Fact Sheet - October 2021 - Cover

THEMATIC FUNDS

2www.tatamutualfund.com TATA MUTUAL FUND

INDEX

MARKET OUTLOOKEquityDebt

67

EQUITYTata Large Cap FundTata Flexi Cap FundTata Large & Mid Cap FundTata Equity P/E FundTata Mid Cap Growth FundTata India Tax Savings FundTata Small Cap FundTata Focused Equity FundTata Index Fund - Nifty PlanTata Index Fund - Sensex PlanTata Nifty Exchange Traded FundTata Nifty Private Bank Exchange Traded FundTata Dividend Yield Fund

89

1011121314151617181920

212223242526272829

HYBRID

383940414243444546

Tata Hybrid Equity Fund Tata Equity Savings Fund Tata Balanced Advantage FundTata Arbitrage FundTata Multi Asset Opportunities Fund

3031

32 - 3334 - 3536 - 37

DEBTTata Dynamic Bond FundTata Medium Term FundTata Income FundTata Short Term Bond FundTata Treasury Advantage FundTata Money Market FundTata Ultra Short Term Fund Tata Banking & PSU Debt FundTata Floating Rate Fund

LIQUID4748

Tata Liquid Fund Tata Overnight Fund

GILT49Tata Gilt Securities Fund

SOLUTIONS50515253

54 - 6869

71 - 7475

Tata Retirement Savings Fund - ProgressiveTata Retirement Savings Fund - ModerateTata Retirement Savings Fund - ConservativeTata Young Citizens’ FundSCHEMES PERFORMANCESCHEME AND BENCHMARK RISKOMETERINCOME DISTRIBUTION CUM CAPITAL WITHDRAWAL OPTIONS/PLANS / BONUS HISTORYHOW TO READ FACT SHEET

Tata Business Cycle FundTata Ethical FundTata Banking & Financial Services FundTata Digital India FundTata India Consumer FundTata India Pharma & Healthcare FundTata Resources & Energy FundTata Infrastructure FundTata Quant Fund

Name of the Schemes Investment Objective Riskometer


RISKOMETER*



Tata Short Term Bond Fund Investment Objective: Regular Fixed Income for Short Term.Investment in Debt/Money market instruments /Government Securities.

Investment in Debt & Money Market instruments

Tata Overnight Fund The objective of the scheme is to seek to generate returns commensurate with low risk and providing high level of liquidity, through investments made primarily in overnight securities having maturity of 1 business day. However, there is no assurance or guaran-tee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Tata Arbitrage Fund Investment Objective: The investment objective of the Scheme is to seek to generate reasonable returns by investing predominantly in arbitrage opportunities in the cash and derivatives segments of the equity markets and by investing balance in debt and money market instruments. There is no assurance that the objective of the Scheme will be realised and the Scheme does not assure or guarantee any returns.

Tata Treasury Advantage Fund

Investment in Debt & Money Market instrumentsTata Liquid Fund

Tata Dynamic Bond Fund Investment Objective: Short Term to Medium Capital Appreciation.Investment in Debt / Money Market Instruments / Government Securities

Tata Gilt Securities Fund Investment Objective: Long Term Capital Appreciation & Regular Income.Investment predominantly in Government Securities.

Tata Banking & PSU Debt Fund Investment Objective: The investment objective of the scheme is to generate reasonable income, with low risk and high level of liquidity from a portfolio of predominantly debt & money market securities issued by Banks, Public Sector Undertakings (PSUs), Public Financial Institutions (PFIs) and Municipal Bonds. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Low

Lo

w to

Mod

erate

Moderate ModeratelyHighHigh

Very High

RiskometerInvestors understand that their principal

will be at Low Risk

Low

Lo

w to

Mod

erate


Very High


will be at Low to Moderate Risk

Low

Lo

w to

Mod

erate


Very High


will be at Moderate RiskTata Income Fund Investment Objective: Long Term Capital Appreciation & Regular Income.

Investment in Debt/Money Market instruments/Government Securities.

Tata Ultra Short Term Fund Investment Objective: The investment objective of the Scheme is to generate returns through investment in Debt & Money Market instruments such that the Macaulay duration of the portfolio is between 3 months - 6 months.

Tata Floating Rate Fund Investment Objective: The objective of the scheme is to generate income through investment primarily in floating rate debt instruments, fixed rate debt instruments swapped for floating rate returns and money market instruments.However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Tata Money Market Fund Investment in Money Market instruments.

Tata Equity Savings Fund Predominantly investing in equity and equity related instruments, equity arbitrage opportunities and debt and money market instruments.

Tata Medium Term Fund Investment Objective: Income/Capital Appreciation over medium term.Investment in Debt / Money Market Instruments / Government Securities.

Tata Business Cycle Fund Investment Objective: To generate long-term capital appreciation by investing with focus on riding business cycles through allocation between sectors and stocks at different stages of business cycles.

Tata Retirement Savings Fund-Conservative Plan

Investment Objective: Long Term Capital Appreciation & Current Income.A debt oriented (between 70%-100%) savings scheme which provides tool for retirement planning to individual investors.

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Banking and Financial Services sector in India.

Tata Banking & Financial Services Fund

The investment objective is to provide capital appreciation and/or dividend distribution by predominantly investing in a well-diversified portfolio of equity and equity relatedinstruments of dividend yielding companies. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Tata Dividend Yield Fund

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Information Technology sector in India.

Tata Digital India Fund


Tata Balanced Advantage Fund Investment Objective: The investment objective of the Scheme is to provide capital appreciation and income distribution to the investors by using equity derivatives strategies, arbitrage opportunities and pure equity investments.


RISKOMETER*

Long Term Capital Appreciation.Investment predominantly in equity & equity related instruments (65% - 80%) & some portion (between 20% to 35%) in fixed income instruments.

Low

Lo

w to

Mod

erate


Very High


will be at Moderately High Risk

Name of the Schemes Investment Objective: Long Term Capital Appreciation Riskometer

Tata Hybrid Equity Fund

Investment (minimum 70%) in equity & equity related instruments of companies whose rolling P/E is lower than rolling P/E of BSE Sensex.

Tata Equity P/E Fund

Investment Objective: The investment objective of the scheme is to generate long term capital appreciation by investing in equity & equity related instruments of maximum 30 stocks across market caps. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Tata Focused Equity Fund

Investment Objective: The investment objective of the Scheme is to reflect/mirror the market returns with a minimum tracking error. The scheme does not assure or guarantee any returns.

Tata Index Fund - Nifty Plan

Low

Lo

w to

Mod

erate


Very High


will be at Very High Risk

Investment in equity and equity related instruments of Shariah Principles compliant companies and in other instruments allowed under Shariah principles.

Tata Ethical Fund

Investment Objective: The investment objective of the Scheme is to generate capital appreciation over medium to long term. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Tata Flexi Cap Fund

Investment Objective: The investment objective of the Scheme is to reflect/mirror the market returns with a minimum tracking error. The scheme does not assure or guarantee any returns.

Tata Index Fund - Sensex Plan

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Consumption Oriented sectors in India.

Tata India Consumer Fund

Low

Lo

w to

Mod

erate


Very High


will be at Very High Risk

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Resources & Energy sectors in India.

Tata Resources & Energy Fund

Investment Predominantly in equity / equity related instruments of the companies in the Infrastructure sector in India.

Tata Infrastructure Fund

The investment objective of the scheme is to provide returns that is closely correspond to the total returns of the securities as represented by the Nifty Private Bank index, subject to tracking error. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.

Tata Nifty Private Bank Exchange Traded Fund

The investment objective of the scheme is to generate medium to long-term capital appreciation by investing in equity and equity related instruments selected based on a quantitative model (Quant Model).

However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Tata Quant Fund

Investment Objective: The investment objective of the scheme is to provide returns that is closely correspond to the total returns of the securities as represented by the Nifty 50 index, subject to tracking error. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.

Tata Nifty Exchange Traded Fund

*Investors should consult their financial advisors if in doubt about whether the product is suitable for them.

Name of the Schemes Investment Objective: Long Term Capital Appreciation Riskometer


RISKOMETER*

Investment in equity and equity related instruments of well researched value and growth oriented companies across all market capitalization.

Tata Large & Mid Cap Fund

Investment predominantly in equity & equity related instruments of growth oriented mid cap companies.

Tata Mid Cap Growth Fund

Investment predominantly in equity & equity securities related securities of large cap companies.

Tata Large Cap Fund

A predominantly equity oriented (between 65%-85%) savings scheme which provides tool for retirement planning to individual investors.

Tata Retirement Savings Fund-Moderate Plan

An equity oriented (between 85%-100%) savings scheme which provides tool for retirement planning to individual investors.

Tata Retirement Savings Fund-Progressive Plan

An equity linked savings scheme (ELSS) Investing predominantly in Equity & Equity related instruments.

Tata India Tax Savings Fund

Investment Objective: Long Term Capital Appreciation & Current Income.Long Term Capital Appreciation by investing predominantly in equity & equity related instruments.

Tata Young Citizens Fund

Investment Objective: The investment objective of the scheme is to generate long term capital appreciation by predominantly investing in equity & equity related instruments of small cap companies.

Tata Small Cap Fund

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Pharma & Healthcare sectors in India.

Tata India Pharma & Healthcare Fund

Investment Objective: The investment objective of the scheme is to generate long term capital appreciation. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Tata Multi Asset Opportunities Fund

The Macro picture

October 2021 September 2021

WPICPI Index of Industrial ProductionRepo rateMarginal Standing Facility Rate

10.66% (September 2021)4.35% (September 2021)11.86% (August 2021)

4.0% (as on October 31, 2021)4.25% (as on October 31, 2021)

11.39% (August 2021)5.3% (August 2021)11.45% (July 2021)

4.0% (as on September 30, 2021)4.25% (as on September 30, 2021)

Source: RBI, Bloomberg

Index NameReturn in %As on

29-Oct-21 30-Sep-21 30-Oct-20 1 Month 1 Year

5930725278279837639

25338446514321926673140032503433491200171814333383985

5912625253280827617

23866427284134025967148622609334419201821830231994104

3961414905148884910

175172738924076141671092319258210598208

1212617291804

0.30.1

-0.40.36.24.54.52.7

-5.8-4.1-2.7-0.8-0.94.3

-2.9

49.769.688.055.644.663.079.588.328.230.059.0

143.949.693.0

120.9

S&P BSE SensexS&P BSE MID CAPS&P BSE SMALL CAPS&P BSE 200S&P BSE AUTOS&P BSE BankexS&P BSE Consumer DurableS&P BSE Capital GoodS&P BSE FMCGS&P BSE Health CareS&P BSE ITS&P BSE METALS&P BSE Oil & GasS&P BSE Power IndexS&P BSE Realty

Index NameReturn in %As on

29-Oct-21 30-Sep-21 30-Oct-20 1 Month 1 Year

176729338

11297391165738

23236187933822270435045

344095563

3047013879

49910767

176189319

10598374255700

22859183044042771955025

350285611

3038414467

51410890

1164260187758

239013234

14978116362942850143130

209172344

1706711244

2285819

0.30.26.64.50.71.72.7

-5.5-2.10.4

-1.8-0.90.3

-4.1-2.9-1.1

51.855.245.663.777.455.161.529.940.561.264.5

137.478.523.4

118.585.0

Nifty 50Nifty 200Nifty AutoNifty BankNifty CommoditiesNifty EnergyNifty Financial ServicesNifty FMCGNifty India ConsumptionNifty InfrastructureNifty ITNifty MetalNifty Midcap 100Nifty PharmaNifty RealtyNifty Smallcap 100


MARKET OUTLOOKEquity market

Disclaimer: The views expressed are in no way trying to predict the markets or to time them. The views expressed are for information purpose only and do not construe to be any investment, legal or taxation advice. Please consult your Financial/Investment Adviser before investing. The views expressed may not reflect in the scheme portfolios of Tata Mutual Fund. This note has been prepared using information believed to be accurate at the time of its use.

Equity markets were in a range during the month with BSE Sensex up by 0.3%, CNX Nifty up 0.3%. The broader market: the BSE Midcap was up by 0.1% while the BSE Small Cap was down 0.4%. In terms of sectors Consumer Durables, Capital Goods, Auto, Banks and Power were the major outperformers whilst other sectors underperformed the BSE Sensex. FII flows for the month was negative with net selling of ~USD 1.2bn. Net equity buying by domestic institutions in the market were ~USD 0.02 bn.

The month started on a strong note with a broad-based market rally, however continuous FII selling in the 2H of the month led to some correction specially the small cap segment.

Inflation: India’s Wholesale Price Inflation (WPI) Index came in at 10.66% YoY during the current month as compared to 11.39% for the previous month on account of rising fuel, food and commodity prices.

The Consumer Price Inflation index remained in a range from previous months and came at 4.35% YoY in the current month as compared to 5.3% in the previous month due to higher fuel, commodity prices and lower fruits and vegetable inflation. Inflation is likely to remain in a range for some time going ahead.

Growth: India’s Real Gross Domestic Product (GDP) growth for FY21 came at -7.3% compared to estimated -8% with 2H growth turning positive. Q4FY21 GDP growth was reported at +1.6% much higher than estimated 1% growth. The rebound in growth is faster and in line with other emerging market economies globally. Q1FY22 GDP growth was reported at 20.1% on a low base of Q1FY21. GDP growth for FY22 is estimated at 9-10% range.

Other macro developments (fiscal deficit and household savings)

India’s Q1FY22 current account balance registered a surplus of US$6.5bn (0.9% of GDP) from a deficit of US$8.1bn (1.1% of GDP) in Q4FY21. The deficit represents gradual widening of the trade deficit, as imports pick-up with revival in domestic demand. Meanwhile, BoP surplus remained positive at US$3.4bn in Q4, supported by strong foreign investment inflows and FDI flows.

India’s fiscal deficit for FY21 ended at 9.3% slightly lower than the estimates number of 9.5% due to better economic recovery during the 2HFY21 and the resultant higher tax revenues.

FY20 net household financial savings rate improved to 7.7% from 7.2% in FY19 (revised up from the previously reported 6.5%).

Market Outlook

Corporate India financial performance delivery is extremely strong despite Covid led disruptions. Most businesses in recent months are performing as if Covid never happened and growth in earnings is higher than pre-covid. The confidence and narrative coming out of conference calls/interviews suggest this robust performance is likely to continue going ahead as well. As we have been mentioning, India is poised for a strong economic recovery and we are also seeing early signals of a corporate capex upcycle going ahead.

Q2FY22 result season is in progress and so far, Nifty companies (ex-Financials) have reported sales growth of 20% along with Operating profit growth of 39% and Profit After tax growth of 36%. The broader index ie BSE 500 (ex-Financials) performance is even stronger with sales growth of 23%, Operating profit growth of 46% and Profit After Tax growth of 43% (**Source – Bloomberg, B&K Securities, Tata AMC). Performance of Financial companies is strong as well with stable Net Interest Margins and lower Gross NPA resulting in higher Profit After Tax.

During our September 2021 newsletter, we had highlighted commodity price inflation. Most manufacturing companies have faced sharp raw material cost inflation which they are passing on gradually leading to some amount of margin pressure in the near term. Given the strong demand pick up across sectors, our sense is that the full pass-on of cost inflation would not be a challenge and profit margins will revert to normal levels going forward. Another key trend we are seeing, is of lower interest cost. Most companies are on their way to reduce leverage consistently and hence interest costs continue to move lower. This combination of high sales growth, stable margins and lower interest cost is leading to higher profit margins.

We remain optimistic on the earnings growth trajectory for corporate India over the foreseeable future.

In terms of our portfolio positioning, we remain focused on companies with faster earnings growth visibility. We continue to remain overweight on private sector banks on account of their ability to gain market share and maintain relatively higher growth rates.

Long-term structural drivers like demographic advantage, low household debt, limited penetration across different consumer categories, increased potential for financial savings and urbanization makes India a compelling equity story from medium to long term perspective.

We believe investors would be well advised to invest with medium to long term perspective and systematically increase exposure to Indian equity markets.


MARKET OUTLOOK

Disclaimer: The views expressed are in no way trying to predict the markets or to time them. The views expressed are for information purpose only and do not construe to be any investment, legal or taxation advice. Please consult your Financial/Investment Adviser before investing. The views expressed may not reflect in the scheme portfolios of Tata Mutual Fund. This note has been prepared using information believed to be accurate at the time of its use.

Debt market

31-10-21 30-09-21

10 Year Benchmark Yield (s.a)10 Year AAA (PSU) (ann)5 Year AAA (PSU) (ann)3 Year AAA (PSU) (ann)1 Year AAA (PSU) (ann)3 Month T Bill3 Month CD6 Month CD9 Month CD12 Month CD10 Year AAA Spread5 Year AAA Spread

6.387.006.035.544.403.573.704.004.154.300.620.30

6.236.865.905.254.253.443.483.653.884.080.630.25

Change (bps)

151413

29151322352722

-0105

Monetary Policy committee meeting, and minutes was broadly as per market expectations. No change in rates and stance of monetary policy to be kept accommodative as long as necessary to revive and sustain growth. A section of the market was disappointed as there was no scheduled calendar for OMO/ OT / GSAP. RBI governor however maintained they will conduct these operations as and when required to ensure borrowing programme is conducted in a smooth and non-disruptive manner.

RBI Governor stated they will be conducting longer term VRR for 28 days. To suck out excess liquidity to maintain macro-economic stability, RBI provided a fortnightly calendar for 14 days VRR with 50000 crores increase in each auction reaching 6 Lakh crores by Dec 3, 2021. Even after sucking out this liquidity, as per the Governor estimate Rs 2/3 Lakh crores of excess liquidity will remain on a daily basis in the system.

Global markets saw sharp upwards movement in yields due to rising inflation in developed markets. US bond market is now expecting 2 rate hikes in the next calendar year. As per FOMC members, they expect CPI inflation to remain high in the first half of the calendar year and reduce only in the second half of the next calendar year.

RBI in its monetary policy, expected the average price of Indian basket of crude to be around USD 75 per barrel. Indian core inflation continues to run above 5.5 % and is expected to remain at these levels in the current financial year.

Higher crude oil prices, no action from RBI to control yields, continuous sucking of liquidity at cut-off of 3.99 %, led to corporate bonds and G-sec sell off. Shorter end of the curve saw more impact as overnight liquidity reduced due to increased VRR amount. The cut-off on the latest auction was 3.99 % and weighted average came to 3.91%. Few auctions also saw less then 100% bidding for 14 days VRR as liquidity is concentrated with few players and due to advance tax outflows.

Towards the end of the month RBI announced 28-day VRR for 50000 crores carving out amount from 7-day VRR whose amount got reduced to 1.5 lakh crores from Rs 2 lakh crores. This further impacting the shorter end of the curve up to at least 2 years. Money market rates went up as market is discounting a rate hike in the month of April 2022 compared with rate hikes in the second half of the next financial year.

Retail inflation declined as expected in September, led by base effect aided by lower prices across several food items. Consumer Price Index inflation was at 4.35% in September 2021, compared with 5.3% in August 2021. Inflation in the food and beverages category fell to 1.61% from 3.8% in August. This was the lowest in twenty-nine months. Core inflation was at 5.85% in September, compared to 5.89% in August. With September inflation of 4.5%, CPI has averaged 5.1% in Q2 FY22 and is in line with the RBI’s latest downward-revised forecast. The market is pricing above 6 % in the fourth quarter of the current financial year as economic activity is showing remarkable improvement. Manufactures in cement, automobile sectors are already passing on higher input costs to the consumers due to strong demand conditions.

Going forward Liquidity appears to be important indicator for market along with the policy rates. FOMC meeting, OPEC meeting is expected to drive the direction of yields in the global markets. Indian markets are expected to follow global yield movements. Uptick in bond yields is expected unless RBI intervenes through OMO / Operation Twist or buys directly in the secondary markets.

Mutual Fund Investments are subject to market risks, read all Scheme related documents carefully.

OPEN ENDED EQUITY & HYBRID FUNDS SNAPSHOT AS ON 31st OCTOBER 2021

Fund Name Nature Sub Nature Launch Date Benchmark Name Fund Manager Min

Investment Exit LoadExpense Ratio

Regular DirectTata Arbitrage Fund

An open ended scheme investing in arbitrage opportunities.

Arbitrage Fund 18-Dec-18 Nifty 50 Arbitrage

Index Sailesh Jain 5,000 0.25 % -30 Days 1.09 0.32

Tata Balanced Advantage Fund

An open ended dynamic asset allocation fund.

Dynamic Asset

Allocation or Balanced Advantage

28-Jan-19 CRISIL Hybrid 35+65 - Aggressive Index

Rahul Singh, Sailesh Jain, Akhil

Mittal5,000 1% - 365 Days

Nil - upto 12% of Initial Investments 1.95 0.30

Tata Banking & Financial Services Fund

An open ended equity scheme investing in Banking & Financial Services Sector

Sectoral 28-Dec-15 Nifty Financial Services TRI Amey Sathe 5,000 If redeemed before 30 Day; Exit Load is

0.25%; 2.45 0.85


An open ended equity scheme investing in companies in Information Technology Sector

Sectoral 28-Dec-15 S&P BSE IT TRI Meeta Shetty, Venkat Samala 5,000 If redeemed before 30 Day; Exit Load is

0.25%; 2.02 0.43


An open ended equity scheme following a value investment strategy

Value Fund 29-Jun-04 S&P BSE Sensex TRI Sonam Udasi, Amey Sathe 5,000 1% - 12 Months.


Tata Equity Savings Fund

An open-ended scheme investing in equity, arbitrage and debt.

Equity Savings 27-Apr-00 NIFTY Equity Savings

Index

Sailesh Jain, Murthy

Nagarajan5,000 0.25% - 90 Days


Tata Ethical Fund An open ended equity scheme following Shariah principles Thematic 24-May-96 Nifty 500 Shariah TRI Abhinav Sharma 5000 1% - 365 Days



An open ended hybrid scheme investing predominantly in equity & equity related instruments.

Aggressive Hybrid Fund 08-Oct-95 Crisil Hybrid 25+75 -

Aggressive Index

Chandraprakash Padiyar, Murthy

Nagarajan, Satish Chandra Mishra

5000 1% - 365 Days Nil - upto 12% of Initial Investments 1.98 1.04

Tata Index Fund - Nifty Plan

An open ended equity scheme tracking Nifty 50 Index Index Funds 25-Feb-03 Nifty 50 TRI Sonam Udasi 5000 0.25% - 7 days 0.52 0.16

Tata Index Fund - Sensex Plan

An open ended equity scheme tracking S & P BSE Sensex Index Funds 25-Feb-03 S&P BSE Sensex TRI Sonam Udasi 5000 0.25% - 7 days 0.59 0.29


An open ended equity scheme investing in Consumption Oriented Sector

Sectoral 28-Dec-15 Nifty India Consumption TRI Sonam Udasi 5,000 If redeemed before 30 Day; Exit Load is

0.25%; 2.23 0.88

Tata India Pharma & Healthcare Fund

An open ended equity scheme investing in Pharma and Healthcare Services Sector

Sectoral 28-Dec-15 Nifty Pharma TRI Meeta Shetty 5,000 If redeemed before 30 Day; Exit Load is 0.25%; 2.58 1.07


An open ended equity linked savings scheme with a statutory lock in of 3 years and tax benefit

ELSS 31-Mar-96 S&P BSE Sensex TRI Tejas Gutka 500 Nil (Compulsory lock-in period for 3 years) 1.95 0.74

Tata Infrastructure Fund

An open ended equity scheme investing in Infrastructure sector. Sectoral 31-Dec-04 S&P BSE India

Infrastructure TRI Abhinav Sharma 5000 If redeemed before 30 Day; Exit Load is 0.25%; 2.49 1.70





Regular Direct


An open-ended equity scheme investing in both large cap & mid cap stocks.

Large & Mid Cap Fund 25-Feb-93 Nifty LargeMidcap

250 TRI

Chandraprakash Padiyar, Meeta

Shetty5000 1% - 365 days 2.12 1.05

Tata Large Cap Fund

An open-ended equity scheme predominantly investing in large cap stocks.

Large Cap Fund 07-May-98 S&P BSE Sensex TRI Amey Sathe,

Venkat Samala 5000 1% - 365 days 2.39 1.66


An open-ended equity scheme predominantly investing in mid cap stocks.

Mid Cap Fund 01-Jul-94 Nifty Midcap 100 TRI

Satish Chandra Mishra, Abhinav

Sharma5000 1% - 365 days 2.28 1.06

Tata Flexi Cap Fund

An open ended dynamic equity scheme investing across large cap, mid cap, small cap stocks.

Flexi Cap Fund 06-Sep-18 S&P BSE 500 TRI Sonam Udasi,

Abhinav Sharma 5,000 1% - 12 Months Nil - upto 12% of Initial Investments 2.13 0.73

Tata Nifty Exchange Traded Fund

An open ended Exchange Traded Fund tracking Nifty 50 Index.

ETFs - Others 01-Jan-19 Nifty 50 TRI Sailesh Jain

50,000 units and

in multiples thereof

Nil 0.00 0.08


An Open-Ended Exchange Traded Fund replicating/ tracking -Nifty Private Bank Index

ETFs - Others 30-Aug-19 Nifty Private Bank

TRI Sailesh Jain

15,000 units and

in multiples thereof

Nil 0.00 0.15


An open ended equity scheme investing in Resources and Energy Sector

Sectoral 28-Dec-15 Nifty Commodities TRI

Satish Chandra Mishra 5,000 If redeemed before 30 Day; Exit Load is

0.25%; 2.61 1.01

Tata Retirement Savings Fund-Moderate Plan

An open ended retirement solution oriented scheme having a lock-in of 5 years or till retirement age (whichever is earlier)

Retirement Fund 01-Nov-11 Crisil Hybrid 25+75 -

Aggressive Index

Sonam Udasi, Murthy

Nagarajan5000

1) Nil – If redemption or switch out on or after attainment of retirement age i.e. 60years.2) Nil – In case of Auto switch out of units on occurrence of Auto switch trigger event.3 ) Exit Load is 1% – If redeemed before 61 months from the date of allotment

2.13 0.64

Tata Retirement Savings Fund-Conservative Plan


Retirement Fund 01-Nov-11

CRISIL Short Term Debt Hybrid 75+25

Fund Index

Sonam Udasi, Murthy

Nagarajan5,000


2.21 1.05

Tata Retirement Savings Fund-Progressive Plan


Retirement Fund 01-Nov-11 S&P BSE 200 TRI

Sonam Udasi, Murthy

Nagarajan5000


2.22 0.65

Tata Small Cap Fund

An open-ended Equity Scheme predominantly investing in small cap stocks

Small cap Fund 12-Nov-18 Nifty Smallcap 100

TRI

Chandraprakash Padiyar, Satish

Chandra Mishra5,000 1% - 12 Months






Regular Direct


An open ended fund for investment for children having a lock-in for at least 5 years or till the child attains age of majority (whichever is earlier)

Childrens Fund 14-Oct-95 S&P BSE 200 TRI Amey Sathe 500

Compulsory Lock-in Option 5 years or till the child attains age of majority (whichever is earlier). 1% - If redeemed before child attains 18 years of age.

2.58 2.03

Tata focused equity fund

An Open Ended Equity Scheme investing in maximum 30 stocks across market caps (i.e. Multi Cap)

Focused 05-Dec-19 S&P BSE 200 TRI Rahul Singh, Venkat Samala 5000 1% - 365 Days



An Open Ended Scheme investing in equity, debt & exchange traded commodity derivatives

Multi Asset Allocation 04-Mar-20

CRISIL Short Term Bond Fund Index,I

Comdex composite index,S&P BSE 200

TRI

Rahul Singh (Equity), Murthy

Nagarajan (Fixed Income),

Aurobinda Prasad Gayan (Commodities) & Sailesh Jain

(Equity Arbitrage)

Rs 5,000/- and in multiple

of Re.1/- thereafter

• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment. • Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment. • No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment

2.26 0.46

Tata Quant FundAn Open Ended Equity Scheme following quant based investing theme

Thematic 22-Jan-20 S&P BSE 200 TRI Sailesh Jain

Rs 5,000/- and in multiple

of Re.1/- thereafter

1% - 365 Days Nil - upto 12% of Initial Investments 2.45 0.79

Tata Dividend Yield Fund

An open ended equity scheme that aims for growth by primarily investing in equity and equity related instruments of dividend yielding companies

Dividend Yield Fund 20-May-21

"Nifty Dividend Opportunities 50

TRI"

Sailesh Jain, Murthy

Nagarajan Venkat Samala

5000 1% -365 Days 2.43 0.74

Tata Business Cycle Fund

An open-ended equity scheme following business cycles based investing theme

Thematic 04-Aug-21 Nifty 500 TRI

Rahul Singh, Murthy

Nagarajan, Venkat Samala

5000

Redemption/Switch-out/SWP/STP on or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment-NIL Redemption/Switch-out/SWP/STP on or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12%of the original cost of investment-1% Redemption/Switch-out/SWP/STP after expiry of 365 days from the date of allotment-NIL

2.34 0.89

Expense ratio excludes Borrowing cost

Scheme Scheme Category

Recommended Investment

Horizon

Month end AUM (Rs Crs)

YTM (%) Macaulay Duration

Modified Duration (Years)

Avg. Portfolio Maturity (Years)

Expense Ratio

Exit LoadRegular Direct

Tata Overnight Fund Overnight Fund 1 day to 7 days 2,024.71 3.30 0.10 Months

0.10 Months

0.10 Months 0.21 0.11 NIL

Tata Liquid Fund Liquid Fund 1 day to 3 months 8,688.23 3.77 1.31 Months

1.30 Months

1.31 Months 0.33 0.22

1 day - 0.0070% of redemption proceeds 2 days - 0.0065% of redemption proceeds 3 days - 0.0060% of redemption proceeds 4 days - 0.0055% of redemption proceeds 5 days - 0.0050% of redemption proceeds 6 days - 0.0045% of redemption proceeds 7 days or more - Nil

Tata Ultra Short Term Fund

Ultra Short Duration Fund

1 month to 3 months 1,102.73 4.08 3.91

Months3.83

Months4.19

Months 1.02 0.29 NIL


Low Duration Fund

3 months to 1 year 2,668.15 4.24 7.17

Months6.94

Months7.46


Tata Money Market Fund Money Market Fund

3 months to 1 year 7,126.33 4.20 4.17

Months4.16

Months4.17


Tata Short Term Bond Fund

Short Duration Fund 1 year to 3 years 3,439.10 5.14 2.06 Years 1.97 Years 2.26 Years 1.20 0.29 NIL

Tata Medium Term Fund Medium Duration Fund 3 years and more 71.24 6.39 2.98 Years 2.84 Years 3.62 Years 1.39 0.50 1% - 365 Days

Nil - upto 12% of Initial Investments

Tata Income Fund Medium to Long Duration Fund 3 years and more 57.13 6.22 4.94 Years 4.66 Years 6.51 Years 1.96 1.28 Nil

Tata Dynamic Bond Fund Dynamic Bond 3 years and more 215.25 4.86 1.37 Years 1.30 Years 1.46 Years 0.73 0.31 Nil

Tata Gilt Securities Fund Gilt Fund

3 years and more, tactical play for a shorter duration on clarity on the

direction

201.66 5.70 5.19 Years 5.03 Years 7.33 Years 1.74 1.07 Nil

Tata Banking & PSU Debt Fund

Banking & PSU Fund Above 3 years 474.49 5.16 2.34 Years 2.22 Years 2.73 Years 0.71 0.26 Nil

Tata Floating Rate Fund Floater Fund Above 1 year 595.49 4.78 0.98 Years 2.40 Years 3.10 Years 0.72 0.27 Nil

Note: YTM is including NCA adjustment

Expense ratio excludes Borrowing cost


OPEN ENDED DEBT FUNDS SNAPSHOT AS ON 31st OCTOBER 2021

Tax Reckoner 2021-22

Mutual Fund investments are subject to market risks, read all scheme related documents carefully.

Snapshot of Tax rates specific to Mutual FundsThe rates are applicable for the financial year 2021-22 as per Finance Act, 2021

Income-tax implications on income in respect of units of Mutual FundType of Investor Withholding tax rate

Resident*** 10%*

NRI 20%*** Tax not deductible if dividend income in respect of units of a mutual fund is below Rs. 5,000 in a financial year. ** The base tax is to be further increased by surcharge at the rate of: • 37% on base tax where income or aggregate of such income exceeds Rs. 5 crore;• 25% where income or aggregate of such income exceeds Rs. 2 crore but does not exceed Rs. 5 crore;• 15% where income or aggregate of such income exceeds Rs. 1 crore but does not exceed Rs. 2 crore; and• 10% where income or aggregate of such income exceeds Rs. 50 lakhs but does not exceed Rs. 1 croreFurther, “Health and Education Cess” is to be levied at 4% on aggregate of base tax and surcharge. *** As per section 139AA of the Income tax Act, 1961 (‘the Act’) read with rule 114AAA of the Income-tax Rules, 1962, in the case of a resident person, whose PAN has become inoperative due to PAN – Aadhaar not being linked on or before 30 June 2021, it shall be deemed that he has not furnished the PAN and tax could be withheld at a higher rate of 20% as per section 206AA of the Act

CAPITAL GAINS TAXATIONIndividual/ HUF $ Domestic Company @ NRI $

Equity Oriented Schemes • Long Term Capital Gains (units held for more than 12 months) • Short Term Capital Gains (units held for 12 months or less)

Long term capital gains 10%* 10%* 10%*

Short term capital gains 15% 15% 15%

Other Than Equity Oriented Schemes • Long Term Capital Gains (units held for more than 36 months) • Short Term Capital Gains (units held for 36 months or less)

Long term capital gains 20%& 20%& Listed - 20%& Unlisted - 10%**

Short term capital gains 30%^ 30%/25%^^/22%^^^/15%^^^^ 30%^

Tax deductible at source (Applicable to NRI Investors) #

Short term capital gains $ Long term capital gains$

Equity oriented schemes 15% 10%*

Other than equity oriented schemes 30%^ 10%** (for unlisted) & 20%& (for listed)

* Income-tax at the rate of 10% (without indexation benefit and foreign exchange fluctuation) to be levied on long-term capital gains exceeding Rs. 1 lakh provided transfer of such units is subject to Securities Transaction Tax (‘STT’).

$ Surcharge to be levied at: • 37% on base tax where specified income exceeds Rs. 5 crore; • 25% where specified income exceeds Rs. 2 crore but does not exceed Rs. 5 crore; • 15% where total income exceeds Rs. 1 crore but does not exceed Rs. 2 crore; and • 10% where total income exceeds Rs. 50 lakhs but does not exceed Rs. 1 crore. Specified income – Total income excluding income by way of dividend or income under the provisions of section 111A and 112A of the Act. Further, Health and Education Cess to be levied at the rate of 4% on aggregate of base tax and surcharge. @ Surcharge at 7% on base tax is applicable where total income of domestic corporate unit holders exceeds Rs 1 crore but does not exceed 10 crores and at 12% where total income exceeds 10

crores. However, surcharge at flat rate of 10 percent to be levied on base tax for the companies opting for lower rate of tax of 22%/15%. Further, “Health and Education Cess” to be levied at the rate of 4% on aggregate of base tax and surcharge.

# Short term/ long term capital gain tax (along with applicable Surcharge and Health and Education Cess) will be deducted at the time of redemption of units in case of NRI investors.& After providing indexation. ** Without indexation. ^ Assuming the investor falls into highest tax bracket.^^ If total turnover or gross receipts in the financial year 2019-20 does not exceed Rs. 400 crores.^^^ This lower rate is optional and subject to fulfillment of certain conditions as provided in section 115BAA.^^^^ This lower rate is optional for companies engaged in manufacturing business (set-up & registered on or after 1 October 2019) subject to fulfillment of certain conditions as provided in section

115BAB.

Further, the domestic companies are subject to minimum alternate tax (except for those who opt for lower rate of tax of 22%/15%) not specified in above tax rates.

Transfer of units upon consolidation of mutual fund schemes of two or more schemes of equity oriented fund or two or more schemes of a fund other than equity oriented fund in accordance with SEBI (Mutual Funds) Regulations, 1996 is exempt from capital gains.

Transfer of units upon consolidation of plans within mutual fund schemes in accordance with SEBI (Mutual Funds) Regulations, 1996 is exempt from capital gains.

Relaxation to non-residents from deduction of tax at higher rate (except income distributed by mutual fund) in the absence of PAN subject to them providing specified information and documents.

The Finance Act, 2021 introduced section 206AB (applicable from 1 July 2021) stating that tax to be deducted at twice the applicable rate in case of payments to specified person (except non-resident not having permanent establishment in India) who have not filed return of income for past two assessment years for which time limit for filing return has expired and the aggregate of tax deducted at source in his case is Rs. 50,000 or more in each of these two years. Additionally, if provisions of section 206AA are also applicable then tax to be deducted at higher of the two rates provided i.e. rate as per section 206AB or section 206AA.

Bonus Stripping: The loss due to sale of original units in the schemes, where bonus units are issued, will not be available for set off; if original units are: (A) bought within three months prior to the record date fixed for allotment of bonus units; and (B) sold within nine months after the record date fixed for allotment of bonus units. However, the amount of loss so ignored shall be deemed to be the cost of purchase or acquisition of such unsold bonus units.

1. Income Tax Rates

Option A For Individuals, Hindu Undivided Family, Association of Persons, Body of Individuals and Artificial juridical persons

Total Income Tax Rates

Up to Rs. 2,50,000 (a) (b) NIL

Rs. 2,50,001 to Rs. 5,00,000(d) (e) 5%

Rs. 5,00,001 to Rs. 10,00,000(d) 20%

Rs. 10,00,001 and above(c)(d) 30%

(a) (a) In case of a resident individual of the age of 60 years or above but below 80 years, the basic exemption limit is Rs. 300,000.

(b) In case of a resident individual of age of 80 years or above, the basic exemption limit is Rs 500,000.

(c) Rate of surcharge:

• 37% on base tax where specified income exceeds Rs. 5 crore;

• 25% where specified income exceeds Rs. 2 crore but does not exceed Rs. 5 crore

• 15% where total income exceeds Rs. 1 crore but does not exceed Rs. 2 crore; and

• 10% where total income exceeds Rs 50 lakhs but does not exceed Rs. 1 crore.

Specified income – Total income excluding income by way of dividend or income under the provisions of section 111A and 112A of the Act.

Marginal relief for such person is available.

d) Health and Education cess @ 4% on aggregate of base tax and surcharge.

(e) Individuals having total income not exceeding Rs. 500,000 can avail rebate of lower of actual tax liability or Rs. 12,500

Option B For Individuals and Hindu Undivided Family

Total Income Tax Rates

Up to 2,50,000 Nil

From 2,50,001 to 5,00,000 5%

From 5,00,001 to 7,50,000 10%

From 7,50,001 to 10,00,000 15%

From 10,00,001 to 12,50,000 20%

From 12,50,001 to 15,00,000 25%

From 15,00,001 and above 30%

For adopting Option B, most of the deductions/exemptions such as section 80C, 80D, etc. are to be foregone. The aforesaid regime is optional. Accordingly, Individuals and HUFs have the option to be taxed under either of the options. Option B once exercised can be changed in subsequent years (not applicable for business income).

2. Securities Transaction Tax (STT) STT is levied on the value of taxable securities transactions as under:

Transaction Rates Payable by

Purchase/ Sale of equity shares (delivery based) 0.1% Purchaser/ Seller

Purchase of units of equity oriented mutual fund Nil Purchaser

Sale of units of equity oriented mutual fund (delivery based) 0.001% Seller

Sale of equity shares, units of business trust, units of equity oriented mutual fund (non-delivery based) 0.025% Seller

¬¬¬Sale of an option in securities 0.05% Seller

Sale of an option in securities, where option is exercised 0.125% Purchaser

Sale of a futures in securities 0.01% Seller

Sale or surrender or redemption of a unit of an equity oriented fund to an insurance company, on maturity or partial withdrawal, with respect to unit linked insurance policy issued by such insurance company on or after the first day of February, 2021

0.001% Seller

Sale of units of an equity oriented fund to the Mutual Fund 0.001% Seller

Sale of unlisted equity shares and units of business trust under an initial offer 0.2% Seller

3. Special rates for non-residents as per domestic provisions

(1) The following incomes in the case of non-resident are taxed at special rates on gross basis

Transaction Rates(a)

Dividend 20%

Interest received on loans given in foreign currency to Indian concern or Government of India (not being interest referred to in section 194LB or section 194LC)

20%

Income received in respect of units purchased in foreign currency of specified Mutual Funds / UTI 20%

Royalty or fees for technical services (b) 10%

Interest income from a notified infrastructure debt fund, specified loan agreement, specified long-term bonds, rupee denominated bonds(c) and business trust

5%

Interest on FCCB, Dividend on GDRs 10%

(a) These rates will be further increased by applicable surcharge and health and education cess.

(b) In case the non-resident has a Permanent Establishment (PE) in India and the royalty/ fees for technical services paid is effectively connected with such PE, the same is taxable at 40% (plus applicable surcharge and health and education cess) on net basis.

(c) Interest payable to a non-resident in respect of monies borrowed by any Indian company or business trust from a source outside India by way of issue of rupee denominated bond during the period 17 September 2018 to 31 March 2019 is exempt from tax.

(2) Tax on non-resident sportsmen or sports association on specified income @20% plus applicable surcharge and health and education cess.

4. Capital Gains

Transaction Short-term capital gains(a) Long-term capital gains(a)(b)

Sale transactions of equity shares/ unit of an equity oriented fund which attract STT 15% 10%*

Sale transaction other than mentioned above:

Individuals (resident and non-residents) Progressive slab rates

20% / 10% (b)Firms 30%

Resident companies 30% /25%(d)/22%(e)/15%(f)

Overseas financial organi-zations specified in sec-tion115AB 40% (corporate) 30% (non corporate) 10%

FIIs 30% 10%

Foreign companies other than ones mentioned above 40% 20% / 10% (C)

Local authority 30%20% / 10%

Co-operative society rates Progressive slab or 20%(g)

* Income-tax at the rate of 10% to be levied on long-term capital gains exceeding Rs. 1 lakh (without indexation benefit and foreign exchange fluctuation).

(a) These rates will further increase by applicable surcharge & health and education cess.

(b) Income-tax rate of 20% with indexation and 10% without indexation.

(c) Long term capital gains arising to a non-resident from transfer of unlisted securities or shares of a company, not being a company in which the public are substantially interested, subject to 10 per cent tax (without benefit of indexation and foreign currency fluctuation).

(d) If total turnover or gross receipts in the financial year 2019-20 does not exceed Rs. 400 crores.

(e) This lower rate is optional and subject to fulfillment of certain conditions as provided in section 115BAA.

(f) This lower rate is optional for companies engaged in manufacturing business (set-up & registered on or after 1 October 2019) subject to fulfillment of certain conditions as provided in section 115BAB.

(g) Co-operative societies have the option to be taxed at progressive slab rates or 20% subject to fulfillment of certain conditions as provided in section 115BAD.

5. Personal Income-tax Scenario

IndividualTotal Income

475,000 825,000 1,000,000 1,200,000 1,500,000 5,650,000 11,150,00021,150,000

#51,150,000

#

Tax in FY 2021-22 (Option A)*

NIL*** 49,400 85,800 132,600 226,200 1,673,100 3,722,550 7,946,250 21,532,290

Tax in FY 2021-22 (Option B) **

NIL*** 50,700 78,000 119,600 195,000 1,638,780 3,686,670 7,907,250 21,489,546

Additional Tax burden/ (Sav-ings)

- 1,300 (7,800) (13,000) (31,200) (34,320) (35,880) (39,000) (42,744)

Additional Tax burden/ (Savings) (%) in Option B

- 2.63% (9.09%) (9.80%) (13.79%) (2.05%) (0.96%) (0.49%) (0.20%)

Resident senior citizen (age of 60 years but below 80 years)

Total Income

475,000 825,000 1,000,000 1,200,000 1,500,000 5,650,000 11,150,000 21,150,000 #

51,150,000 #

Tax in FY 2021-22 (Option A) *

NIL*** 46,800 83,200 130,000 223,600 1,670,240 3,719,560 7,943,000 21,528,728


NIL*** 50,700 78,000 119,600 195,000 1,638,780 3,686,670 7,907,250 21,489,546

Additional Tax burden/ (Savings) in Option B

- 3,900 (5,200) (10,400) (28,600) (31,460) (32,890) (35,750) (39,182)


- 8.33% (6.25%) (8.00%) (12.79%) (1.88%) (0.88%) (0.45%) (0.18%)

Resident senior citizen (age 80 years and above)

Total Income

475,000 825,000 1,000,000 1,200,000 1,500,000 5,650,000 11,150,000 21,150,000 #

51,150,000 #

Tax in FY 2021-22 (Option A) *

NIL 36,400 72,800 119,600 213,200 1,658,800 3,707,600 7,930,000 21,514,480


NIL 50,700 78,000 119,600 195,000 1,638,780 3,686,670 7,907,250 21,489,546

Additional Tax burden/ (Savings) in Option B

- 14,300 5,200 - (18,200) (20,020) (20,930) (22,750) (24,934)


- 39.29% 7.14% - (8.54%) (1.21%) (0.56%) (0.29%) (0.12%)

* For purpose of tax calculation under Option A, ad hoc deduction of INR 150,000 has been claimed. The ad hoc deduction is only illustrative in nature. Basis actual deduction, the tax amount will vary.

** For purpose of tax calculation under Option B, no exemption/ deductions have been claimed.*** NIL tax on account of rebate under section 87A.# If the said taxable income includes income by way of dividend or capital gains under section 111A and section 112A of the Act, then enhanced surcharge of 37% and 25%

would not be applicable and accordingly effective tax rate would be lower.

Disclaimer : The information set out above is included for general information purposes only and does not constitute legal or tax advice. In view of the individual nature of the tax consequences, each investor is advised to consult his or her own tax consultant with respect to specific tax implications arising out of their participation in the Scheme. Income Tax benefits to the mutual fund & to the unit holder is in accordance with the prevailing tax laws as certified by the mutual funds tax consultant. Any action taken by you on the basis of the information contained herein is your responsibility alone. Tata Mutual Fund will not be liable in any manner for the consequences of such action taken by you. The information contained herein is not intended as an offer or solicitation for the purchase and sales of any schemes of Tata Mutual Fund.

www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully

Market Capitalisation wise Exposure

Large Cap

Mid Cap

Small Cap

Market Capitalisation is as per list provided by AMFI.

8

As on 31st October 2021

INVESTMENT STYLE

INVESTMENT OBJECTIVE

DATE OF ALLOTMENT

May 07,1998

FUND MANAGER

NAV

FUND SIZE

Rs. 1102.23 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 1109.01 (Rs. in Cr.)

TURN OVER

Portfolio Turnover (Total)Portfolio Turnover (Equity component only)

39.35%39.35%

EXPENSE RATIO**

DirectRegular

1.662.39

VOLATILITY MEASURES^ FUND BENCHMARK

Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson

21.730.251.001.001.54

NA

21.540.230.970.951.47

-0.06

MINIMUM INVESTMENT /MULTIPLES FOR NEW INVESTMENT

Rs. 5,000/- and in multiples of Re. 1/- thereafter.

ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS

Rs. 1,000/- and multiples of Re. 1/- thereafter.

LOAD STRUCTURE

Entry Load : Not Applicable

Exit Load :

PORTFOLIO

Company name No. of Shares

Market ValueRs. Lakhs

% of Assets

97.09

1.21

9.75

7.22

6.15

3.84

2.21

1.06

1.97

1.66

3.19

1.70

1.52

1.09

2.03

2.32

1.71

1.33

1.11

1.25

1.08

6.95

73000

1340000

503000

1349000

570000

120000

1200000

126000

24000

199000

320000

70000

540000

170000

90000

4500

65000

137000

120000

80000

302000

107016.96

1329.15

10747.47

7961.74

6774.00

4229.40

2437.38

1170.00

2168.59

1832.65

3515.63

1874.72

1675.21

1205.28

2237.12

2560.23

1887.05

1469.91

1227.11

1374.66

1185.24

7659.48

SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception

Total Amount Invested (Rs.)

Total Value as on Oct 31, 2021 (Rs.)

Returns

Total Value of B: S&P BSE Sensex TRI

B: S&P BSE Sensex TRI

(Inception date :07-May-1998) (First Installment date : 01-Jun-1998)

120,000

147,672

45.85%

144,089

39.63%

360,000

538,453

28.07%

538,911

28.13%

600,000

950,159

18.48%

1,004,959

20.79%

840,000

1,446,810

15.28%

1,572,466

17.62%

1,200,000

2,579,248

14.64%

2,800,774

16.18%

2,810,000

34,875,706

18.07%

24,155,985

15.64%

Company name

PharmaceuticalsSun Pharmaceutical Industries Ltd.

Cipla Ltd.

J.B.Chemicals & Pharmaceuticals Ltd.

PowerTata Power Company Ltd.

RetailingAvenue Supermarts Ltd.

SoftwareInfosys Ltd.

Tata Consultancy Services Ltd.

Wipro Ltd.

Cyient Ltd.

Tech Mahindra Ltd.

Telecom - ServicesBharti Airtel Ltd.

Other Equities^

250000

203000

74000

990000

28000

449500

105250

400000

135000

90000

550000

1987.50

1837.25

1241.83

2121.57

1297.93

7496.54

3576.13

2587.00

1442.14

1330.07

3769.43

11807.55

1.80

1.67

1.13

1.92

1.18

6.80

3.24

2.35

1.31

1.21

3.42

10.71

OTHERSInvit And ReitPowergrid Infrastructure Investment Trust

OTHERS TOTAL

599500 725.69

725.690.66

0.66

RepoPortfolio TotalNet Current LiabilitiesNet Assets

2512.19110254.84

-31.57110223.27

2.28100.03

-0.03100.00

Top 10 Holdings Equity Sector Allocation

NAV Movement

Primarily invests in equity and equity related instruments of large market cap companies.

To provide income distribution and / or medium to long term capital gains while at all times emphasising the importance of capital appreciation. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Amey Sathe (Managing Since 09-Mar-21 and overall experience of 15 years) and Venkat Samala (Managing Since 26-Nov-20 and overall experience of 6 years)

BENCHMARK

S&P BSE Sensex TRI

Direct - GrowthDirect - IDCWReg - GrowthReg - IDCW

::::

372.582584.6453

337.169473.5327

^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.42% as on Oct 29, 2021 For calculation methodology please refer to Pg 70

Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable

1) On or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment: NIL2) On or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment: 1%3) Redemption after expiry of 365 days from the date of allotment: NIL (w.e.f 5th November, 2018)

Equity & Equity Related TotalAuto AncillariesEndurance Technologies Ltd.

BanksICICI Bank Ltd.

HDFC Bank Ltd.

State Bank Of India

Axis Bank Ltd.

Kotak Mahindra Bank Ltd.

