Enols and Enolates

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    Enols and Enolates

    A major type of reaction with carbonyl compounds is an -substitution

    O O

    E

    In the preceding chapters we were concerned

    with the carbonyl reacting as an electrophile

    O

    OH

    NUC

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    Enols

    As observed previously an enol and a ketone are tautomers

    O OH

    Usually the ketone is far more stable than the enol and it predominates

    Under either slightly basic or acidic conditions the concentration of enol can be increasedThe keto form still predominates

    With aldehydes there is relatively more enol form than with ketones

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    Reactions of Enols

    The enol form can react with electrophiles

    A common reaction is halogenation

    O OHNaOH/H2O Br BrOH

    Br

    under basic conditions it is hard to stop at one addition because

    hydrogen abstraction of product is more favored than starting material

    O

    Br

    OH

    Br

    O

    Br

    Br

    Br2

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    Haloform Reaction

    This polyhalogenation is exploited with a haloform reaction

    A methyl ketone will react until three halogens have been substituted on -carbon

    O O

    CI3

    I2

    NaOH

    with three halogens attached to the carbon it becomes a good leaving group

    O

    CI3

    O

    O

    NaOH

    HCI3

    iodoform

    the three halogens stabilize the negative charge of the leaving group

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    Acid Catalyzed Enol Formation

    Under acidic conditions the enol can react with halogen and stop after one addition

    O OH O

    Br

    H+ Br2

    with acidic conditions we do not form anion adjacent to halogen as in basic mechanism

    therefore the reaction can be stopped after one addition

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    Enolizable Positions

    A consequence of the ability to form enols is that chiral carbons can racemize

    O

    Et

    OH

    Et

    O

    Et

    H+ or NaOH

    chiral achiral racemic

    since the -position can form an enol, and the enol is achiral, chiral atoms that are to

    carbonyls will lose chiralty whenever enol formation is favored

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    Bromination of Acids

    Carboxylic acids can also be brominated

    First need to convert carboxylic acid into acid halide (labile H would interfere)

    O

    OH

    PBr3/Br2

    O

    Br

    this acid bromide can form enol under these conditions, which will react with Br2

    O

    Br

    OH

    Br

    O

    Br

    Br Br

    O

    OH

    Br2 H2O

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    Enolates

    Enolates are similar to enols but they are far more nucleophilic

    In order to generate an enolate need a base to abstract an -hydrogen

    H3C

    O

    CH3

    pKa of-hydrogens ~ 20

    the -hydrogens are more acidic than normal alkane hydrogens due to electron

    withdrawing carbonyl group that can delocalize the resultant negative charge

    O O

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    Base Abstraction

    Since the pKa of an -hydrogen of a ketone is ~20 the choice of base will determine

    extent of enolate formation

    H3C

    O

    CH3

    NaOH

    H3C

    O

    CH2

    both water (pKa of ~15.7) or alcohols (pKa ~>16) are less acidic

    therefore with these bases the majority of the compounds will be in the keto form

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    Basicity vs. Nucleophilicity

    Most strong bases are also strong nucleophiles - remember SN2 vs. E2

    With carbonyls need to balance two different type of reactions:

    A strong nucleophile reacting with the carbonyl and a strong base abstracting -hydrogen

    H3C

    O

    CH3

    H3C

    O

    CH3

    NUC

    H3C

    O

    NUC

    CH3

    B

    H3C

    O

    CH2

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    Enolate

    To generate enolate need to use a base that will not act as a nucleophile

    Common choice is to use lithium diisopropylamine (LDA)

    HN N

    Li

    BuLi

    LDA

    LDA is a strong base (pKa of conjugate is close to 40)

    At the same time it is very bulky so it will not react as a nucleophile

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    LDA will quantitatively form enolate

    H3C

    O

    CH3

    LDA

    H3C

    O

    CH2

    using LDA the enolate will be formed quantitatively

    with weaker bases will only form the enolate in a small fraction

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    Enolate as a Nucleophile

    We have already seen many reactions with a nucleophile reacting

    -see any SN2 reaction

    an enolate is simply another type of nucleophile

    it can react in exactly the same manner we have observed other nucleophiles react

    H3C

    O

    CH2 H3C

    O

    E

    E+

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    Alkylation of Enolates

    One common reaction is to alkylate the enolate

    H3C

    O

    CH2 H3C

    O

    CH3

    CH3Br

    This reaction will place an alkyl substituent at the -position of a carbonyl

    Any electrophile that will react in an SN2 reaction can be used in this reaction

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    Unsymmetrical Carbonyls

    With an unsymmetrical carbonyl can obtain two different enolates

    O O O

    O O

    LDA

    CH3Br CH3Br

    how to obtain one product preferentially?

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    Thermodynamic vs. Kinetic Control

    The key is which enolate is generated

    The enolate can be preferentially generated at either site depending upon conditions

    O O OLDA

    kinetic enolate thermodynamic enolate

    more stable double bondeasier hydrogen to abstract

    lower temperatures favor kinetic product

    higher temperatures (in this case usually room temp. and above) favor thermodynamic

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    Product Formation

    By controlling which enolate is generated,

    where the -substitution occurs can be controlled

    O 1) LDA, -78C

    2) CH3BrO

    O1) LDA. RT2) CH3Br

    O

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    Cannot follow this procedure with Aldehydes

