455 G G G!G

G 489 BACHELOR OF PROCURATIONIS 11 UNIVERSITY OF FREE STATE 8853 6 480 G G G G G

SAFEXJUNIOR CERTIFICATE EXAMINATION

(JSE EQUITY DERIVATIVES DEALER SOUTH AFRICAN INSTITUTE OF FINANCIAL 490 QUALIFICATION) 51 MARKETS (SAIFM) FSB064 0 0- - . - - .

QUALIFIED STOCKBROKER SAIS BOARD SOUTH AFRICAN INSTITUTE OF 491 EXAMINATION 120 STOCKBROKERS FSB065 0 0- - - - . -

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504 MASTER OF BUSINESS ADMINISTRATION 9 UNIVERSITY OF CAPE TOWN 5047 8 120 G G G G G G G G G G G G G G G G G G G G G N m -i -i

504 MASTER OF BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 62271 8 233 G G G G G G G G G G G G G G G G G G G G G m

508 POSTGRADUATE DIPLOMA: MANAGEMENT 7 UNIVERSITY OF THE WITWATERSRAND 9267 8 120 G G G G G G G G 01 )>

BACHELOR OF SCIENCE: ECONOMICS, c 51 MATHEMATICS, STATISTICS ERSITY OF KWA2ULU-NATAL 3059 G G G G G GJ

c s H MANAGEMEN 73350 G G G G G (/}

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522 DEVELOPMENT PROGRAMME S UNIVERSITY OF PRETORIA 67249 G G G G G G G G G G G G G G G G G G 1\)

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523 DEVELOPMENT PROGRAMME 5 UNIVERSITY OF PRETORIA 67189 6 120 G G G G G G G G G G G G G G G G G G G G G CERTIFICATE: SENIOR MANAGEMENT

524 DEVELOPMENT PROGRAMME 5 UNIVERSITY OF PRETORIA 67215 7 120 G G G G G G G G G G G G G G G G G G BACHELOR OF PERSONNEL LEADERSHIP

525 HONOURS 11 UNIVERSITY OF FREE STATE 16963 G G G G G G G G G G G BACHELOR OF COMMERCE HONOURS

526 FINANCIAL MANAGEMENT 18974 G G G G G G G G G G

List 1: Qualifications recognised for Category I FSPs

0 .!! z ... Cl .. z c c e 0 c: c 0 !! 'i .e ..8 .. i

"il 1i! :I t ,

E :I i I!! !6 i .... u

jij 'li .5 8 a .5

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BACHELOR OF ADMINISTRATION: PUBLIC 529 SECTOR: HUMAN RESOURCE MANAGEMENT 19 UNIVERSITY OF FORT HARE 17240 6 384 G G G

NATIONAL DIPLOMA: FINANCIAL 530 INFORMATION SYSTEMS 8 1 UNIVERSITY OF JOHANNESBURG 74088 6 360 G G G

532 DIPLOMA: FINANCIAL MANAGEMENT 162 REGENT BUSINESS SCHOOL (PTY) LTD 71779 5 240 G G G

r CERTIFICATE: ASSOCIATE IN MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 15179 S 120 G G G

BACHELOR OF COMMERCE IN MARKETING

534 AND TOURISM MANAGEMENT 17 UNIVERSITY OF NORTH WEST 72773 6 360 G G G 535 UCENSIATE DIPLOMA BANKING 3 INSTITUTE OF BANKERS FSB0165 0 OG G G 536 BACHELOR OF ECONOMIC SCIENCE 7 UNIVERSITY OFTHE WITWATERSRAND 13975 6 360 G G G

BACHELOR OF ECONOMIC SCIENCE 537 HONOURS 7 UNIVERSITY OF THE WITWATERSRAND 9857 8 160 G G G

DIPLOMA: BUSINESS INFORMATION 538 TECHNOLOGY 94 ROSEBANK BUSINESS COLLEGE 35966 5 240 G G G

NATIONAL DIPLOMA: HUMAN RESOURCES 540 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 74093 6 360 G G G

NATIONAL DIPLOMA: HUMAN RESOURCES 541 MANAGEMENT 52 SGB ALL INSTITUTIONS 49692 s 249 G G G

NATIONAL DIPLOMA: HUMAN RESOURCES 541 MANAGEMENT 38 MANGOSUTHU TECHNIKON 72299 6 360 G G G 543 ILPA 163 ILPA FSB0119 0 OG G G

ADVANCED DIPLOMA IN TREASURY AND 549 INTERNATIONAL BANKING 3 INSTITUTE OF BANKERS 76963 6 240 G G G

BACHELOR OF COMMERCE HONOURS NATIONAL UNIVERSITY OF SCIENCE AND 550 DEGREE IN FINANCE 30 TECHNOLOGY FSB069 0 OG G G

Category 1 [Sub Categories Below)

4 5 6 7 8 9 10 11 12 13 14 15

G G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G

G~G c:; !c:; c:; G G G G G

G G G G G G G G G G G G

H~ G G G G G G G G G G G G G G G G G G G

G G G G G J:]: G G G G

G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

16 17 18

G G G

G G G

G G G

jG G G i

G G G G G G G G G

G G G

G G G

G G G

G G G

G G G G G G

G G G

G G G

19 20

G G

G G G G

G G

G G G G G G

G G

G G

G G

G G

G G G G

G G

G G

Kl

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G G

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G G

G

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0 .!! z ~ 0 c ... z c: 0 c: c: 0 !:! "' ~ i 0 ~

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!E ~ .!1 lE t: ~ ""' ;; ;; ~ .5 a a 1 2 3 4 5

SAFEX ORDINARY C<RllFICATE ~ EXAMINATION (JSE EQUITY DERIVATIVES SA INSTITUTE OF FINANCIAL MARKETS

559 DEALER QUAliFICATION) (SAIFM) FSB 081 .mi. . . HIGHER DIPLOMA IN EDUCATION •

~ UNIVERSITYOFSlHLENBOSCH FSB082 6 G G G UDITOR (CIA) INSTITUTE OF INTERNAL AUDITORS FSB083 0 OG G G G G RCE INDUSTRIAL AND

579 ORGANISATIONAL PSYCHOLOGY 1 UNISA 5563 6 G G G G 580 MASTER OF BUSINESS LEADERSHIP 1 UNISA 5789 9 360 G G G G G

581 NATIONAL DIPLOMA CREDIT MANAGEMENT 1 UNISA 62380 6 360 G G G G G CERTIFICATE: COMMERCE: FINANCIAL

582 ACCOUNTING 49 INTEC COLLEGE 21166 4 120 G G G . -DIPLOMA: COST AND MANAGEMENT

583 ACCOUNTING ~mUTE OFADMINISTRA.CJN 67709 6 420G G G G G DIPLOMA: COST AND MANAGEMENT

583 ACCOUNTING ALL INSTITUTIONS 67694 6 240 G G G G G BACHELOR OF COMMERCE:

585 ENTREPRENEURSHIP SA 5563 6 360 G G G G MASTER OF SCIENCE IN INVESTMENT

589 MANAGEMENT 87 CITY SUSINES SCHOOL LONDON FSB0109 0 OG G G G G BACHELOR OF COMMERCE HONOURS

593 INSURANCE AND RISK MANAGEMENT 29 MIDLANDS STATE UNIVERSITY FSB0132 0 OG G G G G NATIONAL DIPLOMA: RETAIL BUSINESS

.. S94 MANAGEMENT 36 CAPE PENINSULA UNIVERSITY TECHNOLOGY 78666 G G 598 BACHELOR OF COMMERCE HONOURS 17 UNIVERSITY OF NORTH WEST 72758 G G 600 BACCALAUREUS COMPUTATIONIS 1 UNISA 5535 G G 601 BACHELOR OF COMMERCE HONOURS l[UNISA 5687 G G 601 BACHELOR OF COMMERCE HONOURS i 7 UNIVERSITY OF THE WITWATERSRAND 9851 G G G

Category 1 [Sub Categories Below]

6 7 8 9 10 11 12 13 14 15 16

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G G G G G G G G G G G

G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G - - - - . - - . - -

G G G G G G G G G G G

G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G G r.:. G G G G G G G G G G G G G G G G G G G G G G G G G G G

17 18 19 20 Kl

~oo G G G

G G G G G

G G G G G

G G G G G

G G G G G

G G G G G

G G G G G

G G G G G

G G G G G

G

•• G G G

G G G G G G G G G

G G G G G

(j) 0 < m JJ z s: m z -1 (j)

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0 .!! z !!:! 0

!5 .... z r:: 1: r:: 0 e ~ ij .S!

~ j I ] 1;; "1:1 Gl

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ii ii .5 a a .5

1 2 3 4 5 6 HIGHER CERTIFICATE: COMMERCE:

602 FINANCIAL PLANNING 47 DAME UN 21181 5WG

G G G G

603 BACHELOR OF SCIENCE (MAJOR STATISTICS) SGB All INSTITUTIONS 35954 6 G G !r.; r:: !r. ASSOCIATE CHARTERED INSTITUTE OF THE CHARTERED INSTITUTE OF BUSINESS

I o m !