Bank Of Baroda

Cement & Cement ProductsGrasim Industries Ltd.

Ultratech Cement Ltd.

Construction ProjectLarsen & Toubro Ltd.

Consumer Non DurablesDabur India Ltd.

Hindustan Unilever Ltd.

ITC Ltd.

Ferrous MetalsTata Steel Ltd.

FinanceHousing Development Finance Corporation Ltd.

Industrial Capital GoodsHoneywell Automation India Ltd.

Industrial ProductsPolycab India Ltd.

Cummins India Ltd.

InsuranceSbi Life Insurance Company Ltd.

ICICI Lombard General Insurance Co. Ltd.

Petroleum ProductsReliance Industries Ltd.

Issuer NameICICI Bank Ltd.HDFC Bank Ltd.Reliance Industries Ltd.Infosys Ltd.State Bank Of IndiaAxis Bank Ltd.Bharti Airtel Ltd.Tata Consultancy Services Ltd.Larsen & Toubro Ltd.Wipro Ltd.Total

% to NAV9.757.226.956.806.153.843.423.243.192.35

52.91

No. of Shares


% of Assets

Name Of The Instrument Quantity Market ValueRs. Lakhs

% of Assets

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Income Distribution cum capital withdrawals are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 54 - 68.*B: Benchmark; For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet.Source: MFI Explorer

87.99%

9.48%

2.53%

**Note: The rates specified are actual month end expenses charged as on Oct 31, 2021. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, borrowing cost, wherever applicable.

Tata Large Cap Fund(An open-ended equity scheme predominantly investing in large cap stocks.)

37.30%15.84%

7.26%6.95%

5.27%5.09%

4.17%3.63%3.42%2.89%

2.03%1.21%1.18%0.85%

0.02%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%

Financial ServicesIT

PharmaOil & Gas

Consumer GoodsIndustrial Manufacturing

ConstructionCement & Cement Products

TelecomPowerMetals

AutomobileConsumer Services

ChemicalsMedia, Entertainment & Publication

70

94

118

142

166

190

Oct-18 Oct-19 Oct-20 Oct-21

Tata Large Cap Fund - Reg - GrowthS&P BSE Sensex TRI

^ Exposure less than 1% has been clubbed under Other Equities



Large Cap

Mid Cap

Small Cap


SIP - If you had invested INR 10000 every month

1 Year 3 Year 5 Year 7 Year 10 Year Since Inception



Returns

Total Value of B: S&P BSE 500 TRI

B: S&P BSE 500 TRI

Total Value of AB: S&P BSE Sensex TRI

AB: S&P BSE Sensex TRI

(Inception date :06-Sep-2018) (First Installment date : 01-Oct-2018)

120,000

143,055

37.85%

146,975

44.64%

144,089

39.63%

360,000

521,675

25.72%

559,845

30.99%

538,911

28.13%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

370,000

538,147

25.22%

576,982

30.26%

555,731

27.53%


NAV Movement

Issuer NameICICI Bank Ltd.HDFC Bank Ltd.Reliance Industries Ltd.Tata Consultancy Services Ltd.Infosys Ltd.ITC Ltd.Ambuja Cements Ltd.Sbi Cards & Payment Services Ltd.HCL Technologies Ltd.Axis Bank Ltd.Total

% to NAV8.316.315.874.083.913.323.262.822.822.62

43.32

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Income Distribution cum capital withdrawals are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 54 - 68.B: Benchmark; AB: Additonal Benchmark; For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet. Source: MFI Explorer

68.17%

16.78%

15.05%

PORTFOLIO



% of Assets

95.69

1.70

8.316.312.621.881.00

3.26

1.05

1.971.881.721.671.15

3.322.041.801.19

2.821.58

2.091.55

1.541.271.02

4750

2237000861000761500200000432000

1740000

494000

17800081400

965000300000461600

321000017340

480000472000

577500120220

200000207100

490000445000149000

206682.38

3672.14

17941.8613628.34

5650.334062.302169.29

7043.52

2274.62

4242.724064.753721.523613.652493.10

7164.724404.483885.602572.64

6093.203419.90

4522.803354.19

3334.212751.882207.51

Company name

Other Equities^RepoPortfolio TotalCash / Net Current AssetNet Assets

15839.818795.11

215477.49424.82

215902.31

7.344.07

99.800.20

100.00

Equity & Equity Related TotalAuto AncillariesMRF Ltd.BanksICICI Bank Ltd.HDFC Bank Ltd.Axis Bank Ltd.Kotak Mahindra Bank Ltd.State Bank Of IndiaCement & Cement ProductsAmbuja Cements Ltd.ConstructionSunteck Realty Ltd.Consumer DurablesTitan Company Ltd.Dixon Technologies (India) Ltd.Greenpanel Industries Ltd.Voltas Ltd.Century Plyboards (India) Ltd.Consumer Non DurablesITC Ltd.3M India Ltd.Tata Consumer Products Ltd.Kansai Nerolac Paints Ltd.FinanceSbi Cards And Payment Services Ltd.Housing Development Finance Corporation Ltd.Industrial ProductsPolycab India Ltd.Grindwell Norton Ltd.InsuranceHDFC Life Insurance Co. Ltd.ICICI Prudential Life Insurance Company Ltd.ICICI Lombard General Insurance Co. Ltd.

1.771.00

1.01

5.87

1.24

1.81

1.731.721.271.24

4.083.912.821.641.501.00

103500450000

173000

500000

49400

2106666

616302822297

59000281121

259500506000532000871000

7320048000

3818.432153.93

2184.56

12681.25

2679.33

3898.39

3744.243712.732734.922669.53

8817.168438.826084.753540.183238.732156.35

Leisure ServicesJubilant Foodworks Ltd.Easy Trip Planners Ltd.PesticidesAstec Lifesciences Ltd.Petroleum ProductsReliance Industries Ltd.PharmaceuticalsProcter & Gamble Health Ltd.PowerPower Grid Corporation Of India Ltd.RetailingInfo Edge (India) Ltd.Zomato Ltd.Avenue Supermarts Ltd.Matrimony.Com Ltd.SoftwareTata Consultancy Services Ltd.Infosys Ltd.HCL Technologies Ltd.Birlasoft Ltd.Oracle Financials Services Soft Ltd.Mindtree Ltd.

No. of Shares


% of Assets


INVESTMENT STYLE

DATE OF ALLOTMENT

September 06,2018

NAV

FUND SIZE

Rs. 2159.02 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 2202.04 (Rs. in Cr.)

TURN OVER


62.09%62.09%

EXPENSE RATIO**

DirectRegular

0.732.13



21.940.251.001.001.56

NA

18.430.240.820.951.580.02





LOAD STRUCTURE


Exit Load :

Primarily focuses on investing in equity and equity related instruments of well researched companies across market capitalization.


The investment objective of the Scheme is to generate capital appreciation over medium to long term. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

FUND MANAGER

Sonam Udasi (Managing Since 17-Aug-18 and overall experience of 24 years)

Abhinav Sharma (Managing Since 01-Nov-19 and overall experience of 15 years)

BENCHMARK

S&P BSE 500 TRI

Direct - IDCWDirect - GrowthRegular - IDCWRegular - Growth

::::

17.128617.128616.199716.1997



1) Redemption/Switch-out/SWP/STP on or before expiry of 12 Months from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment - NIL2) Redemption/Switch-out/SWP/STP on or before expiry of 12 Months from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment - 1%3) Redemption/Switch-out/SWP/STP after expiry of 12 Months from the date of allotment - NIL (w.e.f. 03 June, 2019)


9

Tata Flexi Cap Fund(An open ended dynamic equity scheme investing across large cap, mid cap, small cap stocks.)


ASSISTANT FUND MANAGER

30.85%19.53%

14.95%9.00%

6.79%3.65%3.26%

1.81%1.70%1.24%1.05%1.01%0.88%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%

Financial ServicesConsumer Goods

ITConsumer Services

Oil & GasIndustrial Manufacturing

Cement & Cement ProductsPower

AutomobilePharma

ConstructionFertilisers & Pesticides

Healthcare Services

70

94

118

142

166

190


Tata Flexi Cap Fund - Reg - GrowthS&P BSE 500 TRI

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Income Distribution cum capital withdrawals are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 54 - 68.*B: Benchmark, AB: Additional Benchmark; For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet.Source: MFI Explorer



Large Cap

Mid Cap

Small Cap


10


INVESTMENT STYLE


PORTFOLIO



% of Assets

261620.05

3315.94

11614.07

6660.61

22858.43

16619.93

16068.80

6435.00

5890.34

4276.19

4200.12

3262.88

6222.57

4166.33

11126.49

5140.30

3819.44

2752.12

5413.46

8696.78

4181.76

2716.94

96.71

1.23

4.29

2.46

8.45

6.14

5.94

2.38

2.18

1.58

1.55

1.21

2.30

1.54

4.11

1.90

1.41

1.02

2.00

3.22

1.55

1.00

375000

1390074

476950

2850000

1050000

3200000

13000000

290000

56000

180000

618146

192016

235832

1310000

2303000

181800

115000

190300

2850000

1711730

502392



% of Assets

Other Equities^RepoPortfolio TotalNet Current LiabilitiesNet Assets

6351.259841.74

271461.79-971.87

270489.92

2.353.64

100.36-0.36

100.00




Returns

Total Value of B: Nifty Large Midcap 250 TRI

B: Nifty Large Midcap 250 TRI



(Inception date :25-Feb-1993) (First Installment date : 01-Mar-1993)

360,000

538,133

28.03%

579,842

33.66%

538,911

28.13%

120,000

142,173

36.34%

149,198

48.53%

144,089

39.63%

600,000

966,083

19.16%

1,033,889

21.96%

1,004,959

20.79%

840,000

1,491,601

16.13%

1,644,373

18.87%

1,572,466

17.62%

1,200,000

2,829,247

16.37%

3,170,808

18.49%

2,800,774

16.18%

2,540,000

24,447,226

18.26%

8,393,848

15.61%

18,167,491

16.05%

Primarily focuses on investing in equity and equity related instruments of well researched value and growth oriented Large & Mid Cap Companies.

To provide income distribution and / or medium to long term capital gains while at all times emphasizing the importance of capital appreciation. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Equity & Equity Related Total

Auto

Mahindra & Mahindra Ltd.

Auto Ancillaries

Sundram Fasteners Ltd.

Tube Investments Of India Ltd..

Banks

ICICI Bank Ltd.

HDFC Bank Ltd.

State Bank Of India

IDFC First Bank Ltd.


Cement & Cement Products


ACC Ltd.

Nuvoco Vistas Corporation Ltd.

Chemicals

Basf India Ltd.

Construction Project

Larsen & Toubro Ltd.

Consumer Non Durables

Varun Beverages Ltd.

ITC Ltd.

Akzo Nobel India Ltd.


Finance

Housing Development Finance Corporation Ltd.

Gas

Gujarat State Petronet Ltd.

Healthcare Services

Fortis Healthcare Ltd.

Syngene International Ltd.


NAV Movement

Issuer NameICICI Bank Ltd.Reliance Industries Ltd.HDFC Bank Ltd.State Bank Of IndiaSundaramfastners Ltd.Varun Beverages Ltd.Bharti Airtel Ltd.Gujarat State Petronet Ltd.Tata Consultancy Services Ltd.Aditya Birla Fashion & Retail Ltd.Total

% to NAV8.457.786.145.944.294.113.753.223.202.62

49.50

Industrial Products

Cummins India Ltd.

Aia Engineering Ltd.

Elantas Beck India Ltd.

Insurance

Sbi Life Insurance Company Ltd.

Other Services

Quess Corp Ltd.

Pesticides

Pi Industries Ltd.

Petroleum Products

Reliance Industries Ltd.

Pharmaceuticals

Ajanta Pharma Ltd.

Natco Pharma Ltd.

Retailing

Aditya Birla Fashion & Retail Ltd.

Software


Infosys Ltd.

Oracle Financials Services Soft Ltd.

Telecom - Services

Bharti Airtel Ltd.

Trading

Redington (India) Ltd.

575000

267834

84700

400000

489385

210000

830000

227500

575625

2690900

255000

350000

102112

1450000

3200000

5150.28

5136.12

3155.08

4582.20

4239.79

6299.90

21050.88

4822.09

4761.57

7077.07

8664.26

5837.13

4517.95

9937.58

4598.40

1.90

1.90

1.17

1.69

1.57

2.33

7.78

1.78

1.76

2.62

3.20

2.16

1.67

3.67

1.70

53.64%

37.93%

8.43%





23.010.251.001.001.65

NA

22.180.240.940.961.63

-0.02

DATE OF ALLOTMENT

February 25,1993

FUND MANAGER


NAV


::::

358.111570.1327

327.212752.7957

FUND SIZE

Rs. 2704.90 (Rs. in Cr.)

TURN OVER


17.99%17.99%

MINIMUM INVESTMENT/ MULTIPLES FOR NEW INVESTMENT

Rs. 5,000/- and in multiples of Re. 1/- thereafter. ADDITIONAL INVESTMENT/ MULTIPLES FOR EXISTING INVESTORS


LOAD STRUCTURE

Entry Load : Not ApplicableExit Load :

Chandraprakash Padiyar (Managing Since 3-Sep-18 and overall experience of 21 years)

Meeta Shetty (Managing Since 1-Nov-19 and overall experience of 15 years)

^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.42% as on Oct 29, 2021


For calculation methodology please refer to Pg 70

MONTHLY AVERAGE AUM

Rs. 2732.08 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

1.052.12

BENCHMARKNifty Large Midcap 250 TRI

Tata Large & Mid Cap Fund(An open-ended equity scheme investing in both large cap & mid cap stocks.)


28.79%11.00%

8.81%8.44%

7.03%5.89%

4.34%4.06%3.75%

3.27%2.62%2.55%2.33%2.30%

1.54%0.00%

0.00% 6.00% 12.00% 18.00% 24.00% 30.00%

Financial ServicesOil & Gas

AutomobileConsumer Goods

ITIndustrial Manufacturing

Cement & Cement ProductsPharma

TelecomServices

Consumer ServicesHealthcare Services

Fertilisers & PesticidesChemicals

ConstructionMedia, Entertainment & Publication

70

96

122

148

174

200


Tata Large & Mid Cap Fund - Reg - GrowthNifty Large Midcap 250 TRI

PharmaceuticalsAlembic Pharmaceuticals Ltd.PowerPower Grid Corporation Of India Ltd.Tata Power Company Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Oracle Financials Services Soft Ltd.Tata Consultancy Services Ltd.Tech Mahindra Ltd.


Large Cap

Mid Cap

Small Cap






INVESTMENT STYLE


DATE OF ALLOTMENT

June 29, 2004

FUND MANAGER


NAV

Direct - GrowthDirect - IDCW (Trigger Option A 5%)Direct - IDCW (Trigger Option B 10%)Reg - GrowthReg - IDCW (Trigger Option A 5%)Reg - IDCW (Trigger Option B 10%)

217.750488.350483.9129

200.671582.533676.2326

FUND SIZE

Rs. 5167.63 (Rs. in Cr.)

TURN OVER


44.97%44.97%





LOAD STRUCTURE


Exit Load :

PORTFOLIO



% of Assets

485910.06

9935.436128.26

8967.75

45957.4740520.9615804.6014913.86

14755.889179.70

16333.80

11955.155577.07

29016.0017225.117470.35

10210.20

29223.60

5250.81

5533.95

5731.56

30485.73

94.06

1.921.19

1.74

8.897.843.062.89

2.861.78

3.16

2.311.08

5.613.331.45

1.98

5.66

1.02

1.07

1.11

5.90

268000390484

11600

5730000256000021300002970000

14250001243862

700000

3100000463000

130000001538987

29410

1820000

1027300

1108000

150000

2160000

1202000

Company name

1005000

102666662500000

14800001760000264000300000570000

7810.36

18998.475357.50

24682.7020130.0011680.6810193.258423.75

1.51

3.681.04

4.783.902.261.971.63


38456.1130382.07

516292.13470.91

516763.04

7.445.88

99.910.09

100.00




Returns



(Inception date :29-Jun-2004) (First Installment date : 01-Jul-2004)

120,000

145,247

41.63%

144,089

39.63%

360,000

524,330

26.10%

538,911

28.13%

600,000

904,171

16.45%

1,004,959

20.79%

840,000

1,451,399

15.37%

1,572,466

17.62%

1,200,000

2,928,853

17.01%

2,800,774

16.18%

2,080,000

10,085,850

16.23%

8,336,288

14.40%

Primarily invests at least 70% of the net assets in equity shares whose rolling P/E ratio on past four quarter earnings for individual companies is less than rolling P/E of the S&P BSE SENSEX stocks.

The investment objective of the Scheme is to provide reasonable and regular income and/or possible capital appreciation to its Unitholder. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJensonPE

21.730.251.001.001.54

NA29.57

20.770.210.910.911.34

-0.1830.95


1) On or before expiry of 12 months from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment: NIL2) On or before expiry of 12 months from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment: 1% 3) Redemption after expiry of 12 months from the date of allotment: NIL (w.e.f. 3rd May, 2019)

Equity & Equity Related TotalAutoBajaj Auto Ltd.Escorts Ltd.Auto AncillariesMRF Ltd.BanksICICI Bank Ltd.HDFC Bank Ltd.Axis Bank Ltd.State Bank Of IndiaCapital MarketsUti Asset Management Company Ltd.ICICI Securities Ltd.Cement & Cement ProductsACC Ltd.Consumer DurablesGreenpanel Industries Ltd.Voltas Ltd.Consumer Non DurablesITC Ltd.Radico Khaitan Ltd.3M India Ltd.EntertainmentSun Tv Network Ltd.FinanceHousing Development Finance Corporation Ltd.GasIndraprastha Gas Ltd.Leisure ServicesJubilant Foodworks Ltd.PesticidesRallis India Ltd.Petroleum ProductsReliance Industries Ltd.


NAV Movement

Issuer NameICICI Bank Ltd.HDFC Bank Ltd.Reliance Industries Ltd.HDFC Ltd.ITC Ltd.Infosys Ltd.HCL Technologies Ltd.Power Grid Corporation Of India Ltd.Radico Khaitan Ltd.ACC Ltd.Total

% to NAV8.897.845.905.665.614.783.903.683.333.16

52.75

No. of Shares


% of Assets

68.55%

20.39%

11.07%

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Income Distribution cum capital withdrawals are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 54-68.*B: Benchmark; For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet.Source: MFI Explorer

BENCHMARKS&P BSE Sensex TRI

MONTHLY AVERAGE AUM

Rs. 5250.95 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular 0.89

1.96

::::::

Sonam Udasi (Managing Since 1-Apr-16 and overall experience of 24 years)

Amey Sathe (Managing Since 18-Jun-18 and overall experience of 15 years)


Tata Equity P/E Fund(An open ended equity scheme following a value investment strategy)

Mutual Fund investments are subject to market risks, read all scheme related documents carefully


36.77%15.52%

14.76%7.80%

5.64%4.71%

3.16%1.98%1.51%1.11%1.07%

0.00% 8.00% 16.00%24.00%32.00%40.00%


Consumer GoodsOil & Gas

AutomobilePower

Cement & Cement ProductsMedia, Entertainment & Publication

PharmaFertilisers & Pesticides

Consumer Services

70

94

118

142

166

190


Tata Equity P/E Fund - Reg - GrowthS&P BSE Sensex TRI



Large Cap

Mid Cap

Small Cap


15.47%

67.16%

17.37%


12


INVESTMENT STYLE


MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT




LOAD STRUCTURE


Exit Load :

PORTFOLIO



% of Assets

143685.35

1788.89

2422.822385.181596.75

3769.642923.502080.571979.131855.00

3046.44

3733.44

3939.31

3528.282793.51

5179.574725.84

2157.621791.26

4590.30

2002.201555.19

3688.502692.50

2511.671866.901874.02

2983.441621.92

98.42

1.23

1.661.631.09

2.582.001.421.361.27

2.09

2.56

2.70

2.421.91

3.553.24

1.481.23

3.14

1.371.07

2.531.84

1.721.281.28

2.041.11

270000

310002131000750000

470000300000011523501177000

250000

294200

160000

118000

1261000601854

4300001015000

1027007052

1100000

254863420664

6000001500000

530000300000

1259000

70000311100

Company name

161700

120798300000126000250000

81999146670

359137

85000

125000

13500070000

300000

24100001750000

8500042000

235000

15000077660

270000160000

10000

2228.79

2813.332687.102416.241917.881791.391576.78

3496.56

3135.91

3749.94

2892.242527.461547.40

5164.631526.00

3452.792551.652357.40

4853.703047.152884.282364.56

3763.61

1.53

1.931.841.651.311.231.08

2.39

2.15

2.57

1.981.731.06

3.541.05

2.361.751.61

3.322.091.981.62

2.58


1855.173423.25

147108.60-1095.25

146013.35

1.272.34

100.75-0.75

100.00

An equity scheme with focus towards mid cap stocks.

To provide income distribution and / or medium to long term capital gains. Investments would be focused towards mid-cap stocks. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.





NAV Movement

Issuer NameVoltas Ltd.Tata Power Company Ltd.Mphasis Ltd.Crompton Greaves Consumer Electricals Ltd.Jindal Steel & Power Ltd.Navin Fluorine International Ltd.ICICI Bank Ltd.Page Industries Ltd.P.i. Industries Ltd.ACC Ltd.Total

% to NAV3.553.543.323.243.142.702.582.582.572.56

29.78

Equity & Equity Related TotalAutoTvs Motor Company Ltd.Auto AncillariesMinda Industries Ltd.Endurance Technologies Ltd.Apollo Tyres Ltd.BanksICICI Bank Ltd.Federal Bank Ltd.Rbl Bank Ltd.City Union Bank Ltd.Axis Bank Ltd.Capital MarketsUti Asset Management Company Ltd.Cement & Cement ProductsACC Ltd.ChemicalsNavin Fluorine International Ltd.ConstructionKnr Constructions Ltd.Brigade Enterprises Ltd.Consumer DurablesVoltas Ltd.Crompton Greaves Consumer Electricals Ltd.Consumer Non DurablesAkzo Nobel India Ltd.3M India Ltd.Ferrous MetalsJindal Steel & Power Ltd.FertilisersCoromandel International Ltd.Chambal Fertiliser & Chemicals Ltd.FinanceCholamandalam Investment & Finance Co Ltd.Mahindra And Mahindra Financial Services Ltd.GasIndraprastha Gas Ltd.Gujarat Gas Ltd.Gail ( India ) Ltd.Healthcare ServicesApollo Hospitals Enterprise Ltd.Narayana Hrudayalaya Ltd.

Industrial Capital GoodsThermax Ltd.Industrial ProductsSupreme Industries Ltd.Cummins India Ltd.Aia Engineering Ltd.Bharat Forge Ltd.Astral Ltd. (Erstwhile Astral Poly Technik Ltd.)Vesuvius India Ltd.InsuranceMax Financial Services Ltd.Leisure ServicesJubilant Foodworks Ltd.PesticidesPi Industries Ltd.PharmaceuticalsIpca Laboratories Ltd.Alkem Laboratories Ltd.Laurus Labs Ltd.PowerTata Power Company Ltd.Cesc Ltd.RetailingV-Mart Retail Ltd.Info Edge (India) Ltd.Trent Ltd.SoftwareMphasis Ltd.Persistent Systems Ltd.Cyient Ltd.Tech Mahindra Ltd.Textile ProductsPage Industries Ltd.

No. of Shares


% of Assets





Returns

Total Value of B: Nifty Midcap 100 TRI

B: Nifty Midcap 100 TRI

Total Value of AB: Nifty 50 TRI

AB: Nifty 50 TRI

(Inception date :01-Jul-1994) (First Installment date : 01-Jul-1994)

120,000

149,538

49.12%

155,202

59.18%

144,782

40.83%

360,000

593,854

35.49%

616,024

38.33%

541,447

28.48%

600,000

1,107,092

24.81%

1,038,871

22.16%

993,751

20.32%

840,000

1,780,624

21.11%

1,627,129

18.58%

1,550,258

17.22%

1,200,000

3,913,595

22.38%

3,164,042

18.45%

2,756,872

15.89%

2,120,000

14,125,724

18.33%

10,506,871

16.24%

8,488,408

14.21%

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Income Distribution cum capital withdrawals are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performace refer pages 54 - 68.*B: Benchmark, AB: Additional Benchmark; For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet.Source: MFI Explorer



DATE OF ALLOTMENT

July 1, 1994

FUND MANAGER

NAV


::::

265.296187.5788

244.143067.4800

FUND SIZE

Rs. 1460.13 (Rs. in Cr.)

TURN OVER


61.68%61.68%


Satish Chandra Mishra (Managing Since 09-Mar-21 and overall experience of 15 years)

Abhinav Sharma (Managing Since 09-Mar-21 and overall experience of 15 years)


27.070.221.001.001.72

NA

22.910.320.800.902.590.69

BENCHMARK

Nifty Midcap 100 TRI

MONTHLY AVERAGE AUM

Rs. 1477.96 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular 1.06

2.28

Tata Mid Cap Growth Fund(An open-ended equity scheme predominantly investing in mid cap stocks.)


18.76%10.57%

9.49%9.01%

7.87%5.61%

5.00%4.77%4.58%4.33%4.28%

3.15%3.14%

2.70%2.58%2.56%

0.00% 4.00% 8.00% 12.00% 16.00% 20.00%

Financial ServicesIndustrial Manufacturing

Consumer GoodsIT

Consumer ServicesAutomobile

Fertilisers & PesticidesPharma

PowerConstruction

Oil & GasHealthcare Services

MetalsChemicals

TextilesCement & Cement Products

60

94

128

162

196

230


Tata Mid Cap Growth Fund - Reg - IDCWNifty Midcap 100 TRI




Large Cap

Mid Cap

Small Cap




21.730.251.001.001.54

NA


21.960.230.980.951.49

-0.05

13


INVESTMENT STYLE


DATE OF ALLOTMENT

March 31,1996

FUND MANAGER

NAV

Direct- IDCWReg - IDCWDirect- GrowthReg- Growth

::::

FUND SIZE

Rs. 2998.08 (Rs. in Cr.)

TURN OVER


50.13%50.13%


Rs. 500/- and in multiples of Rs. 500/- thereafter.


Rs. 500/- and multiples of Rs. 500/- thereafter.

LOAD STRUCTURE


Exit Load :

PORTFOLIO



% of Assets

No. of Shares


% of Assets

296626.35

7255.506265.60

3911.60

26628.0618579.5517965.3510870.30

3363.00

5727.043238.40

4363.01

6889.94

5902.303026.40

3363.54

13370.09

5523.955201.223593.88

6014.143386.02

5747.50

98.95

2.422.09

1.30

8.886.205.993.631.12

1.911.08

1.46

2.30

1.971.01

1.12

4.46

1.841.731.20

2.011.13

1.92

15000004400000

280100

33200003700000113500014650002000000

75000800000

940000

390000

490000650000

160100

470000

605000230000670000

52500019000

1250000

Company name

100000

6750001000000

700000500000512000

3451000

1400000510000300000335000

1275000

2999.95

17119.694177.00

5565.004525.254203.52

4577.75

23348.505833.134433.553578.64

8738.21

1.00

5.711.39

1.861.511.40

1.53

7.791.951.481.19

2.91


37339.775172.75

301799.10-1991.38

299807.72

12.461.73

100.67-0.67

100.00

An equity linked tax savings scheme (ELSS) that aims to provide medium to long term capital gains along with income tax benefit under Section 80C of the Income Tax Act.

To provide medium to long term capital gains along with income tax relief to its Unitholders, while at all times emphasising the importance of capital appreciation. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Tejas Gutka (Managing Since 09-Mar-21 and overall experience of 15 years)

153.011977.341430.983528.2623



Nil (Compulsory lock-in period for 3years)

Equity & Equity Related TotalAutoTata Motors Ltd.Ashok Leyland Ltd.Auto AncillariesTube Investments Of India Ltd..BanksICICI Bank Ltd.State Bank Of IndiaHDFC Bank Ltd.Axis Bank Ltd.City Union Bank Ltd.Cement & Cement ProductsUltratech Cement Ltd.Ambuja Cements Ltd.ConstructionBrigade Enterprises Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer DurablesVoltas Ltd.Crompton Greaves Consumer Electricals Ltd.Consumer Non DurablesAkzo Nobel India Ltd.FinanceHousing Development Finance Corporation Ltd.Industrial ProductsKei Industries Ltd.Polycab India Ltd.Graphite India Ltd.InsuranceSbi Life Insurance Company Ltd.Bajaj Finserv Ltd.Non - Ferrous MetalsHindalco Industries Ltd.

PesticidesPi Industries Ltd.Petroleum ProductsReliance Industries Ltd.Bharat Petroleum Corporation Ltd.PharmaceuticalsSun Pharmaceutical Industries Ltd.Cipla Ltd.Eris Lifesciences Ltd.PowerNTPC Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Tech Mahindra Ltd.Cyient Ltd.Telecom - ServicesBharti Airtel Ltd.


NAV Movement

Issuer NameICICI Bank Ltd.Infosys Ltd.State Bank Of IndiaHDFC Bank Ltd.Reliance Industries Ltd.HDFC Ltd.Axis Bank Ltd.Bharti Airtel Ltd.Tata Motors Ltd.Larsen & Toubro Ltd.Total

% to NAV8.887.796.205.995.714.463.632.982.422.30

50.36

70.76%

16.26%

12.99%




Returns



(Inception date :31-Mar-1996) (First Installment date : 01-Jul-1996)

120,000

145,682

42.39%

144,089

39.63%

360,000

532,686

27.27%

538,911

28.13%

600,000

946,579

18.32%

1,004,959

20.79%

840,000

1,500,697

16.30%

1,572,466

17.62%

1,200,000

2,952,290

17.16%

2,800,774

16.18%

2,960,000

49,533,437

18.92%

27,304,810

15.32%


BENCHMARK

S&P BSE Sensex TRI

MONTHLY AVERAGE AUM

Rs. 3024.36 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

0.741.95

Tata India Tax Savings Fund (An open ended equity linked savings scheme with a statutory lock in of 3 years and tax benefit)


37.16%12.41%

7.73%7.41%7.28%

5.54%4.69%

4.10%2.99%2.98%

1.92%1.53%1.34%1.00%0.88%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%


Oil & GasAutomobile

Industrial ManufacturingPharma

ConstructionConsumer Goods

Cement & Cement ProductsTelecom

MetalsPower

TextilesFertilisers & Pesticides

Consumer Services

7094

118142166190


Tata India Tax Savings Fund - Reg - IDCWS&P BSE Sensex TRI



Large Cap

Mid Cap

Small Cap



14


INVESTMENT STYLE

DATE OF ALLOTMENT

November 12,2018

FUND MANAGER

PORTFOLIO

154843.41

1793.35

5447.94

2755.09

3515.50

2588.75

4622.34

8176.58

1808.18

2774.85

8517.53

7443.01

4640.91

3635.67

2905.93

2641.24

2804.54

2038.70

3661.80

3706.61

2382.58

4999.76

89.93

1.04

3.17

1.60

2.04

1.50

2.69

4.75

1.05

1.61

4.95

4.32

2.70

2.11

1.69

1.53

1.63

1.18

2.13

2.15

1.38

2.90

Name of the Instrument No. of Shares Market ValueRs. Lakhs

% to Assets

Name of the Instrument No. of Shares Market ValueRs. Lakhs

% to Assets


18449.54174556.11

-2432.57172123.54

10.72101.41

-1.41100.00


Total Amount Invested (Rs.)Total Value as on Oct 31, 2021 (Rs.)ReturnsTotal Value of B: Nifty Smallcap 100 TRIB: Nifty Smallcap 100 TRITotal Value of AB: Nifty 50 TRIAB: Nifty 50 TRI(Inception date :12-Nov-2018) (First Installment date : 01-Dec-2018)

120,000164,06875.29%

157,39663.13%

144,78240.83%

NANANANANANANA

NANANANANANANA

NANANANANANANA

NANANANANANANA

350,000652,45246.62%

619,65242.36%

523,81529.01%

An equity scheme with focus towards small cap stocks


The investment objective of the scheme is to generate long term capital appreciation by predominantly investing in equity and equity related instruments of small cap companies. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The Scheme does not assure or guarantee any returns.

Chandraprakash Padiyar (Managing Since 19-Oct-18 and overall experience of 21 years)


Satish Chandra Mishra (Managing Since 1-Nov-19 and overall experience of 15 years)


Auto

Force Motors Ltd.

Auto Ancillaries

Tube Investments Of India Ltd..

Craftsman Automation Ltd.

Capital Markets

Bse Ltd.

Uti Asset Management Company Ltd.


Ramco Industries Ltd.

Chemicals

Basf India Ltd.

Fine Organic Industries Ltd.


NCC Ltd.

Consumer Durables

Greenply Industries Ltd.


Radico Khaitan Ltd.

Agro Tech Foods Ltd.

Akzo Nobel India Ltd.

Eveready Industries India Ltd.

S H Kelkar And Company Ltd.

Entertainment

Saregama India Ltd.

Finance

IDFC Ltd.

Gas

Gujarat State Petronet Ltd.

Healthcare Services

Healthcare Global Enterprises Ltd.

Krsnaa Diagnostics Ltd.

Industrial Capital Goods

Honda India Power Products Ltd.


NAV Movement

Issuer NameGreenply Industries Ltd.Allcargo Logistics Ltd.Basf India Ltd.Redington (india) Ltd.Radico Khaitan Ltd.Quess Corp Ltd.Gujarat Pipavav Port Ltd.Tube Investments Of India Ltd.Elantas Beck India Ltd.Honda India Power Products Ltd.Total

% to NAV4.954.834.754.564.323.903.223.172.962.90

39.56

127206

390114

104800

265491

250000

1640000

252313

55000

3900000

4055000

665000

470872

173053

812167

1663248

69040

3700000

1200000

1643000

355000

380080

5097.70

4525.40

3907.06

3363.48

3301.50

2881.13

2306.28

2921.43

6711.49

3476.09

2769.28

2001.20

7854.39

8314.44

5548.95

4009.91

2992.82

2.96

2.63

2.27

1.95

1.92

1.67

1.34

1.70

3.90

2.02

1.61

1.16

4.56

4.83

3.22

2.33

1.74

Industrial Products

Elantas Beck India Ltd.

Mahindra Cie Automotive Ltd.

Kirloskar Pneumatic Company Ltd.

Finolex Cables Ltd.

Finolex Industries Ltd.

Vesuvius India Ltd.

Ksb Ltd.

Leisure Services

Devyani International Ltd.

Other Services

Quess Corp Ltd.

Pesticides

Rallis India Ltd.

Textile Products

Gokaldas Exports Ltd.

Textiles - Synthetic

Ganesha Ecosphere Ltd.

Trading

Redington (India) Ltd.

Transportation

Allcargo Global Logistics Ltd.

Gujarat Pipavav Port Ltd.

Transport Corporation Of India Ltd.

Other Equities^

136851

1700000

976766

720000

1500000

268000

174000

2380950

774686

1310000

1285347

400000

5465826

3088000

4965500

637100

1263.16

1263.16

0.73

0.73

OTHERS

Invit And Reit

Powergrid Infrastructure Investment Trust

OTHERS TOTAL1043500


0.00%

7.77%

92.23%

Company Name No. of SharesMarket Value

Rs. Lakhs% of

Assets

Tata Small Cap Fund(An open-ended Equity Scheme predominantly investing in small cap stocks)


NAV


::::

22.380822.380821.157921.1579

FUND SIZE

Rs. 1721.24 (Rs. in Cr.)

TURN OVER


32.99%32.99%





LOAD STRUCTURE



31.950.201.001.001.87

NA

25.130.300.750.932.860.74


1) Redemption/Switch-out/SWP/STP on or before expiry of 12 Months from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment - NIL2) Redemption/Switch-out/SWP/STP on or before expiry of 12 Months from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment - 1%3) Redemption/Switch-out/SWP/STP after expiry of 12 Months from the date of allotment - NIL (w.e.f. 03 June, 2019)

BENCHMARKNifty Smallcap 100 TRI

MONTHLY AVERAGE AUM

Rs. 1686.45 (Rs. in Cr.)

EXPENSE RATIO**DirectRegular

0.372.14



18.85%17.88%17.65%

5.81%5.80%

4.73%3.54%

2.77%2.69%2.40%2.13%2.09%2.02%

1.61%

0.00% 4.00% 8.00% 12.00% 16.00% 20.00%

ServicesConsumer Goods

Industrial ManufacturingAutomobileChemicals

Financial ServicesHealthcare Services

TextilesCement & Cement Products

Consumer ServicesOil & Gas

Media, Entertainment & PublicationFertilisers & Pesticides

Construction

5086

122158194230

Nov-18 Nov-19 Nov-20 Oct-21

Tata Small Cap Fund - Reg - GrowthNifty Smallcap 100 TRI



Large Cap

Mid Cap

Small Cap



15


INVESTMENT STYLE

DATE OF ALLOTMENT

December 05,2019

FUND MANAGER

PORTFOLIO

117211.61

12777.23

12051.60

7233.62

2794.15

2685.45

1375.17

5653.28

2359.51

3068.63

3330.17

5547.17

2384.58

2205.48

1461.05

3687.43

1718.66

95.39

10.40

9.81

5.89

2.27

2.19

1.12

4.60

1.92

2.50

2.71

4.51

1.94

1.79

1.19

3.00

1.40

Name of the Instrument Market ValueRs. Lakhs

% to Assets

Other Equities^

Repo

Portfolio Total

Net Current Liabilities

Net Assets

115.47

6486.61

123698.22

-822.03

122876.19

0.09

5.28

100.67

-0.67

100.00


Total Amount Invested (Rs.)Total Value as on Oct 31, 2021 (Rs.)ReturnsTotal Value of B: S&P BSE 200 TRIB: S&P BSE 200 TRITotal Value of AB: S&P BSE Sensex TRIAB: S&P BSE Sensex TRI(Inception date :05-Dec-2019) (First Installment date : 01-Jan-2020)

120,000147,49945.55%

146,07843.08%

144,08939.63%

NANANANANANANA

NANANANANANANA

NANANANANANANA

NANANANANANANA

220,000322,00746.18%

321,48845.95%

312,67842.15%

Primarily focuses on investing in equity and equity related instruments of well researched companies across market capitalization.


The investment objective of the scheme is to generate long term capital appreciation by investing in equity & equity related instruments of maximum 30 stocks across market caps. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Rahul Singh (Managing Since 09-Mar-21 and overall experience of 26 years) & Venkat Samala (Managing Since 26-Nov-20 and overall experience of 6 years)


Banks

ICICI Bank Ltd.

State Bank Of India

HDFC Bank Ltd.


ACC Ltd.


Construction

Dlf Ltd.



Consumer Durables

Voltas Ltd.


Kansai Nerolac Paints Ltd.

Ferrous Metals

Tata Steel Ltd.

Finance


Gas

Gail ( India ) Ltd.

Healthcare Services

Apollo Hospitals Enterprise Ltd.

Industrial Capital Goods

Thermax Ltd.

Industrial Products

Bharat Forge Ltd.

Polycab India Ltd.


NAV Movement

Issuer NameICICI Bank Ltd.State Bank Of IndiaInfosys Ltd.Reliance Industries Ltd.HDFC Bank Ltd.Larsen & Toubro Ltd.HDFC Ltd.Bharti Airtel Ltd.BpclBharat Forge Ltd.Total

% to NAV10.40

9.817.547.295.894.604.514.513.063.00

60.61

1593071

2400000

457000

119746

35168

345000

320000

195883

563000

253062

195000

1602000

51747

106000

480666

76000

2692.04

2268.92

2223.47

2801.77

8952.30

3759.30

3342.97

2385.00

9270.41

3637.13

5429.65

2.19

1.85

1.81

2.28

7.29

3.06

2.72

1.94

7.54

2.96

4.42

Insurance

Sbi Life Insurance Company Ltd.

Leisure Services

Jubilant Foodworks Ltd.

Non - Ferrous Metals

Hindalco Industries Ltd.

Pesticides

Pi Industries Ltd.

Petroleum Products


Bharat Petroleum Corporation Ltd.

Pharmaceuticals

Cipla Ltd.

Sun Pharmaceutical Industries Ltd.

Software

Infosys Ltd.

HCL Technologies Ltd.

Telecom - Services

Bharti Airtel Ltd.

235000

61500

483573

93394

352974

900000

369369

300000

555863

318000

792245


84.72%

15.28%

0.00%

Company Name No. of Shares No. of SharesMarket Value

Rs. Lakhs% of

Assets

Tata Focused Equity Fund(An Open Ended Equity Scheme investing in maximum 30 stocks across market caps (i.e. Multi Cap))


NAV


::::

15.739515.739515.184115.1841

FUND SIZE

Rs. 1228.76 (Rs. in Cr.)

TURN OVER


27.04%27.04%





LOAD STRUCTURE



26.340.261.001.002.00

NA

26.810.251.000.971.90

-0.10^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.42% as on Oct 29, 2021For calculation methodology please refer to Pg 70

• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment.

BENCHMARKS&P BSE 200 TRI

MONTHLY AVERAGE AUM

Rs. 1246.24 (Rs. in Cr.)


0.452.15


32.80%12.29%

10.50%5.72%5.59%

4.66%4.52%4.51%4.46%4.42%

2.28%1.85%1.79%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%

Financial ServicesOil & Gas

ITConstruction

Industrial ManufacturingPharmaMetals

TelecomCement & Cement Products

Consumer GoodsFertilisers & Pesticides

Consumer ServicesHealthcare Services

6082

104126148170

Dec-19 Jul-20 Mar-21 Oct-21

Tata Focused Equity Fund - Reg - GrowthS&P BSE 200 TRI



Large Cap

Mid Cap

Small Cap



16


INVESTMENT STYLE

DATE OF ALLOTMENT

February 25, 2003

FUND MANAGER

PORTFOLIO

20765.79

270.79

236.74

228.99

1874.95

1511.70

809.86

523.56

520.43

238.32

578.05

269.39

580.65

530.54

379.30

277.27

1393.73

531.19

293.34

2225.76

233.79

1679.39

956.60

99.74

1.30

1.14

1.10

9.01

7.26

3.89

2.51

2.50

1.14

2.78

1.29

2.79

2.55

1.82

1.33

6.69

2.55

1.41

10.69

1.12

8.07

4.59

Company Name No. of Shares Market ValueRs. Lakhs

% to Assets

Name of the Instrument Ratings Market ValueRs. Lakhs

% to Assets


101.4320867.95

-48.8020819.15

0.49100.24

-0.24100.00


Total Amount Invested (Rs.)Total Value as on Oct 31, 2021 (Rs.)ReturnsTotal Value of B: Nifty 50 TRIB: Nifty 50 TRI(Inception date :25-Feb-2003) (First Installment date : 01-Apr-2003)

120,000144,13039.70%

144,78240.83%

360,000533,17127.34%

541,44728.48%

600,000970,99619.37%

993,75120.32%

840,0001,498,555

16.26%1,550,258

17.22%

1,200,0002,601,717

14.81%2,756,872

15.89%

2,230,0009,149,679

13.58%10,524,201

14.83%

An index fund that seeks to track returns by investing in Nifty 50 Index stocks and aims to achieve returns of the stated index, subject to tracking error.


The investment objective of the Scheme is to reflect/mirror the market returns with a minimum tracking error. The scheme does not assure or guarantee any returns.



Auto

Maruti Suzuki India Ltd.

Tata Motors Ltd.


Banks

HDFC Bank Ltd.

ICICI Bank Ltd.


State Bank Of India

Axis Bank Ltd.





Consumer Durables

Titan Company Ltd.



ITC Ltd.

Asian Paints (India) Ltd.

Ferrous Metals

Tata Steel Ltd.

Finance


Bajaj Finance Ltd.

Insurance

Bajaj Finserv Ltd.

Petroleum Products


Pharmaceuticals


Software

Infosys Ltd.


29588

40095

16837

64180

338.41

259.31

248.83

439.86

3335.04

1.63

1.25

1.20

2.11

16.02


Wipro Ltd.

Tech Mahindra Ltd.

Telecom - Services

Bharti Airtel Ltd.

Other Equities^

CRISIL AAA 0.73

0.73

0.00

0.00

Non-Convertible Debentures/Bonds

05.50 % Britannia Industries Ltd.

Non-Convertible Debentures/Bonds Total

V


NAV Movement

Issuer NameReliance Industries Ltd.HDFC Bank Ltd.Infosys Ltd.ICICI Bank Ltd.HDFC Ltd.Tata Consultancy Services Ltd.Kotak Mahindra BankHindustan Unilever Ltd.Larsen & Toubro Ltd.ITC Ltd.Total

% to NAV10.69

9.018.077.266.694.593.892.792.782.55

58.32

3619

48944

25896

118454

188480

39872

104264

70139

3121

32720

11302

24263

237698

12235

21070

48994

7178

1646

87758

29407

100698

28154

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Income Distribution cum capital withdrawals are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 54-68.*B: Benchmark; For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet.Source: MFI Explorer

100.00%

0.00%

0.00%


Rs. Lakhs% of

Assets

Tata Index Fund - Nifty Plan(An open ended equity scheme tracking Nifty 50 Index)


NAV

Direct - GrowthRegular - Growth

::

115.0623107.4400

FUND SIZE

Rs. 208.19 (Rs. in Cr.)

TURN OVER


12.87%12.87%


Rs. 5,000/- and in multiples of Re. 1/- thereafter

TRACKING ERROR

0.64%



LOAD STRUCTURE



21.660.241.001.001.50

NA

21.160.230.981.001.46

-0.05^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.42% as on Oct 29, 2021 For calculation methodology please refer to Pg 70

BENCHMARKNifty 50 TRI

MONTHLY AVERAGE AUM

Rs. 200.99 (Rs. in Cr.)


0.160.52


0.25% of the applicable NAV, if redeemed on or before 7 days from the date of allotment.

Note: As per the guidance issued by AMFI vide correspondence 35P/MEM-COR/57/2019-20,any realization of proceeds from the locked-in shares of Yes Bank Ltd. (which is 3 years from the commencement of the Revival scheme i.e March 13,2020) shall be distributed (post conclusion of the lock in period) among the set of investors existing in the unit holders’ register / BENPOS as on end of March 13, 2020.For further details refer our website

https://www.tatamutualfund.com/docs/default-source/statutory-disclosures/valuation-current-update/valu ation-update-17-03-2020.pdf?sfvrsn=aa8cd899_2


38.18%16.73%

12.30%10.51%

5.06%3.49%3.30%2.78%2.50%2.11%1.62%

0.65%0.53%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00% 48.00%


Oil & GasConsumer Goods

AutomobileMetals

PharmaConstruction


PowerServices

Fertilisers & Pesticides

70

94

118

142

166

190


Tata Index Fund - Nifty Plan - Reg Nifty 50 TRI



Large Cap

Mid Cap

Small Cap


TRACKING ERROR

0.63%


17


INVESTMENT STYLE

DATE OF ALLOTMENT

February 25, 2003

FUND MANAGER

PORTFOLIO

10353.55

155.65

133.88

1088.80

875.53

417.77

318.80

302.85

104.67

138.99

335.73

154.98

335.46

306.22

219.24

105.46

161.22

807.92

309.12

168.68

99.73

1.50

1.29

10.49

8.43

4.02

3.07

2.92

1.01

1.34

3.23

1.49

3.23

2.95

2.11

1.02

1.55

7.78

2.98

1.62


Other Equities^

Repo

Portfolio Total


Net Assets

363.48

77.05

10430.60

-48.67

10381.93

3.50

0.74

100.47

-0.47

100.00


Total Amount Invested (Rs.)Total Value as on Oct 31, 2021 (Rs.)ReturnsTotal Value of B: S&P BSE Sensex TRIB: S&P BSE Sensex TRI(Inception date :25-Feb-2003) (First Installment date : 01-Apr-2003)

120,000142,79737.41%

144,08939.63%

360,000526,36226.38%

538,91128.13%

600,000973,73419.49%

1,004,95920.79%

840,0001,507,382

16.43%1,572,466

17.62%

1,200,0002,613,240

14.89%2,800,774

16.18%

2,230,0008,931,669

13.36%10,978,754

15.20%

An index fund that seeks to track returns by investing in S&P BSE SENSEX Index stocks and aims to achieve returns of the stated index, subject to tracking error.


The investment objective of the Scheme is to reflect/mirror the market returns with a minimum tracking error. The scheme does not assure or guarantee any returns.



Auto

Maruti Suzuki India Ltd.


Banks

HDFC Bank Ltd.

ICICI Bank Ltd.


Axis Bank Ltd.

State Bank Of India

Indusind Bank Ltd.





Consumer Durables

Titan Company Ltd.



ITC Ltd.

Asian Paints (India) Ltd.

Nestle India Ltd.

Ferrous Metals

Tata Steel Ltd.

Finance


Bajaj Finance Ltd.

Insurance

Bajaj Finserv Ltd.


NAV Movement

Issuer NameReliance Industries Ltd.HDFC Bank Ltd.Infosys Ltd.ICICI Bank Ltd.HDFC Ltd.Tata Consultancy Services Ltd.Kotak Mahindra BankHindustan Unilever Ltd.Larsen & Toubro Ltd.Axis Bank Ltd.Total

% to NAV12.4510.49

9.348.437.785.334.023.233.233.07

67.37

2080

15148

68809

109128

20557

42962

60281

9181

1821

19002

6497

14013

137134

7072

555

12245

28410

4176

946

1292.12

133.51

969.26

553.80

194.69

145.20

260.52

12.45

1.29

9.34

5.33

1.88

1.40

2.51

Petroleum Products


Pharmaceuticals


Software

Infosys Ltd.



Tech Mahindra Ltd.

Telecom - Services

Bharti Airtel Ltd.

50919

16807

58088

16294

17013

9819

37963


100.00%

0.00%

0.00%

Company Name No. of Shares No. of SharesMarket Value

Rs. Lakhs% of

Assets% of

Assets

Tata Index Fund - Sensex Plan(An open ended equity scheme tracking S & P BSE Sensex)


NAV

Direct - GrowthRegular - Growth

::

152.3428145.6047

FUND SIZE

Rs. 103.82 (Rs. in Cr.)

TURN OVER


6.73%6.73%





LOAD STRUCTURE



21.730.251.001.001.54

NA

21.110.240.971.001.47


BENCHMARKS&P BSE Sensex TRI

MONTHLY AVERAGE AUM

Rs. 104.09 (Rs. in Cr.)


