ETF - Home - Invest With An Edgeinvestwithanedge.com/wp-content/uploads/2017/03/... · (“ETP”) to refer to both ETFs and ETNs. This edition of the ETF Field Guide covers all 1,964

2017

ETF FIELD GUIDE

Ron Rowland

Copyright © 2017 Dynamic Performance Publishing Inc. All rights reserved. No part of this publication may be reproduced in any form or by any means without prior permission of the publisher.

The opinions and forecasts expressed herein are those of the author and may not actually come to pass. Any opinions and viewpoints regarding the future of the markets should not be construed as recommendations of any specific security nor specific investment advice. The analysis and information in this edition and on our website is for informational purposes only. No part of the material presented in this edition or on our websites is intended as an investment recommendation or investment advice. Neither the information nor any opinion expressed nor any portfolio constitutes a solicitation to purchase or sell securities or any investment program.

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ETF Field Guide — Data as of 12/31/16 Copyright © 2017 Dynamic Performance Publishing Inc.

2017

A Word from the Editor ............................................ 1Using the ETF Field Guide ...................................... 4ETF Group Descriptions and Category Lists .......... 8ETF Data Column Descriptions ............................ 13Other Factors and Considerations ........................ 16

U.S. STYLE ETFsU.S. Total Market .................................................. 20U.S. Mega Cap ..................................................... 20U.S. Large-Cap Value ........................................... 20U.S. Large-Cap Blend ........................................... 20U.S. Large-Cap Growth ........................................ 21U.S. Mid-Cap Value .............................................. 21U.S. Mid-Cap Blend .............................................. 22U.S. Mid-Cap Growth ............................................ 22U.S. Small-Cap Value ........................................... 22U.S. Small-Cap Blend ........................................... 22U.S. Small-Cap Growth ......................................... 23U.S. Micro Cap ..................................................... 23

U.S. STRATEGY ETFsU.S. Sector Strategies .......................................... 24U.S. Single-Factor Strategies ............................... 24U.S. Multifactor Strategies .................................... 24U.S. Dividend and Income .................................... 25U.S. Dividend Growth ........................................... 25U.S. Preferred Stock ............................................. 25U.S. Socially Responsible ..................................... 25U.S. Theme Based .............................................. 26 U.S. Event Driven ................................................. 26U.S. Option Writing ............................................... 26U.S. Hedged Strategies ........................................ 26U.S. Long/Short .................................................... 26

SECTOR ETFsSector: Consumer Discretionary ........................... 28Sector: Consumer Staples .................................... 28Sector: Energy ...................................................... 28Subsector: Energy MLPs ...................................... 29Sector: Financials ................................................. 29Sector: Health Care .............................................. 30Sector: Industrials ................................................. 31Sector: Materials ................................................... 31Sector: Real Estate ............................................... 32Sector: Technology ............................................... 32Sector: Telecommunications ................................. 33Sector: Utilities ...................................................... 33Pseudo-sector: Agriculture ................................... 33Pseudo-sector: Infrastructure ............................... 34Pseudo-sector: Natural Resources ....................... 34

GLOBAL ETFsGlobal All Country ................................................. 35Global Developed Markets ................................... 35Global Asset Allocation ......................................... 35Global Dividend and Income ................................. 35Global Socially Responsible ................................. 36Global Theme ....................................................... 36Global Long/Short ................................................. 36

INTERNATIONAL ETFsGlobal ex-U.S. ...................................................... 37Developed Markets ex-U.S. .................................. 37International Dividend and Income ....................... 38International Theme .............................................. 38International Developed Small and Mid Cap ......... 38Emerging Markets ................................................ 38

Emerging-Market Subregions ............................... 39Emerging-Market Dividend and Income ................ 40Asia/Pacific ........................................................... 40Asia/Pacific ex-Japan ........................................... 40Europe .................................................................. 40

SINGLE-COUNTRY ETFsArgentina .............................................................. 42Australia ............................................................... 42Austria .................................................................. 42Belgium ................................................................ 42Brazil .................................................................... 42Canada ................................................................. 42Chile ..................................................................... 42China .................................................................... 42Colombia .............................................................. 42Denmark ............................................................... 42Egypt .................................................................... 43Finland .................................................................. 43France .................................................................. 43Germany ............................................................... 43Greece .................................................................. 43Hong Kong ............................................................ 43India ...................................................................... 43Indonesia .............................................................. 43Ireland .................................................................. 43Israel ..................................................................... 43Italy ....................................................................... 43Japan .................................................................... 43Malaysia ............................................................... 44Mexico .................................................................. 44Netherlands .......................................................... 44New Zealand ........................................................ 44Nigeria .................................................................. 44

CONTENTS

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2017

ETF Field Guide — Data as of 12/31/15 Copyright © 2016 Dynamic Performance Publishing, Inc.

CONTENTS

Norway ................................................................. 44Pakistan ................................................................ 44Peru ...................................................................... 44Philippines ............................................................ 44Poland .................................................................. 44Portugal ................................................................ 44Qatar .................................................................... 44Russia .................................................................. 44Saudi Arabia ......................................................... 44Singapore ............................................................. 44South Africa .......................................................... 44South Korea ......................................................... 45Spain .................................................................... 45Sweden ................................................................ 45Switzerland ........................................................... 45Taiwan .................................................................. 45Thailand ................................................................ 45Turkey ................................................................... 45United Arab Emirates ............................................ 45United Kingdom .................................................... 45Vietnam ................................................................ 45

BOND AND FIXED-INCOME ETFsU.S. Aggregate Bond ............................................ 46U.S. Treasury Bond .............................................. 46U.S. Short-Term Bond ........................................... 46U.S. Intermediate-Term Bond .............................. 46 U.S. Long-Term Bond ........................................... 47U.S. TIPS Bond ..................................................... 47U.S. Corporate Investment Grade ........................ 47U.S. Corp. Inv. Grade Interest-Rate-Hedged ........ 48U.S. Corporate High Yield .................................... 48U.S. Corp. High-Yield Interest-Rate-Hedged ........ 48

U.S. Convertible Bond .......................................... 49National Tax-Exempt Munis .................................. 49National High-Yield Tax-Exempt Munis ................. 49State Tax-Exempt Munis ....................................... 49Global Bond .......................................................... 49International Bond ................................................ 50Emerging-Markets Bond ....................................... 50Miscellaneous Bond ............................................. 50

COMMODITY ETFsMultiple Commodities ........................................... 52Agricultural Commodities ...................................... 52Energy Commodities ............................................ 53Base-Metals Commodities .................................... 53Gold and Precious-Metals Commodities ............... 53

CURRENCY ETFsSingle Currency .................................................... 55Multicurrency ........................................................ 55

LEVERAGED AND INVERSE ETFsLeveraged Style and Strategy ............................... 56Inverse Style and Strategy .................................... 56Leveraged Sector ................................................. 57Inverse Sector ...................................................... 57 Leveraged Global and International ...................... 58Inverse Global and International ........................... 59Leveraged Bond and Fixed Income ...................... 59Inverse Bond and Fixed Income ........................... 59Leveraged Commodity ......................................... 60Inverse Commodity ............................................... 60

VOLATILITY ETFsVIX Long Volatility ................................................. 62VIX Inverse Volatility ............................................. 62Volatility Strategy .................................................. 62

APPENDIXESTicker Listing and Category Cross-Reference ...... 63 ETF Sponsor Websites ......................................... 73

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ETF Field Guide — Data as of 12/31/16 Copyright © 2017 Dynamic Performance Publishing Inc. 1

2017 A WORD FROM THE EDITOR

Source: InvestWithAnEdge.com

A Word from the EditorWelcome to the ETF Field Guide! This handy reference guide will help you make the most of the fastest-growing investment tool in decades. Exchange-traded funds (“ETFs”) give everyday investors access to markets once reserved only to wealthy individuals and institutions. ETFs combine the diversification of mutual funds with the flexibility of individual stocks. They truly are the investment vehicle of the new age!

Still, this ETF revolution brings challenges. The sheer number of ETFs can be overwhelming, and a wrong choice can quickly overshadow the enormous advantages.

The ETF universe has exploded in size during the last decade. At the beginning of 2006, you had only 224 ETFs and ETNs to choose from. At the beginning of this year, the list was up to 1,964! That’s nearly a tenfold increase in choices.

Figure 1 illustrates this enormous industry growth and shows that assets under management (“AUM”) have climbed right along with product count and now top $2.5 trillion.

Almost every investment niche now features multiple ETFs. Some follow traditional capitalization-weighted indexes, many now track various smart-beta indexes, and others are actively managed. There are leveraged ETFs and ones that short the market. Still others track volatility, commodities, and currencies. ETFs exist for almost every corner of the financial markets. How do you know where to begin?

The ETF Field Guide is your essential companion on this financial safari. We’ve been in the jungle and seen the animals up close. We’ve even wrestled with a few. Whatever your goals, we can help you find the right path to ETF-investing success.

Figure 1. Product and asset growth of ETFs and ETNs

First, we need to define our terms. For simplicity, we will often use the term exchange-traded funds (“ETFs”) to describe the entire universe of exchange-traded products (“ETPs”), which also includes exchange-traded notes (“ETNs”).

However, there are important differences between ETFs and ETNs that you should understand, and sometimes it is important to differentiate the two.

ETFs are similar to mutual funds in structure—they are individual entities that directly own the assets in their portfolio.



ETNs, on the other hand, do not “own” anything. They are unsecured debt instruments (bonds) issued by a bank. Therefore, they also carry credit risk and could lose value in the event of an issuer bankruptcy.

To help you distinguish between the two, we place “ETN” at the end of an ETN’s name, and in the data tables we highlight them in yellow.

Sometimes, the industry uses the term exchange-traded product (“ETP”) to refer to both ETFs and ETNs.

This edition of the ETF Field Guide covers all 1,964 ETFs, classified into 145 categories across these 11 major groups:

1. U.S. Style ETFs2. U.S. Strategy ETFs3. Sector ETFs4. Global ETFs5. International ETFs6. Single-Country ETFs7. Bond and Fixed-Income ETFs8. Commodity ETFs9. Currency ETFs10. Leveraged and Inverse ETFs11. Volatility ETFs

A description of each group and their underlying categories is included in the “ETF Group Descriptions and Category Lists” section.

Additionally, there are many other attributes that cut across these traditional categories. Smart-beta ETFs, which follow factor-based or active strategy indexes, have surged in popularity. Today, there are 692 smart-beta ETFs. These funds now comprise more than 35% of the ETF universe, and we identify each one for you.

The strength of the U.S. dollar in recent years has brought an onslaught of new currency-hedged ETFs to market. Another new twist is the arrival of interest-rate-hedged ETFs to help counteract the fears of rising interest rates. Fund-of-funds ETFs are another fast-growing segment.

To my knowledge, no other publication identifies all

• 692 smart-beta ETFs• 190 ETNs• 163 actively managed ETFs• 90 fund-of-funds products• 106 currency-hedged ETFs• 79 ETFs using other hedging techniques• 49 ETFs issuing K-1 forms• 7 C-corporations with unique tax-liabilities

Within each group and category, the data tables list the choices available to you along with key data points to consider. You’ll see a side-by-side comparison of expense ratio, current yield, fund size, historical returns, and even what tax form to expect.

Knowing your risk exposure is critical, too. That’s why the ETF Field Guide gives you vital risk characteristics such as standard deviation (volatility), beta, and historical worst-case maximum drawdown.

We also arm you with important information about liquidity. Most investors overlook this critical element of success. Hundreds of ETFs—even some from well-known sponsors—are technically “available” for trading, but in fact have very little activity. A few have even gone an entire year without a single trade.

Hungry market makers are lying in wait for unwary amateurs. Their bid/ask spreads can eat your profits alive. That’s why we show you the average daily volume in both number of shares and dollar value.



MANAGING WITH ETFs SINCE 2004

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Since 1981, Flexible Plan Investments has been dedicated to preserving and growing wealth through dynamic risk management. Our fee-based separately managed accounts can provide diversified portfolios of actively managed strategies within equity, debt, and alternative asset classes.

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YOUR TURNKEY SOLUTION TO Actively managed ETF accounts

• Combat market volatility with our risk-managed accounts.

• Target specific sectors and asset classes with our alternative ETF strategy options.

• Open new accounts easily using one of our many trading platforms.

With all of this data in mind, the ETF Field Guide has two more exclusive features you won’t find anywhere else:

Our blue star identifies the 57 “best of breed” ETFs—our top category picks.

Our red X identifies the 65 broken products, those with nonfunctioning creation and/or redemption mechanisms.

Of course, everyone’s personal situation is unique, so our “top picks” are only a general guide. However, they are a great place to start your decision-making process.

We believe the ETF Field Guide is the most comprehensive, impartial ETF reference available to investors today. We are entirely independent. Our only goal is to guide you—the investor—through the ETF wilderness of the market makers and ETF creators.

We hope this edition of the ETF Field Guide brings you closer to your goals.

Sincerely,

Ron Rowland

Editor


2017 USING THE ETF FIELD GUIDE

Using the ETF Field GuideTo help you find the best ETF for your needs, the ETF Field Guide’s data tables are divided into 11 major groups (Style, Strategy, Sector, Global, Bonds, Commodities, etc.). Each group is further divided into categories (with 145 categories in all) to help narrow your search. For example, the Sector group has 15 categories: one for Energy, another for Technology, and so on. Within each category, the ETFs are sorted by asset size. This places the most popular ETFs (by asset size) at the top of each category.

“Give a man a fish and you feed him for a day. Teach a man to fish and you

feed him for a lifetime.”

In the spirit of this Chinese proverb, we will now walk you through some examples using the data tables. At the end of the first example, we will give you the “fish”—our ETF recommendation—but you should especially pay attention to the process. This will “teach you to fish”—how to use the data tables on your own.

FINDING THE BEST U.S. TOTAL MARKET ETF

Note: Data in the data tables is as of 12/31/2016.

The U.S. stock market includes some 3,800 stocks, according to the MSCI U.S. Broad Market Index. Suppose you want them all in your portfolio. You could determine the appropriate portfolio weighting and then buy each stock, but this would be extremely impractical (although your broker would be very pleased with his commission!).

As it turns out, the “U.S. Total Market” category is at the very beginning of the data tables and contains eight ETFs. Since they all try to represent the entire U.S. stock market, it is not surprising that they have similar performance figures. Please note that all of the data columns are discussed in further detail in the “ETF Data Column Descriptions” section.

The ETFs within each category are sorted by assets. In this case, Vanguard Total Stock Market (VTI) is the most popular choice. Others in the category include Schwab U.S. Broad Market (SCHB), iShares Russell 3000 (IWV), iShares Core S&P Total U.S. Stock Market (ITOT), iShares Dow Jones U.S. (IYY), SPDR Russell 3000 (THRK), Vanguard Russell 3000 (VTHR), and First Trust Total US Market AlphaDEX (TUSA).

Let’s begin our comparison toward the right side of the table. Looking at the Liquidity/AUM section, notice the first four ETFs (VTI, SCHB, IWV, and ITOT) have all three data points shaded in green. This is good news, telling us all three are in the top 20% of all ETFs when it comes to volume, dollar volume, and assets under management (“AUM”). You should have no trouble buying and selling any of these ETFs at a fair price during normal market conditions.

Moving to the Risk Measurements section (to the left of the Liquidity section), notice that VTI, IWV, and ITOT are nearly identical. The fourth one, SCHB, was launched in 2009 and does not have a 10-year MDD (maximum drawdown). Therefore, we cannot see how it performed during the big decline that occurred during the 2007–2009 financial crisis and bear market.

ETFs with one or more of their liquidity columns shaded in yellow should be a warning. These are often illiquid funds, and many do not trade every day the market is open. That makes some of their risk measurements unreliable.

We already mentioned the performance data is similar, but on closer inspection we can see that ITOT has a slight edge for the 3-year period and VTI was a little better in most other periods.



In our view, these differences are insignificant and are just as likely to favor a different ETF next year.

Looking at the Yield Estimate and Expense Ratio columns can often supply clues about performance differences. Here, seven of the eight ETFs in the U.S. Total Market category have a similar 1.8% or 1.9% yield. Again, this is not surprising since they all own nearly identical baskets of stocks. Three of the top four funds have expense ratios of 0.05% or less. These ETFs are all dirt cheap. Even the two charging 0.20% are low, but it could explain why the performance of IWV is slightly lower than VTI.

Now let’s look at the lower four in the category. They do not have all three liquidity measurements shaded in green, making them less desirable than the four above. If they provided a huge performance improvement, then perhaps that could outweigh the lack of liquidity, but that is not the case with these lower four.

The last one, First Trust Total US Market AlphaDEX (TUSA), is a special case. Its three liquidity measurements are in yellow—a warning sign. Additionally, it has significantly underperformed the other seven in many periods. Now look at the “SB/Act” column. It has an “SB” shaded in blue, indicating that it is a smart-beta ETF, while the seven above it use traditional cap-weighted indexing. In this particular example, “smart beta” is not looking very smart. TUSA also has the highest expense ratio and lowest yield of the eight ETFs in this category.

Many factors can influence performance. The differences could be related to things like index tracking error, when dividends are reinvested, or something else. Answering these questions would require a detailed analysis of each ETF. If you are interested in performing that analysis, we provide links to the websites of each ETF sponsor at the end of this document.

Taking everything into consideration, Vanguard Total Stock Market ETF (VTI) is the best choice in this category, in our opinion. Therefore, it is our Top Category Pick, as indicated by the blue star in the left margin.

Before you run out and buy VTI, let’s consider transaction fees. The transaction fee, or commission, that you pay each time you buy or sell an ETF is determined by your broker. These fees are usually quite low if you use a discount broker. If your account is with Vanguard Brokerage, then VTI makes even more sense because commissions are $0 for all Vanguard ETFs at Vanguard.

But what if you are using Schwab or Fidelity Brokerage? The Schwab ETF, SCHB, has commission-free trading for Schwab customers, and ITOT happens to be commission-free at Fidelity Brokerage.

For this category, we awarded Vanguard Total Stock Market (VTI) the blue star, but if we allowed more than one blue star ETF per category, then the top four listed in this category would all have probably received one.

The top four ETFs in this category are good products from reputable firms, and investors are unlikely to go wrong with any of them.

FINDING A GOOD U.S. DIVIDEND ETF

It seems like everyone wants a good dividend ETF these days, and with many stock funds yielding just as much as bond funds, it is easy to see why. Sponsors have answered the call and rolled out numerous products fitting this description. Dividend ETFs often cross many definition boundaries and can be found in our Styles, Sectors, Global, International, and Leveraged groups. For this exercise, we will focus on the two categories of U.S. Dividend and Income, and U.S. Dividend Growth—both within the U.S. Strategies group.

The fact that there are two categories is the first issue you must contend with. Do you want or need current income, or are you willing to accept a lower current yield with the hopes that the income stream will grow over time?

The U.S. Dividend and Income category has 36 entries that make their stock selections and weightings based on current yield. Most of these ETFs are new—only 10 have a 10-year track record, and just 11 have



been around for at least five years. Nearly half (17) have less than a three-year history.

All but three are smart-beta funds, and the exceptions are actively managed, which indirectly implies they are also smart beta (do not use capitalization weighting). Six of these ETFs have all three of their liquidity factors shaded in green—indicating they are in the top 20% of all ETFs for those measurements, and proving that the category is popular with investors.

Most investors are buying these ETFs for yield, so let’s look at that column. There is one with a yield of 0.0%. It is the one ETN in the group, and it follows an index that automatically reinvests dividends, so it does not pay out dividends to shareholders. At the other extreme, the Master Income ETF (HIPS) is the highest yielder at 7.1%. However, it has the highest expense ratio at 1.43%, all three of its liquidity measurements are in yellow, and it has only about a 2-year history.

If we restrict our comparison to the top four ETFs in this list, the process becomes less overwhelming. The iShares Select Dividend ETF (DVY) has been around the longest (13+ years), Vanguard High Dividend Yield (VYM) has a 10-year record, and iShares Core High Dividend (HDV) and PowerShares S&P 500 High Dividend Low Volatility (SPHD) are the relative youngsters of the bunch. All four have a yield above 3%, which may not seem like much, but it is pretty good for the current low interest-rate environment.

PowerShares S&P 500 High Dividend Low Volatility (SPHD) has the best 1-year and 3-year total return figures, and its yield is the highest at 3.8%. It is clearly a good choice, but since it also includes Low Volatility as a factor, it might not be the best representative of this category. In fact, there are many two-factor ETFs like SPHD, and perhaps they will soon have their own category, at which time SPHD could be our blue-star choice.

Among the other three, there are some notable differences in performance. DVY has produced superior total returns in recent years, while HDV has lagged the other choices.

From a risk perspective, VYM has the highest volatility (Std Dev) and the highest beta of the three, while HDV has the lowest volatility and beta, giving it the edge. Looking at drawdown, DVY appears to be the winner, but if you are seeking diversification away from the S&P 500, then VYM’s higher beta will work against you.

Expense ratios matter for dividend ETFs because your dividend income as a shareholder is reduced by the expense ratio. DVY has a relatively high expense ratio of 0.39%. If it were closer to the 0.09% of VYM and the 0.08% of HDV, then DVY’s yield would probably increase by 0.3% to 3.4% and its annual returns would be 0.3% higher. This appears to be a unique case where DVY’s higher expense ratio is not impeding its ability to compete against lower-cost alternatives.

Given that this category is about current yield, the higher yields of HDV an SPHD make a compelling case. However, as described above, SPHD is not the “best fit” for this category, and the total return performance of HDV is a strike against it. Through the process of elimination, we are down to VYM and DVY, and the superior total return tips the scales in favor of iShares Select Dividend (DVY), making it our Top Category Pick.

The U.S. Dividend Growth category has 14 ETFs that choose their stocks based on a consistent record of increasing dividends rather than the size of those dividends. Therefore, the current yields in this group are generally lower than for ETFs in the previous group. Still, the theory behind these strategies is that the absolute income stream will increase over time, providing you with a higher payout down the road.

When choosing a U.S. Dividend Growth ETF, we suggest comparing the seven largest ETFs in the category, as they all have acceptable liquidity measurements. Vanguard Dividend Appreciation (VIG), with $22 billion in assets, seems to be the preferred choice of investors, but it has underperformed the other choices.

Despite its higher expense ratio of 0.35%, SPDR S&P Dividend (SDY) has the superior performance figures compared to the other popular



ETFs in this category. Schwab US Dividend Equity (SCHD) has a lower expense ratio, and a higher yield, but its total return figures are not stellar.

The fourth one, First Trust Value Line Dividend (FVD), is a contender. It has the best performance record for most measurement periods, the lowest 3-year drawdown, and the lowest standard deviation, despite having the highest expense ratio.

Looking down the list, the small-cap dividend growth ETFs returned more than 30% in 2016, although with yields of less than 1.5%, it might be difficult to see the “dividend” aspect of these funds. Their focus on small-cap stocks also suggests that they may not be the best representatives of this category.

Again, there are many good choices among the largest U.S. Dividend Growth ETFs, but the performance of the past one, three, and five years, coupled with a decent current yield of 2.6%, prompted us to award our Top Category Pick blue star to SPDR S&P Dividend (SDY).

However, due to special tax treatment for MLPs, all seven of the ETFs are also C-corporations. Unlike the thousands of mutual funds and other ETFs that have been pass-through vehicles for more than 80 years, MLP ETFs structured as C-corporations are liable for 35% federal income tax plus various state taxes.

As a result, the capital appreciation of the C-corporation ETFs will lag their ETN equivalents by about 37% during upward-trending markets. Granted, this deferred tax liability can buffer the downside action, but the severe MLP bear market of 2015 and early 2016 wiped out all those buffers, and these ETFs fell just as hard as the ETNs.

The expense ratios for the MLP ETFs reflect this tax burden (on a delayed basis). A year ago, most were reporting expense ratios of 4% or more, but thanks to 3-year losses that use up their deferred tax liability buffers, the expense ratios are temporarily similar to those of the MLP ETNs.

Most of the distributions from MLP ETFs are classified as tax-deferred return of capital (“ROC”). The taxes are deferred until you sell your fund. For MLP ETNs, which are essentially bonds, all distributions are taxable interest.

Only three MLP products have all three liquidity measurements shaded in green. One is an ETF with a C-corporation structure, and the other two are ETNs that are also broken products.

Yields vary widely from a low of 5.4% for Barclays ETN+ Select MLP ETN (ATMP) to a high of 10.0% for the Global X Junior MLP ETF (MLPJ), although it is last for size and liquidity.

All of them had 3-year drawdowns in excess of 50%, and their 1-year standard deviation measurements are above 29%, versus 13% for the SPDR S&P 500 ETF (SPY). These are not low-risk investments.

We did not award a blue star for this category. All 21 products have flaws. If you want (or need) an MLP fund, then the ETF Field Guide can help you identify the least evil choice based on your particular needs and circumstances.

FINDING AN MLP FUND

If you want to find a good fund that will give you exposure to master limited partnerships (“MLPs”), the short answer is—good luck with that! It’s not that there aren’t any. In fact you will find 21 entries in the Energy MLP Subsector category, plus a couple more in the Leveraged Sector category. The difficulty arises once you realize that they all have problems.

The ETF Field Guide will help you sort through this mess. The first thing you might notice about the Energy MLP Subsector category is that there are six “broken products.” In these instances, the issuing banks have said they will no longer issue shares to meet demand. As a result, price premiums can and have developed. Unless you know how to determine this before placing your trade, then you should avoid these six.

Only seven of the products are ETFs, and the other 14 are ETNs. Normally, when there are both ETFs and ETNs representing the same or a similar index, it is better to choose the ETF and avoid the credit risk of the ETN.


2017 ETF GROUP DESCRIPTIONS AND CATEGORY LISTS

ETF Group Descriptions and Category ListsThe ETF data tables are divided into 11 major groups:

1. U.S. Style ETFs2. U.S. Strategy ETFs3. Sector ETFs4. Global ETFs5. International ETFs6. Single-Country ETFs7. Bond and Fixed-Income ETFs8. Commodity ETFs9. Currency ETFs10. Leveraged and Inverse ETFs11. Volatility ETFs

Each ETF appears only once in the data tables. You need to understand how they are classified so you can locate those you are interest in. If you have trouble finding any particular ETF, just refer to the appendix “Ticker Listing and Category Cross-Reference” located in the back of this guide.

Each major group is further divided into categories, which are identified in the following group descriptions. There are 145 categories. Within each category, the ETFs are sorted by assets, putting the most popular (largest) ones at the top of each category list.


U.S. STYLE ETFs

U.S. STRATEGY ETFs

The U.S. Style ETFs group includes U.S. stock-market ETFs that focus on Large-Cap Value, Small-Cap Growth, and other “style-box” segments.

It also includes ETFs targeting the entire U.S. market. You will find nearly all of the traditional capitalization-weighted funds here. There are a few Value and Growth smart-beta ETFs targeting large- or small-cap stocks here, but most of the smart-beta ETFs will be found in the U.S. Strategies group.

These ETFs typically have 95% or more allocated to U.S. stocks. Those that allow higher exposure to foreign stocks will generally be found in the Global ETFs group. This group does not include any inverse or leveraged funds.

Categories:

• U.S. Total Market• U.S. Mega Cap• U.S. Large-Cap Value• U.S. Large-Cap Blend• U.S. Large-Cap Growth• U.S. Mid-Cap Value• U.S. Mid-Cap Blend• U.S. Mid-Cap Growth• U.S. Small-Cap Value• U.S. Small-Cap Blend• U.S. Small-Cap Growth• U.S. Micro Cap

The U.S. Strategy ETFs group is where you will find ETFs that generally select stocks without regard to market capitalization, or where capitalization plays an insignificant role.

It is chock-full of smart-beta ETFs, including three types of equity-income funds, sector-rotation and hedge-fund strategies, single-factor and multifactor ETFs, and more. You’ll find socially responsible,



theme-based, event-driven, option-writing, and many hedged strategy ETFs here.

Categories:

• U.S. Sector Strategies• U.S. Single-Factor Strategies• U.S. Multifactor Strategies• U.S. Dividend and Income• U.S. Dividend Growth• U.S. Preferred Stocks• U.S. Socially Responsible• U.S. Theme Based• U.S. Event Driven• U.S. Option Writing• U.S. Hedged Strategies• U.S. Long/Short

SECTOR ETFs GLOBAL ETFs

Want to zoom in on a high-growth industry? The Sector ETFs group includes all sector-oriented ETFs, separated into 15 categories. Sector designations are prioritized over geography, so this group also includes global, international, and single-country sector ETFs. Equity ETFs involved with crude oil, gold mining, or other commodity-oriented industries are here, but pure commodity ETFs, such as those covering gold bullion and crude oil, are in the Commodity ETFs group.

ETFs and ETNs with exposure to MLPs have grown large enough to warrant their own subsector category. Additionally, three categories not currently recognized as sectors by the Global Industry Classification Standard (“GICS”) are included as pseudo-sectors. The Sector ETFs group does not include any inverse or leveraged sector funds.

Categories:

• Consumer Discretionary• Consumer Staples• Energy• Energy MLP Subsector• Financials• Health Care• Industrials• Materials• Real Estate• Technology• Telecommunications• Utilities• Agriculture Pseudo-sector• Infrastructure Pseudo-sector• Natural Resources Pseudo-sector

A well-diversified global stock portfolio is now as close as your keyboard. With these worldwide ETFs, you can now buy every tradable stock in the world with just one ETF.

This group includes global stock-market and asset-allocation ETFs. The word “global” is used to define ETFs that have both U.S. and foreign holdings. The Global All Country category has funds holding both developed-market and emerging-market stocks, while the Global Developed Markets category excludes emerging markets.

Any good asset-allocation portfolio will be global in nature, so this is where you will find the asset-allocation ETFs. We added a new category this year, Global Multi-Asset Income, due to the rising popularity of alternative income strategies. Most long/short and hedge-fund replication strategies are also global, so you’ll find these ETFs here, too.



All currency-hedged funds are clearly identified. This group does not include global-sector, leveraged, or inverse ETFs.

Categories:

• Global All Country• Global Developed Markets• Global Asset Allocation• Global Multi-Asset Income• Global Dividend and Income• Global Socially Responsible• Global Theme• Global Long/Short

INTERNATIONAL ETFs

SINGLE-COUNTRY ETFs

This group includes ETFs that exclude U.S. stocks. The Global ex-U.S. category holds stocks from both developed and emerging markets, while the Developed Markets ex-U.S. category excludes emerging markets as well as U.S. stocks.

The Emerging-Markets Subregions category includes frontier markets (those not advanced enough to be classified as emerging), emerging Europe, Latin America, and groupings that are not inclusive of all emerging markets.

Currency-hedged funds are clearly identified. This group does not include international sector, leveraged, or inverse ETFs.

Categories:

• Global ex-U.S.• Developed Markets ex-U.S.• International Dividend and Income• International Theme• International Developed Small and Mid Cap

• Emerging Markets• Emerging-Market Subregions• Emerging-Market Dividend and Income• Asia/Pacific• Asia/Pacific ex-Japan• Europe

If you want to focus on a single country, then this group can help you find what you are looking for. The Single-Country ETFs group contains ETFs that limit their stock holdings to one of 48 different foreign countries. Some categories are rather large, such as China (22 ETFs) and Japan (23 ETFs), while others are limited to a single choice.

Numerous countries now have ETFs in both currency-hedged and non-hedged versions. This group does not include single-country-sector, bond, leveraged, or inverse ETFs.

ArgentinaAustraliaAustriaBelgiumBrazilCanadaChileChinaColombiaDenmarkEgyptFinlandFranceGermanyGreeceHong KongIndia

IndonesiaIrelandIsraelItalyJapanMalaysiaMexicoNetherlandsNew ZealandNigeriaNorwayPakistanPeruPhilippinesPolandPortugal

QatarRussiaSaudi ArabiaSingaporeSouth AfricaSouth KoreaSpainSwedenSwitzerlandTaiwanThailandTurkeyUnited Arab EmiratesUnited KingdomVietnam



BOND AND FIXED-INCOME ETFs

BOND AND FIXED-INCOME ETFs

CURRENCY ETFs

LEVERAGED AND INVERSE ETFs

Fixed-income investors have never had it so good. Treasury and corporate-bond ETFs now cover the maturity spectrum. You can also dip your toe in ETFs holding high-yield bonds, convertibles, “Build America Bonds,” tax-exempt municipal bonds, foreign bonds, emerging-markets bonds, and inflation-protected government bonds.

Interest-rate-hedged ETFs are a new trend, and here is where you will find them. This group does not include any inverse or leveraged funds.

Categories:

• U.S. Aggregate Bond• U.S. Treasury Bond• U.S. Short-Term Bond• U.S. Intermediate-Term Bond• U.S. Long-Term Bond• U.S. TIPS Bond• U.S. Corporate Investment Grade• U.S. Corp. Inv. Grade Interest-Rate-Hedged• U.S. Corporate High Yield• U.S. Corp. High-Yield Interest-Rate-Hedged• U.S. Convertible Bond• National Tax-Exempt Munis• National High-Yield Tax-Exempt Munis• State Tax-Exempt Munis• Global Bond• International Bond• Emerging-Markets Bond• Miscellaneous Bond

Want to capitalize on the always-interesting commodity markets? ETFs help you do it without the complexity of futures trading. However,

many of these products are identified as being broken, issue K-1 forms, or have an ETN structure, so tread carefully.

This group includes ETFs designed to track the performance of a commodity or commodity-based index. It does not include commodity-oriented equity funds (funds that own stocks of commodity producers), which are in the Sector ETFs group. This group does not include any inverse or leveraged funds.

Categories:

• Multiple Commodities• Agriculture Commodities• Energy Commodities• Base-Metals Commodities• Gold and Precious-Metals Commodities

Categories:

• Single Currency• Multicurrency

The U.S. dollar isn’t the only currency in town. The ETFs on this list offer quick, easy diversification into the euro, British pound, Japanese yen, Chinese yuan, and many others. This group contains all of the currency-related ETFs, including leveraged and inverse currency ETFs.

If you’re ready to pump up the volume—or bet on a market collapse—you can place your bet with the ETFs in this group. You’ll find ways to profit in falling markets and/or multiply your exposure with 200% and 300% leverage.



MANAGING WITH ETFs SINCE 2004

About Flexible Plan Investments

Since 1981, Flexible Plan Investments has been dedicated to preserving and growing wealth through dynamic risk management. Our fee-based separately managed accounts can provide diversified portfolios of actively managed strategies within equity, debt, and alternative asset classes.

Want to learn more? Call your Flexible Plan solutions specialist today.

800-347-3539, ext. 2

YOUR TURNKEY SOLUTION TO Actively managed ETF accounts

• Combat market volatility with our risk-managed accounts.

• Target specific sectors and asset classes with our alternative ETF strategy options.

• Open new accounts easily using one of our many trading platforms.

In general, leveraged and inverse ETFs are not appropriate as long-term holdings. They are intended for active traders that monitor their positions on a daily basis.

Leveraged and inverse versions of currency and volatility ETFs are not included here. They are located in their respective groups.

Categories:

• Leveraged Style and Strategy• Inverse Style and Strategy• Leveraged Sector• Inverse Sector• Leveraged Global and International• Inverse Global and International• Leveraged Bond and Fixed Income• Inverse Bond and Fixed Income• Leveraged Commodity• Inverse Commodity

Categories:

• VIX Long Volatility• VIX Inverse Volatility• Volatility Strategy

VOLATILITY ETFs

Unlike stocks, bonds, and commodities, volatility is not something you can hold in your hand. However, there is the CBOE Volatility Index (the “VIX”), and there are ETFs tracking VIX futures contracts. Be careful, though, because volatility is volatile!

This group includes ETFs offering exposure to futures contracts on the VIX. It includes leveraged, inverse, and strategy alternatives for active traders and speculative investors.


2017 THE ETF DATA COLUMN DESCRIPTIONS

ETF Data Column DescriptionsIn this section, we will describe each column in the ETF Field Guide data tables.


BASIC FUND INFORMATION

This blue star in the far left column identifies the ETF that has earned our exclusive “Top Category Pick.”

This red X in the far left column identifies ETFs that are “broken products” because their creation and/or redemption processes are not functioning properly. Large price premiums or discounts to the ETF’s net asset value can develop if the creation/redemption process is not working.

Ticker: The trading symbol used when buying or selling shares on U.S. stock exchanges.

Name: This is the descriptive name for each product. In many cases, the name has been shortened or abbreviated to fit into the allotted space. A few ETFs are taxable C-corporations and are identified with “(C-corp)” after their name. ETNs are always identified by “ETN” at the end of their name.

Type: This column identifies each product as being an exchange-traded fund (“ETF”) or an exchange-traded note (“ETN”). ETFs are similar to mutual funds in structure—they are individual entities that directly own the assets in their portfolio. ETNs are unsecured debt instruments (bonds) and do not own anything. Therefore, ETNs also carry a credit

risk and could lose value in the event of an issuer bankruptcy. When you buy an ETN, you are lending money to a bank.

Smart Beta (SB) / Actively Managed (A) / Indexed (I): Smart-beta ETFs are identified with “SB” in this column and shaded in blue. ETFs that are actively managed are identified by an “A” and shaded in yellow. ETFs using traditional capitalization-weighted indexing are identified by an “I”. In the early years of ETF evolution, most ETFs were passively managed products tracking traditional capitalization-weighted indexes. Today, there are 163 actively managed ETFs and 692 smart-beta ETFs. Smart-beta ETFs are index-based products, but they use selection and weighting methodologies other than capitalization weighting. This can include something as simple as equal weighting or more complex schemes based on multiple factors (momentum, volatility, quality, and yield for example). Some smart- beta indexes, such as those with volatility hedging, have the ability to change their holdings on a daily basis. However, most tend to target quarterly or annual rebalancing.

Fund-of-Funds (FoF): This column identifies fund-of-funds (“FoF”) ETFs. These are ETFs that own other ETFs instead of the underlying individual stocks and bonds. This approach provides a more efficient and cost-effective way to implement currency hedging and strategies that change their asset allocations frequently. These ETFs tend to have higher expense ratios because they are required to include the expense ratios of the underlying ETFs.

Hedging (Hdg): Various forms of hedging have become popular in the ETF world. This column identifies ETFs that hedge and the type of hedging used with tan shading and the following abbreviations (listed with their meanings): C = currency, I = interest rates, E = equity, VIX = volatility, Opt = options, Gold = gold, and MF = managed futures.

Expense Ratio (%): The expense ratio is expressed as a percentage of assets or share value. For example, a fund with an annualized expense ratio of 0.07% equates to fees of 7 cents per year for each $100 invested. ETFs with expense ratios of 1.0% or more will be in red text.



Yield Estimate (%): The yield is expressed as a percentage of the assets or share value. An estimated yield of 2.0% means income of $2.00 per year for each $100 invested based on the share price at time of publication. However, price and yield will vary over time. A “0.0” entry in this column indicates no dividends are expected. If the ETF has no published yield information, then the column will be blank.

PERFORMANCE DATA

RISK MEASUREMENTSLIQUIDITY/AUM

1-Year Return (%): This is the total return for the past one year expressed as a percentage of the starting value. The “total return” takes both change in price and reinvestment of dividends into account. Losses are expressed with a minus sign.

3-Year Annualized Return (%): This is the annualized total return for the past three years expressed as a percentage of the starting value. It is not a “cumulative return” over the three years. Instead, it is the annual return that if compounded for three years would produce the equivalent cumulative return. The “total return” includes both change in price and reinvestment of dividends. Losses are expressed with a minus sign.

5-Year Annualized Return (%): This is the annualized total return for the past five years expressed as a percentage of the starting value.

10-Year Annualized Return (%): This is the annualized total return for the past 10 years expressed as a percentage of the starting value.

Standard Deviation (Std Dev): The standard deviation of returns expressed in percent, often referred to as volatility, is calculated from the daily percentage returns over the past one year. The daily standard deviation is multiplied by the square root of 252 (number of market days in the year) to arrive at the annualized percentage shown. Standard deviation is not calculated for funds less than 1 year old.

1-year Beta vs. SPY: Beta (β) is a measure of systemic risk (often referred to as stock-market risk), with the S&P 500 Index as the reference point, although the actual calculations used the SPDR S&P 500 ETF (SPY) as the reference. It is calculated from the daily price changes of the ETF versus the reference over the past year.

An ETF that tracks the S&P 500 Index should have a beta = 1.0. An ETF with a beta of 1.5 means it historically moves about 1.5% when the S&P 500 Index moves 1.0%. Beta is a combination of volatility and correlation. Therefore, a low beta value does not automatically imply low volatility. Beta is not calculated for funds less than 1 year old. Note also that the S&P 500 Index consists of 500 U.S.-listed large-capitalization stocks, so the beta calculation may have limited relevance for ETFs representing unrelated markets.

3-Year MDD (%) (maximum drawdown): Maximum drawdown (“MDD”) is defined as the worst period of peak-to-valley performance (% decline), regardless of whether or not the drawdown consisted of consecutive periods of negative performance. It is calculated from “total return” data over the past three years and therefore reflects the impact of dividends and distributions. There were no significant bear markets in the past three years, so this calculation has limited value. It is provided because so few ETFs have a 10-year history.

10-Year MDD (%) (maximum drawdown): This is the ETF’s maximum drawdown (% decline) over the past 10 years, which includes the financial crisis of 2007–2009.

Average Daily Share Volume (1,000): This is the average daily volume of shares traded in the most recent quarter, expressed in thousands of shares (three zeros missing). Entries shaded in green are the most active 20% of funds by shares traded. Those shaded in yellow are the 40% least active funds. No value is displayed for ETFs less than three months old.



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Average Daily $ Volume ($ million): This is the average daily “dollar” volume of shares traded during the most recent quarter, expressed in millions of dollars (six zeros missing). Also known as value-traded or notional volume, the average daily $ volume is calculated by multiplying each day’s share volume by its closing share price and averaging it over the number of days in the quarter. Entries in this column shaded in green reflect the most active 20% of funds by dollar volume, and those shaded in yellow are the least active 40% of funds.

Assets ($ million): This is the assets under management (“AUM”) for the fund expressed in millions of dollars (six zeros missing). It is based on the value at the end of the year. The entries in this column are shaded in green to reflect the largest 20% of funds by assets and shaded in yellow to reflect the smallest 40% of funds. Figures are rounded to the nearest million, so ETFs with less than $500,000 in assets will show as 0.

Tax Form: Most ETFs issue traditional 1099 forms to shareholders at the end of the year to assist with their income-tax preparation. However, many commodity and futures-based funds are structured as partnerships and issue K-1 forms. K-1 forms are typically mailed much later than 1099s (often after April 15) and involve additional considerations in filing your taxes. Therefore, this column contains a red K-1 to alert you to ETFs that issue them.

Listing Date: This is the date the ETF was first listed for trading on a U.S. stock exchange. It may differ from the inception date found in other publications that use the date the SEC filing became active.

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2017 OTHER FACTORS AND CONSIDERATIONS


Other Factors and Considerations

ETF MORTALITY

Here is some good news: Hundreds of new ETFs are introduced every year.

And here is the bad news: Hundreds of new ETFs are introduced every year.

Earlier we showed you how the number of ETFs has exploded during the past few years. This is good news because every new ETF gives investors new choices. Each new alternative also steps up the competition between the various ETF sponsors, which is great for investors.

The downside: With so many new products coming to market, investors can’t keep up with the choices. New ETFs struggle to get attention and often fail to attract assets.

When that happens, an ETF is not profitable for the sponsor. Like all businesses, the ETF business needs to shed its unprofitable products. That means ETF closures and liquidations are inevitable.

The first U.S.-listed ETF was introduced in 1993. In the next 14 calendar years, there were a grand total of just 10 ETF closures. They were such a rarity that no one paid any attention.

The ETF industry’s growth spurt began in 2005. By 2008, the growth had reached a point of too many new products in too short of a period. It was more than the market could absorb. The 2007–2009 financial crisis helped initiate a reality check for the industry.

The result was inevitable—sponsors began closing down products that weren’t profitable for them and had little chance of becoming so. There were two back-to-back years, 2008 and 2009, with more than 50 closures. There were a couple of years of declining closures, but 2012 was a different story. It was the first year that closures exceeded 100, and the 128 closures of 2016 set a record.

Figure 2. Annual “death toll” of ETF and ETN closures

The ETF mortality rate is trending higher at a frightening pace. The total number of closures divided by the total launches was only 7.4% at the end of 2008. Today, just eight years later, that figure has more than tripled to 25.9%. More than one of every four new ETFs and ETNs fails to survive.




Figure 3. U.S. ETF mortality rate

The best way to identify potential closures is to look at trading volume and assets under management for every ETF. More precisely, we look at the dollar volume, also known as value traded. The worst ones are placed on ETF Deathwatch.

ETF MORTALITY

Quantifying liquidity can be difficult, especially for ETFs. For stocks, it is typically a function of the average daily share volume, the trading price, and the number of shares outstanding. This approach doesn’t work for ETFs because the number of shares outstanding can change at any time.

Unlike stocks, ETFs have a creation/redemption process that allows the

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addition of new shares to meet increased demand. Likewise, ETF shares can be retired (redeemed) when demand wanes. This feature increases ETF liquidity far beyond the level of a stock with similar trading volume. The full benefits of that increase are subject to debate.

While the creation/redemption process is a significant element of ETF liquidity, there are other factors as well. For example, the bid/ask spread of the underlying stocks and whether or not the stock exchange of the underlying stock is open can have a huge impact on liquidity. Additionally, with 1,964 ETFs on the market, many with lower volume are ignored by the top market makers.

Although it is not perfect, we believe using dollar volume to divide ETFs into tiers is a reasonable way to gauge their relative liquidity. ETFs with an average daily dollar volume below $1,000 (yes, there is such a group) comprise tier 1. At the other extreme is tier 9, ETFs trading more than $10 billion per day. There is only one ETF in this tier, and it is the SPDR S&P 500 ETF (SPY). Each intervening tier represents an order of magnitude difference from the adjacent level.

These liquidity tiers apply only to ETFs for comparison to other ETFs. It is not appropriate to compare ETFs to stocks using the same scale because of the different liquidity factors previously described.

Figure 4 shows each liquidity tier, along with the number of ETFs that make up a particular tier. The information is derived from fourth-quarter 2016 trading data.

Tiers 1, 2, and 3 have an average daily dollar volume of less than $100,000. ETFs in these tiers often have days with zero volume and are usually on the ETF Deathwatch list. These three tiers currently represent about 27% of all ETFs.

One of the largest groups is tier 4—ETFs trading between $100,000 and $1 million per day. About 27% of ETFs fall into this tier. Liquidity in this tier is often spotty, sometimes with only a handful of trades per day.


Figure 3. U.S. ETF mortality rate

Short-term traders should generally avoid tier 4 ETFs, and investors should always use limit orders.

When combined, tiers 1–4 represent more than half (about 54%) of all ETFs. In other words, most ETFs have serious liquidity concerns. In the data tables, we identify the lowest 40% and highlight them in yellow.

Tiers 5, 6, and 7 represent higher volume and value traded. The bid/ask spreads are supported by deeper volume, and market makers are usually keeping an eye on the trading price to keep it in line with the ETF’s indicative value.



Tiers 8 and 9 are the best of the ETF world, at least in terms of liquidity. They are members of the ETF Billion Dollar Club, garnering the lion’s share of ETF trading. Unfortunately, there are just nine ETFs in these two tiers today, less than 1% of all U.S.-listed ETFs.

The combination of tiers 7–9, all ETFs with an average daily dollar volume above $100 million, might be called the “Vital Few.” These 5.3% of ETFs are responsible for about 86% of ETF trading activity.

WHAT TO DO IF AN ETF CLOSES

ETF TRADING TIPSWith so many new products being launched, it’s important to understand an ETF’s liquidity before you buy. Many products don’t have enough volume to support efficient pricing. Our data tables alert you to these concerns with yellow highlighting for ETFs in the bottom 40% in each of the three liquidity factors.

Another reason to be concerned about poor liquidity is that it is a sign the ETF may not survive. Owners of these thinly traded ETFs have to be on the lookout for a possible fund closure.

If an ETF you own announces it will be closing (ETNs call it a redemption or early termination), we recommend the following steps:

1. Do not go through the liquidation process.2. Sell your positions on the open market using a limit order before

the delisting.

Typically what happens is a sponsor will announce that it is closing an ETF a few weeks in advance. They will indicate the “last day of trading.” After that point, the ETF will be delisted and the portfolio liquidated.

The announcement may also suggest that you do not need to sell your shares because the sponsor will sell the underlying portfolio and deliver the

resulting cash to your account. They may even encourage you to go through the liquidation process. One supposed advantage is that you can avoid having to pay a transaction fee to sell on your own. Don’t take their advice.

The ETF liquidation process is filled with risks. One sponsor, MacroShares, charged all of its shareholders a termination fee of more than 3%. Another sponsor, Credit Suisse, delisted three ETNs but took nearly four years to liquidate them and return the money to shareholders. In the interim, these shareholders were forced to seek out buyers in the over-the-counter market if they wanted to recover their cash.

• Avoid ETFs with liquidity factors shaded in yellow.• If you are a day trader, focus on the ETFs with all three liquidity

factors highlighted in green (the top 20%).• Always use limit orders. Market disruptions can happen at any

time, and you do not want to have an open “market order” when it happens.

• Do not use market-on-open or market-on-close orders. During the first and last few minutes of trading, the bid/ask spreads can be very wide for many ETFs. These types of orders can have unpredictable results.

• Avoid stop-loss orders, especially on ETFs with liquidity concerns.

• Do not go through the liquidation process if your ETF closes. If you learn that an ETF you own is closing, then sell it on the open market using a limit order.

When in doubt, use a limit order. Yes, we know we stressed this earlier, but it is important enough to repeat.


2017

Proactive Advisor Magazine is dedicated to promotion and educating the advisor community on active investment management through original, leading-edge content.

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Helping clientsAmeritas Investment’s Stephen Ambrosini

By David Wismer

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OTHER FACTORS AND CONSIDERATIONS

ADDITIONAL RESOURCES

ETF Stats—A monthly publication of vital industry statistics along with comprehensive lists of all new ETFs, all closed ETFs, share splits, and significant product changes.

ETF Deathwatch—A monthly publication of all ETFs and ETNs that have attracted very little investor interest and are vulnerable to being closed.

Invest With An Edge newsletter—A free weekly newsletter with market overview and proprietary graphics of sector, style, and global stock-market momentum.

The resources above are available at www.InvestWithAnEdge.com.

Proactive Advisor Magazine—A free weekly magazine focused on active trading, including ETF strategies for investment advisors and representatives.

