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EPA Has Sufficiently Managed Emergency Responses During the Pandemic but Needs to Procure More Supplies and Clarify Guidance Report No. 20-E-0332 September 28, 2020 U.S. ENVIRONMENTAL PROTECTION AGENCY OFFICE OF INSPECTOR GENERAL Cleaning up and revitalizing land

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Page 1: EPA Has Sufficiently Managed Emergency Responses During the … · 2020. 9. 28. · EPA U.S. Environmental Protection Agency OIG Office of Inspector General OLEM Office of Land and

EPA Has Sufficiently Managed Emergency Responses During the Pandemic but Needs to Procure More Supplies and Clarify Guidance Report No. 20-E-0332 September 28, 2020

U.S. ENVIRONMENTAL PROTECTION AGENCY

OFFICE OF INSPECTOR GENERAL

Cleaning up and revitalizing land

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Report Contributors: Tina Lovingood

Steve Hanna

Jonathan Morrand

Kate Robinson

Brenda Vazquez-Fuentes

Abbreviations

EPA U.S. Environmental Protection Agency

OIG Office of Inspector General

OLEM Office of Land and Emergency Management

OSC On-Scene Coordinator

PPE Personal Protective Equipment

Cover Photo: Abandoned drums at the Hall Street Superfund emergency response site in

St. Louis, Missouri, on May 6, 2020. (EPA image)

Are you aware of fraud, waste, or abuse in an EPA program? EPA Inspector General Hotline 1200 Pennsylvania Avenue, NW (2431T) Washington, D.C. 20460 (888) 546-8740 (202) 566-2599 (fax) [email protected] Learn more about our OIG Hotline.

EPA Office of Inspector General 1200 Pennsylvania Avenue, NW (2410T) Washington, D.C. 20460 (202) 566-2391 www.epa.gov/oig Subscribe to our Email Updates Follow us on Twitter @EPAoig Send us your Project Suggestions

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20-E-0332 September 28, 2020

Why We Did This Project We performed this evaluation to determine whether the U.S. Environmental Protection Agency managed its resources for emergency responses to provide continued protection of human health and the environment during the coronavirus pandemic—that is, the SARS-CoV-2 virus and resultant COVID-19 disease. We also sought to examine whether the EPA provided sufficient protective measures to its on-scene coordinators, or OSCs, who respond to emergency incidents. We sent surveys to 239 OSCs in June 2020 and received responses from 127—a 53 percent response rate. We also interviewed all ten EPA regional Superfund and Emergency Management Division directors, as well as directors from the EPA’s Office of Emergency Management. This report addresses the following:

• Cleaning up and revitalizing land.

This report addresses a top EPA management challenge:

• Maintaining operations during pandemic and natural disaster responses.

Address inquiries to our public affairs office at (202) 566-2391 or [email protected].

List of OIG reports.

EPA Has Sufficiently Managed Emergency Responses During the Pandemic but Needs to Procure More Supplies and Clarify Guidance

What We Found EPA regions sufficiently protected human health and the environment by responding to emergencies or assisting in emergency responses during the coronavirus pandemic. In addition, the Agency took some initial measures to protect OSCs. For example, starting in March 2020, when the EPA began adjusting its operations because of the coronavirus pandemic, the Agency reviewed its ongoing and time-critical emergency responses, delaying responses when possible to do so without further detriment to public health or the environment. Also, some OSCs who normally would have been deployed were instead able to work remotely with state and local responders to verify that the emergency responses were adequate. The OSCs who responded to our survey, however, expressed concerns that the EPA did not provide sufficient protective measures or effectively manage its emergency responses:

• About half reported that the coronavirus pandemic impacted their ability to respond to emergencies. Some cited delays in procuring personal protective equipment and cleaning supplies, while some said there were delays due to the additional time needed to obtain approval for deployment.

• All said that the EPA did not provide COVID-19 tests to them before or after deployment.

• Although almost all indicated that they were familiar with the EPA’s health and safety guidance, some said that they had issues complying with the guidance, and some said that they needed clarifications on the guidance.

OSCs and management sometimes had different observations. For example, regional Superfund and Emergency Management Division directors said that personal protective equipment and other supplies were provided to OSCs. These directors also told us about the implications of the coronavirus pandemic on the Agency’s impending emergency responses. Specifically, a director in one western region stated that the region may be unable to respond to large incidents because of a lack of N95 masks, which the region deems necessary for wildfire responses.

Recommendations and Planned Agency Corrective Actions

We recommend that the EPA implement a strategy to provide necessary personal protective equipment and cleaning supplies to OSCs, including N95 masks; develop communications mechanisms to address OSCs’ safety concerns; clarify its pandemic guidance; and provide COVID-19 tests to OSCs being deployed. The Agency agreed with one recommendation but disagreed with the other three.

U.S. Environmental Protection Agency Office of Inspector General

At a Glance

OSCs may not be safe deploying during the pandemic without sufficient personal protective equipment and clear guidance.

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September 28, 2020

MEMORANDUM

SUBJECT: EPA Has Sufficiently Managed Emergency Responses During the Pandemic but Needs to

Procure More Supplies and Clarify Guidance

Report No. 20-E-0332

FROM: Sean W. O’Donnell

TO: Peter Wright, Assistant Administrator

Office of Land and Emergency Management

This is our report on the subject evaluation conducted by the Office of Inspector General of the

U.S. Environmental Protection Agency. The project number for this evaluation was OA&E-FY20-0240.

This report contains findings that describe the problems the OIG has identified and corrective actions the

OIG recommends. Final determinations on matters in this report will be made by EPA managers in

accordance with established audit resolution procedures.

We make four recommendations in this report. In accordance with EPA Manual 2750, your office

provided acceptable planned corrective actions and estimated milestone dates in response to

Recommendation 2. This recommendation is therefore resolved.

Action Required

The Office of Land and Emergency Management disagreed with Recommendations 1, 3, and 4, and

provided alternate recommendations, but these alternate recommendations either did not include specific

planned corrective actions or did not adequately address our findings. These recommendations therefore

remain unresolved. We request a written response to the final report within 60 days of this memorandum.

Your response will be posted on the OIG’s website, along with our memorandum commenting on your

response. Your response should be provided as an Adobe PDF file that complies with the accessibility

requirements of Section 508 of the Rehabilitation Act of 1973, as amended. The final response should not

contain data that you do not want to be released to the public; if your response contains such data, you

should identify the data for redaction or removal along with corresponding justification. If resolution is

still not reached, the Office of Land and Emergency Management is required to complete and submit a

dispute resolution request to the chief financial officer.

We will post this report to our website at www.epa.gov/oig.