0.290.59


0.25% of the applicable NAV, if redeemed on or before 7 days from the date of allotment


42.32%17.94%

12.45%10.80%

3.52%3.23%

2.51%2.13%1.92%1.55%1.34%

0.00% 10.00% 20.00% 30.00% 40.00% 50.00%



AutomobileConstruction

TelecomPharma

PowerMetals


7094

118142166190


Tata Index Fund - Sensex Plan - RegS&P BSE Sensex TRI




Large Cap

Mid Cap

Small Cap


18


INVESTMENT STYLE


PORTFOLIO



% of Assets

37523.39

486.73420.83411.35

3395.132729.101464.62944.84934.72

431.44

1046.12

485.36

1048.30955.41682.55

500.46

2519.29964.91

525.90

4026.73

418.25

3038.211728.74607.55467.84445.36

99.48

1.291.121.09

9.007.243.882.502.48

1.14

2.77

1.29

2.782.531.81

1.33

6.682.56

1.39

10.68

1.11

8.054.581.611.241.18

65058700246520

21449534026572108

188159125973

5650

59215

20363

4380442805022017

38030

8856113039

2951

158767

52610

18217450879531197233730136



% of Assets

RepoPortfolio TotalCash / Net Current AssetNet Assets

150.1937675.25

44.1937719.44

0.4099.880.12

100.00




Returns

Total Value of B: Nifty 50 TRI

B: Nifty 50 TRI

(Inception date :01-Jan-2019) (First Installment date : 01-Feb-2019)

NA

NA

NA

NA

NA

120,000

144,614

40.54%

144,782

40.83%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

330,000

489,475

30.22%

490,234

30.35%

Exchange Traded Fund tracking Nifty 50 Index.

The investment objective of the scheme is to provide returns that is closely correspond to the total returns of the securities as represented by the Nifty 50 index, subject to tracking error. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.

Equity & Equity Related TotalAutoMaruti Suzuki India Ltd.Tata Motors Ltd.Mahindra & Mahindra Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.Kotak Mahindra Bank Ltd.State Bank Of IndiaAxis Bank Ltd.Cement & Cement ProductsUltratech Cement Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer DurablesTitan Company Ltd.Consumer Non DurablesHindustan Unilever Ltd.ITC Ltd.Asian Paints (India) Ltd.Ferrous MetalsTata Steel Ltd.FinanceHousing Development Finance Corporation Ltd.Bajaj Finance Ltd.InsuranceBajaj Finserv Ltd.Petroleum ProductsReliance Industries Ltd.PharmaceuticalsSun Pharmaceutical Industries Ltd.SoftwareInfosys Ltd.Tata Consultancy Services Ltd.HCL Technologies Ltd.Wipro Ltd.Tech Mahindra Ltd.

793.036050.62

2.1016.05

115712Telecom - ServicesBharti Airtel Ltd.Other Equities^

Name Of The InstrumentRatings


% of Assets

1.671.67

0.000.00

CRISIL AAANon-Convertible Debentures/Bonds05.50 % Britannia Industries Ltd.Non-Convertible Debentures/Bonds Total


NAV Movement

Issuer NameReliance Industries Ltd.HDFC Bank Ltd.Infosys Ltd.ICICI Bank Ltd.HDFC Ltd.Tata Consultancy Services Ltd.Kotak Mahindra BankHindustan Unilever Ltd.Larsen & Toubro Ltd.Bajaj Finance Ltd.Total

% to NAV10.689.008.057.246.684.583.882.782.772.56

58.22

100.00%

0.00%

0.00%





22.210.241.001.001.53

NA

22.520.241.001.001.530.00

DATE OF ALLOTMENT

January 01, 2019

FUND MANAGER

NAV

Direct - Growth : 182.5009

FUND SIZE

Rs. 377.19 (Rs. in Cr.)

TURN OVER


22.45%22.45%


50,000 units and in multiples thereof

ADDITIONAL INVESTMENT/ MULTIPLES FOR EXISTING INVESTORS

50,000 units and in multiples thereof

LOAD STRUCTURE

Entry Load : Not ApplicableNilExit Load :

Sailesh Jain (Managing Since 17-Dec-18 and overall experience of 19 years)



MONTHLY AVERAGE AUM

Rs. 376.85 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

0.08NA

BENCHMARK

Nifty 50 TRI

Tata Nifty Exchange Traded Fund(An open ended Exchange Traded Fund tracking Nifty 50 Index.)


38.10%16.67%

12.31%10.46%

5.00%3.49%3.28%2.77%2.49%2.10%1.63%

0.66%0.52%

0.00% 16.00% 32.00% 48.00%



AutomobileMetals

PharmaConstruction


PowerServices


70

92

114

136

158

180

Jan-19 Dec-19 Nov-20 Oct-21

Tata Nifty Exchange Traded Fund Nifty 50 TRI

Note: As per the guidance issued by AMFI vide correspondence

35P/MEM-COR/57/2019-20,any realization of proceeds from the locked-in shares of Yes Bank Ltd. (which is 3 years from the commencement of the Revival scheme i.e March 13,2020) shall be distributed (post conclusion of the lock in period) among the set of investors existing in the unit holders’ register / BENPOS as on end of March 13, 2020.For further details refer our website

https://www.tatamutualfund.com/docs/defaul t-source/statutory-disclosures/valuat ion-c urrent-update/valuation-update-17-03-2020.pdf?sfvrsn=aa8cd899_2

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Income Distribution cum capital withdrawals are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 54 - 68.*B: Benchmark, AB: Additional Benchmark; For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet. Source: MFI Explorer



Large Cap

Mid Cap

Small Cap


19


INVESTMENT STYLE


PORTFOLIO



% of Assets

1500.93

373.18

370.24

199.54

186.16

178.38

50.52

49.90

39.46

30.81

22.74

99.65

24.78

24.58

13.25

12.36

11.84

3.35

3.31

2.62

2.05

1.51

46528

23391

9824

25089

15645

17333

51201

79727

18320

12597



% of Assets


0.001.95

1502.883.30

1506.18

0.000.13

99.780.22

100.00




Returns

Total Value of B: Nifty Private Bank TRI

B: Nifty Private Bank TRI


AB: Nifty 50 TRI

(Inception date :30-Aug-2019) (First Installment date : 01-Oct-2019)

NA

NA

NA

NA

NA

NA

NA

120,000

138,110

29.43%

137,797

28.90%

144,782

40.83%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

250,000

335,635

29.99%

335,162

29.83%

361,799

38.51%

Exchange Traded Fund replicating / tracking Nifty Private Bank Index.

The investment objective of the scheme is to provide returns that is closely correspond to the total returns of the securities as represented by the Nifty Private Bank index, subject to tracking error. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.


Banks

ICICI Bank Ltd.

HDFC Bank Ltd.


Axis Bank Ltd.

Indusind Bank Ltd.

Bandhan Bank Ltd.

Federal Bank Ltd.

IDFC First Bank Ltd.

City Union Bank Ltd.

Rbl Bank Ltd.


NAV Movement

Issuer NameICICI Bank Ltd.HDFC Bank Ltd.Kotak Mahindra BankAxis Bank Ltd.Indusind Bank Ltd.Bandhan Bank Ltd.Federal Bank Ltd.IDFC First Bank Ltd.City Union Bank Ltd.Rbl Bank Ltd.Total

% to NAV24.7824.5813.2512.3611.843.353.312.622.051.51

99.65

90.48%

9.52%

0.00%





38.350.121.001.001.27

NA

39.110.111.001.001.26

-0.01

DATE OF ALLOTMENT

August 30, 2019

FUND MANAGER

NAV

Direct - Growth : 204.5645

FUND SIZE

Rs. 15.06 (Rs. in Cr.)

TURN OVER


33.33%33.33%


15000 Units and in multiples thereof


15000 Units and in multiples thereof

LOAD STRUCTURE

Entry Load : Not ApplicableNilExit Load :

Sailesh Jain (Managing Since 16-Aug-19 and overall experience of 19 years)



MONTHLY AVERAGE AUM

Rs. 14.77 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

0.15NA

BENCHMARK

Nifty Private Bank TRI

Tata Nifty Private Bank Exchange Traded Fund(An Open-Ended Exchange Traded Fund replicating/ tracking -Nifty Private Bank Index)

Note: As per the guidance issued by AMFI vide correspondence 35P/MEM-COR/57/2019-20,any realization of proceeds from the locked-in shares of Yes Bank Ltd. (which is 3 years from the commencement of the Revival scheme i.e March 13,2020) shall be distributed (post conclusion of the lock in period) among the set of investors existing in the unit holders’ register / BENPOS as on end of March 13, 2020.For further details refer our website

https://www.tatamutualfund.com/docs/default-source/statutory-disclosures/valuation-current-update/valuation-update-17-03-2020.pdf?sfvrsn=aa8cd899_2

99.65%

0.00% 25.00% 50.00% 75.00% 100.00%

Financial Services


50

70

90

110

130

150

Sep-19 May-20 Feb-21 Oct-21

Tata Nifty Private Bank Exchange Traded FundNifty Private Bank TRI

Ipca Laboratories Ltd.PowerCesc Ltd.Tata Power Company Ltd.Torrent Power Ltd.Power Grid Corporation Of India Ltd.SoftwareTata Consultancy Services Ltd.Infosys Ltd.Wipro Ltd.Mindtree Ltd.Coforge Ltd.Mphasis Ltd.Cyient Ltd.Index Futures / OptionsNifty 50 - October 2021 FutureOther Equities^


Large Cap

Mid Cap

Small Cap






INVESTMENT STYLE


DATE OF ALLOTMENT

May 20,2021

FUND MANAGER

NAV


11.265811.265811.173211.1732

FUND SIZE

Rs. 627.59 (Rs. in Cr.)

TURN OVER


4.36%0.90%





LOAD STRUCTURE


Exit Load :

PORTFOLIO



% of Assets

58656.82

2172.97

1166.45

2583.722240.42

1369.82633.60

1970.51

896.43

2083.18

644.07

1898.781545.091436.37921.47

1247.39811.84

841.37

1396.07

1026.60

1690.90

1416.391319.87

1118.861087.58

938.55852.75

93.47

3.46

1.86

4.123.57

2.181.01

3.14

1.43

3.32

1.03

3.032.462.291.47

1.991.29

1.34

2.22

1.64

2.69

2.262.10

1.781.73

1.501.36

1050507

31464

322139446165

8040089454

84448

26852

117917

12898

8507078132

6002025069

94790705337

565247

122500

114614

1181210

1461705287054

267861850000

18595169601

Company name

30424

2376335885751256130592477

7823212528024811331242279613132561564

5750

651.80

2072.161898.161280.521096.38

2658.132089.361604.671403.521361.831013.61657.66

1018.634539.34

1.04

3.303.022.041.75

4.243.332.562.242.171.621.05

1.627.22

Government SecuritiesGOI - 7.37% (16/04/2023)Government Securities TotalNon-Convertible Debentures/Bonds05.50 % Britannia Industries Ltd.Non-Convertible Debentures/Bonds Total

SOV

CRISIL AAA

1038.461038.46

1.741.74

1.651.65

0.000.00


4228.8363925.85-1166.6462759.21

6.74101.86

-1.86100.00

Predominantly investing in a well-diversified portfolio of equity and equity related instruments of dividend yielding companies.

The investment objective is to provide capital appreciation and/or dividend distribution by predominantly investing in a well-diversified portfolio of equity and equity related instruments of dividend yielding companies. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.


12.090.721.001.002.48

NA

4.871.340.330.685.601.04



Redemption/Switch-out/SWP/STP on or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment - NILRedemption/Switch-out/SWP/STP on or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12%of the original cost of investment-1%Redemption/Switch-out/SWP/STP after expiry of 365 days from the date of allotment - NIL

Equity & Equity Related TotalAerospace & DefenseBharat Electronics Ltd.AutoBajaj Auto Ltd.BanksICICI Bank Ltd.State Bank Of IndiaCapital MarketsMulti Commodity Exchange Of Ind Ltd.Indian Energy Exchange Ltd.Cement & Cement ProductsACC Ltd.ChemicalsNavin Fluorine International Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer DurablesDixon Technologies (India) Ltd.Consumer Non DurablesITC Ltd.Nestle India Ltd.Hindustan Unilever Ltd.Britannia Industries Ltd.Ferrous MetalsTata Steel Ltd.Steel Authority India Ltd.GasGail ( India ) Ltd.Healthcare ServicesThyrocare Technologies Ltd.Industrial ProductsCummins India Ltd.Minerals/MiningNMDC Ltd.Non - Ferrous MetalsNational Aluminium Co. Ltd.Hindalco Industries Ltd.Petroleum ProductsBharat Petroleum Corporation Ltd.Indian Oil Corporation Ltd.PharmaceuticalsPfizer Ltd.Cadila Healthcare Ltd.


NAV Movement

Issuer NameTata Consultancy Services Ltd.ICICI Bank Ltd.State Bank Of IndiaBharat Electronics Ltd.Infosys Ltd.Larsen & Toubro Ltd.Cesc Ltd.ACC Ltd.ITC Ltd.Tata Power Company Ltd.Total

% to NAV4.244.123.573.463.333.323.303.143.033.02

34.53

No. of Shares


% of Assets

Name Of The Instrument

Ratings Market ValueRs. Lakhs

% to Nav

52.98%

32.12%

14.90%

For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet.

BENCHMARKNifty Dividend Opportunities 50 TRI

MONTHLY AVERAGE AUM

Rs. 640.94 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular 0.74

2.43

::::

Sailesh Jain (overall experience of 19 years), Murthy Nagarajan (overall experience of 25 years) (Debt), Venkat Samala (overall experience of 06 years) Managing Since 03-May-21


Tata Dividend Yield Fund(An open ended equity scheme that aims for growth by primarily investing in equity and equity related instruments of dividend yielding companies.)



17.19%12.30%

10.50%10.34%10.27%

5.97%4.89%4.86%

3.32%3.14%3.07%

2.68%1.89%

1.43%

0.00% 4.00% 8.00% 12.00% 16.00% 20.00%

ITFinancial Services

PowerMetals

Consumer GoodsIndustrial Manufacturing

PharmaOil & Gas


Healthcare ServicesAutomobile

Fertilisers & PesticidesChemicals

100

106

112

118

124

130

May-21 Jul-21 Sep-21 Oct-21

Tata Dividend Yield Fund - Reg - GrowthNifty Dividend Opportunities 50 TRI

Petroleum ProductsReliance Industries Ltd.Hindustan Petroleum Corporation Ltd.PharmaceuticalsSun Pharmaceutical Industries Ltd.Cipla Ltd.Dr Reddys Laboratories Ltd.PowerNTPC Ltd.Kec International Ltd.Cesc Ltd.Power Grid Corporation Of India Ltd.SoftwareTata Consultancy Services Ltd.HCL Technologies Ltd.Tech Mahindra Ltd.Infosys Ltd.Telecom - ServicesBharti Airtel Ltd.Other Equities^OTHERS Invit And ReitBrookfield India Real Estate TrustOTHERS TOTAL


Large Cap

Mid Cap

Small Cap

Market Capitalisation is as per list provided by AMFI.Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable




INVESTMENT STYLE


DATE OF ALLOTMENT

August 04, 2021

FUND MANAGER

NAV


10.585310.585310.545410.5454

FUND SIZE

Rs. 935.82 (Rs. in Cr.)

TURN OVER


1.52%1.52%





LOAD STRUCTURE


Exit Load :

PORTFOLIO



% of Assets

86742.17

2107.52

5694.563751.692745.402690.852617.881281.911266.85

1750.051738.31

1654.231574.47

3842.46

1084.85

1289.63

1849.06

1071.93

1406.48

1437.991093.331038.75

3475.191477.911305.92

2643.851018.30

92.72

2.25

6.094.012.932.882.801.371.35

1.871.86

1.771.68

4.11

1.16

1.38

1.98

1.15

1.50

1.541.171.11

3.711.581.40

2.831.09

1480000

710000747125370000170000

2685000710000

1300000

75000101000

356400395000

217500

233000

98000

65000

222000

33000

1043275000049000

45300016500068100

5750001050874

Company name

184000455000

36397724750027656

1755000360000

1816880825000

6729918800011800485000

295000

202000

4666.701412.32

2893.622240.001288.55

2328.011719.541584.321526.66

2286.652150.251743.921417.59

2021.784552.89

579.17579.17

4.991.51

3.092.391.38

2.491.841.691.63

2.442.301.861.51

2.164.87

0.620.62


7871.0295192.36-1609.8793582.49

8.41101.72

-1.72100.00

To follow investment strategy with focus on riding business cycles through allocation between sectors and stocks at different stages of business cycles.

To generate long-term capital appreciation by investing with focus on riding business cycles through allocation between sectors and stocks at different stages of business cycles.


7.820.721.001.001.62

NA

4.121.330.531.002.980.72



Redemption/Switch-out/SWP/STP on or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment-NIL Redemption/Switch-out/SWP/STP on or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12%of the original cost of investment-1% Redemption/Switch-out/SWP/STP after expiry of 365 days from the date of allotment-NIL

Equity & Equity Related TotalAutoAshok Leyland Ltd.BanksICICI Bank Ltd.State Bank Of IndiaAxis Bank Ltd.HDFC Bank Ltd.Bank Of BarodaRbl Bank Ltd.Federal Bank Ltd.Cement & Cement ProductsACC Ltd.Grasim Industries Ltd.ConstructionBrigade Enterprises Ltd.Dlf Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer DurablesCrompton Greaves Consumer Electricals Ltd.Ferrous MetalsTata Steel Ltd.FinanceHousing Development Finance Corporation Ltd.Pnb Housing Finance Ltd.Healthcare ServicesApollo Hospitals Enterprise Ltd.Industrial Capital GoodsThermax Ltd.Siemens Ltd.Abb India Ltd.Industrial ProductsBharat Forge Ltd.Cummins India Ltd.Aia Engineering Ltd.Non - Ferrous MetalsHindalco Industries Ltd.National Aluminium Co. Ltd.


NAV Movement

Issuer NameICICI Bank Ltd.Reliance Industries Ltd.Larsen & Toubro Ltd.State Bank Of IndiaBharat Forge Ltd.Sun Pharmaceutical Industries Ltd.Axis Bank Ltd.HDFC Bank Ltd.Hindalco Industries Ltd.Bank Of BarodaTotal

% to NAV6.094.994.114.013.713.092.932.882.832.80

37.44

No. of Shares


% of Assets

69.55%

21.30%

9.14%


BENCHMARKNifty 500 TRI

MONTHLY AVERAGE AUM

Rs. 941.15 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular 0.89

2.34

::::

Rahul Singh (Managing Since 16-Jul-21 and overall experience of 25 years),Murthy Nagarajan (Debt Portfolio) (Managing Since 16-Jul-21 and overall experience of 25 years),Venkat Samala (Overseas Investment) (Managing Since 16-Jul-21 and overall experienc


Tata Business Cycle Fund(An open-ended equity scheme following business cycles based investing theme)



25.49%10.50%

8.12%7.65%7.56%7.21%6.86%

6.18%4.55%

3.73%2.18%

1.50%1.16%

0.00% 6.00% 12.00% 18.00% 24.00% 30.00%

Financial ServicesIndustrial Manufacturing

ITPower

ConstructionOil & Gas

PharmaMetals

AutomobileCement & Cement Products

TelecomHealthcare Services

Consumer Goods

90

96

102

108

114

120

Aug-21 Sep-21 Oct-21 Oct-21

Tata Business Cycle Fund - Reg - GrowthNifty 500 TRI



Large Cap

Mid Cap

Small Cap





17.220.341.001.001.68

NA

16.630.320.950.971.59

-0.09

22


INVESTMENT STYLE


DATE OF ALLOTMENT

May 24,1996

FUND MANAGER

NAV


::::

296.1426162.6000271.5324110.7667

FUND SIZE

Rs. 1090.70 (Rs. in Cr.)

TURN OVER


40.39%40.39%





LOAD STRUCTURE


Exit Load :

PORTFOLIO

Company name

106027.06

1562.391141.45

3359.841712.44

1869.50

2052.381157.011129.87

4116.223399.901984.061471.641365.591179.881143.03

1414.08

1244.60

2820.78

3256.482033.241864.231402.071280.92

97.21

1.431.05

3.081.57

1.71

1.881.061.04

3.773.121.821.351.251.081.05

1.30

1.14

2.59

2.991.861.711.291.17

187000146050

83000099497

56000

38000035000

326600

17200042000064000

27000065000

7430004500

180000

200000

129000

388000227000853336200055000



% of Assets

No. of Shares


% of Assets

2050000

45000

5300016000015000

42000

60500026500060200077000

30500070000

4940003600

204000

1986.45

1349.98

2469.381448.081252.04

1946.89

10089.899004.046885.384521.674507.442265.06

2223.741354.90

1336.40

1.82

1.24

2.261.331.15

1.78

9.258.266.314.154.132.08

2.041.24

1.23

Other Equities^Portfolio TotalCash / Net Current AssetNet Assets

8.6397.212.79

100.00

9424.12106027.06

3042.49109069.55




Returns

Total Value of B: Nifty 500 Shariah TRI

B: Nifty 500 Shariah TRI


AB: Nifty 50 TRI

(Inception date :24-May-1996) (First Installment date : 01-Sep-1996)

120,000

145,239

41.62%

145,061

41.31%

144,782

40.83%

360,000

564,863

31.67%

586,995

34.59%

541,447

28.48%

600,000

1,006,902

20.87%

1,063,321

23.13%

993,751

20.32%

840,000

1,516,195

16.59%

1,691,114

19.66%

1,550,258

17.22%

1,200,000

2,823,419

16.33%

3,203,835

18.68%

2,756,872

15.89%

3,020,000

49,700,446

18.42%

6,455,009

15.85%

19,434,128

15.26%

An equity scheme which invests primarily in equities of Shariah compliant companies and other instrument if allowed under Shariah principles.

To provide medium to long- term capital gains by investing in Shariah compliant equity and equity related instruments of well-researched value and growth - oriented companies. Tata Ethical Fund aims to generate medium to long term capital growth by investing in equity and equity related instruments of shariah compliant companies.


Abhinav Sharma (Managing Since 06-Sep-21 and overall experience of 15 years)



Equity & Equity Related TotalAuto AncillariesSundram Fasteners Ltd.Minda Industries Ltd.Cement & Cement ProductsAmbuja Cements Ltd.Grasim Industries Ltd.ChemicalsNavin Fluorine International Ltd.Consumer DurablesCentury Plyboards (India) Ltd.Amber Enterprises India Ltd.Orient Electric Ltd.Consumer Non DurablesHindustan Unilever Ltd.Tata Consumer Products Ltd.Asian Paints (India) Ltd.Kansai Nerolac Paints Ltd.Akzo Nobel India Ltd.S H Kelkar And Company Ltd.3M India Ltd.FertilisersCoromandel International Ltd.GasGujarat Gas Ltd.Industrial Capital GoodsSiemens Ltd.Industrial ProductsCarborundum Universal Ltd.Cummins India Ltd.Astral Ltd. (Erstwhile Astral Poly Technik Ltd.)Polycab India Ltd.Supreme Industries Ltd.


NAV Movement

Issuer NameInfosys Ltd.Tata Consultancy Services Ltd.HCL Technologies Ltd.Tata Elxsi India Ltd.Tech Mahindra Ltd.Hindustan Unilever Ltd.Tata Consumer Products Ltd.Ambuja Cements Ltd.Carborundum Universal Ltd.Siemens India Ltd.Total

% to NAV9.258.266.314.154.133.773.123.082.992.59

47.65

Non - Ferrous MetalsNational Aluminium Co. Ltd.PesticidesPi Industries Ltd.PharmaceuticalsDr Reddys Laboratories Ltd.Cipla Ltd.Sanofi India Ltd.RetailingAvenue Supermarts Ltd.SoftwareInfosys Ltd.Tata Consultancy Services Ltd.HCL Technologies Ltd.Tata Elxsi Ltd.Tech Mahindra Ltd.Mphasis Ltd.Textile ProductsK.P.R. Mill Ltd.Page Industries Ltd.TransportationContainer Corporation Of India Ltd.

52.46%

30.23%

17.31%


BENCHMARK

Nifty 500 Shariah TRI

MONTHLY AVERAGE AUM

Rs. 1115.20 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

1.212.32


Tata Ethical Fund(An open ended equity scheme following Shariah principles)


36.08%19.13%

13.01%7.51%

4.65%3.33%3.28%

2.53%1.82%1.78%1.71%1.23%1.14%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%

ITConsumer Goods

Industrial ManufacturingPharma

Cement & Cement ProductsAutomobile

TextilesFertilisers & Pesticides

MetalsConsumer Services

ChemicalsServices

Oil & Gas

70

98

126

154

182

210


Tata Ethical Fund - Reg - GrowthNifty 500 Shariah TRI



Large Cap

Mid Cap

Small Cap






Returns

Total Value of B: Nifty Financial Services TRI

B: Nifty Financial Services TRI


AB: Nifty 50 TRI

(Inception date :28-Dec-2015) (First Installment date : 01-Jan-2016)

120,000

139,553

31.87%

143,766

39.08%

144,782

40.83%

360,000

505,084

23.35%

528,598

26.70%

541,447

28.48%

600,000

915,005

16.93%

1,005,035

20.79%

993,751

20.32%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

700,000

1,161,044

17.27%

1,280,730

20.66%

1,228,820

19.23%


NAV Movement

Issuer NameICICI Bank Ltd.HDFC Bank Ltd.HDFC Ltd.Axis Bank Ltd.Kotak Mahindra BankState Bank Of IndiaSbi Cards & Payment Services Ltd.HDFC Life Insurance Co. Ltd.Uti Asset Management Company Ltd.ICICI Lombard General Insurance Co. Ltd.Total

% to NAV17.9017.2210.508.758.307.914.683.593.082.77

84.70

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Income Distribution cum capital withdrawals are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 54 - 68.*B: Benchmark, AB: Additional Benchmark; For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet.Source: MFI Explorer

88.31%

5.37%

6.32%

PORTFOLIO



% of Assets

98.83

17.9017.228.758.307.911.551.061.051.01

3.081.06

10.50

4.68

3.592.77

2.761.71

1910000931000

1010000350000

13490002700000935000500000500000

25500034320

316000

380000

451000160000

206000150500

84604.30

15319.1614736.337494.207109.036774.001323.00911.63902.75860.50

2640.53908.52

8989.25

4009.38

3068.832370.48

2359.831465.27

Company name


3361.611618.00

86222.30-622.94

85599.36

3.931.89

100.73-0.73

100.00

Equity & Equity Related TotalBanksICICI Bank Ltd.HDFC Bank Ltd.Axis Bank Ltd.Kotak Mahindra Bank Ltd.State Bank Of IndiaKarur Vysa Bank Ltd.Bank Of BarodaRbl Bank Ltd.Indian BankCapital MarketsUti Asset Management Company Ltd.HDFC Asset Management Company Ltd.FinanceHousing Development Finance Corporation Ltd.Sbi Cards And Payment Services Ltd.InsuranceHDFC Life Insurance Co. Ltd.ICICI Lombard General Insurance Co. Ltd.Sbi Life Insurance Company Ltd.Max Financial Services Ltd.

No. of Shares


% of Assets


INVESTMENT STYLE

DATE OF ALLOTMENT

December 28,2015

NAV

FUND SIZE

Rs. 855.99 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 850.96 (Rs. in Cr.)

TURN OVER


29.00%29.00%

EXPENSE RATIO**

DirectRegular

0.852.45



30.370.201.001.001.75

NA

27.280.200.890.981.790.04





LOAD STRUCTURE


Exit Load :

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Banking and Financial Services sector in India.

INVESTMENT OBJECTIVEThe investment objective of the scheme is to seek long term capital appreciation by investing atleast 80% of its net assets in equity/equity related instruments of the companies in the Banking and Financial Services sector in India.

FUND MANAGER

Amey Sathe (Managing Since 14-Oct-2021 and overall experience of 15 years)

BENCHMARK

Nifty Financial Services TRI


::::

29.741329.741324.885227.0410




0.25% of NAV if redeemed/switched out before 30 days from the date of allotment.


23

Tata Banking & Financial Services Fund(An open ended equity scheme investing in Banking & Financial Services Sector)

98.84%

0.00% 25.00% 50.00% 75.00% 100.00%

FinancialServices


70

94

118

142

166

190


Tata Banking And Financial Services Fund - Reg - GrowthNifty Financial Services TRI



Large Cap

Mid Cap

Small Cap






Returns

Total Value of B: S&P BSE IT TRI

B: S&P BSE IT TRI




120,000

168,150

82.85%

152,462

54.29%

144,089

39.63%

360,000

765,772

55.92%

698,374

48.32%

538,911

28.13%

600,000

1,587,398

40.19%

1,473,027

36.94%

1,004,959

20.79%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

700,000

1,956,973

35.62%

1,813,211

32.89%

1,246,056

19.71%


NAV Movement

Issuer NameInfosys Ltd.Tata Consultancy Services Ltd.Tech Mahindra Ltd.HCL Technologies Ltd.Persistent Systems Ltd.Wipro Ltd.Larsen & Toubro Infotech Ltd.Mphasis Ltd.L&t Technology Services Ltd.Bharti Airtel Ltd.Total

% to NAV21.2512.459.749.153.323.283.052.942.932.50

70.61


75.66%

16.71%

7.64%

PORTFOLIO



% of Assets

86.96

1.06

1.70

21.2512.459.749.153.323.283.052.942.932.321.391.191.02

2.501.666.01

9750

107330

4896000140812625320003074713324857

1950000175300349485238500834339110000101564180070

1400000486700

334116.59

4088.60

6520.67

81653.0447844.6037419.1635167.0312746.4112611.6311714.0711308.6411269.138912.835357.504562.663926.43

9594.906363.12

23056.17

Company name


28061.33377745.90

6484.80384230.70

7.3098.311.69

100.00

Equity & Equity Related TotalIndustrial Capital GoodsHoneywell Automation India Ltd.RetailingInfo Edge (India) Ltd.SoftwareInfosys Ltd.Tata Consultancy Services Ltd.Tech Mahindra Ltd.HCL Technologies Ltd.Persistent Systems Ltd.Wipro Ltd.Larsen & Toubro Infotech Ltd.Mphasis Ltd.L&T Technology Services Ltd.Cyient Ltd.Coforge Ltd.Mindtree Ltd.Eclerx Services Ltd.Telecom - ServicesBharti Airtel Ltd.Tata Communications Ltd.Other Equities^

No. of Shares


% of Assets


INVESTMENT STYLE

1.031.020.95

0.540.534.05

153015800063000

8500925

3943.643901.693642.94

2061.832017.88

15567.98

Foreign Securities And /Or Overseas Etf(S)SoftwareAmazon.Com Inc.Global X Cybersecurity Etf (Bug)Cognizant Technology Solutions Corporation (Class Microsoft Corporation (Msft)Alphabet Inc. - Class A Common StockEquity & Equity Related Total

DATE OF ALLOTMENT

December 28,2015

NAV

FUND SIZE

Rs. 3842.31 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 3758.59 (Rs. in Cr.)

TURN OVER


52.85%52.85%

EXPENSE RATIO**

DirectRegular

0.432.02



22.480.371.001.002.41

NA

21.650.410.930.922.760.32





LOAD STRUCTURE


Exit Load :

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Information Technology sector in India.

INVESTMENT OBJECTIVEThe investment objective of the scheme is to seek long term capital appreciation by investing atleast 80% of its net assets in equity/equity related instruments of the companies in Information Technology Sector in India.However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.The Scheme does not assure or guarantee any returns.

FUND MANAGER

Meeta Shetty (Managing Since 09-Mar-21 and overall experience of 15 years) & Venkat Samala (Managing Since 26-Nov-20 and overall experience of 6 years)

BENCHMARK

S&P BSE IT TRI


::::

40.867640.867637.024737.0247






24

Tata Digital India Fund(An open ended equity scheme investing in companies in Information Technology Sector)


80.77%

5.11%

3.37%

1.56%

0.21%

0.00% 18.00% 36.00% 54.00% 72.00% 90.00%

IT

Telecom

Consumer Services

Industrial Manufacturing

Media, Entertainment & Publication

70

112

154

196

238

280


Tata Digital India Fund - Reg - GrowthS&P BSE IT TRI



Large Cap

Mid Cap

Small Cap






Returns

Total Value of B: Nifty India Consumption TRI

B: Nifty India Consumption TRI


AB: Nifty 50 TRI


120,000

143,983

39.45%

140,819

34.03%

144,782

40.83%

360,000

520,893

25.61%

503,277

23.09%

541,447

28.48%

600,000

945,386

18.27%

900,794

16.29%

993,751

20.32%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

700,000

1,202,821

18.49%

1,108,561

15.67%

1,228,820

19.23%


NAV Movement

Issuer NameITC Ltd.Titan Company Ltd.Radico Khaitan Ltd.Tata Consumer Products Ltd.Hindustan Unilever Ltd.Jubilant Foodworks Ltd.Asian Paints (india) Ltd.Dabur India Ltd.Voltas Ltd.Nestle India Ltd.Total

% to NAV8.836.495.915.605.385.264.704.694.213.80

54.87


53.61%

25.72%

20.66%

PORTFOLIO



% of Assets

96.99

1.17

1.90

6.494.213.683.523.18

3.171.741.221.00

8.835.915.605.384.704.693.803.102.812.00

1100000

3300

366000470000

1282500375000917163

85400105500303000130000

5320000709400930000302400204000

107600026900

764400102770705000

130367.84

1566.40

2551.17

8723.795661.394945.964736.064270.31

4264.492333.981636.501345.44

11874.247939.967528.357236.896324.206303.755111.044166.363777.572682.53

Company name


4465.82134848.95

-410.47134438.48

3.32100.30

-0.30100.00

Equity & Equity Related TotalAutoAshok Leyland Ltd.Auto AncillariesMRF Ltd.Consumer DurablesTitan Company Ltd.Voltas Ltd.Greenpanel Industries Ltd.Havells India Ltd.Crompton Greaves Consumer Electricals Ltd.Dixon Technologies (India) Ltd.Whirlpool Of India Ltd.Century Plyboards (India) Ltd.Symphony Ltd.Consumer Non DurablesITC Ltd.Radico Khaitan Ltd.Tata Consumer Products Ltd.Hindustan Unilever Ltd.Asian Paints (India) Ltd.Dabur India Ltd.Nestle India Ltd.Kansai Nerolac Paints Ltd.Britannia Industries Ltd.Ccl Products India Ltd.

No. of Shares


% of Assets

Name Of The Instrument Market ValueRatingsRs. Lakhs

% of Assets

1.531.23

1.56

5.26

3.735.58

100000194000

79000

191500

500000

2054.501647.74

2095.16

7065.01

5015.757509.30

Zydus Wellness Ltd.Varun Beverages Ltd.EntertainmentNazara Technologies Ltd.Leisure ServicesJubilant Foodworks Ltd.RetailingTrent Ltd.Other Equities^

0.010.01

15.2915.29

CRISIL AAANon-Convertible Debentures/Bonds05.50 % Britannia Industries Ltd.Non-Convertible Debentures/Bonds Total


INVESTMENT STYLE

DATE OF ALLOTMENT

December 28, 2015

NAV

FUND SIZE

Rs. 1344.38 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 1381.78 (Rs. in Cr.)

TURN OVER


36.77%36.77%

EXPENSE RATIO**

DirectRegular

0.882.23



17.440.231.001.001.14

NA

17.020.230.910.861.230.09





LOAD STRUCTURE


Exit Load :

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Consumption Oriented sectors in India.


The investment objective of the scheme is to seek long term capital appreciation by investing atleast 80% of its assets in equity/equity related instruments of the companies in the Consumption Oriented sectors in India.However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.The Scheme does not assure or guarantee any returns.

FUND MANAGER


BENCHMARK

Nifty India Consumption TRI


::::

28.933728.933724.321026.3731






25

Tata India Consumer Fund(An open ended equity scheme investing in Consumption Oriented Sector)


83.36%

8.99%

3.06%

1.56%

0.00% 18.00% 36.00% 54.00% 72.00% 90.00%

Consumer Goods

Consumer Services

Automobile

Media, Entertainment & Publication

70

92

114

136

158

180


Tata India Consumer Fund - Reg - GrowthNifty India Consumption TRI



Large Cap

Mid Cap

Small Cap






Returns

Total Value of B: Nifty Pharma TRI

B: Nifty Pharma TRI


AB: Nifty 50 TRI


120,000

130,616

16.97%

127,860

12.49%

144,782

40.83%

360,000

560,301

31.05%

513,314

24.54%

541,447

28.48%

600,000

1,027,935

21.72%

870,103

14.88%

993,751

20.32%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

700,000

1,205,327

18.56%

996,136

12.00%

1,228,820

19.23%


NAV Movement

Issuer NameSun Pharmaceutical Industries Ltd.Divi Laboratories Ltd.Dr. Reddys Labaratories Ltd.Cipla Ltd.Alkem Laboratories Ltd.Apollo Hospitals Enterprise Ltd.Ipca LabsNarayana Hrudayalaya Ltd.Lupin Laboratories Ltd.Fortis Healthcare Ltd.Total

% to NAV12.369.658.648.116.676.446.105.193.693.48

70.33


53.72%

26.30%

19.98%

PORTFOLIO



% of Assets

97.22

6.445.193.482.341.941.66

12.369.658.648.116.676.103.693.102.532.162.031.831.831.621.511.30

84300555198795000116982200000410000

86710010450010350050000010304915872622300010300026000

37818330662

2190005100

42527167000105000

54226.49

3592.912894.521942.191304.991081.60924.96

6893.455381.914822.274525.253720.743400.552058.071728.491410.181206.401134.561020.321022.52901.40841.51723.82

Company name


1693.881720.40

55946.89-159.28

55787.61

3.043.08

100.28-0.28

100.00

Equity & Equity Related TotalHealthcare ServicesApollo Hospitals Enterprise Ltd.Narayana Hrudayalaya Ltd.Fortis Healthcare Ltd.Krishna Institute Of Medical Sciences Ltd.Syngene International Ltd.Healthcare Global Enterprises Ltd.PharmaceuticalsSun Pharmaceutical Industries Ltd.Divi Laboratories Ltd.Dr Reddys Laboratories Ltd.Cipla Ltd.Alkem Laboratories Ltd.Ipca Laboratories Ltd.Lupin Ltd.J.B.Chemicals & Pharmaceuticals Ltd.Procter & Gamble Health Ltd.Fdc Ltd.Gland Pharma Ltd.Indoco Remedies Ltd.Abbott India Ltd.Ajanta Pharma Ltd.Glenmark Pharmaceuticals Ltd.Aurobindo Pharma Ltd.

No. of Shares


% of Assets


INVESTMENT STYLE

DATE OF ALLOTMENT

December 28, 2015

NAV

FUND SIZE

Rs. 557.88 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 580.69 (Rs. in Cr.)

TURN OVER


37.86%37.86%

EXPENSE RATIO**

DirectRegular

1.072.58



24.350.141.001.000.98

NA

18.140.320.690.862.390.98





LOAD STRUCTURE


Exit Load :

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Pharma & Healthcare sectors in India.


The investment objective of the scheme is to seek long term capital appreciation by investing atleast 80% of its net assets in equity/equity related instruments of the companies in the pharma & healthcare sectors in India.However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.The Scheme does not assure or guarantee any returns.

FUND MANAGER

Meeta Shetty (Managing Since 09-Mar-21 and overall experience of 15 years)

BENCHMARKNifty Pharma TRI


::::

18.837318.837317.118117.1181






26

Tata India Pharma & Healthcare Fund(An open ended equity scheme investing in Pharma and Healthcare Services Sector)


74.85%

22.35%

0.00% 16.00% 32.00% 48.00% 64.00% 80.00%

Pharma

Healthcare Services

60

90

120

150

180

210


Tata India Pharma And Healthcare Fund - Reg - GrowthNifty Pharma TRI



Large Cap

Mid Cap

Small Cap






Returns

Total Value of B: Nifty Commodities TRI

B: Nifty Commodities TRI


AB: Nifty 50 TRI


120,000

153,113

55.45%

156,153

60.89%

144,782

40.83%

360,000

647,431

42.23%

605,183

36.95%

541,447

28.48%

600,000

1,134,263

25.82%

1,019,287

21.37%

993,751

20.32%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

700,000

1,399,402

23.75%

1,267,627

20.30%

1,228,820

19.23%


NAV Movement

Issuer NameTata Steel Ltd.Ultratech Cement Ltd.Reliance Industries Ltd.Hindalco Industries Ltd.Jindal Steel & Power Ltd.H.p.c.l.Vedanta Ltd.Grasim Industries Ltd.National Aluminium Company Ltd.Jindal Stainless Ltd.Total

% to NAV7.647.397.375.645.124.414.123.893.753.71

53.04


53.39%

27.80%

18.81%

PORTFOLIO



% of Assets

96.41

7.393.893.452.331.961.481.16

2.882.692.63

7.645.123.711.90

2.541.19

3.212.45

2.92

1500035000350001550075000

80075000

2000012500

100000

90000190000300000160000

5000050000

105000255000

275000

14937.10

1145.41602.39534.91361.68303.60229.08179.18

446.07417.30406.95

1184.36792.87575.25294.48

392.80184.85

497.60379.57

452.24

Company name


781.2015718.30

-224.7115493.59

5.04101.45

-1.45100.00

Equity & Equity Related TotalCement & Cement ProductsUltratech Cement Ltd.Grasim Industries Ltd.Birla Corporation Ltd.ACC Ltd.Ambuja Cements Ltd.Shree Cement Ltd.Heidelberg Cement India Ltd.ChemicalsDeepak Nitrite Ltd.Navin Fluorine International Ltd.Chemcon Speciality Chemicals Ltd.Ferrous MetalsTata Steel Ltd.Jindal Steel & Power Ltd.Jindal Stainless Ltd.Mishra Dhatu Nigam Ltd.FertilisersCoromandel International Ltd.Chambal Fertiliser & Chemicals Ltd.GasIndraprastha Gas Ltd.Gail ( India ) Ltd.Minerals/MiningCoal India Ltd.

No. of Shares


% of Assets

5.644.123.75

1.911.41

7.374.412.16

2.552.210.34

190000210000600000

400007300

4500022000080000

213333160000

873.62638.40581.40

296.08219.00

1141.31682.88334.16

394.77342.8852.01

Non - Ferrous MetalsHindalco Industries Ltd.Vedanta Ltd.National Aluminium Co. Ltd.PesticidesUpl Ltd.Pi Industries Ltd.Petroleum ProductsReliance Industries Ltd.Hindustan Petroleum Corporation Ltd.Bharat Petroleum Corporation Ltd.PowerPower Grid Corporation Of India Ltd.Tata Power Company Ltd.Other Equities^


INVESTMENT STYLE

DATE OF ALLOTMENT

December 28, 2015

NAV

FUND SIZE

Rs. 154.94 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 151.39 (Rs. in Cr.)

TURN OVER


35.32%35.32%

EXPENSE RATIO**

DirectRegular

1.012.61



25.060.231.001.001.65

NA

22.240.330.850.912.510.73





LOAD STRUCTURE


Exit Load :

Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Resources & Energy sectors in India.


The investment objective of the scheme is to provide long term capital appreciation by investing atleast 80% of it’s net assets in equity/equity related instruments of the companies in the Resources& Energy sectors in India.However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.The Scheme does not assure or guarantee any returns.

FUND MANAGER

Satish Chandra Mishra (Managing Since 09-Mar-21 and overall experience of 15 years)

BENCHMARK

Nifty Commodities TRI


::::

32.092732.092726.596529.0556






27

Tata Resources & Energy Fund(An open ended equity scheme investing in Resources and Energy Sector)

34.81%

21.66%

19.59%

8.20%

7.39%

4.76%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%

Metals


Oil & Gas

Chemicals


Power

60

96

132

168

204

240


Tata Resources & Energy Fund - Reg - GrowthNifty Commodities TRI




Large Cap

Mid Cap

Small Cap


28


INVESTMENT STYLE


DATE OF ALLOTMENT

December 31, 2004

FUND MANAGER

NAV


::::

94.173449.346889.630442.5207

FUND SIZE

Rs. 757.74 (Rs. in Cr.)

TURN OVER


50.37%50.37%





LOAD STRUCTURE


Exit Load :

PORTFOLIO



% of Assets

73669.68

2390.082357.912216.731703.80

4343.452212.231384.651214.70

6845.77

1981.25

1516.481244.60

2777.052395.491765.441368.70

3611.713409.502033.241980.861869.871695.201484.50

1356.60

97.20

3.153.112.932.25

5.732.921.831.60

9.03

2.61

2.001.64

3.663.162.331.81

4.774.502.682.612.472.241.96

1.79

31300137000950005950

155234055500062000

126000

387500

7800

320000200000

127000113000

421099300

22300015606622700026762

10400088400

112000

1400000



% of Assets


% of NAV




Returns

Total Value of B: S&P BSE India Infrastructure TRI

B: S&P BSE India Infrastructure TRI


AB: Nifty 50 TRI

(Inception date :31-Dec-2004) (First Installment date : 01-Feb-2005)

120,000

155,335

59.42%

157,087

62.57%

144,782

40.83%

360,000

580,768

33.78%

571,536

32.56%

541,447

28.48%

600,000

979,448

19.73%

904,762

16.47%

993,751

20.32%

840,000

1,482,915

15.97%

1,344,687

13.22%

1,550,258

17.22%

1,200,000

2,655,388

15.19%

2,288,702

12.41%

2,756,872

15.89%

2,010,000

5,892,613

11.75%

3,430,447

10.32%

7,221,764

13.83%

Primarily focuses on equity / equity related instruments of the companies in the Infrastructure sector in India.

Abhinav Sharma (Managing Since 09-Mar-21 and overall experience of 15 years)

To provide income distribution and / or medium to long term capital gains by investing predominantly in equity / equity related instruments of the companies in the infrastructure sector. The scheme does not assure or guarantee any returns.


29.200.161.001.001.31

NA

24.490.230.790.882.070.59

^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.42% as on Oct 29, 2021For calculation methodology please refer to Pg 70



NAV Movement

Issuer NameLarsen & Toubro Ltd.Knr ConstructionGrindwell Norton Ltd.Astral Ltd. (erstwhile Astral Poly Technik Ltd.)Siemens India Ltd.Power Grid Corporation Of India Ltd.NTPC Ltd.Abb India Ltd.Ultratech Cement Ltd.Grasim Industries Ltd.Total

% to NAV9.035.734.774.503.663.573.233.163.153.11

43.91

PaperCentury Textiles & Industries Ltd.Petroleum ProductsReliance Industries Ltd.PowerPower Grid Corporation Of India Ltd.NTPC Ltd.Tata Power Company Ltd.Kec International Ltd.Cesc Ltd.Ptc India Ltd.TransportationAdani Ports And Special Economic Zone Ltd.Gujarat Pipavav Port Ltd.Transport Corporation Of India Ltd.Other Equities^

245000

82000

14623331845000800000300000

1370000600000

2520001130000132800

1914.80

2079.73

2706.052447.391714.401432.951194.64757.50

1746.361262.78835.84417.43

2.53

2.74

3.573.232.261.891.581.00

2.301.671.100.55

OTHERSPowergrid Infrastructure Investment TrustOTHERS TOTAL

699600 846.87846.87

1.121.12


1542.9076059.45

-284.9975774.46

2.04100.38

-0.38100.00

39.41%

32.79%

27.80%

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Income Distribution cum capital withdrawals are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 54 - 68.*B: Benchmark, AB: Additional Benchmark: For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet.Source: MFI Explorer

BENCHMARK

S&P BSE India Infrastructure TRI

MONTHLY AVERAGE AUM

Rs. 755.06 (Rs. in Cr.)


1.702.49



Tata Infrastructure Fund(An open ended equity scheme investing in Infrastructure sector.)

Equity & Equity Related TotalCement & Cement ProductsUltratech Cement Ltd.Grasim Industries Ltd.ACC Ltd.Shree Cement Ltd.ConstructionKnr Constructions Ltd.Dlf Ltd.Godrej Properties Ltd.The Phoenix Mills Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer Non Durables3M India Ltd.GasIndraprastha Gas Ltd.Gujarat Gas Ltd.Industrial Capital GoodsSiemens Ltd.Abb India Ltd.Honeywell Automation India Ltd.Thermax Ltd.Industrial ProductsGrindwell Norton Ltd.Astral Ltd. (Erstwhile Astral Poly Technik Ltd.)Cummins India Ltd.Schaeffler Ltd.Timken India Ltd.Aia Engineering Ltd.Ksb Ltd.Non - Ferrous MetalsNational Aluminium Co. Ltd.


32.19%

21.12%

13.53%

11.44%

6.39%

5.07%

2.61%

2.53%

2.34%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%

Industrial Manufacturing

Construction

Power


Oil & Gas

Services

Consumer Goods

Paper And Jute

Metals

50

78

106

134

162

190


Tata Infrastructure Fund - Reg - GrowthS&P BSE India Infrastructure TRI




Large Cap

Mid Cap

Small Cap


29


INVESTMENT STYLE


DATE OF ALLOTMENT

January 22, 2020

FUND MANAGER

NAV


::::

11.163511.163510.837710.8377

FUND SIZE

Rs. 56.08 (Rs. in Cr.)

TURN OVER


925.81%925.81%



Rs.1000/-& in multiples of Re.1/-thereafter.

LOAD STRUCTURE


Exit Load :

PORTFOLIO

Company name Market ValueRs. Lakhs

% ofAssets

5433.39

375.6659.55

567.31356.01313.8473.26

84.68

230.23

264.3366.03

303.56266.78

278.48148.53

394.64334.3489.7781.4381.16

400.86

272.86

No. ofShares

4248312311

7073222492422976425

1109

13032

326542130

106713605

1098035558

4360436227174338011742

24036

39813

96.92

6.701.06

10.126.355.601.31

1.51

4.11

4.711.18

5.414.76

4.972.65

7.045.961.601.451.45

7.15

4.87




Returns


B: S&P BSE 200 TRI




120,000

132,973

20.85%

146,078

43.08%

144,089

39.63%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

210,000

256,774

23.96%

306,099

48.15%

297,999

44.25%

Primarily focuses on investing in equity and equity related instruments following quant based investing theme.

Sailesh Jain (Managing Since 28-Jan-20 and overall experience of 19 years)

The investment objective of the scheme is to generate medium to long-term capital appreciation by investing in equity and equity related instruments selected based on a quantitative model (Quant Model).However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.


26.340.281.001.002.14

NA

26.110.050.900.870.43

-1.55




NAV Movement

Issuer NameICICI Bank Ltd.Infosys Ltd.Cipla Ltd.Mahindra & Mahindra Ltd.HDFC Bank Ltd.Lupin Laboratories Ltd.Axis Bank Ltd.HDFC Ltd.Reliance Industries Ltd.Bharti Airtel Ltd.Total

% to NAV10.127.157.046.706.355.965.605.414.974.87

64.17


3.0699.990.01

100.00

171.655607.54

0.395607.93

94.14%

5.86%

0.00%


BENCHMARK

S&P BSE 200 TRI

MONTHLY AVERAGE AUM

Rs. 57.57 (Rs. in Cr.)