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2017

Data as of 12/31/2016Basic Information

Ticker Name TypeSB/Act FoF Hdg

Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)

Avg Daily Shr Vol (1,000)

Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date

U.S. Total Market VTI Vanguard Total Stock Market ETF I 0.05 1.9 12.8 8.4 14.7 7.2 13.5 1.03 -15.1 -55.5 2,714 305.9 69,623 1099 05/24/01

SCHB Schwab U.S. Broad Market ETF I 0.03 1.8 12.7 8.4 14.6 13.3 1.01 -15.1 700 37.1 7,691 1099 11/03/09 IWV iShares Russell 3000 ETF I 0.20 1.8 12.6 8.3 14.5 6.9 13.6 1.04 -15.2 -55.6 337 44.1 7,114 1099 05/22/00 ITOT iShares Core S&P Total U.S. Stock Market ETF I 0.03 1.8 12.6 8.7 14.6 7.0 13.4 1.02 -14.4 -55.2 858 43.1 6,286 1099 01/23/04 IYY iShares Dow Jones U.S. ETF I 0.20 1.8 12.0 8.3 14.4 7.0 13.3 1.01 -14.5 -55.2 37 4.0 1,014 1099 06/16/00 THRK SPDR Russell 3000 ETF I 0.10 1.9 12.2 8.5 14.6 7.1 13.0 0.89 -14.8 -54.8 12 1.9 385 1099 10/10/00 VTHR Vanguard Russell 3000 ETF I 0.15 1.8 12.4 8.3 14.5 13.0 0.95 -15.1 9 0.9 299 1099 09/22/10 TUSA First Trust Total US Market AlphaDEX ETF SB 0.70 1.2 14.7 3.8 10.2 4.8 15.2 0.70 -21.9 -53.5 7 0.2 8 1099 12/05/06

U.S. Mega Cap DIA SPDR Dow Jones Industrial Average ETF I 0.17 2.3 16.4 8.6 12.8 7.4 12.5 0.93 -13.9 -51.9 3,604 682.6 14,713 1099 01/20/98 OEF iShares S&P 100 ETF I 0.20 2.0 11.3 8.7 14.1 6.5 12.6 0.96 -13.1 -54.1 489 47.4 4,414 1099 10/27/00

MGK Vanguard Mega Cap Growth ETF I 0.07 1.5 6.5 7.8 14.3 13.6 1.00 -14.9 100 8.7 2,318 1099 12/21/07 MGV Vanguard Mega Cap Value ETF I 0.07 2.5 16.8 9.6 14.9 12.9 0.96 -12.9 81 5.3 1,496 1099 12/21/07 MGC Vanguard Mega Cap ETF I 0.07 2.1 11.9 8.7 14.6 12.8 0.97 -13.0 41 3.1 1,107 1099 12/24/07 IWY iShares Russell Top 200 Growth ETF I 0.20 1.5 6.8 9.3 14.7 13.0 0.95 -12.4 41 2.3 679 1099 09/25/09 XLG Guggenheim S&P 500 Top 50 ETF I 0.20 2.0 11.3 8.9 13.9 6.1 12.5 0.94 -13.4 -52.4 14 2.1 599 1099 05/10/05 IWX iShares Russell Top 200 Value ETF I 0.20 2.2 15.4 7.9 14.0 13.5 0.98 -15.0 23 1.1 207 1099 09/25/09 IWL iShares Russell Top 200 ETF I 0.15 1.9 10.6 8.8 14.4 12.8 0.93 -12.4 9 0.5 102 1099 09/25/09 EQWL PowerShares Russell Top 200 Equal Weight ETF SB 0.25 2.0 13.3 8.4 14.4 7.2 13.8 0.82 -16.1 -49.4 2 0.1 32 1099 12/01/06 OEW Guggenheim S&P 100 Equal Weight ETF SB 0.40 1.9 2 0.0 4 1099 06/30/16

U.S. Large-Cap Value IWD iShares Russell 1000 Value ETF I 0.20 2.2 17.3 8.4 14.6 5.6 13.9 1.03 -16.2 -60.1 2,707 292.4 34,925 1099 05/22/00 VTV Vanguard Value ETF I 0.08 2.4 17.1 9.5 15.0 6.0 13.2 0.99 -13.3 -59.3 1,379 124.1 27,141 1099 01/30/04

IVE iShares S&P 500 Value ETF I 0.18 2.2 17.3 8.4 14.5 5.4 13.6 1.01 -15.0 -61.3 1,047 102.9 12,820 1099 05/22/00 SCHV Schwab U.S. Large-Cap Value ETF I 0.04 2.6 16.5 8.5 14.0 12.5 0.94 -13.0 309 14.5 2,866 1099 12/11/09 IUSV iShares Core S&P U.S. Value ETF I 0.05 2.2 18.5 8.5 14.7 5.6 13.9 1.03 -16.6 -60.2 271 13.1 1,268 1099 07/28/00 PWV PowerShares Dynamic Large Cap Value ETF SB 0.57 2.3 18.9 8.3 14.4 7.9 12.9 0.94 -15.1 -49.1 105 3.4 1,126 1099 03/03/05 FTA First Trust Large Cap Value AlphaDEX ETF SB 0.62 1.5 24.0 7.2 14.1 16.9 1.18 -23.8 99 4.5 944 1099 05/11/07 RPV Guggenheim S&P 500 Pure Value ETF SB 0.35 1.7 19.3 7.0 17.7 7.7 18.1 1.23 -22.8 -75.3 185 10.2 887 1099 03/07/06 VONV Vanguard Russell 1000 Value ETF I 0.12 2.4 17.1 8.4 14.6 13.8 1.02 -16.1 44 4.2 873 1099 09/22/10 VOOV Vanguard S&P 500 Value ETF I 0.15 2.2 17.2 8.4 14.5 13.3 0.98 -14.9 33 3.2 612 1099 09/09/10 JKF iShares Morningstar Large-Cap Value ETF I 0.25 2.8 18.5 8.4 13.0 4.2 12.9 0.93 -13.6 -58.6 11 1.0 353 1099 06/28/04 SPYV SPDR S&P 500 Value ETF I 0.15 2.4 17.1 8.3 14.5 5.5 13.2 0.97 -14.7 -58.5 16 1.7 290 1099 09/29/00 EZY WisdomTree Large Cap Value ETF SB 0.38 1.8 7.6 7.0 12.2 13.9 0.91 -22.6 7 0.4 210 1099 02/23/07 PXLV PowerShares Russell Top 200 Pure Value ETF SB 0.39 2.8 23.5 9.0 15.4 14.2 0.81 -16.1 15 0.5 60 1099 06/16/11 SPVU PowerShares S&P 500 Value ETF SB 0.25 1.1 18.8 15.2 0.20 1 0.0 1 1099 10/09/15

U.S. Large-Cap Blend SPY SPDR S&P 500 ETF I 0.09 2.0 12.0 8.8 14.6 6.9 13.0 1.00 -13.0 -55.2 89,229 19,475.9 225,068 1099 01/29/93 IVV iShares Core S&P 500 ETF I 0.04 2.0 12.1 8.9 14.7 6.9 13.0 0.99 -13.0 -55.3 4,203 924.1 90,761 1099 05/15/00

VOO Vanguard S&P 500 ETF I 0.05 2.0 12.2 8.9 14.7 13.0 1.00 -13.0 2,206 443.5 56,571 1099 09/09/10 IWB iShares Russell 1000 ETF I 0.15 1.9 12.0 8.5 14.6 7.1 13.2 1.01 -14.3 -55.4 1,172 142.4 16,895 1099 05/15/00 VV Vanguard Large-Cap ETF I 0.08 1.9 11.8 8.6 14.6 7.1 13.1 1.00 -13.8 -54.8 244 24.5 8,469 1099 01/30/04

U.S. Style ETFsPerformance Data Risk Measurements Liquidity/AUM


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


SCHX Schwab U.S. Large-Cap ETF I 0.03 1.9 11.9 8.6 14.5 13.0 1.00 -13.9 644 33.6 7,110 1099 11/03/09 VONE Vanguard Russell 1000 ETF I 0.12 1.9 11.8 8.4 14.6 13.2 1.00 -14.3 28 2.8 711 1099 09/22/10 JKD iShares Morningstar Large-Cap ETF I 0.20 1.9 13.8 9.5 15.6 8.0 12.6 0.94 -13.3 -51.5 14 1.8 683 1099 06/28/04 ONEK SPDR Russell 1000 ETF I 0.10 1.9 11.8 8.7 14.6 7.0 13.3 0.90 -14.2 -54.5 6 0.6 116 1099 11/15/05

U.S. Large-Cap Growth QQQ PowerShares QQQ ETF I 0.20 1.0 7.1 11.8 17.7 11.6 16.1 1.13 -16.1 -53.4 23,865 2,808.3 41,823 1099 03/10/99 IWF iShares Russell 1000 Growth ETF I 0.20 1.4 7.0 8.4 14.3 8.2 13.2 0.98 -13.8 -51.3 1,942 201.9 32,414 1099 05/22/00

VUG Vanguard Growth ETF I 0.08 1.3 6.3 7.6 14.1 8.2 13.8 1.02 -15.6 -50.7 716 79.4 23,041 1099 01/30/04 IVW iShares S&P 500 Growth ETF I 0.18 1.5 6.8 8.9 14.4 8.1 13.3 0.99 -13.3 -49.2 732 88.4 14,846 1099 05/22/00 SCHG Schwab U.S. Large-Cap Growth ETF I 0.04 1.0 6.8 8.5 14.9 14.2 1.06 -17.1 279 15.5 3,300 1099 12/11/09 RPG Guggenheim S&P 500 Pure Growth ETF SB 0.35 0.4 4.0 6.6 14.9 9.5 15.4 1.10 -19.3 -53.3 135 11.3 1,830 1099 03/07/06 IUSG iShares Core S&P U.S. Growth ETF I 0.05 1.4 7.4 8.2 14.3 8.1 13.4 1.00 -14.8 -51.8 371 15.9 1,352 1099 07/28/00 VOOG Vanguard S&P 500 Growth ETF I 0.15 1.4 6.8 8.9 14.4 13.4 0.99 -13.2 53 5.8 1,193 1099 09/09/10 VONG Vanguard Russell 1000 Growth ETF I 0.12 1.4 7.0 8.4 14.4 13.2 0.98 -13.8 38 4.1 823 1099 09/22/10 ONEQ Fidelity Nasdaq Comp Tracking Stock ETF I 0.21 1.1 8.8 10.1 16.9 9.3 15.7 1.11 -17.6 -55.2 31 6.5 804 1099 09/25/03 JKE iShares Morningstar Large-Cap Growth ETF I 0.25 0.9 1.6 7.7 14.1 7.5 14.0 1.00 -16.1 -53.0 21 2.5 714 1099 06/28/04 SPYG SPDR S&P 500 Growth ETF I 0.15 1.5 6.8 8.8 14.3 8.5 13.4 0.99 -13.3 -51.3 46 4.8 674 1099 09/29/00 FTC First Trust Large Cap Growth AlphaDEX ETF SB 0.62 0.8 2.6 6.9 13.2 13.2 0.94 -15.1 57 2.8 586 1099 05/11/07 PWB PowerShares Dynamic Large Cap Growth ETF SB 0.57 0.8 2.9 8.0 15.5 7.4 13.3 0.93 -13.9 -52.6 57 1.8 406 1099 03/03/05 QQEW First Trust NASDAQ-100 Equal Weighted ETF SB 0.60 0.7 7.1 9.2 16.0 9.2 17.0 1.21 -19.0 -58.2 53 2.4 404 1099 04/25/06 PXLG PowerShares Russell Top 200 Pure Growth ETF SB 0.39 0.9 -1.2 6.9 13.0 15.2 1.05 -19.4 9 0.3 128 1099 06/16/11 QQXT First Trust NASDAQ-100 ex-Technology ETF SB 0.60 0.3 -2.2 5.7 15.0 16.0 1.12 -20.0 13 0.5 103 1099 02/15/07 QQQE Direxion NASDAQ-100 Equal Weighted ETF SB 0.35 1.1 7.2 9.5 17.0 1.19 -18.8 17 1.2 100 1099 03/21/12

U.S. Mid-Cap Value IWS iShares Russell Mid-Cap Value ETF I 0.25 2.1 19.8 9.2 15.5 7.2 15.1 1.08 -19.0 -63.0 559 43.7 9,113 1099 07/20/01 VOE Vanguard Mid-Cap Value ETF I 0.08 1.9 15.4 8.9 15.6 7.7 15.1 1.10 -18.0 -61.6 325 31.0 6,375 1099 08/25/06 IJJ iShares S&P Mid-Cap 400 Value ETF I 0.25 1.6 26.2 9.6 15.9 8.3 16.7 1.16 -21.2 -58.0 257 35.5 5,627 1099 07/28/00

IVOV Vanguard S&P Mid-Cap 400 Value ETF I 0.20 1.3 26.5 9.7 15.8 16.7 1.16 -21.2 24 2.6 584 1099 09/09/10 MDYV SPDR S&P 400 Mid Cap Value ETF I 0.15 1.8 26.1 9.6 15.8 7.6 16.0 1.09 -21.2 -60.7 41 3.6 371 1099 11/15/05 JKI iShares Morningstar Mid-Cap Value ETF I 0.30 2.1 24.4 10.5 17.5 7.9 15.9 1.06 -16.5 -64.7 18 2.6 332 1099 06/28/04 RFV Guggenheim S&P Midcap 400 Pure Value ETF SB 0.35 0.9 30.9 8.1 15.8 7.7 21.9 1.36 -27.6 -71.8 27 1.6 213 1099 03/07/06 PXMV PowerShares Russell Midcap Pure Value ETF SB 0.39 2.3 28.7 10.3 17.5 7.2 15.5 0.95 -19.5 -62.8 9 0.3 56 1099 03/03/05

U.S. Mid-Cap Blend IJH iShares Core S&P Mid-Cap ETF I 0.07 1.6 20.7 9.0 15.3 9.1 15.8 1.13 -19.2 -55.1 1,324 210.4 34,713 1099 05/22/00

MDY SPDR S&P MidCap 400 ETF I 0.25 1.3 20.5 8.7 15.0 8.8 15.9 1.13 -19.3 -55.3 1,509 438.3 18,800 1099 05/04/95 VO Vanguard Mid-Cap ETF I 0.08 1.4 11.3 7.7 14.4 7.6 15.2 1.12 -20.5 -58.9 471 61.1 16,531 1099 01/30/04 IWR iShares Russell Mid-Cap ETF I 0.20 1.7 13.7 7.8 14.6 7.7 14.9 1.09 -19.4 -58.8 249 43.7 14,219 1099 07/20/01 VXF Vanguard Extended Market ETF I 0.09 1.4 16.2 6.5 14.7 8.0 16.9 1.19 -25.0 -58.1 391 36.5 4,389 1099 12/27/01 SCHM Schwab U.S. Mid-Cap ETF I 0.06 1.5 14.5 8.1 15.1 15.2 1.09 -20.0 360 15.8 2,838 1099 01/13/11 JKG iShares Morningstar Mid-Cap ETF I 0.25 1.7 12.0 8.4 14.8 8.2 14.4 1.04 -18.8 -58.8 19 2.9 653 1099 06/28/04 IVOO Vanguard S&P Mid-Cap 400 ETF I 0.15 1.3 20.3 8.8 15.2 15.6 1.12 -19.3 29 3.1 582 1099 09/09/10 CZA Guggenheim Mid-Cap Core ETF I 0.65 1.8 15.6 7.6 14.2 14.7 1.03 -18.8 7 0.4 152 1099 04/02/07 SMD SPDR S&P 1000 Mid-Sml-Cap ETF I 0.10 1.9 18.2 7.0 14.7 8.7 17.6 1.05 -25.0 -57.7 6 0.5 151 1099 11/15/05 EWMC Guggenheim S&P MidCap 400 Equal Weight ETF SB 0.41 1.0 26.0 9.7 15.7 16.9 1.11 -19.2 13 0.7 109 1099 12/08/10 EQWM PowerShares Russell Midcap Equal Weight ETF SB 0.25 1.6 16.1 7.1 13.2 6.1 16.6 0.84 -22.4 -58.2 2 0.1 25 1099 12/01/06


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


U.S. Mid-Cap Growth IWP iShares Russell Mid-Cap Growth ETF I 0.25 1.1 7.2 6.0 13.3 7.6 15.1 1.10 -20.3 -57.0 284 27.4 6,754 1099 07/20/01 IJK iShares S&P Mid-Cap 400 Growth ETF I 0.25 1.1 14.6 7.8 14.2 9.6 15.3 1.09 -18.5 -54.5 156 27.5 5,812 1099 07/28/00

VOT Vanguard Mid-Cap Growth ETF I 0.08 0.8 6.9 6.2 13.0 7.3 15.8 1.14 -21.8 -60.2 129 13.6 3,576 1099 08/25/06 IVOG Vanguard S&P Mid-Cap 400 Growth ETF I 0.20 1.0 14.3 7.7 14.2 15.2 1.08 -18.2 18 2.0 560 1099 09/09/10 RFG Guggenheim S&P Midcap 400 Pure Growth ETF SB 0.35 0.3 3.7 2.1 11.1 10.0 17.2 1.19 -23.7 -51.9 11 1.4 535 1099 03/07/06 MDYG SPDR S&P 400 Mid Cap Growth ETF I 0.15 1.2 14.4 7.9 14.2 9.4 15.2 1.07 -18.2 -58.5 24 3.1 472 1099 11/15/05 JKH iShares Morningstar Mid-Cap Growth ETF I 0.30 0.5 5.4 4.9 12.3 7.2 16.0 1.07 -24.4 -59.0 3 0.6 194 1099 06/28/04 PXMG PowerShares Russell Midcap Pure Growth ETF SB 0.39 0.2 3.4 3.0 9.8 5.6 18.1 1.16 -26.0 -55.4 2 0.1 62 1099 03/03/05 JSMD Janus Small/Mid Cap Growth Alpha ETF SB 0.50 3 0.1 13 1099 02/25/16

U.S. Small-Cap Value VBR Vanguard Small-Cap Value ETF I 0.08 1.8 24.9 9.6 16.4 7.8 16.5 1.15 -20.5 -62.0 487 56.4 10,050 1099 01/30/04 IWN iShares Russell 2000 Value ETF I 0.25 1.8 32.0 8.2 15.0 6.2 17.6 1.17 -22.5 -61.5 1,772 196.3 8,671 1099 07/28/00 IJS iShares S&P Small-Cap 600 Value ETF I 0.25 1.2 31.3 9.5 16.7 8.0 18.1 1.17 -20.5 -60.1 231 30.3 4,732 1099 07/28/00

SLYV SPDR S&P 600 Small Cap Value ETF I 0.15 1.4 31.2 9.5 16.7 8.7 18.2 1.17 -20.3 -61.2 67 7.7 905 1099 09/29/00 JKL iShares Morningstar Small-Cap Value ETF I 0.30 2.5 27.8 8.6 15.4 8.2 18.1 1.19 -23.4 -63.1 10 1.3 428 1099 06/28/04 RZV Guggenheim S&P SmallCap 600 Pure Value ETF SB 0.35 0.5 33.9 6.3 16.2 6.9 25.7 1.47 -31.0 -77.1 35 2.5 285 1099 03/07/06 VIOV Vanguard S&P Small-Cap 600 Value ETF I 0.20 1.2 30.0 9.4 16.6 18.0 1.14 -20.5 17 2.0 184 1099 09/09/10 VTWV Vanguard Russell 2000 Value ETF I 0.20 1.6 31.6 8.2 14.7 17.2 1.10 -22.2 14 1.4 165 1099 09/22/10 PXSV PowerShares Russell 2000 Pure Value ETF SB 0.39 2.3 35.4 9.2 17.8 7.1 19.0 1.16 -24.4 -62.6 16 0.5 80 1099 03/03/05

U.S. Small-Cap Blend IWM iShares Russell 2000 ETF I 0.20 1.4 21.6 6.9 14.6 7.1 18.1 1.23 -25.7 -59.0 32,310 4,142.7 38,756 1099 05/22/00 IJR iShares Core S&P Small-Cap ETF I 0.07 1.2 26.6 9.5 16.6 9.0 17.6 1.17 -20.0 -58.1 1,598 208.8 26,479 1099 05/22/00

VB Vanguard Small-Cap ETF I 0.08 1.5 18.4 7.1 14.9 8.2 16.7 1.17 -23.3 -59.6 794 99.5 16,202 1099 01/30/04 SCHA Schwab U.S. Small-Cap ETF I 0.06 1.5 20.0 7.0 15.1 17.3 1.20 -25.0 485 28.7 4,580 1099 11/03/09 VTWO Vanguard Russell 2000 ETF I 0.15 1.3 21.4 6.8 14.5 18.4 1.25 -25.7 84 8.8 907 1099 09/22/10 SLY SPDR S&P 600 Small Cap ETF I 0.15 1.5 26.6 9.5 16.5 9.5 17.4 1.14 -19.9 -64.6 31 3.7 640 1099 11/15/05 VIOO Vanguard S&P Small-Cap 600 ETF I 0.15 1.0 26.9 9.4 16.4 17.5 1.16 -20.0 28 3.3 476 1099 09/09/10 JKJ iShares Morningstar Small-Cap ETF I 0.25 1.6 23.7 8.0 14.9 7.4 16.6 1.10 -22.3 -61.2 4 0.7 227 1099 06/28/04 TWOK SPDR Russell 2000 ETF I 0.10 1.5 20.0 6.8 17.9 1.16 -25.4 32 2.4 159 1099 07/09/13 SCAP AdvisorShares Cornerstone Small Cap ETF A 0.90 1 0.0 3 1099 07/07/16

U.S. Small-Cap Growth IWO iShares Russell 2000 Growth ETF I 0.25 0.9 11.7 5.3 14.0 7.9 19.5 1.29 -28.7 -57.6 834 124.4 7,050 1099 07/28/00 VBK Vanguard Small-Cap Growth ETF I 0.08 1.1 10.9 3.9 12.9 8.2 17.5 1.21 -26.6 -58.7 263 34.2 5,331 1099 01/30/04 IJT iShares S&P Small-Cap 600 Growth ETF I 0.25 1.0 22.1 9.2 16.3 9.8 17.3 1.16 -19.7 -57.6 231 32.3 4,020 1099 07/28/00

SLYG SPDR S&P 600 Small Cap Growth ETF I 0.15 1.1 22.2 9.2 16.2 10.3 17.3 1.15 -19.4 -59.4 36 7.2 1,082 1099 09/29/00 VIOG Vanguard S&P Small-Cap 600 Growth ETF I 0.20 0.9 21.4 9.0 16.1 16.9 1.09 -19.6 14 1.7 196 1099 09/09/10 VTWG Vanguard Russell 2000 Growth ETF I 0.20 0.9 10.4 5.1 13.7 19.5 1.27 -28.8 13 1.4 176 1099 09/22/10 RZG Guggenheim S&P SmallCap 600 Pure Growth ETF SB 0.35 0.6 20.4 7.2 14.7 9.5 18.7 1.21 -26.3 -58.5 11 1.0 174 1099 03/07/06 JKK iShares Morningstar Small-Cap Growth ETF I 0.30 1.2 8.8 3.8 12.7 7.6 18.6 1.16 -27.7 -57.7 2 0.3 116 1099 06/28/04 PXSG PowerShares Russell 2000 Pure Growth ETF SB 0.39 0.3 6.4 3.9 11.2 4.4 20.2 1.13 -29.3 -58.1 3 0.1 29 1099 03/03/05


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


U.S. Micro CapIWC iShares Micro-Cap ETF I 0.60 1.2 20.6 5.9 15.6 5.2 18.5 1.17 -28.7 -64.6 58 4.7 854 1099 08/17/05

FDM First Trust DJ Select Microcap ETF I 0.60 1.2 35.9 11.9 18.6 7.3 16.8 0.98 -17.8 -63.4 35 1.5 117 1099 09/30/05WMCR Guggenheim Wilshire Micro-Cap ETF I 0.50 1.7 18.5 5.7 16.4 2.8 15.7 0.89 -25.6 -69.8 4 0.1 27 1099 09/21/06

PZI PowerShares Zacks Micro Cap ETF SB 0.81 2.5 24.1 5.3 14.9 1.8 16.7 0.91 -23.9 -70.4 4 0.1 25 1099 08/18/05

All information compiled from sources believed to be reliable but not guaranteed. ETFs are sorted by category and then sorted by Assets (largest on top) within each category. Consult the cross-reference at the end of this document to identify the Category for a specific ETF. Basic Fund Information Performance is total return (price change + dividends) expressed as a percentage of starting value. Periods longer than one year are annualized figures. SB Smart Beta

A Actively ManagedFoF Fund-of-Funds

Hedging - Type of Hedging Used

Expense Ratio = annual expenses as a percentage. Note: ETNs often have additional finance charges based on LIBOR or 3-mth T-Bill rates. Standard Deviation calculated from daily price changes for the past one year and annualized (not calculated for ETFs less than one year old). Beta calculated from daily price changes for one year using the SPDR S&P 500 ETF (SPY) as the reference (not calculated for ETFs less than one year old). MDD = Maximum Drawdown calculated from daily total return and represents the largest drop from peak to trough for the period indicated. C Currency VIX Volatility Inception date is when listed for trading. Funds less than a year old do not have performance, risk, and some liquidity metrics displayed. E Equity MF Managed Futures Average Daily Share Volume expressed in 1,000s and Average Daily $ Volume expressed in $ millions are calculated from past three months of data. I Interest Rate Opt Options Assets expressed in $ millions. The three liquidity factors are highlighted as follows: green = top 20% none = mid 40% yellow = bottom 40% Gold Gold

Broken Product Top Pick in Category


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date

U.S. Sector StrategiesFV First Trust Dorsey Wright Focus 5 ETF SB 0.89 0.9 -0.6 15.3 1.04 853 19.4 2,639 1099 03/06/14FVC First Trust Dorsey Wright Dynamic Focus 5 ETF SB FoF 0.79 108 2.3 254 1099 03/18/16

DWTR PowerShares DWA Tactical Sector Rotation ETF SB FoF 0.75 0.9 -3.0 15.1 0.97 53 1.3 159 1099 10/09/15EQL ALPS Equal Weight Sector ETF SB FoF 0.30 2.8 12.8 7.9 13.4 12.2 0.88 -13.0 7 0.4 144 1099 07/07/09LVHB Elkhorn Lunt Low Vol/High Beta Tactical ETF SB 0.49 84 1099 10/20/16CAPE Barclays ETN+ Shiller CAPE ETN ETN SB 0.45 0.0 18.0 12.6 12.6 0.77 -11.1 3 0.3 44 1099 10/11/12PMPT iSectors Post-MPT Growth ETF A FoF 1.55 4 0.1 10 1099 08/17/16SPXE ProShares S&P 500 Ex-Energy ETF I 0.27 1.5 10.1 13.3 0.60 1 0.0 9 1099 09/24/15HUSE US Market (Sector) Rotation StrategyShares ETF A 1.07 0.5 5.6 7.3 13.2 0.46 -12.5 4 0.2 9 1099 07/25/12SCTO Global X JPMorgan US Sector Rotator ETF SB FoF 0.85 2.2 8.5 11.2 0.42 4 0.1 8 1099 10/23/14EEH ELEMENTS Spctrm LgCap US Sector Mo ETN ETN SB 0.75 0.0 7.3 14.3 11.9 15.0 0.24 -78.2 0 0.0 2 1099 08/02/07SPXV ProShares S&P 500 Ex-Health Care ETF I 0.27 2.6 13.3 12.2 0.21 1 0.0 1 1099 09/24/15SPXN ProShares S&P 500 Ex-Financials ETF I 0.27 2.6 8.8 13.3 0.26 0 0.0 1 1099 09/24/15SPXT ProShares S&P 500 Ex-Technology ETF I 0.27 2.7 11.0 10.5 0.19 0 0.0 1 1099 09/24/15

U.S. Single-Factor Strategies USMV iShares Edge MSCI Min Vol USA ETF SB 0.15 2.2 10.6 10.7 13.5 10.6 0.71 -9.5 3,319 147.9 12,291 1099 10/20/11RSP Guggenheim S&P 500 Equal Weight ETF SB 0.40 1.2 14.5 8.3 15.1 7.8 14.6 1.09 -17.0 -59.9 1,214 103.2 11,814 1099 04/30/03SPLV PowerShares S&P 500 Low Volatility ETF SB 0.25 2.0 10.1 10.3 12.7 11.3 0.70 -11.3 2,474 100.5 6,385 1099 05/05/11QUAL iShares Edge MSCI USA Quality Factor ETF SB 0.15 1.9 9.2 8.8 12.4 0.94 -11.5 445 30.3 3,493 1099 07/18/13VLUE iShares Edge MSCI USA Value Factor ETF SB 0.15 2.0 15.4 7.7 15.3 1.10 -20.1 294 19.8 1,930 1099 04/18/13MTUM iShares Edge MSCI USA Momentum Factor ETF SB 0.15 1.4 5.0 9.4 13.2 0.87 -12.9 244 18.5 1,870 1099 04/18/13PDP PowerShares DWA Momentum ETF SB 0.64 0.8 2.3 5.1 12.6 13.4 0.95 -19.1 214 8.9 1,592 1099 03/01/07

SPHQ PowerShares S&P 500 Quality ETF SB 0.29 1.7 14.3 10.5 15.3 6.3 11.6 0.85 -8.5 -57.8 254 6.5 1,080 1099 12/06/05XSLV PowerShares S&P SmallCap Low Volatility ETF SB 0.25 2.0 31.4 14.4 14.3 0.89 -11.0 176 7.2 868 1099 02/15/13XMLV PowerShares S&P MidCap Low Volatility ETF SB 0.25 1.7 21.6 14.9 12.8 0.80 -9.6 164 6.4 759 1099 02/15/13EZM WisdomTree Mid Cap Earnings ETF SB 0.38 1.5 19.8 7.3 15.4 16.9 1.17 -21.1 23 2.3 755 1099 02/23/07SPHB PowerShares S&P 500 High Beta ETF SB 0.25 0.9 26.2 7.4 15.5 25.7 1.66 -34.5 515 17.8 571 1099 05/05/11RWL Oppenheimer Large Cap Revenue ETF SB 0.39 1.7 12.1 7.8 15.4 13.5 1.00 -15.3 85 3.6 484 1099 02/22/08EES WisdomTree Small Cap Earnings ETF SB 0.38 1.0 30.3 7.4 15.7 19.1 1.20 -24.9 15 1.4 464 1099 02/23/07RWJ Oppenheimer Small Cap Revenue ETF SB 0.39 0.6 30.7 8.3 17.0 20.5 1.28 -25.8 45 2.9 443 1099 02/22/08ONEV SPDR Russell 1000 Low Volatility Focus ETF SB 0.20 2.0 14.9 12.8 0.52 5 0.3 405 1099 12/03/15ONEO SPDR Russell 1000 Momentum Focus ETF SB 0.20 1.8 11.3 15.4 0.66 7 0.5 395 1099 12/03/15RWK Oppenheimer Mid Cap Revenue ETF SB 0.39 1.3 21.1 7.8 15.3 17.7 1.19 -22.0 25 1.3 243 1099 02/22/08CFO VictoryShares US 500 Enhanced Volatility Wtd ETF SB 0.35 1.4 14.3 13.4 0.98 41 1.6 240 1099 07/02/14SIZE iShares Edge MSCI USA Size Factor ETF SB 0.15 1.9 12.2 9.8 13.2 0.87 -12.8 8 0.6 219 1099 04/18/13

DWAS PowerShares DWA SmallCap Momentum ETF SB 0.60 0.5 8.0 0.9 19.1 1.24 -29.5 31 1.2 210 1099 07/19/12SMLV SPDR Russell 2000 Low Volatility ETF SB 0.12 2.6 29.4 12.9 15.8 1.00 -14.3 20 1.7 192 1099 02/21/13XRLV PowerShares S&P 500 x-Rate Sns Low Vlty ETF SB 0.25 1.7 11.3 11.5 0.82 33 0.9 179 1099 04/09/15EQAL PowerShares Russell 1000 Equal Weight ETF SB 0.20 1.5 15.6 15.5 1.05 71 1.9 172 1099 12/23/14USLB PowerShares Russell 1000 Low Beta Equal Wt ETF SB 0.35 1.6 10.4 13.3 0.74 10 0.3 157 1099 11/05/15

U.S. Strategy ETFsPerformance Data Risk Measurements Liquidity/AUM


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


EPS WisdomTree Earnings 500 ETF SB 0.28 2.0 13.8 8.3 14.2 13.3 0.95 -15.1 4 0.3 120 1099 02/23/07 CFA VictoryShares US 500 Volatility Wtd ETF SB 0.35 1.4 14.3 13.6 0.96 27 1.1 109 1099 07/02/14 EUSA iShares MSCI USA Equal Weighted ETF SB 0.15 1.6 14.0 8.2 14.0 14.5 0.93 -19.0 12 0.6 95 1099 05/07/10 DVP Deep Value ETF ETF SB 0.59 3.1 25.0 20.3 1.06 7 0.2 83 1099 09/23/14 LGLV SPDR Russell 1000 Low Volatility ETF SB 0.12 2.4 11.4 10.1 13.5 0.75 -10.0 5 0.4 76 1099 02/21/13 EXT WisdomTree Total Earnings ETF SB 0.28 1.9 14.5 8.2 14.3 13.6 0.82 -15.5 3 0.2 64 1099 02/23/07 HUSV First Trust Horizon Managed Volatility Domestic ETF A 0.70 46 0.9 57 1099 08/25/16 QVAL ValueShares U.S. Quantitative Value ETF A 0.79 1.3 13.0 17.9 1.04 7 0.2 57 1099 10/22/14 CSF VictoryShares US Discovery Enh Vlty Wtd ETF SB 0.35 0.9 18.7 14.8 0.84 5 0.2 37 1099 08/01/14 DWAQ PowerShares DWA NASDAQ Momentum ETF SB 0.60 0.2 5.2 4.2 12.0 4.5 15.7 0.89 -27.3 -55.0 1 0.1 35 1099 05/01/03 EWSC Guggenheim S&P SmallCap 600 Equal Weight ETF SB 0.41 0.6 27.3 4.7 12.8 18.2 1.03 -27.9 9 0.4 32 1099 12/08/10 QMOM MomentumShares U.S. Quantitative Momentum ETF A 0.79 0.3 4.9 16.9 0.69 2 0.1 25 1099 12/02/15 MMTM SPDR S&P 1500 Momentum Tilt ETF SB 0.12 1.9 6.2 8.0 14.7 0.51 -15.8 0 0.0 19 1099 10/25/12 CSA VictoryShares US Small Cap Volatility Wtd ETF SB 0.35 1.0 27.6 16.9 0.65 2 0.1 19 1099 07/08/15 FQAL Fidelity Quality Factor ETF SB 0.29 16 0.4 18 1099 09/15/16 DHVW Diamond Hill Valuation-Weighted 500 ETF SB 0.10 1.8 11.8 13.2 0.97 7 0.2 17 1099 05/12/15 EQWS PowerShares Russell 2000 Equal Weight ETF SB 0.25 1.1 25.1 7.5 13.9 5.4 18.6 0.74 -28.6 -60.7 2 0.1 16 1099 12/01/06 FVAL Fidelity Value Factor ETF SB 0.29 16 0.4 15 1099 09/15/16 ACSI American Customer Satisfaction Core Alpha ETF SB 0.65 12 1099 11/01/16 FDLO Fidelity Low Volatility Factor ETF SB 0.29 10 0.2 12 1099 09/15/16 FDMO Fidelity Momentum Factor ETF SB 0.29 11 0.3 10 1099 09/15/16 VLU SPDR S&P 1500 Value Tilt ETF SB 0.12 2.1 15.3 4.4 13.5 0.38 -21.9 1 0.1 9 1099 10/25/12 FLLV Franklin Liberty U.S. Low Volatility ETF A 0.50 2 0.1 5 1099 09/22/16 SMMV iShares Edge MSCI Min Vol USA Small-Cap ETF SB 0.20 3 0.1 4 1099 09/09/16 CAPX Elkhorn S&P 500 Capital Expenditures ETF SB 0.29 1.2 14.8 16.4 0.46 0 0.0 3 1099 05/27/15 OVLC Guggenheim U.S. Large Cap Optimized Volatility ETF SB 0.30 0 0.0 3 1099 05/10/16 COWZ Pacer US Cash Cows 100 ETF SB 0.49 2 1099 12/19/16 ZLRG ETFS Zacks Earnings Large-Cap U.S. ETF SB 0.66 1.1 19.0 35.1 0.35 0 0.0 1 1099 01/20/15 SPMO PowerShares S&P 500 Momentum ETF SB 0.25 1.9 7.4 10.5 0.10 0 0.0 1 1099 10/09/15 ZSML ETFS Zacks Earnings Small-Cap U.S. ETF SB 0.66 0.1 23.8 54.9 0.26 0 0.0 1 1099 01/20/15 OPD Guggenheim Large Cap Optimized Diversification ETF SB 0.40 0 0.0 1 1099 04/19/16

U.S. Multifactor Strategies PRF PowerShares FTSE RAFI US 1000 ETF SB 0.39 2.2 17.3 8.5 15.1 7.6 14.2 1.06 -15.7 -60.4 159 15.4 4,594 1099 12/19/05 FNDX Schwab Fundamental U.S. Large Company ETF SB 0.32 2.0 16.4 8.3 13.3 0.99 -14.2 262 8.3 1,865 1099 08/13/13 PRFZ PowerShares FTSE RAFI US 1500 Sml-Mid ETF SB 0.39 1.3 24.5 7.0 15.5 9.0 18.1 1.21 -24.0 -62.4 34 3.7 1,585 1099 09/20/06 FEX First Trust Large Cap Core AlphaDEX ETF SB 0.61 1.3 14.3 7.2 13.9 14.3 1.06 -18.2 149 7.1 1,424 1099 05/10/07 GSLC Goldman Sachs ActiveBeta U.S. Large Cap Eq ETF SB 0.09 1.7 8.7 12.5 0.94 193 8.4 1,389 1099 09/21/15 FNDA Schwab Fundamental U.S. Small Company ETF SB 0.32 1.2 23.5 8.1 17.0 1.18 -22.0 204 6.6 1,332 1099 08/13/13 TILT FlexShares Mstar U.S. Market Factor Tilt ETF SB 0.25 1.6 16.8 7.9 14.7 14.4 1.05 -17.6 17 1.6 937 1099 09/22/11 FNX First Trust Mid Cap Core AlphaDEX ETF SB 0.63 1.1 18.7 4.8 12.6 16.8 1.18 -23.7 56 3.0 702 1099 05/10/07 FYX First Trust Small Cap Core AlphaDEX ETF SB 0.64 0.9 23.1 4.3 13.4 18.9 1.22 -25.4 82 4.2 525 1099 05/10/07 VUSE Vident Core U.S. Equity ETF SB 0.55 1.2 18.5 15.4 1.07 23 0.6 510 1099 01/22/14


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


FTCS First Trust Capital Strength ETF SB 0.65 1.4 8.4 8.4 15.3 8.1 11.9 0.86 -10.9 -53.6 54 2.2 320 1099 07/11/06 LRGF iShares Edge MSCI Multifactor USA ETF SB 0.20 1.5 12.9 13.6 0.95 139 3.6 310 1099 04/30/15 JHML John Hancock Multifactor Large Cap ETF SB 0.35 1.3 12.0 13.5 0.90 35 1.0 294 1099 09/29/15 PSC Principal U.S. Small Cap ETF SB 0.38 1 0.0 245 1099 09/22/16 EQWM PowerShares Russell Midcap Equal Weight ETF SB 0.25 1.6 16.1 7.1 13.2 6.1 16.6 0.84 -22.4 -58.2 2 0.1 25 1099 12/01/06 RYJ Guggenheim Raymond James SB-1 Equity ETF SB 0.75 1.5 19.7 5.5 14.1 9.1 18.5 1.26 -27.3 -58.2 15 0.6 187 1099 05/19/06 BFOR Barron’s 400 ETF SB 0.65 0.8 16.8 6.3 16.5 1.14 -23.4 13 0.4 186 1099 06/04/13 JPUS JPMorgan Diversified Return U.S. Equity ETF SB 0.29 0.8 11.1 13.2 0.63 31 1.8 172 1099 09/30/15 JHMM John Hancock Multifactor Mid Cap ETF SB 0.45 1.1 13.4 14.8 0.93 25 0.7 138 1099 09/29/15 PWC PowerShares Dynamic Market ETF SB 0.60 1.3 11.9 6.9 15.9 6.1 15.4 1.02 -19.1 -52.7 3 0.3 137 1099 05/01/03 FAB First Trust Multi Cap Value AlphaDEX ETF SB 0.68 1.4 25.8 5.9 13.7 17.8 1.19 -26.5 9 0.4 114 1099 05/11/07 FYC First Trust Small Cap Growth AlphaDEX ETF SB 0.70 0.3 13.8 4.4 12.8 17.8 1.13 -19.7 31 1.1 88 1099 04/20/11 FNY First Trust Mid Cap Growth AlphaDEX ETF SB 0.70 0.6 9.5 4.2 11.3 14.9 1.02 -19.9 28 0.9 86 1099 04/20/11 FYT First Trust Small Cap Value AlphaDEX ETF SB 0.70 1.2 30.2 4.0 13.6 20.6 1.24 -33.2 31 1.0 82 1099 04/20/11 FAD First Trust Multi Cap Growth AlphaDEX ETF SB 0.70 0.6 5.9 5.6 12.4 14.4 0.97 -16.9 8 0.4 81 1099 05/11/07 SCIU Global X Scientific Beta US ETF SB 0.19 1.3 10.1 13.1 0.81 9 0.2 73 1099 05/13/15 TUTT Tuttle Tactical Management U.S. Core ETF A FoF 1.34 0.5 -3.1 7.5 0.41 29 0.6 58 1099 02/25/15 FVL First Trust Value Line 100 ETF SB 0.70 0.6 9.8 5.9 12.5 5.0 15.5 0.95 -23.0 -59.5 6 0.1 53 1099 06/13/03 FNK First Trust Mid Cap Value AlphaDEX ETF SB 0.70 1.4 26.4 4.9 13.3 18.8 1.22 -27.4 16 0.5 49 1099 04/20/11 JPME JPMorgan Diversified Return U.S. Mid Cap Equity ETF SB 0.34 4 0.2 43 1099 05/12/16 FFTY Innovator IBD 50 Fund ETF A 0.80 0.0 8.9 17.6 1.14 13 0.3 36 1099 04/09/15 DOD ELEMENTS Dogs of the Dow TR ETN ETN SB 0.75 0.0 19.3 10.1 14.1 38.8 0.89 -28.6 13 0.2 34 1099 11/08/07 DEUS Deutsche X-trackers Russell 1000 Comp Factor ETF SB 0.25 2.7 11.4 11.5 0.51 29 0.8 32 1099 11/24/15 ROUS Hartford Multifactor US Equity ETF SB 0.29 1.9 11.2 14.3 0.44 4 0.1 27 1099 02/26/15 JPSE JPMorgan Diversified Return U.S. Small Cap Eq ETF SB 0.39 26 1099 11/16/16 FWDD AdvisorShares Madrona Domestic ETF A 1.25 0.7 8.3 5.4 14.0 16.4 0.66 -22.4 2 0.1 26 1099 06/21/11 SMLF iShares Edge MSCI Multifactor USA Small-Cap ETF SB 0.30 0.8 20.6 17.6 0.78 6 0.2 25 1099 04/30/15 SMCP AlphaMark Actively Managed Small Cap ETF A 0.90 0.0 1.6 25.4 0.87 1 0.0 25 1099 04/21/15 FMK First Trust Mega Cap AlphaDEX ETF SB 0.70 1.5 7.7 5.5 10.8 14.0 0.86 -15.7 1 0.0 15 1099 05/12/11 QUS SPDR MSCI USA StrategicFactors ETF SB 0.15 2.0 9.7 11.9 0.46 2 0.1 13 1099 04/16/15 SYG SPDR MFS Systematic Growth Equity ETF A 0.60 0.9 5.9 13.9 0.69 1 0.0 13 1099 01/09/14 RFFC RiverFront Dynamic US Flex-Cap ETF A 0.52 9 0.2 12 1099 06/07/16 CWS AdvisorShares Focused Equity ETF A 0.75 10 0.2 8 1099 09/21/16 DWLV PowerShares DWA Momentum & Low Vlty Rot ETF SB FoF 0.52 5 0.1 8 1099 07/14/16 QLC FlexShares US Quality Large Cap ETF SB 0.32 1.8 9.1 13.9 0.42 3 0.1 7 1099 09/23/15 PSET Principal Price Setters ETF SB 0.40 0 0.0 7 1099 03/22/16 SYE SPDR MFS Systematic Core Equity ETF A 0.60 1.6 8.0 13.1 0.42 1 0.0 6 1099 01/09/14 JSML Janus Small Cap Growth Alpha ETF SB 0.50 2 0.1 6 1099 02/25/16 QVM Arrow QVM Equity Factor ETF SB 0.65 3.4 8.0 16.3 0.46 1 0.0 4 1099 02/27/15 DESC Deutsche X-trackers Russell 2000 Comp Factor ETF SB 0.30 2 0.1 3 1099 06/28/16 SYV SPDR MFS Systematic Value Equity ETF A 0.60 1.8 15.7 16.0 0.60 0 0.0 3 1099 01/09/14 UDBI Legg Mason US Diversified Core ETF SB 0.30 2.1 10.5 12.8 0.37 1 0.0 3 1099 12/29/15 XSHD PowerShares S&P SmallCap High Div Low Vlty ETF SB 0.30 3.7 3 1099 12/01/16 USMR Recon Capital USA Managed Risk ETF SB 0.30 0 0.0 3 1099 09/20/16


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


U.S. Dividend and Income VYM Vanguard High Dividend Yield ETF SB 0.09 3.1 17.0 10.0 14.3 7.1 12.0 0.90 -13.0 -57.0 1,033 76.3 17,626 1099 11/16/06 DVY iShares Select Dividend ETF SB 0.39 3.1 21.6 11.0 14.3 6.1 11.9 0.80 -12.0 -62.6 1,176 101.1 16,917 1099 11/07/03

HDV iShares Core High Dividend ETF SB 0.08 3.3 15.9 9.2 12.0 10.9 0.74 -12.5 540 43.3 6,453 1099 03/31/11 SPHD PowerShares S&P 500 High Div Low Vlty ETF SB 0.30 3.8 22.4 15.6 13.1 0.89 -8.9 671 25.7 2,792 1099 10/18/12 DON WisdomTree Mid Cap Dividend ETF SB 0.38 2.4 20.3 11.1 15.9 8.5 14.2 1.00 -13.6 -61.9 129 11.8 2,440 1099 06/16/06 DES WisdomTree Small Cap Dividend ETF SB 0.38 2.7 31.4 10.0 16.6 7.5 17.1 1.12 -19.3 -65.5 118 9.3 1,965 1099 06/16/06 DLN WisdomTree Large Cap Dividend ETF SB 0.28 2.6 15.5 9.2 13.3 6.3 12.2 0.91 -13.1 -57.8 88 6.8 1,962 1099 06/16/06 SDOG ALPS Sector Dividend Dogs ETF SB 0.40 3.3 22.5 10.9 16.4 1.13 -16.3 305 12.7 1,843 1099 06/29/12 FDL First Trust Morningstar Dividend Leaders ETF SB 0.45 2.9 20.7 11.9 13.4 5.7 10.8 0.70 -11.2 -65.9 326 8.8 1,779 1099 03/15/06 QDF FlexShares Quality Dividend ETF SB 0.37 3.1 17.0 9.0 13.0 0.96 -13.2 104 4.0 1,588 1099 12/19/12 DHS WisdomTree High Dividend ETF SB 0.38 3.2 17.8 10.5 13.3 5.5 12.1 0.83 -12.8 -67.2 84 5.5 1,285 1099 06/16/06 PEY PowerShares High Yield Equity Div Achievers ETF SB 0.54 3.1 31.4 16.7 17.1 4.6 14.4 0.95 -10.8 -72.7 416 6.8 1,075 1099 12/09/04 DTN WisdomTree Dividend ex-Financials ETF SB 0.38 3.2 18.2 8.8 13.0 7.2 13.3 0.93 -14.7 -62.5 22 1.7 936 1099 06/16/06 DTD WisdomTree Total Dividend ETF SB 0.28 2.6 16.6 9.5 13.8 6.6 12.4 0.92 -12.6 -58.1 27 2.1 553 1099 06/16/06 ONEY SPDR Russell 1000 Yield Focus ETF SB 0.20 3.0 22.1 16.6 0.36 0 0.0 381 1099 12/03/15 DIV Global X SuperDividend U.S. ETF SB 0.45 6.6 10.6 5.1 12.2 0.72 -21.3 81 2.0 351 1099 03/12/13 OUSA O'Shares FTSE U.S. Quality Dividend ETF SB 0.48 2.3 12.3 10.7 0.75 143 3.8 350 1099 07/14/15 RDIV Oppenheimer Ultra Dividend Revenue ETF SB 0.39 3.0 28.2 14.0 16.4 1.00 -17.6 100 3.3 338 1099 10/01/13 CDC VictoryShares US EQ Income Enh Vlty Wtd ETF SB 0.35 3.0 20.1 11.8 0.81 45 1.8 306 1099 07/02/14 QDEF FlexShares Quality Dividend Defensive ETF SB 0.37 2.9 15.4 9.4 12.0 0.86 -12.0 19 0.7 273 1099 12/19/12 SYLD Cambria Shareholder Yield ETF A 0.59 1.9 14.9 8.1 14.5 1.01 -16.6 9 0.3 132 1099 05/14/13 DIVC C-Tracks Miller/Howard Strat Div Reinvst ETN ETN SB 0.70 0.0 20.4 18.0 0.46 0 0.0 120 1099 09/16/14 LVHD Legg Mason Low Volatility High Dividend ETF SB 0.30 2.5 17.8 11.3 0.63 39 1.1 109 1099 12/29/15 SPYD SPDR S&P 500 High Dividend ETF SB 0.12 4.3 24.6 14.5 0.91 45 1.6 91 1099 10/22/15 CDL VictoryShares US Large Cap High Div Vlty Wtd ETF SB 0.35 3.0 19.9 11.4 0.72 19 0.7 78 1099 07/08/15 OUSM O'Shares FTSE Russell Small Cap Quality Div ETF SB 0.48 74 1099 12/30/16 QDYN FlexShares Quality Dividend Dynamic ETF SB 0.37 2.6 17.1 7.7 14.4 0.97 -17.8 8 0.3 65 1099 12/19/12 CSB VictoryShares US Small Cap High Div Vlty Wtd ETF SB 0.35 3.1 30.1 14.9 0.68 3 0.1 23 1099 07/08/15 WBIY WBI Power Factor High Dividend ETF SB 0.67 21 1099 12/21/16 RFDA RiverFront Dynamic US Dividend Advantage ETF A 0.52 8 0.2 19 1099 06/07/16 DJD Guggenheim Dow Jones Industrial Avg Dividend ETF SB 0.30 2.5 15.6 13.1 0.59 7 0.2 14 1099 12/16/15 HIPS Master Income ETF SB 1.43 7.1 22.0 20.5 0.78 3 0.1 8 1099 01/07/15 PY Principal Shareholder Yield ETF SB 0.40 0 0.0 7 1099 03/22/16 ELKU Elkhorn FTSE RAFI U.S. Equity Income ETF SB 0.39 0.8 15.1 16.0 0.45 0 0.0 3 1099 12/10/15 PFV Amplify YieldShares Prime 5 Dividend ETF SB FoF 0.49 1 0.0 3 1099 09/21/16 DIVO Amplify YieldShares CWP Div & Option Income ETF A 0.95 2 1099 12/14/16

U.S. Dividend Growth VIG Vanguard Dividend Appreciation ETF SB 0.09 2.1 12.0 6.5 11.7 7.0 11.4 0.83 -12.1 -46.8 853 71.8 22,385 1099 04/27/06 SDY SPDR S&P Dividend ETF SB 0.35 2.6 20.3 10.8 14.6 7.8 12.1 0.86 -10.8 -54.8 927 78.1 14,978 1099 11/15/05

SCHD Schwab US Dividend Equity ETF SB 0.07 2.9 16.4 9.0 13.9 11.5 0.84 -13.9 689 29.3 4,939 1099 10/20/11 FVD First Trust Value Line Dividend ETF SB 0.70 2.0 19.9 12.0 14.7 8.2 11.3 0.80 -9.5 -51.0 586 16.0 2,894 1099 08/27/03 NOBL ProShares S&P 500 Dividend Aristocrats ETF SB 0.35 2.1 11.6 9.0 12.3 0.89 -9.8 371 19.8 2,650 1099 10/10/13


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


DGRW WisdomTree U.S. Quality Dividend Growth ETF SB 0.28 2.0 11.9 8.3 12.2 0.92 -13.2 216 7.0 1,078 1099 05/22/13 DGRO iShares Core Dividend Growth ETF SB 0.08 2.2 15.2 12.1 0.91 329 9.3 1,020 1099 06/12/14 SMDV ProShares Russell 2000 Dividend Growers ETF SB 0.40 1.4 35.7 13.6 0.77 80 4.1 349 1099 02/05/15 REGL ProShares S&P MidCap 400 Div Aristocrats ETF SB 0.40 1.2 29.7 13.6 0.90 63 3.0 312 1099 02/05/15 PFM PowerShares Dividend Achievers ETF SB 0.55 2.5 14.3 7.2 11.4 5.2 11.0 0.78 -13.1 -53.2 26 0.6 295 1099 09/15/05 DGRS WisdomTree U.S. SmallCap Quality Dividend Gr ETF SB 0.38 1.8 30.7 8.2 17.1 1.05 -21.0 19 0.6 87 1099 07/25/13 RDVY First Trust Rising Dividend Achievers ETF SB 0.50 2.0 21.8 16.5 1.12 32 0.8 64 1099 01/07/14 FDVV Fidelity Core Dividend ETF SB 0.29 26 0.7 29 1099 09/15/16 LEAD Reality Shares DIVCON Leaders Dividend ETF SB 0.43 1.4 3 0.1 6 1099 01/06/16

U.S. Preferred Stock PFF iShares U.S. Preferred Stock ETF I 0.47 5.7 1.3 6.4 7.1 7.0 0.28 -7.5 3,939 149.1 16,557 1099 03/26/07 PGX PowerShares Preferred ETF I 0.50 5.9 0.8 8.1 7.2 7.0 0.23 -7.6 2,786 40.3 4,206 1099 01/31/08

FPE First Trust Preferred Securities and Income ETF A 0.85 5.7 6.3 8.0 4.6 0.14 -5.4 663 12.7 1,520 1099 02/12/13 VRP PowerShares Variable Rate Preferred ETF I 0.50 5.0 6.8 6.8 0.15 321 8.0 933 1099 05/01/14 PSK SPDR Wells Fargo Preferred Stock ETF I 0.45 5.7 -0.7 7.9 6.1 7.7 0.22 -9.6 111 4.8 489 1099 09/17/09 PFXF VanEck Vectors Preferred Sec. ex Financials ETF I 0.40 5.7 6.6 6.8 8.0 0.36 -8.4 176 3.5 413 1099 07/17/12 SPFF Global X SuperIncome Preferred ETF SB 0.58 6.9 4.2 2.5 8.3 0.35 -12.5 110 1.4 223 1099 07/17/12 EPRF Elkhorn S&P High Quality Preferred ETF SB 0.47 5.2 4 0.1 13 1099 05/24/16

U.S. Socially Responsible DSI iShares MSCI KLD 400 Social ETF SB 0.50 1.5 10.5 7.6 13.6 6.5 13.8 1.04 -13.1 -54.2 47 3.8 750 1099 11/17/06 KLD iShares MSCI USA ESG Select ETF SB 0.50 1.5 12.1 7.8 12.5 6.2 13.1 0.98 -13.7 -53.9 19 1.7 469 1099 01/28/05 SHE SPDR SSGA Gender Diversity Index ETF SB 0.20 1 0.1 272 1099 03/08/16 SPYX SPDR S&P 500 Fossil Fuel Reserves Free ETF SB 0.20 1.9 10.5 12.4 0.84 4 0.2 112 1099 12/01/15 CATH Global X S&P 500 Catholic Values ETF SB 0.29 20 0.5 66 1099 04/19/16 KRMA Global X Conscious Companies ETF SB 0.43 3 0.0 34 1099 07/12/16 WIL Barclays Women in Leadership ETN ETN SB 0.45 0.0 13.6 15.0 -0.04 0 0.0 32 1099 07/10/14 RODI Barclays Return on Disability ETN ETN SB 0.45 0.0 -1.6 15.7 0.03 0 0.0 28 1099 09/11/14 ESGL Oppenheimer ESG Revenue ETF SB 0.40 22 1099 10/31/16 NUSC NuShares ESG Small-Cap ETF SB 0.40 11 1099 12/14/16 ETHO Etho Climate Leadership U.S. ETF SB 0.45 0.7 13.5 19.1 0.74 2 0.1 8 1099 11/19/15 ESGU iShares MSCI USA ESG Optimized ETF SB 0.28 7 1099 12/02/16 NULG NuShares ESG Large-Cap Growth ETF SB 0.35 6 1099 12/14/16 NULV NuShares ESG Large-Cap Value ETF SB 0.35 6 1099 12/14/16 ESGS Columbia Sustainable U.S. Equity Income ETF SB 0.35 0 0.0 6 1099 06/13/16 ESG FlexShares STOXX US ESG Impact ETF SB 0.32 1 0.0 5 1099 07/14/16 NUMG NuShares ESG Mid-Cap Growth ETF SB 0.40 5 1099 12/14/16 NUMV NuShares ESG Mid-Cap Value ETF SB 0.40 5 1099 12/14/16

U.S. Theme Based MOAT VanEck Vectors Morningstar Wide Moat ETF SB 0.49 1.1 21.9 8.2 15.5 1.05 -14.6 103 3.6 852 1099 04/25/12 DEF Guggenheim Defensive Equity ETF SB 0.60 2.1 14.1 7.2 10.1 6.9 11.5 0.73 -15.7 -47.9 14 0.5 167 1099 12/15/06 BEMO Aptus Behavioral Momentum ETF SB 0.79 7 0.2 26 1099 06/09/16 WMW ELEMENTS Morningstar Wide Moat Focus ETN ETN SB 0.75 0.0 21.9 7.9 14.9 20.7 0.70 -15.6 3 0.1 18 1099 10/18/07 NASH Nashville Area ETF SB 0.49 1.3 4.8 2.6 22.1 0.43 -27.8 1 0.0 8 1099 08/01/13


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


BUZ Sprott Buzz Social Media Insights ETF SB 0.75 1 0.0 5 1099 04/19/16 CNTR PowerShares Contrarian Opportunities ETF SB 0.35 0.5 22.3 18.2 0.25 2 0.1 4 1099 01/15/14 MILN Global X Millennials Thematic ETF SB 0.68 3 0.0 4 1099 05/05/16 ACTX Global X Guru Activist ETF SB 0.75 0.8 12.3 17.0 0.39 0 0.0 1 1099 04/29/15 USSD WisdomTree Strong Dollar U.S. Equity ETF SB 0.33 1.9 13.5 14.7 0.23 0 0.0 1 1099 07/21/15 USWD WisdomTree Weak Dollar U.S. Equity ETF SB 0.33 1.5 16.7 12.6 0.15 0 0.0 1 1099 07/21/15

