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www.intertek.com 1 ENERGY STAR ® , EPA, DoE Current Events: August 2010 Mike Parker Vice President, Global Marketing Government & Association Affairs

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www.intertek.com 1

ENERGY STAR®, EPA, DoE

Current Events: August 2010

Mike Parker

Vice President, Global Marketing

Government & Association Affairs

www.intertek.com 2

Tectonic Shifts & Running w/ the Bulls

www.intertek.com 3

What’s DoE Up To?

Rumblings from America’s EE Enforcement Regs

• DoE released RFI in May “Revisions to Energy Efficiency Enforcement Regulations” re: 10 CFR Parts 430 and 431.

• Revision of enforcement regs for certain consumer products, and commercial and industrial equipment covered under the Energy Policy and Conservation Act of 1975.

• Considering changes to Enforcement Testing & Adjudication, Certification, Verification Testing, Application of Regulations to Distinctive Products

www.intertek.com 4

What’s DoE Up To?

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What’s DoE Up To … Affected Products

Urinals

Televisions (June 2013)Roof ProductsShowerheads

Low Stand by Power (EPS, Batt Chargers)Residential Windows Faucets

Other Efficient TechnologiesConstruction ProductsPlumbing

Gas Water Heaters

Electric Water Heaters Room Air ConditionersCopiers

Gas Furnaces Clothes Washers Fax Machines

Ground-Source Heat Pumps Dishwashers Printers

Air Source Heat Pumps Freezers Monitors

Central Air Conditioners Refrigerators Computers

Residential EquipmentAppliancesOffice Equipment

Pre-Rinse Spray ValvesCentrifugal Pumping SystemMore Lighting Guidance

Ice Machines Electric Motors Lighting Controls

Beverage Vending Machines Boilers Industrial HID Luminaires

Pressureless Steamers Ground-Source Heat Pumps Downlight Luminaires

Hot Food Holding Cabinets Commercial Heat Pumps Fluorescent Luminaires

Fryers Water-Cooled Chillers Fluorescent Ballasts

Griddles Air-Cooled Chillers Fluorescent Tube Lamps

Refrigerators and Freezers Commercial Unitary Air Conditioners Compact Fluorescent Lamps

Food Service EquipmentCommercial/IndustrialLighting

www.intertek.com 6

What’s EPA Up To?

Shift to America’s Bellwether EE Program

• Completely overhauling ENERGY STAR program amid critical scrutiny

• Change from Self-Declaration to Certification-and-Verification model

• Will require testing in EPA-recognized labs

• Will require 3rd party certification programs for ALL product types

• Will require 3rd party verification of compliance, ongoing

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How Bad Is It?

• EPA “Qualified” 15 of 20 Fake Products Submitted by GAO from 4 Dummy Companies

• Products ranged from a “gas-powered alarm clock” (the size of a portable gas generator) to a space heater posing as an air cleaner.

• The “air cleaner” claimed 20% higher EE than the top “Qualified” ENERGY STAR® air cleaner.

• Yes, that’s a feather duster and fly paper!

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Who’s Affected and How?

Climate Controls

Data Center Storage, Small Network Equip

Heat / Energy Recovery Ventilators

Integral LED Lamps

Lab Grade Reefers and Freezers

Pre-Rinse Spray Valves

Uninterruptible Power Supplies

Water Heater Gas condensing

Water Heater Heat Pump

Water Heater High Efficiency Gas Storage

Water Heater Solar

Water Heater Whole Home Gas Tankless

Commercial Clothes Washers

Vending Machines

Water Coolers

Products in DevelopmentPlumbingCommercial Appliances

Comm/Res LED Lighting

Decorative Light Strings

Fans, ceiling (including light kits)

Light Bulbs, CFL, Light Fixtures (Res)

Fluorescent Lamp Ballasts

Home Sealing - Insulation & Air Sealing

Roof Products

Windows, Doors, & Skylights

Clothes Washers, Dishwashers

Dehumidifier

Reefers/Freezers

Room Air Cleaners

Water Coolers

Lighting & FansBuilding ProductsAppliances (Residential)

AC, Central and Room

Boilers and Furnaces

Dehumidifiers

Fans, ventilating

Heat Pumps, Air source, Geothermal

Home Sealing - Insulation

Light Commercial Heating and Cooling

Programmable Thermostat

Room Air Cleaners and Purifiers

AV; TVs, Imaging Equipment

Battery Chargers

Combination Units (TV & DVD, VCR &DVD)

Computers and Displays

Cordless phones

Digital to Analog Converter Box

Enterprise Servers

External Power Adapters

Set top boxes and Cable boxes

Commercial Kitchen Package

Commercial Dishwashers

Commercial Fryers

Commercial Griddles

Commercial Hot Food Holding Cabinets

Commercial Ice Machines

Commercial Ovens

Commercial Refrigerators and Freezers

Commercial Steam Cookers

Heating & Cooling ProductsComputers & ElectronicsCommercial Food Service Equipment

Black Products = (Proposed) 3 rd Party Certification Green = Continued Certification Required

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ENERGY STAR® Breaking News

June 2010; Final EPA ENERGY STAR Guides for Accreditation

• Test labs must be EPA recognized

• EPA-recognized will include 17025 accredited labs (meeting “Conditions and Criteria for Recognition of Laboratories for the ENERGY STAR program”) or labs participating in CB’s DAPs

• 1st party EPA-recognized, ISO 17025 accredited labs will be “afforded consideration” when participating in a CB’s Data Acceptance Program (WMTL, SMTL)

• Potential benefits include less rigorous CB initial audit, less audit frequency

• 3rd party labs must be EPA-recognized, ISO 17025 accredited, full stop.