0.792.45



Tata Quant Fund(An Open Ended Equity Scheme following quant based investing theme)

Equity & Equity Related TotalAutoMahindra & Mahindra Ltd.Tata Motors Ltd.BanksICICI Bank Ltd.HDFC Bank Ltd.Axis Bank Ltd.Indusind Bank Ltd.Cement & Cement ProductsUltratech Cement Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer Non DurablesTata Consumer Products Ltd.Asian Paints (India) Ltd.FinanceHousing Development Finance Corporation Ltd.Bajaj Finance Ltd.Petroleum ProductsReliance Industries Ltd.Bharat Petroleum Corporation Ltd.PharmaceuticalsCipla Ltd.Lupin Ltd.Divi Laboratories Ltd.Ipca Laboratories Ltd.Dr Reddys Laboratories Ltd.SoftwareInfosys Ltd.Telecom - ServicesBharti Airtel Ltd.

Company name Market ValueRs. Lakhs

% ofAssets

236.73153.35

No. ofShares

629 4.222.74

Textile ProductsPage Industries Ltd.Other Equities^


% ofAssets

2.502.50

Ratings

CRISIL AAA 0.040.04

Non-Convertible Debentures/Bonds05.50 % Britannia Industries Ltd.Non-Convertible Debentures/Bonds Total


Growth option: Rs 5,000/- and in multiple of Re.1/- thereafterIDCW (payout): Rs 5,000/- and in multiple of Re.1/- thereafter

34.63%17.66%

8.05%7.76%7.61%

6.11%4.87%

4.22%4.11%

1.67%0.20%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%

Financial ServicesPharma

ITAutomobile


TelecomTextiles



60

82

104

126

148

170

Jan-20 Aug-20 Mar-21 Oct-21

Tata Quant Fund - Reg - Growth S&P BSE 200 TRI



Market Capitalisation wise Exposure (Equity component only)

Large Cap

Mid Cap

Small Cap



30


INVESTMENT STYLE


DATE OF ALLOTMENT

October 8, 1995

FUND MANAGER


PORTFOLIO

265382.64

5305.503516.73

33285.0823852.1319785.63

6702.80

6108.84

13550.03

7861.59

8704.807179.456540.00

11663.27

5828.37

4152.38

4520.67

26123.38

15969.4314676.20

4424.50

10280.25

5748.0019603.61

77.42

1.551.03

9.716.965.771.96

1.78

3.95

2.29

2.542.091.91

3.40

1.70

1.21

1.32

7.62

4.664.281.29

3.00

1.685.72


% to NAV


5880.96342667.77

87.24342755.01

1.7299.98

0.02100.00


Total Amount Invested (Rs.)Total Value as on Oct 31, 2021 (Rs.)ReturnsTotal Value of B: Crisil Hybrid 25+75 - Aggressive IndexB: Crisil Hybrid 25+75 - Aggressive IndexTotal Value of AB: S&P BSE Sensex TRIAB: S&P BSE Sensex TRI(Inception date :08-Oct-1995) (First Installment date : 01-Feb-1996)

120,000140,97434.29%

139,88232.43%

144,08939.63%

360,000499,84522.59%

515,76324.88%

538,91128.13%

600,000868,32314.80%

939,42518.01%

1,004,95920.79%

840,0001,303,772

12.36%1,471,294

15.75%1,572,466

17.62%

1,200,0002,434,559

13.57%2,633,172

15.03%2,800,774

16.18%

3,090,00040,065,444

16.57%11,330,214

14.20%29,227,841

15.21%

Invests 65% to 80% investment in Equity & equity related instruments & 20% to 35% in debt & money market instruments. For taxation purpose, it is treated as an equity scheme. (Monthly Income is not assured and is subject to availability of distributable surplus.)

The investment objective of the Scheme is to provide income distribution and or capital appreciation over medium to long term. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Chandraprakash Padiyar (Managing Since 3-Sep-18 and overall experience of 21 years) (Equity) & Murthy Nagarajan (Managing since 1-Apr-17 and overall experience of 25 years) (Debt)

Satish Chandra Mishra (Managing Since 1-Nov-19 and overall experience of 15 years)

Equity & Equity Related TotalAutoMahindra & Mahindra Ltd.Maruti Suzuki India Ltd.BanksICICI Bank Ltd.State Bank Of IndiaHDFC Bank Ltd.Kotak Mahindra Bank Ltd.Cement & Cement ProductsUltratech Cement Ltd.ChemicalsBasf India Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer Non DurablesITC Ltd.Hindustan Unilever Ltd.Varun Beverages Ltd.FinanceHousing Development Finance Corporation Ltd.GasGujarat State Petronet Ltd.Industrial ProductsSchaeffler Ltd.Other ServicesQuess Corp Ltd.Petroleum ProductsReliance Industries Ltd.SoftwareTata Consultancy Services Ltd.Infosys Ltd.Oracle Financials Services Soft Ltd.Telecom - ServicesBharti Airtel Ltd.TradingRedington (India) Ltd.Other Equities^


NAV Movement

Issuer NameICICI Bank Ltd.Reliance Industries Ltd.State Bank Of IndiaHDFC Bank Ltd.Tata Consultancy Services Ltd.Infosys Ltd.Basf India Ltd.HDFC Ltd.Bharti Airtel Ltd.ITC Ltd.Total

% to NAV9.717.626.965.774.664.283.953.403.062.54

51.95

GOI - 6.57% (05/12/2033)SDL Maharashtra 7.33% (13/09/2027)Non-Convertible Debentures/Bonds09.15 % Green Infra Wind Energy Ltd. (Part Of Sembcorp Industries Which Is Part Of Temasek Group)06.92 % Indian Railways Finance Corporation Ltd.09.75 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group)09.05 % Punjab National Bank (Basel III Tier II Bonds)05.69 % Rec Ltd.05.70 % Bajaj Housing Finance Ltd.06.44 % HDFC Bank Ltd.06.45 % ICICI Bank Ltd.06.40 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group)Varanasi Sangam Expressway Pvt. Ltd. - Frb07.70 % Tata Steel Ltd.07.95 % Sikka Ports And Terminals Ltd. (Mukesh Ambani Group)07.13 % Nhpc Ltd.07.55 % Rec Ltd.07.25 % Nuvoco Vistas Corporation Ltd.07.90 % India Infradebt Ltd.07.00 % H.P.C.L.05.74 % Rec Ltd.07.70 % Jamnagar Utilities & Power Pvt. Ltd.(Mukesh Ambani Group) 06.75 % Sikka Ports And Terminals Ltd. (Mukesh Ambani Group)08.23 % Housing & Urban Development Corporation Ltd.07.42 % Power Finance Corporation08.45 % Rec Ltd.Money Market InstrumentsAxis Bank Ltd. - CDCan Fin Homes Ltd. - CPCholamandalam Invt & Fin Co Ltd. - CPBahadur Chand Investments Pvt. Ltd. - CP (A Key Promoter Group Company Of Hero Moto Corp Ltd. Holding Around 20% Stake Of HMCL)Panatone Finvest Ltd. - CPMutual Fund UnitsTata Ultra Short Term Fund

1.9713.58

41031.506596.37

3899.182759.03

2602.722531.272487.692476.412474.642484.01

2211.442229.551593.09

1556.051540.61

606.63612.60510.71503.26520.79

405.01

305.44104.66

20.3419571.97

4932.714944.684856.542435.45

2402.595014.675014.67

SOVSOV

IND AA

CRISIL AAACRISIL AAA

CRISIL- AA+CRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAA

IND AAAIND AA

CRISIL AAA

ICRA AAACRISIL AAA

CRISIL AACRISIL AAACRISIL AAACRISIL AAACRISIL AAA

CRISIL AAA

ICRA AAACRISIL AAACRISIL AAA

CRISIL A1+ICRA A1+

CRISIL A1+ICRA A1+

CRISIL A1+

42860388.27

60000047000

415000047500001250000

330000

80000

418127

445000

3900000300000770000

410000

1910000

56100

521806

1030000

470000880000100000

1500000

4000000

5786.033829.96

981.22469.79195.96100.70

79.8252.3430.7529.94

1.701.120.290.140.060.030.020.020.010.01

Debt Instruments Government SecuritiesGOI - 5.09% (13/04/2022)GOI - 6.64% (16/06/2035)GOI - 7.27% (08/04/2026)GOI - 8.30% (02/07/2040)GOI - 8.13% (22/06/2045)GOI - 7.68% (15/12/2023)SDL Tamilnadu 8.14% (27/05/2025)GOI - 7.26% (14/01/2029)GOI - 6.19% (16/09/2034)

SOVSOVSOVSOVSOVSOVSOVSOVSOV

0.000.00

11.971.92

1.140.80

0.760.740.730.720.720.72

0.650.650.46

0.450.450.180.180.150.150.15

0.12

0.090.030.015.711.441.441.420.71

0.701.461.46


76.67%

12.50%

10.84%


Rs. Lakhs% of

Assets

Tata Hybrid Equity Fund (An open ended hybrid scheme investing predominantly in equity & equity related instruments.)


NAV

Direct - GrowthDirect - IDCWDirect - Monthly IDCWReg - GrowthReg - IDCWReg - Monthly IDCW

: 331.175594.251382.4844

305.605384.319574.0208

: : :

:

FUND SIZE

Rs. 3427.55 (Rs. in Cr.)

TURN OVERPortfolio Turnover (Total)Portfolio Turnover (Equity component only)

65.98%6.09%




Rs. 1,000/- and multiples of Re. 1/- thereafter. LOAD STRUCTURE



16.200.291.001.001.34

NA

16.630.220.980.971.09



BENCHMARKCrisil Hybrid 25+75 - Aggressive Index

MONTHLY AVERAGE AUM

Rs. 3476.28 (Rs. in Cr.)


1.041.98


Portfolio Macaulay DurationModified DurationAverage Maturity

: 2.30 Years2.19 Years2.81 Years

Total stock in Portfolio : 32

5.59%

::

:* Computed on the invested amount for debt portfolio.

Gross Yield to Maturity (For Debt Component)*- Including Net Current Assets


% to NAV


27.80%10.23%

9.32%7.39%

3.95%3.81%3.58%

3.06%2.36%2.29%2.14%

1.47%

0.00% 6.00% 12.00% 18.00% 24.00% 30.00%



ChemicalsAutomobile

ServicesTelecom

Cement & Cement ProductsConstruction

PharmaIndustrial Manufacturing

80100120140160180


Tata Hybrid Equity Fund - Reg - GrowthCrisil Hybrid 25+75 - Aggressive Index


Equity & Equity Related TotalUnhedge PositionsAutoTata Motors Ltd.Mahindra & Mahindra Ltd.BanksICICI Bank Ltd.HDFC Bank Ltd.State Bank Of IndiaCement & Cement ProductsJ K Cement Ltd.Ultratech Cement Ltd.Birla Corporation Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer DurablesVoltas Ltd.Titan Company Ltd.Consumer Non DurablesHindustan Unilever Ltd.Tata Consumer Products Ltd.Ferrous MetalsSteel Authority India Ltd.Jsw Steel Ltd.FinanceHousing Development Finance Corporation Ltd.Cholamandalam Investment & Finance Co Ltd.InsuranceSbi Life Insurance Company Ltd.Leisure ServicesJubilant Foodworks Ltd.Non - Ferrous MetalsVedanta Ltd.Petroleum ProductsReliance Industries Ltd.Reliance Industries Ltd. (Partly Paidup) (Rights 02062020)PharmaceuticalsDivi Laboratories Ltd.Sun Pharmaceutical Industries Ltd.PowerTorrent Power Ltd.Tata Power Company Ltd.NTPC Ltd.Power Grid Corporation Of India Ltd.SoftwareInfosys Ltd.Tata Consultancy Services Ltd.Larsen & Toubro Infotech Ltd.HCL Technologies Ltd.Telecom - ServicesBharti Airtel Ltd.Bharti Airtel Ltd. (Right 14/10/2021)Index Futures / OptionsNIFTY50 - November 2021 Future


* Computed on the invested amount for debt portfolio.



31


INVESTMENT STYLE


DATE OF ALLOTMENT

April 27, 2000

FUND MANAGER

NAV

Monthly IDCWGrowthPeriodic IDCWDirect - GrowthDirect - Monthly IDCWDirect - Periodic IDCW

15.295441.222019.760845.084417.753822.0514

FUND SIZE

Rs. 122.56 (Rs. in Cr.)




LOAD STRUCTURE


Exit Load :

PORTFOLIO% toNAVCompany name

Predominantly investing in equity and equity related instruments, equity arbitrage opportunities and debt and money market instruments.

The investment objective of the scheme is to provide long term capital appreciation and income distribution to the investors by predominantly investing in equity and equity related instruments, equity arbitrage opportunities and investments in debt and money market instruments. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Sailesh Jain (Managing Since 9-Nov-18 and overall experience of 19 years) (for equity portfolio) & Murthy Nagarajan (Managing since 1-Apr-17 and overall experience of 25 years) (for Debt Portfolio)

::::::


7.720.331.001.000.72

NA

7.220.260.920.970.58

-0.13


Growth Option: Rs 5,000/- and in multiple of Re.1/- thereafterIDCW Option : Rs 5,000/- and in multiple of Re.1/- thereafter

For calculation methodology please refer Pg 70

1) Redemption/Switch-out/SWP/STP on or before expiry of 90 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment - NIL2) Redemption/Switch-out/SWP/STP on or before expiry of 90 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment - 0.25%3) Redemption/Switch-out/SWP/STP after expiry of 90 days from the date of allotment - NIL(w.e.f. 03 June, 2019)



:::

:

0.97 Years0.93 Years1.02 Years

66.7434.01

0.830.57

4.253.620.84

0.560.500.36

0.82

0.900.78

0.680.65

0.280.27

2.250.48

0.33

0.35

0.52

3.070.32

0.920.36

0.650.350.310.30

3.371.500.710.34

1.010.020.940.94

Total stock in Portfolio 39:

BENCHMARK

NIFTY Equity Savings Index

MONTHLY AVERAGE AUM

Rs. 118.25 (Rs. in Cr.)

TURN OVER

Portfolio Turnover (Total) Portfolio Turnover (Equity component only)

757.03%156.10%


1.312.38


Tata Equity Savings Fund (An open-ended scheme investing in equity, arbitrage and debt)


Total Amount Invested (Rs.)Total Value as on Oct 31, 2021 (Rs.)ReturnsTotal Value of B: NIFTY Equity Savings IndexB: NIFTY Equity Savings IndexTotal Value of AB: CRISIL 10 Year Gilt IndexAB: CRISIL 10 Year Gilt Index(Inception date :27-Apr-2000) (First Installment date : 01-May-2000)

120,000129,48415.13%

130,18816.27%

120,7281.14%

360,000430,20311.96%

442,42813.90%

390,0075.29%

600,000751,237

8.94%799,92611.47%

698,8346.05%

840,0001,113,513

7.93%1,220,790

10.51%1,057,298

6.48%

1,200,0001,772,118

7.57%2,049,124

10.33%1,713,215

6.93%

2,580,0005,848,033

7.01%4,699,563

9.61%4,917,327

6.54%

For scheme performance refer pages 54 - 68.*B: Benchmark; AB: Additional Benchmark; For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet.Source: MFI Explorer

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Income Distribution cum capital withdrawals are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.

4.34%

-32.82

-4.39

-4.19

-4.02

-3.49

-3.37

-3.31

-2.51

-2.08

-2.09

-1.81

-0.69

-0.65

-0.22

32.734.38

4.18

4.02

3.48

3.36

3.29

2.50

2.08

2.08

1.81

0.69

0.64

0.22

Hedge PositionsAdani Ports And Special Economic Zone Ltd.Adani Ports And Special Economic Zone Ltd.- FutureHCL Technologies Ltd.HCL Technologies Ltd.- FutureTata Steel Ltd.Tata Steel Ltd.- FutureUnited Spirits Ltd.United Spirits Ltd.- FutureUltratech Cement Ltd.Ultratech Cement Ltd.- FutureSbi Life Insurance Company Ltd.Sbi Life Insurance Company Ltd.- FutureTata Consultancy Services Ltd.Tata Consultancy Services Ltd.- FutureVedanta Ltd.Vedanta Ltd.- FutureAurobindo Pharma Ltd.Aurobindo Pharma Ltd.- FutureUpl Ltd.Upl Ltd.- FutureAmbuja Cements Ltd.Ambuja Cements Ltd.- FutureHindustan Unilever Ltd.Hindustan Unilever Ltd.- FutureTata Consumer Products Ltd.Tata Consumer Products Ltd.- Future


Large Cap

Mid Cap

Small Cap



NAV Movement

Issuer NameICICI Bank Ltd.HDFC Bank Ltd.Infosys Ltd.Reliance Industries Ltd.Housing Development Finance Corporation Ltd.Tata Consultancy Services Ltd.Bharti Airtel Ltd.Divi Laboratories Ltd.Voltas Ltd.State Bank of IndiaTotal

% to NAV4.253.623.373.072.251.501.010.920.900.84

21.73

91.47%

7.44%

1.09%

Company name % toNAV

% to NAVDerivative

Name of the Instrument Ratings % toNAV

Debt InstrumentsGovernment SecuritiesGOI - 8.08% (02/08/2022)GOI - 8.15% (11/06/2022)GOI - 7.37% (16/04/2023)GOI - 8.13% (21/09/2022)GOI - 5.09% (13/04/2022)GOI - 7.32% (28/01/2024)GOI - 6.84% (19/12/2022)Non-Convertible Debentures/Bonds09.75 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group)06.40 % Nabard

19.314.204.182.542.532.461.721.686.174.50

1.67

SOVSOVSOVSOVSOVSOVSOV

CRISIL AAA

CRISIL AAA


9.10101.34

-1.34100.00

15.07%12.60%

7.36%7.17%

5.47%4.38%

3.39%3.37%

1.81%1.61%

1.40%1.03%

0.82%0.35%

0.00% 4.00% 8.00% 12.00% 16.00%


Consumer GoodsMetals

Cement & Cement ProductsServices

Oil & GasPharma

Fertilisers & PesticidesPower

AutomobileTelecom

ConstructionConsumer Services

90102114126138150


Tata Equity Savings Fund - Reg - Mthly IDCWNIFTY Equity Savings Index


% toNAV

Company name

66.0839.86

0.510.470.42

2.711.841.490.78

0.33

0.640.600.56

0.400.340.22

1.39

0.450.420.35

0.780.560.370.290.25

0.34

0.35

1.140.40

0.470.35

0.67

0.59

0.570.21

0.480.42

0.710.34

0.34

2.600.54

0.880.620.600.38

0.760.710.540.480.46

2.041.050.990.66

1.540.03

0.251.181.18

Equity & Equity Related TotalUnhedge PositionsAutoMahindra & Mahindra Ltd.Eicher Motors Ltd.Tata Motors Ltd.BanksICICI Bank Ltd.State Bank Of IndiaHDFC Bank Ltd.Axis Bank Ltd.Capital MarketsHDFC Asset Management Company Ltd.Cement & Cement ProductsUltratech Cement Ltd.ACC Ltd.Grasim Industries Ltd.ConstructionDlf Ltd.Godrej Properties Ltd.Knr Constructions Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer DurablesCrompton Greaves Consumer Electricals Ltd.Bata India Ltd.Amber Enterprises India Ltd.Consumer Non DurablesITC Ltd.Marico Ltd.Akzo Nobel India Ltd.Varun Beverages Ltd.3M India Ltd.Ferrous MetalsTata Steel Ltd.FertilisersCoromandel International Ltd.FinanceHousing Development Finance Corporation Ltd.IDFC Ltd.GasMahanagar Gas Ltd.Gujarat State Petronet Ltd.Healthcare ServicesApollo Hospitals Enterprise Ltd.Industrial Capital GoodsAbb India Ltd.Industrial ProductsCummins India Ltd.Polycab India Ltd.InsuranceICICI Lombard General Insurance Co. Ltd.ICICI Prudential Life Insurance Company Ltd.Non - Ferrous MetalsHindalco Industries Ltd.National Aluminium Co. Ltd.PesticidesPi Industries Ltd.Petroleum ProductsReliance Industries Ltd.Bharat Petroleum Corporation Ltd.PharmaceuticalsSun Pharmaceutical Industries Ltd.Cipla Ltd.Dr Reddys Laboratories Ltd.Divi Laboratories Ltd.PowerPower Grid Corporation Of India Ltd.NTPC Ltd.Tata Power Company Ltd.Cesc Ltd.Kec International Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Tata Consultancy Services Ltd.Tech Mahindra Ltd.Telecom - ServicesBharti Airtel Ltd.Bharti Airtel Ltd. (Right 14/10/2021)TransportationAdani Ports And Special Economic Zone Ltd.Index Futures / OptionsBank Nifty November 2021 Future


32


INVESTMENT STYLE


DATE OF ALLOTMENTJanuary 28,2019

FUND MANAGER

PORTFOLIO

Dynamically investing in equity and equity related instruments, equity arbitrage opportunities and debt and money market instruments.

The investment objective of the Scheme is to provide capital appreciation and income distribution to the investors by using equity derivatives strategies, arbitrage opportunities and pure equity investments. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Rahul Singh (Managing Since 09-Jan-19 and overall experience of 26 years), Sailesh Jain (Managing Since 09-Jan-19 and overall experience of 19 years), Akhil Mittal (Managing Since 09-Jan-19 and overall experience of 20 years)

Tata Balanced Advantage Fund(An open ended dynamic asset allocation fund.)


NAVDirect - IDCWDirect - GrowthRegular - IDCWRegular - Growth

15.242915.242914.517814.5178

::::

FUND SIZERs. 3848.69 (Rs. in Cr.)

TURN OVERPortfolio Turnover (Total)Portfolio Turnover (Equity component only)

450.13%58.21%



ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORSRs. 1,000/- and in multiples of Re. 1/- thereafter.

LOAD STRUCTURE


Exit Load :


14.040.321.001.001.28

NA

11.370.280.790.951.14


1) Redemption/Switch-out/SWP/STP on orbefore expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment - NIL. 2) Redemption/Switch-out/SWP/STP on or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment - 1%.3) Redemption / Switch-out/SWP/STP after expiry of 365 days from the date of allotment - NIL. (w.e.f. 03 June, 2019)

BENCHMARKCRISIL Hybrid 35+65 - Aggressive Index

MONTHLY AVERAGE AUMRs. 3751.84 (Rs. in Cr.)


0.301.95



Total stock in Portfolio


5.23%

71

::



8.023.751.311.080.410.40

SOVSOVSOVSOVSOV

Debt InstrumentsGovernment SecuritiesGoi - 5.63% (12/04/2026)Goi 8.20% (15/02/2022)Goi - 7.16% (20/05/2023)Goi - 7.68% (15/12/2023)Goi - 8.15% (11/06/2022)

Name Of The Instrument Ratings

0.63REITSBrookfield India Real Estate Trust 2437.12

% To Nav

Name Of The Instrument Market Value(Rs. Lacs) % To Nav

Hedge PositionsTata Steel Ltd.Tata Steel Ltd.- FutureSun Pharmaceutical Industries Ltd.Sun Pharmaceutical Industries Ltd.- FutureState Bank Of India.State Bank Of India.- FutureTata Consultancy Services Ltd.Tata Consultancy Services Ltd.- FutureBajaj Auto Ltd.Bajaj Auto Ltd.- FutureMahindra & Mahindra Ltd.Mahindra & Mahindra Ltd.- FutureGrasim Industries Ltd.Grasim Industries Ltd.- FutureUltratech Cement Ltd.Ultratech Cement Ltd.- FutureTata Power Company Ltd.Tata Power Company Ltd.- FutureITC Ltd.ITC Ltd.- FutureDivi Laboratories Ltd.Divi Laboratories Ltd.- FutureICICI Bank Ltd.ICICI Bank Ltd.- FutureTata Consumer Products Ltd.Tata Consumer Products Ltd.- FutureHindalco Industries Ltd.Hindalco Industries Ltd.- FutureUnited Spirits Ltd.United Spirits Ltd.- FutureVedanta Ltd.Vedanta Ltd.- FutureBharat Petroleum Corporation Ltd.Bharat Petroleum Corporation Ltd.- FutureAsian Paints (India) Ltd.Asian Paints (India) Ltd.- FutureACC Ltd.ACC Ltd.- FutureAdani Ports And Special Economic Zone Ltd.Adani Ports And Special Economic Zone Ltd.- FutureHCL Technologies Ltd.HCL Technologies Ltd.- FutureAxis Bank Ltd.Axis Bank Ltd.- FutureDabur India Ltd.Dabur India Ltd.- FutureLupin Ltd.Lupin Ltd.- FutureHero Motocorp Ltd.Hero Motocorp Ltd.- FutureHousing Development Finance Corporation Ltd.Housing Development Finance Corporation Ltd.- FutureTech Mahindra Ltd.Tech Mahindra Ltd.- FutureHindustan Unilever Ltd.Hindustan Unilever Ltd.- FutureSbi Life Insurance Company Ltd.Sbi Life Insurance Company Ltd.- FutureLarsen & Toubro Ltd.Larsen & Toubro Ltd.- FutureMaruti Suzuki India Ltd.Maruti Suzuki India Ltd.- FutureAmbuja Cements Ltd.Ambuja Cements Ltd.- FutureKotak Mahindra Bank Ltd.Kotak Mahindra Bank Ltd.- FutureBharti Airtel Ltd.Bharti Airtel Ltd.- FutureTitan Company Ltd.Titan Company Ltd.- FutureHDFC Life Insurance Co. Ltd.HDFC Life Insurance Co. Ltd.- FutureDr Reddys Laboratories Ltd.Dr Reddys Laboratories Ltd.- Future

Company name

26.221.72

1.53

1.47

1.45

1.37

1.36

1.22

1.13

1.10

1.09

1.01

1.01

0.98

0.93

0.90

0.77

0.75

0.72

0.68

0.64

0.62

0.50

0.44

0.39

0.37

0.35

0.34

0.32

0.31

0.25

0.19

0.18

0.07

0.05

0.01

0.00

0.00

-26.29

-1.72

-1.53

-1.48

-1.46

-1.37

-1.37

-1.23

-1.14

-1.11

-1.10

-1.01

-1.01

-0.98

-0.94

-0.91

-0.77

-0.74

-0.72

-0.68

-0.64

-0.62

-0.50

-0.44

-0.39

-0.37

-0.35

-0.33

-0.32

-0.31

-0.25

-0.19

-0.18

-0.07

-0.05

-0.01

0.00

0.00

% toNAV

% to NAVDerivatives

www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully 33

Tata Balanced Advantage Fund(An open ended dynamic asset allocation fund.)





Returns

Total Value of B: CRISIL Hybrid 35+65 - Aggressive Index

B: CRISIL Hybrid 35+65 - Aggressive Index




120,000

132,971

20.85%

137,482

28.37%

144,089

39.63%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

330,000

424,544

18.78%

452,699

23.86%

487,256

29.85%

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Income Distribution cum capital withdrawals are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 54 - 68.*B: Benchmark: **AB: Additional Benchmark; For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet.Source: MFI Explorer



V


NAV Movement

Large Cap

Mid Cap

Small Cap

Issuer Name

ICICI Bank Ltd.


Infosys Ltd.

State Bank Of India

Bharti Airtel Ltd.

HDFC Bank Ltd.





Total

% to NAV

2.71

2.60

2.04

1.84

1.54

1.49

1.39

1.14

1.05

0.98

16.78

78.31%

13.70%

7.99%

Repo

Portfolio Total


Net Assets

19241.85

393134.89

-8265.81

384869.08

5.00

102.15

-2.15

100.00

Name of the Instrument Name of the Instrument Ratings % to NAV

Goi - 5.22% (15/06/2025)Sdl Maharashtra 8.62% (20/02/2023)Goi - 8.13% (21/09/2022)Goi - 6.97% (06/09/2026)Goi - 5.77% (03/08/2030)Non-convertible Debentures/bonds/zcb05.00 % Nabard06.40 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group)07.15 % Muthoot Finance Ltd.08.30 % Muthoot Finance Ltd.06.44 % Indian Oil Corp Ltd.05.69 % Rec Ltd.08.20 % Power Finance Corporation06.92 % Rec Ltd.06.83 % Power Finance Corporation05.84 % Tata Capital Financial Services Ltd.Varanasi Sangam Expressway Pvt. Ltd. - Frb06.40 % Embassy Office Parks Reit05.35 % Telesonic Networks Ltd.06.45 % L&t Finance Ltd.04.23 % HDFC Ltd.05.14 % Nabard04.71 % HDFC Ltd.09.25 % Tata Capital Financial Services Ltd.07.70 % Bajaj Finance Ltd.Power Finance Corporation - FrbSundaram Fin Ltd. - Zcb06.50 % Nabard07.04 % Power Finance Corporation06.49 % Yarrow Infrastructure Pvt Ltd.06.00 % Bharti Hexacom Ltd.10.21 % Bajaj Finance Ltd.07.55 % Rec Ltd.

0.390.270.270.140.00

17.631.951.29

1.060.930.800.790.700.670.670.660.650.650.650.650.650.650.640.420.400.390.280.270.270.260.260.140.14

SOVSOVSOVSOVSOV


CRISIL AA+ICRA AA

CRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAA

IND AAACRISIL AAA

CRISIL AA+CRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAA

CRISIL AA+CRISIL AAACRISIL AAA

05.32 % National Housing Bank07.65 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group)07.00 % HDFC Ltd.07.13 % Nhpc Ltd.06.49 % Sepset Construction Ltd.06.65 % Motherson Sumi Systems Ltd.06.49 % Citra Real Estate Ltd.07.35 % Power Finance Corporation09.75 % Rec Ltd.Money Market InstrumentsAxis Bank Ltd. - CdIndusind Bank Ltd. - CdPanatone Finvest Ltd. - CpTreasury Bill 364 Days (27/01/2022)

0.130.13

0.130.130.080.050.050.030.012.160.640.640.620.26


CRISIL AAAICRA AAA

CRISIL AAAIND AAA

CRISIL AAACRISIL AAACRISIL AAA

CRISIL A1+CRISIL A1+CRISIL A1+SOVRN SOV

Ratings % to NAV

2.362.360.250.040.21

9091.869091.86946.00150.00796.00

Tata Ultra Short Term FundOTHERS TOTALMargin Money DepositHDFC Bank Ltd.Federal Bank Ltd.

Name Of The Instrument Mkt Val (Rs. Lacs) % to Nav

13.29%7.94%

7.14%5.41%

5.02%4.81%4.71%4.70%

4.06%2.60%

1.63%1.37%

0.89%0.69%0.67%

0.00% 4.00% 8.00% 12.00% 16.00%


ITPharma

Cement & Cement ProductsMetals

Oil & GasAutomobile

PowerConstruction

TelecomIndustrial Manufacturing

ServicesFertilisers & Pesticides

Healthcare Services

8098

116134152170


Tata Balanced Advantage Fund - Reg - GrowthCRISIL Hybrid 35+65 - Aggressive Index


Equity & Equity Related TotalHedge PositionsTata Consultancy Services Ltd.HCL Technologies Ltd.ITC Ltd.Hindustan Unilever Ltd.State Bank Of IndiaTata Steel Ltd.Bajaj Auto Ltd.Ultratech Cement Ltd.Grasim Industries Ltd.Jsw Steel Ltd.Adani Ports And Special Economic Zone Ltd.Apollo Hospitals Enterprise Ltd.Vedanta Ltd.Sun Pharmaceutical Industries Ltd.Bajaj Finserv Ltd.Adani Enterprises Ltd.Axis Bank Ltd.Tata Consumer Products Ltd.Info Edge (india) Ltd.Dabur India Ltd.Tata Power Company Ltd.United Spirits Ltd.Upl Ltd.HDFC Asset Management Company Ltd.Aurobindo Pharma Ltd.Cholamandalam Investment & Finance Co Ltd.Wipro Ltd.Dlf Ltd.Reliance Industries Ltd.Bharti Airtel Ltd.Bajaj Finance Ltd.Hero Motocorp Ltd.Zee Entertainment Enterprises Ltd.MRF Ltd.Federal Bank Ltd.Titan Company Ltd.Ambuja Cements Ltd.Bank Of BarodaIndraprastha Gas Ltd.Tech Mahindra Ltd.HDFC Life Insurance Co. Ltd.Bharat Petroleum Corporation Ltd.Escorts Ltd.Indian Energy Exchange Ltd.Jindal Steel & Power Ltd.Lupin Ltd.Pidilite Industries Ltd.Divi Laboratories Ltd.Bharat Electronics Ltd.Bharat Forge Ltd.Sbi Life Insurance Company Ltd.Au Small Finance Bank Ltd.Indian Railway Catering And Tourism Corporation Ltd.Asian Paints (india) Ltd.Housing Development Finance Corporation Ltd.Siemens Ltd.Ashok Leyland Ltd.Havells India Ltd.Deepak Nitrite Ltd.Container Corporation Of India Ltd.Bharat Heavy Electricals Ltd.Steel Authority India Ltd.Biocon Ltd.Alkem Laboratories Ltd.Muthoot Finance Ltd.Balkrishna Industries Ltd.Pvr Ltd.IDFC First Bank Ltd.Bosch Ltd.The Ramco Cements Ltd.Shriram Transport Finance Co Ltd.Exide Industries Ltd.Kotak Mahindra Bank Ltd.Eicher Motors Ltd.Astral Ltd. (erstwhile Astral Poly Technik Ltd.)Page Industries Ltd.Jubilant Foodworks Ltd.Colgate-palmolive India Ltd.Srf Ltd.Gail ( India ) Ltd.Punjab National BankICICI Bank Ltd.Godrej Consumer Products Ltd.Pi Industries Ltd.City Union Bank Ltd.Shree Cement Ltd.ACC Ltd.Tata Chemicals Ltd.LIC Housing Finance Ltd.Amara Raja Batteries Ltd.Coromandel International Ltd.L&t Finance Holdings Ltd.Oil & Natural Gas Co.

68.10-68.31

-2.75-2.47-2.37-2.24-1.96-1.53-1.50-1.49-1.46-1.44-1.39-1.32-1.28-1.19-1.19-1.11-1.03-0.96-0.94-0.86-0.87-0.86-0.82-0.81-0.80-0.80-0.75-0.74-0.74-0.75-0.72-0.71-0.70-0.67-0.66-0.66-0.66-0.66-0.64-0.63-0.61-0.56-0.55-0.53-0.53-0.52-0.52-0.50-0.49-0.50-0.48-0.48-0.48-0.47-0.46-0.45-0.43-0.44-0.42-0.42-0.41-0.40-0.37-0.37-0.37-0.36-0.34-0.33-0.34-0.33-0.33-0.32-0.31-0.30-0.30-0.29-0.29-0.28-0.28-0.27-0.27-0.26-0.25-0.24-0.24-0.24-0.22-0.21-0.21-0.21-0.19-0.19-0.19

68.102.742.462.362.231.951.531.501.481.461.431.381.321.281.191.181.111.020.960.940.860.860.860.820.810.800.790.750.740.740.740.710.710.700.670.660.660.660.650.640.630.610.560.550.530.530.520.520.500.490.490.480.480.480.470.460.450.430.430.420.420.410.400.370.370.360.350.340.330.330.330.330.320.310.300.300.290.290.290.280.270.270.260.250.240.240.230.220.210.210.210.190.190.19

-0.18-0.18-0.18-0.17-0.18-0.16-0.16-0.16-0.15-0.15-0.15-0.15-0.15-0.13-0.13-0.13-0.12-0.11-0.11-0.10-0.10-0.09-0.08-0.07-0.07-0.07-0.06-0.06-0.05-0.04-0.03-0.03-0.03-0.03-0.02-0.02-0.01-0.01-0.010.000.000.00

0.180.180.180.170.170.160.160.160.150.150.150.150.150.130.130.130.120.110.110.100.100.090.080.070.070.070.060.060.050.040.030.030.030.030.020.020.010.010.010.000.000.00

ICICI Lombard General Insurance Co. Ltd.Cadila Healthcare Ltd.Power Finance Corporation Ltd.Aditya Birla Fashion & Retail Ltd.Interglobe Aviation Ltd.Mindtree Ltd.Mahanagar Gas Ltd.Dr Reddys Laboratories Ltd.Tvs Motor Company Ltd.Mahindra & Mahindra Ltd.Canara BankMulti Commodity Exchange Of Ind Ltd.Max Financial Services Ltd.Coal India Ltd.Manappuram Finance Ltd.Bata India Ltd.Oracle Financials Services Soft Ltd.Granules India Ltd.Apollo Tyres Ltd.Trent Ltd.NMDC Ltd.National Aluminium Co. Ltd.Nestle India Ltd.Hindalco Industries Ltd.Rec Ltd.Larsen & Toubro Ltd.ICICI Prudential Life Insurance Company Ltd.Torrent Pharmaceuticals Ltd.Glenmark Pharmaceuticals Ltd.Tata Motors Ltd.Gujarat Gas Ltd.Can Fin Homes Ltd.Maruti Suzuki India Ltd.Aarti Industries Ltd.Motherson Sumi Systems Ltd.Rbl Bank Ltd.Polycab India Ltd.Marico Ltd.Vodafone Idea Ltd.Sun Tv Network Ltd.Cipla Ltd.Dixon Technologies (India) Ltd.

Company name Company name % toNAV

% to NAVDerivative

Name of the Instrument Ratings % toNAV

Debt InstrumentsGovernment SecuritiesGoi - 6.84% (19/12/2022)Goi - 8.08% (02/08/2022)Goi - 8.15% (11/06/2022)Goi - 5.09% (13/04/2022)Goi 8.35% 14/5/2022Goi - 3.96% (09/11/2022)Goi - 8.13% (21/09/2022)Goi 8.20% (15/02/2022)Goi - 8.79% (08/11/2021)Goi - 7.37% (16/04/2023) Goi - 4.48% (02/11/2023)Goi - 7.16% (20/05/2023)Goi - 4.26% (17/05/2023)Goi - 8.83% (25/11/2023)Goi - 7.32% (28/01/2024)Goi 6.30% 9/4/2023Non-convertible Debentures/bonds04.95 % HDFC Ltd.07.67 % L&t Finance Ltd.08.60 % Nabard04.50 % HDFC Ltd.07.18 % Nabard07.00 % HDFC Ltd.07.39 % LIC Housing Finance Ltd.07.61 % Housing & Urban Development Corporation Ltd.08.60 % LIC Housing Finance Ltd.07.62 % Housing & Urban Development Corporation Ltd.06.32 % Rec Ltd.07.90 % India Infradebt Ltd.08.45 % Sikka Ports And Terminals Ltd. (Mukesh Ambani Group)08.50 % Rec Ltd.Money Market InstrumentsStdchtd Inv & Loans (india) Ltd. - CpTreasury Bill 364 Days (06/01/2022)Treasury Bill 364 Days (09/12/2021)Treasury Bill 364 Days (30/03/2022)Treasury Bill 364 Days (24/03/2022)Treasury Bill 364 Days (17/03/2022)Treasury Bill 364 Days (10/02/2022)Treasury Bill 364 Days (03/02/2022)Treasury Bill 364 Days (13/01/2022)Treasury Bill 364 Days (30/12/2021)Treasury Bill 364 Days (24/02/2022)Treasury Bill 182 Days (12/11/2021)

10.931.421.161.151.151.070.960.920.720.540.450.330.300.290.230.200.042.110.420.210.210.210.210.170.130.13

0.130.09

0.080.040.04

0.044.100.820.710.670.580.330.210.170.170.120.120.120.08

Portfolio Macauley DurationModified DurationAverage Maturity


4.00%

::




34


INVESTMENT STYLE


DATE OF ALLOTMENTDecember 18,2018

FUND MANAGER

PORTFOLIO

The scheme invests in equity and equity related instruments that tries to take advantage of the difference in prices of a security in the cash segment and derivatives segment by turning market volatility to its advantage.

The investment objective of the Scheme is to seek to generate reasonable returns by investing predominantly in arbitrage opportunities in the cash and derivatives segments of the equity markets and by investing balance in debt and money market instruments. There is no assurance that the objective of the Scheme will be realised and the Scheme does not assure or guarantee any returns.

Sailesh Jain (Managing Since 10-Dec-18 and overall experience of 19 years)

Tata Arbitrage Fund(An open ended scheme investing in arbitrage opportunities.)


NAVDirect - GrowthDirect - Monthly IDCWRegular - GrowthRegular - Monthly IDCW

11.791611.304211.538411.0316

::::


TURN OVERPortfolio Turnover (Total) Portfolio Turnover (Equity component only)

1652.10%410.46%



ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORSRs. 1,000/- and in multiples of Re. 1/- thereafter.

LOAD STRUCTURE


Exit Load :


0.950.291.001.000.08

NA

0.850.570.590.450.240.09



0.25 % of the applicable NAV, if redeemed/switched out/withdrawn on or before expiry of 30 Days from the date of allotment.

BENCHMARKNifty 50 Arbitrage Index



0.321.09


Total stock in Portfolio 135

SOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOV

CRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAA

ICRA AAA

CRISIL AAAICRA AAA


CRISIL AAA

CRISIL A1+SOVRN SOVSOVRN SOVSOVRN SOVSOVRN SOVSOVRN SOVSOVRN SOVSOVRN SOVSOVRN SOVSOVRN SOVSOVRN SOVSOVRN SOV

% toNAV

% to NAVDerivative


Tata Arbitrage Fund(An open ended scheme investing in arbitrage opportunities.)

Name of the Instrument Market Value (Rs. Lacs)

% toNAV

MUTUAL FUND Tata Money Market FundTata Treasury Advantage FundTata Liquid FundMARGIN MONEY DEPOSITSUnion Bank Of IndiaPunjab National BankFederal Bank Ltd.HDFC Bank Ltd.

10.036.042.111.881.230.020.020.700.49

120099.0472342.0425290.5222466.4814657.00

195.00195.00

8394.005873.00

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Income Distribution cum capital withdrawals are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 54 - 68.*B: Benchmark; For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet.Source: MFI Explorer


Large Cap

Mid Cap

Small Cap



1 Year 3 Year 5 Year 7 Year 10 Year Since InceptionTotal Amount Invested (Rs.)Total Value as on Oct 31, 2021 (Rs.)ReturnsTotal Value of B: Nifty 50 Arbitrage IndexB: Nifty 50 Arbitrage IndexTotal Value of AB: CRISIL 1 Year T-Bill IndexAB: CRISIL 1 Year T-Bill Index(Inception date :18-Dec-2018) (First Installment date : 01-Jan-2019)

120,000122,492

3.91%122,538

3.98%122,174

3.41%

NANANANANANANA

NANANANANANANA

NANANANANANANA

NANANANANANANA

340,000362,545

4.48%358,628

3.71%363,887

4.74%


NAV Movement

Issuer NameTata Consultancy Services Ltd.HCL Technologies Ltd.ITC Ltd.Hindustan Unilever Ltd.State Bank of IndiaTata Steel Ltd.Bajaj Auto Ltd.Ultratech Cement Ltd.Grasim Industries Ltd.JSW Steel Ltd.Total

% to NAV2.742.462.362.231.951.531.501.481.461.43

19.14

76.48%

21.45%

2.07%


3.2199.730.27

100.00

38438.9611948533151.841198005

13.97%9.58%

6.87%6.68%

5.88%4.39%4.32%

2.59%2.46%

2.15%1.49%1.46%1.32%1.25%

1.04%0.86%0.81%0.76%

0.29%

0.00% 4.00% 8.00% 12.00% 16.00%


ITMetals

AutomobileCement & Cement Products

PharmaOil & GasServices

Industrial ManufacturingConsumer Services

ChemicalsHealthcare Services

Fertilisers & PesticidesMedia, Entertainment & Publication

PowerConstruction

TelecomTextiles

100

104

108

112

116

120

Dec-18 Dec-19 Nov-20 Oct-21

Tata Arbitrage Fund - Reg - Growth Nifty 50 Arbitrage Index

Portfolio Macauley DurationModified DurationAverage Maturity


3.84%

::



Total stock in Portfolio 59


% ofAssets

Hedge PositionsUltratech Cement Ltd.Ultratech Cement Ltd.- FutureHousing Development Finance Corporation Ltd.Housing Development Finance Corporation Ltd.- FutureTata Consultancy Services Ltd.Tata Consultancy Services Ltd.- FutureBharti Airtel Ltd.Bharti Airtel Ltd.- FutureReliance Industries Ltd.Reliance Industries Ltd.- FutureMaruti Suzuki India Ltd.Maruti Suzuki India Ltd.- FutureState Bank Of India.- FutureState Bank Of India.- FutureJsw Steel Ltd.Jsw Steel Ltd.- FutureWipro Ltd.Wipro Ltd.- FutureInfosys Ltd.Infosys Ltd.- FutureHindustan Unilever Ltd.Hindustan Unilever Ltd.- FutureICICI Bank Ltd.ICICI Bank Ltd.- FutureLupin Ltd.Lupin Ltd.- FutureCOMMODITY & EXCHANGE TRADED COMMODITY DERIVATIVES COMMODITIES PHYSICALCOPPER (2500 KGS) COMMODITYALUMINIUM (5 MT-5000 GMS) COMMODITYSILVER MICRO (1 KGS) COMMODITY LISTED ON COMMODITY EXCHANGES (Quantity In Lots)ALUMINIUM (5 MT-5000 GMS) COMMODITY - ALUMINIUMFMCXNOV2021CFUTCOPPER (2500 KGS) COMMODITY - COPPERMCXNOV2021CFUTCOPPER (2500 KGS) COMMODITY - COPPERMCXNOV2021CFUTCOPPER (2500 KGS) COMMODITY - COPPERMCXDEC2021CFUTCOTTON SEED OIL CAKE AKOLA (10 MT 100 QTLS) COMM - COCUDAKLFUNCXDEC2021CFUTCOTTON SEED OIL CAKE AKOLA (10 MT 100 QTLS) COMM - COCUDAKLFUNCXJAN2022CFUTCRUDE OIL (100 BARRELS) COMMODITY - CRUDEOILFUMCXDEC2021CFUTCRUDE OIL (100 BARRELS) COMMODITY - CRUDEOILFUMCXNOV2021CFUTGOLD (1 KG-1000 GMS) COMMODITY - GOLDFUTMCXDEC2021CFUTGOLD (1 KG-1000 GMS) COMMODITY - GOLDFUTMCXDEC2021CFUTGOLD (1 KG-1000 GMS) COMMODITY - GOLDFUTMCXFEB2022CFUTGOLD MINI (100 GRAMS) COMMODITY - GOLDMFUTMCXDEC2021CFUTGOLD MINI (100 GRAMS) COMMODITY - GOLDMFUTMCXDEC2021CFUTGOLD MINI (100 GRAMS) COMMODITY - GOLDMFUTMCXJAN2022CFUTJEERA UNJHA (3 MT 30 QTLS) COMMODITY - JEERAUNJHFNCXNOV2021CFUTMCXBULLDEX - MCXBULLDEXMCXDEC2021CFUTMCXBULLDEX - MCXBULLDEXMCXNOV2021CFUTMCXENRGDEXVMMCXNOV2021CFUT - MCXENRGDEXVMMCXNOV2021CFUTMCXMETDEX - MCXMETDEXMCXNOV2021CFUTMCXMETDEX - MCXMETDEXMCXDEC2021CFUTNATURAL GAS (1250 Mmbtu) COMMODITY - NATURALGAFMCXNOV2021CFUTNATURAL GAS (1250 Mmbtu) COMMODITY - NATURALGAFMCXDEC2021CFUTRAPE MUSTARD SEED JAIPUR (10 MT -100 QTLS) COMMODITY - RMSEEDFUTNCXNOV2021CFUTRAPE MUSTARD SEED JAIPUR (10 MT -100 QTLS) COMMODITY - RMSEEDFUTNCXDEC2021CFUTSILVER (30 K COMMODITY - SILVERMCXDEC2021FUT)SILVER (30 K COMMODITY - SILVERMCXDEC2021FUT)SILVER (30 K COMMODITY - SILVERMCXMAR2022FUT)SILVER MICRO (1 KGS) COMMODITY - SILVERMICMCXFEB2022FUTSILVER MICRO (1 KGS) COMMODITY - SILVERMICMCXNOV2021FUTSILVER MICRO (1 KGS) COMMODITY - SILVERMICMCXNOV2021FUTSOYABEAN INDORE (10 MT 100 QTLS) COMMODITY - SYBEANIDRFNCXNOV2021CFUT

-10.80

-1.95

-1.88

-1.12

-1.04

-0.99

-0.94

-0.60

-0.55

-0.46

-0.37

-0.36

-0.34

-0.20-17.52

-2.09-2.92-0.52

-0.07

-0.34

-1.20

-3.02

-0.05

-5.78

-0.34-1.21

10.741.94

1.87

1.12

1.03

0.99

0.94

0.59

0.54

0.45

0.37

0.36

0.34

0.20

21.51

3.092.091.54

0.520.07

0.33

0.041.20

0.213.01

0.080.370.340.170.380.08

0.050.15

0.18

1.485.71

0.34

0.07

Company name

66.8956.15

0.87

4.652.992.441.191.110.72

0.72

1.260.90

0.45

0.900.67

1.72

0.60

0.910.600.490.44

0.60

0.65

1.81

0.51

0.85

0.800.46

0.790.600.47

0.600.58

0.54

0.90

0.70

4.040.52

0.750.750.730.51

1.100.880.760.710.68

0.27

3.041.371.200.870.57

2.110.07

0.29

0.44

Equity & Equity Related TotalUnhedge PositionsAutoMahindra & Mahindra Ltd.BanksICICI Bank Ltd.State Bank Of IndiaHDFC Bank Ltd.Axis Bank Ltd.Bank Of BarodaRbl Bank Ltd.Capital MarketsHDFC Asset Management Company Ltd.Cement & Cement ProductsUltratech Cement Ltd.ACC Ltd.ChemicalsNavin Fluorine International Ltd.ConstructionBrigade Enterprises Ltd.Dlf Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer DurablesCrompton Greaves Consumer Electricals Ltd.Consumer Non DurablesMarico Ltd.ITC Ltd.Akzo Nobel India Ltd.3M India Ltd.Ferrous MetalsTata Steel Ltd.FertilisersChambal Fertiliser & Chemicals Ltd.FinanceHousing Development Finance Corporation Ltd.GasGujarat State Petronet Ltd.Healthcare ServicesApollo Hospitals Enterprise Ltd.Industrial Capital GoodsAbb India Ltd.Thermax Ltd.Industrial ProductsCummins India Ltd.Bharat Forge Ltd.Polycab India Ltd.InsuranceICICI Lombard General Insurance Co. Ltd.ICICI Prudential Life Insurance Company Ltd.Minerals/MiningNMDC Ltd.Non - Ferrous MetalsNational Aluminium Co. Ltd.PesticidesPi Industries Ltd.Petroleum ProductsReliance Industries Ltd.Bharat Petroleum Corporation Ltd.PharmaceuticalsSun Pharmaceutical Industries Ltd.Cipla Ltd.Dr Reddys Laboratories Ltd.Divi Laboratories Ltd.PowerTata Power Company Ltd.Power Grid Corporation Of India Ltd.NTPC Ltd.Kec International Ltd.Cesc Ltd.RetailingFsn E Commerce Ventures Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Tata Consultancy Services Ltd.Tech Mahindra Ltd.Mastek Ltd.Telecom - ServicesBharti Airtel Ltd.Bharti Airtel Ltd. (Right 14/10/2021)Textiles - SyntheticGanesha Ecosphere Ltd.TransportationAdani Ports And Special Economic Zone Ltd.