U.S. Event Driven PKW PowerShares Buyback Achievers ETF SB 0.63 1.6 12.9 6.8 15.1 8.4 15.2 1.11 -20.2 -54.6 98 4.8 1,367 1099 12/20/06 FPX First Trust US Equity Opportunties (IPOs) ETF SB 0.60 0.7 6.7 6.8 18.7 10.3 16.6 1.17 -24.1 -56.3 60 3.2 614 1099 04/13/06 KNOW Direxion All Cap Insider Sentiment ETF SB 0.65 1.7 13.8 12.0 17.1 15.1 1.07 -14.1 21 1.7 210 1099 12/08/11 CSD Guggenheim S&P Spin-Off ETF SB 0.65 1.6 14.8 0.7 14.5 7.1 17.0 1.16 -31.9 -70.5 23 1.0 202 1099 12/15/06 TTFS AdvisorShares Wilshire Buyback ETF A 0.90 1.1 18.8 10.3 17.1 14.7 1.02 -15.9 7 0.4 145 1099 10/05/11 NFO Guggenheim Insider Sentiment ETF SB 0.65 1.8 7.6 3.2 11.4 7.7 15.4 1.01 -22.1 -60.1 4 0.2 69 1099 09/21/06 GURU Global X Guru Index ETF SB 0.75 0.2 3.7 -1.5 16.7 1.19 -30.5 12 0.3 55 1099 06/05/12 GVIP Goldman Sachs Hedge Industry VIP ETF SB 0.45 30 1099 11/03/16 IBLN Direxion iBillionaire Index ETF SB 0.65 1.3 4.6 15.9 0.87 2 0.1 14 1099 08/01/14 IPO Renaissance IPO ETF SB 0.60 0.4 -0.7 -0.9 19.1 1.11 -36.7 2 0.0 12 1099 10/16/13 SPYB SPDR S&P 500 Buyback ETF SB 0.35 1.4 15.3 17.4 0.70 2 0.1 8 1099 02/05/15 TTAC TrimTabs Float Shrink ETF A 0.59 3 0.1 6 1099 09/28/16 TOFR Stock Split Index Fund ETF SB 0.55 1.7 14.9 21.5 0.60 1 0.0 4 1099 09/16/14 JUNE Dhandho Junoon ETF SB 0.75 0 0.0 3 1099 04/04/16

U.S. Option Writing PBP PowerShares S&P 500 BuyWrite ETF SB Opt 0.75 1.7 6.4 5.1 6.5 8.8 0.58 -9.9 62 1.3 284 1099 12/20/07 HSPX Horizons S&P 500 Covered Call ETF SB Opt 0.65 3.0 7.6 5.2 11.2 0.68 -12.2 8 0.3 64 1099 06/24/13 QYLD Recon Capital Nasdaq-100 Covered Call ETF SB Opt 0.60 8.6 4.8 5.4 11.1 0.64 -11.3 21 0.5 59 1099 12/12/13 FTHI First Trust High Income ETF A Opt 0.85 4.4 11.0 14.7 0.44 26 0.5 46 1099 01/07/14 PUTW WisdomTree CBOE S&P 500 PutWrite Strategy ETF SB Opt 0.38 21 0.6 31 1099 02/24/16 HVPW ALPS U.S. Equity High Volatility Put Write ETF SB Opt 0.95 9.1 1.6 0.0 10.1 0.40 -17.1 19 0.4 31 1099 02/28/13 BWV iPath CBOE S&P 500 BuyWrite Index ETN ETN I Opt 0.75 0.0 6.6 5.9 6.7 13.8 0.13 -10.7 0 0.0 9 1099 05/23/07 FTLB First Trust Low Beta Income ETF A Opt 0.85 3.0 10.4 17.9 0.23 2 0.0 5 1099 01/07/14

U.S. Hedged Strategies PTLC Pacer Trendpilot 750 (200-day MA) ETF SB 0.60 1.1 4.4 10.1 0.58 68 1.6 401 1099 06/12/15 VQT Barclays ETN+ S&P VEQTOR ETN ETN SB VIX 0.95 0.0 -1.0 -2.2 1.6 9.0 0.46 -18.0 5 0.6 213 1099 09/01/10 PTMC Pacer Trendpilot 450 (200-day MA) ETF SB 0.60 0.6 15.5 11.4 0.56 45 1.2 210 1099 06/12/15 PHDG PowerShares S&P 500 Downside Hedged ETF A VIX 0.39 2.3 -0.6 -1.9 9.2 0.44 -17.7 25 0.6 95 1099 12/06/12 PTNQ Pacer Trendpilot 100 (200-day MA) ETF SB 0.65 0.3 -4.1 12.4 0.64 16 0.4 57 1099 06/12/15 SPXH Janus Velocity Volatility Hedged Large Cap ETF SB FoF VIX 0.71 1.6 8.4 3.9 12.0 0.74 -14.6 4 0.1 43 1099 06/24/13 TRSK Janus Velocity Tail Risk Hedged Large Cap ETF SB FoF VIX 0.71 1.7 3.6 1.9 9.2 0.50 -11.3 3 0.1 18 1099 06/24/13 XVZ iPath S&P 500 Dynamic VIX ETN ETN SB VIX 0.95 0.0 7.4 -6.4 -13.3 18.3 -0.62 -27.3 5 0.1 12 1099 08/18/11 TALL RBC S&P 500 Trend Allocator PR ETN ETN SB 0.85 0 0.0 4 1099 06/28/16 VIXH First Trust CBOE S&P 500 VIX Tail Hedge ETF SB VIX 0.60 1.6 -0.4 2.4 12.4 0.32 -17.0 1 0.0 4 1099 08/30/12 GHS REX Gold Hedged S&P 500 ETF A FoF Gold 0.48 1 0.0 3 1099 04/05/16


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


U.S. Long/ShortHYLS First Trust Tactical High Yield Bond ETF A E 0.95 5.3 8.4 3.4 4.8 0.25 -7.5 161 7.7 1,100 1099 02/27/13CSM ProShares Large Cap Core Plus ETF SB E 0.45 1.5 13.7 9.6 15.8 13.6 1.02 -13.7 63 3.3 536 1099 07/14/09HTUS Hull Tactical US ETF A FoF E 0.91 0.0 5.8 5.1 0.17 27 0.7 94 1099 06/25/15RALS ProShares RAFI Long/Short ETF SB E 0.95 1.7 4.7 -0.5 2.3 6.8 0.02 -10.5 6 0.2 42 1099 12/09/10DYLS WisdomTree Dynamic Long/Short U.S. Equity ETF SB E 0.48 2.6 12.0 11.8 0.48 13 0.4 30 1099 12/23/15FLAG WeatherStorm Forensic Accounting Long-Short ETF SB E 1.15 1.5 25.8 10.1 16.7 0.61 -19.6 4 0.2 15 1099 01/31/13BTAL QuantShares U.S. Market Neutral Anti-Beta ETF SB E 0.75 0.0 -4.7 1.2 -3.6 15.1 -0.69 -20.1 8 0.2 10 1099 09/13/11VAMO Cambria Value and Momentum ETF A E 0.59 0.6 5.1 9.0 0.22 3 0.1 6 1099 09/09/15DIVA QuantShares Hedged Dividend Income ETF SB E 0.75 2.2 17.3 17.4 0.02 1 0.0 5 1099 01/15/15DYB WisdomTree Dynamic Bearish U.S. Equity ETF SB E 0.48 0.1 2.1 10.4 -0.33 10 0.2 4 1099 12/23/15CHEP QuantShares U.S. Market Neutral Value ETF SB E 0.75 0.0 13.5 -0.1 2.2 14.5 0.19 -21.6 1 0.0 3 1099 09/13/11GARD Reality Shares DIVCON Dividend Guard ETF SB E 0.95 0.0 1 0.0 3 1099 01/14/16DFND Reality Shares DIVCON Dividend Defenders ETF SB E 0.95 0.0 0 0.0 2 1099 01/14/16MOM QuantShares U.S. Market Neutral Momentum ETF SB E 0.75 0.0 -17.5 -3.9 0.2 18.6 -0.22 -26.3 2 0.0 2 1099 09/07/11SIZ QuantShares U.S. Market Neutral Size ETF SB E 0.75 0.0 2.9 -4.8 -2.5 12.4 -0.03 -23.6 2 0.0 2 1099 09/07/11







2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date

Consumer Discretionary XLY SPDR Consumer Discretionary Select Sector ETF I 0.14 1.6 6.0 8.4 17.6 9.5 14.4 1.00 -15.8 -59.0 6,014 484.4 10,822 1099 12/22/98 VCR Vanguard Consumer Discretionary ETF I 0.10 1.5 6.7 7.5 17.3 9.2 14.6 1.02 -16.7 -61.5 85 10.8 2,043 1099 01/30/04

ITB iShares U.S. Home Construction ETF I 0.43 0.4 1.8 3.8 18.8 -3.5 21.0 1.27 -26.4 -84.9 2,788 75.5 1,129 1099 05/05/06 XHB SPDR S&P Homebuilders ETF SB 0.35 0.7 -0.3 1.1 15.4 0.1 19.6 1.24 -28.2 -78.6 2,327 77.5 1,127 1099 01/31/06 IYC iShares U.S. Consumer Services ETF I 0.43 1.1 5.6 8.6 17.5 9.6 13.5 0.95 -15.0 -53.1 43 6.4 921 1099 06/16/00 ECON Columbia Emerging Markets Consumer ETF I 0.83 0.7 5.0 -5.3 1.0 24.1 1.48 -33.9 263 6.0 656 1099 09/14/10 FXD First Trust Consumer Discretionary AlphaDEX ETF SB 0.61 1.0 5.2 4.1 13.3 16.0 1.04 -20.2 1,002 35.1 586 1099 05/10/07 RXI iShares Global Consumer Discretionary ETF I 0.47 1.7 3.1 4.0 14.3 6.3 15.6 1.09 -17.1 -60.3 15 1.3 338 1099 09/22/06 XRT SPDR S&P Retail ETF SB 0.35 1.4 3.3 1.1 12.2 9.3 19.5 1.08 -24.2 -65.8 4,558 204.2 286 1099 06/22/06 PKB PowerShares Dynamic Building & Const ETF SB 0.63 0.3 17.5 7.7 18.7 6.2 19.8 1.26 -21.5 -65.2 185 5.1 248 1099 10/26/05 FDIS Fidelity MSCI Consumer Discretionary ETF I 0.08 1.6 6.6 7.4 14.6 1.01 -16.7 98 3.1 235 1099 10/24/13 PEJ PowerShares Dynamic Leisure & Enter ETF SB 0.61 0.7 9.7 6.1 17.2 9.4 17.7 1.11 -21.7 -66.0 37 1.5 148 1099 06/23/05 RTH VanEck Vectors Retail ETF I 0.35 1.8 -0.7 9.2 17.0 10.4 13.4 0.84 -13.9 -41.7 16 1.3 96 1099 12/21/11 RCD Guggenheim S&P 500 Equal Weight Cons Disc ETF SB 0.40 1.2 5.6 4.6 14.7 7.9 16.5 1.09 -18.8 -68.0 11 1.0 93 1099 11/07/06 PBS PowerShares Dynamic Media ETF SB 0.61 0.2 4.4 0.1 15.3 5.7 16.8 1.09 -23.1 -69.1 28 0.7 84 1099 06/23/05 INCO Columbia India Consumer ETF I 0.89 0.0 1.0 13.3 15.2 20.4 0.99 -27.8 20 0.7 78 1099 08/10/11 CHIQ Global X China Consumer ETF I 0.65 1.4 -6.5 -8.3 -2.0 22.0 1.25 -38.9 19 0.2 66 1099 12/01/09 PSCD PowerShares S&P SmallCap Consumer Discr ETF I 0.29 1.1 15.1 3.1 15.1 18.9 1.08 -26.5 15 0.8 65 1099 04/07/10 PEZ PowerShares DWA Cons Cyclicals Momentum ETF SB 0.60 0.8 -3.5 1.3 11.3 5.3 16.0 1.03 -25.0 -58.4 11 0.5 38 1099 10/12/06 JHMC John Hancock Multifactor Consumer Discr ETF SB 0.50 1.8 4.5 15.6 0.59 1 0.0 26 1099 09/29/15 CARZ First Trust NASDAQ Global Auto ETF I 0.70 2.4 -2.5 -2.8 10.2 21.7 1.20 -31.2 3 0.1 22 1099 05/10/11 EMCG WisdomTree Emerg Mkts Consumer Growth ETF SB 0.63 2.6 6.9 -4.5 21.4 0.69 -36.7 16 0.3 22 1099 09/27/13 PMR PowerShares Dynamic Retail ETF SB 0.63 0.9 -2.5 1.9 11.7 7.3 15.8 0.77 -22.4 -53.5 6 0.2 22 1099 10/26/05 BJK VanEck Vectors Gaming ETF I 0.67 3.1 10.0 -10.6 5.9 21.3 1.22 -46.2 8 0.3 19 1099 01/24/08 IPD SPDR S&P International Consumer Discr ETF I 0.40 2.4 0.3 -1.8 10.3 20.0 0.84 -22.3 1 0.0 13 1099 07/25/08 IBUY Amplify Online Retail ETF SB 0.65 5 0.1 5 1099 04/20/16 BRAQ Global X Brazil Consumer ETF I 0.77 1.3 52.8 -7.3 -2.8 37.3 0.96 -63.2 7 0.1 5 1099 07/08/10 CNDF iShares Edge MSCI Multifactor Consumer Disc ETF SB 0.35 0 0.0 3 1099 05/12/16 FTXD First Trust Nasdaq Retail ETF SB 0.60 0 0.0 2 1099 09/21/16 MENU USCF Restaurant Leaders ETF SB 0.65 2 1099 11/08/16 XD Elkhorn S&P MidCap Consumer Discretionary ETF I 0.29 2 1099 12/30/16

Consumer Staples XLP SPDR Consumer Staples Select Sector ETF I 0.14 2.5 5.0 9.1 12.7 9.9 11.8 0.61 -10.1 -32.4 14,565 751.8 8,293 1099 12/22/98 VDC Vanguard Consumer Staples ETF I 0.10 2.4 6.3 9.3 13.2 10.2 11.5 0.63 -10.0 -34.2 131 17.5 3,310 1099 01/30/04

FXG First Trust Consumer Staples AlphaDEX ETF SB 0.61 1.7 4.7 10.4 15.9 12.9 0.69 -11.0 880 39.4 780 1099 05/10/07 KXI iShares Global Consumer Staples ETF I 0.47 2.3 1.2 4.6 9.2 8.0 12.4 0.72 -11.4 -42.3 28 2.6 566 1099 09/22/06 IYK iShares U.S. Consumer Goods ETF I 0.43 2.6 4.8 7.3 12.5 8.8 12.3 0.78 -10.0 -42.6 41 4.5 543 1099 06/16/00 RHS Guggenheim S&P 500 Equal Weight Cons Staples ETF SB 0.40 1.7 4.7 11.8 15.8 11.5 12.2 0.62 -10.9 -35.9 58 6.9 508 1099 11/07/06 FSTA Fidelity MSCI Consumer Staples ETF I 0.08 2.5 5.6 9.0 11.5 0.61 -10.0 100 3.1 232 1099 10/24/13 PBJ PowerShares Dynamic Food & Beverage ETF SB 0.58 1.6 5.6 9.8 13.3 9.1 13.9 0.72 -11.0 -39.1 33 1.1 151 1099 06/23/05 PSL PowerShares DWA Cons Staples Momentum ETF SB 0.60 2.0 -3.6 8.3 13.3 9.1 13.2 0.75 -11.8 -41.6 74 3.9 107 1099 10/12/06 PSCC PowerShares S&P SmallCap Consumer Stap ETF I 0.29 1.5 27.7 13.3 18.5 16.7 0.78 -12.4 13 0.9 62 1099 04/07/10

Sector ETFsPerformance Data Risk Measurements Liquidity/AUM


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


IPS SPDR S&P International Consumer Staples ETF I 0.40 2.2 -2.6 1.8 7.2 17.5 0.84 -14.1 8 0.3 36 1099 07/25/08 JHMS John Hancock Multifactor Consumer Staples ETF SB 0.50 1 0.0 15 1099 03/29/16 FTXG First Trust Nasdaq Food & Beverage ETF SB 0.60 5 0.1 5 1099 09/21/16 WSKY Spirited Funds/ETFMG Whiskey & Spirits ETF I 0.75 2 1099 10/12/16 CNSF iShares Edge MSCI Multifactor Consumer Stap ETF SB 0.35 0 0.0 2 1099 05/12/16 XS Elkhorn S&P MidCap Consumer Staples ETF I 0.29 2 1099 12/30/16

Energy XLE SPDR Energy Select Sector ETF I 0.14 2.3 28.0 -2.8 4.1 4.5 24.6 1.35 -46.7 -57.4 14,654 1,059.5 17,593 1099 12/22/98

VDE Vanguard Energy ETF I 0.10 2.4 29.2 -3.7 3.1 4.0 25.9 1.38 -48.6 -58.2 242 24.3 4,401 1099 09/29/04 XOP SPDR S&P Oil & Gas Exploration & Prod ETF SB 0.35 0.8 38.3 -14.4 -3.6 1.7 41.1 1.87 -71.0 -71.0 17,421 681.9 2,369 1099 06/22/06 FXN First Trust Energy AlphaDEX ETF SB 0.62 1.1 20.6 -11.9 -1.8 36.7 1.81 -62.3 1,232 19.2 1,570 1099 05/10/07 EMLP First Trust N.A. Energy Infrastructure ETF A 0.95 3.6 29.9 6.3 18.3 0.95 -35.6 330 8.1 1,547 1099 06/21/12 IYE iShares U.S. Energy ETF I 0.43 2.2 25.6 -4.1 3.0 3.8 24.9 1.35 -47.4 -55.8 1,136 45.1 1,327 1099 06/16/00 OIH VanEck Vectors Oil Services ETF I 0.35 1.4 27.8 -9.6 -1.1 -1.1 36.0 1.66 -61.2 -70.5 5,009 155.6 1,218 1099 12/21/11 IXC iShares Global Energy ETF I 0.47 2.9 27.9 -4.2 1.0 1.9 24.4 1.38 -48.7 -55.8 313 10.5 1,159 1099 11/16/01 FENY Fidelity MSCI Energy ETF I 0.08 2.4 27.1 -4.2 24.8 1.34 -48.4 208 4.3 519 1099 10/24/13 IEO iShares U.S. Oil & Gas Exploration & Prod ETF I 0.43 1.0 25.0 -6.1 2.4 4.0 34.0 1.72 -56.8 -66.4 99 6.2 380 1099 05/05/06 XES SPDR S&P Oil & Gas Equipment & Services ETF SB 0.35 0.6 28.4 -19.0 -7.4 -1.9 44.7 1.90 -72.8 -73.0 557 11.4 313 1099 06/22/06 RYE Guggenheim S&P 500 Equal Weight Energy ETF SB 0.40 1.2 37.7 -5.8 2.3 3.8 33.4 1.63 -57.5 -65.5 68 4.2 307 1099 11/07/06 PXI PowerShares DWA Energy Momentum ETF SB 0.60 0.7 30.7 -6.7 3.8 5.5 37.7 1.74 -59.3 -67.8 70 3.1 278 1099 10/12/06 IEZ iShares U.S. Oil Equipment & Services ETF I 0.43 0.9 28.4 -9.8 -1.5 0.9 36.1 1.66 -61.8 -72.2 49 2.1 261 1099 05/05/06 FCG First Trust Natural Gas ETF SB 0.60 1.7 19.6 -34.3 -21.1 49.5 1.91 -86.3 469 12.2 251 1099 05/11/07 TAN Guggenheim Solar ETF I 0.70 4.8 -43.2 -20.0 -4.2 29.7 1.44 -65.2 150 2.8 167 1099 04/15/08 MLPX Global X MLP & Energy Infrastructure ETF I 0.45 5.5 36.2 0.8 35.4 1.77 -55.7 87 1.3 138 1099 08/07/13 KOL VanEck Vectors Coal ETF I 0.59 1.0 98.2 -11.9 -15.6 30.9 1.53 -71.1 251 3.3 101 1099 01/14/08 PSCE PowerShares S&P SmallCap Energy ETF I 0.29 0.2 37.2 -22.8 -9.0 46.7 1.98 -79.7 58 1.1 87 1099 04/07/10 PBW PowerShares Wilderhill Clean Energy ETF SB 0.70 2.6 -20.3 -15.0 -3.8 -13.1 24.0 1.33 -53.1 -87.0 98 0.4 85 1099 03/03/05 FAN First Trust Global Wind Energy ETF I 0.60 2.4 9.3 4.7 11.0 19.7 1.05 -24.9 54 0.7 75 1099 06/18/08 ICLN iShares Global Clean Energy ETF I 0.47 3.7 -16.9 -6.3 1.3 23.8 1.33 -39.1 60 0.5 71 1099 06/25/08 PXE PowerShares Dynamic Energy Expl & Prod ETF SB 0.75 2.6 13.4 -9.1 3.7 4.0 35.0 1.71 -57.6 -68.2 15 0.3 66 1099 10/26/05 GEX VanEck Vectors Global Alternative Energy ETF I 0.62 2.0 -5.9 -2.5 10.3 20.7 1.24 -31.6 9 0.4 65 1099 05/09/07 FRAK VanEck Vectors Unconventional Oil & Gas ETF I 0.54 0.4 37.7 -12.5 38.0 1.66 -68.2 25 0.5 59 1099 02/15/12 TPYP Tortoise North American Pipeline Fund ETF I 0.40 3.4 40.5 22.0 0.83 17 0.4 55 1099 06/30/15 PBD PowerShares Global Clean Energy ETF SB 0.77 2.0 -7.1 -3.5 6.4 19.1 1.17 -34.3 15 0.2 52 1099 06/13/07 QCLN First Trust NASDAQ Clean Edge Green Energy ETF I 0.60 1.2 -2.7 -4.0 11.0 21.8 1.28 -40.1 12 0.2 52 1099 02/14/07 PXJ PowerShares Dynamic Oil & Gas Services ETF SB 0.63 1.2 9.3 -19.9 -7.9 -3.8 40.7 1.75 -68.7 -73.5 29 0.4 51 1099 10/26/05 IPW SPDR S&P International Energy ETF I 0.40 3.9 27.3 -6.9 -2.3 28.1 1.51 -54.3 24 0.4 41 1099 07/25/08 FILL iShares MSCI Global Energy Producers ETF I 0.39 2.8 27.9 -5.6 25.0 1.34 -48.8 10 0.2 39 1099 02/02/12 NLR VanEck Vectors Uranium+Nuclear Energy ETF I 0.60 3.6 9.1 2.7 4.3 14.4 0.53 -16.4 2 0.1 34 1099 08/15/07 ENY Guggenheim Canadian Energy Income ETF SB 0.69 2.9 38.7 -12.0 -8.3 31.6 1.47 -66.5 11 0.1 29 1099 07/03/07 PUW PowerShares Wilderhill Progressive Energy ETF SB 0.70 0.9 34.0 -5.9 3.9 0.8 27.2 1.40 -51.9 -64.7 3 0.1 25 1099 10/24/06 ENFR Alerian Energy Infrastructure ETF I 0.65 3.3 42.0 0.1 28.4 1.32 -53.6 9 0.2 23 1099 11/01/13


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


JHME John Hancock Multifactor Energy ETF SB 0.50 1 0.0 18 1099 03/29/16 KWT VanEck Vectors Solar Energy ETF I 0.65 4.0 -41.5 -20.6 -7.1 33.2 1.20 -63.7 2 0.1 10 1099 04/23/08 EQWM PowerShares Russell Midcap Equal Weight ETF SB 0.25 1.6 16.1 7.1 13.2 6.1 16.6 0.84 -22.4 -58.2 2 0.1 25 1099 12/01/06 IOIL IQ Global Oil Small Cap ETF I 0.76 2.9 28.4 -13.5 -2.3 41.1 1.19 -65.7 2 0.0 4 1099 05/05/11 CRAK VanEck Vectors Oil Refiners ETF I 0.59 3.4 9.2 19.2 0.91 2 0.0 3 1099 08/19/15 ERGF iShares Edge MSCI Multifactor Energy ETF SB 0.35 0 0.0 3 1099 05/12/16 FTXN First Trust Nasdaq Oil & Gas ETF SB 0.60 1 0.0 2 1099 09/21/16 XE Elkhorn S&P MidCap Energy ETF I 0.29 2 1099 12/30/16 CHIE Global X China Energy ETF I 0.65 2.0 -1.4 -11.5 -3.5 26.2 0.55 -48.4 1 0.0 1 1099 12/16/09

Energy MLP Subsector AMLP Alerian MLP ETF (C-corp) ETF I 0.85 7.8 14.9 -3.6 1.6 35.5 1.59 -53.1 8,047 99.1 9,848 1099 08/25/10 AMJ JPMorgan Alerian MLP Index ETN ETN I 0.85 6.3 17.3 -6.5 1.4 33.2 1.59 -58.4 1,973 60.1 3,762 1099 04/02/09 MLPI ETRACS Alerian MLP Infrastructure ETN ETN I 0.85 6.2 17.0 -5.0 2.4 35.1 1.66 -58.2 399 10.9 2,411 1099 04/02/10 ATMP Barclays ETN+ Select MLP ETN ETN I 0.95 5.4 34.8 -0.2 36.0 1.64 -55.4 105 2.4 458 1099 03/13/13 AMU ETRACS Alerian MLP Index ETN ETN I 0.80 6.3 17.3 -6.5 33.2 1.55 -58.3 95 1.8 426 1099 07/18/12 MLPA Global X MLP ETF (C-corp) ETF I 0.45 7.0 20.7 -4.2 34.2 1.56 -53.9 256 2.9 421 1099 04/19/12 AMZA InfraCap MLP ETF (C-corp) ETF A 1.11 9.1 24.6 47.4 1.97 260 2.8 173 1099 10/02/14 IMLP iPath S&P MLP ETN ETN I 0.80 6.2 20.6 -5.9 34.6 1.52 -61.0 42 0.8 172 1099 01/04/13 MLPC C-Tracks Miller/Howard MLP Fundamental ETN ETN SB 0.95 5.5 14.8 -9.0 32.6 1.34 -60.8 4 0.1 117 1099 09/26/13 YMLP VanEck Vectors High Income MLP (C-corp) ETF SB 0.85 9.2 26.2 -26.2 33.0 1.45 -79.1 17 0.4 95 1099 03/13/12 MLPO Credit Suisse S&P MLP Index ETN ETN I 0.95 6.4 -3.4 32.7 0.03 0 0.0 80 1099 12/03/14 ZMLP Direxion Zacks MLP High Income (C-corp) ETF SB 0.65 8.2 18.6 34.0 1.53 17 0.3 69 1099 01/23/14 MLPY Morgan Stanley Cushing MLP High Inc ETN ETN I 0.85 9.2 32.3 -16.3 -5.0 37.7 1.43 -73.2 5 0.0 60 1099 03/17/11 BMLP BMO Elkhorn DWA MLP Select Index ETN ETN SB 0.85 52 1099 12/20/16 MLPB ETRACS Alerian MLP Infrastructure Ser B ETN ETN I 0.85 6.2 33.0 43.8 0.04 0 0.0 42 1099 10/09/15 YMLI VanEck Vectors High Income Infra. MLP (C-corp) ETF SB 0.85 7.0 36.4 -2.4 36.4 1.60 -59.0 12 0.2 37 1099 02/12/13 AMUB ETRACS Alerian MLP Index Series B ETN ETN I 0.80 6.3 32.9 36.0 0.35 0 0.0 30 1099 10/09/15 MLPE C-Tracks Miller/Howard MLP Fundamental B ETN ETN SB 0.85 0 0.0 24 1099 08/09/16 MLPG ETRACS Alerian Natural Gas MLP ETN ETN I 0.85 6.0 22.1 -5.6 3.2 34.1 1.23 -60.5 2 0.0 23 1099 07/14/10 YGRO RBC Yorkville MLP Dist Growth Ldrs Liq PR ETN ETN SB 0.90 6.9 13.7 33.8 1.42 7 0.1 15 1099 07/29/14 MLPJ Global X Junior MLP ETF (C-corp) ETF I 0.89 10.0 20.2 -12.0 29.1 1.23 -62.1 6 0.0 9 1099 01/15/13

Financials XLF SPDR Financial Select Sector ETF I 0.14 1.7 22.6 11.5 19.3 -0.4 18.7 1.22 -22.3 -82.7 79,088 1,717.9 22,472 1099 12/22/98 VFH Vanguard Financials ETF I 0.10 1.6 24.9 12.3 18.9 1.2 17.9 1.18 -21.0 -78.6 841 47.0 4,861 1099 01/30/04

KRE SPDR S&P Regional Banking ETF SB 0.35 1.4 35.0 13.0 20.0 3.4 25.7 1.47 -28.0 -68.6 7,599 377.7 3,559 1099 06/22/06 KBE SPDR S&P Bank ETF SB 0.35 1.4 30.8 11.3 19.1 -0.7 25.0 1.46 -28.0 -83.2 3,906 152.0 3,304 1099 11/15/05 IYF iShares U.S. Financial ETF I 0.43 1.7 16.9 10.0 17.6 0.4 17.0 1.19 -20.4 -79.1 510 49.0 1,776 1099 05/22/00 PGF PowerShares Financial Preferred ETF I 0.63 5.8 1.0 8.1 8.6 3.8 7.3 0.26 -7.5 -75.6 756 13.8 1,676 1099 12/01/06 REM iShares Mortgage Real Estate Capped ETF I 0.48 9.9 21.9 8.9 8.9 16.4 0.74 -23.6 958 19.0 1,169 1099 05/04/07 IYG iShares U.S. Financial Services ETF I 0.43 1.3 19.9 9.7 20.2 -0.7 21.9 1.41 -26.9 -81.8 190 19.0 1,105 1099 06/16/00 FXO First Trust Financials AlphaDEX ETF SB 0.64 1.3 18.3 9.2 17.3 16.5 1.15 -19.3 461 11.7 970 1099 05/10/07 KIE SPDR S&P Insurance ETF SB 0.35 1.5 21.4 11.5 19.5 5.7 15.2 0.99 -15.2 -75.3 164 13.1 859 1099 11/15/05


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


KBWB PowerShares KBW Bank ETF I 0.35 1.5 28.1 11.8 20.6 25.0 1.49 -29.1 760 31.6 619 1099 11/01/11 IAT iShares U.S. Regional Banks ETF I 0.43 1.5 32.3 13.1 18.6 0.8 23.8 1.39 -24.3 -77.2 258 10.8 610 1099 05/05/06 FNCL Fidelity MSCI Financials ETF I 0.08 1.6 24.9 12.2 17.7 1.17 -20.9 277 9.1 588 1099 10/24/13 EUFN iShares MSCI Europe Financials ETF I 0.48 3.9 -2.7 -5.7 8.0 31.5 1.81 -39.5 806 15.1 538 1099 01/22/10 IXG iShares Global Financials ETF I 0.47 2.2 11.7 3.4 12.9 -1.7 20.4 1.38 -27.1 -78.4 102 5.7 416 1099 11/16/01 QABA First Trust NASDAQ ABA Community Bank ETF I 0.60 1.2 37.4 15.0 19.9 22.3 1.28 -22.5 99 4.8 404 1099 07/01/09 RYF Guggenheim S&P 500 Equal Weight Financials ETF SB 0.40 0.9 23.6 11.8 19.3 2.2 18.1 1.21 -20.3 -81.3 161 5.7 361 1099 11/07/06 KBWD PowerShares KBW High Div Yield Financials ETF SB 3.08 8.6 20.5 5.4 10.0 17.1 0.97 -29.1 61 1.4 241 1099 12/02/10 PSCF PowerShares S&P SmallCap Financials ETF I 0.29 2.6 32.5 12.6 17.1 17.7 1.10 -18.0 34 1.7 238 1099 04/07/10 KBWR PowerShares KBW Regional Banking ETF SB 0.35 1.5 38.5 14.2 19.8 24.8 1.39 -23.9 53 2.8 235 1099 11/01/11 IAI iShares U.S. Broker-Dealers & Securities Exch ETF I 0.43 1.4 21.3 10.2 20.9 0.6 22.1 1.36 -26.2 -75.3 60 2.8 193 1099 05/05/06 IAK iShares U.S. Insurance ETF I 0.43 1.7 18.2 9.7 17.7 2.6 16.5 1.06 -17.0 -77.4 32 1.9 151 1099 05/05/06 BIZD VanEck Vectors BDC Income ETF I 9.20 8.4 24.9 3.4 13.1 0.63 -25.3 53 0.9 135 1099 02/12/13 PFI PowerShares DWA Financial Momentum ETF SB 0.60 2.2 2.1 3.2 13.0 3.1 14.4 0.83 -19.0 -59.5 63 1.9 130 1099 10/12/06 MORT VanEck Vectors Mortgage REIT Income ETF I 0.40 8.1 21.8 9.0 10.0 16.8 0.76 -24.7 21 0.5 104 1099 08/17/11 KBWP PowerShares KBW Property & Casualty Ins ETF I 0.35 2.1 18.4 14.9 20.4 13.8 0.79 -10.4 12 0.6 83 1099 12/02/10 BDCS ETRACS Wells Fargo BDC ETN ETN I 0.85 8.0 22.1 2.4 10.6 14.3 0.55 -25.7 21 0.5 81 1099 04/28/11 KCE SPDR S&P Capital Markets ETF SB 0.35 2.2 5.6 -1.5 12.7 -2.0 25.6 1.64 -36.3 -74.0 11 0.5 81 1099 11/15/05 DXJF WisdomTree Japan Hedged Financials ETF SB C 0.48 1.3 -6.2 35.6 1.58 66 1.6 74 1099 04/08/14 BDCZ ETRACS Wells Fargo BDC Series B ETN ETN I 0.85 8.0 13.7 14.2 0.06 0 0.0 34 1099 10/09/15 JHMF John Hancock Multifactor Financials ETF SB 0.50 1.1 17.7 19.2 0.88 4 0.1 34 1099 09/29/15 CHIX Global X China Financials ETF I 0.65 1.9 -4.5 1.3 6.7 24.3 1.40 -44.2 18 0.2 26 1099 12/11/09 RWW Oppenheimer Financials Sector Revenue ETF SB 0.49 1.3 21.6 9.9 20.6 19.5 1.10 -23.9 4 0.2 26 1099 11/10/08 FTXO First Trust Nasdaq Bank ETF SB 0.60 11 0.3 9 1099 09/21/16 IPF SPDR S&P International Financial ETF I 0.40 3.7 1.8 -2.7 9.1 24.9 1.15 -36.6 4 0.1 6 1099 07/23/08 FNCF iShares Edge MSCI Multifactor Financials ETF SB 0.35 1 0.0 3 1099 05/12/16 XF Elkhorn S&P MidCap Financials ETF I 0.29 1 1099 12/30/16

Health Care XLV SPDR Health Care Select Sector ETF I 0.14 1.6 -2.8 9.1 16.6 9.4 15.2 0.92 -17.1 -39.2 11,032 765.7 13,506 1099 12/22/98 IBB iShares Nasdaq Biotechnology ETF I 0.47 0.0 -21.4 5.5 20.8 13.3 30.0 1.49 -39.2 -39.2 1,776 486.6 7,630 1099 02/09/01 VHT Vanguard Health Care ETF I 0.09 1.4 -3.2 9.2 17.2 10.0 16.0 0.96 -20.3 -39.1 304 38.8 5,462 1099 01/30/04

XBI SPDR S&P Biotech ETF SB 0.35 0.2 -15.5 11.7 22.4 14.9 39.0 1.79 -49.2 -49.2 6,719 415.1 2,468 1099 01/31/06 IYH iShares U.S. Healthcare ETF I 0.43 1.3 -2.7 8.9 16.8 9.7 15.7 0.95 -19.3 -38.5 165 23.9 1,823 1099 06/16/00 IXJ iShares Global Healthcare ETF I 0.47 1.7 -6.0 5.3 13.3 7.4 14.8 0.91 -18.8 -40.6 102 9.8 1,365 1099 11/16/01 IHI iShares U.S. Medical Devices ETF I 0.43 0.5 9.3 13.7 18.6 10.5 16.5 0.94 -14.2 -49.6 181 24.5 952 1099 05/05/06 FXH First Trust Health Care AlphaDEX ETF SB 0.61 0.0 -5.2 6.0 16.3 17.2 1.04 -29.4 174 10.0 871 1099 05/10/07 PJP PowerShares Dynamic Pharmaceuticals ETF SB 0.57 0.9 -19.2 4.7 17.4 13.6 22.2 1.15 -31.8 -36.2 158 9.0 840 1099 06/23/05 FBT First Trust NYSE Arca Biotechnology ETF SB 0.55 0.0 -19.6 9.6 22.8 14.6 31.8 1.52 -40.5 -40.5 83 7.9 804 1099 06/23/06 IHE iShares U.S. Pharmaceuticals ETF I 0.43 0.9 -11.7 7.7 14.8 11.9 23.7 1.15 -28.2 -38.2 57 8.2 686 1099 05/05/06 BBH VanEck Vectors Biotech ETF I 0.35 0.3 -15.0 6.9 24.5 15.6 26.6 1.32 -33.8 -33.8 100 10.8 581 1099 12/21/11 FHLC Fidelity MSCI Health Care ETF I 0.08 1.4 -3.4 9.0 16.1 0.97 -20.4 174 5.8 579 1099 10/24/13 IHF iShares U.S. Healthcare Providers ETF I 0.43 0.2 1.0 10.6 16.8 9.2 17.9 1.00 -26.3 -58.4 96 11.7 507 1099 05/05/06 XPH SPDR S&P Pharmaceuticals ETF SB 0.35 0.6 -23.2 0.3 12.5 11.1 28.7 1.25 -41.1 -41.1 268 10.8 467 1099 06/22/06


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


RYH Guggenheim S&P 500 Equal Weight Health Care ETF SB 0.40 0.5 -4.5 10.3 17.9 11.7 16.6 1.02 -19.1 -40.8 22 3.2 467 1099 11/07/06 PPH VanEck Vectors Pharmaceutical ETF I 0.35 2.4 -17.8 1.6 10.1 7.1 18.3 0.95 -29.9 -38.7 120 6.4 267 1099 12/21/11 PBE PowerShares Dynamic Biotech & Genome ETF SB 0.58 0.4 -22.9 2.3 14.6 8.4 33.4 1.57 -44.6 -45.7 29 1.2 225 1099 06/23/05 PSCH PowerShares S&P SmallCap Health Care ETF I 0.29 0.0 1.7 10.8 19.0 20.9 1.16 -22.5 20 1.4 183 1099 04/07/10 XHS SPDR S&P Health Care Services ETF SB 0.35 0.3 -8.3 5.8 14.8 19.9 1.08 -27.4 26 1.3 102 1099 09/29/11 SBIO ALPS Medical Breakthroughs ETF I 0.50 0.0 -27.8 41.5 1.82 64 1.5 100 1099 12/31/14 XHE SPDR S&P Health Care Equipment ETF SB 0.35 0.2 11.8 12.6 17.7 18.3 0.90 -20.0 29 1.4 75 1099 01/27/11 PTH PowerShares DWA Healthcare Momentum ETF SB 0.60 0.0 -12.9 0.5 11.2 6.5 26.0 1.26 -42.3 -50.4 10 0.5 72 1099 10/12/06 IRY SPDR S&P International Health Care ETF I 0.40 2.2 -11.8 0.9 9.2 15.7 0.84 -23.2 11 0.5 48 1099 07/25/08 BBP BioShares Biotechnology Products ETF SB 0.85 0.0 6.3 33.2 1.38 18 0.6 31 1099 12/17/14 JHMH John Hancock Multifactor Healthcare ETF SB 0.50 0.8 -1.4 15.8 0.64 2 0.1 26 1099 09/29/15 CNCR Loncar Cancer Immunotherapy ETF SB 0.79 0.0 -25.6 37.7 1.69 11 0.2 21 1099 10/14/15 BBC BioShares Biotechnology Clinical Trials ETF SB 0.85 0.0 -36.6 46.7 1.90 14 0.3 17 1099 12/17/14 ARKG ARK Genomic Revolution Multi-Sector ETF A 0.75 0.0 -19.3 32.1 1.24 7 0.1 8 1099 10/31/14 DXJH WisdomTree Japan Hedged Health Care ETF SB C 0.48 1.4 -5.9 25.7 1.04 7 0.2 6 1099 04/08/14 BTEC Principal Healthcare Innovators ETF SB 0.42 0 0.0 6 1099 08/22/16 GNRX VanEck Vectors Generic Drug ETF I 0.55 0.5 3 0.1 4 1099 01/13/16 HCRF iShares Edge MSCI Multifactor Healthcare ETF SB 0.35 0 0.0 3 1099 05/12/16 FTXH First Trust Nasdaq Pharmaceuticals ETF SB 0.60 1 0.0 2 1099 09/21/16 XH Elkhorn S&P MidCap Health Care ETF I 0.29 2 1099 12/30/16

Industrials XLI SPDR Industrial Select Sector ETF I 0.14 2.0 20.0 8.2 15.4 8.2 14.7 1.02 -15.7 -62.3 11,548 695.5 10,175 1099 12/22/98 VIS Vanguard Industrials ETF I 0.10 1.8 20.4 8.0 16.0 8.0 15.2 1.06 -15.9 -63.5 162 18.9 2,734 1099 09/29/04

ITA iShares U.S. Aerospace & Defense ETF I 0.43 1.1 20.2 11.2 19.8 11.5 15.4 0.95 -17.2 -59.7 247 34.7 1,799 1099 05/05/06 FXR First Trust Industrials/Producer Dur AlphaDEX ETF SB 0.66 0.5 26.7 5.8 15.0 18.5 1.24 -27.2 918 29.9 1,381 1099 05/10/07 IYT iShares Transportation Average ETF I 0.43 0.9 22.2 8.4 13.9 8.4 18.5 1.16 -27.3 -60.4 360 56.7 1,067 1099 10/10/03 IYJ iShares U.S. Industrials ETF I 0.43 1.4 18.9 7.5 15.4 8.1 14.7 1.05 -15.3 -62.0 158 18.7 1,001 1099 06/16/00 XAR SPDR S&P Aerospace & Defense ETF SB 0.35 1.1 21.2 10.2 19.3 16.7 1.01 -22.1 166 10.5 504 1099 09/29/11 PPA PowerShares Aerospace & Defense ETF I 0.64 1.7 19.3 11.8 19.9 9.7 14.4 0.92 -15.2 -57.4 154 6.4 445 1099 10/26/05 XTN SPDR S&P Transportation ETF SB 0.35 0.7 26.9 10.7 20.0 21.1 1.30 -32.3 75 4.0 289 1099 01/27/11 FIDU Fidelity MSCI Industrials ETF I 0.08 1.6 20.5 7.4 14.9 1.03 -16.2 115 3.6 267 1099 10/24/13 EXI iShares Global Industrials ETF I 0.47 1.7 13.5 3.7 11.5 5.0 15.5 1.07 -16.5 -62.6 18 1.4 188 1099 09/21/06 RGI Guggenheim S&P 500 Equal Weight Industrials ETF SB 0.40 1.3 21.2 8.1 15.5 8.9 15.8 1.07 -18.2 -59.6 35 3.3 183 1099 11/07/06 PRN PowerShares DWA Industrials Momentum ETF SB 0.60 0.6 12.7 2.0 13.8 7.3 14.9 0.96 -20.8 -59.9 55 2.7 180 1099 10/12/06 AIRR First Trust RBA Amer. Industrial Renaissance ETF I 0.70 0.1 43.4 21.3 1.21 109 2.5 138 1099 03/11/14 PSCI PowerShares S&P SmallCap Industrials ETF I 0.29 0.7 29.0 7.5 16.3 18.2 1.07 -21.3 16 0.8 77 1099 04/07/10 SEA Guggenheim Shipping ETF I 0.65 6.4 -3.7 -13.9 -0.3 27.0 1.41 -52.6 80 0.9 73 1099 06/11/10 JETS U.S. Global Jets ETF I 0.60 0.6 12.5 23.6 1.27 44 1.2 65 1099 04/30/15 DXJC WisdomTree Japan Hedged Capital Goods ETF SB C 0.48 1.2 0.2 33.6 0.91 18 0.5 28 1099 04/08/14 EVX VanEck Vectors Environmental Services ETF I 0.55 0.7 29.7 6.2 11.5 6.7 14.3 0.60 -19.7 -55.9 1 0.1 19 1099 10/16/06 JHMI John Hancock Multifactor Industrials ETF SB 0.50 2 0.1 19 1099 03/29/16


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


IPN SPDR S&P International Industrial ETF I 0.40 2.0 8.7 -0.6 7.4 16.8 0.98 -22.2 5 0.2 18 1099 07/25/08 CHII Global X China Industrial ETF I 0.65 1.5 -4.5 0.6 4.6 32.7 0.96 -51.9 0 0.0 4 1099 12/01/09 INDF iShares Edge MSCI Multifactor Industrials ETF SB 0.35 0 0.0 3 1099 05/12/16 FTXR First Trust Nasdaq Transportation ETF SB 0.60 1 0.0 2 1099 09/21/16 XI Elkhorn S&P MidCap Industrials ETF I 0.29 2 1099 12/30/16

Materials GDX VanEck Vectors Gold Miners ETF I 0.52 0.2 52.9 0.3 -15.9 -5.6 50.2 -0.17 -54.3 -80.6 83,500 1,848.6 9,684 1099 05/23/06 XLB SPDR Materials Select Sector ETF I 0.14 1.9 16.8 4.6 10.6 6.0 17.8 1.13 -26.9 -59.8 5,538 268.6 3,706 1099 12/22/98 GDXJ VanEck Vectors Junior Gold Miners ETF I 0.56 4.0 72.9 2.8 -18.7 57.6 0.01 -61.9 21,091 759.9 3,435 1099 11/11/09 VAW Vanguard Materials ETF I 0.10 1.6 21.5 4.9 11.1 6.9 18.0 1.16 -27.2 -62.1 111 12.3 1,671 1099 01/30/04

XME SPDR S&P Metals & Mining ETF SB 0.35 0.9 106.0 -8.7 -7.6 -3.5 40.3 1.57 -71.8 -85.9 4,766 138.2 855 1099 06/22/06 IYM iShares U.S. Basic Materials ETF I 0.43 1.4 19.7 2.5 7.2 5.4 18.9 1.18 -29.9 -67.8 197 15.9 728 1099 06/16/00 FXZ First Trust Materials AlphaDEX ETF SB 0.66 1.1 29.1 4.8 12.9 17.8 1.14 -26.9 210 7.3 328 1099 05/11/07 MXI iShares Global Materials ETF I 0.47 1.2 23.5 -2.0 1.4 1.6 19.9 1.20 -38.3 -68.4 67 3.7 293 1099 09/22/06 SIL Global X Silver Miners ETF I 0.65 2.8 79.4 -0.2 -11.8 49.4 0.46 -64.9 213 7.9 276 1099 04/20/10 PICK iShares MSCI Global Metals & Mining Producers ETF I 0.39 1.0 54.7 -9.5 35.2 1.83 -64.3 211 4.6 255 1099 02/02/12 SLX VanEck Vectors Steel ETF I 0.55 1.0 95.8 -5.7 -1.8 0.4 41.0 2.08 -65.3 -82.2 126 4.8 185 1099 10/16/06 SGDM Sprott Gold Miners ETF SB 0.57 0.0 48.2 49.4 -0.10 92 1.8 184 1099 07/15/14 FMAT Fidelity MSCI Materials ETF I 0.08 1.7 21.0 4.8 17.9 1.14 -27.2 96 2.7 167 1099 10/24/13 RTM Guggenheim S&P 500 Equal Weight Materials ETF SB 0.40 1.2 20.8 6.0 11.8 7.7 19.9 1.14 -28.2 -61.2 33 2.9 150 1099 11/07/06 RING iShares MSCI Global Gold Miners ETF I 0.39 1.2 58.7 -1.0 50.0 -0.22 -55.7 378 5.5 140 1099 02/02/12 URA Global X Uranium ETF I 0.69 1.9 -1.2 -21.6 -21.0 25.2 1.17 -67.0 150 1.9 127 1099 11/05/10 LIT Global X Lithium ETF I 0.75 2.0 24.0 -1.0 -2.0 22.6 1.30 -39.2 52 1.3 114 1099 07/23/10 PYZ PowerShares DWA Basic Materials Momentum ETF SB 0.60 1.0 22.6 6.3 14.5 9.4 21.1 1.24 -26.3 -65.2 45 2.6 110 1099 10/12/06 PSCM PowerShares S&P SmallCap Materials ETF I 0.29 0.8 53.8 4.4 14.1 25.3 1.07 -46.0 36 1.7 103 1099 04/07/10 SLVP iShares MSCI Global Silver Miners ETF I 0.39 1.9 90.5 1.5 50.7 0.37 -63.8 118 1.4 57 1099 02/02/12 SILJ PureFunds ISE Junior Silver ETF I 0.69 0.4 138.5 9.9 57.5 0.59 -69.1 137 1.8 49 1099 11/29/12 SGDJ Sprott Junior Gold Miners ETF SB 0.57 1.5 68.3 56.4 -0.17 16 0.6 46 1099 03/31/15 GOEX Global X Gold Explorers ETF I 0.65 77.9 14.0 -16.8 52.0 -0.10 -53.8 23 0.7 40 1099 11/04/10 COPX Global X Copper Miners ETF I 0.65 0.5 70.3 -9.5 -10.9 42.9 1.88 -71.8 46 1.0 39 1099 04/20/10 PSAU PowerShares Global Gold and Precious Mtls ETF I 0.75 1.0 51.5 -1.0 -14.6 45.5 0.02 -52.4 25 0.5 36 1099 09/18/08 JHMA John Hancock Multifactor Materials ETF SB 0.50 1 0.0 17 1099 03/29/16 IRV SPDR S&P International Materials ETF I 0.40 1.6 21.4 -2.6 -0.5 23.4 0.67 -40.7 7 0.1 10 1099 07/25/08 MATF iShares Edge MSCI Multifactor Materials ETF SB 0.35 0 0.0 3 1099 05/12/16 XM Elkhorn S&P MidCap Materials ETF I 0.29 2 1099 12/30/16 CHIM Global X China Materials ETF I 0.65 1.0 14.4 -0.4 11.8 28.0 0.36 -48.7 0 0.0 1 1099 01/14/10

Real Estate VNQ Vanguard REIT ETF I 0.12 4.8 8.6 13.2 11.8 5.2 16.8 0.77 -17.2 -73.1 5,124 416.2 32,630 1099 09/29/04

IYR iShares U.S. Real Estate ETF I 0.43 4.4 7.0 11.3 10.5 3.5 16.1 0.80 -17.1 -74.1 9,105 689.9 4,239 1099 06/16/00 ICF iShares Cohen & Steers REIT ETF I 0.35 4.2 4.6 14.1 11.0 3.8 17.1 0.75 -16.8 -76.7 437 42.9 3,458 1099 01/29/01 RWX SPDR Dow Jones International Real Estate ETF I 0.59 8.6 0.3 0.4 8.0 -0.5 17.4 1.06 -19.7 -73.6 957 36.2 3,414 1099 12/19/06 RWR SPDR Dow Jones REIT ETF I 0.25 4.4 6.4 13.4 11.5 4.5 16.9 0.77 -16.6 -74.9 387 35.3 3,326 1099 04/27/01


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date

Bond and Fixed-Income ETFsPerformance Data Risk Measurements Liquidity/AUM

TFLO iShares Treasury Floating Rate Bond ETF I 0.15 0.3 -0.1 1.0 0.01 3 0.1 20 1099 02/04/14 USFR WisdomTree Bloomberg Floating Rate Treasury ETF I 0.15 0.3 0.9 1.2 0.01 0 0.0 1 1099 02/04/14

U.S. Short-Term Bond BSV Vanguard Short-Term Bond ETF I 0.09 1.5 1.3 1.2 1.2 1.5 -0.04 -1.7 1,525 121.9 19,578 1099 04/10/07 CSJ iShares 1-3 Year Credit Bond ETF I 0.20 1.5 1.8 1.0 1.4 1.0 0.00 -0.8 611 64.2 11,129 1099 01/11/07

VGSH Vanguard Short-Term Government ETF I 0.07 0.8 1.1 0.7 0.6 1.1 -0.02 -0.9 129 7.9 990 1099 11/23/09 ISTB iShares Core 1-5 Year USD Bond ETF I 0.08 1.9 2.6 1.5 1.7 -0.01 -1.5 106 5.3 605 1099 10/22/12 FTSM First Trust Enhanced Short Maturity ETF A 0.25 1.2 1.2 0.7 0.00 179 10.7 545 1099 08/06/14 LMBS First Trust Low Duration Mortgage Opp ETF A 0.65 2.8 6.5 2.8 -0.06 122 6.4 352 1099 11/05/14 MINC AdvisorShares Newfleet Multi-Sector Income ETF A 0.75 2.7 3.2 2.2 2.2 -0.01 -3.5 29 1.4 260 1099 03/20/13 FTSD Franklin Liberty Short Duration U.S. Government ETF A 0.30 2.0 0.9 0.7 2.2 0.01 -0.9 5 0.5 170 1099 11/05/13 LDUR PIMCO Low Duration Active ETF A 0.49 1.9 2.6 3.2 0.00 5 0.5 73 1099 01/23/14 VNLA Janus Short Duration Income ETF A 0.35 35 1099 11/17/16

U.S. Intermediate-Term Bond BIV Vanguard Intermediate-Term Bond ETF I 0.09 2.6 3.0 3.7 2.8 4.1 -0.09 -5.9 787 66.6 11,269 1099 04/10/07

CIU iShares Intermediate Credit Bond ETF I 0.20 2.4 3.3 2.6 2.9 2.5 -0.01 -3.1 427 46.6 6,610 1099 01/11/07 GVI iShares Intermediate Govt/Credit ETF I 0.20 1.8 2.0 1.9 1.6 2.3 -0.05 -3.3 134 14.9 2,208 1099 01/11/07 CRED iShares U.S. Credit Bond ETF I 0.15 3.1 5.6 4.0 3.4 4.0 -0.02 -5.0 92 10.1 1,109 1099 01/11/07 VGIT Vanguard Intermediate-Term Govt ETF I 0.07 1.6 0.8 2.3 1.2 3.6 -0.11 -5.2 182 11.9 930 1099 11/23/09 AGZ iShares Agency Bond ETF I 0.20 1.3 1.0 2.0 1.3 2.4 -0.05 -2.9 17 2.0 608 1099 11/05/08 FLTB Fidelity Limited Term Bond ETF A 0.45 1.6 2.1 2.2 -0.03 80 4.0 265 1099 10/09/14 GBF iShares Government/Credit Bond ETF I 0.20 2.1 2.4 2.7 1.9 3.7 -0.08 -5.2 28 3.2 185 1099 01/11/07 VRIG PowerShares Variable Rate Investment Grade ETF A 0.30 2.2 13 0.3 50 1099 09/22/16 CLYH iShares Interest Rate Hdg 10+ Yr Credit Bond ETF A FoF I 0.29 2.6 7.6 8.4 0.05 3 0.1 9 1099 07/23/15