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY WASHINGTON, D.C. 20460

THE INSPECTOR GENERAL

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EPA Has Sufficiently Managed Emergency 20-E-0332 Responses During the Pandemic but Needs to Procure More Supplies and Clarify Guidance

Table of Contents

Purpose ........................................................................................................................ 1 Background ................................................................................................................. 1 Responsible Offices .................................................................................................... 4 Scope and Methodology ............................................................................................. 4 Results ......................................................................................................................... 5

EPA Has Sufficiently Managed Emergency Responses During the Coronavirus Pandemic .................................................................... 6

Some OSCs Experienced Delays in Obtaining PPE and Supplies ......................... 7 EPA Needs to Plan for Large Natural Disaster Incidents ........................................ 8 OSCs Familiar with Guidance but Need Some Clarifications.................................. 9

Conclusions ................................................................................................................. 10 Recommendations ...................................................................................................... 10 Agency Response and OIG Assessment .................................................................. 11 Status of Recommendations and Potential Monetary Benefits .............................. 12

Appendices A OSC Survey Results........................................................................................... 13 B Agency Response to Draft Report ................................................................... 18 C Distribution ......................................................................................................... 28

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20-E-0332 1

Purpose

The Office of Inspector General

conducted this evaluation to

determine whether the

U.S. Environmental Protection

Agency managed its resources for

emergency responses to provide the

continued protection of human

health and the environment during

the coronavirus pandemic—that is, the SARS-CoV-2 virus and resultant

COVID-19 disease. We also sought to determine whether sufficient protective

measures were provided to on-scene coordinators, or OSCs.

Background

In response to the coronavirus pandemic, every level of government—federal,

state, tribal, territorial, and local—has engaged in efforts to slow and stop the

spread of the COVID-19 disease through a multitude of initiatives, including

stay-at-home orders; travel restrictions; use of personal protective equipment, or

PPE; and adherence to guidelines issued by the Centers for Disease Control and

Prevention. At the same time, EPA emergency response and support capabilities

need to be available to support natural disaster responses, including those needed

during the 2020 hurricane and wildfire seasons. The Agency’s responsibilities for

implementing federal environmental laws also continue, even as resources and

capabilities shift to address the ongoing pandemic and any emergency responses.

According to the EPA’s website:

EPA’s emergency response program responds to oil spills,

chemical, biological, radiological, and nuclear incidents and

large-scale national emergencies, including homeland security

incidents. EPA provides support when requested or when state

and local first responder capabilities have been exceeded.

Through coordinating and implementing a wide range of

activities, EPA conducts removal actions to protect human health

and the environment.

The EPA’s emergency responses are managed through the deployment of OSCs,

who are located in all ten EPA regions. The Agency’s OSCs are responsible for

monitoring or directing responses to all oil spills and hazardous substance releases

reported to the federal government. OSCs also coordinate responses with local,

state, and regional response authorities.

Top Management Challenge

This evaluation addresses the following top management challenge for the Agency, as identified in OIG Report No. 20-N-0231, EPA’s FYs 2020–2021 Top Management Challenges, issued July 21, 2020:

• Maintaining operations during pandemic and natural disaster responses.

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EPA Issued Multiple Coronavirus Pandemic Guidance Documents

The Office of Land and Emergency Management, along with other EPA offices,

produced four key documents to guide OSC work during the coronavirus

pandemic.

On March 19, 2020, OLEM published the Office of Land and Emergency

Management Considerations and Posture for COVID-19 Pandemic to ensure that

it could carry out its Primary Mission Essential Function, which is “to prevent,

limit, mitigate or contain chemical, oil, radiological, biological, and hazardous

materials during and in the aftermath of an accident, natural or man-made disaster

in the United States, and provide environmental monitoring.”

On April 10, 2020, OLEM and the Office of Enforcement and Compliance

Assurance published Interim Guidance on Site Field Work Decisions Due to

Impacts of COVID-19. This interim guidance supplements the March 19, 2020

guidance and provides additional criteria to be considered when determining

whether site fieldwork should continue or be suspended at emergency response

sites where the EPA is the lead agency or has direct oversight of the cleanup

work. According to this interim guidance, the EPA should make decisions about

continuing on-site activities on a case-by-case basis based on following priorities:

• Protecting the health and safety of the public, as well as maintaining the

health and safety of EPA staff and cleanup partners. Integral to the

protection of health and safety is the adherence to any federal, state, tribal,

or local health declarations and restrictions, to the extent possible.

• Maintaining the EPA’s ability to prevent and respond to environmental

emergencies, or in any situation necessary to protect public health and

welfare and the environment.

On April 21, 2020, the EPA published the Interim Health and Safety Guidelines

Related to COVID-19 for Conducting Superfund Site Work. OLEM’s EPA

Response Health and Safety Workgroup developed these guidelines to provide a

consolidated list of safety and health practices for OSCs and other EPA field staff

to implement during the COVID-19 public health emergency. The guidelines

include recommendations on:

• Medical clearances, including up-to-date medical and respiratory

protection clearances.

• Deployment considerations, such as assessing the work environment and

wearing PPE.

• Site safety, including monitoring for illnesses, enforcing safety measures,

and implementing procedures for illness or injury.

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20-E-0332 3

• Workplace exposure to COVID-19, including instructions on when cases

must be recorded.

• Travel-related recommendations, such as advising that staff obtain

EPA-approved disinfectants and instructing staff how to disinfect cars and

hotel rooms.

• Workers’ compensation, including information on medical treatment, wage

loss, or disability insurance for federal employees who contract COVID-19.

• General considerations for reducing exposure, such as avoiding groups

and practicing social distancing.

On July 6, 2020, OLEM published the Interim EPA COVID-19 Health & Safety

Guidelines for Field Activities. These guidelines, which were issued after we

surveyed OSCs for our evaluation:

[R]epresent an integrated set of safety and health guidance that

provide timely and consistent information for employees

conducting field activities. These Guidelines merge several

Agency program-specific COVID-19 health and safety guidance

documents into an overall document to address COVID-19-related

concerns applicable to field activities.

Multiple EPA regions have also developed their own guidance documents. These

were typically developed prior to the OLEM guidance documents and address

region-specific issues.

Federal Emergency Management Agency Developed Pandemic Operational Guidance for 2020 Hurricane Season To help federal, state, local, tribal, and territorial emergency managers and public

health officials respond to incidents during the 2020 hurricane season amid the

coronavirus pandemic, the Federal Emergency Management Agency released the

COVID-19 Pandemic Operational Guidance for the 2020 Hurricane Season in

May 2020.

The purpose of this document was to provide actionable guidance to federal, state,

local, tribal, and territorial officials to prepare for response and recovery

operations. It encourages that personal preparedness measures be taken during the

coronavirus pandemic. While the guidance focuses on hurricane season

preparedness, most of the planning considerations within the guidance are

intended to also apply to any disaster operation during the coronavirus pandemic,

including no-notice incidents, spring flooding, wildfires, and typhoons. The

guidance includes a checklist for state, local, tribal, and territorial officials and

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20-E-0332 4

addresses issues such as stockpiling PPE, deciding which staff will be deployed,

and determining how staff will be protected.