% ofAssets

% to NAVDerivative

Company name


36


INVESTMENT STYLE


DATE OF ALLOTMENTMarch 04, 2020

FUND MANAGER

PORTFOLIO

Fund invests in a mix of equity and equity related instruments, Fixed Income and Commodities & Exchange traded Commodity derivatives.

The investment objective of the scheme is to generate long term capital appreciation. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Rahul Singh (Managing Since 12-Mar-20 and overall experience of 26 years), Sailesh Jain (Managing Since 12-Mar-20 and overall experience of 19 years), Murthy Nagarajan (Managing Since 12-Mar-20 and overall experience of 25 years) and Aurobinda Prasad Gaya

Tata Multi Asset Opportunities Fund(An Open Ended Scheme investing in equity, debt & exchange traded commodity derivatives)



15.807915.807915.326915.3269

::::


TURN OVERPortfolio Turnover (Total) Portfolio Turnover (Equity component only)

500.76%22.93%


Growth option: Rs 5,000/- and in multiple of Re.1/- thereafterIDCW (payout): Rs 5,000/- and in multiple of Re.1/- thereafter

ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORSRs.1000/-& in multiples of Re.1/-thereafter.

LOAD STRUCTURE


Exit Load :


15.570.671.001.002.98

NA

9.310.970.810.853.220.20



• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.

• Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.

• No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment

BENCHMARK65% S&P BSE 200 TRI + 15% CRISIL Short Term Bond Fund Index + 20% iCOMDEX Composite Index



0.462.26


Debt InstrumentsGovernment SecuritiesGoi - 7.27% (08/04/2026)Goi - 7.32% (28/01/2024)Goi - 5.77% (03/08/2030)Non-convertible Debentures/bondsHDFC Ltd. - Frb04.90 % Small Indust Devlop Bank Of India06.44 % HDFC Bank Ltd.08.50 % Nabard06.45 % ICICI Bank Ltd.06.40 % Nabard

3557.811904.131577.34

76.348804.202501.402502.102476.41522.17494.93307.19

3.191.711.410.077.892.242.242.220.470.440.28

SOVSOVSOV

CRISIL AAAICRA AAA

CRISIL AAACRISIL AAACRISIL AAACRISIL AAA

Mutual Fund Units

Tata Liquid Fund


2220.86

2220.86

% toNAV1.99

1.99


Ratings % toNAV


Large Cap

Mid Cap

Small Cap





Returns

Total Value of B: 65% S&P BSE 200 TRI + 15% CRISIL Short Term Bond Fund Index

+ 20% iCOMDEX Composite Index

B: 65% S&P BSE 200 TRI + 15% CRISIL Short Term Bond Fund Index

+ 20% iCOMDEX Composite Index



(Inception date :04-Mar-2020) (First Installment date : 01-Apr-2020)

120,000

137,945

29.15%

140,019

32.66%

144,089

39.63%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

190,000

244,402

34.18%

251,433

38.53%

266,916

48.04%


NAV Movement

Issuer NameICICI Bank Ltd.Reliance Industries Ltd.Infosys Ltd.State Bank of IndiaHDFC Bank Ltd.Bharti Airtel Ltd.Housing Development Finance Corporation Ltd.Larsen & Toubro Ltd.HCL Technologies Ltd.Ultratech Cement Ltd.Total

% to NAV4.654.043.032.992.442.181.811.721.371.26

25.49


79.37%

12.82%

7.81%


Tata Multi Asset Opportunities Fund(An Open Ended Scheme investing in equity, debt & exchange traded commodity derivatives)


% toNAV


10537.11123733.92-12217.78111516.14

9.45110.96-10.96100.00

19.62%8.99%

6.06%4.13%4.10%

3.40%3.29%3.21%3.11%2.94%

2.58%1.81%

1.36%0.85%

0.45%0.44%0.29%0.27%

0.00% 4.00% 8.00% 12.00% 16.00% 20.00% 24.00%

Financial ServicesIt

Oil & GasPower

Cement & Cement ProductsConsumer Goods

ConstructionTelecom

Industrial ManufacturingPharmaMetals

AutomobileFertilisers & Pesticides

Healthcare ServicesChemicals

ServicesTextiles

Consumer Services

80

100

120

140

160

180

Mar-20 Sep-20 Apr-21 Oct-21

Tata Multi Asset Opportunities Fund - Reg - Growth65% S&P BSE 200 TRI + 15% CRISIL Short Term Bond Fund Index + 20%iCOMDEX Composite Index



38


INVESTMENT STYLE



:::

:


Gross Yield to Maturity (For Debt Component)*- Including Net Current Assets 4.86%





LOAD STRUCTURE


Exit Load :

PORTFOLIO

Name of the Instrument

2605.232593.39

11.8413450.08

2025.011544.691525.701501.791488.341031.641028.921024.52993.60

662.17

521.4391.7810.49

1476.981476.98

12.1012.050.05

62.509.417.187.096.986.914.794.784.764.62

3.08

2.420.430.056.866.86

SOVSOV


CRISIL AA+CRISIL AA+CRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAA

CRISIL AAA


CRISIL A1+

Name of the InstrumentRs. Lakhs

% to NAV

Repo

Portfolio Total

Cash / Net Current Asset

Net Assets

3451.53

20983.82

540.88

21524.70

16.04

97.49

2.51

100.00





Returns

Total Value of B: CRISIL Composite Bond Fund Index

B: CRISIL Composite Bond Fund Index

Total Value of AB: CRISIL 10 Year Gilt Index

AB: CRISIL 10 Year Gilt Index


120,000

122,993

4.71%

122,863

4.50%

120,701

1.10%

360,000

396,119

6.33%

404,468

7.74%

390,037

5.29%

600,000

701,859

6.22%

732,733

7.94%

698,817

6.05%

840,000

1,058,028

6.50%

1,121,410

8.13%

1,057,224

6.48%

1,200,000

1,746,363

7.29%

1,857,895

8.47%

1,713,141

6.93%

2,170,000

4,350,483

7.19%

4,662,551

7.87%

4,086,263

6.57%

[ICRA]AAA mfs rating by ICRA$

Aims to create a liquid portfolio of good quality debt as well as Money Market Instruments so as to provide reasonable returns and liquidity.

To provide reasonable returns and high level of liquidity by investing in debt instruments including bonds, debentures and Government securities; and money market instruments such as treasury bills, commercial papers, certificates of deposit, including repos in permitted securities of different maturities, as permitted by regulation so as to spread the risk across different kinds of issuers in the debt markets. The investment objective is to create a liquid portfolio of good quality debt as well as Money Market Instruments so as to provide reasonable returns and liquidity to the Unitholders.

Std. Dev (Annualised)Portfolio BetaR SquaredTreynorJenson

3.131.001.000.50

NA

2.530.760.790.40

-0.08




Nil

Debt InstrumentsGovernment SecuritiesGOI - 7.16% (20/05/2023)GOI - 7.37% (16/04/2023)Non-Convertible Debentures/Bonds05.69 % Rec Ltd.07.04 % Power Finance Corporation07.15 % Muthoot Finance Ltd.06.00 % Bharti Hexacom Ltd.04.96 % LIC Housing Finance Ltd.07.70 % Bajaj Finance Ltd.07.20 % HDFC Ltd.07.10 % Bajaj Finance Ltd.06.40 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group)09.75 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group)07.13 % Nhpc Ltd.07.10 % Power Finance Corporation09.25 % India Infradebt Ltd.Money Market InstrumentsTata Teleservices (Maharashtra) Ltd. - CP

Market ValueRatingsRs. Lakhs

% to NAV

Market Value

Maturity Ladder

Composition by Ratings Instrument Wise Composition

NAV Movement


DATE OF ALLOTMENT

September 03,2003

FUND MANAGER

NAV


36.212521.492933.167219.1115

FUND SIZE

Rs. 215.25 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 215.64 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

Akhil Mittal (Managing Since 26-Jun-14 and overall experience of 20 years)

BENCHMARK

CRISIL Composite Bond Fund Index

0.310.73

::::


Tata Dynamic Bond Fund(An open ended dynamic debt scheme investing across duration)


55.28%

18.55%

14.07%

12.10%A1+ / AAA

Cash & Cash Equivalents

AA+ / AA

SOV

62.49%18.55%

12.10%

6.86%

Ncd - Non Convertible Deb


Government Securities

Commercial Papers

23.32%

67.13%

7.04%

0.00%

0.00%

2.51%

0.00% 30.00% 60.00% 90.00%

0 - 1 Yrs

1 - 3 Yrs

3 - 7 Yrs

7 - 10 Yrs

Abv 10 Yrs

Cash & Others

100

108

116

124

132

140


Tata Dynamic Bond Fund - Reg - GrowthCRISIL Composite Bond Fund Index


MAIN PORTFOLIO

Name of the Instrument RatingsRs. Lakhs

% to NAV

Market Value Name of the Instrument RatingsRs. Lakhs

% to NAV

Market Value

Debt InstrumentsGovernment SecuritiesGOI - 6.68% (17/09/2031)Non-Convertible Debentures/BondsVaranasi Sangam Expressway Pvt. Ltd. - Frb07.75 % Tmf Holdings Ltd.09.15 % Green Infra Wind Energy Ltd. (Part Of Sembcorp Industries Which Is Part Of Temasek Group)07.42 % Power Finance Corporation08.00 % Ongc Petro-Additions Ltd.07.90 % India Infradebt Ltd.07.25 % Nuvoco Vistas Corporation Ltd.06.49 % Sepset Construction Ltd.08.35 % Indian Railways Finance Corporation Ltd.07.70 % Tata Steel Ltd.07.20 % Sikka Ports And Terminals Ltd. (Mukesh Ambani Group)06.65 % Motherson Sumi Systems Ltd.06.49 % Malwa Solar Power Generation Pvt Ltd.07.97 % LIC Housing Finance Ltd.06.75 % Sikka Ports And Terminals Ltd. (Mukesh Ambani Group)06.92 % Indian Railways Finance Corporation Ltd.06.25 % Embassy Office Parks Reit

SOV

IND AAACRISIL AA-

IND AA

CRISIL AAAICRA AAA(CE)

CRISIL AAACRISIL AA


IND AACRISIL AAA

IND AAACRISIL AAA


CRISIL AAA

CRISIL AAA

710.50710.50

5701.93603.12499.17471.17

418.62417.92408.40404.42

394.49382.19

362.95310.18

305.65295.41

127.05101.25

99.98

99.96

9.979.97

80.038.477.016.61

5.885.875.735.68

5.545.36

5.094.35

4.294.15

1.781.42

1.40

1.40

Privately Placed/Unlisted08.30 % Sbi Cards & Payment Services Ltd.

CRISIL AAA413.64413.64

5.815.81

TrepsRepoPortfolio TotalCash / Net Current AssetNet Assets

-200.007.80

6633.87490.60

7124.47

-2.810.11

93.116.89

100.00

Portfolio TotalCash / Net Current AssetNet Assets

207.561.56

209.12

99.250.75

100.00

SEGREGATED PORTFOLIO (No. 1)


% to NAV

Market ValueRating

Main PortfolioSegregated Portfolio

Rs. 73.88 (Rs. in Cr.)Rs. 2.72 (Rs. in Cr.)

::



::

NANA

Segregated Portfolio0.501.39

Main Portfolio

Segregated PortfolioMain Portfolio

(Below information is applicable for the Main Portfolio)



2.891.001.000.48

NA

9.240.620.44

-0.09-0.35

39


INVESTMENT STYLE


DATE OF ALLOTMENT

November 11,2002

FUND MANAGER

NAV

Direct - GrowthDirect - BonusReg - GrowthReg - IDCW

2.36081.08042.21431.0100

31.953114.854529.294513.3300





LOAD STRUCTURE


The aim of the Fund Manager is to identify and allocate the assets of the scheme between various fixed income securities with the objective of generate reasonable returns at moderate risk. The security will be identified based on various parameters such as issuer's credit rating history, financial track record of the issuer, corporate governance track record of the issuer, liquidity of the security, maturity of the security, interest rate scenario etc. Depending upon prevailing market conditions & interest rate scenario, the portfolio duration and average maturity can be increased or decreased within the range of three to seven years. In case of a rising interest rate environment the duration/average maturity of the fund may be reduced whereas in a falling interest rate scenario the holding in medium/long securities may be maximized.

The investment objective of the scheme is to generate income and capital appreciation over a medium term. However, there can be no assurance that the investment objective of the scheme will be realized.

Abhishek Sonthalia (Managing Since 06-Feb-20 and overall experience of 13 years) & Murthy Nagarajan (Managing Since 06-Feb-20 and overall experience of 25 years)

FUND SIZE




Non-Convertible Debentures/bonds06.75 % Piramal Capital & Housing Finance Ltd.

ICRA AA 99.25


% to NAV

Market Value

Maturity Ladder - Main Portfolio

Composition by Ratings - Main Portfolio Instrument Wise Composition - Main Portfolio

NAV Movement - Main Portfolio


:

:



::

BENCHMARK

Crisil Medium Term Debt Index

MONTHLY AVERAGE AUM

EXPENSE RATIO**

DirectRegular**Note: The rates specified are actual month end expenses charged as on Oct 31, 2021. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, borrowing cost, wherever applicable.

Tata Medium Term Fund(An open ended medium term debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 3 years and 4 years.)

Not Applicable for Segregated PortfolioPlease refer to our Tata Mutual Fund website for fundamental changes, wherever applicable

*Computed on the invested amount for debt portfolio.

(Number of Segregated portfolios in the scheme 1)


For Update on recovery from DHFL please refer the table incorporated in the month end portfolio of the scheme.

55.58%

17.38%

9.97%

7.01%

5.87% 4.19%A1+ / AAA

AA+ / AA

SOV

AA-

AAA(CE)

Cash & Cash Equivalents 77.37%

9.97%

8.47%4.19%



Floating Rate Bonds


5.84%

37.83%

18.26%

18.52%

15.47%

4.08%

0.00% 10.00% 20.00% 30.00% 40.00%

0 - 1 Yrs

1 - 3 Yrs

3 - 7 Yrs

7 - 10 Yrs

Abv 10 Yrs

Cash & Others

80

92

104

116

128

140


Tata Medium Term Fund - Reg - GrowthCrisil Medium Term Debt Index



40


INVESTMENT STYLE


DATE OF ALLOTMENT

April 28, 1997

FUND MANAGER

NAVDirect - GrowthDirect - Half Yearly IDCWDir- IDCWReg - GrowthReg - Half Yearly IDCWReg- IDCW

::::::

71.560216.697840.730166.470615.316038.5824

FUND SIZE

Rs. 57.13 (Rs. in Cr.)




LOAD STRUCTURE

Entry Load ::

Not ApplicableExit Load

PORTFOLIO


1062.70494.06489.7076.782.16

3486.76558.66551.34

520.97518.50515.23

492.71329.35517.05517.05

18.608.658.571.340.04

61.049.789.65

9.129.089.02

8.625.779.059.05


% to NAV

Repo

Portfolio Total


Net Assets

478.86

5545.37

167.23

5712.60

8.38

97.07

2.93

100.00





Returns

Total Value of B: Crisil Medium to Long Term Debt Index

B: Crisil Medium to Long Term Debt Index



(Inception date :28-Apr-1997) (First Installment date : 01-Aug-1997)

120,000

122,054

3.23%

123,414

5.38%

120,701

1.10%

360,000

398,172

6.68%

408,471

8.41%

390,037

5.29%

2,910,000

7,574,766

7.16%

9,973,282

9.05%

4,917,253

6.54%

1,200,000

1,743,464

7.26%

1,887,844

8.78%

1,713,141

6.93%

840,000

1,065,501

6.70%

1,134,606

8.46%

1,057,224

6.48%

600,000

707,504

6.54%

740,343

8.36%

698,817

6.05%

An income scheme with exposure to rated debt instruments with medium to long term maturity.

The investment objective of the Scheme is to provide income distribution/capital appreciation over medium to long term.


Half Yearly IDCW Plan, Periodic IDCW Plan, Growth Plan, Bonus Plan: Rs. 5,000/- and in multiples of Re. 1/- thereafter. Quarterly IDCW Plan: Rs. 10,000/- and in multiples of Re. 1/- thereafter.


3.451.001.000.54

NA

3.110.820.900.46

-0.07


Nil


% to NAV

Market Value

Debt InstrumentsGovernment SecuritiesGOI - 5.15% (09/11/2025)GOI - 6.10% (12/07/2031)GOI - 7.69% (17/06/2043)GOI - 6.84% (19/12/2022)Non-Convertible Debentures/Bonds09.10 % Power Finance Corporation08.55 % Indian Railways Finance Corporation Ltd.07.32 % NTPC Ltd.07.55 % Rec Ltd.07.35 % National Highways Authority Of India06.83 % HDFC Ltd.08.70 % LIC Housing Finance Ltd.Privately Placed/Unlisted08.30 % Sbi Cards & Payment Services Ltd.

SOVSOVSOVSOV




CRISIL AAA

Maturity Ladder


NAV Movement

For calculation methodology please refer Pg 70Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Income Distribution cum capital withdrawals are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 54 - 68. *B: Benchmark, AB: Additional Benchmark; For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet.Source: MFI Explorer


:: :

:



BENCHMARK

Crisil Medium to Long Term Debt Index

MONTHLY AVERAGE AUM

Rs. 57.38 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

1.281.96


Tata Income Fund (An open ended medium term debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 4 year and 7 years)




70.09%

18.60%

11.31%

A1+ / AAA

SOV

Cash & Cash Equivalents 70.09%

18.60%

11.31%




8.38%

9.09%

8.65%

69.61%

1.34%

2.93%

0.00% 20.00% 40.00% 60.00% 80.00%

0 - 1 Yrs

1 - 3 Yrs

3 - 7 Yrs

7 - 10 Yrs

Abv 10 Yrs

Cash & Others

100

108

116

124

132

140


Tata Income Fund - Reg - GrowthCrisil Medium to Long Term Debt Index

Debt InstrumentsGovernment SecuritiesGOI - 5.63% (12/04/2026)GOI - 7.68% (15/12/2023)GOI - 7.16% (20/05/2023)GOI - 7.37% (16/04/2023)GOI - 6.10% (12/07/2031)GOI - 6.97% (06/09/2026)GOI - 7.32% (28/01/2024)GOI - 7.26% (14/01/2029)GOI - 7.27% (08/04/2026)GOI - 6.79% (15/05/2027)GOI - 6.84% (19/12/2022)GOI - 5.79% (11/05/2030)GOI - 5.77% (03/08/2030)GOI - 6.19% (16/09/2034)SDL Tamilnadu 8.18% (19/12/2028)Non-Convertible Debentures/Bonds06.40 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group) 05.05 % Indian Oil Corp Ltd. 06.95 % Reliance Industries Ltd. 08.50 % Nabard 05.70 % Bajaj Finance Ltd. 07.24 % Rec Ltd. 07.03 % Rec Ltd. 06.44 % Indian Oil Corp Ltd. 06.45 % L&T Finance Ltd. 05.00 % Nabard 04.71 % HDFC Ltd. 06.64 % Mangalore Refinery & Petrochemicals Ltd. 08.25 % Indian Railways Finance Corporation Ltd. Reliance Industries Ltd. - Frb 07.85 % LIC Housing Finance Ltd. 07.45 % LIC Housing Finance Ltd. 07.42 % LIC Housing Finance Ltd. 07.00 % Reliance Industries Ltd. 05.05 % Bajaj Finance Ltd. 06.44 % HDFC Bank Ltd. 06.49 % Yarrow Infrastructure Pvt Ltd. 06.25 % Embassy Office Parks Reit07.20 % Sikka Ports And Terminals Ltd. (Mukesh Ambani Group)07.09 % Rec Ltd.07.40 % LIC Housing Finance Ltd.




1.701.001.000.39

NA

1.981.150.890.29

-0.12

41


INVESTMENT STYLE


DATE OF ALLOTMENT

August 8, 2002

FUND MANAGER

NAV

Direct - GrowthDirect - Monthly IDCWDirect -IDCWReg - GrowthReg - Monthly IDCWReg -IDCW

::::::

41.596418.892422.072138.762617.511020.5527

FUND SIZE

Rs. 3439.10 (Rs. in Cr.)





LOAD STRUCTURE


Exit Load :

PORTFOLIO


77608.6047258.4211173.346742.825192.313427.881046.36586.98553.44508.30517.05308.54197.7658.4836.480.44

218983.9314904.06

13575.5212857.8810547.9010074.057718.357658.957670.687562.437521.567438.836647.955339.665225.575136.655136.185091.655100.994993.074952.824935.064898.184859.47

3592.293122.72

22.5713.743.251.961.511.000.300.170.160.150.150.090.060.020.010.00

63.654.33

3.953.743.072.932.242.232.232.202.192.161.931.551.521.491.491.481.481.451.441.431.421.41

1.040.91

SOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOV

CRISIL AAA

CRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAA



% to NAV


12902.95335988.05

7921.91343909.96

3.7597.692.31

100.00


Total Amount Invested (Rs.)Total Value as on Oct 31, 2021 (Rs.)ReturnsTotal Value of B: Crisil Short Term Bond Fund IndexB: Crisil Short Term Bond Fund IndexTotal Value of AB: CRISIL 10 Year Gilt IndexAB: CRISIL 10 Year Gilt Index(Inception date :08-Aug-2002) (First Installment date : 01-Sep-2002)

120,000

121,929

3.03%

123,104

4.89%

120,701

1.10%

360,000

394,957

6.13%

402,202

7.36%

390,037

5.29%

600,000

690,907

5.59%

726,956

7.63%

698,817

6.05%

840,000

1,033,218

5.83%

1,106,687

7.76%

1,057,224

6.48%

1,200,000

1,678,615

6.54%

1,820,462

8.09%

1,713,141

6.93%

2,300,000

4,850,680

7.24%

5,168,711

7.82%

4,479,598

6.50%


A debt scheme that invests in short term debt instruments having high level of liquidity.

The investment objective is to generate regular income/appreciation over a short term period. There can be no assurance that the investment objective of the Scheme will be realised.

Murthy Nagarajan (Managing Since 1-Apr-17 and overall experience of 25 years) & Abhishek Sonthalia (Managing Since 06-Feb-20 and overall experience of 13 years)



Nil (w.e.f 24th January, 2019)

Ratings Market ValueRs. Lakhs

% to NAV


NAV MovementMaturity Ladder

07.18 % Nabard07.42 % Power Finance Corporation06.70 % Nabard05.69 % Rec Ltd.06.90 % Rec Ltd.07.05 % Housing & Urban Development Corporation Ltd.04.95 % HDFC Ltd.05.27 % NabardHDFC Ltd. - Frb05.70 % Bajaj Housing Finance Ltd.06.49 % Rattanindia Solar 2 Pvt Ltd.08.10 % Tata Capital Housing Finance Ltd.07.35 % HDFC Ltd.07.67 % L&T Finance Ltd.07.50 % Nhpc Ltd.06.40 % Nabard07.13 % Nhpc Ltd.04.78 % Housing & Urban Development Corporation Ltd.05.74 % Rec Ltd.07.75 % India Infradebt Ltd.09.25 % India Infradebt Ltd.07.24 % Indian Railways Finance Corporation Ltd.08.35 % Indian Railways Finance Corporation Ltd.08.37 % India Infradebt Ltd.07.90 % India Infradebt Ltd.08.27 % National Highways Authority Of IndiaPrivately Placed/Unlisted08.30 % Sbi Cards & Payment Services Ltd.08.10 % Sbi Cards & Payment Services Ltd.Money Market InstrumentsPanatone Finvest Ltd. - CPStdchtd Inv & Loans (India) Ltd. - CPTreasury Bill 182 Days (30/12/2021)Mutual Fund UnitsTata Ultra Short Term Fund

CRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAA

ICRA AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAA

ICRA AAACRISIL AAA

ICRA AAAICRA AAA

CRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAA


CRISIL A1+CRISIL A1+SOVRN SOV

3061.762616.382553.692531.272542.402559.342506.522494.992501.402487.692470.892376.592085.422021.861591.501535.971042.64992.99

1006.52508.88346.07260.19109.20103.0981.6832.53

15646.838893.316753.525831.072883.112460.62487.34

5014.675014.67

0.890.760.740.740.740.740.730.730.730.720.720.690.610.590.460.450.300.290.290.150.100.080.030.030.020.014.552.591.961.700.840.720.141.461.46



:::

:



BENCHMARK

Crisil Short Term Bond Fund Index

MONTHLY AVERAGE AUM

Rs. 3323.16 (Rs. in Cr.)


0.291.20


Tata Short Term Bond Fund(An open ended short term debt scheme investing in instruments such that the Macaulay duration of portfolio is between 1 year and 3 years.)



NoteSundry Debtors: Rs 195 crs. due against redemption of Commercial Paper of Infrastructure Leasing & Financial Services Ltd matured respectively on 26/09/2018 , 27/11/2018 and 08/11/2019 respectively, the same is not included in the above portfolio statement.

69.77%

22.71%

6.06% 1.46%A1+ / AAA

SOV


Ot65.98%

22.57%

6.05%2.25%

1.55%1.46%

0.14%0.00% Ncd - Non Convertible Deb



Floating Rate Bonds

Commercial Papers

Mutual Fund Unit-openEnded Liquid

16.07%56.63%

22.25%1.27%

0.01%2.31%

0.00% 10.00% 20.00% 30.00% 40.00% 50.00% 60.00%

0 - 1 Yrs1 - 3 Yrs3 - 7 Yrs

7 - 10 YrsAbv 10 Yrs

Cash & Others

100

106112118

124130


Tata Short Term Bond Fund - Reg - GrowthCrisil Short Term Bond Fund Index


(Below information is applicable for the Main Portfolio)

NANA

Segregated Portfolio0.340.54

Main PortfolioDirectRegular


::




::

SegregatedPortfolio

MainPortfolio

MAIN PORTFOLIO


% to NAV


% to NAV

Market Value

Debt Instruments Government SecuritiesGOI 8.20% (15/02/2022)GOI - 6.84% (19/12/2022)GOI - 5.09% (13/04/2022)SDL Karnataka 8.62% (20/02/2023)SDL Maharashtra 4.54% (03/06/2022)SDL Andhra Pradesh 9.12% (23/05/2022)SDL Kerala 4.77% (24/03/2023)SDL Kerala 8.75% (22/02/2022) Non-Convertible Debentures/Bonds/Zcb 08.30 % Reliance Industries Ltd. 07.60 % National Highways Authority Of India 05.00 % Nabard 07.45 % LIC Housing Finance Ltd. 07.87 % HDFC Ltd. 04.55 % LIC Housing Finance Ltd. 04.23 % HDFC Ltd. 06.25 % Embassy Office Parks Reit 08.55 % Power Finance Corporation 06.32 % Rec Ltd. 08.45 % Sikka Ports And Terminals Ltd. (Mukesh Ambani Group) 07.27 % Power Finance Corporation 06.22 % HDFC Ltd. Sundaram Fin Ltd. - Zcb 08.50 % Nabard 07.99 % Rec Ltd. 07.10 % Bajaj Finance Ltd. 06.55 % NTPC Ltd. 07.50 % Sundaram Fin Ltd. 06.99 % Rec Ltd. 05.09 % Nabard 06.45 % L&T Finance Ltd. 06.40 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group) 05.84 % Tata Capital Financial Services Ltd. 08.23 % Housing & Urban Development Corporation Ltd. Bajaj Housing Finance Ltd. - Zcb 07.28 % HDFC Ltd. 07.62 % Housing & Urban Development Corporation Ltd. 08.18 % Power Finance Corporation 07.10 % Power Finance Corporation 07.03 % LIC Housing Finance Ltd. 04.66 % Bajaj Finance Ltd. 08.83 % Indian Railways Finance Corporation Ltd. 08.27 % Rec Ltd. 07.00 % Reliance Industries Ltd. 07.09 % Rec Ltd. ICICI Home Finance Co.Ltd. - Frb

SOVSOVSOVSOVSOVSOVSOVSOV

CRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAA

CRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAA

CRISIL AAAICRA AAA


ICRA AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAACRISIL AAA

43189.3115182.7810284.5710055.022623.932506.761027.501001.43507.32

113132.537607.856685.856518.686160.815108.745008.355001.884998.154019.624017.023683.89

3517.023007.142943.752610.872597.812561.302560.662565.992513.312509.562520.812484.01

2016.772036.282007.051534.361532.531522.691529.591506.961497.701054.261014.531020.201025.311005.27

16.195.693.853.770.980.940.390.380.19

42.382.852.512.442.311.911.881.871.871.511.511.38

1.321.131.100.980.970.960.960.960.940.940.940.93

0.760.760.750.580.570.570.570.560.560.400.380.380.380.38


20268.56261907.93

4906.73266814.66

7.6098.161.84

100.00

08.50 % Nhpc Ltd. 06.50 % Nabard 07.29 % Small Indust Devlop Bank Of India 08.60 % Nabard 09.75 % Rec Ltd. Money Market Instruments Reliance Industries Ltd. - CP Rbl Bank Ltd. - CD Axis Bank Ltd. - CD Axis Bank Ltd. - CD Treasury Bill 182 Days (30/12/2021) Tata Motors Finance Ltd. - CP Small Indust Devlop Bank Of India - CD IDFC First Bank Ltd. - CD Indusind Bank Ltd. - CD Barclays Investments & Loans (India) Ltd. - CP Stdchtd Inv & Loans (India) Ltd. - CP Tata Teleservices (Maharashtra) Ltd. - CP Network 18 Media & Investments Ltd. - CP NABARD - CD EXIM - CP L&T Finance Ltd. - CP Axis Bank Ltd. - CD Stdchtd Inv & Loans (India) Ltd. - CP Piramal Enterprises Ltd. - CP Hero Housing Finance Ltd. - CP Tata Teleservices Ltd. - CP Tata Teleservices Ltd. - CP Tata Teleservices (Maharashtra) Ltd. - CP

ICRA AAACRISIL AAA


CRISIL A1+ICRA A1+

CRISIL A1+CRISIL A1+SOVRN SOVCRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+

ICRA A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+

513.89511.16510.3840.4550.08

85317.547394.917400.004977.834955.914971.874965.884925.194928.004943.374945.454883.312916.162468.392471.772485.582466.902466.362460.622420.542413.461474.89996.49984.66

0.190.190.190.020.02

31.962.772.771.871.861.861.861.851.851.851.851.831.090.930.930.930.920.920.920.910.900.550.370.37

Portfolio TotalCash / Net Current AssetNet Assets

1462.2110.98

1473.19

99.250.75

100.00

SEGREGATED PORTFOLIO (No. 1)Name of the Instrument

Rs. LakhsRating% to NAV

Market Value Name of the InstrumentRs. Lakhs

% to NAV

Market Value

Non-Convertible Debentures/bonds06.75 % Piramal Capital & Housing Finance Ltd. 1462.21ICRA AA 99.25


42


INVESTMENT STYLE


DATE OF ALLOTMENT

September 06,2005

FUND MANAGER

NAV

Direct - GrowthDirect - IDCWDirect - Weekly DivDirect - Daily IDCWReg - GrowthReg - IDCWReg - Weekly DivReg - Daily IDCW

78.652349.875327.322027.155177.791149.353227.319027.1535

3194.01672026.19171008.02391003.38473144.27741993.82161008.00071003.3580

FUND SIZE





LOAD STRUCTURE


[ICRA]AA+mfs rating by ICRA$

The Scheme will invest in various money market and fixed income securities with objective of providing liquidity and generating reasonable returns with lower interest rate risk. The average maturity of the portfolio shall be between three months to one year

The investment objective of the scheme is to generate regular income & capital appreciation by investing in a portfolio of debt & money market instruments with relatively lower interest rate risk. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The Scheme does not assure or guarantee any returns.


0.881.001.000.29

NA

3.310.940.610.12

-0.16



Maturity Ladder - Main Portfolio

Composition by Ratings - Main Portfolio Instrument Wise Composition - Main Portfolio

NAV Movement - Main Portfolio

NIL


:::

:

7.17 Months6.94 Months7.46 Months


BENCHMARK

Crisil Low Duration Debt Index

MONTHLY AVERAGE AUM

EXPENSE RATIO**


Tata Treasury Advantage Fund(An open ended low duration debt scheme investing in instruments such that the Macaulay duration of portfolio is between 6 months and 12 months.)

Akhil Mittal (Managing Since 26-Jun-14 and overall experience of 20 years) & Abhishek Sonthalia (Managing Since 06-Feb-20 and overall experience of 13 years)

Not Applicable for Segregated Portfolio



(Number of Segregated portfolios in the scheme 1)



72.51%

18.05%

9.44%

A1+ / AAA

SOV


40.17%

16.22%

13.89%

13.31%

9.44%

2.87%1.86%1.86% 0.38%

Ncd - Non Convertible DebCommercial PapersCertificate Of DepositGovernment SecuritiesCash & Cash EquivalentsState Development LoansZero Coupon BondsTreasury BillsFloating Rate Bonds

7.62%17.57%

41.72%8.30%

15.45%6.58%

0.93%0%

1.83%

0.00% 10.00% 20.00% 30.00% 40.00% 50.00%

0 - 1 Mths1 - 3 Mths3 - 6 Mths

6 - 12 Mths1 - 2 Yrs2 - 3 Yrs3 - 5 Yrs

Abv 5 YrsCash & Others

100106112118124130


Tata Treasury Advantage Fund - Reg - GrowthCrisil Low Duration Debt Index



43


INVESTMENT STYLE


DATE OF ALLOTMENT

May 22, 2003

FUND MANAGER

NAV

Direct - GrowthDirect - Daily IDCWReg - GrowthReg - Daily IDCW

::::

3754.21171114.40653719.63791114.3801

0.250.43

FUND SIZE

Rs. 7126.33 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 7390.07 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular





LOAD STRUCTURE


Exit Load :

PORTFOLIO

TrepsRepoPortfolio TotalNet Current LiabilitiesNet Assets

16100.002055.90

714621.25-1987.98

712633.27

2.260.29

100.28-0.28

100.00

SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Y ear Since Inception

Total Amount Invested (Rs.)Total Value as on Oct 31, 2021 (Rs.)ReturnsTotal Value of B: Crisil Money Market IndexB: Crisil Money Market IndexTotal Value of AB: CRISIL 1 Year T-Bill IndexAB: CRISIL 1 Year T-Bill Index(Inception date :22-May-2003) (First Installment date : 01-Jun-2003)

120,000122,395

3.76%122,519

3.96%122,168

3.41%

360,000390,214

5.32%388,519

5.03%387,587

4.87%

600,000678,611

4.88%696,061

5.89%691,800

5.64%

840,0001,010,804

5.22%1,051,358

6.32%1,023,740

5.98%

1,200,0001,628,553

5.96%1,713,200

6.93%1,670,251

9.69%

2,210,0004,291,341

6.75%4,515,819

7.24%4,091,220

6.85%

For scheme performance refer pages 54 - 68.*B: Benchmark, AB: Additional Benchmark; For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet.Source: MFI Explorer

[ICRA]A1+mfs rating by ICRA$

The investment objective is to generate returns with reasonable liquidity to the unitholders by investing in money market instruments.

A money market scheme (liquid fund category) that invests 100% of its net assets in Money market securities.

Amit Somani (Managing Since 16-Oct-13 and overall experience of 20 years)

BENCHMARK

Crisil Money Market Index


0.541.001.000.21

NA

0.801.240.860.20

-0.02



Debt InstrumentsGovernment SecuritiesGOI 8.20% (15/02/2022)GOI - 5.09% (13/04/2022)SDL Kerala 8.70% (25/01/2022)GOI - 8.15% (11/06/2022)SDL Maharashtra 8.95% (07/03/2022)SDL Odisha 8.24% (09/12/2021)SDL West Bengal 8.80% (22/02/2022)SDL Tamilnadu 8.72% (11/01/2022)SDL Punjab 9.18% (09/11/2021)SDL Bihar 8.72% (25/01/2022)SDL Gujarat 8.94% (07/03/2022)SDL Himachal Pradesh 7.52% (27/02/2022)SDL Rajasthan 9.24% (30/03/2022)SDL Kerala 9.03% (07/12/2021)SDL Tamilnadu 8.71% (08/02/2022)SDL Uttar Pradesh 8.76% (22/02/2022)GOI - 8.13% (21/09/2022)SDL Chattisgarh 7.90% (28/11/2021)SDL Andhra Pradesh 9.17% (09/11/2021)SDL Andhra Pradesh 8.71% (08/02/2022)SDL Kerala 9.25% (30/03/2022)SDL Tamilnadu 9.10% (09/05/2022)SDL Gujarat 8.99% (14/03/2022)SDL Kerala 8.69% (08/02/2022)SDL West Bengal 9.28% (23/11/2021) Money Market Instruments HDFC Bank Ltd. - CD Tata Steel Ltd. - CP Rbl Bank Ltd. - CD Axis Bank Ltd. - CD Sikka Ports And Terminals Ltd. - CP (Mukesh Ambani Group) Nlc India Ltd. - CP Reliance Jio Infocomm Ltd. - CP Axis Bank Ltd. - CD Ultratech Cement Ltd. - CP IDFC First Bank Ltd. - CD LIC Housing Finance Ltd. - CP Jamnagar Utilities & Power Pvt. Ltd. - CP (Mukesh Ambani Group) Piramal Enterprises Ltd. - CP LIC Housing Finance Ltd. - CP Network 18 Media & Investments Ltd. - CP Barclays Investments & Loans (India) Ltd. - CP HDFC Ltd. - CP Axis Bank Ltd. - CD Indusind Bank Ltd. - CD

SOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOV

CARE A1+ICRA A1+ICRA A1+

CRISIL A1+CRISIL A1+

CARE A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+


ICRA A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+

128933.8877507.7626645.806572.693585.412442.341507.121116.321110.131001.201011.041017.601011.35696.38502.64506.35507.32517.40501.56500.60303.80121.21102.56101.8830.3813.04

567531.4741881.5439457.2427133.3424737.5024311.30

19932.0619846.4019794.1019715.6019711.9814867.5814586.78

14523.2414554.9812341.9312363.639872.869911.829912.86

18.0710.883.740.920.500.340.210.160.160.140.140.140.140.100.070.070.070.070.070.070.040.020.010.010.000.00

79.645.885.543.813.473.41

2.802.782.782.772.772.092.05

2.042.041.731.731.391.391.39

L&T Finance Ltd. - CP Can Fin Homes Ltd. - CP Iifl Wealth Prime Ltd. - CP ICICI Bank Ltd. - CD ICICI Securities Ltd. - CP Cholamandalam Invt & Fin Co Ltd. - CP J.M. Financial Products Ltd. - CP Reliance Industries Ltd. - CPBahadur Chand Investments Pvt. Ltd. - CP (A Key Promoter Group Company Of Hero Moto Corp Ltd. Holding Around 20% Stake Of HMCL) Deutsche Investment India Pvt Ltd. - CP Stdchtd Inv & Loans (India) Ltd. - CP Can Fin Homes Ltd. - CP Julius Baer Capital Ind Pvt Ltd. - CP Deutsche Investment India Pvt Ltd. - CP Cholamandalam Invt & Fin Co Ltd. - CP L&T Finance Ltd. - CP LIC Housing Finance Ltd. - CP Cholamandalam Invt & Fin Co Ltd. - CP Axis Securities Ltd. - CP NABARD - CD Tata Motors Finance Ltd. - CP Tata Motors Finance Ltd. - CP Stdchtd Inv & Loans (India) Ltd. - CP Tata Teleservices (Maharashtra) Ltd. - CP Can Fin Homes Ltd. - CP Tata Teleservices Ltd. - CP Stdchtd Inv & Loans (India) Ltd. - CP Tata Teleservices (Maharashtra) Ltd. - CP Indusind Bank Ltd. - CD Network 18 Media & Investments Ltd. - CP Tmf Holdings Ltd. - CP Deutsche Investment India Pvt Ltd. - CP Indusind Bank Ltd. - CD Tata Motors Finance Solutions Ltd. - CP Tata Teleservices Ltd. - CP Tata Teleservices (Maharashtra) Ltd. - CP Kotak Mahindra Bank - CD Tata Teleservices (Maharashtra) Ltd. - CP Treasury Bill 91 Days (23/12/2021)

CRISIL A1+ICRA A1+

CRISIL A1+ICRA A1+

CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+

ICRA A1+


ICRA A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+

ICRA A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+

ICRA A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+

ICRA A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+SOVRN SOV

9895.629889.369829.139847.319785.919713.077445.467394.917306.34

7372.135413.354957.474955.244935.474946.344933.804943.484888.054945.514948.664900.054923.674869.274860.274779.414484.224374.332461.642498.282464.632464.622468.712468.262456.442458.152458.152442.021496.46

399.54

1.391.391.381.381.371.361.041.041.03

1.030.760.700.700.690.690.690.690.690.690.690.690.690.680.680.670.630.610.350.350.350.350.350.350.340.340.340.340.210.06

Composition by Ratings

Maturity Ladder NAV Movement

Instrument Wise Composition


% to NAV


% to NAV


:::

:




Tata Money Market Fund(An open ended debt scheme investing in money market instruments.)



Nil (w.e.f 24th January, 2019)


79.58%

18.15%2.27%

A1+ / AAA

SOV


54.99%

24.60%

15.19%2.90%

2.26% 0.06%Commercial Papers

Certificate Of Deposit


State Development Loans


Treasury Bills

1.13%19.58%

64.86%12.45%

0.00%0.00%0.00%0%

0.00% 20.00% 40.00% 60.00% 80.00%


6 - 12 Mths1 - 2 Yrs2 - 3 Yrs3 - 5 Yrs

Abv 5 Yrs

100106112118124130


Tata Money Market Fund - Reg - GrowthCrisil Money Market Index



INVESTMENT STYLE






LOAD STRUCTURE


Exit Load : Nil

PORTFOLIO

Name of the Instrument Name of the Instrument RatingsRs. Lakhs

% to NAV


9707.35109304.06

968.94110273.00

8.8099.120.88

100.00



Total Amount Invested (Rs.)Total Value as on Oct 31, 2021 (Rs.)ReturnsTotal Value of B: Crisil Ultra Short Term Debt IndexB: Crisil Ultra Short Term Debt IndexTotal Value of AB: CRISIL 1 Year T-Bill IndexAB: CRISIL 1 Year T-Bill Index(Inception date :22-Jan-2019) (First Installment date : 01-Feb-2019)

120,000121,958

3.07%122,609

4.10%122,168

3.41%

NANANANANANANA

NANANANANANANA

NANANANANANANA

NANANANANANANA

330,000349,480

4.12%354,746

5.20%352,155

4.67%

Maturity Ladder


NAV Movement

The Scheme will invest in various money market and fixed income securities with objective of providing liquidity and generating reasonable returns with lower interest rate risk. The average maturity of the portfolio shall be between three months to six months.

The investment objective of the Scheme is to generate returns through investment in Debt & Money Market instruments such that the Macaulay duration of the portfolio is between 3 months - 6 months. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.




% to NAV

Market Value

Debt InstrumentsNon-Convertible Debentures/Bonds04.60 % Nabard07.17 % National Highways Authority Of India08.30 % Reliance Industries Ltd.07.03 % Rec Ltd.08.90 % Bharti Telecom Ltd.06.99 % Rec Ltd.06.32 % Rec Ltd.04.23 % HDFC Ltd.Shriram Trans. Fin. Co. Ltd. - Frb08.30 % Muthoot Finance Ltd.07.15 % Muthoot Finance Ltd.06.60 % Rec Ltd.07.22 % LIC Housing Finance Ltd.08.44 % Rec Ltd.Money Market InstrumentsTreasury Bill 91 Days (20/01/2022)Treasury Bill 182 Days (30/12/2021)EXIM - CPAxis Bank Ltd. - CDIDFC First Bank Ltd. - CDReliance Industries Ltd. - CPSmall Indust Devlop Bank Of India - CDAxis Bank Ltd. - CD



CRISIL AA+CRISIL AAACRISIL AAACRISIL AAA

CRISIL AA+ICRA AA

CRISIL AA+CRISIL AAACRISIL AAACRISIL AAA

SOVRN SOVSOVRN SOVCRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CARE A1+

CRISIL A1+

32958.065006.244019.29

3550.332552.982532.542513.312510.642500.942507.452043.752034.26504.76500.80180.77

66638.659923.014971.874971.164955.914928.004929.944928.782494.48

29.884.543.64

3.222.322.302.282.282.272.271.851.840.460.450.16

60.449.004.514.514.494.474.474.472.26

Stdchtd Inv & Loans (India) Ltd. - CPRbl Bank Ltd. - CDIndusind Bank Ltd. - CDBarclays Investments & Loans (India) Ltd. - CPAxis Bank Ltd. - CDBahadur Chand Investments Pvt. Ltd. - CP (A Key Promoter Group Company Of Hero Moto Corp Ltd. Holding Around 20% Stake Of HMCL) Piramal Enterprises Ltd. - CP Hero Housing Finance Ltd. - CPTata Teleservices (Maharashtra) Ltd. - CPTata Teleservices Ltd. - CPTata Teleservices (Maharashtra) Ltd. - CP

CRISIL A1+ICRA A1+


CRISIL A1+ICRA A1+

CRISIL A1+CRISIL A1+CRISIL A1+


2489.362466.672471.682472.73

2451.872435.45

2420.542413.461944.11

1494.741474.89

2.262.242.242.24

2.222.21

2.202.191.76

1.361.34

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Income Distribution cum capitalwithdrawals are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 54 - 68.*B: Benchmark; For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet.Source: MFI Explorer

VOLATILITY MEASURES^ FUND BENCHMARK0.591.001.000.21

NA


0.631.070.920.12

-0.09

DATE OF ALLOTMENT

January 22,2019

FUND MANAGER

NAV

Direct - GrowthDirect - Monthly IDCWDirect - Weekly IDCWRegular - GrowthRegular - Monthly IDCWRegular - Weekly IDCW

11.697611.767010.404411.471311.473710.3773

FUND SIZE

Rs. 1102.73 (Rs. in Cr.)

BENCHMARK

Crisil Ultra Short Term Debt Index

Akhil Mittal (Managing Since 11-Jan-19 and overall experience of 20 years)

MONTHLY AVERAGE AUM

Rs. 1098.98 (Rs. in Cr.)


0.291.02



: ::

:



Tata Ultra Short Term Fund(An open ended ultra-short term debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 3 months and 6 months.)

::::::



4.08%


68.54%

13.51%

9.68%

8.27%A1+ / AAA

SOV


AA+ / AA

27.61%

24.53%22.40%

13.51%

9.68% 2.27%Ncd - Non Convertible Deb

Commercial Papers


Treasury Bills


Floating Rate Bonds

11.52%36.73%

34.09%8.12%

4.12%4.54%

0.00%0%

0.00% 10.00% 20.00% 30.00% 40.00%


6 - 12 Mths1 - 2 Yrs2 - 3 Yrs3 - 5 Yrs

Abv 5 Yrs

100

104

108

112

116

120


Tata Ultra Short Term Fund - Reg - GrowthCrisil Ultra Short Term Debt Index



45


INVESTMENT STYLE


DATE OF ALLOTMENT

October 10,2019

FUND MANAGER


::::

11.675311.675311.552611.5526

FUND SIZE

Rs. 474.49 (Rs. in Cr.)




LOAD STRUCTURE

Entry Load ::


PORTFOLIO


2931.89523.61496.81381.53

357.21303.26215.75208.41115.5992.4654.4253.5544.5640.2033.8910.64

36470.584034.643068.27

2788.752616.382573.872560.662554.10

2549.60

2497.322484.01

2474.642194.091039.47

992.99

912.52

535.35512.28

81.64

4884.034884.03

5.37

5.265.24

5.224.622.192.09

1.92

1.131.080.17

10.2910.29

6.141.101.050.80

0.750.640.450.440.240.190.110.110.090.080.070.02

76.858.506.47

5.885.515.425.405.38


% to NAV


2000.0027.31

46313.821134.93

47448.75

4.220.06

97.622.38

100.00




Total Value as on October 31, 2021 (Rs.)

Returns

Total Value of B: CRISIL Banking and PSU Debt Index

B: CRISIL Banking and PSU Debt Index



(Inception date :10-Oct-2019) (First Installment date : 01-Nov-2019)

120,000

122,700

4.25%

123,190

5.02%

120,701

1.10%

NA

NA

NA

NA

NA

NA

NA

240,000

254,826

5.92%

255,583

6.21%

247,909

3.17%

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

Debt Fund predominantly investing in debt instruments of Banks, Public Sector Undertakings, Public Financial Institutions and Municipal Bonds.

The investment objective of the scheme is to generate reasonable income, with low risk and high level of liquidity from a portfolio of predominantly debt & money market securities issued by Banks, Public Sector Undertakings (PSUs), Public Financial Institutions (PFIs) and Municipal Bonds. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

Amit Somani (Managing Since 06-Sep-19 and overall experience of 20 years)



2.311.001.000.21

NA

2.710.990.710.290.08


Nil


% to NAV

Market Value

Debt InstrumentsGovernment SecuritiesSDL West Bengal 7.82% (19/06/2023)GOI - 5.22% (15/06/2025)SDL Uttar Pradesh SDL Special 8.55% (04/10/2022)SDL Gujarat 8.58% (23/01/2023)SDL Rajasthan 8.29% (29/07/2025)SDL Maharashtra 9.60% (14/08/2023)SDL Gujarat 8.84% (17/10/2022)SDL Kerala 4.85% (03/02/2023)SDL Karnataka 8.22% (09/12/2025)SDL Kerala 9.41% (30/01/2024)SDL Punjab 8.50% (30/03/2024)SDL Tamilnadu 8.00% (28/10/2025)SDL Tamilnadu 8.25% (25/04/2023)SDL Karnataka 9.55% (12/02/2024)SDL Rajasthan 8.21% (31/03/2024)Non-Convertible Debentures/Bonds05.32 % National Housing Bank06.44 % Indian Oil Corp Ltd.06.24 % State Bank Of India (Basel III Tier II Bonds)07.42 % Power Finance Corporation06.80 % Rec Ltd.06.55 % NTPC Ltd.06.91 % Nhpc Ltd.