U.S. Long-Term Bond BLV Vanguard Long-Term Bond ETF I 0.09 4.0 6.8 7.2 3.9 9.2 -0.14 -12.4 240 21.8 1,676 1099 04/10/07 CLY iShares 10+ Year Credit Bond ETF I 0.20 4.2 9.9 6.6 4.4 8.0 -0.03 -11.2 181 10.9 869 1099 12/09/09 VGLT Vanguard Long-Term Government ETF I 0.07 2.7 1.2 7.7 2.5 12.2 -0.34 -16.9 163 12.5 535 1099 11/23/09 LWC SPDR Bloomberg Barclays Long Term Corp ETF I 0.12 4.3 10.7 7.0 4.8 8.9 -0.06 -12.3 53 2.2 195 1099 03/11/09 ILTB iShares Core 10+ Year USD Bond ETF I 0.08 4.0 7.8 7.5 4.0 8.8 -0.11 -11.9 26 1.6 158 1099 12/09/09

U.S. TIPS Bond TIP iShares TIPS Bond ETF I 0.20 1.5 4.7 2.1 0.7 4.2 4.5 -0.02 -5.3 -14.6 1,911 218.0 21,355 1099 12/05/03 VTIP Vanguard Short-Term Inflation-Protected Sec ETF I 0.07 0.8 2.4 0.4 1.7 0.02 -3.3 414 20.5 2,918 1099 10/16/12

TDTT FlexShares iBoxx 3-Yr Target Duration TIPS ETF I 0.20 1.0 3.2 0.3 0.3 2.0 0.00 -3.7 126 3.1 1,874 1099 09/22/11 SCHP Schwab U.S. TIPS ETF I 0.07 1.4 4.6 2.3 0.8 4.5 -0.01 -5.3 257 14.3 1,615 1099 08/05/10 STPZ PIMCO 1-5 Year U.S. TIPS Index ETF I 0.20 0.6 2.9 0.4 0.3 2.1 0.01 -3.9 75 3.9 1,079 1099 08/21/09 STIP iShares 0-5 Year TIPS Bond ETF I 0.10 0.9 2.7 0.5 0.3 1.6 0.01 -3.3 67 6.7 876 1099 12/03/10 IPE SPDR Bloomberg Barclays TIPS ETF I 0.15 1.9 4.8 2.3 0.7 4.9 -0.03 -5.9 60 3.4 781 1099 05/30/07 TDTF FlexShares iBoxx 5-Yr Target Duration TIPS ETF I 0.20 1.5 4.4 1.2 0.7 3.5 0.00 -4.3 98 2.5 677 1099 09/22/11 LTPZ PIMCO 15+ Year U.S. TIPS Index ETF I 0.20 2.3 9.2 6.0 1.4 12.3 -0.08 -15.9 16 1.1 102 1099 09/08/09 TIPZ PIMCO Broad U.S. TIPS Index ETF I 0.20 1.1 5.1 2.3 0.7 5.0 -0.02 -6.1 15 0.9 62 1099 09/08/09 TIPX SPDR Bloomberg Barclays 1-10 Year TIPS ETF I 0.15 1.0 1.9 1.1 5.0 0.04 -5.3 11 0.2 58 1099 05/30/13 RINF ProShares Inflation Expectations ETF I I 0.30 1.1 4.2 -5.8 13.7 0.16 -27.5 29 0.8 47 1099 01/12/12 EQWM PowerShares Russell Midcap Equal Weight ETF SB 0.25 1.6 16.1 7.1 13.2 6.1 16.6 0.84 -22.4 -58.2 2 0.1 25 1099 12/01/06


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


SOXX iShares PHLX Semiconductor ETF I 0.47 1.0 38.3 20.7 21.6 8.4 22.3 1.36 -24.6 -66.8 559 64.3 693 1099 07/13/01 IGV iShares North American Tech-Software ETF I 0.47 0.8 5.8 10.4 15.5 9.6 19.4 1.27 -21.5 -49.8 197 22.1 680 1099 07/13/01 SKYY First Trust Cloud Computing ETF SB 0.60 0.3 15.2 9.4 15.2 17.5 1.18 -20.9 101 3.5 636 1099 07/06/11 TDIV First Trust NASDAQ Technology Dividend ETF SB 0.50 2.4 20.1 9.1 16.0 1.11 -18.4 102 3.0 620 1099 08/14/12 FTEC Fidelity MSCI Information Technology ETF I 0.08 1.2 13.9 12.3 16.6 1.15 -16.4 167 6.1 581 1099 10/24/13 FXL First Trust Technology AlphaDEX ETF SB 0.63 1.1 15.4 9.1 14.3 18.2 1.23 -26.0 161 5.9 574 1099 05/10/07 MTK SPDR Morgan Stanley Technology ETF SB 0.35 0.8 12.9 11.6 16.7 8.7 18.0 1.19 -21.5 -58.0 29 1.7 563 1099 09/29/00 PSCT PowerShares S&P SmallCap Info Technology ETF I 0.29 0.2 33.4 16.3 20.4 19.2 1.20 -15.3 65 4.4 550 1099 04/07/10 SMH VanEck Vectors Semiconductor ETF I 0.35 0.8 35.5 20.7 20.6 10.8 22.0 1.36 -23.7 -61.8 2,930 203.5 431 1099 12/21/11 XSD SPDR S&P Semiconductor ETF SB 0.35 0.6 29.4 23.2 21.2 9.3 24.5 1.45 -23.3 -64.6 124 6.7 289 1099 01/31/06 PNQI PowerShares NASDAQ Internet ETF I 0.60 0.0 3.0 6.5 19.1 20.1 1.22 -24.2 23 1.9 264 1099 06/13/08 KWEB KraneShares CSI China Internet ETF I 0.72 1.1 -8.5 2.1 24.8 1.29 -36.9 125 4.7 203 1099 08/01/13 PTF PowerShares DWA Technology Momentum ETF SB 0.60 0.2 0.8 4.3 11.8 4.6 21.3 1.32 -29.5 -55.4 22 0.9 160 1099 10/12/06 PSI PowerShares Dynamic Semiconductors ETF SB 0.63 0.6 44.1 25.2 22.1 8.3 22.7 1.34 -26.2 -62.3 40 1.4 130 1099 06/23/05 CIBR First Trust Nasdaq Cybersecurity ETF I 0.60 0.7 10.9 19.7 1.22 54 1.1 130 1099 07/07/15 PSJ PowerShares Dynamic Software ETF SB 0.63 0.0 11.6 9.4 15.1 9.4 18.3 1.15 -21.2 -48.4 9 0.4 90 1099 06/23/05 IGN iShares North American Tech-Multimedia Net ETF I 0.47 0.7 18.6 11.3 10.9 3.7 19.9 1.20 -24.9 -63.6 69 2.9 76 1099 07/13/01 SOCL Global X Social Media ETF I 0.65 0.0 9.0 0.7 10.8 21.4 1.14 -30.7 102 2.4 70 1099 11/15/11 IPAY PureFunds ISE Mobile Payments ETF I 0.75 0.5 4.6 18.2 0.95 46 1.2 52 1099 07/16/15 XSW SPDR S&P Software & Services ETF SB 0.35 0.8 8.5 7.0 15.8 19.5 1.13 -24.7 4 0.2 52 1099 09/29/11 CQQQ Guggenheim China Technology ETF I 0.70 1.5 -0.4 1.7 13.2 21.9 1.18 -38.8 22 0.8 46 1099 12/08/09 JHMT John Hancock Multifactor Technology ETF SB 0.50 1.2 14.2 18.6 0.94 7 0.2 29 1099 09/29/15 EMQQ Emerging Markets Internet and Ecommerce ETF I 0.86 0.7 -3.2 23.4 1.29 42 1.1 26 1099 11/13/14 PXQ PowerShares Dynamic Networking ETF SB 0.63 0.4 17.2 8.7 11.0 8.9 19.0 0.91 -30.0 -57.2 8 0.3 26 1099 06/23/05 ARKQ ARK Industrial Innovation ETF A 0.75 0.0 14.5 21.7 0.97 2 0.0 18 1099 09/30/14 ARKW ARK Web x.0 ETF A 0.75 0.0 8.3 23.8 1.07 3 0.1 16 1099 09/30/14 ARKK ARK Innovation ETF A 0.75 0.0 -2.0 24.0 1.18 5 0.1 12 1099 10/31/14 IPK SPDR S&P International Technology ETF I 0.40 1.1 10.4 3.3 10.0 21.6 0.72 -23.2 4 0.1 12 1099 07/24/08 XITK SPDR FactSet Innovative Technology ETF SB 0.45 0.4 2 0.1 12 1099 01/14/16 QQQC Global X NASDAQ China Technology ETF I 0.65 4.3 -3.4 0.9 11.2 26.0 1.14 -38.2 2 0.0 12 1099 12/09/09 FONE First Trust Nasdaq Smartphone ETF SB 0.70 1.2 15.5 8.7 13.1 18.9 0.81 -23.5 1 0.0 10 1099 02/18/11 FTXL First Trust Nasdaq Semiconductor ETF SB 0.60 9 0.2 8 1099 09/21/16 GAMR PureFunds Video Game Tech ETF SB 0.75 2 0.1 8 1099 03/09/16 XTH SPDR S&P Technology Hardware ETF SB 0.35 0 0.0 6 1099 06/28/16 XWEB SPDR S&P Internet ETF SB 0.35 1 0.0 6 1099 06/28/16 ITEQ BlueStar TA-BIGTech Israel Technology ETF I 0.75 0.4 3.8 15.6 0.95 4 0.1 5 1099 11/03/15 TCHF iShares Edge MSCI Multifactor Technology ETF SB 0.35 0 0.0 3 1099 05/12/16 DXJT WisdomTree Japan Hedged Tech Med & Tel ETF SB C 0.48 1.1 2.6 25.5 0.70 0 0.0 3 1099 04/08/14 BIGD PureFunds ISE Big Data ETF I 0.75 0.0 -2.6 21.9 0.74 1 0.0 2 1099 07/16/15 XK Elkhorn S&P MidCap Information Technology ETF I 0.29 2 1099 12/30/16


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


Telecommunications VOX Vanguard Telecommunication Services ETF I 0.10 2.7 22.8 9.5 13.7 6.4 15.5 0.87 -13.3 -57.2 154 14.4 1,483 1099 09/29/04

IYZ iShares U.S. Telecommunications ETF I 0.43 2.2 22.8 7.4 13.2 4.4 19.2 1.08 -18.6 -61.5 578 18.6 573 1099 05/22/00 IXP iShares Global Telecom ETF I 0.47 4.0 5.5 1.3 6.8 4.1 14.4 0.86 -14.0 -50.1 33 1.9 305 1099 11/16/01 FCOM Fidelity MSCI Telecommunication Services ETF I 0.08 2.2 23.0 10.6 15.6 0.88 -13.7 55 1.7 132 1099 10/24/13 XTL SPDR S&P Telecom ETF SB 0.35 1.1 24.9 9.1 12.2 19.0 1.12 -21.9 13 0.9 52 1099 01/27/11 IST SPDR S&P International Telecom ETF I 0.40 3.7 -6.3 -2.6 5.9 18.3 1.03 -17.8 15 0.3 33 1099 07/25/08

Utilities XLU SPDR Utilities Select Sector ETF I 0.14 3.4 16.0 12.4 10.2 6.7 15.7 0.39 -15.7 -46.5 17,433 830.4 6,993 1099 12/22/98 VPU Vanguard Utilities ETF I 0.10 3.2 17.6 12.4 10.7 7.1 15.3 0.43 -16.2 -46.3 214 22.4 2,298 1099 01/30/04

FXU First Trust Utilities AlphaDEX ETF SB 0.62 2.6 22.6 12.9 11.9 15.0 0.67 -14.7 503 13.0 1,463 1099 05/10/07 IDU iShares U.S. Utilities ETF I 0.43 3.1 16.4 12.2 10.4 6.7 15.4 0.41 -16.2 -47.8 143 17.1 694 1099 06/16/00 FUTY Fidelity MSCI Utilities ETF I 0.08 3.3 17.1 12.3 15.4 0.42 -16.0 111 3.4 182 1099 10/24/13 RYU Guggenheim S&P 500 Equal Weight Utilities ETF SB 0.40 2.9 14.9 12.2 11.6 7.3 15.1 0.52 -14.2 -48.1 24 1.9 162 1099 11/07/06 JXI iShares Global Utilities ETF I 0.47 4.7 6.3 4.4 5.5 1.4 14.1 0.64 -14.0 -50.2 20 0.9 127 1099 09/22/06 PUI PowerShares DWA Utilities Momentum ETF SB 0.60 3.3 18.2 10.5 12.6 6.2 16.4 0.50 -15.6 -43.2 84 2.1 59 1099 10/26/05 PSCU PowerShares S&P SmallCap Utilities ETF I 0.29 3.2 24.4 15.7 13.7 14.8 0.56 -12.0 14 0.6 43 1099 04/07/10 IPU SPDR S&P International Utilities ETF I 0.40 4.2 -3.9 -3.0 1.8 17.8 0.89 -23.5 8 0.1 25 1099 07/25/08 GRID First Trust NASDAQ Clean Edge Smart Grid ETF I 0.70 1.1 22.7 5.2 11.6 27.2 1.10 -26.6 22 0.9 18 1099 11/17/09 JHMU John Hancock Multifactor Utilities ETF SB 0.50 0 0.0 15 1099 03/29/16 UTES Reaves Utilities ETF A 0.95 2.0 15.6 16.1 0.22 1 0.0 13 1099 09/24/15 UTLF iShares Edge MSCI Multifactor Utilities ETF SB 0.35 0 0.0 3 1099 05/12/16 XU Elkhorn S&P MidCap Utilities ETF I 0.29 2 1099 12/30/16

Agriculture Pseudo-sector MOO VanEck Vectors Agribusiness ETF I 0.55 2.1 12.8 0.7 4.2 15.3 0.98 -25.7 103 5.2 803 1099 08/31/07 VEGI iShares MSCI Global Agriculture Producers ETF I 0.39 2.1 13.7 -1.1 16.4 0.86 -27.9 5 0.1 31 1099 02/02/12 PAGG PowerShares Global Agriculture ETF I 0.76 2.4 8.9 -3.9 0.4 19.6 0.93 -32.1 4 0.1 22 1099 09/19/08 CROP IQ Global Agribusiness Small Cap ETF I 0.75 1.2 14.3 6.0 8.4 16.9 0.83 -15.3 3 0.1 14 1099 03/22/11 SOIL Global X Fertilizers/Potash ETF I 0.69 3.0 2.8 -4.9 -3.8 21.2 0.89 -34.0 10 0.1 13 1099 05/26/11 FTAG First Trust Indxx Global Agriculture ETF I 0.70 0.6 10.0 -27.1 -22.9 400.4 -1.65 -93.9 1 0.0 4 1099 03/12/10

Infrastructure Pseudo-sector IGF iShares Global Infrastructure ETF I 0.47 2.9 11.9 3.1 6.8 15.9 0.97 -23.0 475 18.6 1,444 1099 12/12/07 NFRA FlexShares STOXX Global Broad Infrastr ETF I 0.47 2.9 8.3 3.5 14.0 0.93 -18.0 55 2.4 684 1099 10/09/13 GII SPDR S&P Global Infrastructure ETF I 0.40 3.1 11.7 3.5 6.2 17.2 0.94 -23.2 20 0.9 95 1099 01/31/07 EMIF iShares Emerging Markets Infrastructure ETF I 0.75 3.1 5.9 -3.9 2.3 20.3 1.13 -35.1 6 0.2 42 1099 06/19/09 TOLZ ProShares DJ Brookfield Global Infrastructure ETF I 0.45 2.9 12.1 18.3 0.94 9 0.3 34 1099 03/27/14 GHII Guggenheim S&P High Income Infrastructure ETF SB 0.45 4.4 27.2 26.9 1.04 21 0.5 21 1099 02/11/15 PXR PowerShares Emgerging Mkts Infrastructure ETF I 0.77 1.4 13.9 -5.5 -2.2 23.7 1.15 -42.4 4 0.1 18 1099 10/16/08 FLM First Trust Global Engineering & Construction ETF I 0.70 2.0 13.5 0.0 8.3 20.0 0.85 -27.7 3 0.1 15 1099 10/15/08 DBIF Deutsche X-trackers S&P Hdg Global Infrastr ETF I C 0.45 3.1 13.1 10.5 0.11 1 0.0 4 1099 04/09/15 INFR Legg Mason Global Infrastructure ETF SB 0.53 3 1099 12/30/16


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


Natural Resources Pseudo-sectorGUNR FlexShares Mstar Global Upstream Natural Res ETF I 0.46 1.7 31.3 -3.0 -0.4 22.4 1.24 -45.7 861 24.2 3,558 1099 09/22/11IGE iShares North American Natural Resources ETF I 0.47 1.7 30.1 -4.1 0.8 2.1 25.2 1.35 -51.2 -61.5 286 9.9 1,159 1099 10/26/01GNR SPDR S&P Global Natural Resources ETF I 0.40 2.0 30.8 -3.8 -0.9 22.3 1.27 -46.1 188 7.5 840 1099 09/14/10NANR SPDR S&P North American Natural Resources ETF I 0.35 1.5 40.0 24.8 0.94 51 1.7 829 1099 12/16/15PHO PowerShares Water Resources ETF I 0.61 0.5 14.0 -1.5 8.6 3.6 16.9 1.12 -29.7 -55.6 63 1.5 739 1099 12/06/05CGW Guggenheim S&P Global Water ETF I 0.64 1.6 6.6 2.7 10.6 15.4 1.00 -15.5 64 1.9 436 1099 05/14/07FIW First Trust Water ETF I 0.57 0.5 32.1 6.1 14.7 16.6 1.06 -22.2 47 1.9 222 1099 05/11/07

WOOD iShares Global Timber & Forestry ETF I 0.47 1.6 14.2 2.3 9.5 19.5 1.19 -29.5 22 1.1 209 1099 06/25/08CUT Guggenheim MSCI Timber ETF SB 0.55 2.0 7.3 0.6 10.4 20.0 1.28 -27.2 30 0.8 180 1099 11/09/07PIO PowerShares Global Water Resources ETF I 0.76 1.4 0.8 -2.1 7.6 16.4 1.09 -26.3 18 0.4 179 1099 06/13/07

GRES IQ Global Resources ETF I 0.75 0.4 21.0 -2.7 -0.9 17.3 0.88 -34.0 75 1.9 176 1099 10/27/09HAP VanEck Vectors Natural Resources ETF I 0.49 1.9 25.3 -2.4 1.6 19.7 1.13 -40.6 23 0.7 95 1099 09/03/08

REMX VanEck Vectors Rare Earth/Strategic Metals ETF I 0.57 2.0 29.7 -19.6 -20.5 26.3 1.00 -67.9 29 0.5 43 1099 10/28/10FTRI First Trust Indxx Global Nat Resources Income ETF SB 0.70 3.0 22.1 -17.8 -15.2 28.7 1.42 -66.9 2 0.0 11 1099 03/12/10WTRX Summit Water Infrastructure Multifactor ETF SB 0.80 1 0.0 4 1099 08/09/16







2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date

Global All Country VT Vanguard Total World Stock ETF I 0.14 2.3 8.5 3.4 9.7 15.3 1.12 -19.8 844 51.2 6,438 1099 06/26/08

ACWI iShares MSCI ACWI ETF I 0.33 2.1 8.4 3.2 9.5 14.9 1.10 -19.4 2,080 121.9 5,858 1099 03/28/08 ACWV iShares Edge MSCI Min Vol Global ETF SB 0.20 2.5 7.5 7.0 9.7 10.4 0.68 -11.2 264 19.3 3,129 1099 10/20/11 IOO iShares Global 100 ETF I 0.40 2.7 8.4 2.8 8.9 3.2 14.8 1.08 -17.3 -55.8 45 3.4 1,557 1099 12/08/00 GVAL Cambria Global Value ETF SB 0.69 2.4 17.2 19.0 1.06 22 0.4 86 1099 03/12/14 DGT SPDR Global Dow ETF SB 0.50 2.3 10.8 2.8 9.5 1.7 16.7 1.01 -21.4 -55.4 2 0.1 80 1099 09/29/00 ACIM SPDR MSCI ACWI IMI ETF I 0.25 1.8 8.6 4.8 20.5 1.03 -23.3 9 0.6 72 1099 02/28/12 WBID WBI Tactical SMS Shares ETF A 1.03 0.5 7.0 11.5 0.65 12 0.3 67 1099 08/27/14 WBIL WBI Tactical LCS Shares ETF A 1.05 0.6 3.9 8.8 0.47 11 0.2 65 1099 08/27/14 WBIB WBI Tactical SMV Shares ETF A 1.02 0.6 8.0 12.3 0.68 11 0.3 64 1099 08/27/14 WBIF WBI Tactical LCV Shares ETF A 1.05 0.7 7.7 9.8 0.56 11 0.3 62 1099 08/27/14 WBIA WBI Tactical SMG Shares ETF A 1.01 0.1 2.8 12.0 0.70 12 0.3 62 1099 08/27/14 WBIE WBI Tactical LCG Shares ETF A 1.03 0.6 -2.7 9.9 0.60 11 0.2 55 1099 08/27/14 FLQG Franklin LibertyQ Global Equity ETF SB 0.35 6 0.2 15 1099 06/03/16 MATH AdvisorShares Meidell Tactical Advantage ETF A FoF 1.58 0.0 4.5 -0.5 3.9 14.1 0.57 -19.9 2 0.0 15 1099 06/23/11 WBIR WBI Tactical Rotation ETF A FoF 1.43 7 0.2 14 1099 07/27/16 ROGS Hartford Multifactor Global Small Cap ETF SB 0.58 2.1 15.0 16.8 0.62 3 0.1 10 1099 03/24/15 GTAA AdvisorShares Morgan Creek Global Tactical ETF A FoF E 1.68 0.0 1.9 -1.2 0.8 10.1 0.20 -16.2 1 0.0 7 1099 10/26/10 ACWF iShares Edge MSCI Multifactor Global ETF SB 0.35 1.9 5.0 16.6 0.55 0 0.0 5 1099 04/30/15 HACV iShares Edge MSCI Min Vol Global Currency Hdg ETF SB FoF C 0.23 2.5 7.7 9.8 0.15 0 0.0 3 1099 11/02/15 HACW iShares Currency Hedged MSCI ACWI ETF I FoF C 0.35 2.3 8.2 14.0 0.30 0 0.0 2 1099 07/01/15 RGRO Oppenheimer Global Growth Revenue ETF SB 0.54 1.0 18.8 17.4 0.39 1 0.0 2 1099 02/02/15

Global Developed Markets URTH iShares MSCI World ETF I 0.24 2.1 7.3 3.6 15.3 1.10 -18.9 42 3.1 365 1099 01/12/12 JPGE JPMorgan Diversified Return Global Equity ETF SB 0.38 2.2 5.5 13.5 0.87 6 0.3 76 1099 06/17/14 QWLD SPDR MSCI World StrategicFactors ETF SB 0.30 2.2 7.7 12.5 0.38 0 0.0 25 1099 06/05/14

Global Asset Allocation AOR iShares Core Growth Allocation ETF I FoF 0.22 2.1 6.7 4.0 7.7 8.9 0.64 -11.3 187 7.6 1,079 1099 11/04/08 AOM iShares Core Moderate Allocation ETF I FoF 0.23 2.1 5.7 3.0 5.5 6.2 0.42 -7.9 176 6.2 729 1099 11/04/08 AOA iShares Core Aggressive Allocation ETF I FoF 0.20 2.2 7.8 4.2 9.8 12.0 0.87 -15.0 93 4.4 586 1099 11/04/08 AOK iShares Core Conservative Allocation ETF I FoF 0.25 2.1 5.0 2.6 4.2 5.0 0.30 -6.4 111 3.6 350 1099 11/04/08 GAL SPDR SSgA Multi-Asset Global Allocation ETF A FoF 0.35 2.4 2.9 1.9 8.1 0.54 -13.2 23 0.8 188 1099 04/26/12 RLY SPDR SSgA Multi-Asset Real Return ETF A FoF 0.70 2.0 12.0 -3.9 11.0 0.62 -32.2 28 0.7 88 1099 04/26/12 GMOM Cambria Global Momentum ETF A FoF 0.59 1.7 4.6 7.4 0.28 15 0.4 35 1099 11/04/14 GAA Cambria Global Asset Allocation ETF SB 0.25 2.8 9.0 8.1 0.44 7 0.2 28 1099 12/10/14 CPI IQ Real Return ETF SB FoF 0.48 0.0 1.4 1.4 0.8 3.4 0.08 -3.9 4 0.1 24 1099 10/27/09 PERM Global X Permanent ETF SB 0.49 1.3 6.5 2.7 12.6 0.01 -9.2 2 0.0 9 1099 02/08/12 GCE Claymore CEF Index GS Connect ETN ETN I 0.95 7.2 14.4 3.5 7.4 18.7 0.28 -24.6 1 0.0 8 1099 12/10/07 EFFE Global X JPMorgan Efficiente ETF SB FoF 0.84 1.7 12.7 8.1 0.13 0 0.0 7 1099 10/23/14 TCTL Premise Capital Frontier Advantage Divers Tact ETF SB FoF 1.06 5 1099 10/28/16 RRF WisdomTree Global Real Return ETF A C 0.64 3.3 6.4 -0.2 -0.6 13.2 0.12 -13.7 19 0.8 4 1099 07/14/11 ASET FlexShares Real Assets Allocation Index Fund ETF I FoF 0.57 3.3 8.2 14.0 0.33 1 0.0 1 1099 11/24/15

Global ETFsPerformance Data Risk Measurements Liquidity/AUM


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


Global Mulit-Asset Income MDIV First Trust Multi-Asset Diversified Income ETF SB 0.68 6.3 11.2 3.5 13.0 0.76 -19.8 180 3.4 845 1099 08/14/12

CVY Guggenheim Multi-Asset Income ETF SB 0.65 4.4 16.3 -1.6 5.1 3.0 14.7 0.98 -31.9 -66.9 86 1.7 398 1099 09/21/06 YLD Principal EDGE Active Income ETF A 0.96 4.4 14.5 11.6 0.29 2 0.1 275 1099 07/09/15 IYLD iShares Morningstar Multi-Asset Income ETF SB FoF 0.59 4.8 9.6 4.9 7.3 0.42 -11.7 48 1.2 275 1099 04/05/12 WBIH WBI Tactical High Income Shares ETF A FoF 1.12 1.5 3.6 4.3 0.14 44 1.0 201 1099 08/27/14 DWIN PowerShares DWA Tactical Multi-Asset Income ETF SB FoF 0.69 33 0.9 114 1099 03/10/16 INKM SPDR SSgA Multi-Asset Income Allocation ETF A FoF 0.70 3.3 6.5 3.3 7.7 0.47 -12.3 6 0.2 99 1099 04/26/12 FDIV First Trust Strategic Income ETF A 0.85 3.8 11.9 18.6 0.07 30 1.5 70 1099 08/14/14 TUTI Tuttle Tactical Mgmt Multi-Strategy Income ETF A FoF 1.31 1.3 -2.7 4.8 0.26 13 0.3 20 1099 06/10/15 FCEF First Trust CEF Income Opportunity ETF A 2.50 14 0.3 16 1099 09/28/16 MLTI CS X-Links Multi-Asset High Income ETN ETN I 0.84 6.2 16.4 11.5 0.22 0 0.0 7 1099 09/30/15 ALTY Global X SuperDividend Alternatives ETF SB 2.86 8.0 16.7 15.5 0.52 4 0.1 6 1099 07/14/15

Global Dividend and Income SDIV Global X SuperDividend ETF SB 0.58 6.8 13.3 2.7 7.5 16.3 1.04 -27.2 221 4.5 808 1099 06/09/11 PCEF PowerShares CEF Income Composite ETF SB 1.94 9.2 13.8 5.5 7.3 8.8 0.49 -13.6 108 2.4 639 1099 02/19/10 FGD First Trust DJ Global Select Dividend ETF SB 0.58 4.2 11.9 -0.4 6.2 18.5 1.18 -28.1 57 1.3 336 1099 11/27/07 WBII WBI Tactical Income Shares ETF A FoF 1.10 1.4 2.6 4.0 0.02 81 2.0 265 1099 08/27/14 YYY YieldShares High Income ETF SB 1.86 10.2 15.6 2.2 10.8 0.61 -26.3 49 0.9 118 1099 06/12/12 WDIV SPDR S&P Global Dividend ETF SB 0.40 4.2 13.4 2.9 17.6 1.10 -22.3 14 0.9 105 1099 05/30/13 GYLD Arrow Dow Jones Global Yield ETF SB 0.75 7.1 15.8 -4.5 16.3 0.79 -41.5 42 0.8 97 1099 05/08/12 WBIC WBI Tactical SMY Shares ETF A 1.05 1.2 2.5 10.2 0.59 16 0.3 82 1099 08/27/14 DEW WisdomTree Global High Dividend ETF SB 0.58 3.4 14.3 0.9 6.3 1.1 14.8 1.00 -24.5 -65.5 12 0.5 80 1099 06/16/06 WBIG WBI Tactical LCY Shares ETF A 1.05 1.0 -2.7 8.3 0.46 16 0.3 78 1099 08/27/14 LVL Guggenheim S&P Global Dividend Opps ETF SB 0.64 5.0 22.8 -3.4 0.3 21.4 1.29 -41.5 30 0.3 54 1099 06/25/07 FDRR Fidelity Dividend ETF for Rising Rates ETF SB 0.29 53 1.4 52 1099 09/15/16 GCOW Pacer Global Cash Cows Dividend ETF SB 0.60 4.4 17 0.4 40 1099 02/23/16 GSD WisdomTree Global SmallCap Dividend ETF SB 0.43 3.1 23.8 18.2 0.29 1 0.0 27 1099 11/12/15 FLQD Franklin LibertyQ Global Dividend ETF SB 0.45 7 0.2 26 1099 06/03/16 QINC First Trust RBA Quality Income ETF SB 0.70 2.5 17.0 12.8 0.81 9 0.2 24 1099 03/11/14 HGSD WisdomTree Global Hedged SmallCap Dividend ETF SB FoF C 0.43 2.9 18.8 21.0 0.30 1 0.0 24 1099 11/19/15 SGQI Janus SocGen Global Quality Income ETF SB 0.45 12 1099 12/08/16 DIVI AdvisorShares Athena High Dividend ETF A 0.99 3.9 25.4 19.4 0.52 2 0.0 8 1099 07/30/14

Global Socially Responsible CRBN iShares MSCI ACWI Low Carbon Target ETF I 0.20 2.2 6.4 14.1 0.92 18 1.8 314 1099 12/09/14 LOWC SPDR MSCI ACWI Low Carbon Target ETF I 0.20 2.0 8.5 13.8 0.57 2 0.1 127 1099 11/26/14 ESGD iShares MSCI EAFE ESG Optimized ETF SB 0.40 1 0.1 106 1099 06/30/16 PZD PowerShares Cleantech ETF SB 0.67 1.0 12.4 1.8 9.8 3.3 18.5 1.14 -22.2 -64.5 4 0.1 78 1099 10/24/06 ESGF Oppenheimer Global ESG Revenue ETF SB 0.45 18 1099 10/31/16 MPCT iShares MSCI Global Impact ETF SB 0.49 3 0.2 17 1099 04/22/16 EQLT Workplace Equality Portfolio ETF SB 0.75 1.5 13.9 16.8 0.64 1 0.0 12 1099 02/25/14 ESGG FlexShares STOXX Global ESG Impact ETF SB 0.42 0 0.0 8 1099 07/14/16 HECO EcoLogical StrategyShares ETF A 0.95 0.9 12.7 7.3 12.7 0.37 -29.9 0 0.0 6 1099 06/20/12 ESGW Columbia Sustainable Global Equity Income ETF SB 0.40 0 0.0 5 1099 06/13/16


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


EQWM PowerShares Russell Midcap Equal Weight ETF SB 0.25 1.6 16.1 7.1 13.2 6.1 16.6 0.84 -22.4 -58.2 2 0.1 25 1099 12/01/06 GIVE AdvisorShares Global Echo ETF A 1.00 0.5 -0.3 0.3 16.2 0.34 -16.1 0 0.0 5 1099 05/24/12

Global Theme PSP PowerShares Global Listed Private Equity ETF I 2.22 6.2 10.2 2.0 13.8 -2.8 18.1 1.17 -26.5 -85.4 111 1.2 257 1099 10/24/06 TOK iShares MSCI Kokusai ETF I 0.25 2.5 7.8 3.8 10.5 14.4 0.87 -17.6 5 0.3 163 1099 12/12/07 ROBO Robo-Stox Global Robotics and Automation ETF I 0.95 0.2 18.6 1.8 16.6 1.04 -26.2 42 1.2 135 1099 10/22/13 KLDW GaveKal Knowledge Leaders Developed World ETF SB 0.75 0.6 6.9 14.2 0.91 13 0.4 55 1099 07/08/15 VALX Validea Market Legends ETF A 0.79 0.8 15.0 17.8 1.06 1 0.0 22 1099 12/10/14 PEX ProShares Global Listed Private Equity ETF I 0.72 4.3 11.0 2.7 17.9 0.83 -19.5 4 0.1 14 1099 02/28/13 PRNT The 3D Printing ETF ETF SB 0.66 10 0.2 12 1099 07/19/16 IFLY PureFunds Drone Economy Strategy ETF SB 0.75 3 0.1 8 1099 03/09/16 SNSR Global X Internet of Things Thematic ETF SB 0.68 13 0.2 7 1099 09/13/16 GENY Principal Millennials ETF SB 0.45 0 0.0 6 1099 08/22/16 OLD The Long-Term Care ETF ETF SB 0.50 2 0.1 5 1099 06/07/16 BOTZ Global X Robotics & Artificial Intelligence Theme ETF SB 0.68 8 0.1 4 1099 09/13/16 SPUN VanEck Vectors Global Spin-Off ETF SB 0.55 1.5 21.3 19.8 0.39 1 0.0 3 1099 06/10/15 FITS The Health and Fitness ETF ETF SB 0.50 0 0.0 3 1099 06/07/16 ORG The Organics ETF ETF SB 0.50 0 0.0 2 1099 06/07/16 FINQ PureFunds Solactive FinTech ETF SB 0.68 0 0.0 2 1099 08/31/16 SLIM The Obesity ETF ETF SB 0.50 0 0.0 2 1099 06/07/16 LNGR Global X Longevity Thematic ETF SB 0.68 0 0.0 2 1099 05/10/16 WEAR The WEAR ETF ETF I 0.85 2 1099 12/09/16 FINX Global X FinTech Thematic ETF SB 0.68 1 0.0 1 1099 09/13/16 BFIT Global X Health & Wellness Thematic ETF SB 0.68 0 0.0 1 1099 05/10/16 IMED PureFunds ETFx HealthTech ETF SB 0.75 0 0.0 1 1099 08/31/16

Global Long/Short QAI IQ Hedge Multi-Strategy Tracker ETF SB FoF E 0.96 0.0 0.7 0.3 2.0 3.7 0.20 -7.7 168 4.8 1,188 1099 03/25/09 WDTI WisdomTree Managed Futures Strategy ETF A MF 0.65 0.0 -0.8 0.0 -1.7 6.0 -0.06 -8.8 59 2.5 224 1099 01/05/11 MNA IQ Merger Arbitrage ETF SB E 0.75 0.2 4.6 3.7 4.1 5.6 0.20 -5.8 34 1.0 139 1099 11/17/09 FTLS First Trust Long/Short Equity ETF A E 0.95 1.0 6.6 10.2 0.71 30 1.0 119 1099 09/09/14 JPHF JPMorgan Diversified Alternatives ETF A E 0.85 34 0.9 54 1099 09/14/16 DIVY Reality Shares DIVS ETF A Opt 0.85 0.0 8.2 6.5 0.06 10 0.2 35 1099 12/18/14 ALFA AlphaClone Alternative Alpha ETF SB E 0.96 0.0 -6.1 -2.2 12.7 0.66 -31.8 10 0.3 35 1099 05/31/12 QGTA IQ Leaders GTAA Tracker ETF SB FoF E 0.45 1.8 6.1 9.2 0.22 1 0.0 33 1099 09/30/15 HDG ProShares Hedge Replication ETF SB E 0.95 0.0 2.0 1.0 2.0 5.5 0.32 -7.8 6 0.3 32 1099 07/14/11 CSLS CS X-Links Long/Short Equity ETN ETN SB E 0.95 0.0 -2.5 4.2 4.5 16.9 0.09 -8.6 6 0.2 21 1099 02/22/10 ALTS ProShares Morningstar Alternatives Solution ETF SB FoF E 0.95 1.3 1.6 9.4 0.31 4 0.1 19 1099 10/09/14 VEGA AdvisorShares STAR Global Buy-Write ETF A FoF Opt 2.03 0.8 7.7 3.7 9.9 0.35 -13.1 2 0.1 17 1099 09/18/12 QMN IQ Hedge Market Neutral Tracker ETF SB E 0.76 1.4 2.2 0.4 3.1 0.06 -4.1 3 0.1 13 1099 10/04/12 FMF First Trust Morningstar Managed Futures Str ETF A MF 0.95 0.0 -4.1 -2.3 21.5 -0.08 -16.2 1 0.1 10 1099 08/02/13 DWAT Arrow DWA Tactical ETF A FoF E 1.68 0.9 5.0 11.3 0.47 3 0.0 9 1099 10/01/14


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


MCRO IQ Hedge Macro Tracker ETF SB FoF E 1.02 0.0 1.1 -1.3 -0.4 8.9 0.17 -10.8 5 0.1 9 1099 06/09/09LALT PowerShares Multi-Strategy Alternative ETF A E 0.97 1.5 2.9 7.3 0.10 1 0.0 7 1099 05/29/14QEH AdvisorShares QAM Equity Hedge ETF A FoF E 1.85 0.0 2.0 0.5 9.4 0.22 -14.7 0 0.0 6 1099 08/08/12QED IQ Hedge Event-Driven Tracker ETF SB FoF E 0.99 2.3 6.4 6.8 0.06 0 0.0 5 1099 03/24/15FUT ProShares Managed Futures Strategy ETF A MF 0.75 0.0 1 0.0 4 1099 02/18/16FAAR First Trust Alternative Absolute Return Strategy ETF A MF 0.95 2 0.1 3 1099 05/19/16MRGR ProShares Merger ETF SB E 0.75 0.7 -1.3 -1.2 4.7 0.03 -6.9 1 0.0 3 1099 12/13/12QLS IQ Hedge Long/Short Tracker ETF SB FoF E 1.09 0.3 2.1 10.6 -0.10 0 0.0 2 1099 03/24/15







2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date

Global ex-U.S. VEU Vanguard FTSE All-World ex-US ETF I 0.13 2.8 4.9 -1.6 5.3 18.2 1.22 -25.0 2,074 91.8 14,596 1099 03/08/07 VXUS Vanguard Total International Stock ETF I 0.13 2.8 4.8 -1.5 5.4 18.4 1.23 -24.9 685 31.4 6,417 1099 01/28/11

IXUS iShares Core MSCI Total International Stock ETF I 0.11 2.5 4.7 -1.8 17.8 1.19 -25.1 467 23.7 3,605 1099 10/22/12 ACWX iShares MSCI ACWI ex-US ETF I 0.33 2.7 4.5 -2.2 4.7 18.2 1.22 -26.0 917 37.0 2,247 1099 03/31/08 CWI SPDR MSCI ACWI ex-US ETF I 0.30 2.4 4.8 -1.5 5.0 18.0 1.20 -25.2 407 12.9 1,008 1099 01/17/07 GWL SPDR S&P World ex-US ETF I 0.34 3.0 3.0 -1.4 6.3 17.5 1.16 -23.5 137 3.5 576 1099 04/26/07 VIDI Vident International Equity ETF SB 0.68 1.8 9.1 -2.7 18.1 1.09 -28.5 50 1.1 550 1099 10/30/13 IFV First Trust Dorsey Wright Intl Focus 5 ETF SB FoF 1.08 1.0 -3.8 20.8 1.30 197 3.4 364 1099 07/23/14 INTF iShares Edge MSCI Multifactor Intl ETF SB 0.30 1.6 -0.6 18.3 1.02 69 1.6 188 1099 04/30/15 DBAW Deutsche X-trackers MSCI AWxUS Hedged ETF I C 0.40 2.0 5.9 16.9 1.12 17 0.4 68 1099 01/23/14 HAWX iShares Currency Hedged MSCI ACWI ex U.S. ETF I FoF C 0.36 2.5 7.1 12.9 0.21 30 0.7 47 1099 07/01/15 IVAL ValueShares International Quantitative Value ETF A 0.79 2.0 9.5 20.2 0.97 7 0.2 36 1099 12/17/14 IMOM MomentumShares Intl Quantitative Momentum ETF A 0.79 0.5 -9.7 19.0 0.47 4 0.1 17 1099 12/23/15 FWDI AdvisorShares Madrona International ETF A 1.25 2.0 4.5 -3.2 5.5 29.7 0.65 -28.9 4 0.1 15 1099 06/21/11 MVIN Natixis Seeyond International Minimum Volatility ETF A 0.55 13 1099 10/27/16 CIL VictoryShares International Volatility Wtd ETF SB 0.35 2.3 -1.0 18.5 0.60 2 0.1 11 1099 08/20/15 HDWM WisdomTree International Hedged Equity ETF SB C 0.35 3.2 8.7 19.1 0.58 0 0.0 3 1099 07/09/15

Developed Markets ex-U.S. EFA iShares MSCI EAFE ETF I 0.33 3.0 1.4 -2.0 6.3 0.6 18.3 1.21 -23.1 -61.0 17,757 1,024.0 59,439 1099 08/17/01 VEA Vanguard FTSE Developed Markets ETF I 0.09 2.9 2.7 -1.3 6.8 17.9 1.18 -22.3 7,985 291.2 40,202 1099 07/26/07 IEFA iShares Core MSCI EAFE ETF I 0.08 2.9 1.6 -1.4 18.2 1.20 -22.1 3,027 162.7 15,724 1099 10/22/12

DBEF Deutsche X-trackers MSCI EAFE Hedged ETF I C 0.35 2.5 6.3 4.6 11.6 18.2 1.21 -23.5 2,297 61.8 7,777 1099 06/09/11 SCHF Schwab International Equity ETF I 0.07 2.5 3.0 -1.8 6.0 17.8 1.18 -23.7 1,790 50.1 6,856 1099 11/03/09 EFAV iShares Edge MSCI Min Vol EAFE ETF SB 0.20 3.8 -2.0 3.1 7.1 13.8 0.86 -11.3 1,496 93.7 5,883 1099 10/20/11 EFV iShares MSCI EAFE Value ETF I 0.40 3.2 5.0 -2.7 6.0 -0.5 20.5 1.32 -29.6 -64.0 717 33.7 4,309 1099 08/05/05 HEFA iShares Currency Hedged MSCI EAFE ETF I FoF C 0.36 2.8 6.4 18.0 1.21 1,374 34.7 3,211 1099 02/04/14 EFG iShares MSCI EAFE Growth ETF I 0.40 2.1 -3.1 -1.8 6.4 1.4 16.8 1.11 -18.9 -58.4 313 20.1 2,420 1099 08/05/05 FNDF Schwab Fundamental International Large Co ETF SB 0.32 2.4 7.9 -1.5 19.5 1.28 -27.6 284 7.1 1,609 1099 08/13/13 PXF PowerShares FTSE RAFI Dev Mkts ex-US ETF SB 0.46 3.1 7.3 -2.0 6.4 20.2 1.31 -29.0 72 2.7 959 1099 06/25/07 TLTD FlexShares Mstar Dev Mkts ex-US Factor Tilt ETF SB 0.39 2.8 5.3 -0.9 17.4 1.11 -24.9 46 2.6 666 1099 09/28/12 JPIN JPMorgan Diversified Return International Eq ETF SB 0.43 1.6 0.9 16.7 1.06 86 4.3 553 1099 11/07/14 IDLV PowerShares S&P Intl Developed Low Vlty ETF SB 0.25 3.8 3.4 0.2 14.6 0.93 -18.8 153 4.4 367 1099 01/13/12 GSIE Goldman Sachs ActiveBeta International Equity ETF SB 0.25 2.1 2.4 17.4 1.13 82 2.0 326 1099 11/10/15 HFXI IQ 50 Percent Hedged FTSE International ETF I C 0.35 2.3 3.3 17.8 1.03 27 0.5 165 1099 07/22/15 FDT First Trust Developed Mkts Ex-US AlphaDEX ETF SB 0.80 1.7 3.0 -1.2 5.8 17.0 1.09 -22.9 54 2.6 158 1099 04/19/11 IDLB PowerShares FTSE Intl Low Beta Equal Weight ETF SB 0.35 2.3 1.8 16.9 0.79 9 0.2 148 1099 11/05/15 PIZ PowerShares DWA Dev Mkts Momentum ETF SB 0.81 2.1 -7.8 -5.4 6.2 17.7 1.09 -22.9 71 1.5 148 1099 12/28/07 QEFA SPDR MSCI EAFE StrategicFactors ETF SB 0.30 2.0 -0.2 16.2 0.69 22 1.2 75 1099 06/05/14 IVLU iShares Edge MSCI Intl Value Factor ETF SB 0.30 2.5 3.0 20.6 1.06 9 0.2 60 1099 06/18/15 RFDI First Trust RiverFront Dynamic Developed Intl ETF A C 0.83 18 0.9 58 1099 04/14/16 ADRD BLDRS Developed Markets 100 ADR ETF I 0.30 3.5 -1.1 -3.5 5.2 0.0 19.6 1.27 -27.2 -61.6 10 0.2 57 1099 11/13/02 RODM Hartford Multifactor Developed Markets ex-US ETF SB 0.39 3.1 3.9 16.5 0.75 10 0.2 36 1099 02/26/15 CIZ VictoryShares Developed Enhanced Vlty Wtd ETF SB 0.45 2.0 -7.4 15.5 0.90 12 0.3 36 1099 10/01/14

International ETFsPerformance Data Risk Measurements Liquidity/AUM


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


JPIH JPMorgan Diversified Return Intl Curr Hdg ETF SB C 0.49 2 0.1 29 1099 04/04/16 HDMV First Trust Horizon Managed Volatility Dev Intl ETF A 0.80 14 0.4 25 1099 08/25/16 JHMD John Hancock MultiFactor Developed Intl ETF SB 0.45 25 1099 12/16/16 CID VictoryShares International High Div Vlty Wtd ETF SB 0.45 3.9 0.8 19.2 1.00 6 0.2 24 1099 08/20/15 IDHQ PowerShares S&P Intl Developed Quality ETF SB 0.49 2.3 -2.5 0.8 7.7 17.6 0.99 -16.9 5 0.1 20 1099 06/13/07 IQLT iShares Edge MSCI Intl Quality Factor ETF SB 0.30 2.8 -0.1 19.6 0.94 2 0.1 20 1099 01/15/15 AADR AdvisorShares Dorsey Wright ADR ETF A 1.27 0.5 4.9 3.0 8.0 19.9 0.76 -15.5 5 0.2 18 1099 07/21/10 IMTM iShares Edge MSCI Intl Momentum Factor ETF SB 0.30 2.6 0.5 18.2 0.64 6 0.1 15 1099 01/15/15 RTR Oppenheimer ADR Revenue ETF SB 0.49 2.4 14.7 -2.8 3.6 22.0 1.14 -37.5 1 0.0 13 1099 11/20/08 HEFV iShares Edge MSCI Min Vol EAFE Currency Hdg ETF SB FoF C 0.23 3.7 2.8 13.4 0.49 5 0.1 12 1099 11/02/15 TLDH FlexShares Cur Hdg Mstar DM ex-US Factor Tilt ETF SB FoF C 0.44 2.7 9.8 18.2 0.89 11 0.3 11 1099 11/10/15 FLQH Franklin LibertyQ International Equity Hedged ETF SB C 0.40 4 0.1 9 1099 06/03/16 DDBI Legg Mason Developed ex-US Diversified Core ETF SB 0.40 3.1 -0.1 18.6 0.66 1 0.0 5 1099 12/29/15 DEEF Deutsche X-trackers FTSE Dev ex US Comp Fact ETF SB 0.35 4.2 -0.3 17.3 0.49 24 0.6 5 1099 11/24/15 ISZE iShares Edge MSCI Intl Size Factor ETF SB 0.30 3.1 8.8 10.8 0.03 0 0.0 5 1099 06/18/15 IDMO PowerShares S&P Intl Developed Momentum ETF SB 0.26 2.1 -1.5 -7.0 20.6 0.40 -39.4 0 0.0 3 1099 02/24/12 DEFA iShares Adaptive Curr-Hdg MSCI EAFE ETF I FoF C 0.35 3.0 0 0.0 2 1099 01/07/16 FXEP PowerShares Devel EuroPacific Hdg Low Vlty ETF SB C 0.25 5.4 1.3 13.1 0.38 0 0.0 1 1099 10/09/15

International Dividend and Income IDV iShares International Select Dividend ETF SB 0.50 4.5 8.0 -3.3 5.1 19.2 1.23 -32.4 705 20.6 3,225 1099 06/15/07 DLS WisdomTree International Small Cap Dividend ETF SB 0.58 3.1 6.8 1.5 10.4 3.2 16.4 1.00 -18.0 -63.1 68 4.1 1,149 1099 06/16/06 DWX SPDR S&P International Dividend ETF SB 0.45 5.1 14.0 -3.8 0.8 21.2 1.31 -37.9 188 6.8 1,010 1099 02/19/08 PID PowerShares International Div Achievers ETF SB 0.58 3.8 10.4 -4.2 3.2 0.6 22.1 1.36 -38.9 -66.4 255 3.7 720 1099 09/15/05 DWM WisdomTree International Equity ETF SB 0.48 3.3 3.1 -1.7 6.5 0.9 18.1 1.18 -23.4 -62.1 74 3.4 626 1099 06/16/06 IQDF FlexShares Intl Quality Dividend ETF SB 0.47 3.7 8.7 -2.5 18.1 1.19 -30.3 118 2.6 525 1099 04/16/13 IHDG WisdomTree Intl Hedged Quality Dividend Gr ETF SB C 0.58 1.9 1.7 16.1 1.05 87 2.3 495 1099 05/07/14 DOL WisdomTree International Large Cap Dividend ETF SB 0.48 3.5 2.9 -2.6 5.3 0.4 19.0 1.24 -26.0 -60.8 40 1.7 340 1099 06/16/06 DDWM WisdomTree Dynamic Curr-Hdg International Eq ETF SB C 0.35 2.2 41 1.1 300 1099 01/07/16 DTH WisdomTree International High Dividend ETF SB 0.58 4.0 5.3 -2.8 5.5 -0.1 19.5 1.25 -28.2 -64.1 22 0.8 244 1099 06/16/06 DOO WisdomTree International Dividend ex-Fin ETF SB 0.58 3.9 2.2 -3.9 3.2 -0.5 18.8 1.18 -29.0 -65.9 28 1.0 209 1099 06/16/06 VIGI Vanguard International Dividend Appreciation ETF SB 0.25 33 1.8 164 1099 03/02/16 VYMI Vanguard International High Dividend Yield ETF SB 0.30 32 1.8 157 1099 03/02/16 DIM WisdomTree International Mid Cap Dividend ETF SB 0.58 2.8 2.7 0.8 8.5 2.1 18.4 1.14 -20.6 -61.4 11 0.6 155 1099 06/16/06 IDOG ALPS International Sector Dividend Dogs ETF SB 0.50 4.0 4.8 -3.2 19.9 1.26 -30.7 42 1.0 152 1099 06/28/13 IQDE FlexShares Intl Quality Dividend Defensive ETF SB 0.47 3.6 7.2 -2.7 16.1 0.97 -28.3 23 0.5 72 1099 04/16/13 IPFF iShares International Preferred Stock ETF I 0.55 4.7 3.0 -8.8 -4.3 17.6 0.49 -42.6 83 1.3 65 1099 11/17/11 DNL WisdomTree Global ex-US Quality Dividend Gr ETF SB 0.58 2.4 4.3 -1.1 2.3 0.3 18.1 1.09 -25.0 -44.5 9 0.4 64 1099 06/16/06 EFAD ProShares MSCI EAFE Dividend Growers ETF SB 0.50 2.9 -8.1 17.9 1.06 20 0.7 36 1099 08/21/14 FYLD Cambria Foreign Shareholder Yield ETF SB 0.59 2.6 7.7 -3.5 17.7 1.01 -30.1 5 0.1 25 1099 12/03/13 IQDY FlexShares Intl Quality Dividend Dynamic ETF SB 0.47 3.7 10.8 -1.2 20.1 1.06 -30.9 19 0.5 24 1099 04/16/13 HGI Guggenheim International Multi-Asset Inc ETF SB 0.70 3.4 9.7 -3.1 2.5 18.8 1.07 -35.1 4 0.1 15 1099 07/11/07 IGRO iShares International Dividend Growth ETF SB 0.22 5 0.3 15 1099 05/19/16 YDIV First Trust Intl Multi-Asset Diversified Income ETF SB 0.70 4.6 0.6 -3.5 17.5 0.69 -30.5 7 0.1 9 1099 08/23/13 EQWM PowerShares Russell Midcap Equal Weight ETF SB 0.25 1.6 16.1 7.1 13.2 6.1 16.6 0.84 -22.4 -58.2 2 0.1 25 1099 12/01/06


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


DXUS WisdomTree Global ex-U.S. Hedged Dividend ETF SB C 0.44 1.5 7.9 16.7 0.34 0 0.0 5 1099 06/04/15 HDEF Deutsche X-trackers MSCI EAFE HiDvYld Hdg ETF SB C 0.45 3.7 11.3 17.1 0.22 0 0.0 5 1099 08/12/15 HDAW Deutsche X-trackers MSCI AWxUS HiDvYld Hdg ETF SB C 0.45 1.6 12.0 16.9 0.57 0 0.0 4 1099 08/12/15 IQDG WisdomTree International Quality Dividend Gr ETF SB 0.38 0.0 1 0.0 4 1099 04/07/16 IDHD PowerShares S&P Intl Dev High Div Low Vlty ETF SB 0.30 4.9 3 1099 12/01/16 HDLS WisdomTree Intl Hedged SmallCap Dividend ETF SB C 0.58 2.1 11.1 16.0 0.50 1 0.0 2 1099 06/04/15 HDWX SPDR S&P International Dividend Currency Hdg ETF SB C 0.48 5.2 18.1 17.4 0.49 1 0.0 2 1099 09/15/15 DHDG WisdomTree Dynamic Cur Hdg Intl Qual Div Gr ETF SB C 0.48 2.3 2 1099 11/03/16 EFAS Global X MSCI SuperDividend EAFE ETF SB 0.55 2 1099 11/15/16

International Theme IPKW PowerShares International BuyBack Achievers ETF SB 0.55 2.6 12.0 16.8 1.02 18 0.5 95 1099 02/27/14 MOTI VanEck Vectors Morningstar International Moat ETF SB 0.56 1.3 4.6 19.6 0.76 12 0.3 31 1099 07/14/15 EFAX SPDR MSCI EAFE Fossil Fuel Reserves Free ETF SB 0.20 30 1099 10/25/16 EEMX SPDR MSCI Emg Mkts Fossil Fuel Resrv Free ETF SB 0.30 5 1099 10/25/16 ALFI AlphaClone International ETF SB E 0.95 0.8 -3.5 14.8 0.25 0 0.0 3 1099 11/10/15 FPXI First Trust International IPO ETF SB 0.71 2.0 -3.7 16.2 0.81 10 0.3 3 1099 11/05/14 IPOS Renaissance International IPO ETF SB 0.80 1.6 -6.1 16.6 0.30 0 0.0 2 1099 10/07/14 GURI Global X Guru International ETF SB 0.75 1.6 8.9 19.9 0.44 1 0.0 1 1099 03/11/14