604 BUSINESS MANAGEMENT 128 MANAGEMENT FSB071 G G G

605 BACHELOR OF TECHNOLOGY: MARKETING 37 DURBAN UNIVERSITY TECHNOLOGY 72150 7 480G G G G G_ ~ 610 BACHELOR OF LAW 8 UNIVERSITY OF JOHANNESBURG 13783 6 360 G G G iG G CERTIFICATE IN SECURITIES AND CHARTERED INSTITUTE SECURITIES FOR

614 INVESTMENTS 85 INVESTMENT FSB072 0 OG G G G G G THE CHARTERED ASSOCIATION OF

615 DIPLOMA: FINANCIAL MANAGEMENT 138 CERTIFIED ACCOUNTANTS FSB073 0 OG G G G G G NATIONAL HIGHER CERTIFICATE:

617 ACCOUNTANCY 37 DURBAN UNIVERSITY TECHNOLOGY 72272 5 240 G G G G G G BACHELOR OF COMMERCE: TOURISM

619 MANAGEMENT 5 UNIVERSITY OF PRETORIA 7113 6 426 G G G G ADVANCED DIPLOMA IN BUSINESS SOUTH AFRICAN INSTITUTE OF

620 MANAGEMENT 16S MANAGEMENT 67689 6 400 G G G G G G NATIONAL HIGHER CERTIFICATE:

621 ACCOUNTANCY 1 UNISA 62418 5 240 G G G G G G NATIONAL CERTIFICATE N6 MARKETING

622 MANAGEMENT 82 DEPARTMENT OF EDUCATION 22467 5 240 G G G G G G

623 BACHELOR OF TECHNOLOGY MANAGEMENT 37 DURBAN UNIVERSITY TECHNOLOGY 72149 7 480 G G G G G G

624 NATIONAL DIPLOMA: ACCOUNTING 68 COMMITTEE OF TECHNIKON PRINCIPALS 1023 6 360 G G G G G G

624 NATIONAL DIPLOMA: ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY 72209 6 360 G G G G G G BACHELOR OF COMMERCE INSURANCE

625 SCIENCE 5 UNIVERSITY OF PRETORIA 7075 6 468 G G G G G G

category 1 [Sub categories Below]

7 8 9 10 11 12113114 15 16 17 18

G G G G G G G G

G G G G G G G G G ~G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

~· G

~: G G G G

~ G

G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G

G ~ G G G G G G G G G G

19 20

G G

G G

G G

G G G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

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0 ..9! z .t:: 0

c .. z c 0 c c 0 5! :t! :;:::; 0 0 :g 'ii Ill

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1 2 3 4 5 6 NATIONAL DIPLOMA: ADMINISTRATIVE

627 MANAGEMENT FINANCIAL 1 UNISA 62368 6 360 G G G G G G 630 NATIONAL DIPLOMA TAXATION 1 UNISA 62415 6 360 G G G G G G

BACHELOR OF COMMERCE: ECONOMIC 631 SCIENCE 10 UNIVERSITY OF STELLENBOSCH 19586 6 380 G G G G G G

BACHELOR OF COMMERCE: HUMAN

634 RESOURCE MANAGEMENT 5 UNIVERSITY OF PRETORIA 7067 7 455 G G G G G G BACHELOR OF COMMERCE: HUMAN

634 RESOURCE MANAGEMENT 11 UNIVERSITY OF FREE STATE 16925 6 520 G G G G G G NATIONAL DIPLOMA: FINANCE AND

635 ACCOUNTING PUBLIC 38 MANGOSUTHU TECHNIKON 72295 6 360 G G G G G G CERTIFICATE IN HUMAN RESOURCES

636 ADMINISTRATION 49 INTEC COLLEGE 21045 4 120 G G G G G G

NATIONAL DIPLOMA: FINANCIAL 637 ACCOUNTING 79 THE INSTITUTE OF CERTIFIED BOOKKEEPERS 20366 6 280 G G G G G G 639 ASSOCIATE IN MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 15179 5 120 G G G G G G

641 CERTIFICATE: BANKING 47 DAMELIN 21164 5 120 G G G G G G 643 BACHELOR OF COMMERCE: LAW 7 UNIVERSITY OF THE WITWATERSRAND FSB0112 0 OG G G G G G

POSTGRADUATE CERTIFICATE IN MANAGEMENT COLLEGE OF SOUTH AFRICA 653 MANAGEMENT STUDIES 76 (MANCOSA) 57206 6 120 G G G G G G

BACHELOR OF COMMERCE HONOURS:

662 INTERNATIONAL TRADE AND FINANCE 13 RAU 15415 7 160 G G G G G G liSA PROGRAMME IN SHORT-TERM

669 INSURANCE 1 UNISA 76546 5 60 G G G G G G 672 PRACTICAL LEGAL TRAINING COURSE 17 UNIVERSITY OF NORTH WEST FSB0107 0 OG G G G G G 677 BACHELOR OF LAWS (LLB) 12 UNIVERSITY OF KWAZULU-NATAL 73013 7 512 G G G G G G 678 BACHELOR OF COMMERCE: ECONOMICS 8 UNIVERSITY OF JOHANNESBURG 73773 6 432 G G G G G G

NATIONAL DIPLOMA: TECHNICAL FINANCIAL 682 ACCOUNTING 52 SGB ALL INSTITUTIONS 36213 5 251 G - - - - -685 NATIONAL DIPLOMA: ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY 72209 6 360 G G G G G G

Category 1 [Sub Categories Below]

7 8 9 10 11 12 13 14 15 16

G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G

- - - - - - - - - -G G G G G G G G G G

17 18 19

G G G G G G

G G G

G G G

G G G

G G G

G G G

G G G G G G

G G G

G G G

G G G

G G G

G G G G G G G G G G G G

- - G G G G

20

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G

G

G

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G

G

G

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G G

G

G

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G G

G

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G G

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G G G G

-G

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G.l 0 < m ll z s: m z -1 G.l

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0 Cll

z i 0 c z

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1 ~ I! !E i v ii a a .5

1 2 3 4 5 6 BACHELOR OF COMMERCE FINANCIAL

691 MANAGEMENT 13 RAU 18974

: 4JG

G G G G G BACHELOR OF TECHNOLOGY: BUSINESS

694 ADMINISTRATION UNIVERSITY OF JOHANNESBURG 173811 G G G G G BACHELOR OF TECHNOLOGY: BUSINESS

694 ADMINISTRATION 36 CAPE PENINSULA UNIVERSITY TECHNOLOGY 78684 7 480 G G G G G G

698 BACHELOR OF COMMERCE: MANAGEMENT 15 UNIVERSITY OF WESTERN CAPE 7281 6 360 G G G G G G BACHELOR OF COMMERCE: FINANCE AND

703 MANAGEMENT 12 UNIVERSITY OF KWAZULU-NATAL 79006 6 384 G G G G G G

704 !HIGHER CERTIFICATE: MARKETING 101 IMM GRADUATE SCHOOL OF MARKETING 79866 0 OG G G G G G CERTIFICATE IN MANAGEMENT (FINANCIAL

717 PLANNING) 57 SOUTHERN BUSINESS SCHOOL 36197 5 120 G G G G G G NATIONAL DIPLOMA: MANAGEMENT

718 (FINANCIAL PLANNING) 57 SOUTHERN BUSINESS SCHOOL 57222 6 360 G G G G G G

NATIONAL ADVANCED DIPLOMA IN

719 MANAGEMENT {FINANCIAL PLANNING) 57 SOUTHERN BUSINESS SCHOOL 79586 7 120 G G G G G G

731 CERTIFICATE: ASSOCIATE IN MANAGEMENT 112 UCT GRADUATE SCHOOL OF BUSINESS 15179 5 120 G G G G G G MASTERS DEGREE IN BUSINESS

757 ADMINISTRATION 167 UNIVERSITY OF LUTON UNITED KINGDOM FSB0088 0 OG G G G G G

MASTER OF BUSINESS ADMINISTRATION 758 {MAJOR IN HEALTH CARE ADMINISTRATION} 151 NATIONAL UNIVERSITY, CALIFORNIA, USA FSB0089 0 OG G G G G G

760 BACHELOR OF COMMERCE: INFORMATICS 5 UNIVERSITY OF PRETORIA 7069 6 452 G G G G G G

MASTER OF BUSINESS ADMINISTRATION

763 (OXFORD BROOKES UNIVERSITY) 152 OXFORD BROOKES UNIVERSITY FSB0090 0 OG G G G G G

category 1 [Sub Categories Below]

7 8 9 10 11 12 13 14 15

G G G G G G G G G

G G G G G G G G G

G G G G G G m G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G IG G i

G G G G G G G G G

G G G G G jG G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

16 17

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

18119 20 Kl

G IG IG IG

G IG IG IG

G Gli

G G G G

G G G G

G G G G

G G G G

G G G G

G G G G

G G G G

G G G G

G G G G

G G G G

G G G G

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0 ~ 0 z c z c e ~

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~ :1:: 2! !E t; u ;;; t; .5 a ell .5 a

1 2 3 4 5 6 7 8 9 10 11112113 14 15 16 POST GRADUATE DIPLOMA IN BUSINESS

764 ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 76924 G G G G G G Gm1G G G BACHELOR OF COMMERCE (HONS) IN NATIONAL UNIVERSITY OF SCIENCE AND

767 FINANCE 30 TECHNOLOGY FSB0091 G G G G G G G G G G CERTIFICATION IN INTERNATIONAL RETAIL INTERNATIONAL ACADEMY OF RETAIL

769 BANKING 153 BANKING FSB0092 0 G G G G G G G G G G

MASTERS OF BUSINESS ADMINISTRATION ( 770 Heriot-Watt University) 1S4 HERIOT-WATT UNIVERSITY FSB0093 0 OG G G G G G G G G G G G G G G G