Responsible Offices

The Office of Emergency Management within OLEM and the Superfund and

Emergency Management divisions in the EPA regions are responsible for the

subjects covered in this report.

The Office of Emergency Management

works with federal partners to prevent

accidents and maintain incident response

capabilities. The regional Superfund and

Emergency Management divisions identify, investigate, and clean up

contaminated sites and protect public health and the environment from releases of

hazardous substances.

Scope and Methodology

We conducted this evaluation from May to August 2020 in accordance with the

Quality Standards for Inspection and Evaluation published in January 2012 by

the Council of the Inspectors General on Integrity and Efficiency. Those standards

require that we plan and perform the evaluation to obtain sufficient, appropriate

evidence to provide a reasonable basis for our findings, conclusions, and

recommendations based on our review objectives. We believe that the evidence

obtained provides a reasonable basis for our findings, conclusions, and

recommendations.

We reviewed EPA emergency response activities and guidance from March

through July 2020. We interviewed regional Superfund and Emergency

Management Division directors from all ten EPA regions and from headquarters,

as well as Office of Emergency Management managers, to determine whether the

EPA:

• Managed its resources to provide continued protection of human health

and the environment at emergency response sites during the coronavirus

pandemic.

• Provided sufficient protective measures to OSCs responding to emergency

incidents.

We sent a survey to 239 OSCs on June 9, 2020, to determine whether the EPA

provided sufficient protective measures to those OSCs responding to incidents.

The survey closed on June 23, 2020, and 127 OSCs across all ten EPA regions

responded—a response rate of 53 percent. Appendix A contains the OSC

survey results.

The EPA’s Superfund program is “responsible for cleaning up some of the nation’s most contaminated land and responding to environmental emergencies, oil spills and natural disasters.”

—EPA’s Superfund website

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20-E-0332 5

Results

EPA regions sufficiently protected human health and the environment by

responding to or assisting in responses during the coronavirus pandemic. In

addition, the Agency took some initial measures to protect OSCs. For example,

starting in March 2020, when the EPA began adjusting its operations in response

to the coronavirus pandemic, the Agency reviewed its ongoing and time-critical

emergency responses, delaying its response actions when possible to do so

without further detriment to public health or the environment. Also, some OSCs

who normally would have been deployed were instead able to work remotely with

state and local responders to verify that emergency responses were adequate.

Some OSCs who responded to our survey, however, expressed concerns that the

EPA did not provide sufficient protective measures or effectively manage its

emergency responses during the pandemic:

• About half of the OSCs reported that the coronavirus pandemic impacted

their ability to respond to emergencies. Some cited delays in procuring

PPE and cleaning supplies, while some said there were delays due to the

additional time needed to obtain approval for deployment. Other OSCs

said that they were unable to obtain PPE or cleaning supplies or that some

received PPE was expired. No survey responses indicated that the delays

caused an impact on public health or the environment.

• All of the OSCs said that the EPA did not provide COVID-19 tests to

them before or after deployment.

• Although almost all of the OSCs indicated that they were familiar with

OLEM’s health and safety guidance, some said that they had issues

complying with the guidance. For example, some OSCs said that it was

difficult to make sure an emergency medical technician was on-site, as

required. Other OSCs said that they needed clarification on the guidance,

such as what procedures to follow if they became sick during deployment

and which face coverings to wear.

OSCs and management sometimes had different observations on the availability

of PPE and cleaning supplies. For example, regional Superfund and Emergency

Management Division directors told us during interviews that PPE and other

supplies were provided to OSCs, while some OSCs indicated that they could not

obtain some PPE and supplies.

Superfund and Emergency Management Division directors also told us about the

implications of the coronavirus pandemic on the Agency’s impending emergency

responses during the 2020 hurricane and wildfire seasons. One western region

indicated that it may be unable to respond to large incidents because of a lack of

and supplies, especially N95 masks, which it deems necessary for wildfire

responses.

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20-E-0332 6

While the effect of the pandemic on emergency responses to large, nonpandemic

incidents was not explicitly part of our project scope, we posed the question to

regional Superfund and Emergency Management Division directors because of its

relevance to the OSCs’ ability to effectively deploy during the pandemic. Given

the issues described by the OSCs in obtaining supplies, large-scale mobilization

of OSCs and other EPA staff from multiple regions in response to large incidents,

such as hurricanes or wildfires, may prove challenging. Such an event would

further increase demands for pandemic-related supplies and require additional

logistics planning, such as travel and housing arrangements.

EPA Has Sufficiently Managed Emergency Responses During the Coronavirus Pandemic

Since March 2020, EPA regions reviewed their ongoing and time-critical

emergency responses, delaying response actions when possible to do so without

further detriment to public health or the environment. In addition, some OSCs

who normally would have been deployed were instead able to remotely

coordinate emergency responses with state and local responders.

We found that OSCs had been deployed to fewer emergencies since March 2020.

While this may have been partially due to regions eliminating nonessential

deployments, most regions indicated that the number of emergency response

incidents was reduced during the pandemic. According to the EPA On-Scene

Coordinator (OSC) Response Website, the number of emergency removals

conducted in 2020 from March 15 through June 15 was significantly below those

conducted in the same months in prior years (Figure 1). “Emergency removals”

are also referred to as “classic emergencies,” which the EPA defines as situations

that require “on-site activities be initiated within minutes or hours of a

determination that … action is appropriate.”

Figure 1: Number of emergency removals per year (March 15–June 15)

Source: OIG analysis of EPA On-Scene Coordinator (OSC) Response Website data. (EPA OIG image)

68

58 57

76

22

2016 2017 2018 2019 2020

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20-E-0332 7

Some OSCs Experienced Delays in Obtaining PPE and Supplies

Despite the initial protective measures taken by the EPA, many OSCs reported

concerns about protection during the coronavirus pandemic. For example, about

half (61 of 127) of the OSCs responding to our survey reported that the pandemic

impacted their ability to respond to emergencies (Figure 2). These OSCs cited

delays in procuring PPE and cleaning supplies or the inability to obtain these

supplies altogether; the receipt of expired PPE; and

delays due to the additional time needed to obtain

approval for deployment. Moreover, OSCs and some

Superfund and Emergency Management Division

directors reported that the EPA did not provide COVID-

19 tests to any of the OSCs before or after deployment.

Our OSC survey results and interviews with regional

Superfund and Emergency Management Division

directors revealed differing perceptions regarding the

availability of needed supplies. While the regional

directors indicated that they provided these supplies to

OSCs, some OSCs reported difficulty obtaining them.

