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iShares U.S. Broker-Dealers ETF (IAI)Tearsheet as of 7:43 pm, April 26, 2014.
Last 37.23 Change -0.38 (-1.01%)
Last Volume 593 Bid 34.05
Ask 40.00 High 37.52
Low 37.09 Open 37.34
Previous Close 37.61 Volume 59K
Dividend Yield 1.15% Beta 1.39
52wk High 40.19 52wk Low 35.01
Date 4/25/2014 Time 6:40:04 PM
Key - Green Diamond Reward Ratings
Key: 1 2 3 4 5 6 7 8 9 10
Underperform Market Perform Outperform
Key - Red Diamond Risk Ratings
Key: 1 2 3 4 5 6 7 8 9 10
Low Risk Moderate Risk High Risk
Summary
RATINGS* DIAMONDS*
ETFG RISK RATING 5.04
ETFG REWARD RATING 4.48
Description
iShares US Broker-Dealers ETF is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond generally to
the price and yield performance of the Dow Jones US Select Investment Services Index.
ETFG SCORE BEHAVIORAL FUNDAMENTAL GLOBAL QUALITY
46.6 38.6 44.3 49.9 85.1
Inception Date: 05/05/2006 Expense Ratio: 0.46% Related Index: DJ US Select Investment Svcs TR USD
Historical prices (1 year)
Apr 25Apr 21Apr 11Apr 04Mar 27
39.27
(c) ETF Global Page 1 of 6
Geographic Exposure Currency Exposure
Sector Exposure Industry Group Exposure
Industry Exposure Sub-Industry Exposure
Exposure
100%
United States
100%
USD
90.9%
Financials
9.1%
Other
90.8%
Diversified Financials
9.1%
OtherBanks
67.6%
Capital Markets
23.2%
Diversified Financial Services
9.1%
OtherThrifts & Mortgage Finance 67.6%
Investment Banking & Brokerage
23.2%
Specialized Finance
9.1%
OtherThrifts & Mortgage Finance
(c) ETF Global Page 2 of 6
Service Providers
Administrator State Street Bank and Trust Company
Advisor BlackRock Fund Advisors
Commodity Pool Operator -
Commodity Trading Advisor -
Custodian State Street Bank and Trust Company
Depositor -
Depository -
Distributor BlackRock Investments, LLC
Futures Commission
Merchant
-
General Partner -
Marketing Agent -
Pool Manager -
Pool Tax Administrator -
Portfolio Manager
Matt Goff, Diane Hsiung, Jennifer Hsui, Greg
Savage
Subadvisor -
Trust Processing Agent -
Transfer Agent State Street Bank and Trust Company
Trust Sponsor -
Trustee -
ETFG Index Membership
Index #1 ETFG Global Composite
Index #2 ETFG Global Equity Index
Index #3 ETFG Global Financials Index
Index #4 ETFG US & Canada Index
Index #5 ETFG G20 Index
Index #6 ETFG G8 Index
Index #7 ETFG Global 500 Index
Tax Classification
Tax Classification Regulated Investment Company
Expenses
Management Fee .460%
Other Expenses .000%
Total Expenses .460%
Fee Waivers .000%
Net Expenses .460%
Additional Information
Fiscal Year End April 30
Distribution Frequency Quarterly
Listing Exchange NYSE Arca, Inc.