NATIONAL CERTIFICATE IN BANKING ( 771 BANKING SALES PEOPLE) 52 SGB ALL INSTITUTIONS 61589 5 120 G G G G G G G G G G G G G G G G

THE INSTITUTE OF ADMIN AND COMMERCE 774 DIPLOMA IN LIFE UNDERWRITING 131 OF SOUTH AFRICA FSB0099 6~G G G G G G G G G G G G

BACHELOR OF COMMERCE LOGISTICS

775 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73779 7 432 G G G G G G G G G G G

BACHElOR OF COMMERCE IN ECONOMICS 780 AND INTERNATIONAl TRADE 17 UNIVERSITY OF NORTH WEST 72773 7 360 G G G G G G G G G G G G 782 BACHELOR OF SCIENCE (ECONOMICS) RSITY OF BATH FSB0111 0 OG G G G G G G G G

BACHElOR OF BUSINES SCIENCE: 784 MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN 4403 8 576 G G G G G G G G G G G G G G G G

BACHELOR OF SCIENCE: OPERATIONS 785 RESEARCH AND INFORMATION SYSTEMS 1 UNISA 6059 7imEG G G G G G G G G G

BACHELOR OF SCIENCE: ACTUARIAL AND 787 FINANCIAL MATHEMATICS 5 UNIVERSITY OF PRETORIA IFSB0182 736 G G G G G G G G G IG G G

BACHELOR OF COMMERCE: FINANCIAL

17059 788 ACCOUNTING UNIVERSITY OF PRETORIA 7 47 G G G G G G G G G G

17 18 19

G G G

G G G

G G G

G G G

G G G

G G G

G G G

G G G G G G

G G G

G G G

G G G

G G G

20

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0 ..! z :1:! 0

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1 2 3 BACHELOR OF COMMERCE HONOURS: FINANCIAL ANALYSIS AND PORTFOLIO

789 MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 19960 7 120 G G G BACHELOR OF TECHNOLOGY IN

790 MANAGEMENT SERVICE 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72428 7 480 G G G

MASTER OF SCIENCE: MATHEMATICS OF 792 FINANCE 9 UNIVERSITY OF CAPE TOWN 21390 8 120 G G G 793 BACHELOR OF HEALTH SCIENCES 7 UNIVERSITY OF THE WITWATERSRAND 49915 n t G

795 BACHELOR OF LAWS 158 MAI<ERERE UNIVERSITY, UGANDA FSB0101 G

BACHELOR OF BUSINESS SCIENCE IN 796 INFORMATION SYSTEMS 9 UNIVERSITY OF CAPE TOWN FSB0115 0 OG G G

BACHELOR OF ARTS (SPECIALISATION IN

1799 MATHEMATICS) 28 UNIVERSITY OF HAMPSHIRE FS80116 0 OG G G

DIPLOMA IN BUSINESS MANAGEMENT AND 800 ENTREPRENEURSHIP 77 INDEPENDENT INSTITUTE OF EDUCATION 58671 5 260 G G G

MASTER OF SCIENCE: FINANCIAL

802 MANAGEMENT 173 UNIVERSITY OF LONDON FSB0126 0 OG G G

803 BACHELOR OF COMMERCE: ACCOUNTING 12 UNIVERSITY OF I<WAZULU-NATAL 79009 6 416 G G G BACHELOR OF TECHNOLOGY: HUMAN

804 RESOURCES MANAGEMENT 75 TECHNIKON WITWATERSRAND FSB0127 0 OG G G BTEC NATIONAL CERTIFICATE IN BUSINESS

807 AND FINANCE 175 BOURNE MOUTH AND POOLE COLLEGE FSB0131 0 OG G G ASSOCIATESHIP OF THE CHARTERED

808 INSURANCE INSTITUTE 61 CHARTERED INSURANCE INSTITUTE FSB0133 0 OG s G 809 DIPLOMA: INSURANCE STUDIES 62 INSURANCE INSTITUTE OF SA (liSA) 20351 7 120 G G G

BACHELOR OF BUSINESS ADMINISTRATION:

810 TELEMATIC 18 UNIVERSITY OF POTCHEFSTROOM 19597 6 384 G G G 811 BACHELOR OF LAWS: OLD CURRICULUM 5 UNIVERSITY OF PRETORIA 16877 G G

Category 1 [Sub Categories Below]

4 5 6 7 8 9 10 11 12 13 14 15

G G G G G G G G G G G G

G G G G G G G G G G G G

G

l!!! R G G G G G G G G G G G

G G G G G G G G G IG G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

~G G G G G G G G G G I

G G s G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G

16 17 18 19 20 Kl

G G G G G G

G G G G G G

G G G G IG IG G Gff.IG IG G G G G G

G G IG G

G G G G G G

G G G G G G

G G G G G G

G G G G G G

G G G G G G

G G G G G G

G IG IG G G G G IG G G G G

G G G G G G G G G G G G

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1 2 3 4 5 6 NATIONAL DIPLOMA: RETAIL BUSINESS

812 MANAGEMENT 7S TECHNIKON WITWATERSRAND FSB0109 6 360 G G G G G G

BACHELOR OF BUSINESS ADMINISTRATION

816 HONOURS 57 SOUTHERN BUSINESS SCHOOL 71930 8 132 G G G G G G

817 BACHELOR OF BUSINESS MANAGEMENT 28 UNIVERSITY OF HAMPSHIRE FSB0187 0 OG G G G G G

SOUTHERN ADVENTIST UNIVERSITY,

817 BACHELOR OF BUSINESS MANAGEMENT 181 COLLEGEDALE, TENNESSEE FSB0189 0 OG G G G G G

CHARTERED INSTITUTE OF BANKERS IN

819 CHARTERED BANKER 160 SCOTLAND FSB0188 0 OG G G G G G

BACHELOR OF COMMERCE: ECONOMICS

820 AND FINANCE 9 UNIVERSITY OF CAPE TOWN 4445 7 432 G G G G G G

Category 1 [Sub Categories Below]

7 8 9 10 11 12 13 14 15

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

16 17 18 19

G G G G

G G G G G G G G

G G G G

G G G G

G G G G

20 Kl

G G

G G G G

G G

G G

G G

z 0

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01 :r> c G) c ~ 1\) 0

1\)

List 2: Specified subject(s) I module(s) I unit standard(s) based qualifications recognised for Category I and IV FSP's

0 ~ z 0 1: z c

~ c 1: ~ 9 l! 0 0 l Specified subjects/modules/unit standards based qualifications recognised for ".;::l

~ :::J ~

., "' .t: !I .. Category! !§ ... .t: t; ~ l:i .. !§ ',;; ..e

6 a ..e

11 2 I 3141 s 16 I 7 Is I 9I10111112IUI1411SI16I17I18I19120I KIIIV Please note: The SAQA ID for qualification 20185, Further Education and Training Certificate: Banking is the same as for the National Certificate: Banking (20185) NQF Level 4. We thus recognise both qualifications in

the same manner.

139 Further Education and Training Certificate: Banking

73 Cornerstone Performance Solutions

20185 4 120 G G G G G G G G G G G G G G G G G G G G G G

· This qualification is recognised if it contains the followhig unit standards: 230071,230075,242655,252203,242815, 110028,242658,242657,120127, 13379,117156,114759,243137,252191,7223, 14963, 12456, 117709,242584,242593

· To be recognised for short-term Insurance the following electives will apply: 120011, 119679, 242653, 120114, 243137, 117121 · To be recognised for long-term Insurance the following electives will apply: 117126, 119261, 11713, 119478, 118011

· To be recognised for short-term and long-term~the following electives will apply: 7223,7231,7236,114759, 117156

139 Further Education and Training Certificate: Banking

179 Learnsys 20185 4 120 G G G G G G G G G G G G G G G G G G G G G G

The qualification offered via Learnsys is recognised if it contains the following unit standards in the core and elective grouping: Core unit standards: 10017, 10022, 7254, 7223, 7219, 7255

Elective unit standards: 7244, 7237, 7250

139 Further Education and Training Certificate:

180 20185 4 120 G G G G G G G G G G G G G G G G G G G G G G Banking

The qualification offered via First Rand Bank limited is recognised if it contains the following unit standards in the core and elective grouping: · Core unit standards: 13416, 252196, 252217, 13379,7242, 114759, 252193 · Elective unit standards: 252203, 12763, 12755, 12759

139 Further Education and Training

182 The Facilitation Workshop 20185 4 120 G G G G G G G G G G G G G G G G G G G G G G Certificate:Banking

The qualification offered via The Facilitation Workshop is recognised if it contains the following unit standards in the elective grouping:

· Elective unit standards: 7236, 114756, 252210

224 National Certificate: Banking 178 BANKSETA 20186 5 120 G - G G - - G G G G G G G - - G G G G G G

This qualification is recognised if it contains the following unit standards: 12886, 12887, 12888, 12937, 12883,7343, 230071, 230075, 7334, 7356,7361, 13948, 242614

224 National Certificate: Sanking 73 Cornerstone Performance Solutions

61589 5 120 G G G G G G G G G G G G G G G G G G G G G G

The qualification offered via Cornerstone Performance Solutions is recognised if it contains the following unit standards in the elective grouping: · Elective unit standards: 115821, 15236, 116365,7880,117781,7340,10045,7316

en ~ ~ en 6 m ll )> z .-I ..... 01 )> c G) c ~ c en 1\) 0 ..... 1\)

List 3: Qualifications r~cognised for Category I FSPs for the transitional period only