SOVSOVSOV

SOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOV



ICRA AAA

06.19 % Indian Railways Finance Corporation Ltd.05.14 % Nabard06.40 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group)06.45 % ICICI Bank Ltd.08.00 % Ongc Petro-Additions Ltd.07.13 % Nhpc Ltd.04.78 % Housing & Urban Development Corporation Ltd.09.20 % ICICI Bank Ltd. (Basel III Tier I Bonds)08.49 % NTPC Ltd.08.50 % LIC Housing Finance Ltd.08.85 % HDFC Bank Ltd. (Basel III Tier I Bonds)Money Market InstrumentsKotak Mahindra Bank - CD

CRISIL AAA


CRISIL AAAICRA AAA(CE)

ICRA AAAICRA AAA

ICRA AA+


CRISIL AA+

CRISIL A1+

Maturity Ladder


NAV Movement


Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Income Distribution cum capital withdrawals are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 54- 68.*B: Benchmark, AB: Additional Benchmark; For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet.Source: MFI Explorer


:: :

:



BENCHMARK

CRISIL Banking and PSU Debt Index

MONTHLY AVERAGE AUM

Rs. 484.59 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

0.260.71


Tata Banking & PSU Debt Fund(An open ended debt scheme predominantly investing in debt instruments of Banks, Public Sector Undertakings, Public Financial Institutions and Municipal Bonds)



80.43%

6.67%

6.18%4.62% 2.10%

A1+ / AAA


SOV

AAA(CE)

AA+ / AA68.89%

10.29%

6.66%

5.88%5.13%2.10% 1.05% Ncd - Non Convertible Deb



Tier 2 Bonds (t2 Bonds)


Tier 1 Bonds (at1 Bonds


18.06%

41.48%

25.88%

5.88%

2.10%

6.60%

0.00% 10.00% 20.00% 30.00% 40.00% 50.00%

0 - 1 Yrs

1 - 3 Yrs

3 - 7 Yrs

7 - 10 Yrs

Abv 10 Yrs

Cash & Others

90

96

102

108

114

120

Oct-19 Jun-20 Feb-21 Oct-21

Tata Banking & PSU Debt Fund - Reg - GrowthCRISIL Banking and PSU Debt Index



46


INVESTMENT STYLE


DATE OF ALLOTMENT

July 07, 2021

FUND MANAGER

NAVDirect - GrowthDirect - Monthly IDCWDirect - Periodic IDCWDirect - Quarterly IDCWRegular - GrowthRegular - Monthly IDCWRegular - Periodic IDCWRegular - Quarterly IDCW

::::::::

10.133010.133010.133010.133010.117810.117810.117810.1178

FUND SIZE

Rs. 595.49 (Rs. in Cr.)




LOAD STRUCTURE

Entry Load ::


PORTFOLIO


23204.647433.255064.704982.854113.831098.64511.37

29540.544534.523417.69

2995.412568.092499.962489.61

2005.961507.911498.841490.41

1489.10

1480.521058.52

504.00

38.9712.488.518.376.911.840.86

49.617.615.74

5.034.314.204.18

3.372.532.522.50

2.50

2.491.78

0.85


% to NAV


5800.9958546.171002.78

59548.95

9.7498.311.69

100.00

An open-ended debt scheme investing predominantly in floating rate instruments (including fixed rate instruments converted to floating rate exposures using swaps/ derivatives)

The objective of the scheme is to generate income through investment primarily in floating rate debt instruments, fixed rate debt instruments swapped for floating rate returns and money market instruments.However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.




0.591.001.000.04

NA

0.281.200.930.03

-0.01


YTM, Macaulay Duration and Modified Duration is post adjustment of IRS positions in the Fund. For details of IRS positions please refer to Monthly Portfolio.


:: :

:





Nil


% to NAV

Market Value

Debt InstrumentsGovernment SecuritiesGOI Floating Rate Bond -3.51% (07/11/2024)GOI Floating Rate Bond -4.59% (07/12/2031)GOI Floating Rate Bond 4.04% (04/10/2028)GOI - 6.84% (19/12/2022)SDL Haryana 9.71% (12/03/2024)GOI - 8.35% (14/5/2022)Non-Convertible Debentures/BondsPower Finance Corporation - FrbVaranasi Sangam Expressway Pvt. Ltd. - Frb04.66 % Bajaj Finance Ltd.07.45 % LIC Housing Finance Ltd.05.35 % Telesonic Networks Ltd.05.85 % Tata Capital Financial Services Ltd.Shriram Trans. Fin. Co. Ltd. - FrbICICI Home Finance Co.Ltd. - FrbHero Fincorp Ltd. - Frb06.40 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group)05.60 % Bajaj Housing Finance Ltd. (Mukesh Ambani Group)06.49 % Yarrow Infrastructure Pvt Ltd.08.90 % Tata Capital Financial Services Ltd.06.60 % Muthoot Finance Ltd.

SOVSOVSOVSOVSOVSOV

CRISIL AAAIND AAA


CRISIL AA+CRISIL AAA



CRISIL AAA


CRISIL AA+

Maturity Ladder


NAV Movement

BENCHMARK

CRISIL Ultra Short Term Debt Index

MONTHLY AVERAGE AUM

Rs. 580.11 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular

0.270.72


Tata Floating Rate Fund(An open-ended debt scheme investing predominantly in floating rate instruments (including fixed rate instruments converted to floating rate exposures using swaps/ derivatives))



38.97%

38.68%

11.42%

10.93%SOV

A1+ / AAA


AA+ / AA

29.36%

27.84%

21.77%

11.42%

7.77% 1.84%Goi Frn-reset


Floating Rate Bonds




10.60%

50.12%

23.35%

0.00%

14.24%

1.69%

0.00% 10.00% 20.00% 30.00% 40.00% 50.00% 60.00%

0 - 1 Yrs

1 - 3 Yrs

3 - 7 Yrs

7 - 10 Yrs

Abv 10 Yrs

Cash & Others

100

100.25

100.5

100.75

101

Jul-21 Aug-21 Sep-21 Oct-21

Tata Floating Rate Fund - Reg - GrowthCRISIL Ultra Short Term Debt Index





The investment objective is to generate reasonable returns with high liquidity to the unitholders.

Amit Somani (Managing Since 16-Oct-13 and overall experience of 20 years) & Abhishek Sonthalia (Managing Since 06-Feb-20 and overall experience of 13 years)

47


INVESTMENT STYLE


DATE OF ALLOTMENT

September 01,2004

FUND MANAGER

Crisil Liquid Fund IndexBENCHMARK

NAV

Direct - GrowthDirect - Daily IDCWReg - GrowthReg - Daily IDCW

::::

3309.79461001.51873284.30681001.5157

FUND SIZE

Rs. 8688.23 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 10308.98 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular





LOAD STRUCTURE


Exit Load :

PORTFOLIO

81579.9981079.38

500.61752980.68

59901.6053308.7948299.4539884.8039717.8439721.2034815.45

29831.2229767.9524943.8324949.9024832.6322475.8119980.9219876.3219839.0819836.3215412.8014903.9614985.6914878.5312489.5312425.45

9970.539983.409971.769954.379923.209942.319861.74

9.399.330.06

86.666.896.145.564.594.574.574.01

3.433.432.872.872.862.592.302.292.282.281.771.721.721.711.441.431.151.151.151.151.141.141.14


-15800.00683.67

819444.3449378.81

868823.15

-1.820.08

94.325.68

100.00


Total Amount Invested (Rs.)Total Value as on Oct 31, 2021 (Rs.)ReturnsTotal Value of B: Crisil Liquid Fund IndexB: Crisil Liquid Fund IndexTotal Value of AB: CRISIL 1 Year T-Bill IndexAB: CRISIL 1 Year T-Bill Index(Inception date :01-Sep-2004) (First Installment date : 01-Oct-2004)

120,000122,028

3.14%122,280

3.53%122,203

3.41%

360,000382,709

4.01%384,895

4.39%387,720

4.87%

600,000680,706

4.99%685,925

5.29%691,999

5.64%

840,0001,024,395

5.58%1,032,580

5.80%1,024,010

5.98%

1,200,0001,664,975

6.37%1,675,660

6.49%1,670,659

9.68%

2,050,0003,894,521

7.06%3,838,010

6.90%3,641,755

7.06%


A high liquidity income scheme that aims to generate reasonable returns.

0.511.070.940.11

-0.04

0.471.001.000.15

NA

0.220.33




% toNAV


% toNAV

Market Value

Debt InstrumentsGovernment SecuritiesGOI - 8.79% (08/11/2021)SDL Karnataka 9.19% (09/11/2021)Money Market Instruments Treasury Bill 91 Days (19/11/2021) Treasury Bill 91 Days (09/12/2021) NTPC Ltd. - CP HDFC Bank Ltd. - CD Reliance Jio Infocomm Ltd. - CP Shriram Trans. Fin. Co. Ltd. - CPBirla Group Holdings Private Ltd. - CP (A Key Promoter Group Company Of Aditya Birla Group Promoters Holding Stakes In Companies Like Hindalco, Grasim, ABFRL, And Aditya Birla Capital Ltd.) Treasury Bill 91 Days (30/12/2021) HDFC Ltd. - CP Reliance Industries Ltd. - CP NABARD - CP Adani Ports & Special Economic Zone Ltd. - CP Indian Oil Corp Ltd. - CP Treasury Bill 364 Days (11/11/2021) Iifl Wealth Management Ltd. - CP Sharekhan Ltd. - CP Gic Housing Finance Ltd. - CP Treasury Bill 182 Days (30/12/2021) Sterlite Technologies Ltd. - CP Treasury Bill 91 Days (11/11/2021) ICICI Home Finance Co.Ltd. - CP L&T Finance Ltd. - CP Chennai Petroleum Corporation Ltd. - CP Treasury Bill 364 Days (02/12/2021) Indian Oil Corp Ltd. - CP H.P.C.L. - CP Axis Finance Ltd. - CP Reliance Jio Infocomm Ltd. - CP EXIM - CP Piramal Enterprises Ltd. - CP


Maturity Ladder NAV Movement


SOVSOV

SOVRN SOVSOVRN SOVCRISIL A1+CARE A1+

CRISIL A1+CRISIL A1+CRISIL A1+

SOVRN SOVCRISIL A1+CRISIL A1+CRISIL A1+

ICRA A1+CRISIL A1+SOVRN SOVCRISIL A1+

ICRA A1+CRISIL A1+SOVRN SOVCRISIL A1+SOVRN SOV

ICRA A1+CRISIL A1+CRISIL A1+SOVRN SOVCRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+

CRISIL A1+

CRISIL A1+CRISIL A1+CRISIL A1+CRISIL A1+

ICRA A1+SOVRN SOVCRISIL A1+SOVRN SOV

9942.96

7444.337500.004951.684981.313999.022995.262493.641986.10

1.14

0.860.860.570.570.460.340.290.23

Birla Group Holdings Private Ltd. - CP (A Key Promoter Group Company Of Aditya Birla Group Promoters Holding Stakes In Companies Like Hindalco, Grasim, ABFRL, And Aditya Birla Capital Ltd.) Reliance Industries Ltd. - CP Indusind Bank Ltd. - CD Jm Financial Services Ltd. - CP ICICI Securities Ltd. - CP Sharekhan Bnp Paribas Financial Services Pvt. Ltd. - CP Treasury Bill 182 Days (18/11/2021) Stdchtd Inv & Loans (India) Ltd. - CP Treasury Bill 91 Days (13/01/2022)

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Income Distribution cum capital withdrawals are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 54 - 68.*B: Benchmark, AB: Additional Benchmark: For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet.Source: MFI Explorer

Portfolio Macaulay DurationModified DurationAverage MaturityGross Yield to Maturity (For Debt Component)*

- Including Net Current Assets 3.77%

: ::

:

40 Days40 Days40 Days


Tata Liquid Fund(An open-ended liquid Scheme)


1 day - 0.0070% of redemption proceeds2 days - 0.0065% of redemption proceeds3 days - 0.0060% of redemption proceeds4 days - 0.0055% of redemption proceeds5 days - 0.0050% of redemption proceeds6 days - 0.0045% of redemption proceeds7 days or more - Nil 62.68%

33.37%

3.95%

A1+ / AAA

SOV


57.23%23.98%

9.33%5.45%

3.95%0.06%Commercial Papers

Treasury Bills





1.40%

17.44%

15.57%

38.09%

23.64%

3.86%

0.00% 10.00% 20.00% 30.00% 40.00%

1 - 7 Days

Abv 7 - 15 Days

Abv 15 - 30 Days

1 - 2 Mths

2 - 3 Mths

Cash & Others

100

104

108

112

116

120


Tata Liquid Fund - Reg - Growth Crisil Liquid Fund Index



140100.0061359.42

201459.421011.34

202470.76

69.2030.3199.510.49

100.00




Amit Somani (Managing Since 25-Mar-19 and overall experience of 20 years)

48


INVESTMENT STYLE

DATE OF ALLOTMENT

March 27,2019

FUND MANAGER

Crisil Overnight Index

BENCHMARK

NAV


::::

1000.00001105.99521000.00001102.9687

FUND SIZE

Rs. 2024.71 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 2858.47 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular





LOAD STRUCTURE


Exit Load : Nil

PORTFOLIO



Total Amount Invested (Rs.)Total Value as on Oct 31, 2021 (Rs.)ReturnsTotal Value of B: Crisil Overnight IndexB: Crisil Overnight IndexTotal Value of AB: CRISIL 1 Year T-Bill IndexAB: CRISIL 1 Year T-Bill Index(Inception date :27-Mar-2019) (First Installment date : 01-Apr-2019)

120,000121,970

3.05%122,092

3.24%122,203

3.41%

NANANANANANANA

NANANANANANANA

NANANANANANANA

NANANANANANANA

310,000323,788

3.29%324,467

3.45%329,092

4.54%

Investment in overnight securities having maturity of 1 day.


The objective of the scheme is to seek to generate returns commensurate with low risk and providing high level of liquidity, through investments made primarily in overnight securities having maturity of 1 business day. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.

0.321.001.000.03

-0.01

0.391.001.000.04

NA

0.110.21


- Including Net Current Assets 3.30%

: ::

:

3 Days3 Days3 Days




% toNAV


% toNAV

Market Value

Maturity Ladder

NAV MovementInstrument Wise Composition

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Income Distribution cum capitalwithdrawals are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 54 - 68.*B: Benchmark, AB: Additional Benchmark; For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet.Source: MFI Explorer


Tata Overnight Fund(An Open-ended Debt Scheme investing in overnight securities.)


100.00%


100

104

108

112

116

120

Mar-19 Feb-20 Dec-20 Oct-21

Tata Overnight Fund - Reg - GrowthCrisil Overnight Index

30.31%

0.00%

0.00%

0.00%

0.00%

69.69%

0.00% 20.00% 40.00% 60.00% 80.00%

1 - 7 Days

Abv 7 - 15 Days

Abv 15 - 30 Days

1 - 2 Mths

2 - 3 Mths

Cash & Others



INVESTMENT STYLE


DATE OF ALLOTMENT

September 6, 1999

FUND MANAGER

NAV

Direct - GrowthDirect - IDCWReg -GrowthReg -IDCW

::::

FUND SIZE

Rs. 201.66 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 199.68 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular





LOAD STRUCTURE


Exit Load :

PORTFOLIO


% to NAV

Debt InstrumentsGovernment SecuritiesGOI - 5.63% (12/04/2026)GOI - 6.64% (16/06/2035)GOI - 6.67% (15/12/2035)GOI - 6.68% (17/09/2031)SDL Maharashtra 9.39% (20/11/2023)GOI - 7.59% (11/01/2026)SDL Maharashtra 9.79% (25/09/2023)SDL Goa 9.77 % (26/02/2024).SDL Maharashtra 8.62% (20/02/2023)GOI - 5.77% (03/08/2030)SDL Haryana 9.71% (12/03/2024)GOI - 6.10% (12/07/2031)SDL Andhra Pradesh 9.48% (26/03/2024)GOI 8.24% 15/02/2027

16277.275472.035396.732462.20812.00542.60534.19235.82208.69204.66154.5094.4861.7058.0739.60

80.7327.1426.7612.214.032.692.651.171.031.010.770.470.310.290.20

SOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOV


% to NAV

Repo

Portfolio Total


Net Assets

3584.17

19861.44

304.09

20165.53

17.78

98.50

1.50

100.00





Returns

Total Value of B: Crisil Dynamic Gilt Index

B: Crisil Dynamic Gilt Index




120,000

121,344

2.11%

122,633

4.14%

120,701

1.10%

360,000

389,357

5.18%

401,457

7.23%

390,037

5.29%

600,000

695,649

5.87%

726,540

7.60%

698,817

6.05%

840,000

1,051,152

6.32%

1,107,986

7.80%

1,057,224

6.48%

1,200,000

1,739,361

7.22%

1,834,323

8.23%

1,713,141

6.93%

2,650,000

6,380,941

7.29%

7,020,901

8.03%

4,918,234

6.55%

A debt scheme that invests in Government securities to generate reasonable returns emphasising the importance of captial preservation.

The investment objective of the Scheme is to generate medium to long term capital appreciation and income distribution by investing predominantly in Government Securities.

Murthy Nagarajan (Managing Since 14-Sep-19 and overall experience of 25 years)

BENCHMARK

Crisil Dynamic Gilt Index

67.710319.063262.667617.3788






Maturity Ladder


NAV Movement

Market Value


4.051.150.920.30

-0.27


3.381.001.000.53

NA

Nil (w.e.f. 2nd November, 2018)


:::


Gross Yield to Maturity (For Debt Component)*- Including Net Current Assets : 5.70%

1.071.74


Tata Gilt Securities Fund(An Open-Ended Debt Scheme investing predominantly in Government Securities across maturity)



80.72%

19.28%

SOV


74.05%

19.28%

6.67%




17.77%6.67%

29.98%5.10%

38.97%1.51%

0.00% 10.00% 20.00% 30.00% 40.00%

0 - 1 Yrs1 - 3 Yrs3 - 7 Yrs

7 - 10 YrsAbv 10 Yrs

Cash & Others

100

108

116

124

132

140


Tata Gilt Securities Fund - Reg - GrowthCrisil Dynamic Gilt Index

1) Nil – If redemption or switch out on or after attainment of retirement age i.e. 60years.

2) Nil – In case of Auto switch out of units on occurrence of Auto switch trigger event.

3) Exit Load is 1% – If redeemed before 61 months from the date of allotment. The above condtions applicable (w.e.f. 3rd May, 2019)





19.010.240.850.941.550.01

21.600.251.001.001.54

NA

50


INVESTMENT STYLE


DATE OF ALLOTMENTNovember 1, 2011

FUND MANAGER

NAV

Direct - GrowthReg - Growth

: 50.530343.9936:

FUND SIZE

Rs. 1223.05 (Rs. in Cr.)

TURN OVER


55.73%55.73%





LOAD STRUCTURE


Exit Load :

PORTFOLIO

Company name

116409.71

1232.66

10186.047692.653123.822295.201230.27

2165.681306.70

1293.86

2419.302317.011867.051452.39

4084.563234.632104.701803.451280.87

3323.571962.84

2596.091261.52

1884.851558.371236.35

95.18

1.01

8.336.292.551.881.01

1.771.07

1.06

1.981.891.531.19

3.342.641.721.471.05

2.721.60

2.121.03

1.541.271.01

33250

1270000486000421000113000245000

53500056000

281000

10150046400

155000115000

1830000289000260000

7100235000

31500069000

114800173000

277000252000

83450

106500

59000

284000

3560023000

1546666

160187534483

149269

144000286000304000

48635492936

27160

1220.01

2176.69

7202.95

1833.451247.46

2862.11

2107.272094.961417.46

4892.764769.773477.002151.862003.541220.14

1.00

1.78

5.89

1.501.02

2.34

1.721.711.16

4.003.902.841.761.641.00

Company name

A Fund that aims to provide an investment tool for retirement planning to suit the risk profile of the investor.

To provide a financial planning tool for long term financial security for investors based on their retirement planning goals. However, there can be no assurance that the investment objective of the fund will be realized, as actual market movements may be at variance with anticipated trends.




No. of Shares Rs. Lakhs

% of Assets

Market ValueNo. of Shares Rs. Lakhs

% of Assets

Market Value

Equity & Equity Related TotalAutoBajaj Auto Ltd.BanksICICI Bank Ltd.HDFC Bank Ltd.Axis Bank Ltd.Kotak Mahindra Bank Ltd.State Bank Of IndiaCement & Cement ProductsAmbuja Cements Ltd.ACC Ltd.ConstructionSunteck Realty Ltd.Consumer DurablesTitan Company Ltd.Dixon Technologies (India) Ltd.Voltas Ltd.Havells India Ltd.Consumer Non DurablesITC Ltd.Radico Khaitan Ltd.Tata Consumer Products Ltd.3M India Ltd.Kansai Nerolac Paints Ltd.FinanceSbi Cards And Payment Services Ltd.Housing Development Finance Corporation Ltd.Industrial ProductsPolycab India Ltd.Prince Pipes And Fittings Ltd.InsuranceHDFC Life Insurance Co. Ltd.ICICI Prudential Life Insurance Company Ltd.ICICI Lombard General Insurance Co. Ltd.

Sbi Life Insurance Company Ltd.Leisure ServicesJubilant Foodworks Ltd.Petroleum ProductsReliance Industries Ltd.PharmaceuticalsDivi Laboratories Ltd.Procter & Gamble Health Ltd.PowerPower Grid Corporation Of India Ltd.RetailingZomato Ltd.Info Edge (India) Ltd.Matrimony.Com Ltd.SoftwareTata Consultancy Services Ltd.Infosys Ltd.HCL Technologies Ltd.Oracle Financials Services Soft Ltd.Birlasoft Ltd.Mindtree Ltd.

10817.855770.35

122180.06124.53

122304.59

8.854.72

99.900.10

100.00




NAV Movement

Issuer NameICICI Bank Ltd.HDFC Bank Ltd.Reliance Industries Ltd.Tata Consultancy Services Ltd.Infosys Ltd.ITC Ltd.HCL Technologies Ltd.Sbi Cards & Payment Services Ltd.Radico Khaitan Ltd.Axis Bank Ltd.Total

% to NAV8.336.295.894.003.903.342.842.722.642.55

42.50

Large Cap

Mid Cap

Small Cap





Returns


B: S&P BSE 200 TRI



(Inception date :01-Nov-2011) (First Installment date : 01-Dec-2011)

1,190,000

2,781,155

16.35%

2,838,281

16.73%

2,761,471

16.22%

120,000

140,565

33.59%

146,078

43.08%

144,089

39.63%

360,000

510,786

24.17%

553,534

30.14%

538,911

28.13%

600,000

915,828

16.97%

1,003,187

20.71%

1,004,959

20.79%

840,000

1,472,322

15.77%

1,575,973

17.68%

1,572,466

17.62%

NA

NA

NA

NA

NA

NA

NA

71.53%

17.21%

11.26%

Sonam Udasi (Managing Since 1-Apr-16 and overall experience of 24 years) (Equity) & Murthy Nagarajan (Managing since 1-Apr-17 and overall experience of 25 years) (Debt)


MONTHLY AVERAGE AUM

Rs. 1250.90 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular 0.65

2.22

Tata Retirement Savings Fund - Progressive Plan(An open ended retirement solution oriented scheme having a lock-in of 5 years or till retirement age (whichever is earlier))

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Income Distribution cum capital withdrawals are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered For scheme performance refer pages 54 - 68.*B: Benchmark; For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet.Source: MFI Explorer



31.68%17.93%

15.14%6.80%6.37%

3.31%3.15%2.84%2.34%1.98%1.74%

1.06%0.84%

0.00% 8.00% 16.00% 24.00% 32.00% 40.00%


ITOil & Gas

Consumer ServicesPharma

Industrial ManufacturingCement & Cement Products

PowerAutomobile

Fertilisers & PesticidesConstruction

Healthcare Services

70

94

118

142

166

190


Tata Retirement Savings Fund - Progressive Plan - RegS&P BSE 200 TRI

Equity & Equity Related TotalBanksICICI Bank Ltd.HDFC Bank Ltd.Axis Bank Ltd.Kotak Mahindra Bank Ltd.Cement & Cement ProductsAmbuja Cements Ltd.Consumer DurablesTitan Company Ltd.Dixon Technologies (India) Ltd.Voltas Ltd.Havells India Ltd.Consumer Non DurablesITC Ltd.Radico Khaitan Ltd.Tata Consumer Products Ltd.3M India Ltd.Kansai Nerolac Paints Ltd.FinanceSbi Cards And Payment Services Ltd.Housing Development Finance Corporation Ltd.Industrial ProductsPolycab India Ltd.InsuranceHDFC Life Insurance Co. Ltd.ICICI Prudential Life Insurance Company Ltd.Leisure ServicesJubilant Foodworks Ltd.Petroleum ProductsReliance Industries Ltd.PharmaceuticalsDivi Laboratories Ltd.PowerPower Grid Corporation Of India Ltd.RetailingInfo Edge (India) Ltd.Matrimony.Com Ltd.SoftwareTata Consultancy Services Ltd.Infosys Ltd.HCL Technologies Ltd.Oracle Financials Services Soft Ltd.Birlasoft Ltd.Other Equities^

1) Nil – If redemption or switch out on or after attainment of retirement age i.e. 60years.2) Nil – In case of Auto switch out of units on occurrence of Auto switch trigger event.3) Exit Load is 1% – If redeemed before 61 months from the date of allotment. The above condtions applicable (w.e.f. 3rd May, 2019)



Large Cap

Mid Cap

Small Cap






16.310.241.000.951.13

-0.21

16.200.291.001.001.34

NA

51


INVESTMENT STYLE



FUND MANAGER

NAV

Direct - GrowthReg - Growth

: 49.340943.6828:

FUND SIZE

Rs. 1608.29 (Rs. in Cr.)

TURN OVER


69.09%47.62%

0.642.13





LOAD STRUCTURE


Exit Load :

PORTFOLIO

Company name

128051.20

11349.018541.963598.702559.25

2489.52

2693.412571.682529.561641.84

4544.353786.422379.932336.861656.95

3861.672190.42

2971.48

2095.791756.26

2425.71

8039.91

2116.71

2440.19

2353.711637.47

5606.295303.453945.942621.962246.14

23758.66

79.59

7.065.312.241.59

1.55

1.671.601.571.02

2.832.351.481.451.03

2.401.36

1.85

1.301.09

1.51

5.00

1.32

1.52

1.461.02

3.493.302.451.631.40

14.74

1415000539657485000126000

615000

11300051500

210000130000

2036000338300294000

9200304000

36600077000

131400

308000284000

65750

317000

41100

1318666

38742172438

16500031800034500059260

552623


% of Assets


Total Amount Invested (Rs.)Total Value as on Oct 31, 2021 (Rs.)ReturnsTotal Value of B: Crisil Hybrid 25+75 - Aggressive IndexB: Crisil Hybrid 25+75 - Aggressive IndexTotal Value of AB: S&P BSE Sensex TRIAB: S&P BSE Sensex TRI(Inception date :01-Nov-2011) (First Installment date : 01-Dec-2011)

A Fund that aims to provide an investment tool for retirement planning to suit the risk profile of the investor.






NAV Movement

Issuer NameICICI Bank Ltd.HDFC Bank Ltd.Reliance Industries Ltd.Tata Consultancy Services Ltd.Infosys Ltd.ITC Ltd.HCL Technologies Ltd.Sbi Cards & Payment Services Ltd.Radico Khaitan Ltd.Axis Bank Ltd.Total

% to NAV7.065.315.003.493.302.832.452.402.352.24

36.43

OTHERSInvit And ReitPowergrid Infrastructure Investment TrustOTHERS TOTAL

850300 1029.291029.29

0.640.64

No. of Shares


% of Assets

120,000138,12929.46%

139,88232.43%

144,08939.63%

360,000493,48821.67%

515,76324.88%

538,91128.13%

600,000879,97715.34%

939,42518.01%

1,004,95920.79%

840,0001,394,606

14.25%1,471,294

15.75%1,572,466

17.62%

NANANANANANANA

1,190,0002,685,918

15.70%2,596,190

15.06%2,761,471

16.22%

Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Income Distribution cum capital withdrawals are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 54 - 68. *B: Benchmark, AB: Additional Benchmark; For Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter please refer page number 69 of Factsheet. Source: MFI Explorer

Name of the Instrument Rating Market ValueRs. Lakhs

% toNAV

Government SecuritiesGOI - 7.27% (08/04/2026)GOI - 6.79% (26/12/2029)GOI - 6.10% (12/07/2031)GOI - 7.26% (14/01/2029)Government Securities TotalNon-Convertible Debentures/Bonds06.49 % Malwa Solar Power Generation Pvt Ltd.07.13 % Nhpc Ltd.06.40 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group) 05.70 % Bajaj Housing Finance Ltd. 06.45 % ICICI Bank Ltd. 06.49 % Yarrow Infrastructure Pvt Ltd. 06.49 % Sepset Construction Ltd. 05.90 % Bharti Hexacom Ltd. 06.75 % Piramal Capital & Housing Finance Ltd. 07.42 % Power Finance Corporation 06.49 % Priapus Infrastructure Ltd. 08.20 % Power Grid Corporation Of India Ltd. 08.81 % Small Indust Devlop Bank Of IndiaNon-Convertible Debentures/Bonds TotalPrivately Placed/Unlisted08.10 % Sbi Cards & Payment Services Ltd.Non-Convertible Debentures/Bonds/Frn's TotalMoney Market InstrumentsBahadur Chand Investments Pvt. Ltd. - CP (A Key Promoter Group Company Of Hero Moto Corp Ltd. Holding Around 20% Stake Of HMCL)Cholamandalam Invt & Fin Co Ltd. - CPPanatone Finvest Ltd. - CPMoney Market Instruments Total

3173.552047.411138.94210.63

6570.53

1575.531556.051490.41

1492.611484.781184.411084.85997.02597.34523.2897.7240.3820.22

12144.60

414.33414.33

2435.45

1456.961441.565333.97

SOVSOVSOVSOV

CRISIL AAAICRA AAA

CRISIL AAA


CRISIL AA+ICRA AA


ICRA AAA

CRISIL AAA

ICRA A1+


1.971.270.710.134.08

0.980.970.93

0.930.920.740.670.620.370.330.060.030.017.56

0.260.26

1.51

0.910.903.32

Repo

Portfolio Total


Net Assets

5459.89

159003.81

1825.48

160829.29

3.39

98.86

1.14

100.00

70.23%

18.45%

11.32%


BENCHMARK

Crisil Hybrid 25+75 - Aggressive Index

MONTHLY AVERAGE AUM

Rs. 1638.71 (Rs. in Cr.)


Tata Retirement Savings Fund - Moderate Plan(An open ended retirement solution oriented scheme having a lock-in of 5 years or till retirement age (whichever is earlier))



26.52%15.75%

13.11%5.77%

3.99%2.88%2.73%2.49%

1.73%1.52%1.51%

0.89%0.73%

0.00% 6.00% 12.00% 18.00% 24.00% 30.00%


ITOil & Gas

Consumer ServicesPharma

Industrial ManufacturingCement & Cement Products

AutomobilePower

Fertilisers & PesticidesConstruction

Healthcare Services

80

100

120

140

160

180


Tata Retirement Savings Fund - Moderate Plan - RegCrisil Hybrid 25+75 - Aggressive Index






5.710.331.010.930.53

-0.18

5.570.441.001.000.71

NA

1.052.21

52


INVESTMENT STYLE



FUND MANAGER

NAVDirect - GrowthReg - Growth

: 28.001024.9909:

FUND SIZE

Rs. 189.09 (Rs. in Cr.)

MONTHLY AVERAGE AUM

Rs. 190.11 (Rs. in Cr.)

EXPENSE RATIO**

DirectRegular





LOAD STRUCTURE

Entry Load Not Applicable

Exit Load

PORTFOLIO

Company name

5183.83

464.39351.39

329.71

237.84220.14

3580.36

27.43

2.461.86

1.74

1.261.16

18.95



465.2118640.62

268.4118909.03

2.4698.581.42

100.00


Total Amount Invested (Rs.)Total Value as on Oct 31, 2021 (Rs.)ReturnsTotal Value of B: CRISIL Short Term Debt Hybrid 75+25 Fund IndexB: CRISIL Short Term Debt Hybrid 75+25 Fund IndexTotal Value of AB: CRISIL 10 Year Gilt IndexAB: CRISIL 10 Year Gilt Index(Inception date :01-Nov-2011) (First Installment date : 01-Dec-2011)

1,190,0001,920,957

9.35%2,052,559

10.61%1,692,605

6.92%

A Fund that aims to provide an investment tool for retirement planning to suit the risk profile of the investor



No. of Shares

No. of SharesRs. Lakhs

% to NAV

Market Value

Company nameRatings Rs. Lakhs

% to NAV

Market Value

Rs. Lakhs% toNAV

Market Value

Equity & Equity Related TotalBanksICICI Bank Ltd.HDFC Bank Ltd.Petroleum ProductsReliance Industries Ltd.SoftwareTata Consultancy Services Ltd.Infosys Ltd.Other Equities^

5790022200

13000

700013200

2628.891057.85

942.89605.06544.42537.25379.16

6695.52

1046.55995.07993.60

804.16

509.92494.93

4844.23

971.31480.52

1451.83

13.905.594.993.202.882.842.01

35.41

5.535.265.25

4.25

2.702.62

25.61

5.142.547.68

Government SecuritiesGOI - 7.32% (28/01/2024)GOI - 7.27% (08/04/2026)GOI - 6.84% (19/12/2022)GOI 8.24% 15/02/2027GOI - 8.20% (24/09/2025)GOI - 7.73% (19/12/2034)SDL Maharashtra 8.44% (26/11/2024)Government Securities TotalNon-Convertible Debentures/Bonds07.42 % Power Finance Corporation05.70 % Bajaj Housing Finance Ltd.06.40 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group)Varanasi Sangam Expressway Pvt. Ltd. - Frb09.95 % Food Corporation Of India Ltd.06.45 % ICICI Bank Ltd.Non-Convertible Debentures/Bonds TotalMoney Market InstrumentsCholamandalam Invt & Fin Co Ltd. - CPPanatone Finvest Ltd. - CPMoney Market Instruments Total

SOVSOVSOVSOVSOVSOVSOV


IND AAA

CRISIL AAA(CE)CRISIL AAA


NAV Movement



120,000126,78410.77%

128,516

13.58%120,701

1.10%

360,000422,33410.69%

438,878

13.35%390,037

5.29%

600,000749,002

8.82%797,548

11.35%698,817

6.05%

840,0001,146,752

8.76%1,227,476

10.67%1,057,224

6.48%

NANANANA

NANANA


Maturity Ladder

1) Nil – If redemption or switch out on or after attainment of retirement age i.e. 60years.2) Nil – In case of Auto switch out of units on occurrence of Auto switch trigger event.3) Exit Load is 1% – If redeemed before 61 months from the date of allotment. The above condtions applicable (w.e.f. 3rd May, 2019)

::


BENCHMARKCRISIL Short Term Debt Hybrid 75+25 Fund Index


Tata Retirement Savings Fund - Conservative Plan(An open ended retirement solution oriented scheme having a lock-in of 5 years or till retirement age (whichever is earlier))


- Including Net Current Assets


5.31%

: :

:



31%

3%

27%

35%

4%

A1+ / AAA

AAA(CE)

Equity

SOV


27.41%

21.37%33.40%

7.68%4.25%

2.01% 3.88%Equity Shares



Commercial Papers

Floating Rate Bonds


12.83%

24.15%

27.09%

0.00%

7.09%

28.84%

0.00% 5.00% 10.00% 15.00% 20.00% 25.00% 30.00% 35.00%

0 - 1 Yrs

1 - 3 Yrs

3 - 7 Yrs

7 - 10 Yrs

Abv 10 Yrs

Cash & Others

100

110

120

130

140

150


Tata Retirement Savings Fund - Reg - Conservative PlanCRISIL Short Term Debt Hybrid 75+25 Fund Index



INVESTMENT STYLE


DATE OF ALLOTMENT

October 14, 1995

FUND MANAGER

NAVDirectReg

: 45.645541.9457:

FUND SIZE

Rs. 277.45 (Rs. in Cr.)

TURN OVER


18.64%18.64%

MINIMUM INVESTMENT/ MUL TIPLES FOR NEW INVESTMENTRs. 500/- and in multiples of Rs. 500/- thereafter.

ADDITIONAL INVESTMENT/ MUL TIPLES FOR EXISTING INVESTORSRs. 500/- and in multiples of Rs. 500/- thereafter.LOAD STRUCTURE


PORTFOLIO

27445.29

556.62

2221.681617.67885.58612.15355.25344.20305.09

517.75

450.53396.68

434.92

459.33

858.08470.51380.16

558.00533.67483.15409.28404.75304.81

762.38

311.15298.56

98.93

2.01

8.015.833.192.211.281.241.10

1.87

1.621.43

1.57

1.66

3.091.701.37

2.011.921.741.481.461.10

2.75

1.121.08

720

2770001022004360082500

725000200000336000

50000

590017000

19500

26000

3600022400011500

250000223005100072000500001200

26800

5000063000

24050

31000

2700044000

54000

5900

76000

104009600

52000107004000

9700

8750032000

1000001380012000

114500

95000

340000

331.49

502.08

400.02299.40

422.04

294.31

1927.55

535.62447.28413.40386.34333.88

449.64

1459.281087.28

646.75541.47539.09465.39

651.08

379.95

1.19

1.81

1.441.08

1.52

1.06

6.95

1.931.611.491.391.20

1.62

5.263.922.331.951.941.68

2.35

1.37


Total Amount Invested (Rs.)Total Value as on Oct 31, 2021 (Rs.)ReturnsTotal Value of B: S&P BSE 200 TRIB: S&P BSE 200 TRITotal Value of AB: S&P BSE Sensex TRIAB: S&P BSE Sensex TRI(Inception date :14-Oct-1995) (First Installment date : 01-Feb-1996)

120,000147,50045.55%

146,07843.08%

144,08939.63%

360,000559,72130.97%

553,53430.14%

538,91128.13%

600,000961,44818.96%

1,003,18720.71%

1,004,95920.79%

840,0001,441,421

15.17%1,575,973

17.68%1,572,466

17.62%

1,200,0002,470,466

13.84%2,879,825

16.70%2,800,774

16.18%

3,090,00022,231,576

13.07%6,024,437

14.29%29,213,560

15.21%


An equity-oriented scheme that aims to create long term wealth through quality companies providing long term growth opportunities. The debt portion aims to generate regular income through quality debt securities.

The investment objective of the Scheme is to generate long term capital growth. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any return.


Compulsory Lock-in Option: 5 years or till the child attains age of majority (whichever is earlier). If redeemed before child attains 18 years of age, Exit load is 1% (Effective from May 3, 2018)


NAV Movement

Issuer NameICICI Bank Ltd.Reliance Industries Ltd.HDFC Bank Ltd.Infosys Ltd.Tata Consultancy Services Ltd.Kotak Mahindra Bank Ltd.Titan Company Ltd.HDFC Ltd.Bharti Airtel Ltd.Wipro Ltd.Total

% to NAV8.016.955.835.263.923.193.092.752.352.33

43.68

Equity & Equity Related TotalAuto AncillariesMRF Ltd.BanksICICI Bank Ltd.HDFC Bank Ltd.Kotak Mahindra Bank Ltd.Axis Bank Ltd.Karur Vysa Bank Ltd.Indian BankDcb Bank Ltd.Capital MarketsUti Asset Management Company Ltd.Cement & Cement ProductsUltratech Cement Ltd.ACC Ltd.ChemicalsDeepak Nitrite Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer DurablesTitan Company Ltd.Greenply Industries Ltd.Amber Enterprises India Ltd.Consumer Non DurablesITC Ltd.Hindustan Unilever Ltd.United Spirits Ltd.Marico Ltd.Tata Consumer Products Ltd.3m India Ltd.FinanceHousing Development Finance Corporation Ltd.GasGujarat Gas Ltd.Indraprastha Gas Ltd.

Industrial Capital GoodsThermax Ltd.Industrial ProductsGrindwell Norton Ltd.InsuranceICICI Lombard General Insurance Co. Ltd.HDFC Life Insurance Co. Ltd.PaperCentury Textiles & Industries Ltd.PesticidesBayer Cropscience Ltd.Petroleum ProductsReliance Industries Ltd.PharmaceuticalsDivi Laboratories Ltd.Dr Reddys Laboratories Ltd.Sun Pharmaceutical Industries Ltd.Alkem Laboratories Ltd.Sanofi India Ltd.RetailingAvenue Supermarts Ltd.SoftwareInfosys Ltd.Tata Consultancy Services Ltd.Wipro Ltd.Persistent Systems Ltd.Mindtree Ltd.Birlasoft Ltd.Telecom - ServicesBharti Airtel Ltd.TransportationGujarat Pipavav Port Ltd.


327.4527772.74

-27.5527745.19


1.18100.10

-0.10100.00

Large Cap

Mid Cap

Small Cap

67.67%

18.49%

13.84%


Company name No. of Shares Market ValueRs. Lakhs

% of Assets

Company name No. of Shares Market ValueRs. Lakhs

% of Assets



19.320.270.880.971.720.16

21.600.251.001.001.54

NA

Amey Sathe (Managing Since 09-Mar-21 and overall experience of 15 years)


MONTHLY AVERAGE AUM

Rs. 281.20 (Rs. in Cr.)


2.032.58


Tata Young Citizens’ Fund(An open ended fund for investment for children having a lock-in for at least 5 years or till the child attains age of majority (whichever is earlier))



29.99%17.08%

15.87%9.14%

7.63%3.05%3.00%

2.35%2.01%1.66%1.62%1.57%1.52%1.37%1.06%

0.00% 7.00% 14.00% 21.00% 28.00% 35.00%


Consumer GoodsOil & Gas

PharmaCement & Cement Products

Industrial ManufacturingTelecom

AutomobileConstruction

Consumer ServicesChemicals

Paper And JuteServices


7094

118142166190


Tata Young Citizens Fund - Reg S&P BSE 200 TRI

SCHEME PERFORMANCE

www.tatamutualfund.com TATA MUTUAL FUND 54Note: * Benchmark;# Additional benchmark; Amount in rupees denotes Value of Standard Investment of Rs. 10,000. Refer to page number 68 for disclaimer on scheme performance.

Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Abhinav Sharma

Tata Infrastructure Fund S&P BSE IndiaInfrastructure TRI* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.

1 Year 85.43% 18,512 99.21% 19,883 53.72% 15,354

3 Year 21.77% 18,045 16.06% 15,627 20.82% 17,625

5 Year 13.35% 18,727 9.59% 15,818 16.81% 21,761

Since Inception 13.91% 89,630 NA NA 14.97% 104,763

Inception date: 31-Dec-04 Managing since: 09-Mar-21

Tata Mid Cap Growth Fund$ Nifty Midcap 100 TRI* Nifty 50 TRI#


1 Year 64.18% 16,395 80.47% 18,018 53.72% 15,354

3 Year 28.82% 21,362 22.18% 18,230 20.82% 17,625

5 Year 19.84% 24,741 15.13% 20,241 16.81% 21,761


Inception date: 01-Jul-94 Managing since: 09-Mar-21$Abhinav Sharma is the Assistant Fund Manager since Mar 9, 2021

Tata Indian Sharia Equity Fund

Nifty 500 Shariah TRI* Nifty 50 TRI#


1 Year 85.33% 18,533 93.53% 19,353 87.66% 18,766

3 Year NA NA NA NA NA NA


Since Inception 54.60% 20,174 63.18% 22,008 56.64% 20,604

Inception date: 09-Mar-21 Managing since: 20-Mar-20

Lumpsum Performance of schemes managed by Akhil Mittal


CRISIL Hybrid 35+65 - Aggressive Index* S&P BSE Sensex TRI#


1 Year 27.40% 12,731 36.69% 13,657 51.40% 15,123



Since Inception 14.50% 14,518 18.65% 16,012 21.75% 17,191

Inception date: 28-Jan-19 Managing since: 09-Jan-19

Tata Dynamic Bond Fund CRISIL CompositeBond Fund Index* Crisil 10 Yr Gilt Index#


1 Year 4.25% 10,425 3.87% 10,387 1.65% 10,165

3 Year 7.23% 12,328 9.74% 13,212 8.30% 12,698

5 Year 6.02% 13,402 7.58% 14,414 5.85% 13,291

Since Inception 6.82% 33,167 6.93% 33,780 5.77% 27,698

Inception date: 3-Sep-03 Managing since: 26-Jun-14

Tata TreasuryAdvantage Fund## &

CRISIL Low DurationDebt Index* Crisil 1 Yr T-Bill Index#


1 Year 3.78% 10,378 4.39% 10,439 3.51% 10,351

3 Year 4.76% 11,495 7.09% 12,279 6.02% 11,915

5 Year 5.63% 13,152 7.07% 14,077 6.01% 13,394

Since Inception 7.35% 31,443 7.51% 32,198 6.15% 26,237

Inception date: 06-Sep-05 Managing since: 26-Jun-14The creation of Segregrated Portfolio 1 in the scheme has impacted the NAV of the scheme to the extent of (-1.66% ) of NAV on 14th June 2019; & Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

Tata Income Fund CRISIL Medium to LongTerm Debt Index* Crisil 10 Yr Gilt Index#


1 Year 2.43% 10,243 4.47% 10,447 1.65% 10,165

3 Year 8.12% 12,635 10.19% 13,375 8.30% 12,698

5 Year 6.20% 13,512 7.85% 14,599 5.85% 13,291

Since Inception 8.03% 66,470 10.24% 109,284 NA NA

Inception date: 28-Apr-97 Managing since: 26-Jun-14


Crisil Ultra Short Term Debt Index*

CRISIL 1 Year T-Bill Index#


1 Year 3.07% 10,307 4.17% 10,417 3.51% 10,351



Since Inception 5.08% 11,471 6.09% 11,781 5.70% 11,661


Tata Treasury Advantage Fund (Segregated Portfolio 1) &

Crisil Low Duration Debt Index*



1 Year 149.96% 24,996 4.39% 10,439 3.51% 10,351



Since Inception 24.67% 16,884 6.45% 11,601 5.32% 11,309

Inception date: 15-Jun-19 Managing since: 14-Jun-19 & Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

Tata Flexi Cap Fund$ S&P BSE 500 TRI* S&P BSE Sensex TRI


1 Year 45.49% 14,534 59.64% 15,944 51.40% 15,123

3 Year 18.56% 16,658 21.50% 17,928 21.26% 17,821


Since Inception 16.56% 16,200 16.13% 16,013 16.27% 16,074

Inception date: 06-Sep-18 Managing since: 01-Nov-19$Abhinav Sharma is the Assistant Fund Manager since Nov 1, 2019

Tata Ethical Fund Nifty 500 Shariah TRI* Nifty 50 TRI#


1 Year 54.33% 15,415 54.39% 15,421 53.72% 15,354

3 Year 22.09% 18,187 24.55% 19,309 20.82% 17,625

5 Year 15.10% 20,213 18.37% 23,264 16.81% 21,761


Inception date: 24-May-96 Managing since: 06-Sep-21

SCHEME PERFORMANCE


Lumpsum Performance of Open Ended Schemes

Tata Money Market Fund Crisil Money Market Index*


Period Return % Rs. Return % Rs. Return % Rs.7 Day -1.09% 9,998 2.59% 10,004 -0.16% 10,00015 Day 1.06% 10,005 2.28% 10,011 -0.07% 10,00030 Day 2.46% 10,020 3.20% 10,026 1.40% 10,0111 Year 3.84% 10,384 4.01% 10,401 3.51% 10,3513 Year 6.47% 12,066 5.97% 11,897 6.02% 11,9155 Year 5.03% 12,780 6.43% 13,653 6.01% 13,387Since Inception 6.77% 33,475 6.99% 34,817 5.94% 28,978Inception date: 22-May-03 Managing since: 16-Oct-13

Tata Corporate Bond Fund (Segregated Portfolio 1)

Crisil Corporate Bond Composite Index*


Period Return % Rs. Return % Rs. Return % Rs.1 Year 112.58% 21,258 5.46% 10,546 3.51% 10,3513 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 24.67% 16,882 9.28% 12,346 5.32% 11,309Inception date: 15-Jun-19 Managing since: 14-Jun-19


CRISIL Banking and PSU Debt Index*

CRISIL 10 Year Gilt Index#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 4.17% 10,417 4.61% 10,461 1.65% 10,1653 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 7.28% 11,553 7.69% 11,644 5.38% 11,136Inception date: 10-Oct-19 Managing since: 06-Sep-19

Lumpsum Performance of schemes managed by Amey Sathe

Tata Overnight Fund Crisil Overnight Index* CRISIL 1 Year T-Bill Index#

Period Return % Rs. Return % Rs. Return % Rs.7 Day 3.11% 10,005 3.33% 10,005 -0.16% 10,00015 Day 3.12% 10,012 3.34% 10,013 -0.07% 10,00030 Day 3.03% 10,024 3.24% 10,025 1.40% 10,0111 Year 3.02% 10,302 3.20% 10,320 3.51% 10,3513 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 3.84% 11,030 3.97% 11,066 5.47% 11,485Inception date: 27-Mar-19 Managing since: 25-Mar-19

Tata Liquid Fund& Crisil Liquid Fund Index* CRISIL 1 Year T-Bill Index#

Period Return % Rs. Return % Rs. Return % Rs.7 Day 2.89% 10,005 3.27% 10,005 -0.16% 10,00015 Day 2.31% 10,009 2.82% 10,011 -0.07% 10,00030 Day 2.89% 10,023 3.30% 10,026 1.40% 10,0111 Year 3.12% 10,312 3.55% 10,355 3.51% 10,3513 Year 4.92% 11,550 5.24% 11,658 6.02% 11,9175 Year 5.73% 13,216 5.95% 13,351 6.01% 13,390Since Inception 7.17% 32,843 6.82% 31,030 6.07% 27,527Inception date: 01-Sep-04 Managing since: 16-Oct-13

&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

Tata Small Cap Fund Nifty Smallcap 100 TRI* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 93.74% 19,339 87.15% 18,683 53.72% 15,3543 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 28.76% 21,158 21.34% 17,742 20.69% 17,461Inception date: 12-Nov-18 Managing since: 19-Oct-18

Tata Hybrid Equity Fund Crisil Hybrid 25+75- Aggressive Index* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 44.85% 14,470 42.40% 14,227 51.40% 15,1233 Year 15.87% 15,549 19.02% 16,854 21.26% 17,8215 Year 10.33% 16,354 14.83% 19,980 17.60% 22,514Since Inception 15.66% 443,771 NA NA 13.06% 245,887Inception date: 08-Oct-95 Managing since: 03-Sep-18

(Manages equity portfolio)

TataLarge & Mid Cap Fund

Nifty Large Midcap 250 TRI* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 52.46% 15,228 65.38% 16,515 51.40% 15,1233 Year 21.19% 17,790 22.56% 18,401 21.26% 17,8215 Year 14.32% 19,538 17.12% 22,054 17.60% 22,514Since Inception 12.93% 327,217 NA NA 12.79% 316,072Inception date: 25-Feb-93 Managing since: 03-Sep-18

Lumpsum Performance of schemes managed by Chandraprakash Padiyar

Lumpsum Performance of schemes managed by Amit Somani

Tata Large Cap Fund S&P BSE Sensex TRI*

Period Return % Rs. Return % Rs. Return % Rs.1 Year 60.55% 16,034 51.40% 15,123 NA NA3 Year 19.64% 17,117 21.26% 17,821 NA NA5 Year 13.80% 19,098 17.60% 22,514 NA NASince Inception 20.10% 739,536 13.89% 212,457 NA NAInception date: 07-May-98 Managing since: 09-Mar-21

Tata Young Citizens Fund S&P BSE 200 TRI* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 57.31% 15,711 57.54% 15,734 51.40% 15,1233 Year 21.62% 17,982 21.33% 17,853 21.26% 17,8215 Year 13.06% 18,482 16.69% 21,658 17.60% 22,514Since Inception 13.18% 251,677 13.30% 258,801 13.09% 247,011Inception date: 14-Oct-95 Managing since: 09-Mar-21

Tata Indian Opportunities Fund (Japan) S&P BSE Sensex TRI

Period Return % Rs. Return % Rs. Return % Rs.1 Year 78.31% 17,831 86.20% 18,620 NA NA3 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 48.22% 18,851 54.83% 20,224 NA NAInception date: 20-Mar-20 Managing since: 20-Mar-20

Tata Banking AndFinancial Services Fund$

Nifty FinancialServices TRI*

Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 51.98% 15,180 62.53% 16,232 53.72% 15,3543 Year 20.31% 17,407 21.44% 17,902 20.82% 17,6255 Year 15.31% 20,400 19.10% 23,990 16.81% 21,761Since Inception 18.57% 27,041 19.19% 27,888 16.19% 24,026Inception date: 28-Dec-15 Managing since: 18-Jun-18

$Amey Sathe is the Assistant Fund Manager since June 18, 2018

Tata Equity P/E Fund$ S&P BSE Sensex TRI*

Period Return % Rs. Return % Rs. Return % Rs.1 Year 48.36% 14,820 51.40% 15,123 NA NA3 Year 17.11% 16,054 21.26% 17,821 NA NA5 Year 13.50% 18,847 17.60% 22,514 NA NASince Inception 18.88% 200,672 17.18% 156,366 NA NAInception date: 29-Jun-04 Managing since: 18-Jun-18

$Amey Sathe is the Assistant Fund Manager since June 18, 2018

SCHEME PERFORMANCE


Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Chandraprakash Padiyar (Contd.)