Creation Unit Size 50,000
Creation Fee $250.00
SEC Series Id S000009420
SEC Class Id C000025774
CTA NAV Symbol IAI.NV
CTA Est Cash Symbol IAI.SO
CTA Total Cash Symbol IAI.TC
CTA IOPV Symbol IAI.IV
Top Holdings
Product Info
Ticker Fund Ticker Constituent Name Country Currency Weight Shares Market Value
1 GS IAI Goldman Sachs Group Inc/The USD 6.38% 91K 14.66M
2 MS IAI Morgan Stanley USD 6.27% 465K 14.40M
3 SCHW IAI Charles Schwab Corp/The USD 6.21% 526K 14.25M
4 ICE IAI IntercontinentalExchange Group Inc USD 5.81% 65K 13.35M
5 CME IAI CME Group Inc/IL USD 5.51% 178K 12.65M
6 AMTD IAI TD Ameritrade Holding Corp USD 5.12% 362K 11.76M
7 ETFC IAI E*TRADE Financial Corp USD 5.03% 510K 11.56M
8 RJF IAI Raymond James Financial Inc USD 4.92% 226K 11.30M
9 CBOE IAI CBOE Holdings Inc USD 4.69% 204K 10.78M
10 NDAQ IAI NASDAQ OMX Group Inc/The USD 4.58% 290K 10.53M
11 SF IAI Stifel Financial Corp USD 4.56% 225K 10.48M
12 IBKR IAI Interactive Brokers Group Inc USD 4.42% 424K 10.15M
13 ITG IAI Investment Technology Group Inc USD 4.34% 489K 9.96M
14 BGCP IAI BGC Partners Inc USD 4.25% 1M 9.75M
15 EVR IAI Evercore Partners Inc USD 4.19% 179K 9.63M
16 PJC IAI Piper Jaffray Cos USD 4.14% 211K 9.52M
17 LPLA IAI LPL Financial Holdings Inc USD 4.12% 201K 9.46M
18 FXCM IAI FXCM Inc USD 4.05% 590K 9.30M
19 GHL IAI Greenhill & Co Inc USD 4.03% 181K 9.25M
20 MKTX IAI MarketAxess Holdings Inc USD 3.97% 166K 9.13M
(c) ETF Global Page 3 of 6
2010 Performance 2011 Performance 2012 Performance 2013 Performance 2014 Performance
Performance
Year Q1 Q2 Q3 Q4 Total
2010 0.53% -14.96% 5.16% 14.75% 3.16%
2011 2.83% -10.25% -25.73% 5.18% -27.91%
2012 21.22% -15.10% 3.16% 6.39% 12.95%
2013 17.60% 10.76% 6.08% 18.35% 63.52%
2014 -0.10% -3.55% - - -3.65%
MTD YTD 1 Year 3 Year 5 Year
-3.55% -3.65% 36.93% 24.18% 63.86%
Peer Group Stats (Equity)
1 Month 3 Month 6 Month 1 Year 3 Year
Peer Ave. Return 1.84% 1.20% 4.68% 11.76% 12.28%
Peer Low -11.95% -22.70% -20.84% -29.02% -98.06%
Peer 25th -0.34% -0.92% 1.92% 0.00% 0.00%
Peer Median 1.55% 1.26% 4.65% 13.21% 0.00%
Peer 75th 3.76% 3.51% 6.72% 22.05% 36.83%
Peer High 45.40% 32.16% 26.49% 70.96% 90.28%
Number of Funds 831 831 831 831 831
Fund Return -4.81% -2.54% -1.09% 36.52% 24.81%
Fund Percentile 6% 19% 12% 97% 66%
Peer Group Stats (Sector)
1 Month 3 Month 6 Month 1 Year 3 Year
Peer Ave. Return 1.22% 0.37% 4.45% 14.94% 16.30%
Peer Low -11.95% -22.70% -16.00% -29.02% -98.06%
Peer 25th -1.52% -1.96% 1.26% 3.28% 0.00%
Peer Median 1.00% 1.06% 4.20% 16.87% 17.22%
Peer 75th 3.83% 3.85% 7.07% 25.54% 40.46%
Peer High 14.73% 16.58% 22.14% 70.96% 90.28%
Number of Funds 257 257 257 257 257
Fund Return -4.81% -2.54% -1.09% 36.52% 24.81%
Fund Percentile 12% 28% 18% 96% 59%
*
21.22%
-25.73%
Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4
(c) ETF Global Page 4 of 6
Risk & Reward
Peer Group Stats (Financials)
1 Month 3 Month 6 Month 1 Year 3 Year
Peer Ave. Return -0.93% 0.54% 1.87% 14.09% 19.30%
Peer Low -6.75% -6.94% -8.64% -13.21% -35.19%
Peer 25th -3.66% -1.35% -0.69% 5.34% 0.00%
Peer Median -1.61% 0.36% 1.26% 17.77% 20.44%
Peer 75th 0.30% 1.37% 4.23% 23.68% 39.13%
Peer High 14.73% 16.58% 22.14% 38.17% 51.00%
Number of Funds 36 36 36 36 36
Fund Return -4.81% -2.54% -1.09% 36.52% 24.81%
Fund Percentile 25% 17% 39% 100% 53%
- as of 04/25/2014. All return calculations are based off of price only and do not include dividend reinvestment. All returns are cumulative unless stated
otherwise.