0 Gl

z E 0 c .. z c 0 c c 0 e "' :;:: 0 0 :;:: 'ii .'!::: Ill

:;:: :;:: :I ~ :> "CC Category 1 [Sub Categories Below] u Ill :I ~ Gl Gl

!E u .'!::: t; < ... .. !E v

iii t; .5 Ill iii :I a .5 a

1 z 3 4 5 6 7 8 9 10 11 12 13 14 15 16 liSA PROGRAMME IN ADVANCED

13 INSURANCE PRACTICE 1 UNISA 0-71536 6 120 G G G G G G G G G G G G G G G G

ICSA PROGRAMME IN STRATEGIC MANAGEMENT AND CORPORATE

52 GOVERNANCE 1 UNISA 7110 2 7 96 G G G G G G G G G G G G G G G G

ADVANCED PROGRAMME IN FINANCIAL 82 PLANNING AND ESTATES 1 UNISA 7592 2 7 96 G - G G G - G G G G G G G G - -93 PROGRAMME IN RISK MANAGEMENT 1 UNISA 75949 6 108 G G G G G G G G G G G G G G G G

SAIM PROGRAMME IN BUSINESS

182 MANAGEMENT 1 UNISA 71242 6 72G G G G G G G G G G G G G G G G

CERTIFICATE OF PROFICIENCY: BASICS OF 364 RETIREMENT FUNDS 62 INSURANCE INSTITUTE OF SA (liSA) FSB 016 4 0- - - - - - G - - - - - - - - -

CERTIFICATE OF PROFICIENCY: LONG-TERM 365 BASIC (CATEGORY B PROGRAMME) 62 INSURANCE INSTITUTE OF SA (liSA) FSB 017 4 OG - G - - - - - - - - - - - - -

FUNDAMENTALS OF BANKING AND RISK

366 MANAGEMENT 1 UNISA 7217 6 5 30 G - G - - - - - - - - - - - - -

367 CERTIFICATE IN FINANCIAL MANAGEMENT 80 LYCEUM COLLEGE FSB 019 6 60 G G G G G G G G G G G G G G G G

368 PROGRAMME: BANKING 1 UNISA FSB 020 6 96 G G G G G G G G G G G G G G G G

369 PROGRAMME: RISK MANAGEMENT 1 UNISA 75949 6 108 G G G G G G G G G G G G G G G G

ADVANCED PROGRAMME: PROPERTY

372 FINANCE 1 UNISA 75914 7 96- - - - - - - G - - - - - - - -

ADVANCED PROGRAMME: INTERNATIONAL 373 AND CENTRAL BANKING 1 UNISA FSB 024 7 108 G - G G G - G G G G G G G G - -

ADVANCED PROGRAMME: FINANCIAL

374 PLANNING AND ESTATES 1 UNISA 7592 2 7 96 G - G G G - G G G G G G G G - -

17 18 19

G G G

G G G

G G G G G G

G G G

- - -

- - -

G G -

G G G

G G G

G G G

- - -

G G G

G G G

zo

G

G

G G

G

-

G

G

G G

G

-

G

G

Kl

G

G

G G

G

-

G

G

G

G G

-

G

G

w Ol

z 0

w U1 U1 (!J w

G) 0 < m JJ z ~ m z -1 G)

~ m ::j m

U1 )> c G) c (/) -1 1\) 0

1\)

List 3: Qualifications recognised for Category I FSPs for the transitional period only

i ~ 0 c ... z c 0 c c 0 e ll i J:!

I ':;::

~ ] til :::1 "1:1 Category 1 [Sub Categories Below] ... ;t:! f i

... u "' = v ~ .5

., a :::1 .5

Cl

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15

375 ADVANCED PROGRAMME: BANK CREDIT 3 INSTITUTE OF BANKERS FSB026 7 96 G G G G G G G G G G G G G G G BUSINESS MANAGEMENT DEVELOPMENT

486 PROGRAMME 75 TECHNIKON WITWATERSRAND FSB064 7 OG G G G G G G G G G G G G G

595 FINANCIAL MANAGEMENT PROGRAMME 1 UNISA 7127 7 6 96 G G G G G G G G G G G G G G G 628 FUNDAMENTALS OF BANKING 1 UNISA 7217 6 5 15 G G G G G G G G G G G G G G G

PROGRAMME IN ADVANCED BANK 813 MANAGEMENT 1 UNISA FSB0181 7 96 G G G G G G G G G G G G G G G

16 17 18 19

G G G G

G G IG G

G G IG

G G G G G

G G G G

20 Kl

G G

G G

G G G G

G G

(/)

~ (ij "' 0 m J] > z .-i

(11

> c (j) c ~ c (/) I\) 0 ..... I\)

List 4: Qualifications recognised for Category II & IIA FSPs

0 Ill

z ! 0 z c c c .2 e !! ~ .2 c

1 0 ... ~

Ill ... :a:; :I "CC u Ill :I ... f !E u

~ ~ l§ u iii .5 a Ill .5 a

1 2 3 4

NATIONAL DIPLOMA IN FINANCIAL 1 MARKETS 52 SGB ALL INSTITUTIONS 23653 6 240 G G G G

POSTGRADUATE DIPLOMA: FINANCIAL 9 PLANNING NIVERSITY OF STELLENBOSCH 71690 rn POSTGRADUATE DIPLOMA: FINANCIAL NELSON MANDELA METROPOLITAN 9 PLANNING 25 UNIVERSITY 66096 s s G

POSTGRADUATE DIPLOMA: FINANCIAL 9 PLANNING 11 UNIVERSITY OF FREE STATE 48866 7 160 s s s s

11 BACHELOR OF COMMERCE: FINANCE 13 RAU 3117 6 432 G G G G NATIONAL CERTIFICATE: FINANCIAL

17 SERVICES 52 SGB ALL INSTITUTIONS 48783 2 120 G G G G FURTHER EDUCATION AND TRAINING

18 CERTIFICATE: SHORT TERM INSURANCE 52 SGB ALL INSTITUTIONS 66610 4 150 G G G G

23 BACHELOR IN MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16944 6 360 IG w~ 25 NATIONAL DIPLOMA: MANAGEMENT 57 SOUTHERN BUSINESS SCHOOL 57222 6 240 G 29 CERTIFICATE: FINANCIAL PRODUCTS 47IDAMELIN 21166 4 120 G G G G

BACHELOR OF COMMERCE: GENERAL 30 MANAGEMENT 11 UNIVERSITY OF FREE STATE 16912 6 536 G G G G

BACHELOR OF COMMERCE HONOURS: 33 BANKING 5 UNIVERSITY OF PRETORIA 7215 7 200 G G G G

BACHELOR OF COMMERCE: BANKING 34 MANAGEMENT DAMELIN 58005 6 363 IG G G G

BACHELOR OF COMMERCE: BANKING 34 MANAGEMENT 4 MILPARK BUSINESS SCHOOL 62812 6 360 G G G G

BACHELOR OF COMMERCE: INVESTMENT 35 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 3137 7 160 G G G G

Category 2 [Sub Categories Below)

5 6 7 8 9 10 11 12 13 14

G s s s s s s G G G

s !UllfttG G

G G G

G G G G G G s G G G G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G ~G G G G G

G G G G G G G G G G

G G G G G G G G G G

15 16

G G

G [G

G G

G G G G

G G

G G

G G G G G G

G G

G G

G G

G G

G G

Kl

G

G

G

G G

G

G

G G G

G

G

G

G

G

w Q)

.... 0'1 )> c G) c (/) -f 1\) 0 ..... 1\)

Ust 4: Qualifications recognised for Category II & IIA FSPs

0 011 z :E 0 c .... z c 0 c c 0 9 ~ ;: 0 .e ~ Gi Ill ;: ...

~ s "CI u Ill .t= 2! l5

u .e u l5 u Ill u ..e a Ill ..e a

1 2 3 4 BACHELOR OF COMMERCE: INVESTMENT

35 MANAGEMENT 5 UNIVERSITY OF PRETORIA 16386 6 473 G G G G MASTER OF COMMERCE: INVESTMENT

36 MANAGEMENT 13 RAU 3135 8 240 G G G G NATIONAL CERTIFICATE: BANKING SERVICES

37 ADVICE 52 SGB ALL INSTITUTIONS 48533 5 120 G G G G

38 NATIONAL DIPLOMA: FINANCIAL MARKETS 52 SGB ALL INSTITUTIONS 23653 6 240G G G G 39 CERTIFICATE: FINANCIAL PLANNING 47 DAMELIN 57998 5 120 G G G G 40 SENIOR MANAGEMENT PROGRAMME 5 UNIVERSITY OF PRETORIA FSB 027 0 OG G G G

BACHELOR OF BUSINESS SCIENCE ; 46 MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN 4403 7 576 G G G G

BACHELOR OF COMMERCE HONOURS:

50 TAXATION 13 RAU 3093 7 160 G G G G

51 BACHELOR OF COMMERCE: ACCOUNTING 8 UNIVERSITY OF JOHANNESBURG 3095 6 360 G G G G

51 BACHELOR OF COMMERCE: ACCOUNTING 15 UNIVERSITY OF WESTERN CAPE 7259 6 360 G G G G POSTGRADUATE DIPLOMA: MANAGEMENT:

53 RETIREMENT FUNDS 92 MONASH SOUTH AFRICA 11826 7 120- - - G BANKING ASSOCIATION OF SOUTH AFRICA

57 MASTER OF COMMERCE IN BANKING 78 (BASA) 4807 8 300 G G G G BACHELOR OF SCIENCE: MATHEMATICAL

59 STATISTICS 172 UNIVERSITY OF ZULULAND 62469 6 360 G G G G CHARTERED ALTERNATIVE INVESTMENT

62 ALTERNATIVE INVESTMENT SPECIALIST 93 ANALYST ASSOCIATION (CAIA) FSB0177 0 OG G G G 63 BACHELOR OF ACCOUNTING SCIENCE 1 UNISA 5535 6 408 G G G G