TataLarge & Mid Cap Fund$

Nifty Large Midcap 250 TRI*

S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 52.46% 15,228 65.38% 16,515 51.40% 15,1233 Year 21.19% 17,790 22.56% 18,401 21.26% 17,8215 Year 14.32% 19,538 17.12% 22,054 17.60% 22,514Since Inception 12.93% 327,217 NA NA 12.79% 316,072Inception date: 25-Feb-93 Managing since: 01-Nov-19

$Meeta Shetty is the Assistant Fund Manager since Nov 1, 2019

Tata Digital India Fund S&P BSE IT TRI* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 85.61% 18,530 61.67% 16,146 51.40% 15,1233 Year 36.96% 25,669 34.54% 24,336 21.26% 17,8215 Year 32.18% 40,405 29.76% 36,842 17.60% 22,514Since Inception 25.12% 37,025 23.24% 33,885 16.59% 24,509Inception date: 28-Dec-15 Managing since: 09-Mar-21

Tata India Pharma AndHealthcare Fund Nifty Pharma TRI* Nifty 50 TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 27.85% 12,776 24.34% 12,427 53.72% 15,3543 Year 24.05% 19,078 13.27% 14,529 20.82% 17,6255 Year 12.50% 18,030 4.39% 12,398 16.81% 21,761Since Inception 9.64% 17,118 3.16% 11,996 16.19% 24,026Inception date: 28-Dec-15 Managing since: 09-Mar-21

Lumpsum Performance of schemes managed by Murthy Nagarajan

Tata Equity Savings Fund NIFTY Equity Savings Index*


Period Return % Rs. Return % Rs. Return % Rs.1 Year 18.41% 11,836 20.07% 12,001 1.66% 10,1653 Year 9.92% 13,279 11.94% 14,024 8.30% 12,6985 Year 6.99% 14,027 10.20% 16,260 5.85% 13,291Since Inception 7.37% 46,175 NA NA NA NAInception date: 27-Apr-00 Managing since: 01-Apr-17

(Manages debt portfolio)

Tata Gilt Securities Fund Crisil Dynamic Gilt Index*

CRISIL 10 Year GiltIndex#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 1.21% 10,121 3.41% 10,341 1.65% 10,1653 Year 7.69% 12,485 9.40% 13,091 8.30% 12,6985 Year 5.87% 13,307 7.12% 14,111 5.85% 13,291Since Inception 8.63% 62,668 9.03% 67,915 NA NAInception date: 06-Sep-99 Managing since: 14-Sep-19

Tata Medium Term Fund (Segregated Portfolio 1)&

Crisil Medium Term Debt Index*



1 Year 181.97% 28,197 5.27% 10,527 1.65% 10,165



Since Inception 24.67% 16,885 9.56% 12,423 6.24% 11,545

Inception date: 15-Jun-19 Managing since: 06-Feb-20&Murthy Nagarajan is the Co-Fund Manager since Feb 6, 2020

Tata Hybrid Equity Fund CRISIL Hybrid 25+75- Aggressive Index* S&P BSE Sensex TRI#


1 Year 44.85% 14,470 42.40% 14,227 51.40% 15,123

3 Year 15.87% 15,549 19.02% 16,854 21.26% 17,821

5 Year 10.33% 16,354 14.83% 19,980 17.60% 22,514


Inception date: 08-Oct-95 Managing since: 01-Apr-17



65% S&P BSE 200 TRI + 15% CRISIL Short Term Bond Fund

Index + 20% iCOMDEX Composite Index*

S&P BSE Sensex TRI#


1 Year 38.36% 13,824 41.65% 14,152 51.40% 15,123



Since Inception 29.44% 15,327 26.96% 14,844 31.67% 15,765


TataMedium Term Fund## &

CRISIL Medium TermDebt Index* Crisil 10 Yr Gilt Index#


1 Year 5.22% 10,522 5.27% 10,527 1.65% 10,165

3 Year 2.29% 10,702 10.09% 13,340 8.30% 12,698

5 Year 3.30% 11,764 8.17% 14,818 5.85% 13,291


Inception date: 11-Nov-02 Managing since: 06-Feb-20The creation of Segregrated Portfolio 1 in the scheme has impacted the NAV of the scheme to the extent of (-5.15% ) of NAV on 14th June 2019.&Murthy Nagarajan is the Co-Fund Manager since Feb 6, 2020

Lumpsum Performance of schemes managed by Meeta Shetty

Tata India Equity Fund (UCITS) - Plan B

MSCI India Nifty 50 TRI

Period Return % Rs. Return % Rs. Return % Rs.1 Year 57.60% 15,760 50.21% 15,021 89.80% 18,9803 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 81.13% 29,180 42.80% 19,008 20.56% 14,009Inception date: 10-Jan-20 Managing since: 10-Jan-20

SCHEME PERFORMANCE


Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Murthy Nagarajan (Contd.)

Tata Short TermBond Fund&

Crisil Short Term Bond Fund Index*



1 Year 3.04% 10,304 4.84% 10,484 1.65% 10,165

3 Year 7.58% 12,447 8.59% 12,803 8.30% 12,698

5 Year 5.46% 13,048 7.54% 14,388 5.85% 13,291

Since Inception 7.30% 38,763 7.31% 38,844 6.46% 33,317

Inception date: 08-Aug-02 Managing since: 01-Apr-17&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

Tata Retirement SavingsFund- Conservative Plan

CRISIL Short Term DebtHybrid 75+25 Fund Index*



1 Year 12.36% 11,236 16.34% 11,634 1.65% 10,165

3 Year 10.15% 13,363 12.27% 14,146 8.30% 12,698

5 Year 8.13% 14,786 10.19% 16,256 5.85% 13,291

Since Inception 9.59% 24,991 10.39% 26,872 7.45% 20,512

Inception date: 01-Nov-11 Managing since: 01-Apr-17

Lumpsum Performance of schemes managed by Sailesh Jain


CRISIL Hybrid 35+65 - Aggressive Index* S&P BSE Sensex TRI#


1 Year 27.40% 12,731 36.69% 13,657 51.40% 15,1233 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 14.50% 14,518 18.65% 16,012 21.75% 17,191Inception date: 28-Jan-19 Managing since: 09-Jan-19

Tata Arbitrage Fund Nifty 50 Arbitrage Index*



1 Year 3.74% 10,373 3.90% 10,389 3.51% 10,3503 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 5.12% 11,538 4.40% 11,312 5.81% 11,756Inception date: 18-Dec-18 Managing since: 10-Dec-18

Tata Equity Savings Fund NIFTY Equity Savings Index*



1 Year 18.41% 11,836 20.07% 12,001 1.66% 10,1653 Year 9.92% 13,279 11.94% 14,024 8.30% 12,6985 Year 6.99% 14,027 10.20% 16,260 5.85% 13,291Since Inception 7.37% 46,175 NA NA NA NAInception date: 27-Apr-00 Managing since: 09-Nov-18

Tata Nifty Exchange Traded Fund Nifty 50 TRI*


1 Year 53.44% 15,326 53.72% 15,354 NA NA3 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 19.96% 16,728 20.05% 16,765 NA NA

Inception date: 01-Jan-19 Managing since: 17-Dec-18


65% S&P BSE 200 TRI + 15% CRISIL Short Term Bond Fund Index + 20%

iCOMDEX Composite Index*

S&P BSE Sensex TRI#


1 Year 38.36% 13,824 41.65% 14,152 51.40% 15,1233 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 29.44% 15,327 26.96% 14,844 31.67% 15,765


(Manages Equity- Arbitrage portfolio)

Tata Nifty Private Bank Exchange Traded Fund Nifty Private Bank TRI* Nifty 50 TRI#



Inception date: 30-Aug-19 Managing since: 16-Aug-19

Tata Quant Fund S&P BSE 200 TRI* S&P BSE Sensex TRI#




Tata Retirement SavingsFund - Moderate Plan

CRISIL Hybrid 25+75- Aggressive Index*

S&P BSE Sensex TRI#


1 Year 35.23% 13,512 42.40% 14,227 51.40% 15,123

3 Year 16.69% 15,882 19.02% 16,854 21.26% 17,821

5 Year 13.49% 18,840 14.83% 19,980 17.60% 22,514

Since Inception 15.89% 43,683 13.87% 36,644 14.54% 38,882


Tata Retirement SavingsFund - Progressive Plan

S&P BSE 200 TRI* S&P BSE Sensex TRI#


1 Year 40.69% 14,056 57.54% 15,734 51.40% 15,123

3 Year 18.84% 16,775 21.33% 17,853 21.26% 17,821

5 Year 15.10% 20,220 16.69% 21,658 17.60% 22,514

Since Inception 15.97% 43,994 15.17% 41,049 14.54% 38,882



SCHEME PERFORMANCE


Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Satish Chandra Mishra

Tata Small Cap Fund$ Nifty Smallcap 100 TRI* Nifty 50 TRI#


1 Year 93.74% 19,339 87.15% 18,683 53.72% 15,354



Since Inception 28.76% 21,158 21.34% 17,742 20.69% 17,461

Inception date: 12-Nov-18 Managing since: 01-Nov-19$Satish Chandra Mishra is the Assistant Fund Manager since Nov 1, 2019

Tata Hybrid Equity Fund$ Crisil Hybrid 25+75- Aggressive Index*

S&P BSE Sensex TRI#


1 Year 44.85% 14,470 42.40% 14,227 51.40% 15,123

3 Year 15.87% 15,549 19.02% 16,854 21.26% 17,821

5 Year 10.33% 16,354 14.83% 19,980 17.60% 22,514


Inception date: 08-Oct-95 Managing since: 01-Nov-19$Satish Chandra Mishra is the Assistant Fund Manager since Nov 1, 2019


Nifty Midcap 100 TRI* Nifty 50 TRI#


1 Year 64.18% 16,395 80.47% 18,018 53.72% 15,354

3 Year 28.82% 21,362 22.18% 18,230 20.82% 17,625

5 Year 19.84% 24,741 15.13% 20,241 16.81% 21,761


Inception date: 01-Jul-94 Managing since: 09-Mar-21

Tata Resources& Energy Fund

Nifty Commodities TRI* Nifty 50 TRI#


1 Year 75.82% 17,555 80.39% 18,010 53.72% 15,354

3 Year 30.04% 21,974 21.98% 18,140 20.82% 17,625

5 Year 17.60% 22,508 15.17% 20,282 16.81% 21,761

Since Inception 20.03% 29,056 18.54% 27,005 16.19% 24,026


Lumpsum Performance of schemes managed by Sonam Udasi

Tata Equity P/E Fund S&P BSE Sensex TRI*

Period Return % Rs. Return % Rs. Return % Rs.1 Year 48.36% 14,820 51.40% 15,123 NA NA3 Year 17.11% 16,054 21.26% 17,821 NA NA5 Year 13.50% 18,847 17.60% 22,514 NA NASince Inception 18.88% 200,672 17.18% 156,366 NA NAInception date: 29-Jun-04 Managing since: 01-Apr-16

Tata Index Fund- Nifty Plan Nifty 50 TRI*

Period Return % Rs. Return % Rs. Return % Rs.1 Year 52.26% 15,209 53.72% 15,354 NA NA3 Year 19.79% 17,181 20.82% 17,625 NA NA5 Year 15.83% 20,865 16.81% 21,761 NA NASince Inception 16.53% 174,498 17.89% 216,581 NA NAInception date: 25-Feb-03 Managing since: 01-Apr-16

Tata Flexi Cap Fund S&P BSE 500 TRI* S&P BSE Sensex TRI#

Period Return % Rs. Return % Rs. Return % Rs.1 Year 45.49% 14,534 59.64% 15,944 51.40% 15,1233 Year 18.56% 16,658 21.50% 17,928 21.26% 17,8215 Year NA NA NA NA NA NASince Inception 16.56% 16,200 16.13% 16,013 16.27% 16,074Inception date: 06-Sep-18 Managing since: 17-Aug-18


Nifty IndiaConsumption TRI* Nifty 50 TRI#


1 Year 47.52% 14,736 42.44% 14,230 53.72% 15,354

3 Year 16.48% 15,797 16.72% 15,896 20.82% 17,625

5 Year 18.07% 22,968 14.18% 19,424 16.81% 21,761

Since Inception 18.06% 26,373 13.66% 21,127 16.19% 24,026

Inception date: 28-Dec-15 Managing since: 01-Apr-16


Crisil Hybrid 25+75- Aggressive Index* S&P BSE Sensex TRI#


1 Year 35.23% 13,512 42.40% 14,227 51.40% 15,123

3 Year 16.69% 15,882 19.02% 16,854 21.26% 17,821

5 Year 13.49% 18,840 14.83% 19,980 17.60% 22,514

Since Inception 15.89% 43,683 13.87% 36,644 14.54% 38,882


Tata Index Fund- Sensex Plan S&P BSE Sensex TRI*


1 Year 48.54% 14,838 51.40% 15,123 NA NA

3 Year 19.87% 17,215 21.26% 17,821 NA NA

5 Year 16.43% 21,410 17.60% 22,514 NA NA


Inception date: 25-Feb-03 Managing since: 01-Apr-16

Tata Retirement SavingsFund - Progressive Plan S&P BSE 200 TRI* S&P BSE Sensex TRI#


1 Year 40.69% 14,056 57.54% 15,734 51.40% 15,123

3 Year 18.84% 16,775 21.33% 17,853 21.26% 17,821

5 Year 15.10% 20,220 16.69% 21,658 17.60% 22,514

Since Inception 15.97% 43,994 15.17% 41,049 14.54% 38,882


Tata Retirement SavingsFund - Conservative Plan

CRISIL Short Term DebtHybrid 75+25 Fund Index* Crisil 10 Yr Gilt Index#


1 Year 12.36% 11,236 16.34% 11,634 1.65% 10,165

3 Year 10.15% 13,363 12.27% 14,146 8.30% 12,698

5 Year 8.13% 14,786 10.19% 16,256 5.85% 13,291

Since Inception 9.59% 24,991 10.39% 26,872 7.45% 20,512


(Manages equity portfolio)

SCHEME PERFORMANCE


Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Rahul Singh


CRISIL Hybrid 35+65 - Aggressive Index*

S&P BSE Sensex TRI#


1 Year 27.40% 12,731 36.69% 13,657 51.40% 15,123



Since Inception 14.50% 14,518 18.65% 16,012 21.75% 17,191





S&P BSE Sensex TRI#


1 Year 38.36% 13,824 41.65% 14,152 51.40% 15,123



Since Inception 29.44% 15,327 26.96% 14,844 31.67% 15,765

Inception date: 04-Mar-20 Managing since: 12-Mar-20Tata Focused Equity

FundS&P BSE 200 TRI* S&P BSE Sensex TRI#


1 Year 60.41% 16,020 57.54% 15,734 51.40% 15,123



Since Inception 24.57% 15,184 26.32% 15,592 23.19% 14,866


Tata Liquid Fund& Crisil Liquid Fund Index* CRISIL 1 Year T-Bill Index#

Period Return % Rs. Return % Rs. Return % Rs.7 Day 2.89% 10,005 3.27% 10,005 -0.16% 10,00015 Day 2.31% 10,009 2.82% 10,011 -0.07% 10,00030 Day 2.89% 10,023 3.30% 10,026 1.40% 10,0111 Year 3.12% 10,312 3.55% 10,355 3.51% 10,3513 Year 4.92% 11,550 5.24% 11,658 6.02% 11,9175 Year 5.73% 13,216 5.95% 13,351 6.01% 13,390Since Inception 7.17% 32,843 6.82% 31,030 6.07% 27,527Inception date: 01-Sep-04 Managing since: 06-Feb-20

&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

Lumpsum Performance of schemes managed by Abhishek Sonthalia

Tata Medium Term Fund& Crisil Medium Term Debt Index*



1 Year 5.22% 10,522 5.27% 10,527 1.65% 10,165

3 Year 2.29% 10,702 10.09% 13,340 8.30% 12,698

5 Year 3.30% 11,764 8.17% 14,818 5.85% 13,291


Inception date: 11-Nov-02 Managing since: 06-Feb-20& Murthy Nagarajan is the Co-Fund Manager since Feb 6, 2020

Tata Medium Term Fund (Segregated Portfolio 1)&




1 Year 181.97% 28,197 5.27% 10,527 1.65% 10,165



Since Inception 24.67% 16,885 9.56% 12,423 6.24% 11,545

Inception date: 15-Jun-19 Managing since: 06-Feb-20&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

Tata Short Term Bond Fund&




1 Year 3.04% 10,304 4.84% 10,484 1.65% 10,165

3 Year 7.58% 12,447 8.59% 12,803 8.30% 12,698

5 Year 5.46% 13,048 7.54% 14,388 5.85% 13,291

Since Inception 7.30% 38,763 7.31% 38,844 6.46% 33,317

Inception date: 08-Aug-02 Managing since: 06-Feb-20&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

Tata Treasury Advantage Fund&




1 Year 3.78% 10,378 4.39% 10,439 3.51% 10,351

3 Year 4.76% 11,495 7.09% 12,279 6.02% 11,915

5 Year 5.63% 13,152 7.07% 14,077 6.01% 13,394

Since Inception 7.35% 31,443 7.51% 32,198 6.15% 26,237

Inception date: 06-Sep-05 Managing since: 06-Feb-20&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

Tata Treasury Advantage Fund (Segregated Portfolio 1)&




1 Year 149.96% 24,996 4.39% 10,439 3.51% 10,351



Since Inception 24.67% 16,884 6.45% 11,601 5.32% 11,309

Inception date: 15-Jun-19 Managing since: 06-Feb-20&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020

SCHEME PERFORMANCE


Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Venkat Samala

Tata Digital India Fund& S&P BSE IT TRI* S&P BSE Sensex TRI#


1 Year 85.61% 18,530 61.67% 16,146 51.40% 15,123

3 Year 36.96% 25,669 34.54% 24,336 21.26% 17,821

5 Year 32.18% 40,405 29.76% 36,842 17.60% 22,514

Since Inception 25.12% 37,025 23.24% 33,885 16.59% 24,509

Inception date: 28-Dec-15 Managing since: 26-Nov-20&Venkat Samala is the Fund Manager - Overseas Investment since Nov 26, 2020




1 Year 60.41% 16,020 57.54% 15,734 51.40% 15,123



Since Inception 24.57% 15,184 26.32% 15,592 23.19% 14,866

Inception date: 05-Dec-19 Managing since: 26-Nov-20&Venkat Samala is the Fund Manager - Overseas Investment since Nov 26, 2020

Tata Large Cap Fund& S&P BSE Sensex TRI*


1 Year 60.55% 16,034 51.40% 15,123 NA NA

3 Year 19.64% 17,117 21.26% 17,821 NA NA

5 Year 13.80% 19,098 17.60% 22,514 NA NA


Inception date: 07-May-98 Managing since: 26-Nov-20& Venkat Samala is the Fund Manager - Overseas Investment since Nov 26, 2020

Lumpsum Performance of schemes managed by Aurobinda Prasad Gayan




S&P BSE Sensex TRI#


1 Year 38.36% 13,824 41.65% 14,152 51.40% 15,123



Since Inception 29.44% 15,327 26.96% 14,844 31.67% 15,765

Inception date: 04-Mar-20 Managing since: 12-Mar-20(Manages Commodity portfolio)

Tata India Tax Savings Fund S&P BSE Sensex TRI*


1 Year 55.18% 15,499 51.40% 15,123 NA NA

3 Year 20.05% 17,292 21.26% 17,821 NA NA

5 Year 14.60% 19,778 17.60% 22,514 NA NA



Lumpsum Performance of schemes managed by Tejas Gutka

SCHEME PERFORMANCE


Lumpsum Performance of Close Ended SchemesLumpsum Performance of schemes managed by Akhil Mittal

Tata FMP - Series 56 - Scheme D


CRISIL 10 YearGilt Index#


1 Year 3.91% 10,391 5.27% 10,527 1.65% 10,165

3 Year 8.14% 12,642 10.09% 13,340 8.30% 12,698


Since Inception 8.13% 12,661 10.04% 13,347 8.38% 12,750

Inception date: 23-Oct-18 Managing since: 12-Oct-18

Tata FMP - Series 56 - Scheme F




1 Year 3.93% 10,393 5.27% 10,527 1.65% 10,165



Since Inception 8.54% 12,708 9.95% 13,195 8.02% 12,529

Inception date: 27-Nov-18 Managing since: 19-Nov-18

SCHEME PERFORMANCE


SIP Performance of Open Ended SchemesSIP Performance of schemes managed by Abhinav Sharma


(Segregated Portfolio 1)



Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.

1 Year 120,000 331.63% 285,408 4.24% 122,697 3.41% 122,168

3 Year NA NA NA NA NA NA NA


Since Inception 280,000 79.06% 607,974 5.47% 298,685 4.33% 294,749

Inception date: 15-Jun-19 First Installment date: 01-Jul-19 Managing since: 14-Jun-19


Crisil Ultra Short Term Debt Index*



1 Year 120,000 3.07% 121,958 4.10% 122,609 3.41% 122,168



Since Inception 330,000 4.12% 349,480 5.20% 354,746 4.67% 352,156

Inception date: 22-Jan-19 First Installment date: 01-Feb-19 Managing since: 11-Jan-19

TataInfrastructure Fund

S&P BSE IndiaInfrastructure TRI*

Nifty 50 TRI#


1 Year 120,000 59.42% 155,335 62.57% 157,087 40.83% 144,782

3 Year 360,000 33.78% 580,768 32.56% 571,536 28.48% 541,447

5 Year 600,000 19.73% 979,448 16.47% 904,762 20.32% 993,751

Since Inception 2,010,000 11.75% 5,892,613 10.32% 3,430,447 13.83% 7,221,764

Inception date: 31-Dec-04 First Installment date: 01-Feb-05 Managing since: 09-Mar-21


Nifty Midcap 100 TRI*

Nifty 50 TRI#


1 Year 120,000 49.12% 149,538 59.18% 155,202 40.83% 144,782

3 Year 360,000 35.49% 593,854 38.33% 616,024 28.48% 541,447

5 Year 600,000 24.81% 1,107,092 22.16% 1,038,871 20.32% 993,751

Since Inception 2,120,000 18.33% 14,125,724 16.24% 10,506,871 14.21% 8,488,408

Inception date: 01-Jul-94 First Installment date: 01-Jul-94 Managing since: 09-Mar-21

Tata Flexi Cap Fund S&P BSE 500 TRI*S&P BSE Sensex

TRI#


1 Year 120,000 37.85% 143,055 44.64% 146,975 39.63% 144,089

3 Year 360,000 25.72% 521,675 30.99% 559,845 28.13% 538,911


Since Inception 370,000 25.22% 538,147 30.26% 576,982 27.53% 555,731

Inception date: 06-Sep-18 First Installment date: 01-Oct-18 Managing since: 01-Nov-19

SIP Performance of schemes managed by Akhil Mittal



S&P BSE Sensex TRI#


1 Year 120,000 20.85% 132,971 28.37% 137,482 39.63% 144,089



Since Inception 330,000 18.78% 424,544 23.86% 452,699 29.85% 487,256


TataDynamic Bond Fund

CRISIL Composite Bond Fund Index*

Crisil 10 Yr GiltIndex#


1 Year 120,000 4.71% 122,993 4.50% 122,863 1.10% 120,701

3 Year 360,000 6.33% 396,119 7.74% 404,468 5.29% 390,037

5 Year 600,000 6.22% 701,859 7.94% 732,733 6.05% 698,817

Since Inception 2,170,000 7.19% 4,350,483 7.87% 4,662,551 6.57% 4,086,260

Inception date: 03-Sep-03 First Installment date: 01-Oct-03 Managing since: 26-Jun-14

Tata Income Fund CRISIL Medium toLong Term Debt Index*

Crisil 10 Yr Gilt Index#


1 Year 120,000 3.23% 122,054 5.38% 123,414 1.10% 120,701

3 Year 360,000 6.68% 398,172 8.41% 408,471 5.29% 390,037

5 Year 600,000 6.54% 707,504 8.36% 740,343 6.05% 698,817

Since Inception 2,910,000 7.16% 7,574,766 9.05% 9,973,278 6.54% 4,917,250

Inception date: 28-Apr-97 First Installment date: 01-Aug-97 Managing since: 26-Jun-14

Tata Treasury Advantage Fund##

CRISIL Low DurationDebt Index*

Crisil 1 Yr T-BillIndex#


1 Year 120,000 3.70% 122,355 4.24% 122,697 3.41% 122,168

3 Year 360,000 4.80% 387,150 6.01% 394,245 4.87% 387,587

5 Year 600,000 5.12% 682,657 6.70% 710,283 5.64% 691,741

Since Inception 1,930,000 7.12% 3,538,788 7.64% 3,708,056 6.38% 3,315,169

Inception date: 06-Sep-05 First Installment date: 01-Oct-05 Managing since: 26-Jun-14

SIP Performance of schemes managed by Amey Sathe

Tata Banking andFinancial Services Fund

Nifty FinancialServices TRI* Nifty 50 TRI#


1 Year 120,000 31.87% 139,553 39.08% 143,766 40.83% 144,782

3 Year 360,000 23.35% 505,084 26.70% 528,598 28.48% 541,447

5 Year 600,000 16.93% 915,005 20.79% 1,005,035 20.32% 993,751

Since Inception 700,000 17.27% 1,161,044 20.66% 1,280,730 19.23% 1,228,820

Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 18-Jun-18

TataEquity P/E Fund

S&P BSE Sensex TRI*


1 Year 120,000 41.63% 145,247 39.63% 144,089 NA NA

3 Year 360,000 26.10% 524,330 28.13% 538,911 NA NA

5 Year 600,000 16.45% 904,171 20.79% 1,004,959 NA NA

Since Inception 2,080,000 16.23% 10,085,850 14.40% 8,336,288 NA NA


Tata Ethical FundNifty 500 Shariah

TRI*Nifty 50 TRI#


1 Year 120,000 41.62% 145,239 41.31% 145,061 40.83% 144,782

3 Year 360,000 31.67% 564,863 34.59% 586,995 28.48% 541,447

5 Year 600,000 20.87% 1,006,902 23.13% 1,063,321 20.32% 993,751

Since Inception 3,020,000 18.42% 49,700,446 15.85% 6,455,009 15.26% 19,434,128

Inception date: 24-May-96 First Installment date: 01-Sep-96 Managing since: 06-Sep-21

SCHEME PERFORMANCE



CRISIL Banking and PSU Debt Index*



1 Year 120,000 4.25% 122,700 5.02% 123,190 1.10% 120,701



Since Inception 240,000 5.92% 254,826 6.21% 255,583 3.17% 247,909

Inception date: 10-Oct-19 First Installment date: 01-Nov-19 Managing since: 06-Sep-19

Tata Corporate Bond Fund (Segregated Portfolio 1)

Crisil Corporate Bond Composite Index*



1 Year 120,000 238.56% 244,292 5.74% 123,642 3.41% 122,168



Since Inception 280,000 64.56% 538,369 7.89% 307,120 4.33% 294,749


SIP Performance of schemes managed by Amey Sathe (Contd.)

TataMoney Market Fund

Crisil MoneyMarket Index*

Crisil 1Yr T-Bill Index#


1 Year 120,000 3.76% 122,395 3.96% 122,519 3.41% 122,168

3 Year 360,000 5.32% 390,214 5.03% 388,519 4.87% 387,587

5 Year 600,000 4.88% 678,611 5.89% 696,061 5.64% 691,800

Since Inception 2,210,000 6.75% 4,291,341 7.24% 4,515,819 6.85% 4,091,220

Inception date: 22-May-03 First Installment date: 01-Jun-03 Managing since: 16-Oct-13

Tata Liquid Fund Crisil Liquid FundIndex*

Crisil 1 Yr T-BillIndex#


1 Year 120,000 3.14% 122,028 3.53% 122,280 3.41% 122,203

3 Year 360,000 4.01% 382,709 4.39% 384,895 4.87% 387,720

5 Year 600,000 4.99% 680,706 5.29% 685,925 5.64% 691,999

Since Inception 2,050,000 7.06% 3,894,521 6.90% 3,838,010 7.06% 3,641,755

Inception date: 01-Sep-04 First Installment date: 01-Oct-04 Managing since: 16-Oct-13

Tata Overnight Fund Crisil Overnight Index*



1 Year 120,000 3.05% 121,970 3.24% 122,092 3.41% 122,203



Since Inception 310,000 3.29% 323,788 3.45% 324,467 4.54% 329,092

Inception date: 27-Mar-19 First Installment date: 01-Apr-19 Managing since: 25-Mar-19

SIP Performance of schemes managed by Chandraprakash Padiyar

TataHybrid Equity Fund

Crisil Hybrid 25+75- Aggressive Index*

S&P BSE Sensex TRI#


1 Year 120,000 34.29% 140,974 32.43% 139,882 39.63% 144,089

3 Year 360,000 22.59% 499,845 24.88% 515,763 28.13% 538,911

5 Year 600,000 14.80% 868,323 18.01% 939,425 20.79% 1,004,959

Since Inception 3,090,000 16.57% 40,065,444 14.20% 11,330,212 15.21% 29,227,841

Inception date: 08-Oct-95 First Installment date: 01-Feb-96 Managing since: 03-Sep-18



S&P BSE Sensex TRI#


1 Year 120,000 36.34% 142,173 48.53% 149,198 39.63% 144,089

3 Year 360,000 28.03% 538,133 33.66% 579,842 28.13% 538,911

5 Year 600,000 19.16% 966,083 21.96% 1,033,889 20.79% 1,004,959

Since Inception 2,540,000 18.26% 24,447,226 15.61% 8,393,848 16.05% 18,167,491

Inception date: 25-Feb-93 First Installment date: 01-Mar-93 Managing since: 03-Sep-18



1 Year 120,000 75.29% 164,068 63.13% 157,396 40.83% 144,782



Since Inception 350,000 46.62% 652,452 42.36% 619,652 29.01% 523,815

Inception date: 12-Nov-18 First Installment date: 01-Dec-18 Managing since: 19-Oct-18

Tata Large Cap FundS&P BSE Sensex

TRI*


1 Year 120,000 45.85% 147,672 39.63% 144,089 NA NA

3 Year 360,000 28.07% 538,453 28.13% 538,911 NA NA

5 Year 600,000 18.48% 950,159 20.79% 1,004,959 NA NA


Inception date: 07-May-98 First Installment date: 01-Jun-98 Managing since: 09-Mar-21

SIP Performance of schemes managed by Amit Somani


S&P BSE 200 TRI*S&P BSE Sensex

TRI#


1 Year 120,000 45.55% 147,500 43.08% 146,078 39.63% 144,089

3 Year 360,000 30.97% 559,721 30.14% 553,534 28.13% 538,911

5 Year 600,000 18.96% 961,448 20.71% 1,003,187 20.79% 1,004,959

Since Inception 3,090,000 13.07% 22,231,576 14.29% 6,024,437 15.21% 29,213,560

Inception date: 14-Oct-95 First Installment date: 01-Feb-96 Managing since: 09-Mar-21

SCHEME PERFORMANCE


SIP Performance of schemes managed by Meeta Shetty

Tata Large &Mid Cap Fund


S&P BSE Sensex TRI#


1 Year 120,000 36.34% 142,173 48.53% 149,198 39.63% 144,089

3 Year 360,000 28.03% 538,133 33.66% 579,842 28.13% 538,911

5 Year 600,000 19.16% 966,083 21.96% 1,033,889 20.79% 1,004,959

Since Inception 2,540,000 18.26% 24,447,226 15.61% 8,393,848 16.05% 18,167,491

Inception date: 25-Feb-93 First Installment date: 01-Mar-93 Managing since: 01-Nov-19


S&P BSE IT TRI*S&P BSE Sensex

TRI#


1 Year 120,000 82.85% 168,150 54.29% 152,462 39.63% 144,089

3 Year 360,000 55.92% 765,772 48.32% 698,374 28.13% 538,911

5 Year 600,000 40.19% 1,587,398 36.94% 1,473,027 20.79% 1,004,959

Since Inception 700,000 35.62% 1,956,973 32.89% 1,813,211 19.71% 1,246,056

Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 09-Mar-21

Tata India PharmaAnd Healthcare Fund

Nifty Pharma TRI* Nifty 50 TRI#


1 Year 120,000 16.97% 130,616 12.49% 127,860 40.83% 144,782

3 Year 360,000 31.05% 560,301 24.54% 513,314 28.48% 541,447

5 Year 600,000 21.72% 1,027,935 14.88% 870,103 20.32% 993,751

Since Inception 700,000 18.56% 1,205,327 12% 996,136 19.23% 1,228,820


SIP Performance of schemes managed by Murthy Nagarajan

Tata Medium Term Fund (Segregated Portfolio 1)




1 Year 120,000 415.35% 320,618 5.65% 123,586 1.10% 120,701



Since Inception 280,000 90.88% 667,898 8% 307,518 3.73% 292,692

Inception date: 15-Jun-19 First Installment date: 01-Jul-19 Managing since: 06-Feb-20



S&P BSE Sensex TRI#


1 Year 120,000 34.29% 140,974 32.43% 139,882 39.63% 144,089

3 Year 360,000 22.59% 499,845 24.88% 515,763 28.13% 538,911

5 Year 600,000 14.80% 868,323 18.01% 939,425 20.79% 1,004,959

Since Inception 3,090,000 16.57% 40,065,444 14.20% 11,330,212 15.21% 29,227,841

Inception date: 08-Oct-95 First Installment date: 01-Feb-96 Managing since: 01-Apr-17

Tata Medium Term Fund## &

Crisil Medium TermDebt Index*



1 Year 120,000 5.68% 123,605 5.65% 123,586 1.10% 120,701

3 Year 360,000 5.16% 389,286 8.77% 410,621 5.29% 390,037

5 Year 600,000 3.57% 656,631 8.59% 744,632 6.05% 698,817

Since Inception 2,260,000 5.72% 4,001,890 8.90% 4,647,993 6.51% 4,350,601

Inception date: 11-Nov-02 First Installment date: 01-Jan-03 Managing since: 06-Feb-20

TataEquity Savings Fund

NIFTY Equity Savings Index*



1 Year 120,000 15.13% 129,484 16.27% 130,188 1.14% 120,728

3 Year 360,000 11.96% 430,203 13.90% 442,428 5.29% 390,007

5 Year 600,000 8.94% 751,237 11.47% 799,926 6.05% 698,833

Since Inception 2,580,000 7.01% 5,848,033 9.61% 4,699,563 6.54% 4,917,324

Inception date: 27-Apr-00 First Installment date: 01-May-00 Managing since: 01-Apr-17

TataGilt Securities Fund

Crisil DynamicGilt Index*

CRISIL 10Year Gilt Index#


1 Year 120,000 2.11% 121,344 4.14% 122,633 1.10% 120,701

3 Year 360,000 5.18% 389,357 7.23% 401,457 5.29% 390,037

5 Year 600,000 5.87% 695,649 7.60% 726,540 6.05% 698,817

Since Inception 2,650,000 7.29% 6,380,941 8.03% 7,020,899 6.55% 4,918,231

Inception date: 06-Sep-99 First Installment date: 01-Oct-99 Managing since: 14-Sep-19


65% S&P BSE 200 TRI + 15% CRISIL Short Term Bond Fund Index + 20% iCOMDEX

Composite Index*

S&P BSE Sensex TRI#


1 Year 120,000 29.15% 137,945 32.66% 140,019 39.63% 144,089



Since Inception 190,000 34.18% 244,402 38.53% 251,434 48.04% 266,916


SCHEME PERFORMANCE


SIP Performance of schemes managed by Murthy Nagarajan

Tata Retirement SavingsFund - Progressive Plan



1 Year 120,000 33.59% 140,565 43.08% 146,078 39.63% 144,089

3 Year 360,000 24.17% 510,786 30.14% 553,534 28.13% 538,911

5 Year 600,000 16.97% 915,828 20.71% 1,003,187 20.79% 1,004,959

Since Inception 1,190,000 16.35% 2,781,155 16.73% 2,838,281 16.22% 2,761,471

Inception date: 01-Nov-11 First Installment date: 01-Dec-11 Managing since: 01-Apr-17

Tata Retirement SavingsFund - Conservative Plan

CRISIL Short Term DebtHybrid 75+25 Fund Index* Crisil 10 Yr Gilt Index#


1 Year 120,000 10.77% 126,784 13.58% 128,516 1.10% 120,701

3 Year 360,000 10.69% 422,334 13.35% 438,878 5.29% 390,037

5 Year 600,000 8.82% 749,002 11.35% 797,548 6.05% 698,817

Since Inception 1,190,000 9.35% 1,920,957 10.61% 2,052,558 6.92% 1,692,604


Tata Short TermBond Fund




1 Year 120,000 3.03% 121,929 4.89% 123,104 1.10% 120,701

3 Year 360,000 6.13% 394,957 7.36% 402,202 5.29% 390,037

5 Year 600,000 5.59% 690,907 7.63% 726,956 6.05% 698,817

Since Inception 2,300,000 7.24% 4,850,680 7.82% 5,168,711 6.50% 4,479,595

Inception date: 08-Aug-02 First Installment date: 01-Sep-02 Managing since: 01-Apr-17



S&P BSE Sensex TRI#


1 Year 120,000 29.46% 138,129 32.43% 139,882 39.63% 144,089

3 Year 360,000 21.67% 493,488 24.88% 515,763 28.13% 538,911

5 Year 600,000 15.34% 879,977 18.01% 939,425 20.79% 1,004,959

Since Inception 1,190,000 15.70% 2,685,918 15.06% 2,596,190 16.22% 2,761,471


SIP Performance of schemes managed by Sailesh Jain

Tata Arbitrage Fund Nifty 50 Arbitrage Index*



1 Year 120,000 3.91% 122,492 3.98% 122,538 3.41% 122,174



Since Inception 340,000 4.48% 362,545 3.71% 358,628 4.74% 363,887

Inception date: 18-Dec-18 First Installment date: 01-Jan-19 Managing since: 10-Dec-18

TataEquity Savings Fund

NIFTY Equity Savings Index*



1 Year 120,000 15.13% 129,484 16.27% 130,188 1.14% 120,728

3 Year 360,000 11.96% 430,203 13.90% 442,428 5.29% 390,007

5 Year 600,000 8.94% 751,237 11.47% 799,926 6.05% 698,833

Since Inception 2,580,000 7.01% 5,848,033 9.61% 4,699,563 6.54% 4,917,324

Inception date: 27-Apr-00 First Installment date: 01-May-00 Managing since: 09-Nov-18



S&P BSE Sensex TRI#


1 Year 120,000 20.85% 132,971 28.37% 137,482 39.63% 144,089



Since Inception 330,000 18.78% 424,544 23.86% 452,699 29.85% 487,256




Composite Index*

S&P BSE Sensex TRI#


1 Year 120,000 29.15% 137,945 32.66% 140,019 39.63% 144,089



Since Inception 190,000 34.18% 244,402 38.53% 251,434 48.04% 266,916



Nifty Private Bank TRI* Nifty 50 TRI#


1 Year 120,000 29.43% 138,110 28.90% 137,797 40.83% 144,782



Since Inception 250,000 29.99% 335,635 29.83% 335,162 38.51% 361,799

Inception date: 30-Aug-19 First Installment date: 01-Oct-19 Managing since: 16-Aug-19

Tata Nifty Exchange Traded Fund Nifty 50 TRI*


1 Year 120,000 40.54% 144,614 40.83% 144,782 NA NA



Since Inception 330,000 30.22% 489,475 30.35% 490,234 NA NA

Inception date: 01-Jan-19 First Installment date: 01-Feb-19 Managing since: 17-Dec-18

SCHEME PERFORMANCE


SIP Performance of schemes managed by Sailesh Jain (Contd.)

Tata Quant Fund S&P BSE 200 TRI*S&P BSE Sensex

TRI#


1 Year 120,000 20.85% 132,973 43.08% 146,078 39.63% 144,089



Since Inception 210,000 23.96% 256,774 48.15% 306,099 44.25% 297,999


SIP Performance of schemes managed by Satish Chandra Mishra



S&P BSE Sensex TRI#


1 Year 120,000 34.29% 140,974 32.43% 139,882 39.63% 144,089

3 Year 360,000 22.59% 499,845 24.88% 515,763 28.13% 538,911

5 Year 600,000 14.80% 868,323 18.01% 939,425 20.79% 1,004,959

Since Inception 3,090,000 16.57% 40,065,444 14.20% 11,330,212 15.21% 29,227,841

Inception date: 08-Oct-95 First Installment date: 01-Feb-96 Managing since: 01-Nov-19

Tata Resources &Energy Fund

Nifty Commodities TRI*

Nifty 50 TRI#


1 Year 120,000 55.45% 153,113 60.89% 156,153 40.83% 144,782

3 Year 360,000 42.23% 647,431 36.95% 605,183 28.48% 541,447

5 Year 600,000 25.82% 1,134,263 21.37% 1,019,287 20.32% 993,751

Since Inception 700,000 23.75% 1,399,402 20.30% 1,267,627 19.23% 1,228,820




1 Year 120,000 75.29% 164,068 63.13% 157,396 40.83% 144,782



Since Inception 350,000 46.62% 652,452 42.36% 619,652 29.01% 523,815

Inception date: 12-Nov-18 First Installment date: 01-Dec-18 Managing since: 01-Nov-19


Nifty Midcap 100 TRI* Nifty 50 TRI#


1 Year 120,000 49.12% 149,538 59.18% 155,202 40.83% 144,782

3 Year 360,000 35.49% 593,854 38.33% 616,024 28.48% 541,447

5 Year 600,000 24.81% 1,107,092 22.16% 1,038,871 20.32% 993,751

Since Inception 2,120,000 18.33% 14,125,724 16.24% 10,506,871 14.21% 8,488,408

Inception date: 01-Jul-94 First Installment date: 01-Jul-94 Managing since: 09-Mar-21

SIP Performance of schemes managed by Sonam Udasi

Tata Equity P/E Fund S&P BSE Sensex TRI*

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 41.63% 145,247 39.63% 144,089 NA NA3 Year 360,000 26.10% 524,330 28.13% 538,911 NA NA5 Year 600,000 16.45% 904,171 20.79% 1,004,959 NA NASince Inception 2,080,000 16.23% 10,085,850 14.40% 8,336,288 NA NAInception date: 29-Jun-04 First Installment date: 01-Jul-04 Managing since: 01-Apr-16

Tata Index Fund- Sensex Plan

S&P BSE Sensex TRI*

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 37.41% 142,797 39.63% 144,089 NA NA3 Year 360,000 26.38% 526,362 28.13% 538,911 NA NA5 Year 600,000 19.49% 973,734 20.79% 1,004,959 NA NASince Inception 2,230,000 13.36% 8,931,669 15.20% 10,978,754 NA NAInception date: 25-Feb-03 First Installment date: 01-Apr-03 Managing since: 01-Apr-16

Tata IndiaConsumer Fund

Nifty IndiaConsumption TRI* Nifty 50 TRI#

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 39.45% 143,983 34.03% 140,819 40.83% 144,7823 Year 360,000 25.61% 520,893 23.09% 503,277 28.48% 541,4475 Year 600,000 18.27% 945,386 16.29% 900,794 20.32% 993,751Since Inception 700,000 18.49% 1,202,821 15.67% 1,108,561 19.23% 1,228,820Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 01-Apr-16

Tata Flexi Cap Fund S&P BSE 500 TRI* S&P BSE Sensex TRI#

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 37.85% 143,055 44.64% 146,975 39.63% 144,0893 Year 360,000 25.72% 521,675 30.99% 559,845 28.13% 538,9115 Year NA NA NA NA NA NA NASince Inception 370,000 25.22% 538,147 30.26% 576,982 27.53% 555,731Inception date: 06-Sep-18 First Installment date: 01-Oct-18 Managing since: 17-Aug-18

Tata Index Fund- Nifty Plan Nifty 50 TRI*

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 39.70% 144,130 40.83% 144,782 NA NA3 Year 360,000 27.34% 533,171 28.48% 541,447 NA NA5 Year 600,000 19.37% 970,996 20.32% 993,751 NA NASince Inception 2,230,000 13.58% 9,149,679 14.83% 10,524,201 NA NAInception date: 25-Feb-03 First Installment date: 01-Apr-03 Managing since: 01-Apr-16

Tata Retirement Savings Fund - Moderate Plan


S&P BSE Sensex TRI#

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 29.46% 138,129 32.43% 139,882 39.63% 144,0893 Year 360,000 21.67% 493,488 24.88% 515,763 28.13% 538,9115 Year 600,000 15.34% 879,977 18.01% 939,425 20.79% 1,004,959Since Inception 1,190,000 15.70% 2,685,918 15.06% 2,596,190 16.22% 2,761,471Inception date: 01-Nov-11 First Installment date: 01-Dec-11 Managing since: 01-Apr-16

SCHEME PERFORMANCE


SIP Performance of schemes managed by Sonam Udasi

Tata Retirement Savings Fund - Conservative Plan

CRISIL Short Term DebtHybrid 75+25 Fund Index*


Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 10.77% 126,784 13.58% 128,516 1.10% 120,7013 Year 360,000 10.69% 422,334 13.35% 438,878 5.29% 390,0375 Year 600,000 8.82% 749,002 11.35% 797,548 6.05% 698,817Since Inception 1,190,000 9.35% 1,920,957 10.61% 2,052,558 6.92% 1,692,604Inception date: 01-Nov-11 First Installment date: 01-Dec-11 Managing since: 01-Apr-16

Tata Retirement Savings Fund - Progressive Plan


Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 33.59% 140,565 43.08% 146,078 39.63% 144,0893 Year 360,000 24.17% 510,786 30.14% 553,534 28.13% 538,9115 Year 600,000 16.97% 915,828 20.71% 1,003,187 20.79% 1,004,959Since Inception 1,190,000 16.35% 2,781,155 16.73% 2,838,281 16.22% 2,761,471Inception date: 01-Nov-11 First Installment date: 01-Dec-11 Managing since: 01-Apr-16



S&P BSE Sensex TRI#


1 Year 120,000 20.85% 132,971 28.37% 137,482 39.63% 144,089



Since Inception 330,000 18.78% 424,544 23.86% 452,699 29.85% 487,256




TRI#


1 Year 120,000 45.55% 147,499 43.08% 146,078 39.63% 144,089



Since Inception 220,000 46.18% 322,007 45.95% 321,488 42.15% 312,678


SIP Performance of schemes managed by Rahul Singh



Composite Index*

S&P BSE Sensex TRI#


1 Year 120,000 29.15% 137,945 32.66% 140,019 39.63% 144,089



Since Inception 190,000 34.18% 244,402 38.53% 251,434 48.04% 266,916


SIP Performance of schemes managed by Abhishek Sonthalia

Tata Liquid Fund Crisil Liquid Fund Index*



1 Year 120,000 3.14% 122,028 3.53% 122,280 3.41% 122,203

3 Year 360,000 4.01% 382,709 4.39% 384,895 4.87% 387,720

5 Year 600,000 4.99% 680,706 5.29% 685,925 5.64% 691,999

Since Inception 2,050,000 7.06% 3,894,521 6.90% 3,838,010 7.06% 3,641,755

Inception date: 01-Sep-04 First Installment date: 01-Oct-04 Managing since: 06-Feb-20

Tata Medium Term Fund


CRISIL 10 Year Gilt Indexa


1 Year 120,000 5.68% 123,605 5.65% 123,586 1.10% 120,701

3 Year 360,000 5.16% 389,286 8.77% 410,621 5.29% 390,037

5 Year 600,000 3.57% 656,631 8.59% 744,632 6.05% 698,817

Since Inception 2,260,000 5.72% 4,001,890 8.90% 4,647,993 6.51% 4,350,601

Inception date: 11-Nov-02 First Installment date: 01-Jan-03 Managing since: 06-Feb-20

Tata Medium Term Fund (Segregated

Portfolio 1)




1 Year 120,000 415.35% 320,618 5.65% 123,586 1.10% 120,701



Since Inception 280,000 90.88% 667,898 8% 307,518 3.73% 292,692


Tata Short Term Bond Fund




1 Year 120,000 3.03% 121,929 4.89% 123,104 1.10% 120,701

3 Year 360,000 6.13% 394,957 7.36% 402,202 5.29% 390,037

5 Year 600,000 5.59% 690,907 7.63% 726,956 6.05% 698,817

Since Inception 2,300,000 7.24% 4,850,680 7.82% 5,168,711 6.50% 4,479,595

Inception date: 08-Aug-02 First Installment date: 01-Sep-02 Managing since: 06-Feb-20





1 Year 120,000 3.70% 122,355 4.24% 122,697 3.41% 122,168

3 Year 360,000 4.80% 387,150 6.01% 394,245 4.87% 387,587

5 Year 600,000 5.12% 682,657 6.70% 710,283 5.64% 691,741

Since Inception 1,930,000 7.12% 3,538,788 7.64% 3,708,056 6.38% 3,315,169

Inception date: 06-Sep-05 First Installment date: 01-Oct-05 Managing since: 06-Feb-20

Tata Treasury Advantage Fund (Segregated

Portfolio 1)




1 Year 120,000 331.63% 285,408 4.24% 122,697 3.41% 122,168



Since Inception 280,000 79.06% 607,974 5.47% 298,685 4.33% 294,749


SCHEME PERFORMANCE


SIP Performance of schemes managed by Venkat Samala


S&P BSE IT TRI*S&P BSE Sensex

TRI#

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 82.85% 168,150 54.29% 152,462 39.63% 144,089

3 Year 360,000 55.92% 765,772 48.32% 698,374 28.13% 538,911

5 Year 600,000 40.19% 1,587,398 36.94% 1,473,027 20.79% 1,004,959

Since Inception 700,000 35.62% 1,956,973 32.89% 1,813,211 19.71% 1,246,056

Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 26-Nov-20

Tata Large Cap FundS&P BSE Sensex

TRI*

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 45.85% 147,672 39.63% 144,089 NA NA

3 Year 360,000 28.07% 538,453 28.13% 538,911 NA NA

5 Year 600,000 18.48% 950,159 20.79% 1,004,959 NA NA


Inception date: 07-May-98 First Installment date: 01-Jun-98 Managing since: 26-Nov-20



TRI#

Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 45.55% 147,499 43.08% 146,078 39.63% 144,089



Since Inception 220,000 46.18% 322,007 45.95% 321,488 42.15% 312,678

Inception date: 05-Dec-19 First Installment date: 01-Jan-20 Managing since: 26-Nov-20

SIP Performance of schemes managed by Aurobinda Prasad Gayan



Composite Index*

S&P BSE Sensex TRI#


1 Year 120,000 29.15% 137,945 32.66% 140,019 39.63% 144,089



Since Inception 190,000 34.18% 244,402 38.53% 251,434 48.04% 266,916


SIP Performance of schemes managed by Tejas Gutka


S&P BSE Sensex TRI*


1 Year 120,000 42.39% 145,682 39.63% 144,089 NA NA

3 Year 360,000 27.27% 532,686 28.13% 538,911 NA NA

5 Year 600,000 18.32% 946,579 20.79% 1,004,959 NA NA


Inception date: 31-Mar-96 First Installment date: 01-Jul-96 Managing since: 09-Mar-21

Scheme Risk-O-Meter and Scheme Benchmark Risk-O-Meter as of 31st October 2021

www.tatamutualfund.com TATA MUTUAL FUND 69

Serial No.