Our survey results showed that most OSCs who

responded to our survey were provided with most—

but not all—of the needed supplies. As Figure 3

shows, more than 60 percent of the 127 OSCs who responded to our survey

reported that the EPA had provided N95 masks (77), gloves (100), sanitizers (90),

and disinfectants (85). However, about 9 percent (11) reported that the EPA did

not provide any of the needed supplies.

Figure 3: Percent of OSCs reporting EPA provided supplies*

Source: OIG OSC survey responses. (EPA OIG image)

* Percent of the 127 respondents. Respondents could choose more than one option to indicate all supplies provided by the EPA. Note: The Interim EPA COVID-19 Health & Safety Guidelines for Field Activities, published after this survey was completed, indicates that cloth masks are acceptable in most conditions and that “N95 respirators should not be recommended for use without being identified through a hazard assessment.”

77, 61%

100, 79%

90, 71%85, 67%

11, 9%

45, 35%

N95 masks gloves sanitizers disinfectants none other

Figure 2: Pandemic impact on OSCs to respond to emergencies

Source: OIG OSC survey. (EPA OIG image)

Survey Question: Has the coronavirus pandemic impacted your ability to respond to emergencies?

Yes, 6148%

No, 6652%

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20-E-0332 8

When asked whether they were unable to obtain any supplies, almost 65 percent

(82) of our 127 survey respondents indicated that obtaining supplies was not an

issue. However, the 35 percent (45) who could not obtain some supplies said that

N95 masks, sanitizers, and disinfectants were the most difficult for them to obtain

(Figure 4). Figure 4 documents supplies that could not be obtained, not whether

they were supplied by the EPA, as illustrated in Figure 3. Figure 4: Supplies OSCs could not obtain*

Source: OIG OSC survey responses. (EPA OIG image)

* Percent of the 127 respondents. Respondents could choose more than one option to indicate all supplies they were not able to obtain. Note: The Interim EPA COVID-19 Health & Safety Guidelines for Field Activities, published after this survey was completed, indicates that cloth masks are acceptable in most conditions and that “N95 respirators should not be recommended for use without being identified through a hazard assessment.”

EPA Needs to Plan for Large Natural Disaster Incidents

All regions indicated that they would follow normal procedures if they

experienced a shortage of OSCs. Based on our survey and interviews, no region

experienced such a shortage as of June 2020. Normal procedures during an OSC

shortage involve requesting assistance from designated backup regions. In

addition, for a large incident, such as a wildfire or hurricane, the EPA would

deploy OSCs from regions beyond the designated backup regions. Regional

management told us, however, that large-scale responses would be complicated

by restrictions due to the coronavirus pandemic, such as limited travel and the

unavailability of supplies.

For example, the Superfund and Emergency Management Division director in one

region identified a potentially critical issue regarding PPE availability. According

to the director, N95 masks are necessary to protect OSCs during wildfire

incidents, and without N95 masks the region cannot safely deploy OSCs to

respond. The director said that although N95 masks were readily available prior to

the coronavirus pandemic, the masks have become more difficult to obtain

because of the increased demand for these masks for medical personnel. Without

25, 20%

13, 10%

27, 21% 27, 21%

20, 16%

N95 masks gloves sanitizers disinfectants other

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20-E-0332 9

a sufficient inventory of N95 masks, consistent with Federal Emergency

Management Agency guidance to stockpile PPE, effective deployment of OSCs

during a wildfire would be impaired. This issue primarily concerns EPA

Regions 8, 9, and 10.

Office of Emergency Management managers indicated that procurement of all

supplies was up to EPA regions and that there was no national strategy for

procurement and distribution of supplies to the regions.

Given the OSCs’ issues in obtaining supplies and the potential unavailability of

N95 masks for wildfire responses, planning for impending responses to large

incidents during the pandemic is imperative. Issues that need to be addressed

include the sufficient availability of supplies to provide pandemic protection to

OSCs while responding to large incidents, as well as additional guidance for the

deployment and safety of large numbers of OSCs and other EPA personnel.

OSCs Familiar with Guidance but Need Some Clarifications

Almost all OSCs who responded to our survey (123 of 127, or 97 percent)

reported that they were familiar with the OLEM health and safety guidelines.

Most of the OSCs (100 of 123 who answered the question, or 81 percent) reported

that the guidelines available at the time adequately protected OSCs.

Some OSCs reported issues complying with the guidelines. For example, they had

difficulty obtaining emergency management technicians to assist at each site and

accessing PPE and supplies. In addition, some OSCs said that they needed

clarifications on the guidelines, specifically:

• How to protect family members.

• Which procedures to follow if they became sick while deployed, and

whether and how to fly home.

• Which face coverings to use, and when.

• How long an N95 mask remains effective.

• How and when to be tested for COVID-19.

• How to operate safely in indoor spaces.

• How to apply for workers’ compensation as it relates to the coronavirus

pandemic.

• Who makes decisions on when OSCs should quarantine.

• Whether federally or privately owned vehicles can be used during a

pandemic.

Due to details or nuances in the comments provided by our survey respondents,

we could not readily determine whether the issues have been explicitly addressed

in the July 6, 2020 Interim EPA COVID-19 Health & Safety Guidelines for Field

Activities, which was issued by OLEM after the OSC survey was completed.

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20-E-0332 10

Conclusions

EPA regions acted to protect OSCs and provide them with some needed supplies

while retaining emergency response capabilities. However, 35 percent of the

OSCs responding to our survey reported that they were unable to obtain some

supplies. We identified areas of concern for OSCs and regional emergency

response capabilities. OSCs may not be safe deploying during the coronavirus

pandemic without receiving clarifications on the guidelines, and they will be at

risk if they cannot obtain sufficient PPE or other supplies. Their specific concerns

about safety may not be explicitly addressed in the EPA’s guidelines issued as of

July 2020.

A director from one EPA region indicated that the region may be unable to safely

deploy OSCs in the event of major wildfires because of the lack of N95 masks.

Moreover, there is no national EPA strategy for the procurement and distribution

of PPE and cleaning supplies to regions and OSCs. Without a national strategy or

coordination of regional efforts, some OSCs may not be able to readily obtain

adequate PPE and supplies to deploy safely. Responses to large incidents are not

explicitly addressed in the guidance documents and may be difficult because of

limited travel and other complications arising from the coronavirus pandemic.

Recommendations

We recommend that the assistant administrator for Land and Emergency

Management, in coordination with all EPA regions:

1. Develop and implement a strategy to provide and distribute necessary

personal protective equipment and cleaning supplies to on-scene

coordinators, including the N95 masks needed to respond to wildfires.

2. Develop and implement communication mechanisms to identify and

clarify concerns that on-scene coordinators have that are not addressed in

the existing guidelines, and make these communications available to all

on-scene coordinators.

3. Ensure that guidance and planning address deployment of on-scene

coordinators in the event of large incidents during pandemics, including

overcoming travel restrictions to respond to large incidents.

