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ESG Reporting Seminar SeriesAlthough ESG Reporting is still a Recommended Best Practice, the HKEx has indicated its intention to raising this requirement to “comply or explain” level in 2015 or before, pending further market consultation. Listed companies are encouraged to have an early planning for this. In order to provide more guidance to members, the Chamber is going to host a series of seminars that deal with various aspects of the ESG Reporting Guide to explain more about the reporting requirements and how to go about collecting and compiling the relevant data.
Building an Anti-Corruption Framework from an In-house Perspective – A Roadmap from Risk to Resilience
Speaker Mr. Andy Cheung
Director, Corporate Investigation & Forensic Accounting Services MAWSL Consulting Limited
Tuesday, 19 August 2014
Hong Kong Exchanges and Clearing Limited (HKEx) has indicated that they intend to raise the obligation level of the “Environment, Social and Governance (ESG) Reporting” to “comply or explain” by 2015. “Anti-corruption” is one of the aspects that falls under the subject area of “Operating Practices”. HKEx calls for a reporting of information on: (a) the policies; and (b) compliance and material non-compliance with relevant standards, rules and regulations, on bribery, extortion, fraud and money laundering.
The corresponding KPIs consist of: 1. Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees
during the reporting period and the outcomes of the cases; and 2. Description of preventive measures and whistle-blowing procedures, how they are implemented and
monitored.
Although ESG reporting is subject to an assessment of relevancy and materiality, a number of relentless and reputation-damaging corruption scandals involving listed companies in recent years mandate the importance of an anti-corruption program. Come and learn from the experience of a former Asia Pacific Compliance Head of a multi-national corporation who had set up an anti-corruption framework from scratch in Hong Kong. He will share with you the following topics:
Applicable key laws How to assess corruption risks
Implementation of an anti-corruption program Challenges encountered in Greater China area
Real-life corruption cases
Details of the Event
Date 19 August 2014 (Tuesday)
Time 12:30 pm Registration (Light lunch will be served)
1:00 pm – 2:00 pm Seminar / Q&A
Venue
The Chamber of Hong Kong Listed Companies
Room 3710, 37th Floor, Hopewell Centre
183 Queen’s Road East, Wanchai, Hong Kong
Fee Members: HK$180 each Non- member: HK$230 each
Language Cantonese CPT 1 CPT Hour
Reservation will be confirmed on a first-come-first-served basis Online Registration: http://www.chklc.org/web/eng/events.htm
1 CPT HOUR
《環境、社會及管治報告指引》研討會系列
由港交所頒佈的《環境、社會及管治報告指引》雖然目前仍是最佳建議常規，但港交所已經表明
將於 2015 年或之前就是否把它提升至「不遵守就解釋」程度作出市場諮詢。因此上市公司適宜
對此早作凖備，為此商會正籌辦一系列研討會，就《環境、社會及管治報告指引》的不同範疇的
報告要求，以及如何收集和匯報資料作出探討。
構建企業的反貪腐框架
講者
張尤忠先生 董事 - 企業調查及法證會計服務
謀士諮詢服務有限公司
2014 年 8 月 19 日（星期二）
香港交易及結算所有限公司（香港交易所）已計劃將《環境、社會及管治報告》的披露責任於 2015
年提高至「不遵守就解釋」的水平。其中「反貪污」一項正是香港交易所相關指引中主要範疇「營運