Fund Flows
1 Week 2 Week 1 Month 3 Month
$6.70M $-3.30M $-34.50M $-32.76M
Fund Statistics
Risk and Reward Diamond Ratings Dynamics
Return and Risk Statistics
Statistics 1 year 3 year 5 year
Annualized Return 36.93% 7.49% 10.38%
Beta 1.29 1.36 1.30
Standard Deviation 17.43% 24.84% 24.77%
Sharpe Ratio 2.09 0.28 0.40
Treynor Ratio 0.28 0.05 0.08
Sortino Ratio 3.71 0.48 0.68
All return calculations are based off of price only and do not include dividend reinvestment.
Additional Information
Previous One Day Short Sales 260.35K
30 Day Average Short Sales 353.92K
Previous One Day Call Volume 0.00
Previous One Day Put Volume 0.00
*
Apr 25Apr 16Apr 7Mar 26Mar 17
5.88
(c) ETF Global Page 5 of 6
DISCLAIMERS
Assumptions, opinions and estimates constitute our judgment as of the date of this material and are subject to change without notice. ETF Global LLC (“ETFG”) and its affiliates and any
third-party providers, as well as their directors, officers, shareholders, employees or agents (collectively ETFG Parties) do not guarantee the accuracy, completeness, adequacy or
timeliness of any information, including ratings and are not responsible for errors and omissions or for the results obtained from the use of such information and ETFG Parties shall have
no liability for any errors, omissions, or interruptions therein, regardless of the cause, or for the results obtained from the use of such information. ETFG PARTIES DISCLAIM ANY AND ALL
EXPRESS OR IMPLIED WARRANTIES, INCLUDING, BUT NOT LIMITED TO, ANY WARRANTIES OF MERCHANTABILITY, SUITABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR USE. In no event
shall ETFG Parties be liable to any party for any direct, indirect, incidental, exemplary, compensatory, punitive, special or consequential damages, costs, expenses, legal fees, or losses
(including, without limitation, lost income or lost profits and opportunity costs) in connection with any use of the information contained in this document even if advised of the possibility
of such damages. ETFG ratings are statements of opinion as of the date they are expressed and not statements of fact or recommendations to purchase, hold, or sell any securities or
to make any investment decisions. ETFG ratings should not be relied on when making any investment or other business decision. ETFG’s opinions and analyses do not address the
suitability of any security. ETFG does not act as a fiduciary or an investment advisor. While ETFG has obtained information from sources they believe to be reliable, ETFG does not
perform an audit or undertake any duty of due diligence or independent verification of any information it receives. ETFG keeps certain activities of its business units separate from each
other in order to preserve the independence and objectivity of their respective activities. As a result, certain business units of ETFG may have information that is not available to other
ETFG business units. ETFG has established policies and procedures to maintain the confidentiality of certain non-public information received in connection with each analytical process.
ETFG may receive compensation for its ratings and certain analyses. ETFG reserves the right to disseminate its opinions and analyses. ETFG's public ratings and analyses are made
available on its Websites, www.etfg.com (free of charge) and may be distributed through other means, including via ETFG publications and third party redistributors. This material is not
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(c) ETF Global Page 6 of 6