Category 2 [Sub Categories Below]

5 6 7 8 9 10 11 12 13

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G s s s s s s G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

- - - - - - - - -

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G G G G G G G G G G

14 15

G G

G G

G G

G G

G G G G

G G

G G

G G

G G

-

G G

G G

G G

G G

16

G

G

G

G G

G

G

G

-

G

G

G

G G

Kl

G

G

G

G

G

G

G

G

-

G

-

G

G

G G

(/)

~ ~ 6 m JJ )> z .-! ..... U1 )> c G) c ~ c (/) 1\) 0 ..... 1\)

List 4: Qualifications recognised for Category II & IIA FSPs

0 .!! z ~ 0 z c c c 0 E "' 0 c ':i:l 0 0 ':i:l 'ii =: "'

':i:l ':i:l ::I ~ > "1:1 ... "' ::I .... ~ Cll

5 ... =: ':i:l ~

.. !E "' u

iii .... ..: iii "' ::I ::I ..: a a 1 2 3 4

67 DOCTOR OF COMMERCE: BANKING 5 UNIVERSITY OF PRETORIA 16574 8 300 G G G G

FURTHER EDUCATION AND TRAINING

69 CERTIFICATE: MEDICAL CLAIMS ASSESSING 52 SGB ALL INSTITUTIONS 49356 4 150 G G G G BACHELOR OF BUSINESS

77 SCIENCE:ACTUARIAL SCIENCE 177 UNIVERSITY OF NATAL 16253 6 360 G G G G

BACHELOR OF BUSINESS

77 SCIENCE:ACTUARIAL SCIENCE 9 UNIVERSITY OF CAPE TOWN 4411 6 360 G G G G

83 DIPLOMA IN INSURANCE(LONG TERM) 62 INSURANCE INSTITUTE OF SA (liSA) 20412 6 120 G G - G

87 BACHELOR OF ARTS 1 UNISA 14352 6 360 G G G G

87 BACHELOR OF ARTS 52 SGB ALL INSTITUTIONS 23375 6 360 G G G G 87 BACHELOR OF ARTS 7 UNIVERSITY OF THE WITWATERSRAND 9051 6 360 G G G G

DOCTOR OF COMMERCE:INVESTMENT

90 MANAGEMENT 13 RAU 3133 8 360 G G G G

92 MARKETING DIPLOMA 101 IMM GRADUATE SCHOOL OF MARKETING 24327 6 350 G G G G 94 BACHELOR OF MILITARY SCIENCE 10 UNIVERSITY OF STELLENBOSCH 19669 6 360 G G G G

THE GRADUATE INSTITUTE OF 97 CERTIFICATE:BUSINESS MANAGEMENT 106 MANAGEMENT AND TECHNOLOGY 36045 6 120 G G G G

100 DIPLOMA IN FINANCIAL PLANNING 66 KAPLAN UNIVERSITY FSB0178 0 OG G G G

BACHELOR OF SOCIAL SCIENCE:ECONOMICS

109 AND ECONOMIC HISTORY 12 UNIVERSITY OF KWAZULU-NATAL 2961 7 384 G G G G 114 BACHELOR OF LAWS 5 UNIVERSITY OF PRETORIA 6875 7 528 G G G G 114 BACHELOR OF LAWS 52 SGB ALL INSTITUTIONS 22993 7 480 G G G G

117 BACHELOR OF BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 61700 6 360 G G G G

Category 2 [Sub Categories Below]

5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G - - - - - - - - -G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G

15 16

G G

G G

G G

G G

- G

G G G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

Kl

G

G

G

G

G

G

G G

G

G

G

G

G

G

G G

G

z ~ w CJ1 CJ1 (0 w

G) 0 < m Jl z ~ m z -1 G)

~ m ::j m

CJ1 )> c G) c (/) -1 1\) 0

1\)

List 4: Qualifications recognised for category II & IIA FSPs

0 Cl z = 0 = z c c c 0 g .{! 0 c = 0 0 = Gi ftl = = :I

~ > "a u Ill :I .'!::: 3 I!! !E u

ii t; !E u iii iii ... ..e Ill

a a ..e

1 2 3 4 MANAGEMENT COLLEGE OF SOUTH AFRICA

117 BACHELOR OF BUSINESS ADMINISTRATION 76 (MANCOSA) 62116 7 360 G G G G

119 NATIONAL DIPLOMA MANAGEMENT 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72610 6 360 G G G G NATIONAL DIPLOMA MARKETING AND

120 SALES MANAGEMENT 129 TECHNIKON SA FSB0085 6 360 G G G G

MASTER OF BUSINESS MANAGEMENT COLLEGE OF SOUTH AFRICA

121 ADMINISTRATION:TOURISM DEVELOPMENT 76 (MANCOSA) 36072 9 440 G G G G

125 BACHELOR OF COMMERCE: LAW 10 UNIVERSITY OF STELLENBOSCH 15594 6 369 G G G G BACHELOR OF COMMERCE : MANAGEMENT

127 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19587 6 370 G G G G 131 BACHELOR OF COMMERCE 1 UNISA 5563 6 384 G G G G

131 BACHELOR OF COMMERCE 140 VISTA UNIVERSITY 7849 6 360 G G G G 131 BACHELOR OF COMMERCE 11 UNIVERSITY OF FREE STATE 8543 6 536 G G G G 131 BACHELOR OF COMMERCE 12 UNIVERSITY OF KWAZULU-NATAL 15337 6 384 G G G G

131 BACHELOR OF COMMERCE 7 UNIVERSITY OF THE WITWATERSRAND 9843 6 360 G G G G

131 BACHELOR OF COMMERCE 14 UNIVERSITY OF PORT ELIZABETH 6153 6 360 G G G G

134 ACI DEALING CERTIFICATE 114 ACI THE FINANCIAL MARKET ASSOCIATION FSB0134 0 OG G G G

134 ACI DEALING CERTIFICATE 114 ACI THE FINANCIAL MARKET ASSOCIATION FSB070 0 OG G G G

140 BACHELOR OF COMMERCE 11 UNIVERSITY OF FREE STATE FSBOllO 6 536 G G G G

BACHELOR OF TECHNOLOGY: INTERNAL CENTRAL UNIVERSITY OF TECHNOLOGY

142 AUDITING 72 FREE STATE 65341 7 480 G G G G

144 BACHELOR OF COMMERCE: ECONOMICS 8 UNIVERSITY OF JOHANNESBURG 73773 6 432 G G G G

144 BACHELOR OF COMMERCE: ECONOMICS 5 UNIVERSITY OF PRETORIA 7055 6 430 G G G G 144 BACHELOR OF COMMERCE: ECONOMICS 15 UNIVERSITY OF WESTERN CAPE 7263 6 360 G G G G

Category 2 [Sub Categories Below]

5 6 7 8 9 10 11 12 13

G G G G G G G G G G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G G G G G G G G G G

G G G G G G G G G

14 15

G G

G G

G G

G G

G G

G G G G G G G G

G G G G

G G

G G

G G

G G

G G

G G G G

G G

16

G G

G

G

G

G G G G G G

G

G

G G

G G

G G

Kl

G G

G

G

G

-G

G G G G G

G

G

G

G

G

-G

(/)

);! ~ (/)

6 m Jl )> z .-I ..... C1l )> c: G) c: (/) -I c: (/)

1\) 0 .... 1\)

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0 i 0 2 c: 2 c 0 c c 0 g R ...... :8 ~ s ~

'ii rJ ]

, ro

~ 2! !E u ·l:i ~ !E u

iii iii Ill ..5 :I a ..5 a

1 2 3 4

147 CHARTERED ACCOUNTANT: AUDITING 6 SAICA 48913 7 679 G G G G

POSTGRADUATE DIPLOMA: MANAGEMENT 148 FINANCIAL ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 15497 7 120 G G G G

BACHELOR OF AGRICULTURAL 151 MANAGEMENT 12 UNIVERSITY OF KWAZULU-NATAL 2483 6 384 G G G G

BACHELOR OF COMMERCE: BUSINESS 152 MANAGEMENT 5 UNIVERSITY OF PRETORIA 7043 7 431 G G G G 153 BACHELOR OF COMMERCE: ECONOMICS 11 UNIVERSITY OF FREE STATE 8613 6 536 G G G G 153 BACHELOR OF COMMERCE: ECONOMICS 21 UNIVERSITY OF VENDA 9209 7 476 G G G G 154 BACCALAUREUS PROCURATIONIS 5 UNIVERSITY OF PRETORIA 72822 7 480 G G G G 154 BACCALAUREUS PROCURATIONIS 15 UNIVERSITY OF WESTERN CAPE 8011 7 480 G G G G

GORDON INSTITUTE OF BUSINESS SCIENCE 156 CERTIFICATE: WEALTH MANAGEMENT 91 (GIBS) 73350 6 120 G G G G 158 BACHELOR OF LAWS 5 UNIVERSITY OF PRETORIA 6875 6 528 G G G G 158 BACHELOR OF LAWS 1 UNISA 6009 7 480 G G G G 158 BACHELOR OF LAWS 7 UNIVERSITY OF THE WITWATERSRAND 9271 7 480 G G G G 158 BACHELOR OF LAWS 52 SGB ALL INSTITUTIONS 22993 7 480 G G G G

INTERNATIONAL COMPLIANCE 159 INTERNATIONAL DIPLOMA IN COMPLIANCE 116 ASSOCIATION FSB 010 0 OG G G G 164 BACHELOR OF COMMERCE: LAW 11 UNIVERSITY OF FREE STATE 9843 6 360 G G G G 164 BACHELOR OF COMMERCE: LAW 5 UNIVERSITY OF PRETORIA 7092 6 424 G G G G

BACHELOR OF COMMERCE: ECONOMICS 165 AND LAW 9 UNIVERSITY OF CAPE TOWN 4427 6 432 G G G G

.