4. Pursue the acquisition of COVID-19 tests for all on-scene coordinators

prior to and immediately after deployment.

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20-E-0332 11

Agency Response and OIG Assessment

The assistant administrator for Land and Emergency Management responded to

our draft report. We included this response, as well as our full analysis of this

response, in Appendix B. The Agency agreed with Recommendation 2 and

provided an acceptable planned corrective action and estimated completion date.

This recommendation is resolved with corrective action pending. The Agency

disagreed with Recommendations 1, 3, and 4. The Agency provided alternate

recommendations, but these alternate recommendations either did not include

specific planned corrective actions or did not adequately address our findings.

These recommendations therefore remain unresolved.

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Status of Recommendations and Potential Monetary Benefits

RECOMMENDATIONS

Rec. No.

Page No. Subject Status1 Action Official

Planned Completion

Date

Potential Monetary Benefits

(in $000s)

1 10 In coordination with all EPA regions, develop and implement a strategy to provide and distribute necessary personal protective equipment and cleaning supplies to on-scene coordinators, including the N95 masks needed to respond to wildfires.

U Assistant Administrator for Land and Emergency

Management

2 10 In coordination with all EPA regions, develop and implement communication mechanisms to identify and clarify concerns that on-scene coordinators have that are not addressed in the existing guidelines, and make these communications available to all on-scene coordinators.

R Assistant Administrator for Land and Emergency

Management

3/31/21

3 10 In coordination with all EPA regions, ensure that guidance and planning address deployment of on-scene coordinators in the event of large incidents during pandemics, including overcoming travel restrictions to respond to large incidents.

U Assistant Administrator for Land and Emergency

Management

4 10 In coordination with all EPA regions, pursue the acquisition of COVID-19 tests for all on-scene coordinators prior to and immediately after deployment.

U Assistant Administrator for Land and Emergency

Management

1 C = Corrective action completed. R = Recommendation resolved with corrective action pending. U = Recommendation unresolved with resolution efforts in progress.

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Appendix A

OSC Survey Results

The OIG distributed an electronic survey to 239 OSCs on June 9, 2020, and asked them to

respond within two weeks. We received 127 responses, a 53 percent response rate. Not all

respondents answered every question. The results included 11 responders who were on the OSC

email lists but self-identified in the survey as a “manager” or “other.” The data source for all

figures and tables presented in this appendix, which are EPA OIG images and tables, is the

survey results.

Question 1: Has the coronavirus pandemic impacted your ability to respond to emergencies?

The results of the first question were split, with 52 percent (66 responses) indicating there was no

impact and 48 percent (61 responses) indicating there was an impact. See Figure 2 in the report.

Question 2: (If “Yes” to the first question) Select all that apply.

For those respondents indicating that there was an impact, the reasons were:

Impact Number

Delays in obtaining cleaning supplies such as sanitizers or disinfectants 24

Delayed due to obtaining personal protective equipment, such as masks or gloves 20

Delayed because you were quarantined 15

Delays due to contractor availability 3

Your or others on your team were ill due to COVID-19 2

Other 44

The “Other” category included the following types of responses:

“Other” Responses Number

Administrative policies including additional approval needed 21

Concerns over exposure to COVID-19 5

Lack of plans 5

Policy to not respond to minor incidents 4

No or limited PPE availability 4

OSC declined to deploy due to health concerns 3

Delays in obtaining government owned vehicles 2

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Question 3: What supplies has the EPA provided the OSCs during the coronavirus pandemic?

Many OSCs indicated that the EPA provided many of the supplies needed for emergency

response during the pandemic. A majority of the respondents indicated that they received masks,

gloves, sanitizers, and disinfectants from the EPA. About 9 percent of OSCs indicated that they

did not receive any supplies from the EPA. See Figure 3 in the report.

Questions:

4: Were you unable to obtain any supplies?

5: Select all that apply: (For “No” responses to Question 4.)

A majority, 82 of 127, or 65 percent, of respondents indicated that they were able to obtain the

supplies they needed from the EPA, while 35 percent stated that they were unable to obtain

needed supplies from the EPA. More than 20 percent of respondents indicated they could not

obtain N95 masks, sanitizers, or disinfectants. See Figure 4 in the report.

Yes, 45, 35%

No, 82, 65%

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Question 6: How many times have you been deployed since March 15, 2020?

Of the 127 respondents, 84 (66 percent) were not deployed, while 43 (34 percent) were deployed

at least once. Seventeen (13 percent) were deployed multiple times.

Questions:

7: In your official capacity, have you been tested for COVID-19 in deployments since March 15, 2020?

8: How many times were you tested prior to deployment?

9: How many times were you tested after deployment?

10: Did the EPA arrange for or provide the testing?

11: How quickly did you receive your test results?

12: Please provide any relevant details.

All respondents stated that they had not been tested in their official capacity for COVID-19

either before or after deployments.

84, 66%

26, 21%

17, 13%

0 1 Multiple times

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Questions:

13: Have you been asked to respond to emergencies because of a state’s or local municipality’s inability to provide emergency response due to the coronavirus pandemic?

14: Have you been deployed to another EPA region due to depleted resources in that region due to the coronavirus pandemic?

Almost all (94 percent) respondents stated that they had not been asked to respond to

emergencies because of a state or local municipality’s inability to provide emergency response

due to the coronavirus pandemic. All respondents stated that they had not been deployed to

another EPA region due to depleted resources in that region.

Question 15: Have the funds available from the Coronavirus Aid, Relief, and

Economic Security Act, known as the CARES Act, been used to clean and disinfect equipment?

No OSCs indicated that funds from the Act were used to clean and disinfect equipment. Most

(90 percent) indicated that they did not know.

Questions:

16: Are you familiar with the EPA’s "Interim Health and Safety Guidelines Related to COVID-19 for Conducting Superfund Site Work – 4/21/2020"?

17: Do you have any issues or difficulties complying with the guidelines?

18: Please elaborate: (For “Yes” responses to Question 17)

Almost all (97 percent) respondents were familiar with the Interim Health and Safety Guidelines

Related to COVID-19 for Conducting Superfund Site Work – 4/21/2020. Most (83 percent)

indicated that they had no issues or difficulties in complying with the guidelines. Some

respondents (17 percent) stated that they had issues or difficulties in complying with the

guidelines. Those that had difficulty cited various reasons.

Yes, 2117%

No, 10283%

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Issues with or difficulties complying with the guidelines Total

respondents

Presence of an emergency medical technician – Difficult or impossible to ensure an emergency medical technician was on-site.

5

Travel – Concerns about how OSCs take care of themselves and who pays if they are quarantined or sick.

3

Supplies – Concerns about the availability of masks, gloves, disinfectants, sanitizers, and thermometers.