慣例」的其中一個層面。香港交易所的報告指引為披露有關防止賄賂、勒索、欺詐及洗黑錢的 (a) 政
策；及 (b) 遵守及嚴重違反相關準則、規則及規例的資料。
相關關鍵績效指標﹕ 1. 於匯報期內對發行人或其僱員提出並已審結的貪污訴訟案件的數目及訴訟結果。
2. 描述防範措施及舉報程序，以及相關執行及監察方法。
雖然《環境、社會及管治報告》的匯報視乎個別項目的相關性及重要性，但近年許多有關上市公司的
貪污醜聞對企業聲譽的損害均顯示出反貪污計劃的重要性。是次研討會由一位跨國公司的前任亞太區
合規部主管主講， 他將分享在香港由零開始替企業建立反貪腐框架的經驗，當中包括﹕
• 適用的主要法律 • 如何評估舞弊風險
• 反腐敗計劃的實施 • 在大中華地區所遇到的挑戰
• 真實的貪腐個案
活動詳情
日期 2014 年 8 月 19 日（星期二）
時間 下午 12 時 30 分 登記（大會將提供輕便午餐）
下午 1 至 2 時 研討會 / 問答時間
地點
香港上市公司商會
香港灣仔皇后大道東 183 號
合和中心 37 樓 3710 室
費用 會員：每位港幣 180 元 非會員：每位港幣 230 元
語言 廣東話 CPT 時分 1 小時
報名以先到先得方式處理 網上報名: http://www.chklc.org/web/eng/events.htm
1 CPT 小時
ABOUT THE SPEAKER 講者簡介
Andy Cheung Director, Corporate Investigation & Forensic Accounting Services MAWSL Consulting Limited
張尤忠
董事 - 企業調查及法證會計服務
謀士諮詢服務有限公司
Andy Cheung is a certified member of the Association of the Certified Fraud Examiners and has
over 15 years of experience in commercial fraud prevention and investigation. He started his
career working in the Independent Commission Against Corruption with the Hong Kong
Government for 7 years and subsequently moved on to one of the Big Four accounting firms.
Prior to establishing his own consulting business, he acted as the head of the Compliance Team
of a multi-national corporation for the Asia Pacific Region. Among other duties, he set up the
business ethical framework for the company and supervised various investigations in the Greater
China and the Asia Pacific region.
張先生是註冊反舞弊審查師的認證會員， 並擁有超過 15 年的商業欺詐預防和調查經驗。
他於香港廉政公署執行處工作 7 年後離開政府轉到四大會計師事務所之一的法證會計部門
繼續他的商業調查工作。在成立自己的諮詢公司之前，他曾擔任跨國公司的亞太區合規部
主管，為公司建立反貪腐合規框架及監督公司在大中華及亞太地區的各種調查。
To: CHKLC 香港上市公司商會 Attn: Ms. Josie Ling
Tel: (852) 2970 0886-7 Fax: (852) 2970 0555 Email: [email protected]
ESG Reporting Seminar Series
Building an Anti-Corruption Framework from an In-house Perspective –
A Roadmap from Risk to Resilience
19 August 2014
REPLY FORM (Please reply by 14 August 2014)
Full Name Job Title CPT Cert.
Required (Y/N) Tel. & Fax E-mail
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Contact Details
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Booking Deadline : 14 August 2014
Fee: Member HK$180.00 / person Non-member HK$230.00 / person
Member @$180.00 x _________ Non-member @$230.00 x _________
Total HK$
Crossed cheque# Bank:
Crossed cheque should be made payable to: The Chamber of Hong Kong Listed Companies
Please send cheque to: Room 3710, 37/F, Hopewell Centre, 183 Queen’s Road East, Wanchai, Hong Kong
Payment should be settled prior to the event date. 請於活動日期前繳付費用。
NO refund will be given for cancellations received within 3 working days before the event date. 如參加者於活動前 3 個工作天內通知本會取消報名，所付費用將不獲退還。
A 100% refund will be given if the event is fully-booked or cancelled by CHKLC. 除非額滿或香港上市公司商會主動取消活動，否則所有費用均不獲退還。
Full fee will be charged for confirmed but no-show registrants.報名已獲確認但缺席之參加者仍須繳付全費。
CHKLC reserves the right for final discretion should there be any changes to the event. 香港上市公司商會有權更改活動內容。
For enquiry, please call the Chamber Secretariat at 2970 0886-7 or email to [email protected] 如有查詢，請致電本會秘書處 2970 0886-7 或電郵至 [email protected] 。
1 CPT HOUR