166 BACHELOR OF COMMERCE: ACCOUNTING 8 UNIVERSITY OF JOHANNESBURG 73772 6 432 G G G G

Category 2 [Sub categories Below)

5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G

G G G G G G G G G G

G G G G G G !G G G G I

G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

15 16

G G

G G

G G

G G

G G G G G G G G

G G G G G G G G G G

G G G G G G

G G

G G

Kl G

G

G

G G G G G

G G G G G

G G G

G

G

z 0

(;) 01 01

~

2 m JJ z !:: m z -i

~ m

~ ..... 01

> c G) c ~ I\) 0 ..... I\)

Ust 4: Qu91ifications recognised for Category II & IIA FSPs

0 .!!! z ;t:e 0 c .. z c 0 c c 0 e &! :;::i 0 0 :;::i 1 B i ~

:::1 i .,

;t:e 3 I!! !E = t: u iii iii "' .5 a :::1 .e

a 1 2 3 4

166 BACHELOR OF COMMERCE: ACCOUNTING 13 RAU 3095 6 432 G G G G

166 BACHELOR OF COMMERCE: ACCOUNTING 11 UNIVERSITY OF FREE STATE 16910 6 608 G G G G

166 BACHELOR OF COMMERCE: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 4737 7 432 G G G G 169 NATIONAL DIPLOMA: MARKETING 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72613 6 360 G G G G 169 NATIONAL DIPLOMA: MARKETING 26 PORT ELIZABETH TECHNIKON 87131 6 360 G G G G 169 NATIONAL DIPLOMA: MARKETING 38 MANGOSUTHU TECHNIKON 72251 6 360 G G G G

CENTRAL UNIVERSITY OF TECHNOLOGY 169 NATIONAL DIPLOMA: MARKETING 72 FREE STATE 65306 6 360 G G G G

CHARTERED ACCOUNTANT: FINANCIAL 170 MANAGEMENT 6 SAICA 48912 7 698 G G G G

171 POSTGRADUATE DIPLOMA: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 5191 7 120 G G G G MANAGEMENT DEVELOPMENT

174 PROGRAMME 11 UNIVERSITY OF FREE STATE FSB0164 0 OG G G G

MANAGEMENT DEVELOPMENT 174 PROGRAMME 1 UNISA FSB0163 0 OG G G G

MANAGEMENT DEVELOPMENT

174 PROGRAMME 10 UNIVERSITY OF STELLENBOSCH FSB0175 5 162- - -NATIONAL CERTIFICATE: FINANCIAL

175 PLANNING 4 MILPARK BUSINESS SCHOOL 62795 6 120 G SP SP G NATIONAL CERTIFICATE: FINANCIAL

175 PLANNING 69 INSET A 57695 6 120 G G G G BACHELOR OF COMMERCE: BANKING

176 MANAGEMENT 4 MILPARK BUSINESS SCHOOL 62812 6 363 G G G G

Category 2 (Sub Categories Below]

5 6 7 8 9 10 11 12 13

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

- G - - - -

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

14 15

G G

G G

G G G G G G G G

G G

G G

G G

G G

G G

-

G G

G G

G G

16

G

G

G G

G

G

G

G

G

G

G

G

G

G

Kl

G

G

G G G G

G

G

G

G

G

-

G

G

G

(/)

~ (;5 =" 0 m JJ )> z .-! ..... (.1'1

)> c G) c

~ (/)

~ ..... 1\)

List 4: Qualifications recognised for Category II & IIA FSPs

0 Gl

z ';:l 0 +:: c z c 0 c c 0 e "' +:: 0 0 +:: "ii .'!::: ra +:: +:: :I ~ > "CC u ra :I .'!::: ~ Gl !E u

.'!::: t; ct .. !E u

iii iii t; ..5 Ill

:I ..5 cJ a 1 2 3 4

BACHELOR OF COMMERCE: BANKING 176 MANAGEMENT 47 DAME LIN 58005 6 363 G G G G 177 BACHELOR ADMINISTRATION 15 UNIVERSITY OF WESTERN CAPE 7333 6 360 G G G G

178 NATIONAL DIPLOMA: INTERNAL AUDITING 68 COMMITTEE OF TECHNIKON PRINCIPALS 2165 6 360 G G G G 179 DIPLOMA: BUSINESS MANAGEMENT 52 SGB ALL INSTITUTIONS 58341 5 240 G G G G 180 BACHELOR OF ACCOUNTANCY 16 UNIVERSITY OF DURBAN WESTVILLE 15506 6 384 G G G G

POSTGRADUATE CERTIFICATE: ADVANCE

181 TAXATION 1 UNISA 14547 7 240 G G G G

183 ADVANCED DIPLOMA: MANAGEMENT 4 MILPARK BUSINESS SCHOOL 62270 6 120 G G G G BACHELOR OF BUSINESS MANAGEMENT

186 AND ADMINISTRATION HONOURS 10 UNIVERSITY OF STELLENBOSCH 15370 7 150 G G G G

MASTER OF BUSINESS MANAGEMENT AND

193 ADMINISTRATION 10 UNIVERSITY OF STELLENBOSCH 19608 8 120 G G G G BACHELOR OF COMMERCE: ACCOUNTING

197 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19584 6 386 G G G G

200 BACHELOR OF COMMERCE: MARKETING 11 UNIVERSITY OF FREE STATE 16915 6 536 G G G G NATIONAL CERTIFICATE: BUSINESS STUDIES:

201 BUSINESS MANAGEMENT 82 DEPARTMENT OF EDUCATION 22452 5 120 G G G G

BACHELOR OF COMMERCE MARKETING

203 AND BUSINESS MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73780 7 432 G G G G

BACHELOR OF COMMERCE MARKETING

203 AND BUSINESS MANAGEMENT 1 UNISA 83291 7 360 G G G G 204 BACHELOR OF ACCOUNTING HONOURS 12 UNIVERSITY OF KWAZULU-NATAL 2559 7 128 G G G G

HIGHER CERTIFICATE IN FINANCIAL

MARKETS AND INSTRUMENTS (HISTORICAL

205 QUALIFICATION) 71 ACADEMY OF FINANCIAL MARKETS FSB 028 0 OG G G G

Category 2 [Sub Categories Below]

5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

15 16

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G -

Kl

G

G

G

G

G

G

G

G

G

G

G

G

G

G

G

-

z 9 w 0'1 0'1 C!J w

G) 0 < m Jl z s:: m z -f G)

~ m ::j _m

0'1 )> c G) c en -f 1\) 0 _.. 1\)

Ust 4: Qualifications recognised for Category II & IIA FSPs

0 ILl z i 0 z c c c 0 e 0 c ! ;: .g .g ;:

i 1 "' :I ., u "' :I ~ 3 ~ i u

~ t; !E .... .5 u

I'll iii "' a a .5

1 2 3 4

NATIONAL CERTIFICATE: INSURANCE 206 ADMINISTRATION 82 DEPARTMENT OF EDUCATION 14653 2 120 G G G G

NATIONAL CERTIFICATE: COLLECTIVE 209 INVESTMENT SCHEMES 52 SGB ALL INSTITUTIONS 20638 4 120 G G G G

NATIONAL CERTIFICATE: HEALTHCARE BENEFITS ADMINISTRATION: CLAIMS

210 ASSESSING 52 SGB ALL INSTITUTIONS 20639 4 120 G G G G NATIONAL CERTIFICATE: SHORT-TERM

212 INSURANCE 52 SGB ALL INSTITUTIONS 57918 5 120 G G G G NATIONAL CERTIFICATE: SHORT-TERM

212 INSURANCE 52 SGB ALL INSTITUTIONS 21796 4 120 G G G G NATIONAL CERTIFICATE: FINANCIAL

214 SERVICES MANAGEMENT 52 SGB ALL INSTITUTIONS 48640 4 150 G G G G

223 NATIONAL HIGHER CERTIFICATE: BANKING 68 COMMITTEE OF TECHNIKON PRINCIPALS 1213 5 240 G G G G 228 DIPLOMA: BANKING 1 UNISA 14373 5 384 G G G G

229 CERTIFICATE: MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 17001 5 120 G G G G

ADVANCED CERTIFICATE: INTERNATIONAL INTERNATIONAL TRADE INSTITUTE OF 236 TRADE (EXPORTS/IMPORTS) 169 SOUTHERN AFRICA 24356 5 284 G G G G

237 CERTIFICATE: PRACTICAL MANAGEMENT 170 GIMT SCHOOL OF BUSINESS (PTY) LTD 36047 5 120 G G G G

NATIONAL DIPLOMA: FINANCIAL SERVICES 239 LONG TERM RISK ASSESSMENT 52 SGB ALL INSTITUTIONS 49860 5 245 G G G G

Category 2 [Sub Categories Below]