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July 2010; FINAL Draft EPA ENERGY STAR Guides for Certification

• All products must be part of a 3rd party certification program 30 December 2010

• Certification Bodies must be Guide 65 accredited, EPA approved for ENERGY STAR products in 3rd party certification program

• Satellite Data Acceptance Program (manufacturer testing) accepted for ENERGY STAR Certifications managed by an accredited, EPA approved CB

• As part of Satellite (DAP), manufacturer labs must demonstrate compliance, via CB evaluation, to ISO 17025 and applicable test methods

• Thus far, formal ISO 17025 accreditation of in house labs is not required for Satellite (DAP) situations

ENERGY STAR® Breaking News

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July 2010; FINAL Draft EPA ENERGY STAR Guides for Certification

• ENERGY STAR Qualification

• Assessment (CB): Product meets or exceeds performance to product-specific req’s

• Labeling (EPA): Monitors compliance to ENERGY STAR program req’s

• Reporting (CB): Timely certification flow to EPA for Qualified Product Lists*

ENERGY STAR® Breaking News

*EPA appreciates … concerns regarding product development cycles, and understands that a CB’s ability to review product data in a timely manner can affect … time to market. (Recognition) of a CB … in the ENERGY STAR program … (EPA) will evaluate the CB’s product data review procedure to ensure it meets the needs of ENERGY STAR partners.

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July 2010; FINAL Draft EPA ENERGY STAR Guides for Certification

• ENERGY STAR Verification

• Performance/Labeling (EPA): Ensure continued compliance to program req’s

• Selection Volume (CB): Test min 10% of previously qualified base models per year*

• Selection benchmarks to be enumerated in product-specific requirements

ENERGY STAR® Breaking News

*EPA will define “base model” within individual program requirements – base model in certain product categories could represent product family of models with differing ENERGY STAR performance and in other categories base model may differ from other models only cosmetically.

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July 2010; FINAL Draft EPA ENERGY STAR Guides for Certification

• ENERGY STAR Verification

• Selection Approach by CB:

• 50% from ENERGY STAR Qualified Products List (per CB)*

• 50% from verification testing failures, referrals (questioning accuracy of ratings), new models/new market entrants, high sales volume models

• Procurement of Test Samples**:

• Off the shelf

• Warehouse

• Off the line

ENERGY STAR® Breaking News

* It’s still undecided by EPA if ‘grandfathered’ ENERGY STAR products will be subject to selection criteria for ongoing Verification testing; watch Partner Agreement deadline

** CB is responsible for sample selection; manufacturer may not choose the testing sample

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ENERGY STAR® Timelines & Check Points

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Intertek’s ENERGY STAR® Delivery

G.E.E.C. /gēk/ and Satellite for

ENERGY STAR, NRCan, DoE, CEC…

Qualification & Verification Testing in ISO 17025 Accredited, EPA Approved Labs

Certification w/ Guide 65 Accredited, EPA Approved CBCustomized Training

Developing the world’s most comprehensive ENERGY ST AR network & service portfolio

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Global Energy Efficiency Certification

G.E.E.C. – The /gēk/

• Policies & Procedures similar to ETL-Listed Electrical Safety Certification

• SATELLITE option available for Data Acceptance from qualified manufacturer labs

• “Green Leaf Energy Efficiency Certification” mark provided for qualified products

• Direct submittal of filings with regulatory & voluntary agency programs

www.intertek.com 17

Intertek’s G.E.E.C. – The /gēk/

What it covers NOW:

• United States Department of Energy (DOE)

• United States Federal Trade Commission (FTC)

• ENERGY STAR®

• Natural Resources Canada - (NRCan)

• California Energy Commission (CEC)

And COMING:

• European Community, Energy Related Products Directi ve (ErP)

• Kingdom of Saudi Arabia, Regulations for energy efficiency

• Australia/ New Zealand Minimum Efficiency Performan ce Standards (AS/NZ MEPS)

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Why Intertek for Energy Efficiency

• Energy Efficiency labs across NA, EMEA and APAC

• Five decades of Energy Efficiency testing expertise; core expertise

• Developing most lab capacity globally for Energy Efficiency than any other test lab

• Intertek has Energy Efficiency experts in every product category in every region

• G.E.E.C. /gēk/ and Satellite (DAP); DoE, CEC, ErP, NRCan, ENERGY STAR: bundled for further cost savings and efficiency

• For products outside of traditional EE scope, Green Leaf and QPM certifications demonstrate your products’ superior EE an/or Performance ratings.

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ENERGY STAR® Resources

• Program Information: www.intertek.com/energystar

• Project Starter: www.intertek.com/energy-star-information-sheet/

• EPA: www.energystar.gov/; www.energystar.gov/mou (Enhanced Testing and Verification)

• Questions: [email protected]

• CB Comments: [email protected] (Filed by 25 June 2010)

• Contacts:

Carl Bloomfield

[email protected]

+1.847.439.5667

Mike Parker

[email protected]

+1.978.635.8559

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Questions?