International Developed Small and Mid Cap SCZ iShares MSCI EAFE Small-Cap ETF I 0.40 2.7 2.6 1.7 10.4 17.1 1.06 -17.4 780 39.3 6,280 1099 12/12/07

VSS Vanguard FTSE All-World ex-US Small-Cap ETF I 0.17 2.8 4.3 -0.3 6.9 16.7 1.05 -24.2 131 12.5 2,721 1099 04/06/09 SCHC Schwab International Small-Cap Equity ETF I 0.16 1.9 3.0 -0.8 7.2 16.8 1.03 -23.7 162 4.8 896 1099 01/14/10 GWX SPDR S&P International Small Cap ETF I 0.40 2.7 7.1 1.6 8.2 15.3 0.95 -19.4 136 4.1 682 1099 04/26/07 FNDC Schwab Fundamental International Small Co ETF SB 0.46 1.9 8.7 2.7 15.8 1.00 -18.6 112 3.2 681 1099 08/13/13 PDN PowerShares FTSE RAFI Dev Mkts x-US Sml-Mid ETF SB 0.50 2.1 6.5 0.9 7.9 16.0 0.95 -20.6 20 0.5 161 1099 09/28/07 HSCZ iShares Currency Hedged MSCI EAFE Sml-Cap ETF I FoF C 0.43 2.5 6.9 17.9 0.66 1 0.0 9 1099 07/01/15 FDTS First Trust Dev Mkts x-US Sml Cap AlphaDEX ETF SB 0.80 1.7 2.6 -1.5 19.3 0.59 -24.7 0 0.0 7 1099 02/16/12 ISCF iShares Edge MSCI Multifactor Intl Small-Cap ETF SB 0.40 2.7 -1.3 17.2 0.46 2 0.1 5 1099 04/30/15 DBES Deutsche X-trackers MSCI EAFE Sml Cap Hdg ETF I C 0.45 2.4 -0.8 20.3 0.07 0 0.0 2 1099 08/19/15 DDLS WisdomTree Dynamic Curr-Hdg Intl SmallCap Eq ETF SB C 0.43 3.4 0 0.0 1 1099 01/07/16

Emerging Markets VWO Vanguard FTSE Emerging Markets ETF I 0.15 2.4 12.2 -1.9 1.4 1.8 21.3 1.33 -35.8 -67.7 15,820 578.6 43,924 1099 03/10/05 EEM iShares MSCI Emerging Markets ETF I 0.72 1.8 10.9 -3.7 0.5 1.1 22.0 1.36 -36.1 -66.5 65,637 2,363.9 25,900 1099 04/11/03 IEMG iShares Core MSCI Emerging Markets ETF I 0.14 2.2 10.3 -3.0 21.0 1.31 -34.4 7,447 325.7 17,753 1099 10/22/12

EEMV iShares Edge MSCI Min Vol Emerging Markets ETF SB 0.25 2.7 3.3 -3.2 2.0 16.2 0.99 -28.9 885 45.0 3,590 1099 10/20/11 SCHE Schwab Emerging Markets Equity ETF I 0.13 2.2 13.1 -1.9 1.3 21.0 1.31 -35.6 773 17.2 2,242 1099 01/14/10 GEM Goldman Sachs ActiveBeta Emerging Mkts Eq ETF SB 0.45 2.0 8.9 20.1 1.22 67 1.8 883 1099 09/29/15 FNDE Schwab Fundamental Emerg Mkts Large Co ETF SB 0.47 1.5 32.6 -2.2 25.2 1.48 -43.6 234 5.6 803 1099 08/13/13 PXH PowerShares FTSE RAFI Emerging Markets ETF SB 0.49 1.9 33.0 -1.4 0.5 26.6 1.56 -45.6 292 5.3 655 1099 09/28/07 EWX SPDR S&P Emerging Markets Small Cap ETF I 0.65 2.3 8.0 -2.5 3.7 18.1 1.09 -31.9 126 5.3 338 1099 05/16/08 TLTE FlexShares Mstar Emerging Mkts Factor Tilt ETF SB 0.59 2.2 12.8 -2.1 18.6 1.14 -33.8 19 0.9 317 1099 09/28/12


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


GMM SPDR S&P Emerging Markets ETF I 0.59 1.4 11.7 -2.0 1.7 20.4 1.27 -34.9 38 2.2 275 1099 03/23/07 FLQE Franklin LibertyQ Emerging Markets ETF SB 0.55 154 4.2 250 1099 06/03/16 HEEM iShares Currency Hedged MSCI Emerg Mkts ETF I FoF C 0.71 1.8 8.0 17.1 1.10 129 2.8 246 1099 09/25/14 EELV PowerShares S&P Emerg Mkts Low Volatility ETF SB 0.29 2.2 5.3 -6.7 17.1 0.98 -34.9 82 1.8 240 1099 01/13/12 EEMS iShares MSCI Emerging Markets Small-Cap ETF I 0.69 2.4 1.4 -3.0 2.6 17.7 1.01 -28.7 49 2.1 160 1099 08/18/11 DBEM Deutsche X-trackers MSCI Emerg Mkts Hedged ETF I C 0.65 1.5 7.0 -1.7 -0.5 15.6 0.97 -27.8 162 3.2 152 1099 06/09/11 FEM First Trust Emerging Markets AlphaDEX ETF SB 0.80 2.1 15.6 -3.9 0.8 22.6 1.35 -37.6 69 1.4 147 1099 04/19/11 PIE PowerShares DWA Emerg Mkts Momentum ETF SB 0.90 1.4 0.0 -5.9 -0.6 18.3 1.07 -32.7 118 1.8 137 1099 12/28/07 QEMM SPDR MSCI Emerging Markets StrategicFactors ETF SB 0.30 1.9 7.9 19.2 1.09 11 0.6 127 1099 06/05/14 ADRE BLDRS Emerging Markets 50 ADR ETF I 0.30 1.6 12.9 -2.5 -1.0 0.5 21.6 1.31 -40.7 -64.3 8 0.3 118 1099 11/13/02 FEMS First Trust Emerging Mkts Sml Cap AlphaDEX ETF SB 0.80 2.2 14.0 -3.1 21.7 1.10 -36.0 43 1.3 93 1099 02/16/12 JPEM JPMorgan Diversified Return Emerging Mkt Eq ETF SB 0.45 1.2 15.0 19.3 0.92 21 1.0 60 1099 01/08/15 ESGE iShares MSCI EM ESG Optimized ETF SB 0.45 1 0.1 38 1099 06/30/16 TLEH FlexShares Cur Hdg Mstar EM Factor Tilt ETF SB FoF C 0.64 2.2 9.1 17.4 0.96 5 0.1 33 1099 11/10/15 EMGF iShares Edge MSCI Multifactor Emerging Mkt ETF SB 0.45 1.9 8.1 21.8 0.62 4 0.2 28 1099 12/10/15 ROAM Hartford Multifactor Emerging Markets ETF SB 0.59 1.8 9.9 20.8 0.74 5 0.1 27 1099 02/26/15 CEZ VictoryShares Emerging Market Volatility Wtd ETF SB 0.50 11 0.3 24 1099 03/23/16 EWEM Guggenheim MSCI Emg Mkt Equal Country Wtd ETF SB 0.60 2.1 10.0 -4.3 -0.3 18.9 0.82 -38.2 2 0.0 11 1099 12/08/10 RFEM First Trust RiverFront Dynamic Emerging Mkts ETF A C 0.95 4 0.2 11 1099 06/15/16 EMSD WisdomTree Strong Dollar Emerg Mkts Equity ETF SB 0.58 1.4 1.6 18.9 0.75 0 0.0 9 1099 10/29/15 HEMV iShares Edge MSCI Min Vol EM Currency Hdg ETF SB FoF C 0.28 2.7 4.0 11.6 0.18 3 0.1 9 1099 11/02/15 EMDD Columbia EM Strategic Opportunities ETF I 0.65 2.3 -2.3 -6.9 25.9 0.78 -36.8 6 0.1 8 1099 08/15/12 EDBI Legg Mason Emerging Markets Diversified Core ETF SB 0.50 2.0 7.8 20.5 0.73 1 0.0 6 1099 12/29/15 KLEM GaveKal Knowledge Leaders Emerging Markets ETF SB 0.95 1.8 -0.1 18.1 0.68 1 0.0 4 1099 07/08/15 EMCR Columbia Emerging Markets Core ETF SB 0.70 1.3 8.0 -4.1 26.4 0.56 -37.5 1 0.0 4 1099 10/16/12 DEMG Deutsche X-trackers FTSE Emerg Compr Factor ETF SB 0.50 0 0.0 2 1099 04/19/16 GHE REX Gold Hedged FTSE Emerging Markets ETF A FoF Gold 0.65 1 0.0 2 1099 04/05/16 XSOE WisdomTree Emerg Mkts ex-State-Owned Ent. ETF SB 0.58 1.3 6.7 20.0 0.31 1 0.0 2 1099 12/10/14 KEMP KraneShares FTSE Emerging Markets Plus ETF SB 0.68 4.0 0.4 18.1 0.17 0 0.0 2 1099 02/13/15 EEMO PowerShares S&P Emerging Mkt Momentum ETF SB 0.29 1.4 3.2 -9.0 24.5 0.16 -47.4 0 0.0 1 1099 02/24/12

Emerging Market Subregions ILF iShares Latin America 40 ETF I 0.49 1.4 32.3 -7.4 -6.0 0.4 32.3 1.70 -56.1 -67.5 2,021 58.1 938 1099 10/26/01 FM iShares MSCI Frontier 100 ETF I 0.79 2.0 2.0 -4.5 13.8 0.66 -36.6 155 3.9 492 1099 09/13/12 GMF SPDR S&P Emerging Asia Pacific ETF I 0.49 2.3 4.7 1.7 5.1 18.8 1.19 -30.7 25 2.0 293 1099 03/23/07 EEMA iShares MSCI Emerging Markets Asia ETF I 0.49 1.6 5.7 -1.1 19.5 1.15 -31.5 27 1.5 154 1099 02/09/12 BKF iShares MSCI BRIC ETF I 0.72 1.7 11.0 -3.0 -0.1 22.0 1.37 -39.4 30 1.0 150 1099 11/16/07 FNI First Trust Chindia ETF SB 0.60 1.2 -2.4 -0.2 9.8 21.4 1.30 -29.6 18 0.5 131 1099 05/11/07 FLN First Trust Latin America AlphaDEX ETF SB 0.80 1.0 42.7 -5.6 -2.9 31.4 1.09 -53.7 35 0.6 106 1099 04/19/11 EEB Guggenheim BRIC ETF I 0.64 1.3 20.0 -3.8 -1.5 1.4 23.9 1.44 -45.2 -69.4 18 0.5 73 1099 09/21/06 BBRC Columbia Beyond BRICs ETF I 0.58 2.6 5.2 -7.7 19.5 1.03 -42.1 32 0.5 69 1099 08/15/12 AFK VanEck Vectors Africa ETF I 0.78 2.5 14.3 -11.5 -2.5 25.0 0.95 -54.1 13 0.3 65 1099 07/14/08


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


FRN Guggenheim Frontier Markets ETF I 0.70 3.8 12.4 -8.0 -5.7 13.4 0.64 -44.8 14 0.2 38 1099 06/12/08 GUR SPDR S&P Emerging Europe ETF I 0.49 2.6 27.0 -8.7 -2.1 24.7 1.30 -48.9 7 0.2 36 1099 03/23/07 GAF SPDR S&P Emerging Middle East & Africa ETF I 0.49 2.0 14.1 -4.2 0.4 29.0 1.17 -43.8 2 0.1 28 1099 03/23/07 GML SPDR S&P Emerging Latin America ETF I 0.49 1.6 28.7 -8.6 -6.3 28.5 1.25 -55.1 3 0.1 27 1099 03/23/07 GULF WisdomTree Middle East Dividend ETF SB 0.88 4.0 4.5 -1.8 7.0 16.4 0.42 -39.4 16 0.3 18 1099 07/16/08 EMFM Global X Next Emerging & Frontier ETF I 0.58 2.4 9.9 -6.8 22.3 1.10 -41.8 8 0.2 13 1099 11/07/13 XCEM Columbia EM Core ex-China ETF I 0.35 1.2 14.4 24.0 0.87 2 0.0 10 1099 09/02/15 BICK First Trust BICK ETF SB 0.64 1.2 15.9 -2.8 0.8 22.0 0.71 -39.2 1 0.0 8 1099 04/13/10 AND Global X FTSE Andean 40 ETF I 0.72 1.1 27.4 -9.4 -7.2 30.4 0.68 -53.3 7 0.1 4 1099 02/03/11 BMLA Bullmark LatAm Select Leaders ETF SB 0.70 5.8 0 0.0 3 1099 05/19/16

Emerging Market Dividend and Income DEM WisdomTree Emerg Mkts High Dividend ETF SB 0.63 3.5 22.4 -5.9 -2.2 22.5 1.34 -44.3 316 11.8 1,523 1099 07/13/07 DGS WisdomTree Emerg Mkts SmallCap Dividend ETF SB 0.63 3.2 15.4 -2.4 2.1 19.3 1.15 -34.8 135 5.4 946 1099 10/30/07 EDIV SPDR S&P Emerging Markets Dividend ETF SB 0.49 4.6 17.1 -8.2 -6.4 22.8 1.30 -45.7 92 2.5 294 1099 02/24/11 DVYE iShares Emerging Markets Dividend ETF SB 0.49 4.3 20.3 -6.6 21.7 1.22 -43.8 74 2.6 235 1099 02/24/12 DGRE WisdomTree Emerg Mkts Quality Dividend Gr ETF SB 0.63 3.1 12.4 -2.9 23.5 1.32 -36.5 17 0.4 42 1099 08/01/13 EDOG ALPS Emerging Sector Dividend Dogs ETF SB 0.60 2.9 15.7 23.3 1.03 14 0.3 17 1099 03/28/14 HILO Columbia EM Quality Dividend ETF SB 0.85 2.6 13.1 -7.4 -3.5 20.9 1.03 -37.4 3 0.0 12 1099 08/04/11 EMDV ProShares MSCI Emerg Mkts Dividend Growers ETF SB 0.60 2.9 2 0.1 8 1099 01/27/16 EYLD Cambria Emerging Shareholder Yield ETF SB 0.69 1 0.0 7 1099 07/14/16 DVEM WisdomTree Emerging Markets Dividend ETF SB 0.32 0.0 3 0.1 5 1099 04/07/16 SDEM Global X SuperDividend Emerging Markets ETF SB 0.65 4.9 26.5 22.4 1.11 4 0.1 4 1099 03/17/15 LVHE Legg Mason Emerging Mkts Low Vlty High Div ETF SB 0.50 3 1099 11/18/16 HDEE Deutsche X-trackers MSCI EmgMkt HiDvYld Hdg ETF SB C 0.65 3.8 3.4 16.7 0.18 0 0.0 2 1099 08/12/15

Asia/Pacific VPL Vanguard FTSE Pacific ETF I 0.12 2.5 5.4 0.8 6.9 1.5 17.0 1.06 -23.2 -55.5 322 19.2 3,155 1099 03/10/05 IPAC iShares Core MSCI Pacific ETF I 0.10 2.5 5.1 16.4 0.99 83 4.1 810 1099 06/12/14

DVYA iShares Asia/Pacific Dividend ETF SB 0.49 4.6 20.3 -1.4 18.1 0.96 -36.1 46 2.1 40 1099 02/24/12 ADRA BLDRS Asia 50 ADR ETF I 0.30 1.9 3.5 0.0 6.4 0.7 19.2 0.81 -29.5 -59.2 2 0.0 19 1099 11/13/02 OASI O'Shares FTSE AsiaPacific Quality Dividend ETF SB 0.58 2.7 7.8 18.3 0.85 2 0.1 10 1099 08/19/15 RFAP First Trust RiverFront Dynamic Asia Pacific ETF A C 0.83 1 0.1 8 1099 04/14/16 OAPH O'Shares FTSE AsiaPacific Quality Dividend Hdg ETF SB FoF C 0.68 1.8 4.0 21.8 0.52 1 0.0 4 1099 08/25/15

Asia/Pacific ex-Japan AAXJ iShares MSCI All Country Asia ex-Japan ETF I 0.69 1.7 4.7 -1.2 3.9 18.9 1.19 -31.1 1,251 71.5 2,505 1099 08/15/08 EPP iShares MSCI Pacific ex Japan ETF I 0.49 3.7 7.2 -1.3 4.7 3.6 18.9 1.18 -30.4 -66.0 542 22.3 2,172 1099 10/26/01 AIA iShares Asia 50 (ex-Japan) ETF I 0.50 2.1 12.0 1.2 5.8 19.1 1.17 -30.9 44 2.1 333 1099 11/16/07 AXJL WisdomTree Asia Pacific ex-Japan ETF SB 0.48 3.1 8.4 -1.5 3.2 3.3 18.6 1.01 -31.6 -63.4 3 0.2 43 1099 06/16/06 FPA First Trust Asia Pacific Ex-Japan AlphaDEX ETF SB 0.80 2.3 1.4 1.4 6.2 17.5 0.96 -24.6 13 0.4 33 1099 04/19/11 PAF PowerShares FTSE RAFI Asia Pac ex-Japan ETF SB 0.49 3.2 13.8 -1.9 3.9 21.9 0.81 -35.1 6 0.3 24 1099 06/25/07 ASEA Global X Southeast Asia ETF I 0.65 2.6 8.4 -3.4 0.7 18.4 0.91 -33.2 5 0.1 10 1099 02/17/11 AXJV iShares Edge MSCI Min Vol Asia ex Japan ETF SB 0.35 2.3 1.5 14.6 0.49 2 0.1 6 1099 06/05/14 DBAP Deutsche X-trackers MSCI ACAP x-Japan Hdg ETF I C 0.60 2.1 6.2 0.8 14.1 0.34 -26.4 0 0.0 3 1099 10/01/13 SCIX Global X Scientific Beta Asia ex-Japan ETF SB 0.38 4.6 4.2 16.7 0.39 1 0.0 2 1099 05/13/15


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


Europe VGK Vanguard FTSE Europe ETF I 0.12 3.4 -0.4 -3.2 6.5 0.6 20.9 1.32 -24.9 -63.7 3,285 154.6 10,781 1099 03/10/05

HEDJ WisdomTree Europe Hedged Equity ETF SB C 0.58 2.7 9.9 6.8 11.7 20.2 1.30 -26.1 2,192 120.6 9,224 1099 12/31/09 EZU iShares MSCI Eurozone ETF I 0.48 3.0 1.9 -3.4 7.3 -0.9 22.0 1.34 -27.2 -65.3 4,730 159.6 7,252 1099 07/28/00 FEZ SPDR Euro STOXX 50 ETF I 0.29 3.3 0.6 -4.5 6.1 -1.2 22.0 1.38 -29.7 -64.2 2,073 67.2 2,307 1099 10/21/02 IEV iShares Europe ETF I 0.60 3.0 -0.3 -3.7 6.0 0.1 20.6 1.31 -26.0 -63.3 751 28.7 2,267 1099 07/28/00 DBEU Deutsche X-trackers MSCI Europe Hedged ETF I C 0.45 3.1 8.3 5.0 18.1 1.21 -23.0 919 23.6 2,226 1099 10/01/13 HEZU iShares Currency Hedged MSCI Eurozone ETF I FoF C 0.51 3.1 6.7 20.9 1.36 899 22.8 1,119 1099 07/10/14 IEUR iShares Core MSCI Europe ETF I 0.10 3.1 -0.6 20.6 1.29 180 7.2 1,025 1099 06/12/14 DFE WisdomTree Europe SmallCap Dividend ETF SB 0.58 3.9 1.5 1.2 14.6 2.9 20.9 1.16 -22.9 -69.6 124 6.6 666 1099 06/16/06 FEP First Trust Europe AlphaDEX ETF SB 0.80 2.1 0.8 -2.4 8.4 21.9 1.29 -26.3 95 2.7 248 1099 04/19/11 EUSC WisdomTree Europe Hedged SmallCap Equity ETF SB C 0.58 2.6 8.0 18.4 1.16 55 1.3 176 1099 03/04/15 FEU SPDR STOXX Europe 50 ETF I 0.29 3.6 -2.5 -4.9 4.1 -0.9 19.8 1.26 -27.3 -62.4 65 1.9 170 1099 10/21/02 FDD First Trust STOXX European Select Dividend ETF SB 0.60 4.9 2.2 -0.8 4.6 19.7 1.18 -24.1 122 1.4 158 1099 08/30/07 IEUS iShares MSCI Europe Small-Cap ETF I 0.40 2.4 -0.8 1.6 10.5 22.2 1.19 -18.6 23 1.0 72 1099 11/19/07 JPEU JPMorgan Diversified Return Europe Equity ETF SB 0.43 2.3 -2.8 18.1 0.66 2 0.1 59 1099 12/21/15 DBEZ Deutsche X-trackers MSCI Eurozone Hedged ETF I C 0.45 3.4 6.3 20.6 1.34 21 0.5 46 1099 12/10/14 OEUR O'Shares FTSE Europe Quality Dividend ETF SB 0.58 2.9 -3.3 19.4 1.02 20 0.4 34 1099 08/19/15 EUMV iShares Edge MSCI Min Vol Europe ETF SB 0.25 3.6 -6.8 17.2 0.98 16 0.3 32 1099 06/05/14 GXF Global X FTSE Nordic Region ETF I 0.50 3.6 -8.1 -4.7 7.2 19.9 1.16 -25.2 16 0.3 30 1099 08/19/09 GSEU Goldman Sachs ActiveBeta Europe Equity ETF SB 0.25 3 0.1 29 1099 03/04/16 HFXE IQ 50 Percent Hedged FTSE Europe ETF I C 0.45 3.4 3.4 19.2 0.66 1 0.0 28 1099 07/22/15 JPEH JPMorgan Diversified Return Europe Curr Hdg ETF SB C 0.49 0 0.0 27 1099 04/04/16 PTEU Pacer Trendpilot European ETF SB 0.65 0.0 -4.3 13.2 0.27 5 0.1 23 1099 12/15/15 RFEU First Trust RiverFront Dynamic Europe ETF A C 0.83 4 0.2 21 1099 04/14/16 EUDG WisdomTree Europe Quality Dividend Growth ETF SB 0.58 2.4 -3.8 18.9 0.99 4 0.1 16 1099 05/07/14 OEUH O'Shares FTSE Europe Quality Dividend Hdg ETF SB FoF C 0.68 2.9 6.0 18.4 0.72 8 0.2 15 1099 08/25/15 HFEZ SPDR EURO STOXX 50 Currency Hedged ETF I C 0.32 2.3 4.7 23.5 1.07 2 0.1 14 1099 06/10/15 ADRU BLDRS Europe 100 ADR ETF I 0.30 4.0 -2.3 -4.2 4.6 -0.1 19.7 0.98 -28.0 -63.5 2 0.0 12 1099 11/13/02 SCID Global X Scientific Beta Europe ETF SB 0.38 3.0 -3.2 21.4 0.76 1 0.0 12 1099 05/13/15 SMEZ SPDR EURO STOXX Small Cap ETF I 0.45 2.0 -1.6 21.4 1.10 4 0.2 12 1099 06/05/14 FXEU PowerShares Europe Currency Hdg Low Vlty ETF SB C 0.25 4.0 0.2 15.7 0.97 120 2.8 10 1099 05/07/15 FEUZ First Trust Eurozone AlphaDEX ETF SB 0.80 2.1 5.9 21.0 0.84 1 0.0 7 1099 10/22/14 EUDV ProShares MSCI Europe Dividend Growers ETF SB 0.55 2.5 -9.1 21.3 0.88 3 0.1 5 1099 09/10/15 DDEZ WisdomTree Dynamic Curr-Hdg Europe Equity ETF SB C 0.43 3.4 1 0.0 5 1099 01/07/16 HGEU ProShares Hedged FTSE Europe ETF I C 0.27 4.8 7.5 19.4 0.72 0 0.0 4 1099 06/25/15 EZR WisdomTree Europe Local Recovery ETF SB 0.48 2.3 -2.2 20.5 0.74 0 0.0 3 1099 10/29/15 HEUV iShares Edge MSCI Min Vol Europe Currency Hdg ETF SB FoF C 0.28 4.9 1.2 11.7 0.22 1 0.0 3 1099 11/02/15 HDEZ Deutsche X-trackers MSCI Euroz HiDvYld Hdg ETF SB C 0.45 3.8 5.9 24.6 0.60 0 0.0 2 1099 08/12/15 DEZU iShares Adaptive Curr-Hdg MSCI Eurozone ETF I FoF C 0.50 3.0 0 0.0 2 1099 01/07/16 DBSE Deutsche X-trackers MSCI So Europe Hedged ETF I C 0.45 3.8 -6.4 24.8 0.57 0 0.0 2 1099 08/19/15 HEUS iShares Currency Hedged MSCI Europe Sml-Cap ETF I FoF C 0.43 1.6 5.8 16.3 0.19 0 0.0 1 1099 11/02/15

All information compiled from sources believed to be reliable but not guaranteed. ETFs are sorted by category and then sorted by Assets (largest on top) within each category. Broken Product Top Pick in Category


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date

Argentina ARGT Global X MSCI Argentina ETF I 0.74 0.3 28.0 6.2 17.9 20.8 1.12 -34.0 55 1.3 85 1099 03/03/11

Australia EWA iShares MSCI Australia ETF I 0.48 3.8 11.1 -1.6 3.8 3.3 22.0 1.30 -35.4 -67.0 2,063 42.5 1,699 1099 03/12/96

AUSE WisdomTree Australia Dividend ETF SB 0.58 3.1 19.3 -0.3 4.5 3.6 23.2 1.15 -36.8 -66.2 2 0.1 36 1099 06/16/06 QAUS SPDR MSCI Australia StrategicFactors ETF SB 0.30 4.0 9.9 20.4 0.83 3 0.2 12 1099 06/12/14 KROO IQ Australia Small Cap ETF I 0.69 1.8 18.4 -1.1 -1.6 21.8 0.69 -36.8 2 0.0 9 1099 03/23/10 DBAU Deutsche X-trackers MSCI Australia Hedged ETF I C 0.45 2.8 9.5 15.2 0.30 0 0.0 4 1099 08/19/15 HAUD iShares Currency Hedged MSCI Australia ETF I FoF C 0.51 4.0 12.1 17.6 0.06 1 0.0 3 1099 07/01/15 FAUS First Trust Australia AlphaDEX ETF SB 0.80 2.7 7.3 3.0 27.2 0.23 -26.8 0 0.0 1 1099 02/15/12

Austria EWO iShares MSCI Austria Capped ETF I 0.48 1.9 7.9 -3.7 5.4 -5.2 21.6 1.17 -32.6 -75.7 125 2.0 76 1099 03/12/96

Belgium EWK iShares MSCI Belgium Capped ETF I 0.48 1.7 -1.4 4.1 13.8 -0.5 17.6 1.04 -15.0 -74.1 153 2.7 84 1099 03/12/96

Brazil EWZ iShares MSCI Brazil Capped ETF I 0.62 1.6 64.5 -6.8 -7.7 -0.3 39.8 1.84 -66.5 -77.3 21,195 726.7 4,214 1099 07/14/00

FBZ First Trust Brazil AlphaDEX ETF SB 0.80 1.5 57.3 -8.7 -7.2 37.9 0.97 -65.0 26 0.4 98 1099 04/19/11 BRF VanEck Vectors Brazil Small-Cap ETF I 0.59 3.7 60.0 -15.3 -12.6 34.0 1.45 -71.5 78 1.3 82 1099 05/14/09 EWZS iShares MSCI Brazil Small-Cap ETF I 0.62 3.0 65.8 -15.3 -10.8 35.9 1.38 -71.9 56 0.6 37 1099 09/29/10 DBBR Deutsche X-trackers MSCI Brazil Hedged ETF I C 0.60 0.4 28.4 -6.0 -6.2 27.9 0.87 -46.7 4 0.0 4 1099 06/09/11 BRAZ Global X Brazil Mid Cap ETF I 0.69 1.2 49.6 -9.1 -6.0 31.6 0.86 -60.9 3 0.0 4 1099 06/22/10

Canada EWC iShares MSCI Canada ETF I 0.48 1.7 23.8 -1.6 1.8 2.3 19.1 1.10 -41.4 -60.8 2,542 65.7 3,488 1099 03/12/96

QCAN SPDR MSCI Canada StrategicFactors ETF SB 0.30 2.0 22.9 18.8 0.94 2 0.1 19 1099 06/12/14 CNDA IQ Canada Small Cap ETF I 0.69 1.7 42.0 -6.2 -6.1 29.1 0.88 -61.5 3 0.1 11 1099 03/23/10 FCAN First Trust Canada AlphaDEX ETF SB 0.80 0.6 8.9 -12.6 24.0 0.74 -54.4 1 0.0 7 1099 02/15/12 HEWC iShares Currency Hedged MSCI Canada ETF I FoF C 0.51 1.8 20.7 14.0 0.34 7 0.2 2 1099 07/01/15

Chile ECH iShares MSCI Chile Capped ETF I 0.62 1.8 19.4 -6.0 -6.8 20.6 0.98 -36.0 388 14.9 391 1099 11/16/07

China FXI iShares China Large-Cap ETF I 0.73 2.5 1.1 -0.6 2.7 1.5 23.7 1.44 -44.6 -72.7 18,666 685.8 2,864 1099 10/08/04 MCHI iShares MSCI China ETF I 0.62 1.5 -0.3 -1.1 4.1 22.6 1.40 -43.2 1,450 67.3 2,125 1099 03/31/11 GXC SPDR S&P China ETF I 0.59 1.9 0.1 -0.3 5.4 21.7 1.35 -39.7 80 6.2 771 1099 03/19/07

ASHR Deutsche X-trackers Hrv CSI 300 China A-Shr ETF I 0.65 0.7 -15.6 7.6 27.8 1.14 -50.4 815 20.2 376 1099 11/06/13 PGJ PowerShares Golden Dragon China ETF I 0.70 1.8 -11.4 -0.9 9.3 4.4 23.2 1.24 -31.7 -71.4 24 0.7 130 1099 12/09/04 HAO Guggenheim China Small Cap ETF I 0.75 3.2 -4.6 -2.7 5.6 20.5 1.21 -45.1 22 0.5 89 1099 01/30/08 PEK VanEck Vectors ChinaAMC A-Share ETF I 0.72 0.4 -15.2 6.6 4.5 25.9 0.99 -51.5 24 1.0 85 1099 10/14/10 KBA KraneShares Bosera MSCI China A ETF I 0.93 1.6 -19.5 24.8 0.85 8 0.2 24 1099 03/05/14 CNXT VanEck Vectors ChinaAMC SME-ChiNext ETF I 0.79 0.0 -30.1 35.4 1.10 11 0.3 23 1099 07/24/14 ASHS Deutsche X-trackers Hrv CSI 500 China A Sml ETF I 0.65 0.0 -22.1 33.2 1.05 10 0.3 23 1099 05/21/14 YAO Guggenheim China All-Cap ETF I 0.70 2.1 -0.4 -1.2 5.1 21.8 1.10 -40.9 2 0.1 19 1099 10/19/09 ECNS iShares MSCI China Small-Cap ETF I 0.62 4.1 -3.9 -0.8 7.7 23.7 0.85 -46.9 21 0.9 18 1099 09/29/10 CNYA iShares MSCI China A ETF I 0.65 1 0.0 9 1099 06/15/16 CXSE WisdomTree China ex-State-Owned Enterprises ETF SB 0.53 1.3 -0.2 -0.7 22.1 0.52 -41.2 0 0.0 7 1099 09/19/12 AFTY CSOP FTSE China A50 ETF I 0.69 1.1 -7.9 23.6 0.82 4 0.1 6 1099 03/12/15

Single-Country ETFsPerformance Data Risk Measurements Liquidity/AUM


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


CN Deutsche X-trackers MSCI All China ETF I 0.63 3.0 -5.8 22.2 0.79 1 0.0 4 1099 04/30/14 FCA First Trust China AlphaDEX ETF SB 0.80 2.3 -5.0 -3.9 2.2 21.3 0.75 -45.6 1 0.0 4 1099 04/19/11 KFYP KraneShares Zacks New China ETF SB 0.73 2.2 -6.4 1.8 28.8 0.39 -40.2 5 0.2 3 1099 07/23/13 XINA SPDR MSCI China A Shares IMI ETF I 0.65 1.0 -20.4 27.0 0.42 0 0.0 2 1099 10/29/15 ASHX Deutsche X-trackers CSI 300 China A Hdg Eq ETF I FoF C 0.70 1.0 -11.8 26.1 0.62 1 0.0 2 1099 10/20/15 HAHA CSOP China CSI 300 A-H Dynamic ETF SB 0.75 1.8 -5.5 17.6 0.24 0 0.0 1 1099 10/20/15 CNHX CSOP MSCI China A International Hedged ETF I C 0.79 1.0 -14.9 25.2 0.08 0 0.0 1 1099 10/20/15

Colombia GXG Global X MSCI Colombia ETF I 0.61 1.4 24.1 -18.8 -10.4 27.5 1.14 -66.9 124 1.1 86 1099 02/06/09 ICOL iShares MSCI Colombia Capped ETF I 0.61 1.3 24.2 -18.9 28.0 0.88 -66.8 6 0.1 17 1099 06/20/13

Denmark EDEN iShares MSCI Denmark Capped ETF I 0.53 1.2 -7.6 5.5 19.2 1.02 -18.3 25 1.3 56 1099 01/26/12

Egypt EGPT VanEck Vectors Egypt ETF I 0.98 0.0 -30.9 -19.4 -4.1 36.5 0.73 -65.4 58 1.8 42 1099 02/18/10

Finland EFNL iShares MSCI Finland Capped ETF I 0.53 2.4 3.4 0.4 21.1 1.15 -19.1 24 0.8 36 1099 01/26/12

France EWQ iShares MSCI France ETF I 0.48 2.8 4.9 -2.1 7.7 -0.3 21.4 1.31 -25.8 -61.4 702 16.8 301 1099 03/12/96

Germany EWG iShares MSCI Germany ETF I 0.48 2.3 3.6 -3.9 9.0 2.2 20.7 1.27 -26.6 -63.1 3,542 91.3 3,916 1099 03/12/96 HEWG iShares Currency Hedged MSCI Germany ETF I FoF C 0.53 2.1 8.7 20.5 1.31 361 8.8 523 1099 02/04/14 DXGE WisdomTree Germany Hedged Equity ETF SB C 0.48 1.9 11.2 6.9 20.2 1.28 -27.4 58 1.6 125 1099 10/17/13 FGM First Trust Germany AlphaDEX ETF SB 0.80 1.3 1.7 -3.5 21.2 1.22 -25.8 14 0.5 98 1099 02/15/12 DBGR Deutsche X-trackers MSCI Germany Hedged ETF I C 0.45 2.8 8.3 4.9 8.3 20.8 1.32 -29.1 33 0.8 71 1099 06/09/11 EWGS iShares MSCI Germany Small-Cap ETF I 0.59 1.8 2.1 2.2 18.8 0.95 -23.0 2 0.1 21 1099 01/26/12 DAX Recon Capital DAX Germany ETF I 0.45 1.7 2.7 21.9 1.19 3 0.1 14 1099 10/23/14 QDEU SPDR MSCI Germany StrategicFactors ETF SB 0.30 2.1 2.3 19.3 0.68 1 0.0 5 1099 06/12/14

Greece GREK Global X MSCI Greece ETF I 0.61 2.0 -0.2 -28.8 -10.3 40.3 1.79 -77.4 348 2.7 266 1099 12/08/11

Hong Kong EWH iShares MSCI Hong Kong ETF I 0.48 2.8 1.4 1.1 8.0 5.1 16.8 0.97 -29.5 -63.6 3,156 66.0 1,645 1099 03/12/96 FHK First Trust Hong Kong AlphaDEX ETF SB 0.80 3.9 -0.1 -3.2 17.3 0.72 -42.6 3 0.1 8 1099 02/15/12

India INDA iShares MSCI India ETF I 0.68 0.9 -1.6 3.6 20.3 1.11 -28.7 2,767 76.3 3,662 1099 02/03/12

EPI WisdomTree India Earnings ETF SB 0.84 1.0 2.8 6.2 6.4 21.1 1.16 -30.7 3,665 75.8 1,260 1099 02/22/08 INDY iShares India 50 ETF I 0.93 0.5 1.0 5.7 7.3 20.0 1.11 -29.9 156 4.4 704 1099 11/20/09 PIN PowerShares India ETF I 0.82 1.1 -0.1 4.0 4.4 21.1 1.18 -28.1 950 18.7 347 1099 03/05/08 INP iPath MSCI India Index ETN ETN I 0.89 0.0 -2.1 3.2 6.1 1.8 20.6 1.09 -30.2 -79.3 6 0.4 194 1099 12/20/06 SCIF VanEck Vectors India Small-Cap ETF I 0.78 1.3 -4.5 10.7 4.4 26.3 1.11 -38.5 48 2.1 182 1099 08/25/10 SMIN iShares MSCI India Small-Cap ETF I 0.74 2.1 0.5 15.2 22.3 0.95 -30.9 43 1.5 74 1099 02/09/12 INXX Columbia India Infrastructure ETF I 0.85 2.7 3.1 1.2 1.6 22.8 1.10 -44.6 42 0.5 34 1099 08/11/10 SCIN Columbia India Small Cap ETF I 0.85 0.8 -9.4 7.3 5.7 27.5 0.98 -38.1 4 0.1 18 1099 07/07/10

EQWM Indonesia EIDO iShares MSCI Indonesia ETF I 0.62 1.2 17.0 3.2 -2.5 24.8 1.15 -42.8 923 22.9 485 1099 05/07/10 IDX VanEck Vectors Indonesia ETF I 0.57 1.1 16.7 1.9 -3.6 24.3 1.17 -43.4 49 1.1 85 1099 01/20/09

Ireland EIRL iShares MSCI Ireland Capped ETF I 0.48 1.3 -8.5 3.3 16.6 22.0 1.19 -22.7 41 1.5 62 1099 05/07/10


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


Israel EIS iShares MSCI Israel Capped ETF I 0.62 1.7 -4.0 0.6 5.5 13.5 0.77 -20.9 27 1.2 95 1099 03/28/08 ISRA VanEck Vectors Israel ETF I 0.59 1.6 -5.2 -2.1 14.2 0.77 -25.5 4 0.1 36 1099 06/26/13

Italy EWI iShares MSCI Italy Capped ETF I 0.48 3.7 -8.6 -5.7 2.9 -6.6 29.8 1.67 -41.5 -70.4 1,532 28.4 561 1099 03/12/96 HEWI iShares Currency Hedged MSCI Italy ETF I FoF C 0.48 3.7 -3.6 29.7 1.60 22 0.4 7 1099 07/01/15 DBIT Deutsche X-trackers MSCI Italy Hedged ETF I C 0.45 3.6 -14.3 25.9 0.57 0 0.0 2 1099 08/19/15

Japan EWJ iShares MSCI Japan ETF I 0.48 1.9 2.8 1.7 7.7 0.0 18.7 1.01 -21.6 -53.5 14,192 376.1 15,222 1099 03/12/96

DXJ WisdomTree Japan Hedged Equity ETF SB C 0.48 2.0 1.1 5.5 14.8 2.1 26.9 1.40 -33.6 -49.6 5,272 250.5 7,966 1099 06/16/06 DBJP Deutsche X-trackers MSCI Japan Hedged ETF I C 0.45 1.1 -1.0 4.3 15.9 26.8 1.44 -29.5 883 31.3 2,075 1099 06/09/11 HEWJ iShares Currency Hedged MSCI Japan ETF I FoF C 0.48 1.9 -1.0 26.9 1.43 1,003 27.3 858 1099 02/04/14 DFJ WisdomTree Japan Small Cap Dividend ETF SB 0.58 1.7 11.5 8.3 10.3 3.8 16.0 0.77 -13.8 -46.0 41 2.6 427 1099 06/16/06 SCJ iShares MSCI Japan Small-Cap ETF I 0.48 2.6 8.3 6.6 9.8 16.0 0.79 -13.9 83 5.3 154 1099 12/21/07 DXJS WisdomTree Japan Hedged SmallCap Equity ETF SB C 0.58 1.6 8.5 11.1 24.6 1.28 -23.7 50 1.7 101 1099 06/28/13 JPXN iShares JPX-Nikkei 400 ETF I 0.48 2.0 3.0 1.8 8.3 0.0 19.5 0.97 -21.7 -54.3 9 0.5 80 1099 10/26/01 FJP First Trust Japan AlphaDEX ETF SB 0.80 1.4 2.4 1.8 6.1 18.9 0.95 -22.5 11 0.5 48 1099 04/19/11 JPMV iShares Edge MSCI Min Vol Japan ETF SB 0.30 3.1 3.0 15.5 0.73 13 0.8 40 1099 06/05/14 GSJY Goldman Sachs ActiveBeta Japan Equity ETF SB 0.25 4 0.1 33 1099 03/04/16 HFXJ IQ 50 Percent Hedged FTSE Japan ETF I C 0.45 2.3 4.4 25.3 0.35 0 0.0 28 1099 07/22/15 JPN Deutsche X-trackers Japan JPX-Nikkei 400 Eq ETF I 0.40 1.3 3.5 19.3 0.78 6 0.1 16 1099 06/24/15 JHDG WisdomTree Japan Hedged Quality Dividend Gr ETF SB C 0.43 2.1 1.3 24.0 1.16 6 0.2 15 1099 04/09/15 SCIJ Global X Scientific Beta Japan ETF SB 0.38 2.7 7.1 16.4 0.47 1 0.0 13 1099 05/13/15 QJPN SPDR MSCI Japan StrategicFactors ETF SB 0.30 1.5 3.0 16.8 0.47 1 0.1 13 1099 06/12/14 DDJP WisdomTree Dynamic Curr-Hdg Japan Equity ETF SB C 0.43 2.0 0 0.0 5 1099 01/07/16 DEWJ iShares Adaptive Curr-Hdg MSCI Japan ETF I FoF C 0.49 1.9 0 0.0 4 1099 01/07/16 HGJP ProShares Hedged FTSE Japan ETF I C 0.23 0.0 -1.6 24.8 0.81 1 0.0 4 1099 06/25/15 JPNH Deutsche X-trackers Japan JPX-Nikkei 400 Hdg ETF I C 0.45 2.2 -0.7 17.1 0.08 0 0.0 3 1099 08/19/15 HJPX iShares Currency Hedged JPX-Nikkei 400 ETF I FoF C 0.48 2.0 2.3 29.1 0.28 3 0.1 3 1099 10/01/15 JDG WisdomTree Japan Quality Dividend Growth ETF SB 0.43 1.8 4.5 12.3 0.17 1 0.0 2 1099 05/28/15 FXJP PowerShares Japan Cur Hedged Low Volatility ETF SB C 0.25 1.5 6.2 22.6 0.15 0 0.0 1 1099 10/09/15

Malaysia EWM iShares MSCI Malaysia ETF I 0.48 5.8 -4.0 -12.4 -3.6 3.8 21.6 1.09 -40.2 -52.1 1,001 18.3 244 1099 03/12/96

Mexico EWW iShares MSCI Mexico Capped ETF I 0.48 1.7 -10.3 -12.1 -2.3 0.1 27.6 1.41 -38.6 -65.0 5,423 255.0 1,772 1099 03/12/96 DBMX Deutsche X-trackers MSCI Mexico Hedged ETF I C 0.50 2.0 3.8 13.5 0.18 1 0.0 4 1099 01/23/14 HEWW iShares Currency Hedged MSCI Mexico ETF I FoF C 0.51 2.6 4.8 13.0 0.08 0 0.0 2 1099 07/01/15

Netherlands EWN iShares MSCI Netherlands ETF I 0.48 2.7 4.1 -0.2 9.4 1.8 19.6 1.25 -19.6 -65.2 227 5.5 167 1099 03/12/96

New Zealand ENZL iShares MSCI New Zealand Capped ETF I 0.48 4.4 11.1 7.0 12.7 17.5 0.72 -23.2 75 3.2 113 1099 09/02/10

Nigeria NGE Global X MSCI Nigeria ETF I 0.68 2.5 -38.2 -33.6 33.2 0.56 -72.4 72 0.3 29 1099 04/03/13

Norway NORW Global X MSCI Norway ETF I 0.50 2.7 17.3 -8.9 1.1 26.3 1.34 -50.9 58 0.6 116 1099 11/10/10 ENOR iShares MSCI Norway Capped ETF I 0.53 2.8 18.6 -8.3 26.0 1.36 -50.6 18 0.4 30 1099 01/24/12


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


Pakistan PAK Global X MSCI Pakistan ETF I 0.88 3.0 38.4 16.4 0.20 6 0.1 12 1099 04/23/15

Peru EPU iShares MSCI All Peru Capped ETF I 0.62 0.8 64.0 0.5 -1.3 25.7 0.82 -50.6 121 3.9 212 1099 06/22/09

Philippines EPHE iShares MSCI Philippines ETF I 0.62 0.7 -3.3 1.7 7.6 22.5 0.99 -31.1 308 10.6 143 1099 09/29/10

Poland EPOL iShares MSCI Poland Capped ETF I 0.62 1.9 2.4 -13.0 -0.7 25.8 1.11 -47.0 359 6.4 192 1099 05/26/10 PLND VanEck Vectors Poland ETF I 0.60 1.9 3.1 -13.6 -1.7 24.0 1.00 -48.0 6 0.1 13 1099 11/25/09

Portugal PGAL Global X FTSE Portugal 20 ETF I 0.61 4.3 -3.9 -13.1 23.6 1.18 -49.5 13 0.1 20 1099 11/13/13

Qatar QAT iShares MSCI Qatar Capped ETF I 0.64 3.4 2.4 21.2 0.49 10 0.2 48 1099 05/01/14

Russia RSX VanEck Vectors Russia ETF I 0.62 1.6 47.2 -6.9 -1.7 31.6 1.63 -54.4 10,079 197.1 2,621 1099 04/30/07 ERUS iShares MSCI Russia Capped ETF I 0.62 2.5 54.6 -4.9 -0.9 32.2 1.63 -53.2 383 10.0 447 1099 11/10/10

RSXJ VanEck Vectors Russia Small-Cap ETF I 0.77 2.0 103.7 -1.7 -2.4 25.2 1.13 -59.7 62 2.2 89 1099 04/14/11 RBL SPDR S&P Russia ETF I 0.59 2.0 49.8 -6.6 -1.7 29.4 1.45 -55.2 11 0.2 30 1099 03/11/10

Saudi Arabia KSA iShares MSCI Saudi Arabia Capped ETF I 0.74 3.1 7.6 23.3 0.56 5 0.1 6 1099 09/17/15

Singapore EWS iShares MSCI Singapore Capped ETF I 0.48 3.6 0.7 -5.5 2.2 2.7 19.2 1.04 -32.5 -63.8 832 13.5 509 1099 03/12/96

South Africa EZA iShares MSCI South Africa ETF I 0.62 4.0 16.7 -3.9 -0.1 2.3 37.5 2.00 -45.0 -64.7 594 31.2 393 1099 02/07/03

South Korea EWY iShares MSCI South Korea Capped ETF I 0.62 1.1 8.4 -4.8 1.7 2.0 21.9 1.20 -32.8 -74.1 2,585 140.9 2,839 1099 05/09/00 DBKO Deutsche X-trackers MSCI South Korea Hedged ETF I C 0.58 0.5 10.0 14.5 0.81 136 3.3 29 1099 01/23/14 DXKW WisdomTree Korea Hedged Equity ETF SB C 0.58 0.0 10.4 -2.9 18.7 0.53 -28.6 3 0.1 10 1099 11/07/13 HEWY iShares Currency Hedged MSCI South Korea ETF I FoF C 0.62 1.1 9.5 13.4 0.35 4 0.1 9 1099 07/01/15 KOR AdvisorShares KIM Korea Equity ETF A 0.99 0 0.0 8 1099 09/29/16 FKO First Trust South Korea AlphaDEX ETF SB 0.80 1.8 -2.3 -7.1 0.2 19.3 0.36 -33.4 28 0.6 4 1099 04/19/11

Spain EWP iShares MSCI Spain Capped ETF I 0.48 4.5 -1.8 -8.1 1.6 -2.2 27.1 1.52 -42.5 -61.2 1,178 31.1 573 1099 03/12/96 HEWP iShares Currency Hedged MSCI Spain ETF I FoF C 0.51 4.6 3.0 26.5 1.46 52 1.0 50 1099 07/01/15 DBSP Deutsche X-trackers MSCI Spain Hedged ETF I C 0.45 3.6 -9.0 27.9 0.20 1 0.0 2 1099 08/19/15 QESP SPDR MSCI Spain StrategicFactors ETF SB 0.30 3.7 -2.0 22.9 0.42 0 0.0 2 1099 06/12/14

Sweden EWD iShares MSCI Sweden Capped ETF I 0.48 3.7 2.4 -3.6 6.6 2.4 22.5 1.34 -25.6 -68.1 257 7.2 278 1099 03/12/96

Switzerland EWL iShares MSCI Switzerland Capped ETF I 0.48 2.6 -2.5 -1.3 8.0 3.8 16.0 0.97 -21.4 -51.6 861 25.0 1,002 1099 03/12/96 FSZ First Trust Switzerland AlphaDEX ETF SB 0.80 1.9 3.8 1.3 17.4 0.95 -19.0 14 0.6 104 1099 02/15/12 HEWL iShares Currency Hedged MSCI Switzerland ETF I FoF C 0.51 2.6 3.4 13.7 0.19 2 0.1 4 1099 07/01/15

Taiwan EWT iShares MSCI Taiwan ETF I 0.62 2.3 17.7 3.1 7.0 3.1 21.3 1.20 -31.3 -62.9 5,362 128.0 2,705 1099 06/23/00 FTW First Trust Taiwan AlphaDEX ETF SB 0.80 3.1 11.2 1.1 22.3 0.67 -37.7 0 0.0 3 1099 02/15/12

Thailand THD iShares MSCI Thailand Capped ETF I 0.62 2.5 26.3 4.4 6.4 20.4 0.89 -33.5 259 18.5 368 1099 03/28/08


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


TurkeyTUR iShares MSCI Turkey ETF I 0.62 2.8 -8.6 -10.1 -2.7 31.7 1.23 -47.0 370 12.6 323 1099 03/28/08

United Arab EmiratesUAE iShares MSCI UAE Capped ETF I 0.64 4.6 9.6 22.1 0.67 14 0.2 43 1099 05/01/14

United KingdomEWU iShares MSCI United Kingdom ETF I 0.48 3.9 -1.2 -5.3 3.2 -0.4 22.8 1.40 -29.4 -64.0 2,663 60.0 1,955 1099 03/12/96

HEWU iShares Currency Hedged MSCI United Kingdom ETF I FoF C 0.48 3.4 17.8 16.1 0.69 76 1.9 66 1099 07/01/15FKU First Trust United Kingdom AlphaDEX ETF SB 0.80 2.5 -16.6 -6.4 30.1 1.56 -31.8 11 0.4 28 1099 02/15/12

EWUS iShares MSCI United Kingdom Small-Cap ETF I 0.59 3.1 -11.6 -4.2 27.9 1.23 -27.1 8 0.3 22 1099 01/26/12DXPS WisdomTree United Kingdom Hedged Equity ETF SB C 0.48 3.3 21.9 5.5 16.2 0.88 -19.5 13 0.3 19 1099 06/28/13DBUK Deutsche X-trackers MSCI UK Hedged ETF I C 0.45 4.0 16.3 3.8 18.4 0.57 -22.8 2 0.0 5 1099 10/01/13QGBR SPDR MSCI United Kingdom StrategicFactors ETF SB 0.30 3.8 -3.1 22.2 0.55 0 0.0 2 1099 06/12/14

VietnamVNM VanEck Vectors Vietnam ETF I 0.67 2.4 -9.7 -8.8 0.7 21.2 0.82 -42.9 196 2.7 259 1099 08/14/09







2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date

U.S. Ultra-Short-Term (Cash Proxies) MINT PIMCO Enhanced Short Maturity Active ETF A 0.35 1.3 2.0 1.0 1.2 0.4 0.00 -0.3 459 46.5 5,621 1099 11/17/09

SHV iShares Short-Term Treasury Bond ETF I 0.15 0.3 0.4 0.1 0.1 0.3 0.00 -0.1 708 78.1 3,982 1099 01/11/07NEAR iShares Short Maturity Bond ETF A 0.26 1.1 1.4 0.9 0.6 0.00 -0.3 452 22.7 2,246 1099 09/26/13BIL SPDR Bloomberg Barclays 1-3 Month T-Bill ETF I 0.14 0.1 0.1 0.0 -0.1 0.3 0.00 -0.3 887 40.6 1,572 1099 05/30/07GSY Guggenheim Enhanced Short Duration ETF A 0.27 1.3 1.8 1.2 1.3 0.6 0.00 -0.4 197 9.9 937 1099 02/12/08RAVI FlexShares Ready Access Variable Income ETF A 0.25 0.9 1.5 0.8 1.4 -0.02 -0.8 26 2.0 147 1099 10/11/12HOLD AdvisorShares Sage Core Reserves ETF A 0.35 1.0 1.3 1.0 0.00 6 0.6 87 1099 01/15/14GBIL Goldman Sachs TreasuryAccess 0-1 Year ETF I 0.14 8 0.8 30 1099 09/08/16ICSH iShares Ultra Short-Term Bond ETF A 0.08 0.9 1.3 0.5 1.8 0.00 -1.2 4 0.2 20 1099 12/13/13ULST SPDR SSgA Ultra Short Term Bond ETF A 0.20 0.9 1.7 0.6 1.6 0.00 -0.5 4 0.2 14 1099 10/10/13

U.S. Aggregate BondAGG iShares Core U.S. Aggregate Bond ETF I 0.05 2.4 2.4 2.9 2.1 4.2 3.1 -0.04 -4.5 -12.8 3,006 328.6 41,571 1099 09/26/03