5 6 7 8 9 10 11 12 13

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

IG iG G G G G I I I

G G G G G G G G G

G G G G G G G G G G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

14 15

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

16

G

G

G

G

G

G

G G

G

G

G

G

Kl

G

G

G

G

G

G

G G

G

G

G

G

en ~ ~ en 6 m lJ )> z .-1 ..... 01 )> c (j) c en -1 c en f\) 0 ..... f\)

List 4: Qualifications recognised for Category II & IIA FSPs

0 cu z :2 0 .... z c c c 0 e Ul 0 c ';;::; 0 0 ·.;::; "ii .~ nl ';;::; ';;::; :s ~ > "1:1 u nl :I .~ ~ 2! u !E !E .~ t; ~ u ii .... ..5 ii Ul :I :s ..5 0 0

1 2 3 4 NATIONAL CERTIFICATE: GENERIC

244 MANAGEMENT 52 SGB ALL INSTITUTIONS 59201 5 162 G G G G 247 CERTIFICATE: BANK CREDIT 4 MILPARK BUSINESS SCHOOL 62813 5 120 G G G G

NATIONAL DIPLOMA: ECONOMIC 251 MANAGEMENT ANALYSIS 68 COMMITTEE OF TECHNIKON PRINCIPALS 961 6 360 G G G G

252 NATIONAL DIPLOMA: BANKING 68 COMMITTEE OF TECHNIKON PRINCIPALS 977 6 360 G G G G NATIONAL DIPLOMA: COST AND

253 MANAGEMENT ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY 72220 6 360 G G G G NATIONAL DIPLOMA: COST AND

253 MANAGEMENT ACCOUNTING 68 COMMITTEE OF TECHNIKON PRINCIPALS 1061 6 360 G G G G NATIONAL DIPLOMA: COST AND

253 MANAGEMENT ACCOUNTING 86 VAAL UNIVERSITY OF TECHNOLOGY 72723 6 360 G G G G 254 BACHELOR OF ACCOUNTING 12 UNIVERSITY OF KWAZULU-NATAL 2549 6 384 G G G G

255 BACHELOR OF SOCIAL SCIENCE HONOURS 177 UNIVERSITY OF NATAL 2961 6 384 G G G G BACHELOR OF COMMERCE: INDUSTRIAL

256 PSYCHOLOGY 13 RAU 3255 6 432 G G G G BACHELOR OF COMMERCE: INDUSTRIAL

256 PSYCHOLOGY 8 UNIVERSITY OF JOHANNESBURG 73775 6 432 G G G G BACHELOR OF COMMERCE: INDUSTRIAL

256 PSYCHOLOGY 17 UNIVERSITY OF NORTH WEST 72773 6 360 G G G G 259 BACHELOR OF COMMERCE: BANKING 11 UNIVERSITY OF FREE STATE 16913 6 536 G G G G 259 BACHELOR OF COMMERCE: BANKING 5 UNIVERSITY OF PRETORIA 7039 6 536 G G G G 260 BACHELOR OF COMMERCE: ECONOMICS 15 UNIVERSITY OF WESTERN CAPE 7263 6 360 G G G G 260 BACHELOR OF COMMERCE: ECONOMICS 1 UNISA 5563 6 360 G G G G

Category 2 [Sub Categories Below]

5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G

15 16

G G

G G

G G

G G

G G

G G

G G

G G

G -

G G

G G

G G

G G

G G G G

G G

Kl

G

G

G

G

G

G

G

G

G

G

G

G

G

G G

G

z ~ w 01 01 <D w

G) 0 < m JJ z s:: m z -I G)

~ m :::j m

01 )> c G) c CIJ -I 1\) 0 .... 1\)

List 4: Qualifications recognised for Category II & IIA FSPs

0 Ill

z i! 0 c .. z c 0 c c :8 e R ;:: 0

·8 'ij 111 '.;:::1 :I a 3

., "'

1!1 a .'!::: s !E "' ... cc !E i "' "ii "ii .5 11'1

5 :I .5 a 1 2

BACHELOR OF COMMERCE: MONETARY 262 ECONOMICS 140 VISTA UNIVERSITY 7895 6 360 G G 263 BACHELOR OF lAWS 7 UNIVERSITY OF THE WITWATERSRAND 9271 7 480 G G 263 BACHELOR OF lAWS 12 UNIVERSITY OF KWAZUlU-NATAl 73013 7 512 G G 263 BACHELOR OF lAWS 11 UNIVERSITY OF FREE STATE 8877 6 480 G G 263 BACHELOR OF lAWS 140 VISTA UNIVERSITY 13783 6 360 G G 263 BACHELOR OF lAWS 17 UNIVERSITY OF NORTH WEST 8389 6 384 G G 263 BACHELOR OF lAWS 8 UNIVERSITY OF JOHANNESBURG 13783 360 G G

263 BACHELOR OF lAWS 177 UNIVERSITY OF NATAl 2863 7 480 G G 263 BACHELOR OF LAWS 20 UNIVERSITY OF liMPOPO 20992 6 348 G G 263 BACHELOR OF lAWS 13 RAU 3403 7 592 G G 263 BACHELOR OF lAWS 5 UNIVERSITY OF PRETORIA 6875 6 528 G G 264 BACHELOR OF COMMERCE: lAW 8 UNIVERSITY OF JOHANNESBURG 73778 6 448 G G 264 BACHELOR OF COMMERCE: lAW 10 UNIVERSITY OF STEllENBOSCH 15594 6 369 G G 265 BACHELOR OF BANKING 1 UNISA 14375 6 504 G G

266 BACHELOR OF COMMERCE: ACCOUNTANCY 12 UNIVERSITY OF KWAZUlU-NATAl 14779 6 384 G G

267 BACHELOR OF SCIENCE: ACTUARIAl SCIENCE 12 UNIVERSITY OF KWAZUlU-NATAl 16253 6 384 G G BACHELOR OF COMMERCE: AGRIBUSINESS

269 MANAGEMENT 5 UNIVERSITY OF PRETORIA 16441 6 421 G G BACHELOR OF COMMERCE: GENERAl

270 MANAGEMENT 11 UNIVERSITY OF FREE STATE 16912 6 536 G G BACHELOR OF COMMERCE: AGRICUlTURAl

271 ECONOMICS 11 UNIVERSITY OF FREE STATE 16927 6 568 G G 273 DIPLOMA: MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16991 5 240 G G

category 2 [Sub Categories Below]

3 4 5 6 7 8 9 10 11 12 13 14 15

G G G G IG G G G G G G G G

G G G G IG G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G

GHG G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G IGiHG G G G G G G G G G G G IG

G G G G G G G G G G G G G

GmG G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G G G

G G G G G G G G G G G s G

G G G G G G G G G G G G G

G IG G G G G G G G G G G G G IG G G G G G G G G G G G

16

G

-.

---

-. -G -G G G

G

G

G

G

G G

Kl

G . -

-----G -G G G

G

G

G

G

G G

(f)

);! ~ (f)

6 m JJ )> z :-1 ... 01 )> c Gl c (f) -1 c (f) 1'1:) 0 ... 1'1:)

List 4: Quiilifications recognised for Category II & IIA FSPs

0 Gl

z 5 0 z c c c 0 9 "' 0 c <:: 0 0 <::

~ "ii :!::

ra <:: <:: :1 > "CC ... ra :1 :!:: Gl Gl

i: ...

.'!:: ... <C ... ... !E "' u

iii ... .5 Cl'l iii "' a :1 .5 cJ

1 2 3 4

BACHELOR OF COMMERCE: MANAGEMENT

274 SCIENCES 10 UNIVERSITY OF STELLENBOSCH 19587 6 370 G G G G

BACHELOR OF ECONOMICS: ECONOMICS

275 AND MANAGEMENT 10 UNIVERSITY OF STELLENBOSCH 19592 6 370 G G G G

DIPLOMA: INSURANCE (SPECIALISATION IN

278 SHORT-TERM INSURANCE) 1 UNISA 20412 6 120 G G - G

DIPLOMA: ACCOUNTING AND BUSINESS

280 ADMINISTRATION 171 ICESA CITY CAMPUS 24326 6 360 G G G G

281 DIPLOMA: MARKETING 101 IMM GRADUATE SCHOOL OF MARKETING 24327 6 350 G G G G

THE INSTITUTE OF ADMIN AND COMMERCE

282 DIPLOMA: MANAGEMENT 131 OF SOUTH AFRICA 35957 6 420 G G G G

ASSOCIATE FINANCIAL PLANNER (AFP)

PROVIDED UNDERLYING QUALIFICATION IS

287 ACHIEVED 46 FINANCIAL PLANNING INSTITUTE 59233 6 120 G s s s 288 HIGHER DIPLOMA: BANKING 47 DAME LIN 59830 6 240 G G G G

288 HIGHER DIPLOMA: BANKING 4 MILPARK BUSINESS SCHOOL 62814 6 240 G G G G

289 BACHELOR OF BUSINESS ADMINISTRATION 1 UNISA 5561 6 384 G G G G

289 BACHELOR OF BUSINESS ADMINISTRATION 52 SGB ALL INSTITUTIONS 59850 6 360 G G G G

291 NATIONAL DIPLOMA :MANAGEMENT 37 DURBAN UNIVERSITY TECHNOLOGY 72249 6 360 G G G G 291 NATIONAL DIPLOMA :MANAGEMENT 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72610 6 360 G G G G