Scheme Name Scheme Riskometer Scheme Bench MarkBenchmark Riskometer

1 TATA ARBITRAGE FUND Low NIFTY 50 Arbitrage Low

2 TATA BALANCED ADVANTAGE FUND Moderately High CRISIL Hybrid 35+65 - Aggressive Index Very High

3 TATA BANKING & FINANCIAL SERVICES FUND Very High Nifty Financial Services Very High

4 TATA BANKING & PSU DEBT FUND Moderate CRISIL Banking and PSU Debt Index Moderate

5 TATA BUSINESS CYCLE FUND Very High Nifty 500 Very High

6 TATA DIGITAL INDIA FUND Very High S&P BSE Information Technology Very High

7 TATA DIVIDEND YIELD FUND Very High Nifty Dividend Opportunities 50 Very High

8 TATA DYNAMIC BOND FUND Moderate CRISIL Composite Bond Fund Index Moderate

9 TATA EQUITY P/E FUND Very High S&P BSE Sensex Very High

10 TATA EQUITY SAVINGS FUND Moderate NIFTY Equity Savings Index Moderate

11 TATA ETHICAL FUND Very High Nifty500 Shariah Very High

12 Tata FMP - Series 56 - Scheme D Low CRISIL Medium Term Debt Index Moderate

13 Tata FMP - Series 56 - Scheme F Low to Moderate CRISIL Medium Term Debt Index Moderate

14 TATA FLEXI CAP FUND Very High S&P BSE 500 Very High

15 TATA FLOATING RATE FUND Low to Moderate CRISIL Ultra Short Term Debt Index Moderately High

16 TATA FOCUSED EQUITY FUND Very High S&P BSE 200 Very High

17 TATA GILT SECURITIES FUND Moderate CRISIL Dynamic Gilt Index Moderate

18 TATA HYBRID EQUITY FUND Very High CRISIL Hybrid 25+75 - Aggressive Index Very High

19 TATA INCOME FUND Moderate CRISIL Medium To Long Term Debt Index Moderate

20 TATA INDEX FUND - NIFTY Very High Nifty 50 Very High

21 TATA INDEX FUND - SENSEX Very High S&P BSE Sensex Very High

22 TATA INDIA CONSUMER FUND Very High Nifty India Consumption Very High

23 TATA INDIA PHARMA & HEALTHCARE FUND Very High Nifty Pharma Very High

24 TATA INDIA TAX SAVINGS FUND Very High S&P BSE Sensex Very High

25 TATA INFRASTRUCTURE FUND Very High S&P BSE India Infrastructure Index Very High

26 TATA LARGE & MID CAP FUND Very High NIFTY LargeMidcap 250 Very High

27 TATA LARGE CAP FUND Very High S&P BSE Sensex Very High

28 TATA LIQUID FUND Low to Moderate CRISIL Liquid Fund Index Moderate

29 TATA MEDIUM TERM FUND Moderately High CRISIL Medium Term Debt Index Moderate

30 TATA MID CAP GROWTH FUND Very High Nifty Midcap 100 Very High

31 TATA MONEY MARKET FUND Moderate CRISIL Money Market Index Moderately High

32 TATA MULTI ASSET OPPORTUNITIES FUND Very High CRISIL Short Term Bond Fund Index,I Comdex composite index*,S&P BSE 200 Very High

33 TATA NIFTY EXCHANGE TRADED FUND Very High Nifty 50 Very High

34 TATA NIFTY PRIVATE BANK EXCHANGE TRADED FUND Very High Nifty Private Bank Very High

35 TATA OVERNIGHT FUND Low CRISIL Overnight Index Low

36 TATA QUANT FUND Very High S&P BSE 200 Very High

37 TATA RESOURCES & ENERGY FUND Very High Nifty Commodities Very High

38 TATA RETIREMENT SAVINGS FUND-CONSERVATIVE PLAN Moderately High CRISIL Short Term Debt Hybrid 75+25 Fund Index Moderately High

39 TATA RETIREMENT SAVINGS FUND-MODERATE PLAN Very High CRISIL Hybrid 25+75 - Aggressive Index Very High

40 TATA RETIREMENT SAVINGS FUND-PROGRESSIVE PLAN Very High S&P BSE 200 Very High

41 TATA SHORT TERM BOND FUND Moderate CRISIL Short Term Bond Fund Index Moderate

42 TATA SMALL CAP FUND Very High Nifty Smallcap 100 Very High

43 TATA TREASURY ADVANTAGE FUND Low to Moderate CRISIL Low Duration Debt Index Moderately High

44 TATA ULTRA SHORT TERM FUND Moderate CRISIL Ultra Short Term Debt Index Moderately High

45 TATA YOUNG CITIZENS FUND Very High S&P BSE 200 Very High


SCHEME PERFORMANCE

Scheme NameScheme Name Index Name Since Inception

Tata Large & Mid Cap Fund - Reg - Growth S&P BSE Sensex TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of S&P BSE Sensex PRI values from date 25-Feb-1993 to date 19-Aug-1996 and TRI values since date 19-Aug-1996

Tata Hybrid Equity Fund - Reg - Growth S&P BSE Sensex TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of S&P BSE Sensex PRI values from date 06-Oct-1995 to date 19-Aug-1996 and TRI values since date 19-Aug-1996

Tata Young Citizens Fund - Reg S&P BSE 200 TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of S&P BSE 200 PRI values from date 13-Oct-1995 to date 01-Aug-2006 and TRI values since date 01-Aug-2006

Tata Ethical Fund - Reg - Growth Nifty 50 TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of Nifty 50 PRI values from date 24-May-1996 to date 30-Jun-1999 and TRI values since date 30-Jun-1999

Tata India Tax Savings Fund - Reg - IDCW S&P BSE Sensex TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of S&P BSE Sensex PRI values from date 29-Mar-1996 to date 19-Aug-1996 and TRI values since date 19-Aug-1996

Tata Mid Cap Growth Fund - Reg - IDCW Nifty 50 TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of Nifty 50 PRI values from date 01-Jul-1994 to date 30-Jun-1999 and TRI values since date 30-Jun-1999

• The Std. Dev., Sharpe Ratio, Jensen’s Alpha, Treynor, Portfolio Beta & R-squared are based on one month return calculated using last 3 years data.•

Price/Earning Ratio, Price/Book Value Ratio, are based on the historical earnings and accounting numbers, and have been computed only for the invested portion of the portfolio.

• Portfolio turnover has been computed as the ratio of the lower value of average purchase and average sales to the average net assets in the past one year (For schemes that have not completed one year, since

inception is considered)• Cash & Cash Equivalents includes CBLO, REPO, Fixed Deposits and Cash & Bank Balance.

Past performance may or may not be sustained in future.• After payment of IDCW the NAV will fall to the extent of IDCW payout and statutory levy, if any. (Unit face value - ` 10/-).• Pursuant to allotment of bonus units, the NAV of the scheme would fall in proportion to the bonus units allotted & as a result the total value of units held by investor would remain the same.

$-ICRA’s mutual fund rating methodology is based on evaluating the inherent credit quality of the fund’s portfolio. As a measure of the credit quality of a debt fund’s assets. ICRA uses the concept of ‘credit scores’. These scores are based on ICRA’s estimates of credit risk associated with each exposure of the portfolio taking into account its maturity. To quantify the credit risk scores, ICRA uses its database of historical default rates for various rating categories for various maturity buckets. The credit risk ratings incorporate ICRA’s assessment of a debt fund’s published investment objectives and policies, its management characteristics, and the creditworthiness of its investment portfolio. ICRA reviews relevant fund information on an ongoing basis to support its published rating opinions. If the portfolio credit score meets the benchmark of the assigned rating during the review, the rating is retained. In an event that the benchmark credit score is breached, ICRA gives a month’s time to the debt fund manager to bring the portfolio credit score within the benchmark credit score. If the debt fund manager is able to reduce the portfolio credit score within the benchmark credit score, the rating is retained. If the portfoliostill continues to breach the benchmark credit score, the rating is revised to reflect the change in credit quality.

Disclaimer:

1) Scheme returns in terms of CAGR are provided for past 1 year, 3 years, 5 years and since inception.

2) Point-to-point returns on a standard investment of Rs. 10,000/- are in addition to CAGR for the schemes.

3) Different plans shall have a different expense structure. The performance details provided herein are of regular plan growth option except for Tata India Tax Savings Fund , TATA Mid Cap Growth Fund & TATA Equity Savings Fund where performance details given is for regular plan IDCW option.

4) NA stands for schemes in existence for more than 1 year but less than 3 years or 5 years, or instances where benchmark data for corresponding period not available. 5) Period for which schemes performance has been provided is computed basis last day of the month - ended preceding the date of advertisement. 6) Past performance may or may not be sustained in future. For computation of since inception returns the allotment NAV has been taken as Rs. 10.00 (Except for Tata Liquid Fund, Tata Treasury Advantage Fund, Tata Corporate Bond Fund & Tata Money Market Fund where NAV is taken as Rs. 1,000). *All payouts during the period have been reinvested in the units of the scheme at the then prevailing NAV. Load is not considered for computation of returns. While calculating returns IDCW distribution tax is excluded. Schemes in existence for less than 1 year, performance details for the same are not provided.

7) For Benchmark Indices Calculations , Total Return Index(TRI) has been used. Where ever TRI not available Composite CAGR has been disclosed .Please refer Disclaimer sheet for composite CAGR disclosure

8) ##The Scheme Returns are inclusive of the impact of Segregation of portfolio in the respective schemes.

9) Scheme in existence for more than six months but less than one year, simple annualized growth rate of the scheme for the past 6 months from the last day of month-end is provided.

10) In case of Overnight funds, Liquid funds and Money Market funds, the performance by way of simple annualisation of yields for 7 days, 15 days and 30 days is included.

11) a) Offshore Funds performance may differ from performance of other domestic funds managed by the Fund Manager. The Offshore Fund strategies are independent of the Domestic Funds managed by the same Fund Manager

b) The difference in returns of domestic Funds and the Offshore Funds can be attributed to several factors including impact of Currency exchange rate fluctuations, Fund flows and timing of portfolio investments. Foreign Portfolio Investment Schemes are also subject to Company and Sector level limits imposed by RBI & SEBI which can be different from domestic funds leading to difference in portfolio of similar strategy in domestic fund and FPI Funds.

NA - data are not available for the period

71

INCOME DISTRIBUTION CUM CAPITAL WITHDRAWAL OPTIONS/PLANS / BONUS HISTORY



(Before 30th September 2009)

Date of Declaration of IDCW IDCW p.u. (`) on Face Value of ` 10

Reg. Reg. NAV Direct Direct NAV

23-09-2004 0.50 11.444925-03-2008 0.50 31.1969

(After Split under IDCW Option w.e.f. 1st Oct. 2009 - IDCW Trigger Option A (5%))

26-11-2009 1.80 39.853515-01-2010 1.50 41.214827-08-2010 1.50 41.042603-09-2010 1.00 40.427611-10-2010 1.75 43.092510-01-2011 1.75 38.162713-04-2011 1.50 36.978911-07-2011 1.50 34.372408-11-2011 1.25 30.713620-01-2012 1.00 27.937316-04-2012 1.00 29.145211-07-2012 1.00 27.399812-10-2012 0.40 28.660411-01-2013 0.50 29.9969 0.50 30.001428-05-2013 0.50 27.0385 0.50 27.093230-09-2013 0.25 24.9834 0.25 25.100224-10-2013 0.32 26.5125 0.32 26.649110-01-2014 0.35 27.7315 0.35 27.922509-04-201411-07-201416-10-201412-01-201517-04-201511-07-201617-08-201614-10-201603-11-201608-02-201715-02-201713-04-201721-07-201717-10-201718-01-201826-11-202015-12-202013-01-202119-01-202104-06-202111-10-2021

0.350.400.500.500.600.60

2.42

1.101.201.201.251.35

0.85

0.900.951.05

31.135238.298040.464946.116247.364448.8502

53.5858

53.202357.424959.321562.445163.2670

66.7471

69.776774.414584.2998

0.350.400.500.500.600.602.50

1.051.06

1.201.201.251.350.85

0.90

0.951.05

31.405538.298040.983446.790048.153250.043252.7728

52.130954.3130

57.940360.002263.316364.321467.5555

74.9502

79.119990.1235

(After Split under IDCW Option w.e.f. 1st Oct. 2009 - IDCW Trigger Option B (10%))

15-01-2010 3.00 43.170327-08-2010 1.50 41.502311-10-2010 3.50 44.682513-04-2011 3.00 38.589802-02-2012 2.25 32.122316-04-2012 2.00 30.79530-08-2012 1.00 28.129412-10-2012 0.80 29.361928-01-2013 0.80 30.1694 0.80 30.177309-04-2014 0.75 32.8529 0.75 33.122329-05-201411-07-201420-10-201412-01-201501-08-201613-02-201701-05-201707-11-201723-11-202015-12-202019-01-202123-02-202128-07-202116-08-202111-10-202122-10-2021

0.800.950.951.004.753.051.101.20

1.60

1.75

1.85

2.05

37.361139.090441.109146.607151.190451.8642

54.5858*58.7785

64.0826

67.1435

74.153

79.5334

0.800.950.951.004.603.051.101.201.65

1.85

1.95

2.15

37.709939.496941.641045.917652.371453.5812

56.6123*61.310666.8493

72.1207

77.8774

86.7554



27-04-2005 1.50 16.762617-01-2006 1.00 21.908501-06-2007 3.00 31.581617-04-2009 2.00 22.965609-07-2010 2.00 38.293602-03-2012 2.50 35.784922-02-2013 3.00 37.1119 3.00 37.134227-01-201419-01-201518-03-201617-02-201716-02-2018

2.004.003.353.704.00

36.771449.591142.665046.086349.3188

2.004.002.154.004.00

37.029650.292144.139649.953654.3209

02-12-2004 2.00 17.362025-03-2004 1.50 15.173807-01-2004 2.00 17.763303-12-2003 1.50 17.510230-09-2003 2.50 16.1903

www.tatamutualfund.com TATA MUTUAL FUND

Tata Large Cap Fund

15-06-1999 1.60 14.393130-12-1999 10.00 24.81319-07-2000 2.00 14.2437

*as on 28 April, 2017




15-06-1999 2.00 16.89114-01-2000 2.00 41.49210-12-2003 1.00 23.97720-10-2005 10.10 40.192314-12-2007 3.00 63.722804-09-2009 3.00 44.4002

22-01-2010 5.00 46.98123-12-2011 2.00 41.071108-02-2012 1.50 43.244503-12-2012 1.50 47.443923-12-201319-12-201406-02-201526-02-201617-03-201721-03-201825-03-201925-03-202015-04-2021

2.002.752.859.009.00

10.0010.003.705.15

48.718168.675070.707361.835172.385873.961267.097543.297567.6559

2.00

2.009.007.501.00

5.15

48.9612

69.009692.820099.055097.3232

128.0000Bonus History

Bonus Units in March’ 2000 01:01

Bonus HistoryBonus Units in March’ 2000 01:02

Tata Ethical Fund



09-08-1999 1.00 13.398507-03-2000 2.50 29.709323-01-2004 1.50 16.660217-11-2006 2.50 41.843220-07-2007 2.00 49.394121-09-2007 4.00 49.7288

31-07-2009 2.00 36.70722-10-2010 5.00 50.587326-04-2012 2.00 40.100607-12-2012 1.00 44.87721-03-201405-12-201430-12-201529-12-201725-01-2019

3.005.504.756.355.50

52.613668.559166.838280.254767.4621

104.154993.4907

3.005.50

05-11-201304-12-201306-01-2014

0.2300 46.0275 0.2300 46.30880.2000 45.7847 0.2000 46.08230.2500 47.1149 0.2500 47.5278

05-02-201405-03-201403-04-201405-05-201404-06-201403-07-201405-08-201403-09-201430-09-201403-11-201403-12-201405-01-201504-02-201503-03-201501-04-201505-05-201503-06-201503-07-201505-08-201503-09-201501-10-201503-11-201509-12-2015

0.2000 45.4166 0.2000 45.84040.2000 47.378 0.2000 47.84590.2500 49.2444 0.2500 49.74250.2500 49.7024 0.2500 50.23740.30000.30000.30000.35000.30000.30000.30000.30000.30000.47000.48000.46000.46000.45000.46000.46000.44000.45000.4300

55.811359.410558.793761.484561.792863.573566.869867.005869.815972.646071.505768.995167.639069.175770.708966.604567.102166.687764.1480

0.30000.30000.30000.35000.30000.30000.30000.30000.30000.47000.48000.46000.46000.45000.46000.46000.44000.45000.4300

56.436760.118459.535762.284862.625464.460467.829468.001370.884873.783072.661570.144068.792870.401371.993667.840068.360467.969665.4071

04-01-201603-02-201601-03-2016

0.41000.39000.3900

65.562461.775759.3893

0.41000.39000.3900

66.867363.027560.6055

04-04-201603-05-201602-06-201604-07-201604-08-201601-09-201607-10-201603-11-201609-12-201606-01-201707-02-201710-03-201717-04-201705-05-201702-06-201707-07-201704-08-201708-09-201706-10-201703-11-201730-11-201710-01-201805-02-201805-03-201803-04-201804-05-201804-06-201804-07-201806-08-201804-09-201804-10-201801-11-201804-12-201803-01-201904-02-201905-03-201904-04-2019

0.41000.42000.42000.40000.42000.44000.49000.49000.46000.45000.47000.47000.46000.46000.46000.46000.47000.46000.45000.46000.46000.70000.72000.67000.64000.67000.65000.65000.65000.65000.62000.60000.60000.60000.60000.57000.4000

62.749562.858564.461465.910667.854468.940169.314367.365264.829164.102766.898565.941468.347168.718468.828668.795969.885668.745468.210769.924268.502370.542768.449666.099565.674666.053864.416463.474964.860464.412159.608959.077760.638359.577358.748358.211960.0092

0.41000.42000.42000.40000.42000.44000.49000.49000.46000.45000.47000.47000.46000.46000.46000.46000.47000.46000.45000.46000.46000.70000.72000.67000.64000.67000.65000.65000.65000.65000.62000.60000.60000.60000.60000.57000.4000

64.058164.192165.850967.355769.368370.526270.990069.059266.537565.853868.797867.883670.441870.873171.054471.117472.344471.287170.829172.710771.328673.597671.527169.192368.873069.395067.795166.919368.509768.152963.187962.734864.518663.502562.740062.281564.3178

03-10-2013 0.2500 44.5623 0.2500 44.8567

72


www.tatamutualfund.com TATA MUTUAL FUND

IDCW Option



15-02-2012 3.00 53.687705-03-2013 5.50 56.8898 5.50 56.934221-03-201413-02-201508-03-201610-02-201709-02-201815-03-201920-03-202022-04-2021

3.258.605.756.306.755.854.955.75

58.746187.081967.025079.102280.761674.856245.545675.4842

3.258.605.756.306.755.854.955.75

59.276788.317268.481981.316184.321179.789749.587483.3178

24-04-2009 1.00 32.522719-03-2010 3.00 50.937

13-07-2007 2.00 42.753307-12-2007 1.00 52.4219


15-07-1999 1.25 12.902703-04-2000 2.50 20.006209-09-2003 1.25 19.008411-03-2004 1.50 22.669112-01-2005 3.00 24.755401-12-2006 4.00 40.5078


Monthly IDCW Option



Monthly IDCW Option



13-09-2010 0.5173 53.163808-10-201012-11-201010-12-201014-01-201111-02-201111-03-201108-04-201113-05-201110-06-201108-07-201112-08-201109-09-201114-10-201111-11-201109-12-201113-01-201210-02-201209-03-201213-04-201211-05-201208-06-201213-07-201210-08-201214-09-201212-10-201209-11-201214-12-2012

0.5329 53.95290.5482 54.01930.5300 50.83910.5135 49.19850.4804 46.22260.4697 46.62440.4835 48.80050.4705 47.99530.4770 47.49980.4795 48.15930.8000 45.50270.8000 44.52550.2500 43.6410.3000 43.71910.3000 41.60130.3000 41.41990.3000 44.15510.3000 44.34620.3000 43.97820.3000 42.27650.3000 42.68310.3000 44.16810.3000 44.55140.3000 45.76620.3500 46.84670.3500 46.64360.3500 47.8167

13-08-2010 0.1000 51.3412

14-01-201308-02-201305-03-201303-04-201303-05-201305-06-2013

0.3500 48.4127 0.3500 48.44040.3500 46.4548 0.3500 46.49360.3500 45.3818 0.3500 45.43220.3500 44.7321 0.3500 44.73210.3500 45.7388 0.3500 45.83460.3500 46.1426 0.3500 46.2644

03-07-201305-08-201304-09-2013

0.3500 44.5114 0.3500 44.64940.3500 42.8851 0.3500 43.07350.2500 41.9112 0.2500 42.1607

03-05-201903-06-201904-07-201905-08-2019

0.40000.41000.41000.4000

60.262361.964861.099756.9666

0.40000.41000.41000.4000

64.669266.581065.738461.3766


03-09-201903-10-201904-11-201904-12-2019

0.40000.40000.40000.4000

56.039657.432159.100959.4714

0.40000.40000.40000.4000

60.457962.045663.940464.4294

28-11-201321-11-2014

1.002.75

19.35834.7881

1.00 19.4794



Tata Infrastructure FundDate of Declaration of IDCW IDCW p.u. (`) on Face Value of ` 10


07-07-2005 0.45 11.42310-11-2006 1.50 22.0409-03-2007 2.00 19.054614-09-2007 2.00 24.072611-03-2008 1.00 24.678725-09-2009 1.00 30.998423-03-201009-03-201511-03-201603-03-201723-02-2018

0.602.301.752.252.50

1.752.502.50

22.287129.967522.993727.294930.6214

25.263730.382134.2323

Tata Large & Mid Cap Fund (Data provided since 2005)



11-05-2005 1.00 15.818329-11-2005 1.00 20.13520-03-2006 5.00 25.229912-04-2006 1.00 21.12905-05-2006 1.00 21.437529-06-2007 1.00 23.304930-11-2007 1.00 31.151726-06-2009 1.50 18.997426-03-2010 2.00 24.174722-06-2010 0.50 22.075730-09-2010 1.00 23.989931-12-2010 0.50 22.491

Tata Equity Savings Fund (Data provided since 2008)

Monthly IDCW Option



16-01-2008 0.0468 12.195514-02-2008 0.0452 11.996217-03-2008 0.0499 11.87315-04-2008 0.0452 11.891115-05-2008 0.0468 11.919316-06-2008 0.0499 11.7853

15-01-2009 0.0595 12.028416-02-2009 0.0384 11.863816-03-2009 0.0336 11.92415-04-2009 0.0432 12.310114-05-2009 0.0418 12.278115-06-2009 0.0614 12.444616-07-2009 0.0447 12.438714-08-2009 0.0557 12.397415-09-2009 0.0614 12.415614-10-2009 0.0418 12.347816-11-2009 0.0475 12.426715-12-2009 0.0418 12.39615-01-2010 0.0447 12.487815-02-2010 0.0447 12.317115-03-2010 0.0403 12.280915-04-2010 0.0448 12.334914-05-2010 0.0419 12.326615-06-2010 0.0462 12.322915-07-2010 0.0505 12.334816-08-2010 0.0462 12.27215-09-2010 0.0433 12.332914-10-2010 0.0419 12.30515-11-2010 0.0400 12.309415-12-2010 0.0433 12.169717-01-2011 0.0400 12.133515-02-2011 0.0419 12.0581

14-11-2008 0.0230 11.399915-12-2008 0.0595 12.004

29-10-2008 0.0187 11.290114-10-2008 0.0348 11.4095

18-08-2008 0.0515 11.652315-09-2008 0.0336 11.6441

13-03-201815-06-2018

1.4000.9500

33.373831.5371

1.40000.9500

42.342540.5604

1.40 44.3907

12-02-201620-01-201715-12-2017

2.352.501.40

27.740031.497435.3947

23-03-2012 1.00 19.954507-03-201430-01-2015

1.202.75

24.058834.9030

1.202.75

24.206235.4231

Tata Mid Cap Growth FundDate of Declaration of IDCW IDCW p.u. (`) on Face Value of ` 10


16-09-2004 0.80 13.921125-08-2006 2.00 24.546523-03-2007 10.00 26.73116-11-2007 2.00 25.276321-12-2007 3.00 23.546114-05-2010 2.00 18.4055

15-03-2012 0.042 12.181716-04-2012 0.0463 12.226315-05-2012 0.042 12.187915-06-2012 0.0449 12.243716-07-2012 0.0449 12.319216-08-2012 0.0449 12.39817-09-2012 0.0463 12.5021

15-12-2011 0.0434 11.970016-01-2012 0.0463 12.035615-02-2012 0.0434 12.2860

17-10-2011 0.0463 11.902415-11-2011 0.042 11.8737

15-09-2011 0.058 12.002316-08-2011 0.0463 12.0332

16-06-2011 0.0434 11.91315-07-2011 0.0434 12.0924

15-03-2011 0.0337 11.99615-04-2011 0.0598 12.102616-05-2011 0.0449 11.9725

Monthly IDCW Option



03-01-202003-02-202003-03-202023-04-202006-05-202004-06-202003-07-202004-08-202003-09-202005-10-202003-11-202003-12-202005-01-202105-02-202103-03-202105-04-202104-05-202103-06-202105-07-202102-08-202102-09-202101-10-2021

0.40000.40000.40000.20000.20000.20000.21000.23000.23000.22000.23000.25000.26000.26000.28000.28000.28000.28000.30000.30000.30000.3200

59.028857.372555.422947.515846.817049.249551.553552.905553.975453.582854.522459.012962.127465.300067.055364.246963.606667.844668.758669.689073.522873.5978

0.40000.40000.40000.20000.20000.20000.21000.23000.23000.22000.23000.25000.26000.26000.28000.28000.28000.28000.30000.30000.30000.3200

64.037362.329360.294151.774351.049453.765856.347057.897459.142058.786759.888064.901668.416472.002074.019571.009670.383975.163776.261577.382881.739781.9180


Tata Mid Cap Growth FundDate of Declaration of IDCW IDCW p.u. (`) on Face Value of ` 10


30-12-201521-12-201718-01-2019

2.503.803.20

36.385449.187239.0353

0.253.803.20

40.450559.137148.0546



Monthly IDCW Option



15-05-2014 0.0513 12.839112-06-201415-07-201412-08-201415-09-201416-10-201413-11-201414-01-201512-02-201512-03-201515-04-201514-05-201512-06-201515-07-201507-10-201603-11-201609-12-201606-01-201707-02-201710-03-201717-04-201705-05-201702-06-201707-07-201704-08-201708-09-201706-10-201703-11-201730-11-201710-01-201805-02-201805-03-201803-04-201804-05-201804-06-2018

0.04780.05630.04780.05810.05090.04460.04780.04620.04460.05410.04590.04590.05220.10000.10000.10000.10000.10000.10000.07500.07500.07500.08500.08500.08500.08500.08500.08500.08500.09000.09000.08200.08300.0830

13.141313.082713.060213.254813.292713.522613.842214.027114.042114.041313.844113.673013.825314.728014.611214.490814.430014.562114.471614.625914.647714.601814.600614.581414.553614.484714.435814.378014.409214.227314.118214.095614.096413.9992

0.04780.05630.04780.05810.05090.04460.04780.04620.04460.05410.04590.04590.05220.10000.10000.10000.10000.10000.1000

0.07500.08500.08500.08500.0850

0.09000.08200.08300.0830

13.143013.094

13.079213.281313.330413.570413.905814.101414.126114.122213.934313.767313.928115.032314.932014.827814.780214.932114.8550

15.180615.196015.193515.183915.1268

15.168915.167915.189015.1041

12-03-2014 0.0461 12.669415-04-2014 0.0581 12.6933

13-02-2014 0.0496 12.551115-01-2014 0.0513 12.7377

14-02-2013 0.0580 12.856914-03-2013 0.0541 12.821115-04-2013 0.0523 12.801315-05-2013 0.0576 13.169514-06-2013 0.0513 13.057115-07-2013 0.0529 12.969416-08-2013 0.0546 12.406616-09-2013 0.0529 12.564115-10-2013 0.0496 12.7097

Quarterly IDCW Option

Date of Declaration of IDCW


16-12-201617-03-201715-06-2017

0.30000.30000.2200

14.663014.776314.8165

0.30000.30000.2200

15.405815.574115.6701

IDCW p.u. (`) on Face Value of ` 10

Monthly IDCW Option



23-04-202006-05-202004-06-202003-07-202004-08-202003-09-202005-10-202003-11-202003-12-202005-01-202105-02-202103-03-202105-04-202104-05-202103-06-202105-07-202102-08-202102-09-202101-10-2021

0.04000.04200.04200.04300.04500.04500.04500.04500.04700.04800.04800.04900.04900.04900.04900.04900.05000.05000.0520

0.04500.04500.04500.04500.04700.04800.04800.04900.04900.04900.04900.04900.05000.05000.0520

12.568012.499412.791013.012013.226013.438813.363313.546513.949714.335414.609014.712014.482714.368914.712214.766214.834215.172315.1618

15.046215.302915.238115.466915.950216.415416.752616.891916.652916.542816.960917.046317.147017.563017.5753

Tata Young Citizens’ FundBonus History

Bonus Units in March’ 1999 01:03Bonus Units in March’ 2000 01:02Bonus Units in Nov’ 2003 01:04Bonus Units in Nov’ 2007 01:02Bonus Units in Nov’ 2010 01:03Bonus Units in Nov’ 2011 01:05

Tata Banking & Financial Services FundDate of Declaration of IDCW IDCW p.u. (`) on Face Value of ` 10


19-01-2018 1.40 17.5941

Tata India Consumer FundDate of Declaration of IDCW IDCW p.u. (`) on Face Value of ` 10


19-01-2018 1.45 18.0181


Date of Declaration of IDCW IDCW p.u. (`) on Face Value of ` 10Reg. Reg. NAV Direct Direct NAV

19-01-2018 1.30 16.0031

Tata Arbitrage FundDate of Declaration of IDCW IDCW p.u. (`) on Face Value of ` 10


19-06-201922-07-201916-08-201919-09-201922-10-201920-11-201920-12-201921-01-202018-02-202020-03-2020

0.03000.03000.04000.04000.04000.04000.05000.04000.06000.1000

10.344810.372110.392710.402510.410310.416910.422410.411410.421010.4373

0.03000.03000.04000.04000.04000.04000.05000.04000.06000.1000

10.379110.414110.440410.458410.474310.487910.500510.497210.513410.5376

04-07-201806-08-201804-09-201804-10-201801-11-201804-12-201803-01-201904-02-201905-03-201904-04-201903-05-201903-06-201904-07-201905-08-201903-09-201903-10-201904-11-201904-12-201903-01-202003-02-202003-03-2020

0.08300.08300.08300.08000.08000.08000.08000.08000.08000.08000.08000.08100.08100.07000.07000.07000.07000.07000.07000.07000.0700

13.889714.091914.082313.437613.414313.624213.521913.531013.524513.759713.728313.931213.894313.462213.368113.484913.690813.712913.714313.575913.4117

0.08300.08300.08300.0800

0.08000.08000.08000.08000.08000.08000.08100.08100.07000.07000.07000.07000.07000.07000.07000.0700

15.004015.242015.249914.5698

14.892214.800414.829814.844615.123515.109715.355115.337114.882514.798414.948615.199015.245015.268015.135814.9729


15-10-201215-11-201217-12-201215-01-2013

0.04050.04490.04630.0560

12.620412.620512.749312.9512


HOW TO READ A FACT SHEET

SCHEDULE 3

Fund Manager: An employee of the asset management company such as a mutual fund or life insurer, who manages investments of the scheme. He is usually part of a larger team of fund managers and research analysts.

Application Amount for Fresh Subscription: This is the minimum investment amount for a new investor in a mutual fund scheme.

Minimum Additional Amount: This is the minimum investment amount for an existing investor in a mutual fund scheme.

Yield to Maturity: The Yield to Maturity or the YTM is the rate of return anticipated on a bond if held until maturity. YTM is expressed as an annual rate. The YTM factors in the bond’s current market price, par value, coupon interest rate and time to maturity.

SIP: SIP or systematic investment plan works on the principle of making periodic investments of a fixed sum. It works similar to a recurring bank deposit. For instance, an investor may opt for an SIP that invests Rs 500 every 15th of the month in an equity fund for a period of three years.

NAV: The NAV or the net asset value is the total asset value per unit of the mutual fund after deducting all related and permissible expenses. The NAV is calculated at the end of every business day. It is the value at which the investor enters or exits the mutual fund.

Benchmark: A group of securities, usually a market index, whose performance is used as a standard or benchmark to measure investment performance of mutual funds, among other investments. Some typical benchmarks include the Nifty, Sensex, BSE200, BSE500, 10-Year Gsec.

Entry Load: A mutual fund may have a sales charge or load at the time of entry and/or exit to compensate the distributor/agent.

Entry load is charged at the time an investor purchases the units of a mutual fund. The entry load is added to the prevailing NAV at the time of investment. For instance, if the NAV is Rs. 100 and the entry load is 1%, the investor will enter the fund at Rs 101.

Exit Load: Exit load is charged at the time an investor redeems the units of a mutual fund. The exit load is reduced from the prevailing NAV at the time of redemption The investor will receive redemption proceeds at net value of NAV less Exit Load. For instance, if the NAV is Rs 100 and the exit load is 1%, the investor will receive Rs 99.

Modified Duration: Modified duration is the price sensitivity and the percentage change in price for a unit change in yield.

Standard Deviation: Standard deviation is a statistical measure of the range of an investment’s performance. When a mutual fund has a high standard deviation, its means its range of performance is wide, implying greater volatility.

Sharpe Ratio: The Sharpe Ratio, named after its founder, the Nobel Laureate William Sharpe, is a measure of risk-adjusted returns. It is calculated using standard deviation and excess return to determine reward per unit of risk.

Beta: Beta is a measure of an investment’s volatility vis-à-vis the market. Beta of less than 1 means that the security will be less volatile than the market. A beta of greater than 1 implies that the security’s price will be more volatile than the market.

AUM: AUM or assets under management refers to the recent / updated cumulative market value of investments managed by a mutual fund or any investment firm.

Holdings: The holdings or the portfolio is a mutual fund’s latest or updated reported statement of investments/securities. These are usually displayed in terms of percentage to net assets or the rupee value or both. The objective is to give investors an idea of where their money is being invested by the fund manager.

Nature of Scheme: The investment objective and underlying investments determine the nature of the mutual fund scheme. For instance, a mutual fund that aims at generating capital appreciation by investing in stock markets is an equity fund or growth fund. Likewise, a mutual fund that aims at capital preservation by investing in debt markets is a debt fund or income fund. Each of these categories may have sub-categories.

Rating Profile: Mutual funds invest in securities after evaluating their creditworthiness as disclosed by the ratings. A depiction of the mutual fund in various investments based on their ratings becomes the rating profile of the fund. Typically, this is a feature of debt funds.

R-Squared: R-squared measures the relationship between a portfolio and its benchmark. It is simply a measure of the correlation of the portfolio’s returns to the benchmark’s returns.

Treynor Ratio: Treynor Ratio is a measurement of efficiency utilizing the relationship between annualized risk-adjusted return and risk. Unlike Sharpe Ratio, Treynor Ratio utilizes “market” risk (beta) instead of tatal risk (standard deviation).

Jensen Alpha: A measure of the difference between a fund’s actual returns and its expected performance, given its level of risk as measured by beta. Jensen’s Alpha is equivalent to the alpha derived from regressing the same or portfolio’s returns in excess of the risk free rate against the market return in excess of the risk free rate.

Investment Manager: TATA ASSET MANAGEMENT LTD. Trustee: TATA TRUSTEE COMPANY LTD.

E-mail: [email protected] Website: www.tatamutualfund.comCorporate Identity Number: TAML – U65990-MH-1994-PLC-077090, TTCL – U65991-MH-1995-PLC-087722

BRANCH CONTACT DETAILS

SMS: ‘TMF’ to 57575

East Zone: Bhubaneswar: Room-309, 3rd Floor, Janpath Tower, Ashok Nagar, Bhubaneswar - 751 009. Tel.: 0674-2533818 / 7064678888. Dhanbad: Shri Ram Plaza, Room No.

202 (B), 2nd Floor, Bank more, Dhanbad, Jharkhand - 826 001.Tel.: 0326 - 2300304 / 9234302478. Durgapur: 8C, 8th Floor, Pushpanjali, C-71/A, Saheed Khudiram Sarani, City

Centre, Durgapur - 713 216. Tel.: 0343 - 2544463/65. Guwahati: Jain Complex, 4th Floor, Beside Axis Bank, G.S. Road, Guwahati - 781 005 (Assam). Tel.: 0361-2343084.

Kolkata: Apeejay House, Ground Floor, 15, Park Street, Kolkata -700 016. Tel.: 033 - 4406 3300 / 3333 / 3319. Fax: 033-4406 3315. Jamshedpur: Voltas House, Mezzanine Floor,

Main Road, Bistupur, Jamshedpur - 831 001. Tel.: 0657-2321302 / 2321363 / 9031076911. Patna: 301, 3rd Floor, Grand Plaza, Frazer Road, Patna - 800 001. Tel.: 0612 -

2206497. Raipur: Shop No. S-10, 2ndFloor, Raheja Towers, Near Fafadhi Chowk, Jail Road, Raipur (Chhattisgarh) - 492 001. Tel.: 0771 - 4040069. Ranchi: 406-A, 4th Floor, Satya

Ganga Arcade, Sarjana Chowk, Lalji Hirji Road, Ranchi – 834 001. Tel.: 0651-2210223 / 8235050200.

South Zone: Bangalore: Unit 3A, 4th Floor, Sobha Alexander, 16 / 2 - 6, Commissariat Road, Bangalore - 560 025. Tel.: 080 - 4557 0100, Fax: 080 - 22370512. Calicut: Ground

Floor, Door No. 6/296 A & B, Karuppali Square, YMCA Cross Road, Calicut - 673 001. Tel.: 0495-4850508. Chennai: 3rd Floor, Sri Bala Vinayagar Square, No.2, North Boag Road,

(Near AGS Complex), T.Nagar, Chennai 600 017. Tel.: 044 - 4864 1878 / 4863 1868 / 4867 6454. Cochin: 2nd Floor, Ajay Vihar, JOS Junction, M. G. Road, Cochin - 682 016. Tel.:

0484 - 4865813 / 14. Fax: 0484 - 237 7581. Coimbatore: Tulsi Chambers, 195 F, Ground Floor, West T V Swamy Road, R S Puram, Coimbatore – 641 002. Tel.: 0422 - 4365635,

Fax: 2546585. Hyderabad: 1st Floor, Nerella House, Nagarjuna Hills, Above Kotak Mahindra Bank, Punjagutta, Hyderabad - 500 082. Tel.: 040 - 67308989 / 901 / 902, Fax: 040 -

67308990. Hubli: No. 19 & 20, 1st Floor, Eureka Junction, T B Road, Hubli – 580 029. Tel.: 0836 - 4251510, Fax: 4251510. Kottayam: C S I Ascention Square, Collectrorate P. O.

Kottayam - 686 002. Tel.: 0481 - 2568450. Mangalore: Essel Towers, 1st Floor, Bunts Hostel Circle, Above Axis Bank, Mangalore - 575 003. Tel.: 9483398311 / 0824 - 4260308.

Madurai: 1st Floor, 11B Old, Goods Shed Street Rear, Opp. Sethupathy Higher Secondary School, North Veli Street, Madurai – 625 001. Tel.: 0452 - 4246315, Fax: 0452-4246315.

Mysore: CH-16, 1st Floor, Prashanth Plaza, 4th Main, 5th Cross, Saraswathipuram, Mysore - 570 009. Tel.: 9972353456 / 0821 - 4246676, Fax: 4246676. Salem: Raj Towers,

Ground Floor, No. 4, Brindavan Road, Fairlands, Salem - 636 016. Tel.: 0427 - 4042028 Fax: 4042028. Trivandrum: Ground Floor, Sai Kripa Building, TC-1956/3, Ganapthi Temple

Road, Vazhuthacaud, Trivandrum – 695 014. Tel.: 0471 - 4851430 / 31. Fax: 0471-2319139. Trichy: No.60/3, 'Krishna', 2nd Floor, Sastri Main Road, Tennur, Trichy - 620 017. Tel.:

0431 - 4024060. Thrissur: 4th Floor, Pathayappura buildings, Round South, Thrissur - 680 001. Tel.: 0487-2423330. Vijaywada: D. No-38-8-42, 3rd Floor, White House Complex,

Beside Passport Office, Opp. All India Radio Station, M. G. Road, Vijayawada - 520 010. Tel.: 0866 - 6632010. Vishakapatnam: Door no. 47-15-14 & 15, Shop no. 102 B, Ground

floor, V R C Complex, Opp. T S R Complex, Next to Andhra Bank, Visakhapatnam – 530 016. Tel.: 0891 - 2503292.

North Zone: Agra: Unit No. 2, First Floor, Block No. 54/4, Prateek Tower, Commercial Complex, Sanjay Place, Agra - 282 002. Tel.: 0562 - 2525195. Allahabad: Shop No. 10, Upper

Ground Floor, Vashistha Vinayak Tower, Tashkand Marg, Civil Lines, Allahabad - 211 001. Tel. : 0532 - 2260974. Amritsar: Mezzanine floor, SCO – 25, B Block, District Shopping

Complex, Ranjit Avenue, Amritsar – 143 001. Tel.: 0183 - 5011181 / 5011190. Chandigarh: SCO 2473-74, 1st Floor, Sector 22C, Chandigarh – 160 022. Tel.: 0172 - 5057322 /

5037205, Fax: 0172 - 2603770. Dehradun: Shop No. 19, Ground Floor, Shree Radha Palace, 78, Rajpur Road, Dehradun - 248 001, Uttarakhand. Tel.: 0135 - 2740877 / 2741877.

Gurgaon : Unit No. 209, 2nd Floor, Vipul Agora Mall, Sector 28, M. G. Road, Gurgaon - 122 001. Tel.: 0124 - 4227052. Jaipur: Office No. 52-53, 1st Floor, Laxmi Complex, Subhash

Marg, M.I. Road Corner, C Scheme, Jaipur – 302 001. Tel.: 0141 - 2389387, Fax: 5105178. Kanpur: 4th Floor, Office No. 412-413, KAN Chambers, 14/113, Civil Lines, Kanpur -

208 001. Tel.: 0512 - 2306065 / 2306066, Fax: 0512 - 2306065. Delhi: Flat No. 506-507, Kailash Building, 26, Kasturba Gandhi Marg, Connaught Place, New Delhi - 110 001. Tel.:

011 - 66324114 / 4136 / 4117 / 4130 / 4140, Fax: 011 - 66303202. Lucknow: 11 B & 12, Ground Floor, Saran Chamber II, Vikramaditya Marg, 5 Park Road, Lucknow – 226 001

Tel.: 0522 - 4001731 / 4308904. Ludhiana: Cabin No. 201, 2nd. Floor, SCO 18, Opp Ludhiana Stock Exchange, Feroze Gandhi Market, Ludhiana - 141 001. Tel.: 0161 - 5089667 /

68, Fax: 0161 - 2413498. Moradabad: 2nd floor, Near Hotel Rajmahal, Civil Lines, Moradabad – 244 001, Tel.: 0591 - 2410667. Jodhpur: Sanskriti Plaza, 840, Mazinine Floor,

Devendra Singhvi Marg, Opp. HDFC Bank, 9th Chopasani Road, Sardarpura, Jodhpur - 342 003. Tel.: 0291 - 2631257, Fax: 0291-2631257. Udaipur: Office No. 4, 2nd Floor,

Madhav Appartment, Opp. GPO, Chetak Circle, Udaipur - 313 001. Tel.: 0294 - 2429371 / 7230029371, Fax: 0294-2429371. Varanasi : D-64/127, 2nd Floor, C-H Arihant

Complex, Sigra, Varanasi - 221 010 Tel .: 0542 - 2222179. Jalandhar : Premises No.32, 5th Floor, City Square Building, EH - 197, Civil Lines, Jalandhar- 144 001. Tel.: 0181 -

500124. Ajmer: 2nd Floor, Opposite Hotel Payal, P R Marg, Agra Gate Circle, Ajmer - 305 001. Tel.: 0145 - 2625316. Meerut: G-13, Rama Plaza, Near Bachha Park, Western

Kutchery Road, Meerut (U.P.) – 250 001. Tel.: 0121 - 4035585.

West Zone: Mumbai: Mulla House, Gr. Floor, 51, M. G. Road, Near Flora Fountain, Mumbai - 400 001. Tel.: 022-66505243 / 66505201, Fax: 022- 66315194. Borivali: Shop No. 1

and 2, Ground Floor, Ganjawalla Residency, Ganjawalla Lane, Borivali West, Mumbai - 400 092. Tel.: 022-28945923 / 8655421234. Thane: Shop No. 9, Konark Tower, Ghantali

Devi Road, Thane (W) – 400 602. Tel.: 022 – 25300912. Ahmedabad: 402, 'Megha House', Mithakhali - Law Garden Road, Netaji Marg, Ahmedabad - 380 006. Tel.: 079 -

26466080 / 40076949. Pune: Office No 33, 3rd Floor, Yashwant, Opp. Lane No. 9, Prabhat Road, Pune – 411 004. Tel.: 020-41204949 / 50, Telefax: 41204953. Surat: Ground

floor, G - 18, ITC Building, Near Majuragate, Ring road, Surat – 395 002. Tel.: 0261 - 4012140, Fax: 0261-2470326. Vadodara: Emerald One, 314, 3rd Floor, Jetalpur Main Road,

Before Jetalpur Bridge, Jetalpur, Vadodara - 390 007. Tel.: . Rajkot: 402, The Imperia, Opp Shastri Maidan, Limda Chowk, Rajkot – 360 001. Tel.: 0281 - 2964848 / 0265 - 2991037

2964849. Indore: 204, D M Tower, 21/1 Race Course Road, Near Janjeerwala Chourha, Indore - 452 003. Tel.: 0731-4201806 / 4201807, Fax: 0731 - 4201807. Bhopal: MF-12,

Block-A, Mansarovar Complex, Near Habibganj Railway Station, Bhopal - 462 016. Tel.: 0755 - 4209752 / 2574198. Nashik: 5, Samriddhi Residency, Opp Hotel City Pride,

Tilakwadi, Nashik - 422 002. Tel.: 0253 - 6605138, Fax: 0253 - 2579098. Goa: F- 4, 1st Floor, Edcon Tower, Next to Hotel Salida Del Sol, Near Apple Corner, Menezes Braganza

Road, Panaji - Goa 403 001. Tel.: 7888051135. Jabalpur: Office No. 4, 1178 , Napier Town, Home Science College Road, Jabalpur - 482 001(M.P.). Tel.: 0761-4074263. Nagpur:

102, Shivaji Complex, Near Times of India, Dharampeth, WHC Road, Nagpur – 440 010. Tel.: 0712-6630425 / 7420015757. Navsari: Shop No. 1, Swiss Cottage, Ashanagar Main

Road, Navsari - 396 445. Tel.: 02637-281991. Aurangabad: Plot No. 66, Bhagya Nagar, Near S T Office, Kranti Chowk Police Station-to-Employment Office Road, Aurangabad -

431 001. Tel.: 0240 - 2351591 / 2351590.


Call: (022) 6282 7777 (Mon to Sat 9:00 am to 5:30 pm)

This product is suitable for investors who are seeking*:

*Investors should consult their financial advisors if in doubt about whether the product is

suitable for them.

• Regular Income by investing predominantly in a portfolio of floating rate instruments

(including fixed rate instruments converted for floating rate exposures using swaps /

derivatives)


This product is suitable for investors who are seeking*:

• Investment in equity & equity related instruments, debt instruments, exchange traded

commodity derivatives and other instruments.

*Investors should consult their financial advisors if in doubt about whether the product is

suitable for them.

• Long Term Capital Appreciation.


MULTI ASSET OPPORTUNITIES FUND(An open-ended scheme investing in equity, debt & exchange traded commodity derivatives)

RISK - O - METER

Investors understand that their principalwill be at Very High Risk

Documents

Fact Sheet - October 2021 - Cover