BND Vanguard Total Bond Market ETF I 0.06 2.5 2.5 2.9 2.1 3.3 -0.05 -4.8 2,157 176.0 31,502 1099 04/10/07SCHZ Schwab US Aggregate Bond ETF I 0.04 2.2 2.2 2.9 2.0 2.8 -0.05 -4.3 401 20.9 3,306 1099 07/14/11BNDS SPDR Bloomberg Barclays Aggregate Bond ETF I 0.08 2.6 2.4 2.9 2.1 3.1 -0.06 -4.4 135 7.8 1,218 1099 05/30/07IUSB iShares Core Total USD Bond Market ETF I 0.08 2.5 4.0 3.3 -0.01 60 3.1 789 1099 06/12/14VBND Vident Core U.S. Bond Strategy ETF SB 0.48 1.7 2.2 4.2 -0.04 24 1.2 477 1099 10/16/14FBND Fidelity Total Bond ETF A 0.45 2.9 6.7 3.5 0.01 47 2.3 219 1099 10/09/14AGGP IQ Enhanced Core Plus Bond U.S. ETF SB FoF 0.34 86 1.7 211 1099 05/10/16AGGY WisdomTree Barclays Yield Enh US Agg Bond ETF SB 0.12 2.7 4.4 4.0 -0.05 21 1.0 114 1099 07/09/15FIBR iShares Edge U.S. Fixed Income Balanced Risk ETF A 0.25 2.9 4.9 4.9 0.01 8 0.8 99 1099 02/26/15AGGE IQ Enhanced Core Bond U.S. ETF SB FoF 0.34 40 0.8 77 1099 05/10/16NUAG NuShares Enhanced Yield U.S. Aggregate Bond ETF SB 0.20 9 0.2 49 1099 09/15/16AGZD WisdomTree Barclays Int Rate Hdg US Agg Bond ETF I I 0.23 1.7 2.2 0.6 5.1 0.04 -4.4 3 0.2 19 1099 12/18/13AGND WisdomTree Barclays Neg Dur US Agg Bond ETF I I 0.28 1.6 2.3 -2.4 8.1 0.09 -13.9 4 0.2 18 1099 12/18/13GMTB Columbia Core Bond ETF A 0.46 2.0 2.3 3.0 1.6 4.0 -0.01 -3.6 0 0.0 8 1099 01/29/10BNDC FlexShares Core Select Bond ETF A FoF 0.35 3 1099 11/21/16

U.S. Treasury BondSHY iShares 1-3 Year Treasury Bond ETF I 0.15 0.7 0.8 0.6 0.4 2.0 1.0 -0.02 -1.0 -2.2 2,012 170.4 10,928 1099 07/26/02

IEF iShares 7-10 Year Treasury Bond ETF I 0.15 1.8 1.0 3.8 1.7 5.3 5.4 -0.16 -8.4 -10.4 2,076 222.7 7,547 1099 07/26/02IEI iShares 3-7 Year Treasury Bond ETF I 0.15 1.3 1.2 2.0 1.2 3.0 -0.08 -4.3 506 62.8 5,868 1099 01/11/07TLT iShares 20+ Year Treasury Bond ETF I 0.15 2.6 1.2 8.1 2.4 6.6 12.9 -0.37 -17.9 -26.6 10,247 1,273.8 5,135 1099 07/26/02

GOVT iShares U.S. Treasury Bond ETF I 0.15 1.4 0.8 2.1 3.9 -0.11 -5.9 1,085 27.5 2,812 1099 02/16/12SCHO Schwab Short-Term U.S. Treasury ETF I 0.06 0.8 0.8 0.6 0.5 1.0 -0.03 -0.9 270 13.6 1,414 1099 08/05/10SCHR Schwab Intermediate-Term U.S. Treasury ETF I 0.06 1.4 1.0 2.3 1.3 3.5 -0.11 -5.2 112 6.1 790 1099 08/05/10ITE SPDR Bloomberg Barclays Internediate Treasury ETF I 0.10 1.2 0.3 1.5 0.9 2.6 -0.07 -3.6 63 3.8 513 1099 05/30/07TLH iShares 10-20 Year Treasury Bond ETF I 0.15 1.9 0.8 5.3 2.2 7.2 -0.22 -11.0 72 9.7 492 1099 01/11/07EDV Vanguard Extended Duration Treasury ETF I 0.07 3.0 1.6 11.8 2.8 17.7 -0.49 -24.2 95 11.1 405 1099 12/11/07TLO SPDR Bloomberg Barclays Long Term Treasury ETF I 0.10 2.5 0.9 7.5 2.3 12.1 -0.34 -17.1 119 8.5 338 1099 05/30/07PLW PowerShares 1-30 Laddered Treasury ETF SB 0.25 2.0 0.7 5.1 1.9 7.5 -0.22 -11.2 34 1.1 187 1099 10/11/07ZROZ PIMCO 25+ Year Zero Coupon US Treasury Idx ETF I 0.15 3.0 2.0 12.5 2.6 19.9 -0.56 -25.8 35 4.1 149 1099 11/02/09SST SPDR Bloomberg Barclays Short Term Treasury ETF I 0.10 1.0 0.8 1.0 0.7 1.9 -0.05 -5.8 56 1.7 141 1099 12/01/11TUZ PIMCO 1-3 Year U.S. Treasury Index ETF I 0.15 0.8 0.8 0.5 0.4 1.7 -0.03 -1.0 47 2.4 96 1099 06/02/09



2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


TFLO iShares Treasury Floating Rate Bond ETF I 0.15 0.3 -0.1 1.0 0.01 3 0.1 20 1099 02/04/14 USFR WisdomTree Bloomberg Floating Rate Treasury ETF I 0.15 0.3 0.9 1.2 0.01 0 0.0 1 1099 02/04/14

U.S. Short-Term Bond BSV Vanguard Short-Term Bond ETF I 0.09 1.5 1.3 1.2 1.2 1.5 -0.04 -1.7 1,525 121.9 19,578 1099 04/10/07 CSJ iShares 1-3 Year Credit Bond ETF I 0.20 1.5 1.8 1.0 1.4 1.0 0.00 -0.8 611 64.2 11,129 1099 01/11/07

VGSH Vanguard Short-Term Government ETF I 0.07 0.8 1.1 0.7 0.6 1.1 -0.02 -0.9 129 7.9 990 1099 11/23/09 ISTB iShares Core 1-5 Year USD Bond ETF I 0.08 1.9 2.6 1.5 1.7 -0.01 -1.5 106 5.3 605 1099 10/22/12 FTSM First Trust Enhanced Short Maturity ETF A 0.25 1.2 1.2 0.7 0.00 179 10.7 545 1099 08/06/14 LMBS First Trust Low Duration Mortgage Opp ETF A 0.65 2.8 6.5 2.8 -0.06 122 6.4 352 1099 11/05/14 MINC AdvisorShares Newfleet Multi-Sector Income ETF A 0.75 2.7 3.2 2.2 2.2 -0.01 -3.5 29 1.4 260 1099 03/20/13 FTSD Franklin Liberty Short Duration U.S. Government ETF A 0.30 2.0 0.9 0.7 2.2 0.01 -0.9 5 0.5 170 1099 11/05/13 LDUR PIMCO Low Duration Active ETF A 0.49 1.9 2.6 3.2 0.00 5 0.5 73 1099 01/23/14 VNLA Janus Short Duration Income ETF A 0.35 35 1099 11/17/16

U.S. Intermediate-Term Bond BIV Vanguard Intermediate-Term Bond ETF I 0.09 2.6 3.0 3.7 2.8 4.1 -0.09 -5.9 787 66.6 11,269 1099 04/10/07

CIU iShares Intermediate Credit Bond ETF I 0.20 2.4 3.3 2.6 2.9 2.5 -0.01 -3.1 427 46.6 6,610 1099 01/11/07 GVI iShares Intermediate Govt/Credit ETF I 0.20 1.8 2.0 1.9 1.6 2.3 -0.05 -3.3 134 14.9 2,208 1099 01/11/07 CRED iShares U.S. Credit Bond ETF I 0.15 3.1 5.6 4.0 3.4 4.0 -0.02 -5.0 92 10.1 1,109 1099 01/11/07 VGIT Vanguard Intermediate-Term Govt ETF I 0.07 1.6 0.8 2.3 1.2 3.6 -0.11 -5.2 182 11.9 930 1099 11/23/09 AGZ iShares Agency Bond ETF I 0.20 1.3 1.0 2.0 1.3 2.4 -0.05 -2.9 17 2.0 608 1099 11/05/08 FLTB Fidelity Limited Term Bond ETF A 0.45 1.6 2.1 2.2 -0.03 80 4.0 265 1099 10/09/14 GBF iShares Government/Credit Bond ETF I 0.20 2.1 2.4 2.7 1.9 3.7 -0.08 -5.2 28 3.2 185 1099 01/11/07 VRIG PowerShares Variable Rate Investment Grade ETF A 0.30 2.2 13 0.3 50 1099 09/22/16 CLYH iShares Interest Rate Hdg 10+ Yr Credit Bond ETF A FoF I 0.29 2.6 7.6 8.4 0.05 3 0.1 9 1099 07/23/15

U.S. Long-Term Bond BLV Vanguard Long-Term Bond ETF I 0.09 4.0 6.8 7.2 3.9 9.2 -0.14 -12.4 240 21.8 1,676 1099 04/10/07 CLY iShares 10+ Year Credit Bond ETF I 0.20 4.2 9.9 6.6 4.4 8.0 -0.03 -11.2 181 10.9 869 1099 12/09/09 VGLT Vanguard Long-Term Government ETF I 0.07 2.7 1.2 7.7 2.5 12.2 -0.34 -16.9 163 12.5 535 1099 11/23/09 LWC SPDR Bloomberg Barclays Long Term Corp ETF I 0.12 4.3 10.7 7.0 4.8 8.9 -0.06 -12.3 53 2.2 195 1099 03/11/09 ILTB iShares Core 10+ Year USD Bond ETF I 0.08 4.0 7.8 7.5 4.0 8.8 -0.11 -11.9 26 1.6 158 1099 12/09/09

U.S. TIPS Bond TIP iShares TIPS Bond ETF I 0.20 1.5 4.7 2.1 0.7 4.2 4.5 -0.02 -5.3 -14.6 1,911 218.0 21,355 1099 12/05/03 VTIP Vanguard Short-Term Inflation-Protected Sec ETF I 0.07 0.8 2.4 0.4 1.7 0.02 -3.3 414 20.5 2,918 1099 10/16/12

TDTT FlexShares iBoxx 3-Yr Target Duration TIPS ETF I 0.20 1.0 3.2 0.3 0.3 2.0 0.00 -3.7 126 3.1 1,874 1099 09/22/11 SCHP Schwab U.S. TIPS ETF I 0.07 1.4 4.6 2.3 0.8 4.5 -0.01 -5.3 257 14.3 1,615 1099 08/05/10 STPZ PIMCO 1-5 Year U.S. TIPS Index ETF I 0.20 0.6 2.9 0.4 0.3 2.1 0.01 -3.9 75 3.9 1,079 1099 08/21/09 STIP iShares 0-5 Year TIPS Bond ETF I 0.10 0.9 2.7 0.5 0.3 1.6 0.01 -3.3 67 6.7 876 1099 12/03/10 IPE SPDR Bloomberg Barclays TIPS ETF I 0.15 1.9 4.8 2.3 0.7 4.9 -0.03 -5.9 60 3.4 781 1099 05/30/07 TDTF FlexShares iBoxx 5-Yr Target Duration TIPS ETF I 0.20 1.5 4.4 1.2 0.7 3.5 0.00 -4.3 98 2.5 677 1099 09/22/11 LTPZ PIMCO 15+ Year U.S. TIPS Index ETF I 0.20 2.3 9.2 6.0 1.4 12.3 -0.08 -15.9 16 1.1 102 1099 09/08/09 TIPZ PIMCO Broad U.S. TIPS Index ETF I 0.20 1.1 5.1 2.3 0.7 5.0 -0.02 -6.1 15 0.9 62 1099 09/08/09 TIPX SPDR Bloomberg Barclays 1-10 Year TIPS ETF I 0.15 1.0 1.9 1.1 5.0 0.04 -5.3 11 0.2 58 1099 05/30/13 RINF ProShares Inflation Expectations ETF I I 0.30 1.1 4.2 -5.8 13.7 0.16 -27.5 29 0.8 47 1099 01/12/12 EQWM PowerShares Russell Midcap Equal Weight ETF SB 0.25 1.6 16.1 7.1 13.2 6.1 16.6 0.84 -22.4 -58.2 2 0.1 25 1099 12/01/06


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


U.S. Corporate Investment Grade LQD iShares iBoxx $ Investment Grade Corp Bond ETF I 0.15 3.3 6.2 4.3 4.2 5.4 5.0 -0.02 -6.0 -21.5 5,473 649.0 27,104 1099 07/26/02 VCSH Vanguard Short-Term Corporate ETF I 0.07 2.1 2.6 1.9 2.5 1.7 0.00 -1.7 1,318 105.0 15,817 1099 11/23/09 VCIT Vanguard Intermediate-Term Corp ETF I 0.07 3.3 5.3 4.6 4.4 3.9 -0.03 -4.9 860 74.7 10,345 1099 11/23/09

FLOT iShares Floating Rate Bond ETF I 0.20 1.0 1.5 0.7 1.4 0.9 0.01 -0.6 826 41.9 4,013 1099 06/17/11 SCPB SPDR Bloomberg Barclays Short Term Corporate ETF I 0.12 1.6 2.1 1.3 1.8 1.3 0.00 -0.7 923 28.2 3,517 1099 12/17/09 ITR SPDR Bloomberg Barclays Intermediate Corp ETF I 0.12 2.7 4.2 3.0 3.3 2.9 -0.02 -3.0 364 12.5 1,716 1099 02/11/09 VCLT Vanguard Long-Term Corporate ETF I 0.07 4.3 10.8 7.1 5.2 8.4 0.00 -11.7 239 21.5 1,528 1099 11/23/09 BSCI Guggenheim BulletShares 2018 Corp Bond ETF I 0.24 1.6 2.3 2.1 1.6 0.00 -1.1 157 3.3 966 1099 03/28/12 BSCH Guggenheim BulletShares 2017 Corp Bond ETF I 0.24 1.3 1.8 1.4 3.1 1.5 0.01 -1.0 145 3.3 872 1099 06/07/10 FLRN SPDR Bloomberg Barclays InvGrd Floating Rate ETF I 0.15 1.1 1.7 0.7 1.1 2.0 -0.01 -1.2 114 3.5 738 1099 12/01/11 BSCJ Guggenheim BulletShares 2019 Corp Bond ETF I 0.24 1.9 3.2 3.0 1.9 -0.01 -1.5 152 3.2 733 1099 03/28/12 BSCK Guggenheim BulletShares 2020 Corp Bond ETF I 0.24 2.2 3.8 3.5 2.7 -0.02 -2.4 177 3.8 703 1099 03/28/12 BSCL Guggenheim BulletShares 2021 Corp Bond ETF I 0.24 2.5 4.9 4.3 3.4 -0.02 -3.2 146 3.1 526 1099 07/17/13 CORP PIMCO Investment Grade Corp Bond Index ETF I 0.20 2.9 6.3 4.3 4.5 4.5 -0.01 -5.3 55 5.7 515 1099 09/21/10 BSCM Guggenheim BulletShares 2022 Corp Bond ETF I 0.24 2.7 5.9 4.6 4.1 -0.01 -3.9 120 2.5 395 1099 07/17/13 IBDM iShares iBonds Dec 2021 Term Corporate ETF I 0.10 2.5 4.1 3.6 -0.01 71 1.8 251 1099 03/12/15 IBDL iShares iBonds Dec 2020 Term Corporate ETF I 0.10 2.3 3.4 2.7 -0.02 55 1.4 231 1099 12/04/14 IBDK iShares iBonds Dec 2019 Term Corporate ETF I 0.10 1.9 2.9 2.6 -0.01 51 1.3 224 1099 03/12/15 SLQD iShares 0-5 Year Investment Grade Corp Bond ETF I 0.08 1.8 1.7 1.6 2.2 0.00 -1.5 69 3.5 221 1099 10/17/13 IBDH iShares iBonds Dec 2018 Term Corporate ETF I 0.10 1.6 2.2 1.9 0.00 51 1.3 177 1099 05/29/14 IBDN iShares iBonds Dec 2022 Term Corporate ETF I 0.10 2.9 4.8 3.9 0.00 44 1.1 155 1099 03/12/15 BSCN Guggenheim BulletShares 2023 Corp Bond ETF I 0.24 2.9 6.0 4.3 -0.01 57 1.2 132 1099 09/17/14 BSCO Guggenheim BulletShares 2024 Corp Bond ETF I 0.24 3.0 6.6 5.0 0.02 27 0.6 132 1099 09/17/14 IBDJ iShares iBonds Dec 2017 Term Corporate ETF I 0.10 1.3 1.6 1.6 0.01 37 0.9 126 1099 03/12/15 QLTA iShares Aaa - A Rated Corporate Bond ETF I 0.15 2.6 4.3 3.7 4.4 -0.06 -5.6 20 1.1 108 1099 02/16/12 IBDB iShares iBonds Mar 2018 Term Corporate ETF I 0.10 1.5 1.6 1.6 3.7 -0.02 -1.4 15 0.4 104 1099 07/10/13 IBDO iShares iBonds Dec 2023 Term Corporate ETF I 0.10 3.0 5.3 4.5 -0.03 29 0.7 99 1099 03/12/15 IBDQ iShares iBonds Dec 2025 Term Corporate ETF I 0.10 3.4 5.0 5.3 -0.05 40 1.0 99 1099 03/12/15 IBDC iShares iBonds Mar 2020 Term Corporate ETF I 0.10 2.2 3.2 3.2 4.8 0.05 -2.9 6 0.2 91 1099 07/10/13 IBCC iShares iBonds Mar 2018 Term Corp ex-Financials ETF I 0.10 1.4 0.8 1.6 3.2 -0.01 -1.8 73 1.8 87 1099 04/19/13 IBCD iShares iBonds Mar 2020 Term Corp ex-Financials ETF I 0.10 2.0 2.5 2.8 4.2 -0.03 -3.1 8 0.2 85 1099 04/19/13 IBDD iShares iBonds Mar 2023 Term Corporate ETF I 0.10 2.9 3.6 4.8 6.6 -0.02 -4.8 7 0.2 83 1099 07/10/13 FLTR VanEck Vectors Investment Grd Floating Rate ETF I 0.14 1.2 2.5 0.9 2.6 2.0 0.01 -2.4 22 0.5 80 1099 04/26/11 IBDP iShares iBonds Dec 2024 Term Corporate ETF I 0.10 3.2 5.3 4.9 -0.03 24 0.6 73 1099 03/12/15 PFIG PowerShares Fundamental Inv. Grade Corp ETF SB 0.22 2.6 3.4 3.1 2.6 4.1 -0.02 -3.6 19 0.5 63 1099 09/15/11 BSCP Guggenheim BulletShares 2025 Corp Bond ETF I 0.24 2.8 5.8 5.2 0.02 24 0.5 51 1099 10/07/15 IBCE iShares iBonds Mar 2023 Term Corp ex-Financials ETF I 0.10 2.8 4.6 4.8 5.3 -0.05 -5.0 6 0.1 44 1099 04/19/13 FCOR Fidelity Corporate Bond ETF A 0.45 3.0 7.5 5.6 0.00 8 0.4 40 1099 10/09/14 SKOR FlexShares Credit-Scored US Corporate Bond ETF SB 0.22 2.3 2.6 3.7 -0.02 6 0.3 35 1099 11/13/14 CBND SPDR Bloomberg Barclays Issuer Scored Corp ETF SB 0.16 3.1 5.0 3.8 3.6 5.0 -0.05 -5.1 10 0.3 32 1099 04/07/11


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


LDRI PowerShares LadderRite 0-5 Year Corp Bond ETF SB 0.22 1.8 2.2 8.2 -0.11 12 0.3 26 1099 09/10/14 IBDR iShares iBonds Dec 2026 Term Corporate ETF I 0.10 19 0.5 18 1099 09/15/16 BSCQ Guggenheim BulletShares 2026 Corporate Bond ETF I 0.24 10 0.2 17 1099 09/14/16 LKOR FlexShares Credit-Scored US Long Corp Bond ETF SB 0.22 5.5 6.6 8.9 -0.01 2 0.1 13 1099 09/23/15 SFIG WisdomTree Fundamental U.S. S-T Corp Bond ETF SB 0.18 1.5 0 0.0 5 1099 04/27/16 WFIG WisdomTree Fundamental U.S. Corporate Bond ETF SB 0.18 2.7 0 0.0 5 1099 04/27/16

U.S. Corp. Inv. Grade Interest-Rate-Hedged IGHG ProShares Investment Grade–Int Rate Hedged ETF I I 0.30 3.4 7.9 1.1 7.5 0.15 -11.7 28 2.1 160 1099 11/07/13 LQDH iShares Interest Rate Hedged Corporate Bond ETF A FoF I 0.24 2.3 5.1 4.7 0.11 9 0.8 42 1099 05/29/14 IGIH Deutsche X-trackers Invest Grd Bond Int Hgd ETF I I 0.25 3.3 4.6 11.9 0.13 1 0.0 5 1099 03/03/15

U.S. Corporate High Yield HYG iShares iBoxx $ High Yield Corp Bond ETF I 0.50 5.2 13.4 3.2 5.3 8.2 0.49 -13.4 12,560 1,078.6 18,954 1099 04/11/07

JNK SPDR Bloomberg Barclays High Yield Bond ETF I 0.40 6.0 14.4 2.4 5.2 8.5 0.50 -16.9 11,987 433.8 12,011 1099 11/28/07 BKLN PowerShares Senior Loan ETF I 0.65 4.5 9.2 2.1 4.1 3.3 0.14 -7.1 4,286 99.4 7,919 1099 03/03/11 SJNK SPDR Bloomberg Barclays Short Term High Yield ETF I 0.40 5.6 14.2 1.9 5.9 0.33 -15.0 1,662 45.6 3,731 1099 03/15/12 HYS PIMCO 0-5 Year High Yield Corp Bond Index ETF I 0.55 5.1 15.0 3.1 5.6 6.4 0.35 -12.3 399 39.4 2,262 1099 06/17/11 SHYG iShares 0-5 Year High Yield Corporate Bond ETF I 0.30 5.5 12.5 2.8 5.4 0.32 -10.3 393 18.4 1,638 1099 10/17/13 PHB PowerShares Fundamental High Yield Corp Bd ETF SB 0.50 4.6 13.0 3.9 5.1 6.3 0.34 -10.2 820 15.3 1,146 1099 11/15/07 SRLN SPDR Blackstone/GSO Senior Loan ETF A 0.70 3.9 7.1 2.2 2.0 0.06 -5.6 183 8.7 1,095 1099 04/04/13 BSJI Guggenheim BulletShares 2018 HY Corp Bond ETF I 0.43 4.4 11.3 2.4 4.2 0.21 -9.6 270 6.8 939 1099 04/25/12 FTSL First Trust Senior Loan ETF A 0.85 3.7 7.5 3.1 2.3 0.04 -4.3 179 8.7 818 1099 05/02/13 BSJH Guggenheim BulletShares 2017 HY Corp Bond ETF I 0.43 3.8 7.5 2.3 3.1 0.14 -6.3 118 3.1 669 1099 04/25/12 ANGL VanEck Vectors Fallen Angel High Yield Bond ETF SB 0.35 5.4 25.7 8.4 7.4 0.35 -13.1 283 8.1 505 1099 04/11/12 BSJJ Guggenheim BulletShares 2019 HY Corp Bond ETF I 0.43 5.0 11.8 2.5 5.4 0.29 -11.4 183 4.4 505 1099 09/24/13 SNLN Highland/iBoxx Senior Loan ETF SB 0.55 4.4 8.6 2.3 2.8 0.06 -6.7 368 6.9 480 1099 11/07/12 BSJK Guggenheim BulletShares 2020 HY Corp Bond ETF I 0.43 5.0 13.5 3.0 6.1 0.32 -13.8 128 3.1 284 1099 09/24/13 HYLD AdvisorShares Peritus High Yield ETF A 1.28 6.4 17.1 -4.2 2.4 8.8 0.35 -34.7 32 1.1 196 1099 12/01/10 BSJM Guggenheim BulletShares 2022 HY Corp Bond ETF I 0.42 5.0 16.6 7.6 0.42 62 1.5 93 1099 09/17/14 BSJL Guggenheim BulletShares 2021 HY Corp Bond ETF I 0.42 5.1 14.0 5.9 0.31 30 0.7 89 1099 09/17/14 BLHY Virtus Newfleet Dynamic Credit ETF A 0.68 78 1099 12/06/16 CJNK SPDR BofA Merrill Lynch Crossover Corp Bond ETF I 0.30 4.2 12.2 5.1 9.5 0.16 -8.3 20 0.5 36 1099 06/19/12 FLRT AdvisorShares Pacific Asset Enh Floating Rate ETF A 1.12 3.4 9.9 11.1 0.03 1 0.0 28 1099 02/19/15 BSJN Guggenheim BulletShares 2023 HY Corp Bond ETF I 0.43 4.8 14.7 8.7 0.39 26 0.7 26 1099 10/07/15 FALN iShares Fallen Angels USD Bond ETF I 0.35 1 0.0 11 1099 06/16/16 HYXE iShares iBoxx $ High Yield ex Oil & Gas Corp Bnd ETF I 0.50 0 0.0 10 1099 06/16/16 BSJO Guggenheim BulletShares 2024 High Yield Corp ETF I 0.43 9 0.2 8 1099 09/14/16 WFHY WisdomTree Fundamental U.S. HY Corp Bond ETF SB 0.38 5.2 0 0.0 5 1099 04/27/16 SFHY WisdomTree Fundamental U.S. S-T HY Bond ETF SB 0.38 4.4 0 0.0 5 1099 04/27/16

U.S. Corp. High-Yield Interest-Rate-Hedged HYGH iShares Interest Rate Hedged High Yield Bond ETF A FoF I 0.54 4.6 13.2 9.6 0.49 41 3.6 206 1099 05/29/14 HYHG ProShares High Yield–Interest Rate Hedged ETF I I 0.50 5.4 15.8 0.2 10.3 0.41 -23.2 10 0.7 101 1099 05/23/13 HYZD WisdomTree Interest Rate Hdg High Yield Bond ETF I I 0.43 4.7 14.9 2.9 10.9 0.18 -16.0 9 0.2 17 1099 12/18/13 HYIH Deutsche X-trackers HY Corporate Int Hgd ETF I I 0.35 5.3 15.2 10.3 0.19 2 0.0 9 1099 03/03/15 HYND WisdomTree Negative Duration High Yield Bond ETF I I 0.48 4.4 16.7 -0.7 16.0 0.09 -24.9 5 0.1 9 1099 12/18/13


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


THHY VanEck Vectors Treas-Hedged High Yield Bond ETF I I 0.50 4.6 13.8 2.4 9.2 0.27 -20.7 1 0.0 5 1099 03/22/13 WYDE ProShares CDS Short North Amer HY Credit ETF A I 0.50 0.0 -9.9 7.7 -0.20 1 0.0 3 1099 08/07/14

U.S. Convertible Bond CWB SPDR Bloomberg Barclays Convertible Securities ETF I 0.40 4.5 10.5 5.7 10.5 10.1 0.69 -15.9 989 45.0 3,127 1099 04/16/09

FCVT First Trust SSI Strategic Convertible Securities ETF A 0.95 1.9 8.0 31.2 0.01 19 0.5 20 1099 11/04/15 ICVT iShares Convertible Bond ETF I 0.20 3.0 9.8 14.6 0.39 5 0.2 15 1099 06/04/15

National Tax-Exempt Muni Bond MUB iShares National Muni Bond ETF I 0.25 2.2 -0.2 3.9 2.7 3.2 -0.07 -6.7 990 107.4 8,211 1099 09/10/07 SHM SPDR Nuveen Bloomberg Barclays S-Term Muni ETF I 0.20 1.0 -0.6 0.5 0.7 1.6 -0.02 -2.7 697 33.5 3,334 1099 10/18/07 TFI SPDR Nuveen Bloomberg Barclays Muni Bond ETF I 0.23 2.2 -0.4 4.1 2.9 3.3 -0.08 -6.7 598 28.6 2,076 1099 09/13/07

ITM VanEck Vectors Intermediate Municipal ETF I 0.24 2.3 -1.1 4.2 2.8 4.2 -0.08 -7.6 606 14.2 1,463 1099 12/06/07 SUB iShares Short-Term National Muni Bond ETF I 0.25 0.7 -0.1 0.4 0.5 1.0 -0.01 -1.7 132 13.9 1,340 1099 11/05/08 PZA PowerShares National AMT-Free Muni Bond ETF I 0.28 3.2 0.8 6.5 4.3 3.5 -0.05 -7.1 414 10.3 1,248 1099 10/11/07 VTEB Vanguard Tax-Exempt Bond ETF I 0.12 1.7 0.2 3.3 -0.07 241 12.2 661 1099 08/25/15 MUNI PIMCO Intermediate Municipal Bond Active ETF A 0.35 2.4 -0.7 2.6 1.9 3.4 -0.05 -5.1 45 2.4 273 1099 12/01/09 SMB VanEck Vectors Short Municipal ETF I 0.20 1.1 -0.5 0.5 0.8 3.1 -0.01 -4.1 120 2.1 264 1099 02/26/08 IBMF iShares iBonds Sep 2017 Term Muni Bond ETF I 0.18 0.9 0.3 0.6 0.9 1.7 0.00 -1.0 33 0.9 200 1099 01/06/10 IBMG iShares iBonds Sep 2018 Term Muni Bond ETF I 0.18 0.9 0.4 1.1 1.7 0.00 -1.6 31 0.8 159 1099 03/21/13 MLN VanEck Vectors Long Municipal ETF I 0.24 3.1 0.2 7.0 4.1 5.7 -0.08 -10.5 95 1.9 142 1099 01/07/08 IBMH iShares iBonds Sep 2019 Term Muni Bond ETF I 0.18 1.0 -0.1 2.6 0.01 29 0.7 137 1099 02/06/14 IBMI iShares iBonds Sep 2020 Term Muni Bond ETF I 0.18 1.1 0.0 2.1 -0.02 30 0.8 136 1099 08/14/14 IBMJ iShares iBonds Dec 2021 Term Muni Bond ETF I 0.18 1.2 0.1 3.2 -0.05 24 0.6 82 1099 09/03/15 FMB First Trust Managed Municipal ETF A 0.50 2.6 1.3 3.8 -0.04 29 1.5 82 1099 05/15/14 IBMK iShares iBonds Dec 2022 Term Muni Bond ETF I 0.18 1.3 -0.1 3.8 -0.06 32 0.8 79 1099 09/03/15 PVI PowerShares VRDO Tax-Free Weekly ETF I 0.25 0.2 0.3 0.0 0.0 0.8 0.00 -0.6 26 0.6 69 1099 11/15/07 SMMU PIMCO Short Term Municipal Bond Active ETF A 0.35 1.0 -0.7 0.3 0.4 4.3 -0.03 -3.5 10 0.5 67 1099 02/03/10 RVNU Deutsche X-trackers Muni Infrastructure RevBd ETF I 0.30 2.7 0.5 6.6 7.7 -0.04 -10.1 40 1.1 62 1099 06/04/13 MEAR iShares Short Maturity Municipal Bond ETF A 0.25 0.8 0.3 2.0 -0.01 9 0.4 35 1099 03/05/15 PRB VanEck Vectors Pre-Refunded Municipal ETF I 0.24 0.9 -0.6 0.4 0.2 3.1 -0.03 -2.3 2 0.0 19 1099 02/03/09 MCEF First Trust Municipal CEF Income Opportunity ETF A 1.91 7 0.1 6 1099 09/28/16 GMMB Columbia Intermediate Municipal Bond ETF A 0.41 2.7 0.1 3.0 2.4 3.6 -0.01 -5.2 0 0.0 5 1099 01/29/10 ITMS VanEck Vectors AMT-Free 6-8 Year Municipal ETF I 0.24 1 0.0 5 1099 09/20/16 ITML VanEck Vectors AMT-Free 12-17 Year Municipal ETF I 0.24 0 0.0 5 1099 09/20/16

National High-Yield Tax-Exempt Muni Bond HYD VanEck Vectors High-Yield Municipal ETF I 0.35 4.5 0.4 6.6 5.1 6.2 -0.02 -10.5 1,142 34.1 1,692 1099 02/05/09 HYMB SPDR Nuveen S&P High Yield Municipal Bond ETF I 0.45 4.0 2.0 7.7 6.0 5.2 -0.04 -8.0 201 11.3 532 1099 04/14/11

SHYD VanEck Vectors Short High-Yield Municipal ETF I 0.35 3.0 -0.2 6.7 -0.02 56 1.3 132 1099 01/14/14 XMPT VanEck Vectors CEF Municipal Income ETF I FoF 1.56 5.2 1.0 9.0 4.5 9.3 0.04 -13.3 51 1.3 74 1099 07/13/11

State Tax-Exempt Muni Bond CMF iShares California Muni Bond ETF I 0.25 2.2 -0.2 4.6 3.6 3.4 -0.06 -16.5 75 8.7 722 1099 10/05/07 NYF iShares New York Muni Bond ETF I 0.25 2.4 -0.4 4.1 2.9 3.2 -0.05 -6.0 17 1.8 245 1099 10/05/07 PWZ PowerShares California AMT-Free Muni Bond ETF I 0.28 2.8 0.6 6.5 4.5 4.6 -0.04 -7.3 133 3.4 193 1099 10/11/07 PZT PowerShares New York AMT-Free Muni Bond ETF I 0.28 3.3 1.6 6.5 3.8 5.1 -0.06 -7.3 14 0.3 62 1099 10/11/07


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


Global Bond TOTL SPDR DoubleLine Total Return Tactical ETF A 0.55 3.1 2.8 2.3 -0.04 436 21.4 3,039 1099 02/24/15

BOND PIMCO Total Return Active ETF A C 0.55 2.8 2.8 3.5 3.5 0.00 -3.8 170 17.8 2,195 1099 03/01/12 RIGS RiverFront Strategic Income Fund ETF A 0.16 4.6 8.8 4.0 6.2 0.28 -4.8 31 0.8 327 1099 10/09/13 NFLT Virtus Newfleet Multi-Sector Unconstrained Bnd ETF A 0.80 3.9 7.4 5.4 0.03 66 1.7 198 1099 08/11/15 HYLB Deutsche X-trackers USD High Yield Corp Bond ETF I 0.25 136 1099 12/07/16 GHYG iShares Global High Yield Corporate Bond ETF I 0.40 4.6 13.9 1.4 8.3 0.37 -15.5 14 0.7 102 1099 04/05/12 PGHY PowerShares Global Short Term High Yield Bd ETF I 0.35 6.4 13.7 4.4 6.4 0.21 -5.6 48 1.2 95 1099 06/20/13 ILB PIMCO Global Advantage Infl-Lnkd Bnd Active ETF A 0.60 1.4 4.5 -2.6 12.3 0.11 -22.1 12 0.5 78 1099 05/01/12 FLCO Franklin Liberty Investment Grade Corporate ETF A 0.40 53 1099 10/05/16 DI PIMCO Diversified Income Active ETF A 0.85 4.3 12.0 11.4 0.06 4 0.2 37 1099 01/23/14 STOT SPDR DoubleLine Short Duration Tot Ret Tact ETF A 0.45 1.8 20 1.0 30 1099 04/14/16 GTO Guggenheim Total Return Bond ETF A 0.50 3.2 9 0.5 25 1099 02/10/16 JPHY JPMorgan Disciplined High Yield ETF A 0.40 8 0.4 25 1099 09/15/16 IMTB iShares Core 5-10 Year USD Bond ETF I 0.08 3.2 24 1099 11/03/16 FWDB AdvisorShares Madrona Global Bond ETF A FoF 1.33 3.2 6.2 3.3 3.1 6.4 0.11 -5.0 2 0.0 19 1099 06/21/11 BYLD iShares Yield Optimized Bond ETF SB FoF 0.27 3.1 5.9 4.0 0.03 5 0.1 18 1099 04/24/14 DWFI SPDR Dorsey Wright Fixed Income Allocation ETF SB FoF 0.60 15 0.4 13 1099 06/02/16 RFCI RiverFront Dynamic Core Income ETF A 0.51 6 0.1 7 1099 06/14/16 CRDT WisdomTree Strategic Corporate Bond ETF A C 0.45 3.3 6.1 3.5 6.1 0.01 -5.6 0 0.0 7 1099 01/31/13 RFUN RiverFront Dynamic Unconstrained Income ETF A 0.51 5 0.1 5 1099 06/14/16 IFIX Deutsche X-trackers Barclays Intl Corp Bnd Hdg ETF I C 0.30 5 1099 10/25/16 UBND WisdomTree Western Asset Unconstrained Bnd ETF A 0.55 3.0 9.3 5.9 -0.01 0 0.0 5 1099 06/11/15 MAUI AdvisorShares Market Adaptive Unconstrained Inc ETF A FoF 1.26 1.2 5.4 10.0 0.08 2 0.0 1 1099 07/09/14

International Bond BNDX Vanguard Total International Bond ETF I C 0.15 1.9 4.6 4.8 3.1 -0.03 -3.9 767 42.0 6,089 1099 06/04/13

BWX SPDR Bloomberg Barclays Intl Treasury Bond ETF I 0.50 0.7 0.6 -2.9 -1.4 7.9 0.02 -15.4 828 22.3 1,465 1099 10/08/07 IGOV iShares International Treasury ETF I 0.35 0.7 0.9 -2.9 -1.0 8.5 -0.03 -15.8 144 13.3 678 1099 01/23/09 WIP SPDR Citi Intl Govt Inflation-Protected Bond ETF I 0.50 0.1 4.6 -2.3 0.2 8.6 0.19 -19.1 108 5.8 494 1099 03/19/08 IAGG iShares Core International Aggregate Bond ETF I 0.11 1.2 5.1 3.6 -0.02 76 4.0 244 1099 11/12/15 BWZ SPDR Bloomberg Barclays Short Term Intl Treas ETF I 0.35 0.3 -1.5 -6.4 -3.8 7.6 0.04 -20.2 43 1.3 173 1099 01/27/09 IHY VanEck Vectors International High Yield Bond ETF I 0.40 5.0 11.4 0.8 6.8 0.25 -15.2 49 1.2 152 1099 04/03/12 PICB PowerShares International Corporate Bond ETF I 0.50 2.1 -0.8 -3.8 1.1 9.5 0.14 -17.3 73 1.8 147 1099 06/03/10 IBND SPDR Bloomberg Barclays Intl Corporate Bond ETF I 0.50 0.4 0.3 -5.1 0.4 8.3 0.01 -19.7 59 1.8 130 1099 05/20/10 ISHG iShares 1-3 Year International Treasury ETF I 0.35 0.1 -2.1 -6.7 -4.3 7.8 -0.03 -21.3 5 0.4 80 1099 01/23/09 HYXU iShares International High Yield Bond ETF I 0.40 1.7 5.1 -4.7 12.7 0.29 -24.1 46 2.1 69 1099 04/03/12 ALD WisdomTree Asia Local Debt ETF A 0.55 2.0 1.2 -1.9 -1.2 8.1 0.19 -13.7 5 0.2 30 1099 03/17/11 AUNZ WisdomTree Australia & New Zealand Debt ETF A 0.30 1.9 2.6 -2.4 -2.3 12.2 0.31 -23.0 2 0.0 17 1099 06/25/08 SOVB Cambria Sovereign High Yield Bond ETF A 0.59 4 0.1 8 1099 02/23/16 COBO ProShares USD Covered Bond ETF I 0.35 1.5 3.0 1.4 13.1 -0.03 -7.6 0 0.0 6 1099 05/23/12 IGVT Deutsche X-trackers Barclays Intl Treas Bnd Hdg ETF I C 0.25 5 1099 10/25/16 GGOV ProShares German Sovereign/Sub-Sovereign ETF I 0.45 0.0 -1.7 -6.2 13.1 -0.07 -22.4 0 0.0 3 1099 01/26/12 HHYX iShares Currency Hedged Intl High Yield Bond ETF I FoF C 0.42 1.8 10.8 8.5 0.16 0 0.0 1 1099 07/30/15


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


Emerging-Markets Bond EMB iShares JPMorgan USD Emerging Markets Bond ETF I 0.40 4.8 9.2 5.4 4.8 7.5 0.27 -7.6 2,516 280.7 7,947 1099 12/19/07

PCY PowerShares Emerging Markets Sovereign Debt ETF SB 0.50 5.1 8.9 6.7 5.7 7.9 0.26 -9.2 1,689 49.2 3,778 1099 10/11/07EMLC VanEck Vectors JPMorgan EM Local Cur Bond ETF I 0.47 5.2 9.0 -4.2 -1.6 12.9 0.48 -27.6 1,199 21.5 2,369 1099 07/23/10VWOB Vanguard Emerging Markets Govt Bond ETF I 0.34 4.7 9.8 5.1 6.5 0.20 -7.7 110 8.6 893 1099 06/04/13HYEM VanEck Vectors Emg Mkts High Yield Bond ETF I 0.40 6.1 15.8 5.4 6.3 0.19 -14.0 229 5.4 322 1099 05/09/12LEMB iShares Emerging Markets Local Currency Bond ETF I 0.50 0.0 6.3 -3.2 -1.2 12.0 0.49 -24.1 151 6.6 291 1099 10/20/11ELD WisdomTree Emerg Mkts Local Debt ETF A 0.55 4.8 9.5 -3.7 -1.9 11.8 0.50 -26.3 91 3.3 222 1099 08/09/10

EBND SPDR Bloomberg Barclays Emerg Mkts Local Bnd ETF I 0.40 5.0 8.1 -3.6 -0.7 11.6 0.39 -24.5 111 3.0 117 1099 02/24/11EMHY iShares Emerging Markets High Yield Bond ETF I 0.50 6.4 15.3 6.1 7.1 0.27 -14.9 80 3.9 95 1099 04/03/12EMCB WisdomTree Emerging Markets Corp Bond ETF A 0.60 3.6 10.2 2.3 8.2 0.12 -13.3 31 2.2 56 1099 03/08/12CEMB iShares Emerging Markets Corporate Bond ETF I 0.50 4.2 12.3 4.7 7.2 0.11 -9.6 24 1.2 55 1099 04/19/12DSUM PowerShares Chinese Yuan Dim Sum Bond ETF I 0.45 3.5 -2.2 -2.3 1.4 8.6 0.08 -9.4 29 0.6 44 1099 09/23/11EMTL SPDR DoubleLine Emerging Markets Fixed Inc ETF A 0.65 5.3 5 0.2 24 1099 04/14/16FEMB First Trust Emerging Markets Local Cur Bond ETF A 0.85 5.9 7.3 17.4 0.04 7 0.3 20 1099 11/05/14EMAG VanEck Vectors Emerging Mkt Aggregate Bond ETF I 0.49 4.4 7.4 -0.5 1.5 12.4 0.17 -16.1 1 0.0 14 1099 05/12/11IGEM VanEck Vectors EM IG + BB USD Sovereign Bond ETF I 0.40 1 0.0 14 1099 07/14/16KCNY KraneShares E Fund China Commercial Paper ETF I 0.57 0.0 -5.9 4.4 0.05 2 0.1 13 1099 12/03/14EMSH ProShares Short Term USD Emg Markets Bond ETF I 0.50 5.8 7.9 3.9 9.2 -0.04 -10.0 1 0.0 8 1099 11/21/13CBON VanEck Vectors ChinaAMC China Bond ETF I 0.50 3.1 -6.4 5.6 0.03 2 0.0 7 1099 11/11/14EMIH Deutsche X-trackers Emg Mkts Bond Int Hgd ETF I I 0.45 4.9 8.1 7.8 0.07 1 0.0 6 1099 03/03/15EMBH iShares Interest Rate Hedged Emg Mkt Bond ETF A FoF I 0.49 3.7 10.0 8.5 0.08 1 0.0 4 1099 07/23/15

Miscellaneous BondMBB iShares MBS ETF I 0.29 2.4 1.3 2.9 1.7 2.0 -0.03 -3.4 562 60.6 9,220 1099 03/16/07VMBS Vanguard Mortgage-Backed Securities ETF I 0.07 1.8 1.3 2.8 1.9 2.3 -0.04 -3.3 332 17.6 2,961 1099 11/23/09BAB PowerShares Build America Bond ETF I 0.28 4.2 4.5 6.8 5.1 6.8 -0.17 -8.3 192 5.7 977 1099 11/17/09MBG SPDR Bloomberg Barclays Mortgage Backed Bond ETF I 0.20 3.0 0.9 2.8 1.8 3.4 -0.04 -3.9 67 1.8 318 1099 01/27/09CMBS iShares CMBS ETF I 0.25 2.3 3.1 2.3 4.8 -0.10 -4.9 71 3.7 217 1099 02/16/12GNMA iShares GNMA Bond ETF I 0.15 1.6 1.0 2.4 3.5 -0.07 -2.8 26 1.3 164 1099 02/16/12MBSD FlexShares Disciplined Duration MBS Index ETF SB 0.20 2.7 0.5 4.0 -0.06 11 0.3 36 1099 09/04/14FLAT iPath US Treasury Flattener ETN ETN I I 0.75 0.0 -1.9 2.0 0.2 14.0 -0.09 -11.7 10 0.6 3 1099 08/10/10STPP iPath US Treasury Steepener ETN ETN I I 0.75 0.0 -0.9 -6.3 -3.0 16.2 0.15 -28.6 25 0.9 3 1099 08/10/10







2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date

Multiple Commodities DBC PowerShares DB Commodity Index Tracking ETF I 0.89 0.0 18.6 -14.9 -10.0 -3.9 17.8 0.55 -55.9 -74.0 2,528 38.3 2,560 K-1 02/06/06 GSG iShares S&P GSCI Commodity Indexed-Trust ETF I 0.75 0.0 10.1 -21.3 -13.8 -9.0 22.8 0.77 -64.2 -83.9 262 3.9 1,039 K-1 07/21/06 DJP iPath Bloomberg Commodity TR ETN ETN I 0.70 0.0 12.9 -13.0 -10.5 -6.8 16.4 0.49 -51.5 -73.0 362 8.6 931 1099 06/07/06 USCI United States Commodity Index Fund ETF SB 1.11 0.0 -1.2 -10.7 -7.3 9.8 0.23 -37.2 73 3.0 636 K-1 08/10/10 PDBC PowerShares DB Optimum Yld Divers Cmmdty ETF A 0.60 0.0 18.0 18.1 0.57 317 5.6 467 1099 11/07/14 RJI ELEMENTS Rogers ICI Commodity TR ETN ETN I 0.75 0.0 12.1 -14.0 -9.4 17.5 0.58 -52.4 263 1.3 252 1099 10/19/07 GCC WisdomTree Continuous Commodity ETF I 0.85 0.0 4.4 -9.1 -8.4 11.7 0.26 -39.6 49 0.9 219 K-1 01/24/08 COMT iShares Commodities Select Strategy ETF A 0.48 0.5 21.9 21.0 0.87 116 3.8 202 1099 10/16/14 FTGC First Trust Global Tactical Commodity Strat ETF A 0.95 0.0 0.5 -12.1 11.2 0.32 -45.0 165 3.4 199 1099 10/23/13 DJCI ETRACS Bloomberg Commodity TR ETN ETN I 0.50 0.0 11.7 -12.0 -9.7 14.9 0.44 -48.9 7 0.1 140 1099 10/29/09 GSC GS Connect S&P GSCI Enh Commodity ETN ETN SB 1.25 0.0 16.1 -20.8 -13.8 26.0 0.58 -66.4 3 0.1 98 1099 05/03/07 UCI ETRACS CMCI TR ETN ETN I 0.55 0.0 17.6 -11.5 -8.0 18.1 0.64 -50.3 44 0.6 91 1099 04/02/08 BCM iPath Pure Beta Broad Commodity ETN ETN I 0.60 0.0 14.6 -11.6 -8.7 16.2 0.45 -48.4 3 0.1 49 1099 04/21/11 GSP iPath S&P GSCI TR Index ETN ETN I 0.70 0.0 12.7 -23.4 -15.4 -9.6 27.6 0.92 -68.9 -85.9 15 0.2 32 1099 06/07/06 CMDT iShares Commodity Optimized Trust ETF I 0.75 0.0 14.3 -10.5 13.7 0.30 -45.4 7 0.2 22 K-1 08/09/13 UCIB ETRACS UBS Bloomberg CMCI Series B ETN ETN I 0.55 0.0 16.3 12.0 0.14 0 0.0 21 1099 10/09/15 RCOM Elkhorn Fundamental Commodity Strategy ETF A 0.75 0.0 1 0.0 10 1099 09/21/16 DWAC Elkhorn DWA Commodity Rotation ETF A 0.99 0.0 7 0.2 7 1099 09/21/16 CSCR CS X-Links Commodity Rotation ETN ETN SB 0.85 0.0 5.4 -11.4 11.6 0.09 -41.6 0 0.0 1 1099 06/12/13 SBV iPath Pure Beta S&P GSCI-Weighted ETN ETN I 0.75 0.0 13.0 -19.4 -12.8 18.6 0.14 -62.0 0 0.0 1 1099 04/21/11

Agricultural Commodities DBA PowerShares DB Agriculture ETF I 0.89 0.0 -3.1 -6.3 -7.1 11.4 0.25 -33.2 560 11.3 723 K-1 01/05/07

JO iPath Bloomberg Coffee ETN ETN I 0.75 0.0 -0.7 -3.4 -19.1 31.3 0.71 -59.3 213 4.7 132 1099 06/24/08 RJA ELEMENTS Rogers ICI Agriculture ETN ETN I 0.75 0.0 1.0 -7.5 -6.8 11.7 0.18 -35.1 43 0.3 110 1099 10/18/07 JJG iPath Bloomberg Grains ETN ETN I 0.75 0.0 -7.3 -13.3 -9.0 20.9 0.23 -49.0 75 2.1 106 1099 10/25/07 CORN Teucrium Corn ETF I 2.89 0.0 -11.8 -15.1 -14.9 20.1 0.14 -50.1 103 2.0 73 K-1 06/09/10 WEAT Teucrium Wheat ETF I 3.34 0.0 -24.7 -22.4 -21.1 20.3 0.18 -61.6 151 1.1 62 K-1 09/19/11 SGG iPath Bloomberg Sugar ETN ETN I 0.75 0.0 25.1 -7.9 -11.9 34.8 0.10 -59.2 49 2.3 37 1099 06/24/08 COW iPath Bloomberg Livestock TR ETN ETN I 0.75 0.0 -6.6 -6.3 -5.6 19.4 0.23 -48.2 57 1.1 35 1099 10/24/07 JJA iPath Bloomberg Agriculture ETN ETN I 0.75 0.0 1.6 -9.1 -8.2 17.0 0.27 -42.2 3 0.1 18 1099 10/25/07 NIB iPath Bloomberg Cocoa ETN ETN I 0.70 0.0 -34.9 -9.1 -1.3 25.7 0.32 -39.6 16 0.5 14 1099 06/24/08 SOYB Teucrium Soybean ETF I 3.41 0.0 10.2 -5.8 -2.8 17.8 0.23 -35.2 17 0.3 13 K-1 09/19/11 BAL iPath Bloomberg Cotton ETN ETN I 0.75 0.0 10.5 -4.4 -3.8 22.1 0.25 -37.8 12 0.6 13 1099 06/25/08 FUD ETRACS CMCI Food TR ETN ETN I 0.65 0.0 6.5 -6.2 -5.9 14.3 0.17 -35.8 1 0.0 7 1099 04/03/08 CANE Teucrium Sugar ETF I 1.79 0.0 29.2 -2.6 -10.8 26.0 0.15 -51.8 12 0.2 6 K-1 09/19/11 UAG ETRACS CMCI Agriculture TR ETN ETN I 0.65 0.0 9.9 -6.7 -6.3 17.2 0.03 -40.2 0 0.0 5 1099 04/03/08 CAFE iPath Pure Beta Coffee ETN ETN I 0.75 0.0 -0.4 -2.4 -17.7 27.5 0.49 -55.9 5 0.1 4 1099 04/21/11 GRU ELEMENTS MLCX Grains TR ETN ETN I 0.75 0.0 -7.7 -13.1 -9.6 20.4 0.20 -47.2 4 0.0 4 1099 02/13/08 CHOC iPath Pure Beta Cocoa ETN ETN I 0.75 0.0 -33.0 -7.1 -1.0 31.7 0.07 -36.6 2 0.1 3 1099 04/21/11 UBC ETRACS CMCI Livestock TR ETN ETN I 0.65 0.0 -10.2 -4.4 -4.4 17.4 0.13 -49.5 3 0.0 3 1099 04/03/08 JJS iPath Bloomberg Softs ETN ETN I 0.75 0.0 13.7 -3.6 -11.0 26.6 -0.01 -49.7 2 0.1 2 1099 06/24/08

Commodity ETFsPerformance Data Risk Measurements Liquidity/AUM


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


LSTK iPath Pure Beta Livestock ETN ETN I 0.75 0.0 -8.1 -2.7 -3.8 16.2 0.09 -40.7 3 0.1 2 1099 04/21/11 DIRT iPath Pure Beta Agriculture ETN ETN I 0.75 0.0 3.6 -8.1 -5.4 17.7 0.01 -38.3 0 0.0 2 1099 04/21/11 USAG United States Agriculture ETF I 0.80 0.0 -6.8 -6.9 14.7 0.02 -32.9 0 0.0 2 K-1 04/13/12 AGF DB Agriculture Long ETN ETN I 0.75 0.0 6.4 -2.5 -9.0 29.9 0.36 -57.7 0 0.0 2 1099 04/15/08 SGAR iPath Pure Beta Sugar ETN ETN I 0.75 0.0 33.6 -3.3 -9.4 29.2 -0.06 -54.1 1 0.0 1 1099 04/21/11 TAGS Teucrium Agricultural ETF I FoF 0.50 0.0 -3.0 -8.9 21.8 -0.09 -40.9 0 0.0 1 K-1 03/28/12 FUE ELEMENTS MLCX Biofuels ETN ETN I 0.75 0.0 2.0 -7.6 -6.7 75.9 0.10 -43.2 1 0.0 1 1099 02/07/08 WEET iPath Pure Beta Grains ETN ETN I 0.75 0.0 1.6 -8.8 -4.7 17.3 0.19 -39.5 0 0.0 1 1099 04/21/11 CTNN iPath Pure Beta Cotton ETN ETN I 0.75 0.0 8.5 -3.5 -4.0 22.4 0.15 -39.1 0 0.0 1 1099 04/21/11 GRWN iPath Pure Beta Softs ETN ETN I 0.75 0.0 16.8 -2.7 -10.2 20.4 0.06 -46.7 0 0.0 1 1099 04/21/11