    Will not obtain -substitution with aldehydes through enolate chemistry

    The aldehyde carbonyl is too reactive and it will interfere

    with the formation of the enolate

    O

    H

    O

    H

    self condenses

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    -Alkylation of Aldehydes

    to alkylate an aldehyde we first need to convert the aldehyde to a less reactive system

    an imine or imine derivative is used most frequently

    O

    H

    NH2

    N

    H

    N

    H

    N

    H

    O

    H

    1) CH3Br

    2) H+/H2OLDA

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    Enamines

    Another option instead of enolate formation is to form an enamine

    React carbonyl with 2 amine

    O

    HN

    N N OCH3Br H+/H2O

    the enamine is not as reactive as an enolate but it is more reactive than an enol

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    Aldol Condensation

    Instead of reacting the enolate with an alkyl halide

    We can also react the enolate with a carbonyl compound

    The carbonyl can react as an electrophile

    O

    OO OH

    upon work-up obtain a -hydroxy ketone

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    Dehydration of Aldol Product

    The -hydroxy ketone that is formed can also loss water

    to form an ,-unsaturated ketone

    O OH O

    -H2O

    the loss of water can sometimes occur during work-up,

    it can be driven to this product through heat and either acidic or basic conditions

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    Procedure for Aldol Reaction

    When reacting in a self-condensation can use an alkoxide base

    OO O OHCH3

    ONa

    O

    the alkoxide base will only deprotonate a small proportion of ketone,

    but those enolates will react quickly with keto forms in an aldol reaction

    can drive the reaction to completion

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    Using Different Carbonyl Compounds

    If there are different carbonyl compounds (a mixed aldol or crossed aldol)

    then conditions need to be considered

    CH3ONaO O O OH

    O OH

    if using unsymmetrical ketones than will obtain four regioproducts for this reaction

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    A couple of options to reduce number of products

    Use one carbonyl that does not have -hydrogens

    Therefore there are no hydrogens to abstract and can only react as electrophile

    O

    O

    H CH3ONa

    O OH

    want to add compound with -hydrogens (acetone in above example)

    slowly to basic benzaldehyde solution

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    Another option: quantitatively form enolate first

    If need to use two carbonyls that both contain -hydrogens need to first generate the

    enolate quantitatively (strong base) and then add the second carbonyl compound

    O LDA OLi

    OO OH

    can generally obtain high yield of the desired aldol product with this method

    remember that with weak base will obtain a mixture of products with these reactants

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    Claisen Condensation

    There are many "Name" reactions that are modifications of the aldol condensation

    A Claisen condensation is an aldol where one carbonyl is an ester

    By using an ester this changes the chemistry due to the presence of a leaving group

    CH3ONaO O

    O

    O O

    O

    O O

    can run this reaction with both carbonyls present and a weak base

    due to differences in pKa (ketones are ~20 and esters are ~24)

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    Reactions are Driven to Completion

    Unlike other aldol reactions, which are under equilibrium control, Claisen condensations

    give very high yield without adjusting equilibrium conditions

    The last step generates an alkoxide with a -diketone

    O OCH3ONa

    O ONa

    diketones have a pKa ~10, therefore methoxide will quantitatively abstract the hydrogen

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    Dieckmann

    A Dieckmann condensation is an intramolecular Claisen condensation

    O

    O

    O

    O

    O

    O

    O

    O

    CH3ONaOO

    O

    convenient method to form 5- or 6-membered rings

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    -Dicarbonyls

    both Claisen and Dieckmann condensations form -dicarbonyl compounds

    -keto esters are another type of dicarbonyl systems that are very useful synthetically

    O O

    OCH3

    CH3ONaONa O

    OCH3

    O O

    OCH3

    R

    RBr

    due to the acidity of the methylene position alkylation reactions are easy to perform,

    with only one carbonyl often need to use LDA to quantitatively form enolate

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    Decarboxylation

    After alkylation, the ester group can be hydrolyzed and then decarboxylated

    O O

    OCH3

    R

    O O

    O

    R

    H

    1) NaOH2) W-U

    O

    H

    R

    -CO2

    O

    R

    allows alkylation of ketone in much milder method than starting with ketone

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    Michael Addition

    If we add enolate to ,-unsaturated system the reaction often reacts with 1,4-addition

    Called Michael addition

    O

    NUC

    O

    NUC

    O1

    2

    3

    4

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    Calicheamicin 11: An Example of Michael Addition in Drug Action

    In chapter 4 we first saw a drug that uses a Michael addition

    O

    I

    OCH3

    OCH3

    O

    SO

    OHO

    H3CO OH

    OH

    ON

    O

    O

    O

    O

    NHCO2CH3

    H3CSSS

    HO

    O

    H3CO

    HN

    HO

    binding group

    reactive functionality

    H

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    After the sugar binding group binds in the minor groove of DNA a sulfide is generated

    O

    O

    NHCO2CH3S

    HO

    binding groupO

    O

    NHCO2CH3

    HO

    binding group

    S

    HO

    S

    Obinding group

    O

    NHCO2CH3 HO

    S

    Obinding group

    O

    NHCO2CH3

    Bergmancycloaromatization

    DNA

    DNA diradical

    DNA double strand cleavageO2

    Michael

    After the Michael addition occurs, the conformational change causes the Bergman

    cyclization to occur eventually leading to cell death after DNA cleavage

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    Robinson Annulation

    This is a very convenient method to form 6-membered rings

    Perform a Michael addition followed by an aldol condensation

    CH3ONa

    O ONa O O ONa

    O OO ONa

    O

    CH3OH

    CH3ONa

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    Convenient Method to Synthetically Produce Multi-Ring Systems

    steroid ring system

    HO

    H

    H H

    H

    cholesterol

    nature has more efficient ways to synthesize steroids but you can see how Robinson

    Annulation can be used to prepare 6-6 and 6-5 ring junctions in a one pot reaction