14

Testing – Questions about why no testing is available for OSCs. 2

General comments – Guidelines were late and unrealistic for real world field use. 5

Most (81 percent) respondents also indicated that, in their opinion, the guidelines adequately

protected OSCs. In addition, almost all (91 percent) respondents stated that their individual

region provided additional guidance for OSCs, with 9 percent in six different regions stating that

their region did not.

Questions:

19: In your opinion, do the guidelines adequately protect OSCs?

20: Please elaborate: (For “No” responses to Question 197)

Some respondents (19 percent) stated that, in their opinion, the guidelines did not adequately

protect OSCs.

Reasons OSCs believed guidelines did not adequately protect OSCs Total

respondents

Travel – Unclear about how OSCs would take care of themselves and who pays if they are quarantined or sick.

6

Supplies – Unclear about the availability of masks, gloves, disinfectants, sanitizers, and thermometers. Noncommittal about what type of masks to use and whether N95 masks can be reused.

8

Testing –Unclear about whether COVID-19 testing with rapid response times is needed for OSCs.

6

General comments – Do not adequately address when or whether OSCs should deploy.

7

In addition to specific questions, OSCs were asked to provide any additional relevant information

not explicitly covered in the survey.

Additional relevant information Total

respondents

Travel – Guidelines unclear about who makes the decision to quarantine and who helps provide protection for OSCs and their families

3

Supplies – Guidelines do not address the availability of supplies, with an emphasis on N95 masks.

11

Testing – Guidelines do not address EPA provided testing 3

General comments – A wide range of comments, such as difficulties in deciding to deploy or not.

17

Positive comments – Some of the respondents commented that management and supervisors have done their best to protect OSCs

9

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Appendix B

Agency Response to Draft Report

Thank you for the opportunity to respond to the issues and recommendations in the subject

report. The following is a summary of the Office of Land and Emergency Management’s

(OLEM) overall position, along with its position on each of the report recommendations. Note

that this preliminary response may not reflect the views of other Agency organizations such as

the Office of the Chief Financial Officer (OCFO) and the Office of Mission Support (OMS).

EPA agrees with one of the report recommendations and has provided high-level corrective

actions and estimated completion dates to the extent possible. EPA disagrees with the other three

report recommendations and has provided a response and proposed alternative recommendations

as appropriate.

EPA recognizes that the COVID-19 pandemic is a very fluid situation, and the agency is

committed to continually providing timely and adequate guidance to the evolving circumstances.

To that extent, OLEM has also contacted several other federal agencies to gain a better

understanding of their internal guidances pertaining to COVID-19 and their responders. The

results of those inquiries were not readily available to meet this response deadline.

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AGENCY'S OVERALL POSITION

EPA appreciates the Office of Inspector General's interest in conducting an evaluation of the

Agency’s efforts to protect human health and the environment by responding to emergencies or

assisting in emergency responses during the coronavirus pandemic, and its established protective

measures for EPA’s On-Scene Coordinators (OSCs). However, EPA views the methodology and

evidence that support the recommendations flawed in two ways:

1) Despite the report acknowledging that additional EPA guidance had been published,

within the scope of the evaluation, the recommendations and statements in the report do

not reflect elements that the guidance successfully addressed.

2) A survey, particularly one containing broad prompts that do not apply to a significant

number of respondents, is not a sufficient evaluative methodology to support the

conclusions within the report.

OIG Response 1: As stated in the report, we could not readily confirm whether the July 6,

2020 guidance explicitly addressed the concerns expressed by the OSCs in our survey because

of details or nuances in their survey responses. Further, we note that the survey was completed

prior to the release of the guidance. Our conclusions are based on the survey responses and on

our interviews with all ten regional Superfund and Emergency Management Division directors,

as defined in the “Scope and Methodology” section of the report.

Guidance governing employee health and safety is a significant concern for all federal agencies

during this pandemic, and, given the frontline nature of the response duties of the Agency’s On-

Scene Coordinators, even more critical to the EPA. It is for this reason that the EPA Response

Program is leveraging the best available information from the Centers for Disease Control and

Prevention (CDC), Occupational Safety and Health Administration (OSHA), Federal Emergency

Management Agency (FEMA), and EPA’s own agency guidance to provide the best information

and guidance to those OSCs in the field.

EPA’s latest and most comprehensive guidance on field operations during the COVID-19

pandemic was published on July 6, 2020. This guidance falls well into the scope of the report

which states it “conducted this evaluation from May to August 2020”1. The guidance, entitled,

COVID-19 Health and Safety Guidelines for Field Activities, incorporates employee safety

recommendations from CDC, OSHA, and FEMA as well as previous EPA guidance. Many of

the issues raised in this OIG report are comprehensively addressed in this July 6th guidance. That

guidance provides actionable and specific operational guidance on respiratory protection, safety

training and medical clearance, pre-travel considerations, travel related recommendations, and

workplace illness and injuries. In addition, offices responsible for workforce health and safety,

such as Office of Mission Support’s Safety and Sustainability Division, were not consulted at

1 “EPA Has Sufficiently Managed Emergency Responses During the Pandemic but Needs to Procure More Supplies

and Clarify Guidance”. Office of the Inspector General. Page 4.

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any point during the evaluation. The evolving nature of the pandemic has been a challenge that

the EPA has met with evidence-based management and decision-making.

OIG Response 2: The statement “conducted this evaluation from May to August 2020” refers

to the entrance conference in May and the issuance of the draft report in August. We began

drafting our report after the survey closed on June 29, and the report reflects the information

available at that time. We recognize that Agency operations and guidance have evolved during

the pandemic. However, it is valuable to report on what OSCs and regional Superfund and

Emergency Management Division directors were experiencing early during the pandemic for

use in future guidance. In addition, when we provided OLEM with the scope of our work at the

entrance conference in May, OLEM did not indicate that we should meet with the Office of

Mission Support. When we interviewed Office of Emergency Management staff in June, they

referenced some of their interactions with the Office of Mission Support but did not suggest

that we consult with that office.

The OIG report and recommendations include several courses of action that diverge substantially

from both EPA guidance and guidance from other Federal Agencies:

• Usage of N95 respirators and other PPE

• Overcoming travel restrictions

• COVID-19 testing pre- and post- deployment

This response document includes specific explanations and proposed actions to these issues

below. Generally, the effectiveness of the EPA Response Program’s OSC safety guidance

should be evaluated on the basis of the current guidance, the evidence that supports it, and the

Agency’s implementation of that guidance. By not integrating the EPA’s most comprehensive

and current guidance available during the scope of the evaluation or speaking to those offices

chiefly responsible for setting health and safety policy, the report and recommendations for the

safety protections for OSCs is of significantly diminished value.