Energy Commodities USO United States Oil Fund ETF I 0.72 0.0 6.6 -30.8 -21.0 -13.8 42.4 1.44 -79.8 -93.2 41,256 453.4 3,118 K-1 04/11/06 OIL iPath S&P GSCI Crude Oil TR ETN ETN I 0.75 0.0 1.6 -35.1 -24.1 -16.4 45.3 1.32 -82.8 -94.9 2,817 16.6 858 1099 08/16/06 UNG United States Natural Gas ETF I 1.27 0.0 7.7 -23.3 -18.4 43.4 0.15 -79.1 15,222 129.0 536 K-1 04/18/07 DBO PowerShares DB Oil ETF I 0.78 0.0 7.0 -29.6 -19.5 37.4 1.24 -78.0 452 4.1 453 K-1 01/05/07 DBE PowerShares DB Energy ETF I 0.78 0.0 23.3 -22.0 -13.0 31.4 1.00 -71.4 316 4.0 193 K-1 01/05/07 USL United States 12-Month Oil ETF I 0.79 0.0 19.9 -21.9 -14.1 34.5 1.17 -71.4 83 1.6 126 K-1 12/06/07 BNO United States Brent Oil ETF I 0.90 0.0 28.1 -29.4 -15.9 41.6 1.33 -80.3 165 2.4 113 K-1 06/02/10 UGA United States Gasoline ETF I 0.75 0.0 7.0 -19.5 -8.3 37.7 1.02 -67.8 44 1.2 70 K-1 02/27/08 OILB iPath Series B S&P GSCI Crude Oil ETN ETN I 0.75 0.0 57 1099 11/18/16 OIIL CS X-Links WTI Crude Oil Index ETN ETN I 0.55 0.0 2 0.1 36 1099 02/09/16 OILX ETRACS S&P GSCI Crude Oil Total Return ETN ETN I 0.50 0.0 3 0.1 34 1099 02/18/16 OLEM iPath Pure Beta Crude Oil ETN ETN I 0.75 0.0 16.5 -25.6 -17.0 38.4 1.18 -75.1 5 0.1 30 1099 04/21/11 UNL United States 12 Month Natural Gas ETF I 0.90 0.0 20.6 -14.0 -11.2 25.0 0.16 -62.4 12 0.1 16 K-1 11/18/09 RJN ELEMENTS Rogers ICI Energy ETN ETN I 0.75 0.0 16.7 -26.9 -16.6 36.8 1.07 -76.0 19 0.0 14 1099 10/19/07 OLO DB Crude Oil Long ETN ETN I 0.75 0.0 3.0 -29.7 -19.4 55.2 0.42 -73.3 8 0.0 10 1099 06/19/08 GAZ iPath Bloomberg Natural Gas TR ETN ETN I 0.75 0.0 -5.7 -35.4 -29.1 79.0 1.16 -91.2 60 0.0 7 1099 10/24/07 OILK ProShares K-1 Free Crude Oil Strategy ETF A 0.65 0.0 8 0.2 7 1099 09/28/16 UHN United States Diesel-Heating Oil ETF I 0.75 0.0 34.8 -20.2 -12.6 39.5 1.06 -71.9 7 0.1 7 K-1 04/09/08 UBN ETRACS CMCI Energy TR ETN ETN I 0.65 0.0 28.0 -22.0 -13.1 49.0 1.16 -76.5 2 0.0 2 1099 04/03/08 JJE iPath Bloomberg Energy ETN ETN I 0.75 0.0 18.4 -28.1 -19.0 44.1 1.04 -79.1 2 0.0 2 1099 10/25/07 GRN iPath Global Carbon ETN ETN I 0.75 0.0 -25.4 8.0 -6.7 89.8 0.25 -63.0 11 0.1 1 1099 06/24/08 ONG iPath Pure Beta Energy ETN ETN I 0.75 0.0 20.6 -23.7 -15.7 44.5 -0.54 -73.0 0 0.0 1 1099 04/21/11 DCNG iPath Seasonal Natural Gas ETN ETN SB 0.75 0.0 31.0 -11.2 -9.0 20.4 -0.11 -57.5 0 0.0 1 1099 04/21/11

Base-Metals Commodities DBB PowerShares DB Base Metals ETF I 0.82 0.0 25.6 -4.0 -4.4 17.4 0.48 -39.0 329 4.8 283 K-1 01/05/07 JJC iPath Bloomberg Copper ETN ETN I 0.75 0.0 16.7 -11.5 -8.2 21.4 0.57 -46.5 80 2.3 60 1099 10/25/07 RJZ ELEMENTS Rogers ICI Metals ETN ETN I 0.75 0.0 15.4 -5.4 -5.9 14.2 0.22 -34.2 11 0.1 11 1099 10/18/07 JJN iPath Bloomberg Nickel ETN ETN I 0.75 0.0 11.9 -14.1 -14.7 43.2 0.93 -69.3 14 0.2 10 1099 10/24/07 JJM iPath Bloomberg Industrial Metals ETN ETN I 0.75 0.0 24.0 -7.2 -7.4 19.8 0.48 -44.8 5 0.1 7 1099 10/29/07 CPER United States Copper ETF I 0.80 0.0 14.6 -10.6 -7.8 24.6 0.59 -43.4 8 0.1 6 K-1 11/15/11 JJT iPath Bloomberg Tin ETN ETN I 0.75 0.0 49.2 -3.7 1.7 45.3 -0.04 -48.6 1 0.0 3 1099 06/24/08 UBM ETRACS CMCI Industrial Metals TR ETN ETN I 0.65 0.0 24.0 -6.0 -5.8 21.0 -0.05 -42.8 0 0.0 2 1099 04/03/08 JJU iPath Bloomberg Aluminum ETN ETN I 0.75 0.0 10.7 -6.9 -9.9 37.9 0.24 -40.1 1 0.0 2 1099 06/24/08 LD iPath Bloomberg Lead ETN ETN I 0.70 0.0 33.5 -1.3 -0.6 56.5 0.09 -38.0 0 0.0 1 1099 06/24/08


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


EQWM PowerShares Russell Midcap Equal Weight ETF SB 0.25 1.6 16.1 7.1 13.2 6.1 16.6 0.84 -22.4 -58.2 2 0.1 25 1099 12/01/06FOIL iPath Pure Beta Aluminum ETN ETN I 0.75 0.0 9.4 -6.0 -8.1 16.4 0.02 -34.7 0 0.0 1 1099 04/21/11LEDD iPath Pure Beta Lead ETN ETN I 0.75 0.0 19.8 -4.8 -2.1 23.4 -0.01 -33.6 0 0.0 1 1099 04/21/11CUPM iPath Pure Beta Copper ETN ETN I 0.75 0.0 15.5 -9.3 -6.7 23.5 0.06 -40.7 0 0.0 1 1099 04/21/11HEVY iPath Pure Beta Industrial Metals ETN ETN I 0.75 0.0 10.8 -6.9 -6.3 13.4 0.03 -31.3 0 0.0 0 1099 04/21/11

Gold and Precious MetalsGLD SPDR Gold Trust ETF I 0.40 0.0 8.0 -1.9 -6.3 5.7 16.1 -0.44 -24.5 -45.5 9,350 1,090.7 30,395 1099 11/18/04

IAU iShares Gold Trust ETF I 0.25 0.0 8.3 -1.7 -6.2 5.8 16.3 -0.45 -24.2 -45.1 9,849 115.5 7,257 1099 01/28/05SLV iShares Silver Trust ETF I 0.50 0.0 14.5 -6.9 -10.9 1.6 24.4 -0.08 -38.3 -72.4 10,475 171.1 5,438 1099 04/28/06

SGOL ETFS Physical Swiss Gold Shares ETF I 0.39 0.0 8.0 -1.9 -6.3 16.0 -0.43 -24.5 59 6.9 928 1099 09/09/09PPLT ETFS Physical Platinum Shares ETF I 0.60 0.0 0.7 -13.6 -8.9 22.6 -0.01 -46.2 56 5.0 471 1099 01/06/10SIVR ETFS Physical Silver Shares ETF I 0.30 0.0 15.0 -6.7 -10.8 24.7 -0.08 -38.1 143 2.4 306 1099 07/24/09GLTR ETFS Precious Metals Basket Shares ETF I 0.60 0.0 10.1 -4.5 -7.8 17.3 -0.24 -30.3 48 2.9 259 1099 10/22/10DGL PowerShares DB Gold ETF I 0.78 0.0 6.8 -2.8 -7.4 16.3 -0.43 -25.9 110 4.4 193 K-1 01/05/07PALL ETFS Physical Palladium Shares ETF I 0.60 0.0 20.4 -2.2 0.2 27.6 0.60 -48.4 40 2.7 179 1099 01/06/10DBP PowerShares DB Precious Metals ETF I 0.78 0.0 8.2 -3.8 -8.4 17.3 -0.36 -28.5 95 3.6 139 K-1 01/05/07

OUNZ Van Eck Merk Gold Trust ETF I 0.40 0.0 8.3 15.9 -0.41 108 1.3 113 1099 05/16/14GLDI CS X-Links Gold Shares Covered Call ETN ETN SB Opt 0.65 10.1 0.9 -3.3 11.0 -0.16 -19.3 52 0.5 49 1099 01/29/13SLVO CS X-Links Silver Shares Covered Call ETN ETN SB Opt 0.65 15.2 1.9 -7.5 18.1 0.03 -32.0 46 0.4 40 1099 04/17/13DBS PowerShares DB Silver ETF I 0.79 0.0 13.7 -8.4 -12.3 26.4 -0.01 -41.1 46 1.2 25 K-1 01/05/07

PTM ETRACS CMCI Long Platinum TR ETN ETN I 0.65 0.0 0.2 -14.8 -10.1 27.7 0.03 -50.8 11 0.1 19 1099 05/09/08GEUR AdvisorShares Gartman Gold/Euro ETF A C 0.65 0.0 10.9 16.1 -0.44 27 0.3 17 1099 02/12/14GYEN AdvisorShares Gartman Gold/Yen ETF A C 0.65 0.0 4.2 13.8 -0.07 15 0.2 17 1099 02/12/14

PGM iPath Bloomberg Platinum ETN ETN I 0.75 0.0 0.2 -14.7 -10.3 61.7 -0.04 -49.8 1 0.0 7 1099 06/24/08 UBG ETRACS CMCI Gold TR ETN ETN I 0.30 0.0 6.9 -2.6 -7.0 18.6 -0.32 -25.8 0 0.0 6 1099 04/03/08

JJP iPath Bloomberg Precious Metals ETN ETN I 0.75 0.0 10.3 -4.1 -8.7 32.2 -0.08 -31.3 1 0.0 4 1099 06/24/08 USV ETRACS CMCI Silver TR ETN ETN I 0.40 0.0 12.2 -7.8 -11.7 30.2 0.17 -40.9 0 0.0 4 1099 04/03/08

BLNG iPath Pure Beta Precious Metals ETN ETN I 0.75 0.0 1.1 -4.1 -8.7 18.6 -0.15 -21.4 0 0.0 1 1099 04/21/11







2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date

Single CurrencyEUO ProShares UltraShort Euro ETF I 0.95 0.0 6.1 16.7 5.9 16.5 0.02 -20.7 458 12.0 356 K-1 11/25/08FXB CurrencyShares British Pound Trust ETF I 0.40 0.0 -16.7 -9.7 -4.8 -3.9 13.8 0.38 -29.8 -41.2 127 15.4 301 1099 06/26/06YCS ProShares UltraShort Yen ETF I 0.95 0.0 -8.7 4.2 14.4 24.9 0.73 -39.3 133 9.4 277 K-1 11/25/08FXE CurrencyShares Euro Trust ETF I 0.40 0.0 -3.9 -9.1 -4.5 -1.8 8.4 -0.01 -26.6 -35.4 613 64.1 220 1099 12/12/05FXC CurrencyShares Canadian Dollar Trust ETF I 0.40 0.0 2.7 -7.6 -5.4 -0.9 9.2 0.35 -27.1 -35.4 53 3.9 191 1099 06/26/06FXA CurrencyShares Australian Dollar Trust ETF I 0.40 0.9 -0.1 -5.6 -5.1 2.1 11.4 0.42 -26.0 -37.3 32 2.4 173 1099 06/26/06FXF CurrencyShares Swiss Franc Trust ETF I 0.40 0.0 -2.7 -5.1 -2.3 1.6 8.0 -0.04 -18.6 -32.2 13 1.3 145 1099 06/26/06FXY CurrencyShares Japanese Yen Trust ETF I 0.40 0.0 2.4 -3.8 -8.4 12.6 -0.37 -20.1 188 16.6 136 1099 02/13/07CYB WisdomTree Chinese Yuan Strategy ETF A 0.45 0.0 -4.3 -2.9 -0.6 5.5 0.04 -9.7 8 0.2 47 1099 05/14/08

DRR VanEck Vectors Double Short Euro ETN ETN I 0.65 0.0 8.9 19.1 7.3 19.9 -0.09 -20.8 4 0.3 36 1099 05/07/08BZF WisdomTree Brazilian Real Strategy ETF A 0.45 0.0 35.2 -0.5 -2.6 19.6 0.57 -39.6 25 0.4 24 1099 05/14/08FXS CurrencyShares Swedish Krona Trust ETF I 0.40 0.0 -8.7 -11.7 -5.7 -2.3 10.0 0.10 -34.3 -37.4 1 0.1 21 1099 06/26/06

CROC ProShares UltraShort Australian Dollar ETF I 0.92 0.0 -5.0 5.8 23.1 -0.80 -27.7 3 0.2 17 K-1 07/19/12EUFX ProShares Short Euro ETF I 0.93 0.0 3.2 8.2 8.6 0.01 -10.6 4 0.2 16 K-1 06/27/12ULE ProShares Ultra Euro ETF I 0.93 0.0 -9.2 -18.5 -10.0 16.9 0.00 -48.7 18 0.3 12 K-1 11/25/08ICN WisdomTree Indian Rupee Strategy ETF A 0.45 0.0 2.8 2.6 1.4 6.8 0.08 -10.5 2 0.1 11 1099 05/14/08

CNY VanEck Vectors Chinese Renminbi/USD ETN ETN I 0.55 0.0 -5.3 -3.2 -1.0 17.1 0.09 -11.9 0 0.0 10 1099 03/17/08FXCH CurrencyShares Chinese Renminbi Trust ETF I 0.40 0.0 -6.8 -4.3 -2.2 9.7 0.13 -15.2 0 0.0 7 1099 10/04/11YCL ProShares Ultra Yen ETF I 0.88 0.0 1.5 -9.3 -17.6 24.6 -0.70 -37.0 2 0.1 6 K-1 11/25/08GBB iPath GBP/USD Exchange Rate ETN ETN I 0.40 0.0 -17.6 -9.7 -4.8 16.6 0.21 -34.3 2 0.1 4 1099 05/09/07FXSG CurrencyShares Singapore Dollar Trust ETF I 0.40 0.0 -1.7 -4.6 8.6 0.02 -16.2 0 0.0 3 1099 02/13/13ERO iPath EUR/USD Exchange Rate ETN ETN I 0.40 0.0 -5.7 -9.3 -5.0 10.1 0.02 -27.7 0 0.0 2 1099 05/09/07

URR VanEck Vectors Double Long Euro ETN ETN I 0.65 0.0 -9.5 -19.3 -10.1 24.4 0.04 -51.0 0 0.0 2 1099 05/07/08JYN iPath JPY/USD Exchange Rate ETN ETN I 0.40 0.0 0.9 -4.5 -9.1 17.3 -0.17 -20.7 0 0.0 1 1099 05/09/07

INR VanEck Vectors Indian Rupee/USD ETN ETN I 0.55 0.0 3.0 6.3 1.2 6.8 0.01 -9.4 0 0.0 1 1099 03/18/08Multicurrency

UUP PowerShares DB US Dollar Index Bullish ETF I 0.80 0.0 3.2 7.1 3.3 7.6 -0.03 -9.4 2,011 52.0 847 K-1 02/20/07USDU WisdomTree Bloomberg U.S. Dollar Bullish ETF A 0.50 0.0 2.2 6.4 7.3 -0.13 -8.1 89 2.4 204 1099 12/18/13CEW WisdomTree Emerging Currency Strategy ETF A 0.55 0.0 4.1 -4.5 -2.4 9.6 0.33 -22.0 19 0.3 51 1099 05/06/09DBV PowerShares DB G10 Currency Harvest ETF SB 0.80 0.0 6.3 -0.8 0.9 0.0 7.9 0.28 -16.4 -36.1 70 1.8 50 K-1 09/20/06UDN PowerShares DB US Dollar Index Bearish ETF I 0.80 0.0 -4.5 -8.9 -5.3 7.8 0.02 -26.1 59 1.2 33 K-1 02/20/07JEM iPath GEMS Index ETN ETN I 0.89 5.6 3.7 -4.1 -2.2 10.3 0.24 -20.1 1 0.0 2 1099 02/01/08ICI iPath Optimized Currency Carry ETN ETN SB 0.65 0.0 1.6 -0.6 -2.3 9.6 0.07 -28.4 0 0.0 2 1099 03/28/08AYT iPath GEMS Asia 8 ETN ETN I 0.89 2.1 0.5 -2.0 -1.5 8.2 0.09 -12.5 34 1.4 1 1099 09/04/08PGD iPath Asian & Gulf Currency Revaluation ETN ETN I 0.89 0.6 -2.0 -1.7 -0.8 4.5 0.01 -6.6 0 0.0 1 1099 06/18/08





Broken Product

Currency ETFsPerformance Data Risk Measurements Liquidity/AUM

Top Pick in Category


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date

Leveraged Style and Strategy SSO ProShares Ultra S&P500 ETF I 0.89 0.5 21.5 14.7 27.5 7.1 25.9 1.98 -26.7 -84.7 3,054 220.1 1,725 1099 06/21/06 TQQQ ProShares UltraPro QQQ ETF I 0.95 0.0 11.4 27.1 49.7 48.1 3.36 -44.5 1,985 248.0 999 1099 02/11/10 FBGX UBS AG FI Enhanced Large Cap Growth ETN ETN I 0.85 0.0 11.5 26.7 1.95 5 0.7 914 1099 06/11/14 QLD ProShares Ultra QQQ ETF I 0.95 0.2 10.2 20.3 33.7 16.3 32.1 2.24 -30.7 -83.2 987 83.8 904 1099 06/22/06 FLGE Credit Suisse FI Large Cap Growth Enh ETN ETN I 0.85 0.0 11.6 26.8 1.95 11 1.4 829 1099 06/11/14 TNA Direxion Daily Small Cap Bull 3x ETF I 0.98 0.0 59.2 9.6 35.9 54.2 3.67 -62.6 3,776 327.7 784 1099 11/05/08 UPRO ProShares UltraPro S&P500 ETF I 0.94 0.1 30.8 19.6 40.6 39.0 2.99 -39.3 2,308 173.1 773 1099 06/25/09 SPXL Direxion Daily S&P 500 Bull 3x ETF I 0.97 0.0 30.0 19.1 39.7 38.9 2.98 -39.6 1,087 106.9 544 1099 11/05/08 FIHD UBS AG FI Enhanced Global Yield ETN ETN SB 1.65 0.0 16 1.9 526 1099 02/22/16 DDM ProShares Ultra Dow30 ETF I 0.95 1.1 31.6 14.5 23.9 8.8 24.8 1.84 -26.6 -81.7 179 13.8 309 1099 06/21/06 UWM ProShares Ultra Russell2000 ETF I 0.95 0.3 41.2 9.6 26.4 36.5 2.46 -46.6 212 21.5 240 1099 01/25/07 CEFL ETRACS Mthly Pay 2x Leveraged CEF ETN ETN I 0.50 16.7 33.2 3.6 23.9 1.18 -45.9 231 3.8 207 1099 12/11/13 UDOW ProShares UltraPro Dow30 ETF I 0.95 0.3 47.5 19.3 34.8 37.0 2.75 -39.0 343 28.3 190 1099 02/11/10 MVV ProShares Ultra MidCap400 ETF I 0.95 0.4 39.6 14.3 28.0 10.0 31.8 2.26 -36.8 -85.6 47 4.0 163 1099 06/21/06 URTY ProShares UltraPro Russell2000 ETF I 0.95 0.0 60.0 10.2 36.9 54.7 3.69 -62.5 220 22.8 136 1099 02/11/10 MIDU Direxion Daily Mid Cap Bull 3x ETF I 1.00 0.0 58.9 18.3 40.5 47.4 3.38 -51.5 46 1.4 63 1099 01/08/09 DVYL ETRACS Mthly Pay 2x DJ Select Dividend ETN ETN I 0.35 6.4 44.7 21.6 23.5 1.47 -22.7 4 0.3 57 1099 05/23/12 SPLX ETRACS Mthly Reset 2x S&P 500 TR ETN ETN I 0.85 0.0 20.6 26.0 1.35 1 0.0 38 1099 03/26/14 UMDD ProShares UltraPro S&P MidCap400 ETF I 0.95 0.1 56.7 18.8 41.0 47.1 3.30 -50.7 8 0.6 33 1099 02/11/10 HDLV ETRACS Mthly Pay 2x US HighDiv Low Vlty ETN ETN SB 0.85 9.6 30.7 26.2 1.41 6 0.2 32 1099 10/01/14 SDYL ETRACS Mthly Pay 2x S&P Dividend ETN ETN I 0.30 5.0 37.2 20.7 23.9 1.43 -21.1 1 0.1 27 1099 05/23/12 SMHD ETRACS Mthly Pay 2x US SmlCap HighDiv ETN ETN SB 0.85 12.7 87.3 50.3 2.67 18 0.4 26 1099 02/04/15 SAA ProShares Ultra SmallCap600 ETF I 0.95 0.1 51.1 -8.4 14.2 34.5 1.55 -67.7 3 0.2 24 1099 01/25/07 DVHL ETRACS Mthly Pay 2x Diversified High In ETN ETN I 0.85 12.9 48.8 8.8 26.7 1.45 -44.0 6 0.1 22 1099 11/13/13 LLSP Direxion Daily S&P 500 Bull 1.25x ETF I FoF 0.35 3.1 14.0 15.9 0.70 1 0.0 7 1099 01/07/15 LLSC Direxion Daily Small Cap Bull 1.25x ETF I FoF 0.35 0.3 25.3 23.8 0.02 0 0.0 6 1099 01/07/15 FIBG Credit Suisse FI Enhanced Big Cap Gr ETN ETN I 0.05 0.0 9.0 11.8 18.9 0.78 -19.7 1 0.0 6 1099 10/18/13 SPUU Direxion Daily S&P 500 Bull 2x ETF I 0.60 0.0 21.2 25.3 1.75 2 0.1 5 1099 05/28/14 SMLL Direxion Daily Small Cap Bull 2x ETF I 0.60 0.0 39.7 40.9 0.12 1 0.0 3 1099 07/29/14 SFLA iPath Long Ext 3x S&P 500 TR Index ETN ETN I 0.35 0.0 13.7 15.7 27.5 10.2 0.00 -12.0 0 0.0 2 1099 11/30/10 RTLA iPath Long Ext 3x Russell 2000 TR ETN ETN I 0.50 0.0 42.2 7.5 27.5 42.1 -0.13 -51.8 0 0.0 2 1099 11/30/10 ROLA iPath Long Ext 3x Russell 1000 TR ETN ETN I 0.50 0.0 23.0 8.1 27.3 16.5 0.00 -18.1 0 0.0 1 1099 11/30/10

Inverse Style and Strategy SH ProShares Short S&P500 ETF I 0.89 0.0 -12.4 -10.2 -14.7 -9.8 13.1 -1.00 -32.4 -80.6 2,996 113.5 1,772 1099 06/21/06 SDS ProShares UltraShort S&P500 ETF I 0.89 0.0 -24.2 -20.1 -27.9 -22.1 25.9 -1.98 -55.6 -96.8 9,680 157.1 1,746 1099 07/13/06 SPXU ProShares UltraPro Short S&P500 ETF I 0.90 0.0 -35.6 -30.3 -40.1 38.9 -2.98 -72.3 4,955 112.6 714 1099 06/25/09 SQQQ ProShares UltraPro Short QQQ ETF I 0.95 0.0 -30.1 -39.0 -47.2 48.2 -3.36 -80.8 7,671 103.8 616 1099 02/11/10 TZA Direxion Daily Small Cap Bear 3x ETF I 0.98 0.0 -55.9 -33.6 -45.8 54.1 -3.66 -76.3 8,627 210.7 521 1099 11/05/08 SPXS Direxion Daily S&P 500 Bear 3x ETF I 0.98 0.0 -36.2 -31.2 -40.8 38.9 -2.98 -73.4 4,558 54.8 460 1099 11/05/08 QID ProShares UltraShort QQQ ETF I 0.95 0.0 -19.5 -26.4 -33.3 -30.4 32.1 -2.24 -64.4 -98.7 2,433 59.7 336 1099 07/13/06 RWM ProShares Short Russell2000 ETF I 0.95 0.0 -21.2 -10.2 -16.3 18.2 -1.23 -34.3 815 42.6 326 1099 01/25/07 DOG ProShares Short Dow30 ETF I 0.95 0.0 -15.7 -10.0 -13.3 -9.8 12.3 -0.91 -32.8 -78.9 868 17.3 288 1099 06/21/06 PSQ ProShares Short QQQ ETF I 0.95 0.0 -9.4 -13.5 -17.7 -14.4 16.1 -1.12 -38.9 -86.8 596 28.6 284 1099 06/21/06

Leveraged and Inverse ETFsPerformance Data Risk Measurements Liquidity/AUM


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


DXD ProShares UltraShort Dow30 ETF I 0.95 0.0 -29.7 -19.7 -25.4 -21.6 24.8 -1.85 -56.0 -96.1 1,298 20.4 257 1099 07/13/06 SDOW ProShares UltraPro Short Dow30 ETF I 0.95 0.0 -42.3 -29.8 -36.8 37.1 -2.76 -72.7 2,324 28.0 237 1099 02/11/10 HDGE AdvisorShares Ranger Equity Bear ETF A 2.80 0.0 -14.0 -10.2 -18.1 20.5 -1.32 -34.1 326 3.1 165 1099 01/27/11 TWM ProShares UltraShort Russell2000 ETF I 0.95 0.0 -39.6 -21.0 -31.3 36.0 -2.44 -57.8 1,126 30.5 148 1099 01/25/07 SRTY ProShares UltraPro Short Russell2000 ETF I 0.95 0.0 -55.3 -32.7 -45.1 54.5 -3.69 -75.3 996 16.2 98 1099 02/11/10 SPDN Direxion Daily S&P 500 Bear 1x ETF I 0.45 0.0 30 0.6 40 1099 06/08/16 MYY ProShares Short MidCap400 ETF I 0.95 0.0 -19.3 -10.8 -15.7 -12.8 16.0 -1.12 -34.3 -86.2 42 0.6 17 1099 06/21/06 SBB ProShares Short SmallCap600 ETF I 0.95 0.0 -24.1 -12.0 -17.3 18.1 -0.77 -37.5 7 0.3 16 1099 01/25/07 MIDZ Direxion Daily Mid Cap Bear 3x ETF I 0.98 0.0 -51.2 -33.0 -43.3 47.4 -3.33 -75.5 18 0.4 10 1099 01/08/09 MZZ ProShares UltraShort MidCap400 ETF I 0.95 0.0 -36.0 -21.4 -29.8 -28.1 32.4 -2.26 -58.2 -98.6 20 0.6 5 1099 07/13/06 SMDD ProShares UltraPro Short S&P MidCap400 ETF I 0.95 0.0 -51.3 -32.8 -43.2 46.6 -3.30 -75.1 8 0.2 4 1099 02/11/10 SDD ProShares UltraShort SmallCap600 ETF I 0.95 0.0 -43.7 -24.0 -32.9 34.4 -1.79 -62.5 2 0.0 3 1099 01/25/07

Leveraged Sector NUGT Direxion Daily Gold Miners Index Bull 3x ETF I 1.03 0.0 57.3 -48.2 -67.1 148.5 -0.50 -96.9 44,970 438.2 1,459 1099 12/08/10 FAS Direxion Daily Financial Bull 3x ETF I 0.97 0.0 40.7 21.9 50.0 49.7 3.49 -53.4 3,581 125.9 1,331 1099 11/06/08 UYG ProShares Ultra Financials ETF I 0.95 0.8 31.4 17.1 34.0 33.6 2.34 -38.6 63 5.3 792 1099 01/30/07 JNUG Direxion Daily Junior Gold Miners Bull 3x ETF I 1.01 0.0 79.7 -58.0 169.8 -0.02 -98.9 32,519 269.3 648 1099 10/03/13 ERX Direxion Daily Energy Bull 3x ETF I 1.00 0.0 70.3 -23.7 -3.2 73.1 4.01 -89.3 2,554 89.4 567 1099 11/06/08 BIB ProShares Ultra Nasdaq Biotechnology ETF I 0.95 0.0 -44.2 2.0 35.7 59.6 2.96 -67.2 733 31.7 405 1099 04/08/10 LABU Direxion Daily S&P Biotech Bull 3x ETF SB 0.97 0.0 -62.9 116.9 5.29 3,337 122.1 299 1099 05/28/15 MORL ETRACS Mthly Pay 2x Mortgage REIT ETN ETN I 0.40 20.6 47.1 16.5 35.5 1.63 -45.8 321 4.8 277 1099 10/17/12 BDCL ETRACS 2x Wells Fargo BDC ETN ETN I 0.85 14.7 47.2 3.1 20.5 27.1 1.28 -48.1 178 3.3 252 1099 05/25/11 URE ProShares Ultra Real Estate ETF I 0.95 1.0 10.4 20.2 18.8 32.3 1.62 -34.0 73 8.0 186 1099 01/30/07 TECL Direxion Daily Technology Bull 3x ETF I 0.99 0.0 37.1 29.8 40.6 45.3 3.15 -36.7 122 5.8 185 1099 12/17/08 DIG ProShares Ultra Oil & Gas ETF I 0.95 1.2 47.7 -13.6 0.6 48.7 2.64 -75.4 154 6.1 176 1099 01/30/07 CURE Direxion Daily Healthcare Bull 3x ETF I 1.00 0.0 -17.5 16.9 44.9 44.9 2.70 -48.5 144 4.1 170 1099 06/15/11 SOXL Direxion Daily Semiconductor Bull 3x ETF I 0.97 0.0 123.2 51.3 56.0 67.8 4.13 -62.9 336 17.0 140 1099 03/11/10 ROM ProShares Ultra Technology ETF I 0.95 0.2 23.5 21.1 27.2 33.7 2.26 -30.8 8 0.7 119 1099 01/30/07 DRN Direxion Daily Real Estate Bull 3x ETF I 1.00 0.0 13.5 31.3 27.2 50.5 2.30 -48.1 211 4.2 81 1099 07/16/09 MLPZ ETRACS 2x Mthly S&P MLP Series B ETN ETN I 0.95 10.8 0 0.0 79 1099 02/09/16 GUSH Direxion Daily S&P Oil&Gas Expl&Prd Bull 3x ETF I 0.98 0.0 57.9 122.1 5.52 229 21.3 72 1099 05/28/15 RXL ProShares Ultra Healthcare ETF I 0.95 0.1 -8.8 14.5 32.3 30.8 1.83 -37.5 9 0.6 66 1099 01/30/07 GASL Direxion Daily Natural Gas Related Bull 3x ETF I 0.97 0.0 -27.5 -86.2 -70.5 146.0 5.62 -99.9 156 6.8 56 1099 07/14/10 UYM ProShares Ultra Basic Materials ETF I 0.95 0.5 36.5 0.8 10.3 37.6 2.32 -54.1 11 0.5 55 1099 01/30/07 MLPQ ETRACS 2x Mthly Alerian MLP Infra Ser B ETN ETN I 0.85 11.1 3 0.1 54 1099 02/09/16 RETL Direxion Daily Retail Bull 3x ETF I 0.96 0.0 -0.9 23.8 51.7 46.6 2.61 -39.8 24 1.0 37 1099 07/14/10 UBIO ProShares UltraPro Nasdaq Biotechnology ETF I 0.95 0.0 -63.5 89.5 4.44 190 4.5 35 1099 06/23/15 USD ProShares Ultra Semiconductors ETF I 0.95 0.4 57.2 37.3 32.9 44.6 2.65 -44.0 4 0.5 34 1099 01/30/07 REML CS X-Links Mthly Pay 2x Mortgage REIT ETN ETN I 1.30 21.5 1 0.0 27 1099 07/13/16 AMJL CS X-Links Monthly Pay 2x Alerian MLP ETN ETN I 1.65 11.9 1 0.0 27 1099 05/12/16 LRET ETRACS Mthly Pay 2x MSCI US REIT ETN ETN I 0.85 8.0 10.1 34.6 1.41 5 0.1 27 1099 05/06/15 HOML ETRACS Mthly Reset 2x ISE Exclus Hmbldrs ETN ETN I 0.85 0.0 6.9 54.3 2.23 0 0.0 24 1099 03/11/15 LMLP ETRACS Mthly Pay 2x WF MLP Ex-Energy ETN ETN I 0.85 11.0 2.4 45.2 2.58 37 0.4 24 1099 06/25/14


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


EQWM PowerShares Russell Midcap Equal Weight ETF SB 0.25 1.6 16.1 7.1 13.2 6.1 16.6 0.84 -22.4 -58.2 2 0.1 25 1099 12/01/06 DPST Direxion Daily Regional Banks Bull 3x ETF SB 0.96 0.0 107.3 74.5 2.84 13 0.8 20 1099 08/19/15 UCC ProShares Ultra Consumer Services ETF I 0.95 0.2 7.9 14.3 34.4 28.9 1.25 -30.3 1 0.1 20 1099 01/30/07 UXI ProShares Ultra Industrials ETF I 0.95 0.4 35.8 11.8 28.8 212.6 1.26 -68.8 5 0.3 19 1099 01/30/07 FINU ProShares UltraPro Financial Select Sector ETF I 0.95 0.0 57.2 27.0 57.1 3.00 -55.3 6 0.6 19 1099 07/12/12 MRRL ETRACS Mthly Pay 2x Mort REIT Series B ETN ETN I 0.40 20.6 46.8 41.7 1.71 4 0.1 16 1099 10/09/15 UPW ProShares Ultra Utilities ETF I 0.95 1.7 28.9 21.7 18.2 30.9 0.68 -31.1 11 0.4 14 1099 01/30/07 KRU ProShares Ultra S&P Regional Banking ETF SB 0.95 0.4 66.2 21.4 34.8 50.9 2.37 -48.7 3 0.5 12 1099 04/22/10 LTL ProShares Ultra Telecommunications ETF I 0.95 0.7 46.0 10.7 23.6 40.0 1.02 -39.1 3 0.4 12 1099 03/27/08 UGE ProShares Ultra Consumer Goods ETF I 0.95 0.7 6.9 12.9 8.1 25.3 1.25 -20.5 6 0.2 11 1099 01/30/07 GDXX ProShares Ultra Gold Miners ETF I 1.15 0.0 78.0 99.5 -0.35 31 1.3 11 1099 02/13/15 GDJJ ProShares Ultra Junior Miners ETF I 1.20 0.0 109.9 111.5 -0.04 5 0.3 5 1099 02/13/15 EUFL Direxion Daily European Financials Bull 2x ETF I 0.80 0.0 0 0.0 3 1099 07/27/16 NAIL Direxion Daily Homebuilders & Supplies Bull 3x ETF I 1.11 0.0 -12.2 66.8 2.60 2 0.1 3 1099 08/19/15 CWEB Direxion Daily CSI China Internet Bull 2x ETF I 1.11 0.0 2 1099 11/02/16 HAKK Direxion Daily Cyber Security & IT Bull 2x ETF I 0.80 0.0 -3.7 75.7 0.99 0 0.0 2 1099 09/16/15 UOP ProShares Ultra Oil & Gas Expl & Prod ETF SB 0.95 0.0 63.3 75.1 2.52 1 0.0 2 1099 06/23/15 SHNY Direxion Daily Silver Miners Index Bull 2x ETF I 0.80 0.0 7 0.1 2 1099 09/08/16 PILL Direxion Daily Pharmaceutical & Med Bull 2x ETF I 0.80 0.0 -39.0 37.6 0.64 2 0.0 1 1099 09/16/15

Inverse Sector FAZ Direxion Daily Financial Bear 3x ETF I 0.98 0.0 -47.3 -36.8 -48.5 49.9 -3.50 -79.2 1,660 44.7 262 1099 11/06/08 DUST Direxion Daily Gold Miners Index Bear 3x ETF I 0.97 0.0 -94.1 -72.0 -46.2 147.4 0.46 -99.0 8,202 395.7 243 1099 12/08/10 JDST Direxion Daily Junior Gold Miners Bear 3x ETF I 0.97 0.0 -97.6 -85.8 169.3 0.01 -99.8 5,369 182.0 81 1099 10/03/13 LABD Direxion Daily S&P Biotech Bear 3x ETF SB 0.96 0.0 -39.0 117.2 -5.35 3,702 68.0 63 1099 05/28/15 ERY Direxion Daily Energy Bear 3x ETF I 0.97 0.0 -67.5 -22.0 -32.5 73.3 -4.02 -80.1 1,898 21.7 62 1099 11/06/08 BIS ProShares UltraShort Nasdaq Biotechnology ETF I 0.95 0.0 21.9 -30.3 -44.3 59.8 -2.96 -76.8 308 10.7 61 1099 04/08/10 DUG ProShares UltraShort Oil & Gas ETF I 0.95 0.0 -47.9 -8.7 -17.5 48.8 -2.65 -62.8 119 5.0 44 1099 01/30/07 SKF ProShares UltraShort Financials ETF I 0.95 0.0 -33.3 -24.0 -33.6 33.7 -2.35 -61.5 53 1.8 43 1099 01/30/07 DRIP Direxion Daily S&P Oil&Gas Expl&Prd Bear 3x ETF I 0.96 0.0 -87.5 122.2 -5.55 822 12.9 37 1099 05/28/15 SRS ProShares UltraShort Real Estate ETF I 0.95 0.0 -20.4 -25.5 -24.7 32.5 -1.63 -63.9 140 5.4 34 1099 01/30/07 SOXS Direxion Daily Semiconductor Bear 3x ETF I 0.97 0.0 -73.2 -58.4 -58.9 67.6 -4.14 -94.0 488 6.5 33 1099 03/11/10 SEF ProShares Short Financials ETF I 0.95 0.0 -17.2 -12.2 -17.9 17.0 -1.17 -36.6 44 0.6 24 1099 06/12/08 REK ProShares Short Real Estate ETF I 0.95 0.0 -9.5 -13.0 -12.7 16.0 -0.78 -38.7 27 0.5 18 1099 03/18/10 TECS Direxion Daily Technology Bear 3x ETF I 0.98 0.0 -43.4 -40.5 -44.3 45.7 -3.17 -82.5 79 1.5 17 1099 12/17/08 DRV Direxion Daily Real Estate Bear 3x ETF I 0.98 0.0 -35.4 -41.9 -39.5 50.6 -2.30 -83.8 116 1.7 13 1099 07/16/09 SDP ProShares UltraShort Utilities ETF I 0.95 0.0 -32.2 -27.2 -23.7 31.5 -0.74 -65.2 10 0.4 10 1099 01/30/07 SMN ProShares UltraShort Basic Materials ETF I 0.95 0.0 -37.9 -14.6 -22.2 37.7 -2.33 -57.0 8 0.2 8 1099 01/30/07 LABS Direxion Daily S&P Biotech Bear 1x ETF SB 0.46 0.0 -0.1 39.0 -1.04 1 0.0 8 1099 12/03/15 ZBIO ProShares UltraProShort Nasdaq Biotechnology ETF I 0.95 0.0 17.0 89.3 -4.44 109 2.6 7 1099 06/23/15 GASX Direxion Daily Natural Gas Related Bear 3x ETF I 0.96 0.0 -89.3 148.5 -5.71 54 1.4 5 1099 12/03/15 MLPS ETRACS 1x Mthly Short Alerian MLP ETN ETN I 0.85 0.0 -24.1 -2.0 -8.8 33.8 -1.14 -41.8 3 0.0 5 1099 09/29/10 REW ProShares UltraShort Technology ETF I 0.95 0.0 -29.5 -28.0 -30.9 33.1 -2.03 -66.6 1 0.0 4 1099 01/30/07 DDG ProShares Short Oil & Gas ETF I 0.95 0.0 -25.9 -1.5 -8.0 25.5 -1.27 -37.4 4 0.1 4 1099 06/12/08 DULL Direxion Daily Silver Miners Index Bear 2x ETF I 0.80 0.0 2 0.1 4 1099 09/08/16 SIJ ProShares UltraShort Industrials ETF I 0.95 0.0 -34.3 -20.5 -30.8 29.6 -1.71 -57.6 1 0.0 4 1099 01/30/07


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


GDXS ProShares UltraShort Gold Miners ETF I 0.95 0.0 -80.3 100.3 0.30 43 0.9 3 1099 02/13/15 SSG ProShares UltraShort Semiconductors ETF I 0.95 0.0 -45.7 -40.4 -37.7 44.3 -2.31 -81.7 22 0.6 3 1099 01/30/07 EUFS Direxion Daily European Financials Bear 1x ETF I 0.45 0.0 1 0.0 3 1099 08/10/16 CLAW Direxion Daily Homebuilders & Supplies Bear 3x ETF I 0.97 0.0 -28.4 63.4 -2.19 1 0.0 3 1099 08/19/15 SZK ProShares UltraShort Consumer Goods ETF I 0.95 0.0 -13.1 -18.8 -25.9 25.2 -1.10 -57.6 11 0.2 3 1099 01/30/07 MELT Direxion Daily Gold Miners Index Bear 1x ETF I 0.45 0.0 11 0.3 3 1099 07/27/16 HAKD Direxion Daily Cyber Security & IT Bear 2x ETF I 0.80 0.0 -24.7 49.6 -0.76 1 0.0 3 1099 09/16/15 RXD ProShares UltraShort Healthcare ETF I 0.95 0.0 -2.0 -23.5 -32.4 31.4 -1.39 -60.7 5 0.2 3 1099 01/30/07 PILS Direxion Daily Pharmaceutical & Med Bear 2x ETF I 0.80 0.0 31.5 42.9 -0.16 0 0.0 3 1099 09/16/15 TECZ Direxion Daily Technology Bear 1x ETF I 0.45 0.0 1 0.0 2 1099 04/07/16 SBM ProShares Short Basic Materials ETF I 0.95 0.0 -21.8 -6.7 -10.9 19.0 -0.87 -33.6 0 0.0 2 1099 03/18/10 SCC ProShares UltraShort Consumer Services ETF I 0.95 0.0 -17.1 -21.4 -32.7 31.3 -1.24 -59.6 0 0.0 2 1099 01/30/07 FAZZ Direxion Daily Financial Bear 1x ETF I 0.45 0.0 1 0.0 2 1099 04/07/16 SICK Direxion Daily Healthcare Bear 3x ETF I 0.96 0.0 -4.2 45.8 -1.61 3 0.1 2 1099 12/03/15 KRS ProShares Short S&P Regional Banking ETF SB 0.95 0.0 -31.6 -16.8 -20.5 28.7 -0.88 -48.8 1 0.0 2 1099 04/22/10 FINZ ProShares UltraPro Short Financial Select Sector ETF I 0.95 0.0 -56.7 -42.4 53.9 -3.23 -81.8 9 0.1 2 1099 07/12/12 ERYY Direxion Daily Energy Bear 1x ETF I 0.45 0.0 0 0.0 1 1099 04/07/16 WDRW Direxion Daily Regional Banks Bear 3x ETF SB 0.97 0.0 -72.4 86.6 -2.81 2 0.0 1 1099 08/19/15 SOP ProShares UltraShort Oil & Gas Expl & Prod ETF SB 0.95 0.0 -70.3 81.4 -2.41 2 0.0 1 1099 06/23/15

Leveraged Global and International FIGY Barclays ETN+ FI Enh Global High Yield ETN ETN SB 1.16 0.0 15.8 4.4 26.0 1.81 -30.6 8 1.0 1,383 1099 05/22/13 FIEE UBS AG FI Enhanced Europe 50 ETN ETN I 1.95 0.0 5 0.6 425 1099 02/16/16 FEEU Barclays ETN+ FI Enhanced Europe 50 ETN ETN I 0.76 0.0 -6.5 -10.6 44.4 2.80 -49.4 4 0.3 359 1099 05/23/13 FIEU Credit Suisse FI Enhanced Europe 50 ETN ETN I 0.05 0.0 -7.3 -10.4 43.9 2.75 -48.7 3 0.3 211 1099 09/06/13 RUSL Direxion Daily Russia Bull 3x ETF I 1.03 0.0 126.0 -48.6 -33.0 91.7 4.70 -96.6 155 12.4 195 1099 05/25/11 EDC Direxion Daily Emerging Markets Bull 3x ETF I 1.07 0.0 14.8 -22.8 -11.9 65.4 4.06 -78.9 623 35.2 155 1099 12/17/08 YINN Direxion Daily China Bull 3x ETF I 1.04 0.0 -15.6 -20.7 -1.6 70.2 4.28 -87.0 1,119 19.3 123 1099 12/03/09 BRZU Direxion Daily Brazil Bull 3x ETF I 1.02 0.0 167.0 -46.5 118.3 5.43 -98.0 390 12.9 72 1099 04/10/13 INDL Direxion Daily India Bull 3x ETF I 1.13 0.0 -16.6 -6.5 -7.4 59.8 3.37 -69.7 39 1.9 67 1099 03/11/10 CHAU Direxion Daily CSI 300 China A Share Bull 2x ETF I 0.98 0.0 -26.9 53.7 2.22 76 1.4 51 1099 04/16/15 FLEU Barclays ETN+ FI Enh Europe 50 Series B ETN ETN I 1.75 42 1099 11/03/16 XPP ProShares Ultra FTSE China 50 ETF I 0.95 0.0 -3.7 -7.0 0.5 47.0 2.85 -71.6 13 0.6 35 1099 06/04/09 EURL Direxion Daily FTSE Europe Bull 3x ETF I 0.99 0.0 -17.8 61.2 3.86 27 0.5 23 1099 01/22/14 EET ProShares Ultra MSCI Emerging Markets ETF I 0.95 0.0 14.5 -12.1 -4.2 44.6 2.67 -62.8 8 0.4 21 1099 06/04/09 DZK Direxion Daily Developed Markets Bull 3x ETF I 1.00 0.0 -9.8 -15.4 8.4 54.9 3.57 -61.5 3 0.1 18 1099 12/17/08 UBR ProShares Ultra MSCI Brazil Capped ETF I 0.95 0.0 126.7 -24.5 -23.8 78.8 3.42 -91.0 15 0.9 15 1099 04/29/10 FIEG Deutsche Bank FI Enhanced Global HY ETN ETN SB 0.10 0.0 16.8 4.4 26.4 1.68 -30.2 4 0.5 14 1099 10/08/13 LBJ Direxion Daily Latin America Bull 3x ETF I 1.03 0.0 62.7 -39.1 -33.0 92.0 4.65 -94.2 4 0.4 12 1099 12/03/09 EFO ProShares Ultra MSCI EAFE ETF I 0.95 0.0 -2.9 -8.1 8.5 37.1 1.94 -45.2 2 0.2 11 1099 06/04/09 UPV ProShares Ultra FTSE Europe ETF I 0.95 0.0 -6.9 -10.0 9.3 43.0 2.35 -47.8 1 0.0 9 1099 04/29/10 EZJ ProShares Ultra MSCI Japan ETF I 0.95 0.0 -0.8 -1.3 10.8 36.8 1.66 -41.4 1 0.1 9 1099 06/04/09 UMX ProShares Ultra MSCI Mexico Capped IMI ETF I 0.95 0.0 -27.7 -26.7 -9.7 58.6 2.09 -67.3 6 0.1 4 1099 04/29/10 KORU Direxion Daily South Korea Bull 3x ETF I 1.09 0.0 6.6 -24.5 63.9 3.14 -72.7 4 0.1 4 1099 04/10/13 MFLA iPath Long Enh 2x MSCI EAFE Index ETN ETN I 0.80 0.0 6.3 17.8 -22.0 0 0.0 2 1099 11/30/10 EMLB iPath Long Enh 2x MSCI Emerging Mkts ETN ETN I 0.80 0.0 -9.9 -14.3 -2.7 7.4 0.02 -44.0 0 0.0 1 1099 11/30/10


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


Inverse Global and International EUM ProShares Short MSCI Emerging Markets ETF I 0.95 0.0 -15.3 -1.7 -5.7 21.8 -1.35 -29.7 397 9.8 235 1099 11/01/07 EDZ Direxion Daily Emerging Markets Bear 3x ETF I 0.98 0.0 -46.3 -14.1 -23.9 65.6 -4.07 -68.3 1,502 37.4 118 1099 12/17/08 YANG Direxion Daily China Bear 3x ETF I 0.98 0.0 -31.8 -31.5 -41.1 70.4 -4.30 -83.9 524 8.1 76 1099 12/03/09 CHAD Direxion Daily CSI 300 China A Share Bear 1x ETF I 0.80 0.0 1.4 26.5 -1.07 14 0.6 71 1099 06/17/15 EFZ ProShares Short MSCI EAFE ETF I 0.95 0.0 -4.6 -1.3 -9.1 18.3 -1.20 -18.0 86 2.8 52 1099 10/25/07 FXP ProShares UltraShort FTSE China 50 ETF I 0.95 0.0 -18.8 -17.7 -22.5 46.8 -2.85 -68.9 38 1.2 51 1099 11/08/07 EEV ProShares UltraShort MSCI Emerging Mkts ETF I 0.95 0.0 -31.2 -6.6 -13.7 43.8 -2.72 -52.2 239 3.9 46 1099 11/01/07 EPV ProShares UltraShort FTSE Europe ETF I 0.95 0.0 -12.1 -5.2 -22.7 41.5 -2.60 -33.6 17 0.9 46 1099 06/18/09 RUSS Direxion Daily Russia Bear 3x ETF I 0.98 0.0 -83.4 -48.2 -47.4 91.6 -4.72 -96.8 583 4.9 40 1099 05/25/11 BZQ ProShares UltraShort MSCI Brazil Capped ETF I 0.95 0.0 -77.5 -23.1 -13.6 79.1 -3.62 -86.4 274 5.1 37 1099 06/18/09 EWV ProShares UltraShort MSCI Japan ETF I 0.95 0.0 -15.0 -13.1 -22.9 36.2 -1.96 -50.3 4 0.2 12 1099 11/08/07 YXI ProShares Short FTSE China 50 ETF I 0.95 0.0 -7.7 -7.1 -9.9 23.0 -1.32 -43.2 5 0.1 11 1099 03/18/10 DPK Direxion Daily Developed Markets Bear 3x ETF I 0.98 0.0 -21.1 -9.7 -29.4 55.0 -3.62 -48.3 8 0.2 8 1099 12/17/08 JPNL Direxion Daily Japan Bull 3x ETF I 1.14 0.0 -6.0 -7.0 54.1 2.90 -57.7 4 0.2 6 1099 06/26/13 EFU ProShares UltraShort MSCI EAFE ETF I 0.95 0.0 -12.2 -4.7 -19.1 37.0 -2.27 -34.4 4 0.1 5 1099 10/25/07 EMSA iPath Short Enh -2x MSCI Emerging Mkts ETN ETN I 0.80 0.0 10.5 -1.9 -19.7 0 0.0 2 1099 11/30/10 SMK ProShares UltraShort MSCI Mexico Capped IMI ETF I 0.95 0.0 2.3 8.1 -11.1 55.8 -1.64 -44.8 4 0.1 1 1099 06/18/09

Leveraged Bond and Fixed Income TMF Direxion Daily 20+ Year Treasury Bull 3x ETF I 1.00 0.0 -2.5 18.4 0.4 38.0 -1.07 -46.3 442 8.8 71 1099 04/16/09 UBT ProShares Ultra 20+ Year Treasury ETF I 0.95 0.7 0.3 14.0 2.2 25.6 -0.72 -33.2 22 1.8 40 1099 01/21/10 UST ProShares Ultra 7-10 Year Treasury ETF I 0.95 0.6 0.5 6.4 2.4 10.9 -0.32 -16.7 22 1.3 25 1099 01/21/10 DLBL iPath US Treasury Long Bond Yield Bull ETN ETN I 0.75 0.0 6.7 9.4 3.5 8.5 0.03 -9.1 0 0.0 6 1099 08/10/10 DTYL iPath US Treasury 10-year Bull ETN ETN I 0.75 0.0 -1.5 4.5 2.0 14.2 0.10 -13.4 0 0.0 5 1099 08/10/10 DFVL iPath US Treasury 5-Year Yield Bull ETN ETN I 0.75 0.0 -2.2 3.0 2.3 13.4 -0.13 -15.7 0 0.0 4 1099 07/12/11 TYD Direxion Daily 7-10 Year Treasury Bull 3x ETF I 0.97 0.0 0.5 8.8 3.0 23.4 -0.16 -23.3 2 0.1 4 1099 04/16/09 DTUL iPath US Treasury 2-year Bull ETN ETN I 0.75 0.0 0.3 2.4 1.8 8.3 -0.05 -9.2 0 0.0 4 1099 08/10/10 UJB ProShares Ultra High Yield ETF I 0.95 2.3 29.1 4.5 9.3 42.5 0.22 -29.4 0 0.0 3 1099 04/14/11

Inverse Bond and Fixed Income TBT ProShares UltraShort 20+ Yr Treasury ETF I 0.92 0.0 -7.4 -19.8 -10.8 25.3 0.71 -62.8 2,954 113.5 2,131 1099 05/01/08 TBF ProShares Short 20+ Year Treasury ETF I 0.94 0.0 -3.4 -10.1 -5.2 12.4 0.35 -38.3 785 18.1 743 1099 08/20/09 TMV Direxion Daily 20+ Year Treasury Bear 3x ETF I 0.92 0.0 -14.3 -30.9 -18.8 37.9 1.08 -79.3 1,221 27.4 483 1099 04/16/09 PST ProShares UltraShort 7-10 Yr Treasury ETF I 0.95 0.0 -2.9 -9.4 -5.9 10.9 0.33 -35.4 54 1.2 147 1099 05/01/08 SJB ProShares Short High Yield ETF I 0.95 0.0 -14.0 -5.6 -7.9 8.4 -0.49 -18.6 143 3.6 126 1099 03/22/11 TTT ProShares UltraPro Short 20+ Year Treasury ETF I 0.95 0.0 -12.9 -29.8 38.3 1.09 -78.5 47 1.4 96 1099 03/29/12 DTYS iPath US Treasury 10-year Bear ETN ETN I 0.75 0.0 -2.2 -15.5 -9.3 52.2 1.61 -69.0 38 0.7 54 1099 08/10/10 TBX ProShares Short 7-10 Year Treasury ETF I 0.95 0.0 -1.5 -5.0 -3.2 6.1 0.14 -20.4 14 0.4 33 1099 04/05/11 TYO Direxion Daily 7-10 Year Treasury Bear 3x ETF I 0.97 0.0 -7.3 -15.8 -10.8 18.6 0.30 -51.2 17 0.3 30 1099 04/16/09 DLBS iPath US Treasury Long Bond Yield Bear ETN ETN I 0.75 0.0 -6.5 -18.1 -8.8 60.1 1.48 -73.2 12 0.2 23 1099 08/10/10 TAPR Barclays Inverse U.S. Treasury Aggregate ETN ETN I 0.43 0.0 -16.0 47.5 1.28 2 0.1 19 1099 07/15/14 RISE Sit Rising Rate ETF SB I 1.50 0.0 -1.9 6.3 0.10 3 0.1 11 K-1 02/19/15 DTUS iPath US Treasury 2-year Bear ETN ETN I 0.75 0.0 -2.4 -6.4 -4.9 25.1 0.43 -34.6 32 1.0 8 1099 08/10/10 TYBS Direxion Daily 20+ Year Treasury Bear 1x ETF I 0.45 0.0 -3.5 -10.2 -5.1 12.9 0.16 -38.2 7 0.1 5 1099 03/23/11 HYDD Direxion Daily High Yield Bear 2x ETF I 0.80 0.0 2 0.0 5 1099 06/16/16


2017



Exp. Ratio (%)

Yield Est. (%)

1-YrRet.(%)

3-Yr Ann Rt

(%)

5-Yr Ann Rt

(%)

10-Yr Ann Rt

(%)

Std Dev (%)

1-Yr Beta

vs. SPY

3-Yr MDD (%)

10-Yr MDD (%)


Avg Daily $ Vol

($million)Assets

($million)Tax

FormListing Date


SAGG Direxion Daily Total Bond Market Bear 1x ETF I 0.45 0.0 -3.0 -3.6 -2.8 3.3 0.02 -13.5 1 0.0 3 1099 03/23/11TBZ ProShares UltraShort 3-7 Year Treasury ETF I 0.95 0.0 -3.6 -5.4 -3.9 14.2 -0.04 -22.7 0 0.0 3 1099 04/05/11DFVS iPath US Treasury 5-Year Bear ETN ETN I 0.75 0.0 0.7 -8.7 -5.4 25.4 0.24 -47.0 0 0.0 2 1099 07/12/11TYNS Direxion Daily 7-10 Year Treasury Bear 1x ETF I 0.46 0.0 -2.3 -5.2 -3.2 6.0 0.07 -20.3 0 0.0 1 1099 03/23/11TPS ProShares UltraShort TIPS ETF I 0.95 0.0 -7.0 -4.6 -2.4 9.3 -0.01 -20.4 0 0.0 1 1099 02/10/11

Leveraged Commodity UCO ProShares Ultra Bloomberg Crude Oil ETF I 0.95 0.0 -6.9 -58.3 -43.7 82.6 2.77 -96.8 9,967 103.9 935 K-1 11/25/08UGAZ VelocityShares 3x Long Natural Gas ETN ETN I 1.65 0.0 -24.3 -74.1 125.6 0.36 -99.7 4,843 168.9 325 1099 02/08/12AGQ ProShares Ultra Silver ETF I 0.95 0.0 18.5 -20.2 -28.1 48.7 -0.13 -66.6 227 8.6 265 K-1 12/03/08USLV VelocityShares 3x Long Silver ETN ETN I 1.65 0.0 16.5 -36.8 -47.1 73.8 -0.23 -85.0 1,213 18.3 187 1099 10/17/11UWT VelocityShares 3x Long Crude ETN ETN I 1.50 0.0 148 1099 12/09/16

DGP DB Gold Double Long ETN ETN I 0.75 0.0 10.9 -7.1 -15.9 32.0 -0.67 -45.6 40 0.9 100 1099 02/28/08UGL ProShares Ultra Gold ETF I 0.95 0.0 11.7 -7.0 -15.9 32.4 -0.87 -45.6 97 3.7 93 K-1 12/03/08

UGLD VelocityShares 3x Long Gold ETN ETN I 1.35 0.0 13.4 -13.4 -26.4 48.7 -1.32 -62.6 554 5.5 79 1099 10/17/11BOIL ProShares Ultra Bloomberg Natural Gas ETF I 0.90 0.0 2.6 -50.6 -45.9 78.9 0.27 -96.5 236 3.7 43 K-1 10/06/11

DAG DB Agriculture Double Long ETN ETN I 0.75 0.0 6.5 -21.7 -20.3 38.7 0.74 -67.9 16 0.1 8 1099 04/15/08 BDD DB Base Metals Double Long ETN ETN I 0.75 0.0 55.9 -8.7 -9.4 69.7 0.49 -62.5 3 0.0 4 1099 06/18/08 DYY DB Commodity Double Long ETN ETN I 0.75 0.0 22.4 -16.7 -15.8 98.9 -0.44 -77.1 13 0.0 2 1099 04/28/08

Inverse Commodity DGAZ VelocityShares 3x Inverse Natural Gas ETN ETN I 1.65 0.0 -75.8 -30.0 126.5 -0.40 -91.3 21,954 100.5 253 1099 02/08/12SCO ProShares UltraShort Bloomberg Crude Oil ETF I 0.95 0.0 -52.6 26.1 10.4 83.6 -2.82 -72.3 903 67.2 201 K-1 11/25/08GLL ProShares UltraShort Gold ETF I 0.95 0.0 -21.8 -4.4 2.7 32.5 0.86 -44.6 39 3.1 63 K-1 12/03/08DWT VelocityShares 3x Inverse Crude ETN ETN I 1.50 0.0 57 1099 12/09/16

DTO DB Crude Oil Double Short ETN ETN I 0.75 0.0 -33.6 43.6 20.5 76.6 -2.27 -60.3 15 1.8 52 1099 06/17/08 DZZ DB Gold Double Short ETN ETN I 0.75 0.0 -22.7 -3.8 4.7 34.9 0.97 -46.1 139 0.9 38 1099 02/28/08

ZSL ProShares UltraShort Silver ETF I 0.91 0.0 -39.9 -4.9 -0.5 48.6 0.18 -61.5 69 2.3 24 K-1 12/03/08 DGZ DB Gold Short ETN ETN I 0.75 0.0 -10.2 -0.8 3.6 19.0 0.47 -25.4 32 0.5 19 1099 02/29/08

DGLD VelocityShares 3x Inverse Gold ETN ETN I 1.35 0.0 -31.9 -8.1 2.9 48.3 1.28 -59.6 61 3.4 15 1099 10/17/11DSLV VelocityShares 3x Inverse Silver ETN ETN I 1.65 0.0 -55.3 -15.8 -12.1 73.6 0.19 -81.2 135 3.7 9 1099 10/17/11

DNO United States Short Oil ETF I 0.75 0.0 -23.9 21.9 11.4 42.1 -1.51 -42.5 10 0.7 9 K-1 09/24/09 SZO DB Crude Oil Short ETN ETN I 0.75 0.0 -14.8 26.1 14.0 44.6 -0.82 -39.1 0 0.0 8 1099 06/18/08

KOLD ProShares UltraShort Bloomberg Natural Gas ETF I 0.95 0.0 -50.5 -0.1 -6.3 79.2 -0.31 -74.2 28 0.8 4 K-1 10/06/11 BOM DB Base Metals Double Short ETN ETN I 0.75 0.0 -45.3 1.1 -1.5 61.4 -0.04 -64.0 0 0.0 2 1099 06/18/08 BOS DB Base Metals Short ETN ETN I 0.75 0.0 -22.9 13.7 0.2 72.0 0.37 -49.2 0 0.0 1 1099 06/18/08 DDP DB Commodity Short ETN ETN I 0.75 0.0 -6.4 37.6 11.6 64.8 0.23 -35.7 0 0.0 1 1099 04/28/08 AGA DB Agriculture Double Short ETN ETN I 0.75 0.0 -17.1 20.7 7.1 46.9 0.03 -41.7 0 0.0 1 1099 04/16/08 ADZ DB Agriculture Short ETN ETN I 0.75 0.0 -13.2 9.9 5.1 12.0 0.08 -33.0 0 0.0 1 1099 04/16/08 DEE DB Commodity Double Short ETN ETN I 0.75 0.0 -23.5 38.1 19.2 77.3 -0.59 -39.2 0 0.0 1 1099 04/28/08







2017 Tickers Listing and Catagory Cross-Reference

AADR

AAXJ

ACIM

ACSI

ACTX

ACWF

ACWI

ACWV

ACWX

ADRA

ADRD

ADRE

ADRU

ADZ

AFK

AFTY

AGA

AGF

AGG

AGGE

AGGP

AGGY

AGND

AGQ

AGZ

AGZD

AIA

AIRR

ALD

ALFA

ALFI

ALTS

ALTY

AMJ

AMJL

AMLP

AMU

AMUB

AMZA

AND

ANGL

AOA

AOK

AOM

AOR

Developed Markets ex-U.S.