291 NATIONAL DIPLOMA :MANAGEMENT 57 SOUTHERN BUSINESS SCHOOL 57222 6 360 G G G G

REGISTERED PERSONS EXAM: EQUITIES SOUTH AFRICAN INSTITUTE OF FINANCIAL

293 MARKET 51 MARKETS (SAIFM) FSB 030 6 OG G G G

Category 2 [Sub Categories Below]

5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G

G G G G G G G G G G

G - - - - - - - - -

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G s G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

s G G G G G G G G G

15 16

G G

G G

- -

G G

G G

G G

G G

G G

G G

G -

G G

G G G G

G -

G G

Kl

G

G

-

G

G

G

G

G

G

G

G

G G

G

G

z 0

w (]1

lil w

G) 0 < m JJ z 5: m z -! G)

~ m ~ m .... tJ1

> c G) c (/) -! 1\) 0 .... 1\)

List 4: Qualifications recognised for Category II & IIA FSPs

0 Ql

z ! 0 c z c 0 c c 0 e ... :g 0 0 ~ 1 ~ i ~ i "CC u ~ f li

u

t t: .... l§ .E

u

a nl .E a 1 2 3 4

REGISTERED PERSONS EXAM: BOND SOUTH AFRICAN INSTITUTE OF FINANCIAL 294 MARKET (COMPLIANCE) 51 MARKETS (SAIFM) FSB 031 6 OG G G G

REGISTERED PERSONS EXAM: BOND SOUTH AFRICAN INSTITUTE OF FINANCIAL 295 MARKET (TRADER) 51 MARKETS (SAIFM) FSB 032 6 OG G G G

REGISTERED PERSONS EXAM: FUTURES SOUTH AFRICAN INSTITUTE OF FINANCIAL 296 MARKET 51 MARKETS (SAIFM) FSB 033 6 OG G G G

SOUTH AFRICAN INSTITUTE OF FINANCIAL

297 REGISTERED PERSONS EXAM: YIELD MARKET 51 MARKETS (SAIFM) FSB 034 6 OG G G G

REGISTERED PERSONS EXAM: CURRENCY SOUTH AFRICAN INSTITUTE OF FINANCIAL 298 DERIVATIVES MARKET (ADVICE) 51 MARKETS (SAIFM) FSB 035 6 OG G tG G

i

REGISTERED PERSONS EXAM: CURRENCY SOUTH AFRICAN INSTITUTE OF FINANCIAL 299 DERIVATIVES MARKET (TRADER) 51 MARKETS (SAIFM) FSB 036 6 OG G G G

REGISTERED PERSONS EXAM: FOREX SOUTH AFRICAN INSTITUTE OF FINANCIAL

300 MARKET 51 MARKETS (SAIFM) FSB 037 6 OG G G G BACHELOR OF SCIENCE: MATHEMATICAL

306 STATISTICS 21 UNIVERSITY OF VENDA 17398 6 408 G G G G BACHELOR OF COMMERCE: FINANCIAL

307 PLANNING 14 UNIVERSITY OF PORT ELIZABETH 66093 6 366 G G G G 308 BACHELOR OF TECHNOLOGY: BANKING 52 SGB ALL INSTITUTIONS 57202 7 480 G G G G

309 BACHELOR OF TECHNOLOGY: MARKETING 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72429 7 480 G G G G

309 BACHELOR OF TECHNOLOGY: MARKETING 68 COMMITTEE OF TECHNIKON PRINCIPALS 1325 7 480 G G G G

Category 2 [Sub Categories Below]

s 6 7 8 9 10 11 12 13

~ G G G s G G G G

::1 G s G s G G G G

G G G s G s G G G

G G G G IG s G G G

G G G G G s G G G

G G G G G s G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

14 15

G G

G G

G G

G G

G G

G G

G G

G G

G G G G

G G

G G

16

G

G

G

G

G

G

G

G

G G

G

G

Kl

G

G

G

G

G

G

G

G

G G

G

G

en ~ :!:j en 6 m JJ )> z :-1 ..... U1 )> c Gl c:: en -1 c en 1\) 0 ..... 1\)

List 4: Qualifications recognised for Category II & IIA FSPs

0 .!! z .'!::: 0 c .. z c 0 c c 0 e -~ ; 0 0 ; Qj nl ; ; :I ~ _; "1:1 u nl :I .. 2! !E u

5 ; cc !E "' u

iii iii "' .5 Cll

:I .5 CJ :I CJ

1 2 3 4

POSTGRADUATE DIPLOMA: FINANCE

310 BANKING AND INVESTMENT MANAGEMENT 12 UNIVERSITY OF KWAZULU-NATAL 2629 7 128 G G G G

311 BACHELOR OF COMMERCE: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 4737 7 120 G G G G BACHELOR OF COMMERCE HONOURS:

312 INTERNAL AUDITING 5 UNIVERSITY OF PRETORIA 7149 7 120 G G G G BACHELOR OF COMMERCE HONOURS:

313 ACCOUNTING 13 RAU 3093 7 160 G G G G BACHELOR OF COMMERCE HONOURS:

315 INVESTMENT MANAGEMENT 13 RAU 3137 7 160 G G G G BACHELOR OF BUSINESS SCIENCE:

316 MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN 4403 7 576 G G G G BACHELOR OF COMMERCE HONOURS: NATIONAL UNIVERSITY OF SCIENCE AND

319 BANKING 30 TECHNOLOGY FSB068 0 OG G G G POSTGRADUATE CERTIFICATE: ADVANCED

320 TAXATION 1 UNISA 14547 7 240 G G G G BACHELOR OF BUSINESS SCIENCE:

321 ECONOMICS 177 UNIVERSITY OF NATAL 14784 7 544 G G G G BACHELOR OF ARTS HONOURS:

322 INTERNATIONAL TRADE AND FINANCE 13 RAU 14860 7 160 G G G G BACHELOR OF ARTS HONOURS: TRADE AND

324 DEVELOPMENT 13 RAU 15475 7 160 G G G G BACHELOR OF COMMERCE HONOURS:

325 FINANCIAL MANAGEMENT SCIENCES 5 UNIVERSITY OF PRETORIA 16400 7 180 G G G G BACHELOR OF COMMERCE HONOURS:

326 AGRIBUSINESS MANAGEMENT 5 UNIVERSITY OF PRETORIA 16486 7 160 G G G G

Category 2 [Sub Categories Below]

5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

G G G G G G G G G G

15 16

G G

G G

G -

G G

G G

G G

G G

G G

G G

G G

G G

G G

G G

Kl

G

G

G

G

G

G

G

G

G

G

G

G

G

(II 0

z 0

t.l 01 01 CD t.l

G) 0 < m Jl z s: m z -1 G)

~ m ::j m

01

> c G) c (J) -1 1\) 0 .... 1\)

List 4: Qualifications recognised for Category II & IIA FSPs

0 Ill

z I 0 c:: z c

9 i c c:: t ~ 0 0 1 :;:1 :;:1 i f "' Ill :2 .:1:

!IE "' .:1: 'Ill !E u iii iii 'Ill .5 a a .5

1 2 3 4

327 BACHELOR OF MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 16944 7 360 G G G G BACHELOR OF COMMERCE HONOURS:

I

328 FINANCIAL MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 19962 7 120 G G G G

POSTGRADUATE DIPLOMA: PROFESSIONAL SOUTH AFRICAN INSTITUTE OF 331 ACCOUNTANT IN PRACTICE 50 PROFESSIONAL ACCOUNTANTS (SAIPA) 20391 7 240 G G G G

POSTGRADUATE PROFESSIONAL QUALIFICATION: PROFESSIONAL SOUTH AFRICAN INSTITUTE OF

332 ACCOUNTANT IN BUSINESS 50 PROFESSIONAL ACCOUNTANTS (SAIPA) 20392 7 480 G G G G 333 DIPLOMA: COMPANY DIRECTION 170 GIMT SCHOOL OF BUSINESS (PTY) LTD 36050 7 240 G G G G

POSTGRADUATE DIPLOMA: FINANCIAL

334 PLANNING 11 UNIVERSITY OF FREE STATE 48866 7 160 G G G G ADVANCED POSTGRADUATE DIPLOMA:

335 FINANCIAL PLANNING 11 UNIVERSITY OF FREE STATE 48867 7 120 G G G G

BACHELOR OF COMMERCE HONOURS: 337 FINANCIAL PLANNING 13 RAU 50148 7 120 G G G G

BACHELOR OF TECHNOLOGY: INTERNAL CENTRAL UNIVERSITY OF TECHNOLOGY 338 AUDITING 72 FREE STATE 65341 7 480 G G G G

CERTIFIED FINANCIAL PLANNER PROVIDED

340 UNDERLYING QUALIFICATION ACHIEVED 46 FINANCIAL PLANNING INSTITUTE 59235 7 120 G s s s

PROFESSIONAL POSTGRADUATE QUALIFICATION: COMPANY SECRETARIAL

341 AND GOVERNANCE PRACTICE 52 SGB ALL INSTITUTIONS 60654 7 120 G G G G

Category 2 [Sub Categories Below)

5 6 7 8 9 10 11 12 13

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G G G

G G G G G G G s G

G G G G G G G G G

14 15

G G

G G

G G

G G G G

G G

G G

G G

G G

G G

G G

16

G

G

G

G G

G

G

G

G

-

G

Kl

G

G

G

G G

G

G

G

G

G

G

(]J

> c Gl c ~ c (/) 1\) 0 ..... 1\)

Ul .....