The report asserts that the survey data, as evidence, “provides a reasonable basis for our findings,

conclusions, and recommendations based on our review”2. EPA disputes that assertion. The

survey’s methodology is flawed and has limited evaluative value to support the findings and

recommendations contained in the report. EPA asserts the report and recommendations’

divergence from established guidance from EPA and other Federal Agencies is due to its reliance

on a survey that lacked population control methodology and featured questions not aligned to

available evidence-based information.

2 “EPA Has Sufficiently Managed Emergency Responses During the Pandemic but Needs to Procure More Supplies

and Clarify Guidance”. Office of the Inspector General. Page 4.

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OIG Response 3: The OIG disagrees that the methodology is flawed and has limited

evaluative value. The survey questions are unbiased, and the results are direct responses to the

survey questions. In addition, the OIG met with all ten regional Superfund and Emergency

Management Division directors, whose input was also used to form conclusions in this report.

The OIG disagrees that the courses of action diverge substantially from both EPA and other

federal guidance. The OIG, with the direct involvement of senior management, took steps to

ensure that the survey did not ask leading questions.

Two statements in the EPA’s response need clarification:

• “lacked population control methodology.” The survey was distributed to all OSCs.

• “not aligned to available evidence-based information.” Survey results are a direct form of

evidence. Testimonial evidence is one of the types of evidence defined in the Quality

Standards for Inspection and Evaluation and is defined as “obtained through inquiries,

interviews or questionnaires.”

The survey’s questions are written without incorporating the evidence-based guidance from EPA

and other Federal Agencies. For example, the questions related to PPE do not take into account

the May 2020 OSHA guidance, Guidance on Preparing Workplaces for COVID-19, that clearly

describes in which situations employees need various respiratory protection for potential

exposure to COVID-19. As not every deployment requires respirator protection, according to the

OSHA guidance, more detailed questions than the report’s survey asked would be required to

establish if there was an actual need for a recommendation.

For example, to establish the report’s recommendation for N95 respirators the survey asked the

following: “4: Were you unable to obtain any supplies? 5: Select all that apply: (For “No”

responses to Question 4.)”3. To adequately evaluate if the Agency was following OSHA

employee safety guidance, the following question would provide more evaluative value: “Were

you able to obtain N95 or equivalent respirators, before deployment, if the deployment had

persons known to be, or suspected of being, infected with SARS-CoV-2 or while performing

aerosol-generating procedures?”4 OSC answers to this evidenced-based question would have

evaluative value. However, the original question provides limited information on which to base a

recommendation.

3 “EPA Has Sufficiently Managed Emergency Responses During the Pandemic but Needs to Procure More Supplies

and Clarify Guidance”. Office of the Inspector General. Page 13. 4 “Guidance on Preparing Workplaces for COVID-19”. Occupational Safety and Health Administration. Page 15.

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OIG Response 4: The use of N95 respirators was standard practice for wildfire responses prior

to the pandemic. The Agency’s clarification that cloth masks were acceptable in most

conditions was not provided until the EPA issued its July 6, 2020 guidance. More importantly,

Recommendation 1 references N95 respirators only for responses to wildfires, which the

Agency retained in its proposed revision. In response to Agency comments, we added the

following note to Figures 3 and 4:

The Interim EPA COVID-19 Health & Safety Guidelines for Field Activities,

published after this survey was completed, indicates that cloth masks are

acceptable in most conditions and that “N95 respirators should not be

recommended for use without being identified through a hazard assessment.”

In addition to the lack of evidence specificity in the questions, there was a lack of controls for

survey population. For example, asking the survey respondent OSCs who had not been deployed

(66% of the total) if they received PPE is premature. OSCs who had not yet deployed would not

require PPE. This fact was not controlled for in the analysis. In addition, many OSCs were at the

time of the survey, and continue to be, teleworking and would not require PPE. Neither of these

populations were removed from the survey questions related to PPE or travel. The evaluative

value of that data as it has been analyzed is too weak to make the findings or recommendations

the report contains.

OIG Response 5: The purpose of the survey was to determine how protected OSCs felt during

the pandemic. These results, such as OSC perceptions of the availability of PPE, represent the

opinions of the responding OSCs. Some OSCs who indicated that they had difficulty obtaining

some or all PPE had been deployed since March 2020, when the EPA began adjusting its

operations in response to the pandemic. Further, only nine, or 7 percent, of the respondents said

that they had received no PPE or other supplies from the Agency, indicating that almost all

OSCs had received some supplies.

The important issue is that many OSCs indicated that they had not received, or could not

obtain, PPE and other supplies. The Agency’s general response to our report regarding PPE is

inconsistent with its response to our recommendations. Specifically, the Agency’s proposed

revisions to Recommendation 1 confirm its commitment to obtaining and distributing PPE and

other supplies to OSCs, and the Agency agreed with Recommendation 2 to enhance

communication with OSCs to address any concerns they may have.

In sum, EPA has serious concerns about the report’s reliance on survey responses, and the fact

that it wholly disregards the Agency’s ongoing efforts to address the very topic upon which it

opines.

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OIG Response 6: This report addresses whether sufficient protective measures were provided

to OSCs based on their survey responses. Further, the report also relies on the interviews of all

ten regional Superfund and Emergency Management Division directors. The report does not

disregard the Agency’s ongoing efforts to address the topic. The “Background” section

describes the guidance that the Agency has issued related to the pandemic, and the body of the

report references how regions protected OSCs by not deploying them for time-critical

responses if possible and allowing them to support emergency response efforts remotely.

AGENCY'S RESPONSE TO REPORT RECOMMENDATIONS

Agreements

Recommendation

No.

Recommendation High-level Intended Corrective

Action

Estimated

Completion

Fiscal Year and

Quarter

2. Develop and

implement

communication

mechanisms to

identify and

clarify concerns

that on-scene

coordinators have

that are not

addressed in the

existing

guidelines, and

make these

communications

available to all on-

scene

coordinators.

Solicit feedback from OSCs via

several different mechanisms, such

as Q&A webinars with the OSC

community or regular meetings

with their management teams.

Document and maintain feedback

on a commonly accessible location

such as SharePoint or Microsoft

Teams. Any concerns that are not

adequately addressed within

existing guidelines will be

identified and addressed in a

follow-up document, and with

follow-up communication.

FY 2021, Q2

OIG Response 7: The planned corrective actions for Recommendation 2 meet the intent of the

recommendation. The Agency’s response also includes an estimated completion date. We

consider this recommendation resolved.

Disagreements

Recommendation

No.

Recommendation Agency

Explanation/Response

Proposed Alternative

1. In coordination

with all EPA

regions, develop

and implement a

EPA guidance on PPE,

COVID-19 Health and

Safety Guidelines for Field

Activities (Pages 2-5), is in

Regions will continue

to develop and

implement strategies to

provide and distribute

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Recommendation

No.