Asia/Pacific ex-Japan

Global All Country

U.S. Single-Factor Strategies

U.S. Theme Based

Global All Country

Global All Country

Global All Country

Global ex-U.S.

Asia/Pacific


Emerging Markets

Europe

Inverse Commodity

Emerging-Market Subregions

China

Inverse Commodity

Agricultural Commodities

U.S. Aggregate Bond

U.S. Aggregate Bond

U.S. Aggregate Bond

U.S. Aggregate Bond

U.S. Aggregate Bond

Leveraged Commodity

U.S. Intermediate-Term Bond

U.S. Aggregate Bond


Industrials

International Bond

Global Long/Short

International Theme

Global Long/Short

Global Mulit-Asset Income

Energy MLP Subsector

Leveraged Sector






U.S. Corporate High Yield

Global Asset Allocation




ARGT

ARKG

ARKK

ARKQ

ARKW

ASEA

ASET

ASHR

ASHS

ASHX

ATMP

AUNZ

AUSE

AXJL

AXJV

AYT

BAB

BAL

BBC

BBH

BBP

BBRC

BCM

BDCL

BDCS

BDCZ

BDD

BEMO

BFIT

BFOR

BIB

BICK

BIGD

BIL

BIS

BIV

BIZD

BJK

BKF

BKLN

BLHY

BLNG

BLV

BMLA

BMLP

BND

BNDC

BNDS

BNDX

BNO

BOIL

BOM

BOND

BOS

BOTZ

BRAQ

BRAZ

BRF

BRZU

BSCH

BSCI

BSCJ

BSCK

BSCL

BSCM

BSCN

BSCO

BSCP

BSCQ

BSJH

BSJI

BSJJ

BSJK

BSJL

BSJM

BSJN

BSJO

BSV

BSWN

BTAL

BTEC

BUZ

BWV

BWX

BWZ

BYLD

BZF

BZQ

CAFE

CANE

Argentina

Health Care

Technology

Technology

Technology



China

China

China


International Bond

Australia



Multicurrency

Miscellaneous Bond


Health Care

Health Care

Health Care


Multiple Commodities

Leveraged Sector

Financials

Financials

Leveraged Commodity

U.S. Theme Based

Global Theme

U.S. Multifactor Strategies

Leveraged Sector


Technology

U.S. Ultra-Short-Term (Cash Proxies)

Inverse Sector


Financials

Consumer Discretionary




Gold and Precious Metals

U.S. Long-Term Bond



U.S. Aggregate Bond

U.S. Aggregate Bond

U.S. Aggregate Bond

International Bond

Energy Commodities

Leveraged Commodity

Inverse Commodity

Global Bond

Inverse Commodity

Global Theme


Brazil

Brazil

Leveraged Global and International

U.S. Corporate Investment Grade


















U.S. Short-Term Bond

Volatility Strategy

U.S. Long/Short

Health Care

U.S. Theme Based

U.S. Option Writing

International Bond

International Bond

Global Bond

Single Currency

Inverse Global and International



CAPE

CAPX

CARZ

CATH

CBND

CBON

CDC

CDL

CEFL

CEMB

CEW

CEZ

CFA

CFO

CGW

CHAD

CHAU

CHEP

CHIE

CHII

CHIM

CHIQ

CHIX

CHOC

CIBR

CID

CIL

CIU

CIZ

CJNK

CLAW

CLY

CLYH

CMBS

CMDT

CMF

CN

CNCR

CNDA

CNDF

CNHX

CNSF

CNTR

CNXT

CNY

U.S. Sector Strategies



U.S. Socially Responsible


Emerging-Markets Bond

U.S. Dividend and Income


Leveraged Style and Strategy


Multicurrency

Emerging Markets



Natural Resources Pseudo-sector



U.S. Long/Short

Energy

Industrials

Materials


Financials


Technology


Global ex-U.S.




Inverse Sector

U.S. Long-Term Bond


Miscellaneous Bond


State Tax-Exempt Muni Bond

China

Health Care

Canada


China

Consumer Staples

U.S. Theme Based

China

Single Currency



CNYA

COBO

COMT

COPX

CORN

CORP

COW

COWZ

CPER

CPI

CQQQ

CRAK

CRBN

CRDT

CRED

CROC

CROP

CSA

CSB

CSCR

CSD

CSF

CSJ

CSLS

CSM

CTNN

CUPM

CURE

CUT

CVY

CWB

CWEB

CWI

CWS

CXSE

CYB

CZA

DAG

DAX

DBA

DBAP

DBAU

DBAW

DBB

DBBR

China

International Bond


Materials





Base-Metals Commodities


Technology

Energy

Global Socially Responsible

Global Bond


Single Currency

Agriculture Pseudo-sector




U.S. Event Driven



Global Long/Short

U.S. Long/Short



Leveraged Sector



U.S. Convertible Bond

Leveraged Sector

Global ex-U.S.


China

Single Currency

U.S. Mid-Cap Blend

Leveraged Commodity

Germany



Australia

Global ex-U.S.


Brazil

DBC

DBE

DBEF

DBEM

DBES

DBEU

DBEZ

DBGR

DBIF

DBIT

DBJP

DBKO

DBMX

DBO

DBP

DBRE

DBS

DBSE

DBSP

DBUK

DBV

DCNG

DDBI

DDEZ

DDG

DDJP

DDLS

DDM

DDP

DDWM

DEE

DEEF

DEF

DEFA

DEM

DEMG

DES

DESC

DEUS

DEW

DEWJ

DEZU

DFE

DFJ

DFND

DFVL

DFVS

DGAZ

DGL

DGLD

DGP

DGRE

DGRO

DGRS

DGRW

DGS

DGT

DGZ

DHDG

DHS

DHVW

DI

DIA

DIG

DIM

DIRT

DIV

DIVA

DIVC

DIVI

DIVO

DIVY

DJCI

DJD

DJP

DLBL

DLBS

DLN

DLS

DNL

DNO

DOD

DOG

DOL

DON

DOO

DPK

DPST

DRIP

DRN


Energy Commodities


Emerging Markets

International Developed Small and Mid Cap

Europe

Europe

Germany

Infrastructure Pseudo-sector

Italy

Japan

South Korea

Mexico

Energy Commodities


Real Estate


Europe

Spain

United Kingdom

Multicurrency

Energy Commodities


Europe

Inverse Sector

Japan



Inverse Commodity

International Dividend and Income

Inverse Commodity


U.S. Theme Based


Emerging-Market Dividend and Income

Emerging Markets




Global Dividend and Income

Japan

Europe

Europe

Japan

U.S. Long/Short

Leveraged Bond and Fixed Income

Inverse Bond and Fixed Income

Inverse Commodity


Inverse Commodity

Leveraged Commodity


U.S. Dividend Growth




Global All Country

Inverse Commodity




Global Bond

U.S. Mega Cap

Leveraged Sector




U.S. Long/Short




Global Long/Short









Inverse Commodity


Inverse Style and Strategy





Leveraged Sector

Inverse Sector

Leveraged Sector

DRR

DRV

DRW

DSI

DSLV

DSUM

DTD

DTH

DTN

DTO

DTUL

DTUS

DTYL

DTYS

DUG

DULL

DUST

DVEM

DVHL

DVP

DVY

DVYA

DVYE

DVYL

DWAC

DWAQ

DWAS

DWAT

DWFI

DWIN

DWLV

DWM

DWT

DWTR

DWX

DXD

DXGE

DXJ

DXJC

DXJF

DXJH

DXJR

DXJS

DXJT

DXKW

Single Currency

Inverse Sector

Real Estate


Inverse Commodity





Inverse Commodity





Inverse Sector

Inverse Sector

Inverse Sector





Asia/Pacific






Global Long/Short

Global Bond




Inverse Commodity




Germany

Japan

Industrials

Financials

Health Care

Real Estate

Japan

Technology

South Korea



DXPS

DXUS

DYB

DYLS

DYY

DZK

DZZ

EBND

ECH

ECNS

ECON

EDBI

EDC

EDEN

EDIV

EDOG

EDV

EDZ

EEB

EEH

EELV

EEM

EEMA

EEMO

EEMS

EEMV

EEMX

EES

EET

EEV

EFA

EFAD

EFAS

EFAV

EFAX

EFFE

EFG

EFNL

EFO

EFU

EFV

EFZ

EGPT

EIDO

EIRL

United Kingdom


U.S. Long/Short

U.S. Long/Short

Leveraged Commodity


Inverse Commodity


Chile

China


Emerging Markets


Denmark



U.S. Treasury Bond




Emerging Markets

Emerging Markets


Emerging Markets

Emerging Markets

Emerging Markets

International Theme








International Theme



Finland





Egypt

Indonesia

Ireland

EIS

ELD

ELKU

EMAG

EMB

EMBH

EMCB

EMCG

EMCR

EMDD

EMDV

EMFM

EMGF

EMHY

EMIF

EMIH

EMLB

EMLC

EMLP

EMQQ

EMSA

EMSD

EMSH

EMTL

ENFR

ENOR

ENY

ENZL

EPHE

EPI

EPOL

EPP

EPRF

EPS

EPU

EPV

EQAL

EQL

EQLT

EQWL

EQWM

EQWS

ERGF

ERO

ERUS

ERX

ERY

ERYY

ESG

ESGD

ESGE

ESGF

ESGG

ESGL

ESGN

ESGS

ESGU

ESGW

ETHO

EUDG

EUDV

EUFL

EUFN

EUFS

EUFX

EUM

EUMV

EUO

EURL

EUSA

EUSC

EVX

EWA

EWC

EWD

EWEM

EWG

EWGS

EWH

EWI

EWJ

EWK

EWL

EWM

EWMC

EWN

EWO

EWP

EWQ

EWRE

Israel








Emerging Markets

Emerging Markets



Emerging Markets






Energy

Technology


Emerging Markets



Energy

Norway

Energy

New Zealand

Philippines

India

Poland


U.S. Preferred Stock


Peru





U.S. Mega Cap

U.S. Mid-Cap Blend


Energy

Single Currency

Russia

Leveraged Sector

Inverse Sector

Inverse Sector



Emerging Markets









Europe

Europe

Leveraged Sector

Financials

Inverse Sector

Single Currency


Europe

Single Currency



Europe

Industrials

Australia

Canada

Sweden

Emerging Markets

Germany

Germany

Hong Kong

Italy

Japan

Belgium

Switzerland

Malaysia

U.S. Mid-Cap Blend

Netherlands

Austria

Spain

France

Real Estate

EWS

EWSC

EWT

EWU

EWUS

EWV

EWW

EWX

EWY

EWZ

EWZS

EXI

EXT

EYLD

EZA

EZJ

EZM

EZR

EZU

EZY

FAAR

FAB

FAD

FALN

FAN

FAS

FAUS

FAZ

FAZZ

FBGX

FBND

FBT

FBZ

FCA

FCAN

FCEF

FCG

FCOM

FCOR

FCVT

FDD

FDIS

FDIV

FDL

FDLO

Singapore


Taiwan

United Kingdom

United Kingdom


Mexico

Emerging Markets

South Korea

Brazil

Brazil

Industrials



South Africa



Europe

Europe

U.S. Large-Cap Value

Global Long/Short




Energy

Leveraged Sector

Australia

Inverse Sector

Inverse Sector


U.S. Aggregate Bond

Health Care

Brazil

China

Canada


Energy

Telecommunications



Europe







FDM

FDMO

FDN

FDRR

FDT

FDTS

FDVV

FEEU

FEM

FEMB

FEMS

FENY

FEP

FEU

FEUZ

FEX

FEZ

FFR

FFTY

FGD

FGM

FHK

FHLC

FIBG

FIBR

FIDU

FIEE

FIEG

FIEU

FIGY

FIHD

FILL

FINQ

FINU

FINX

FINZ

FITS

FIW

FJP

FKO

FKU

FLAG

FLAT

FLCO

FLEU

U.S. Micro Cap


Technology






Emerging Markets


Emerging Markets

Energy

Europe

Europe

Europe


Europe

Real Estate



Germany

Hong Kong

Health Care


U.S. Aggregate Bond

Industrials






Energy

Global Theme

Leveraged Sector

Global Theme

Inverse Sector

Global Theme


Japan

South Korea

United Kingdom

U.S. Long/Short

Miscellaneous Bond

Global Bond


FLGE

FLLV

FLM

FLN

FLOT

FLQD

FLQE

FLQG

FLQH

FLRN

FLRT

FLTB

FLTR

FM

FMAT

FMB

FMF

FMK

FNCF

FNCL

FNDA

FNDB

FNDC

FNDE

FNDF

FNDX

FNI

FNK

FNX

FNY

FOIL

FONE

FPA

FPE

FPX

FPXI

FQAL

FRAK

FREL

FRI

FRN

FSTA

FSZ

FTA

FTAG

FTC

FTCS

FTEC

FTGC

FTHI

FTLB

FTLS

FTRI

FTSD

FTSL

FTSM

FTW

FTXD

FTXG

FTXH

FTXL

FTXN

FTXO

FTXR

FUD

FUE

FUT

FUTY

FV

FVAL

FVC

FVD

FVL

FWDB

FWDD

FWDI

FXA

FXB

FXC

FXCH

FXD

FXE

FXEP

FXEU

FXF

FXG

FXH

FXI

FXJP

FXL







Emerging Markets

Global All Country







Materials

National Tax-Exempt Muni Bond

Global Long/Short


Financials

Financials




Emerging Markets








Technology



U.S. Event Driven

International Theme


Energy

Real Estate

Real Estate


Consumer Staples

Switzerland



U.S. Large-Cap Growth


Technology


U.S. Option Writing

U.S. Option Writing

Global Long/Short





Taiwan


Consumer Staples

Health Care

Technology

Energy

Financials

Industrials



Global Long/Short

Utilities






Global Bond


Global ex-U.S.

Single Currency

Single Currency

Single Currency

Single Currency


Single Currency


Europe

Single Currency

Consumer Staples

Health Care

China

Japan

Technology

FXN

FXO

FXP

FXR

FXS

FXSG

FXU

FXY

FXZ

FYC

FYLD

FYT

FYX

GAA

GAF

GAL

GAMR

GARD

GASL

GASX

GAZ

GBB

GBF

GBIL

GCC

GCE

GCOW

GDJJ

GDX

GDXJ

GDXS

GDXX

GEM

GENY

GEUR

GEX

GGOV

GHE

GHII

GHS

GHYG

GII

GIVE

GLD

GLDI

Energy

Financials


Industrials

Single Currency

Single Currency

Utilities

Single Currency

Materials








Technology

U.S. Long/Short

Leveraged Sector

Inverse Sector

Energy Commodities

Single Currency






Leveraged Sector

Materials

Materials

Inverse Sector

Leveraged Sector

Emerging Markets

Global Theme


Energy

International Bond

Emerging Markets


U.S. Hedged Strategies

Global Bond







GLL

GLTR

GMF

GML

GMM

GMMB

GMOM

GMTB

GNMA

GNR

GNRX

GOEX

GOVT

GQRE

GREK

GRES

GRI

GRID

GRN

GRU

GRWN

GSC

GSD

GSEU

GSG

GSIE

GSJY

GSLC

GSP

GSY

GTAA

GTO

GULF

GUNR

GUR

GURI

GURU

GUSH

GVAL

GVI

GVIP

GWL

GWX

GXC

GXF

Inverse Commodity




Emerging Markets



U.S. Aggregate Bond

Miscellaneous Bond


Health Care

Materials

U.S. Treasury Bond

Real Estate

Greece


Real Estate

Utilities

Energy Commodities





Europe



Japan




Global All Country

Global Bond




International Theme

U.S. Event Driven

Leveraged Sector

Global All Country


U.S. Event Driven

Global ex-U.S.


China

Europe

GXG

GYEN

GYLD

HACK

HACV

HACW

HAHA

HAKD

HAKK

HAO

HAP

HAUD

HAWX

HCRF

HDAW

HDEE

HDEF

HDEZ

HDG

HDGE

HDLS

HDLV

HDMV

HDRW

HDV

HDWM

HDWX

HECO

HEDJ

HEEM

HEFA

HEFV

HEMV

HEUS

HEUV

HEVY

HEWC

HEWG

HEWI

HEWJ

HEWL

HEWP

HEWU

HEWW

HEWY

HEZU

HFEZ

HFXE

HFXI

HFXJ

HGEU

HGI

HGJP

HGSD

HHYX

HILO

HIPS

HJPX

HOLD

HOML

HSCZ

HSPX

HTUS

HUSE

HUSV

HVPW

HYD

HYDD

HYEM

HYG

HYGH

HYHG

HYIH

HYLB

HYLD

HYLS

HYMB

HYND

HYS

HYXE

HYXU

HYZD

IAGG

IAI

IAK

IAT

IAU

IBB

IBCC

IBCD

Colombia



Technology

Global All Country

Global All Country

China

Inverse Sector

Leveraged Sector

China


Australia

Global ex-U.S.

Health Care




Europe

Global Long/Short





Real Estate


Global ex-U.S.



Europe

Emerging Markets



Emerging Markets

Europe

Europe


Canada

Germany

Italy

Japan

Switzerland

Spain

United Kingdom

Mexico

South Korea

Europe

Europe

Europe


Japan

Europe


Japan


International Bond



Japan


Leveraged Sector


U.S. Option Writing

U.S. Long/Short



U.S. Option Writing

National High-Yield Tax-Exempt Muni Bond




U.S. Corp. High-Yield Interest-Rate-Hedged



Global Bond


U.S. Long/Short





International Bond


International Bond

Financials

Financials

Financials


Health Care



IBCE

IBDB

IBDC

IBDD

IBDH

IBDJ

IBDK

IBDL

IBDM

IBDN

IBDO

IBDP

IBDQ

IBDR

IBLN

IBMF

IBMG

IBMH

IBMI

IBMJ

IBMK

IBND

IBUY

ICF

ICI

ICLN

ICN

ICOL

ICSH

ICVT

IDHD

IDHQ

IDLB

IDLV

IDMO

IDOG

IDU

IDV

IDX

IEF

IEFA

IEI

IEMG

IEO

IEUR















U.S. Event Driven







International Bond


Real Estate

Multicurrency

Energy

Single Currency

Colombia









Utilities


Indonesia

U.S. Treasury Bond


U.S. Treasury Bond

Emerging Markets

Energy

Europe



IEUS

IEV

IEZ

IFEU

IFGL

IFIX

IFLY

IFV

IGE

IGEM

IGF

IGHG

IGIH

IGM

IGN

IGOV

IGRO

IGV

IGVT

IHDG

IHE

IHF

IHI

IHY

IJH

IJJ

IJK

IJR

IJS

IJT

ILB

ILF

ILTB

IMED

IMLP

IMOM

IMTB

IMTM

INCO

INDA

INDF

INDL

INDY

INFR

INKM

Europe

Europe

Energy

Real Estate

Real Estate

Global Bond

Global Theme

Global ex-U.S.




U.S. Corp. Inv. Grade Interest-Rate-Hedged


Technology

Technology

International Bond


Technology

International Bond


Health Care

Health Care

Health Care

International Bond

U.S. Mid-Cap Blend

U.S. Mid-Cap Value

U.S. Mid-Cap Growth

U.S. Small-Cap Blend

U.S. Small-Cap Value

U.S. Small-Cap Growth

Global Bond


U.S. Long-Term Bond

Global Theme


Global ex-U.S.

Global Bond



India

Industrials


India



INP

INR

INTF

INXX

IOIL

IOO

IPAC

IPAY

IPD

IPE

IPF

IPFF

IPK

IPKW

IPN

IPO

IPOS

IPS

IPU

IPW

IQDE

IQDF

IQDG

IQDY

IQLT

IRV

IRY

ISCF

ISHG

ISRA

IST

ISTB

ISZE

ITA

ITB

ITE

ITEQ

ITM

ITML

ITMS

ITOT

ITR

IUSB

IUSG

IUSV

IVAL

IVE

IVLU

IVOG

IVOO

IVOP

IVOV

IVV

IVW

IWB

IWC

IWD

IWF

IWL

IWM

IWN

IWO

IWP

IWR

IWS

IWV

IWX

IWY

IXC

IXG

IXJ

IXN

IXP

IXUS

IYC

IYE

IYF

IYG

IYH

IYJ

IYK

IYLD

IYM

IYR

IYT

IYW

IYY

IYZ

JDG

JDST

India

Single Currency

Global ex-U.S.

India

Energy

Global All Country

Asia/Pacific

Technology


U.S. TIPS Bond

Financials


Technology

International Theme

Industrials

U.S. Event Driven

International Theme

Consumer Staples

Utilities

Energy






Materials

Health Care


International Bond

Israel

Telecommunications



Industrials


U.S. Treasury Bond

Technology




U.S. Total Market


U.S. Aggregate Bond



Global ex-U.S.



U.S. Mid-Cap Growth

U.S. Mid-Cap Blend

VIX Inverse Volatility

U.S. Mid-Cap Value

U.S. Large-Cap Blend



U.S. Micro Cap



U.S. Mega Cap




U.S. Mid-Cap Growth

U.S. Mid-Cap Blend

U.S. Mid-Cap Value

U.S. Total Market

U.S. Mega Cap

U.S. Mega Cap

Energy

Financials

Health Care

Technology

Telecommunications

Global ex-U.S.


Energy

Financials

Financials

Health Care

Industrials

Consumer Staples


Materials

Real Estate

Industrials

Technology

U.S. Total Market

Telecommunications

Japan

Inverse Sector

JEM

JETS

JHDG

JHMA

JHMC

JHMD

JHME

JHMF

JHMH

JHMI

JHML

JHMM

JHMS

JHMT

JHMU

JJA

JJC

JJE

JJG

JJM

JJN

JJP

JJS

JJT

JJU

JKD

JKE

JKF

JKG

JKH

JKI

JKJ

JKK

JKL

JNK

JNUG

JO

JPEH

JPEM

JPEU

JPGE

JPHF

JPHY

JPIH

JPIN

Multicurrency

Industrials

Japan

Materials



Energy

Financials

Health Care

Industrials



Consumer Staples

Technology

Utilities



Energy Commodities











U.S. Mid-Cap Blend

U.S. Mid-Cap Growth

U.S. Mid-Cap Value





Leveraged Sector


Europe

Emerging Markets

Europe

Global Developed Markets

Global Long/Short

Global Bond





JPME

JPMV

JPN

JPNH

JPNL

JPSE

JPUS

JPXN

JSMD

JSML

JUNE

JXI

JYN

KBA

KBE

KBWB

KBWD

KBWP

KBWR

KBWY

KCE

KCNY

KEMP

KFYP

KIE

KLD

KLDW

KLEM

KNOW

KOL

KOLD

KOR

KORU

KRE

KRMA

KROO

KRS

KRU

KSA

KWEB

KWT

KXI

LABD

LABS

LABU


Japan

Japan

Japan




Japan

U.S. Mid-Cap Growth


U.S. Event Driven

Utilities

Single Currency

China

Financials

Financials

Financials

Financials

Financials

Real Estate

Financials


Emerging Markets

China

Financials


Global Theme

Emerging Markets

U.S. Event Driven

Energy

Inverse Commodity

South Korea


Financials


Australia

Inverse Sector

Leveraged Sector

Saudi Arabia

Technology

Energy

Consumer Staples

Inverse Sector

Inverse Sector

Leveraged Sector

LALT

LARE

LBDC

LBJ

LD

LDRI

LDUR

LEAD

LEDD

LEMB

LGLV

LIT

LKOR

LLSC

LLSP

LMBS

LMLP

LNGR

LOWC

LQD

LQDH

LRET

LRGF

LSTK

LSVX

LTL

LTPZ

LVHB

LVHD

LVHE

LVHI

LVL

LWC

MATF

MATH

MAUI

MBB

MBG

MBSD

MCEF

MCHI

MCRO

MDIV

MDY

MDYG

MDYV

MEAR

MELT

MENU

MFLA

MGC

MGK

MGV

MIDU

MIDZ

MILN

MINC

MINT

MLN

MLPA

MLPB

MLPC

MLPE

MLPG

MLPI

MLPJ

MLPO

MLPQ

MLPS

MLPX

MLPY

MLPZ

MLTI

MMTM

MNA

MOAT

MOM

MOO

MORL

MORT

MOTI

MPCT

MRGR

MRRL

MTK

MTUM

MUB

MUNI

MVIN

MVV

Global Long/Short

Real Estate

Leveraged Sector









Materials





Leveraged Sector

Global Theme




Leveraged Sector



Volatility Strategy

Leveraged Sector

U.S. TIPS Bond






U.S. Long-Term Bond

Materials

Global All Country

Global Bond

Miscellaneous Bond

Miscellaneous Bond

Miscellaneous Bond


China

Global Long/Short


U.S. Mid-Cap Blend

U.S. Mid-Cap Growth

U.S. Mid-Cap Value


Inverse Sector



U.S. Mega Cap

U.S. Mega Cap

U.S. Mega Cap



U.S. Theme Based












Leveraged Sector

Inverse Sector

Energy


Leveraged Sector



Global Long/Short

U.S. Theme Based

U.S. Long/Short


Leveraged Sector

Financials

International Theme


Global Long/Short

Leveraged Sector

Technology




Global ex-U.S.


MXI

MYY

MZZ

NAIL

NANR

NASH

NEAR

NFLT

NFO

NFRA

NGE

NIB

NINI

NLR

NOBL

NORW

NUAG

NUGT

NULG

NULV

NUMG

NUMV

NURE

NUSC

NYF

OAPH

OASI

OEF

OEUH

OEUR

OEW

OIH

OIIL

OIL

OILB

OILK

OILX

OLD

OLEM

OLO

ONEK

ONEO

ONEQ

ONEV

ONEY

Materials



Leveraged Sector


U.S. Theme Based


Global Bond

U.S. Event Driven


Nigeria



Energy


Norway

U.S. Aggregate Bond

Leveraged Sector





Real Estate



Asia/Pacific

Asia/Pacific

U.S. Mega Cap

Europe

Europe

U.S. Mega Cap

Energy

Energy Commodities

Energy Commodities

Energy Commodities

Energy Commodities

Energy Commodities

Global Theme

Energy Commodities

Energy Commodities








ONG

OPD

ORG

OUNZ

OUSA

OUSM

OVLC

PAF

PAGG

PAK

PALL

PBD

PBE

PBJ

PBP

PBS

PBW

PCEF

PCY

PDBC

PDN

PDP

PEJ

PEK

PERM

PEX

PEY

PEZ

PFF

PFI

PFIG

PFM

PFV

PFXF

PGAL

PGD

PGF

PGHY

PGJ

PGM

PGX

PHB

PHDG

PHO

PICB

Energy Commodities


Global Theme







Pakistan


Energy

Health Care

Consumer Staples

U.S. Option Writing


Energy







China


Global Theme




Financials





Portugal

Multicurrency

Financials

Global Bond

China






International Bond

PICK

PID

PIE

PILL

PILS

PIN

PIO

PIZ

PJP

PKB

PKW

PLND

PLW

PMPT

PMR

PNQI

PPA

PPH

PPLT

PRB

PRF

PRFZ

PRME

PRN

PRNT

PSAU

PSC

PSCC

PSCD

PSCE

PSCF

PSCH

PSCI

PSCM

PSCT

PSCU

PSET

PSI

PSJ

PSK

PSL

PSP

PSQ

PSR

PST

PTEU

PTF

PTH

PTLC

PTM

PTMC

PTNQ

PUI

PUTW

PUW

PVI

PWB

PWC

PWV

PWZ

PXE

PXF

PXH

PXI

PXJ

PXLG

PXLV

PXMG

PXMV

PXQ

PXR

PXSG

PXSV

PY

PYZ

PZA

PZD

PZI

PZT

QABA

QAI

QAT

QAUS

QCAN

QCLN

QDEF

QDEU

QDF

QDYN

QED

Materials


Emerging Markets

Leveraged Sector

Inverse Sector

India



Health Care


U.S. Event Driven

Poland

U.S. Treasury Bond



Technology

Industrials

Health Care





Real Estate

Industrials

Global Theme

Materials


Consumer Staples


Energy

Financials

Health Care

Industrials

Materials

Technology

Utilities


Technology

Technology


Consumer Staples

Global Theme


Real Estate


Europe

Technology

Health Care





Utilities

U.S. Option Writing

Energy






Energy


Emerging Markets

Energy

Energy



U.S. Mid-Cap Growth

U.S. Mid-Cap Value

Technology





Materials



U.S. Micro Cap


Financials

Global Long/Short

Qatar

Australia

Canada

Energy


Germany



Global Long/Short

QEFA

QEH

QEMM

QESP

QGBR

QGTA

QID

QINC

QJPN

QLC

QLD

QLS

QLTA

QMN

QMOM

QQEW

QQQ

QQQC

QQQE

QQXT

QTEC

QUAL

QUS

QVAL

QVM

QWLD

QYLD

RALS

RAVI

RBL

RCD

RCOM

RDIV

RDVY

REET

REGL

REK

REM

REML

REMX

RETL

REW

REZ

RFAP

RFCI


Global Long/Short

Emerging Markets

Spain

United Kingdom

Global Long/Short



Japan



Global Long/Short


Global Long/Short




Technology



Technology






U.S. Option Writing

U.S. Long/Short


Russia





Real Estate


Inverse Sector

Financials

Leveraged Sector


Leveraged Sector

Inverse Sector

Real Estate

Asia/Pacific

Global Bond



RFDA

RFDI

RFEM

RFEU

RFFC

RFG

RFUN

RFV

RGI

RGRO

RHS

RIGS

RINF

RING

RISE

RJA

RJI

RJN

RJZ

RLY

ROAM

ROBO

RODI

RODM

ROGS

ROLA

ROM

ROOF

RORE

ROUS

RPG

RPV

RRF

RSP

RSX

RSXJ

RTH

RTLA

RTM

RTR

RUSL

RUSS

RVNU

RWJ

RWK



Emerging Markets

Europe


U.S. Mid-Cap Growth

Global Bond

U.S. Mid-Cap Value

Industrials

Global All Country

Consumer Staples

Global Bond

U.S. TIPS Bond

Materials




Energy Commodities



Emerging Markets

Global Theme



Global All Country


Leveraged Sector

Real Estate

Real Estate






Russia

Russia



Materials







RWL

RWM

RWO

RWR

RWW

RWX

RXD

RXI

RXL

RYE

RYF

RYH

RYJ

RYT

RYU

RZG

RZV

SAA

SAGG

SBB

SBIO

SBM

SBV

SCAP

SCC

SCHA

SCHB

SCHC

SCHD

SCHE

SCHF

SCHG

SCHH

SCHM

SCHO

SCHP

SCHR

SCHV

SCHX

SCHZ

SCID

SCIF

SCIJ

SCIN

SCIU

SCIX

SCJ

SCO

SCPB

SCTO

SCZ

SDD

SDEM

SDIV

SDOG

SDOW

SDP

SDS

SDY

SDYL

SEA

SEF

SFHY

SFIG

SFLA

SGAR

SGDJ

SGDM

SGG

SGOL

SGQI

SH

SHE

SHM

SHNY

SHV

SHY

SHYD

SHYG

SICK

SIJ

SIL

SILJ

SIPE

SIVR

SIZ

SIZE

SJB

SJNK

SKF



Real Estate

Real Estate

Financials

Real Estate

Inverse Sector


Leveraged Sector

Energy

Financials

Health Care


Technology

Utilities






Health Care

Inverse Sector



Inverse Sector


U.S. Total Market



Emerging Markets



Real Estate

U.S. Mid-Cap Blend

U.S. Treasury Bond

U.S. TIPS Bond

U.S. Treasury Bond



U.S. Aggregate Bond

Europe

India

Japan

India



Japan

Inverse Commodity









Inverse Sector




Industrials

Inverse Sector





Materials

Materials







Leveraged Sector


U.S. Treasury Bond



Inverse Sector

Inverse Sector

Materials

Materials

U.S. TIPS Bond


U.S. Long/Short




Inverse Sector

SKOR

SKYY

SLIM

SLQD

SLV

SLVO

SLVP

SLX

SLY

SLYG

SLYV

SMB

SMCP

SMD

SMDD

SMDV

SMEZ

SMH

SMHD

SMIN

SMK

SMLF

SMLL

SMLV

SMMU

SMMV

SMN

SNLN

SNSR

SOCL

SOIL

SOP

SOVB

SOXL

SOXS

SOXX

SOYB

SPDN

SPFF

SPHB

SPHD

SPHQ

SPLV

SPLX

SPMO


Technology

Global Theme




Materials

Materials






U.S. Mid-Cap Blend



Europe

Technology


India







Inverse Sector


Global Theme

Technology


Inverse Sector

International Bond

Leveraged Sector

Inverse Sector

Technology












SPUN

SPUU

SPVU

SPXE

SPXH

SPXL

SPXN

SPXS

SPXT

SPXU

SPXV

SPY

SPYB

SPYD

SPYG

SPYV

SPYX

SQQQ

SRET

SRLN

SRS

SRTY

SSG

SSO

SST

STIP

STOT

STPP

STPZ

SUB

SVXY

SYE

SYG

SYLD

SYV

SZK

SZO

TAGS

TALL

TAN

TAO

TAPR

TBF

TBT

TBX

Global Theme












U.S. Event Driven






Real Estate


Inverse Sector


Inverse Sector


U.S. Treasury Bond

U.S. TIPS Bond

Global Bond

Miscellaneous Bond

U.S. TIPS Bond







Inverse Sector

Inverse Commodity



Energy

Real Estate





TBZ

TCHF

TCTL

TDIV

TDTF

TDTT

TECL

TECS

TECZ

TFI

TFLO

THD

THHY

THRK

TILT

TIP

TIPX

TIPZ

TLDH

TLEH

TLH

TLO

TLT

TLTD

TLTE

TMF

TMV

TNA

TOFR

TOK

TOLZ

TOTL

TPS

TPYP

TQQQ

TRSK

TTAC

TTFS

TTT

TUR

TUSA

TUTI

TUTT

TUZ

TVIX

TVIZ

TWM

TWOK

TYBS

TYD

TYNS

TYO

TZA

UAE

UAG

UBC

UBG

UBIO

UBM

UBN

UBND

UBR

UBT

UCC

UCI

UCIB

UCO

UDBI

UDN

UDOW

UGA

UGAZ

UGE

UGL

UGLD

UHN

UJB

ULE

ULST

UMDD

UMX

UNG

UNL

UOP

UPRO

UPV

UPW

URA

URE

URR


Technology


Technology

U.S. TIPS Bond

U.S. TIPS Bond

Leveraged Sector

Inverse Sector

Inverse Sector


U.S. Treasury Bond

Thailand


U.S. Total Market


U.S. TIPS Bond

U.S. TIPS Bond

U.S. TIPS Bond


Emerging Markets

U.S. Treasury Bond

U.S. Treasury Bond

U.S. Treasury Bond


Emerging Markets




U.S. Event Driven

Global Theme


Global Bond


Energy



U.S. Event Driven

U.S. Event Driven


Turkey

U.S. Total Market



U.S. Treasury Bond

VIX Long Volatility

VIX Long Volatility








United Arab Emirates




Leveraged Sector


Energy Commodities

Global Bond



Leveraged Sector



Leveraged Commodity


Multicurrency


Energy Commodities

Leveraged Commodity

Leveraged Sector

Leveraged Commodity

Leveraged Commodity

Energy Commodities


Single Currency




Energy Commodities

Energy Commodities

Leveraged Sector



Leveraged Sector

Materials

Leveraged Sector

Single Currency

URTH

URTY

USAG

USCI

USD

USDU

USFR

USL

USLB

USLV

USMR

USMV

USO

USRT

USSD

UST

USV

USWD

UTES

UTLF

UUP

UVXY

UWM

UWT

UXI

UYG

UYM

VALX

VAMO

VAW

VB

VBK

VBND

VBR

VCIT

VCLT

VCR

VCSH

VDC

VDE

VEA

VEGA

VEGI

VEU

VFH





Leveraged Sector

Multicurrency

U.S. Treasury Bond

Energy Commodities


Leveraged Commodity



Energy Commodities

Real Estate

U.S. Theme Based



U.S. Theme Based

Utilities

Utilities

Multicurrency

VIX Long Volatility


Leveraged Commodity

Leveraged Sector

Leveraged Sector

Leveraged Sector

Global Theme

U.S. Long/Short

Materials



U.S. Aggregate Bond






Consumer Staples

Energy


Global Long/Short


Global ex-U.S.

Financials



VGIT

VGK

VGLT

VGSH

VGT

VHT

VIDI

VIG

VIGI

VIIX

VIIZ

VIOG

VIOO

VIOV

VIS

VIXH

VIXM

VIXY

VLU

VLUE

VMAX

VMBS

VMIN

VNLA

VNM

VNQ

VNQI

VO

VOE

VONE

VONG

VONV

VOO

VOOG

VOOV

VOT

VOX

VPL

VPU

VQT

VRIG

VRP

VSS

VT

VTEB


Europe

U.S. Long-Term Bond


Technology

Health Care

Global ex-U.S.



VIX Long Volatility

VIX Long Volatility




Industrials


VIX Long Volatility

VIX Long Volatility



VIX Long Volatility

Miscellaneous Bond



Vietnam

Real Estate

Real Estate

U.S. Mid-Cap Blend

U.S. Mid-Cap Value







U.S. Mid-Cap Growth

Telecommunications

Asia/Pacific

Utilities





Global All Country


VTHR

VTI

VTIP

VTV

VTWG

VTWO

VTWV

VUG

VUSE

VV

VWO

VWOB

VXF

VXUS

VXX

VXZ

VYM

VYMI

WBIA

WBIB

WBIC

WBID

WBIE

WBIF

WBIG

WBIH

WBII

WBIL

WBIR

WBIY

WDIV

WDRW

WDTI

WEAR

WEAT

WEET

WFHY

WFIG

WIL

WIP

WMCR

WMW

WOOD

WPS

WREI

WSKY

WTRX

WYDE

XAR

XBI

XCEM

XD

XE

XES

XF

XH

XHB

XHE

XHS

XI

XINA

XITK

XIV

XIVH

XK

XLB

XLE

XLF

XLG

XLI

XLK

XLP

XLRE

XLU

XLV

XLY

XM

XME

XMLV

XMPT

XOP

XPH

XPP

XRLV

XRT

XS

XSD

XSHD

XSLV

XSOE

U.S. Total Market

U.S. Total Market

U.S. TIPS Bond








Emerging Markets


U.S. Mid-Cap Blend

Global ex-U.S.

VIX Long Volatility

VIX Long Volatility



Global All Country

Global All Country


Global All Country

Global All Country

Global All Country




Global All Country

Global All Country



Inverse Sector

Global Long/Short

Global Theme






International Bond

U.S. Micro Cap

U.S. Theme Based


Real Estate

Real Estate

Consumer Staples



Industrials

Health Care



Energy

Energy

Financials

Health Care


Health Care

Health Care

Industrials

China

Technology


Volatility Strategy

Technology

Materials

Energy

Financials

U.S. Mega Cap

Industrials

Technology

Consumer Staples

Real Estate

Utilities

Health Care


Materials

Materials



Energy

Health Care




Consumer Staples

Technology



Emerging Markets

XSW

XT

XTH

XTL

XTN

XU

XVZ

XWEB

XXV

YANG

YAO

YCL

YCS

YDIV

YGRO

YINN

YLCO

YLD

YMLI

YMLP

YXI

YYY

ZBIO

ZIV

ZLRG

ZMLP

ZROZ

ZSL

ZSML

Technology

Technology

Technology

Telecommunications

Industrials

Utilities


Technology



China

Single Currency

Single Currency




Energy






Inverse Sector




U.S. Treasury Bond

Inverse Commodity

U.S. Single-Factor StrategiesU.S. Mid-Cap


2017

Brand (Sponsor) WebsiteACSI http://www.acsifunds.com/AdvisorShares http://www.advisorshares.com/ Alerian http://www.alpsfunds.com/ AlphaClone http://alphaclonefunds.com/index.htmlAlphaMark http://www.smcp-etf.com/ALPS, Barrons, Global Commodity http://www.alpsfunds.com/ Amplify - YieldShares https://www.amplifyetfs.com/ETFListAptus http://www.aptusfund.com/ARK http://ark-funds.com/ArrowShares http://www.arrowshares.com/Barclays ETNs https://barxis.barcap.com/US/7/en/home.appBioShares http://www.bioshares.com/BLDRS by Invesco https://www.invesco.com/portal/site/us/investors/etfs/performance/BluStar http://www.iteqetf.com/BMO ETNs https://www.bmoetn.com/Product/Detail/BMLPCambria http://www.cambriafunds.com/Cohen & Steers http://www.alpsfunds.com/ Columbia http://www.columbiathreadneedleetf.com/Credit Suisse FI ETNs no websiteCS X-Links ETNs by Credit Suisse https://notes.credit-suisse.com/csfbnoteslogin/etn/product_list.aspCSOP http://www.csopasset.us/en-us/home/C-Tracks ETNs by Citigroup http://www.c-tracksetns.com/CurrencyShares by Guggenheim https://www.currencyshares.com/DB ETNs by Deutsche Bank no websiteDeep Value by TWM Funds http://www.twmfunds.com/etfs/overview.htmlDeutsche X-trackers https://etfus.deutscheam.com/US/EN/Product-FinderDhandho https://www.dhandhoetfs.com/Diamond Hill http://www.diamond-hill.com/strategies/Direxion http://www.direxioninvestments.com/ELEMENTS ETNs https://www.elementsetn.com/ElementsETNUI/Default.aspx

ETF Sponsor Websites


2017

Brand (Sponsor) Website


Elkhorn http://www.elkhorn.com/ETC - Exchange Traded Concepts http://www.exchangetradedconcepts.com/funds.aspxETF Managers Group http://www.etfmg.com/partners/ETFS (ETF Securities) https://www.etfsecurities.com/institutional/us/en-usEtho Capital http://www.ethoetf.com/ETRACS ETNs by UBS Group AG http://etracs.ubs.com/product/listFidelity ETFs https://www.fidelity.com/etfs/overviewFirst Trust Advisors https://www.ftportfolios.com/retail/etf/home.aspxFlexShares by Northern Trust https://www.flexshares.com/Franklin Liberty https://www.libertyshares.com/fund-explorer/GaveKal http://gavekalfunds.com/Global X http://www.globalxfunds.com/Goldman Sachs ETFs https://assetmanagement.gs.com/content/gsam/us/en/individual/products/etf-fund-finder.htmlGoldman Sachs ETNs no websiteGuggenheim http://gi.guggenheiminvestments.com/products/etfHartford https://www.hartfordfunds.com/products/etfs.html#tab3Highland Capital http://www.highlandfunds.com/Horizons http://us.horizonsetfs.com/home.aspxHull http://www.hulltacticalfunds.com/iBonds by BlackRock http://us.ishares.com/home.htmInfraCap http://www.infracapmlp.com/Innovator http://www.innovatorfunds.com/iPath ETNs by Barclays http://www.ipathetn.com/US/16/en/home.appIQ by NY Life MainStay IndexIQ https://www.nylinvestments.com/IQetfs/etfsiSectors by Virtus http://www.isectorsetfs.com/iShares by BlackRock http://us.ishares.com/home.htmJanus and Janus Velocity https://www.janus.com/advisor/exchange-traded-fundsJohn Hancock ETFs https://etf.jhinvestments.com/etf/home.htmlJPMorgan ETFs https://am.jpmorgan.com/us/en/asset-management/gim/per/products/etfsJPMorgan ETNs https://jpmorganetns.com/home/Home.html


2017



KraneShares http://kraneshares.com/Legg Mason ETFs http://www.leggmasonetf.com/Loncar http://www.loncarfunds.com/Merk by Van Eck Global http://www.merkgold.com/overview.htmlMomentumShares by Alpha Architect http://www.alphaarchitect.com/funds/momentumsharesMorgan Stanley ETNs https://www.morganstanley.com/institutional/sales/MLP_Factsheet.pdfNashville by LocalShares http://www.localshares.com/NuShares by Nuveen https://www.nuveen.com/ETF/Default.aspxOppenheimer http://www.revenueshares.com/etfs/O'Shares http://oshares.com/Pacer http://www.paceretfs.com/PIMCO http://www.pimcoetfs.com/PowerShares by Invesco https://www.invesco.com/portal/site/us/investors/etfs/performance/Premise http://www.tctl.us/index.htmlPrincipal https://www.principalfunds.com/etf-fundsProShares http://www.proshares.com/PureFunds by Factor Advisors http://www.purefunds.com/QuantShares http://www.quant-shares.com/RBC ETNs https://www.rbccm.com/usstructurednotes/Reality Shares http://www.realityshares.com/Reaves http://www.reavesassetmanagement.com/Recon Capital (Bullmark) http://reconfunds.com/Renaissance http://www.renaissancecapital.com/ipoinvesting/ipoinvesting.aspxREX Shares https://www.rexetf.com/RiverFront http://www.alpsfunds.com/ Robo Global ETFs http://roboglobaletfs.com/Schwab ETFs https://www.csimfunds.com/public/csim/home/products/product_finder?producttype=etfSit http://www.risingrateetf.com/SPDR by State Street Global Advisors https://www.spdrs.com/Spirited Funds http://www.spiritedfunds.com/


2017



Sprott ETFs http://www.sprottetfs.com/Stock Split by USCF http://www.uscfadvisers.com/StrategyShares by Huntington http://strategysharesetfs.com/Summit http://www.summitwateretf.com/Teucrium Commodity Funds http://teucrium.com/Tierra Funds http://www.tierrafunds.com/Tortoise ETFs http://etp.tortoiseindexsolutions.com/TrimTabs http://www.trimtabsfunds.com/etfTuttle http://tuttlefunds.com/United States Commodity Funds http://www.uscfinvestments.com/US Global ETFs http://www.usglobaletfs.com/USCF http://www.uscfinvestments.com/Validea http://www.valideafunds.com/ValueShares by Alpha Architect http://www.alphaarchitect.com/funds/valuesharesVan Eck Vectors https://www.vaneck.com/vaneck-vectors/Vanguard ETFs https://investor.vanguard.com/etf/VelocityShares ETNs http://www.velocitysharesetns.com/VictoryShares http://compassempetf.com/Vident http://www.videntfinancialsolutions.com/Funds.aspxVirtus Newfleet https://www.virtus.com/about-us/investment-partners/index/virtus-etf-solutionsWBI Shares http://www.wbishares.com/WeatherStorm http://www.flagetf.com/fund-list.aspxWisdomTree http://www.wisdomtree.com/home.aspYieldShares by Amplify https://www.amplifyetfs.com/ETFList

Copyright © 2017 Dynamic Performance Publishing Inc.

2017

Ron Rowland is the founder of Invest with an Edge and serves as the executive editor. He is also editor of All Star Investor (AllStarInvestor.com). Quoted widely in the financial media, Rowland is the industry go-to guy for sector-rotation insight and investment strategies using ETFs and mutual funds. Having run a mutual fund, a hedge fund, and managed accounts, Rowland has experience in both money management and investment publications. His expertise, experience, and investment strategies are valuable resources for financial publishers and institutional investors.

Rowland edits and produces content for Forbes, Seeking Alpha, TheStreet.com, and MarketWatch. His All Star Investor newsletter has been tracked by Hulbert Financial Digest since 1993, where it is usually found near the top of the long-term performance ratings.

For more information, see InvestWithAnEdge.com and AllStarInvestor.com.

About the Author

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ETF - Home - Invest With An Edgeinvestwithanedge.com/wp-content/uploads/2017/03/... · (“ETP”) to refer to both ETFs and ETNs. This edition of the ETF Field Guide covers all 1,964