Recommendation Agency

Explanation/Response

Proposed Alternative

strategy to provide

and distribute

necessary personal

protective

equipment and

cleaning supplies

to on-scene

coordinators,

including the N95

masks needed to

respond to

wildfires.

accordance with OSHA’s

Guidance on Preparing

Workplaces for COVID-19.

Specifically, prior to

deployment field staff,

supervisors, and the local

Safety, Health and

Environmental Management

Program (SHEMP)

managers should follow

OSHA guidelines for

conducting a hazard

assessment to determine if

respirator usage or additional

PPE is required.

Respirator usage and PPE

determinations are made in

the Regions, not

headquarters. PPE

acquisition, inventory

management, and

distribution prior to and

during COVID-19 are

Regional responsibilities.

EPA does not support

shifting this responsibility

from the EPA Regions to

EPA Headquarters.

Longstanding acquisition

contracts and distribution

logistics in the Regions are

in place to provide PPE to

OSCs. No regions have

reported a shortage of PPE at

any point during the

pandemic.

Of those OSCs surveyed, 9%

of them stated that they were

not provided any PPE

supplies. With many OSCs

teleworking and a reduced

necessary personal

protective equipment

and cleaning supplies

to on-scene

coordinators, including

the N95 masks needed

to respond to wildfires.

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Recommendation

No.

Recommendation Agency

Explanation/Response

Proposed Alternative

number of deployments

some portion of the surveyed

population would be

expected not to receive PPE

at the time of the survey was

administered. They would

not have had a need for, or

recently received, PPE when

completing the survey.

66% of surveyed OSCs had

not been deployed since the

pandemic began. This was

not controlled for in

subsequent survey question

on PPE.

3. In coordination

with all EPA

regions, ensure

that guidance and

planning address

deployment of on-

scene coordinators

in the event of

large incidents

during pandemics,

including

overcoming travel

restrictions to

respond to large

incidents.

EPA does not support

providing guidance to EPA

personnel on “overcoming”

travel restrictions put in

place to protect public

health.

EPA has issued specific

guidance related to travel in

COVID-19 Health and

Safety Guidelines for Field

Activities (Pages 7-10) as a

supplemental to the existent

safety assessments.

That guidance states that

“Field staff traveling to areas

outside their home

jurisdictions should check

for additional (Local, State,

territorial, or Tribal)

requirements and include

them in their field work

planning and in the hazard

assessment process.”

EPA asserts that the OSC,

their supervisor, and the

In coordination with

all EPA regions,

ensure that prior to

performing field work

at a specific location,

the OSC, their

supervisor and the

local SHEMP manager

• Perform a

supplemental

hazard

assessment

addressing

COVID-19.

• Account for

Local, State,

territorial, or

Tribal travel

restrictions in

their work

planning.

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Recommendation

No.

Recommendation Agency

Explanation/Response

Proposed Alternative

local SHEMP manager are

best positioned to make

case-by-case evaluations for

deployments, consistent with

established agency guidance,

rather than nationwide

operational requirements.

4. In coordination

with all EPA

regions, pursue the

acquisition of

COVID-19 tests

for all OSCs prior

to and

immediately after

deployment.

Guidelines and potential

implementation of COVID-

19 employee testing is not

determined by OLEM.

Employee testing would be

governed by EPA agency

guidance issued by the

Office of Mission Support

(OMS).

EPA has utilized CDC’s

“CDC Activities and

Initiatives Supporting the

COVID-19 Response and

the President’s Plan for

Opening America Up

Again” in developing its

own agency guidance.

EPA’s current

guidance,COVID-19 Health

and Safety Guidelines for

Field Activities (Page 8,

Appendix B), instructs

OLEM to follow CDC’s

guidance Implementing

Safety Practices for Critical

Infrastructure Workers Who

May Have Had Exposure to

a Person with Suspected or

Confirmed COVID-19 to

provide guidance to OSCs.

Currently, that CDC

guidance is not

recommending COVID-19

testing pre- or post-

deployment.

In coordination with

all EPA regions,

ensure:

• All COVID-19

Testing

Guidance for

OSCs reflects

current EPA

and CDC

guidance.

• Implementation

of Employee

testing is

consistent with

current EPA

and CDC

guidance.

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Recommendation

No.

Recommendation Agency

Explanation/Response

Proposed Alternative

This is in accordance with

the CDC Testing Guidance

which states: “If you do not

have COVID-19 symptoms

and have not been in close

contact with someone known

to have a COVID-19

infection: You do not need a

test.”

In addition, the immediate

nature of OSC response

deployments would preclude

OSCs from completing

COVID-19 testing and

obtaining results prior to

deployment. Waiting to

deploy until a test sample is

processed could put human

lives and property at

immediate risk.

OIG Response 8: We consider Recommendations 1, 3, and 4 unresolved:

• Recommendation 1. The proposed revision appears to meet the intent of the original

recommendation but lacks an actionable planned corrective action with an estimated

completion date.

• Recommendation 3. The proposed revision does not address additional guidance and

planning that may be necessary when responding to large incidents.

• Recommendation 4. The proposed revision is vague and does not indicate whether

headquarters or regional pursuit of COVID-19 testing is acceptable, only that testing

should be consistent with CDC and EPA guidance. The EPA’s July 6, 2020 guidance

does not address testing. Furthermore, we do not agree that CDC guidance states that

testing is not necessary. Rather, the CDC considers government hazardous materials

responders as “critical infrastructure workers” and states that critical infrastructure

workers may need to be tested, according to their employer’s guidelines. Testing is

particularly important for regions that have a limited number of OSCs who may be

required to quarantine for 14 days post-deployment or who may be deployed for weeks

at a time. Depending on state or local restrictions, obtaining COVID-19 testing with

rapid results would potentially free quarantined OSCs for subsequent redeployment and

verify that OSCs on long deployments do not test positive.

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20-E-0332 28

Appendix B

Distribution

The Administrator

Assistant Deputy Administrator

Associate Deputy Administrator

Chief of Staff

Deputy Chief of Staff/Operations

Assistant Administrator for Land and Emergency Management

Agency Follow-Up Official (the CFO)

Agency Follow-Up Coordinator

General Counsel

Associate Administrator for Congressional and Intergovernmental Relations

Associate Administrator for Public Affairs

Director, Office of Continuous Improvement, Office of the Administrator

Deputy Assistant Administrator for Land and Emergency Management

Principal Deputy Assistant Administrator for Land and Emergency Management

Deputy Assistant Administrator for Land and Emergency Management

Director, Office of Emergency Management, Office of Land and Emergency Management

Director, Office of Superfund Remediation and Technology Innovation, Office of Land and

Emergency Management

Director, Office of Regional Operations

Audit Follow-Up Coordinator, Office of the Administrator

Audit Follow-Up Coordinator, Office of Land and Emergency Management

Audit Follow-Up Coordinators, Regions 1–10