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Supergen HiDEF/BSEBEC Training Workshop: Sustainability and the
Environment, University of Bath, 7-8 June 2010
ENERGY ANALYSIS: Conventions, Methods and Metrics
Geoff Hammond
Professor of Mechanical Engineering and Director
of the Institute for Sustainable Energy & the Environment(ISEE)
University of Bath (Email: [email protected])
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WHOLE SYSTEMS ANALYSIS IN THE ENERGY SECTOR
Interdisciplinary and integrated appraisal toolkit-
THERMODYNAMICS: energy, exergy, and exergoeconomic
analysis
ENVIRONMENTAL LIFE-CYCLE ASSESSMENT (LCA)
ENVIRONMENTAL COST-BENEFIT ANALYSIS (CBA) withcolleagues in Economics
______________________
ENERGY SECTOR RISK ASSESSMENT e.g., electricity networks
CARBON & ENVIRONMENTAL FOOTPRINTING e.g., cities,
communities, more electric pathways, and nations
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THERMODYNAMIC CONCEPTS AND TOOLS
FIRST AND SECOND LAW CONCEPTS
ENERGY QUANTITY EXERGY QUALITY
IDENTIFYING PROCESS IMPROVEMENT POTENTIAL
ENERGY ANALYSIS: CONSERVATION
EXERGY ANALYSIS: ENERGY (OR HEAT) CASCADING
It identifies scope for improvement potential; 80% injust three sectors of the UK economy - power
generation, space heating in buildings and transport
A Cautionary Note: Exergy analysis should not be elevated toa pivotal position
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ENTHALPY (H)
The energy content of a flow stream (or energy carrier) in laypersons terms. An extensive property of matter defined via
(1) There is an almost direct connection between the description
of the property and experimental measurements
(2) The mathematical manipulations associated with themeasurements involve elementary arithmetic
(3) The nearness to experience of the property makes it easy toaccept that its value is worth knowing
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( )1212 TTmcHH p =
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AN ENERGY BALANCE
Control Volume
Qe
Qother (or Wother)
Hin
Wuseful
Qb
T0
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ENERGY ANALYSIS: THE METRICS 1
Gross energy requirement (GER): The sum of all the primaryenergy [expressed as thermal energy (enthalpy)] required todeliver an artefact, good or service. Units: usually expressed interms of the quantity of primary energy per unit of mass output
(e.g., kJ/kg).
Process energy requirement (PER): The energy required todrive a particular process or 'unit operation'. Again co-products
would need to be treated as above. Units: usually expressed interms of energy quantities per unit mass of output (e.g., kJ/kg).
Energy requirement of energy (ERE): The sum of all the
primary energy requirements [expressed as thermal energy(enthalpy)] needed to produce one unit of delivered energy.Units: usually expressed in terms of the quantity of primaryenergy per unit of delivered energy (e.g., kJ/kJ).
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ENERGY ANALYSIS: THE METRICS 2
Energy intensity (EI): The primary energy required to producea given unit of good or service in monetary terms. Typical units:kJ/ (date) in the UK [and kJ/$ (date) in the USA]. When
referring to a national economy, the energy intensity is theprimary energy consumed per unit of Gross Domestic Product(GDP).
Net energy requirement (NER): The amount of energyavailable from a system after the deduction of the primaryenergy expended in creating the usable resource [i.e., thecalorific value - the GER]. Units: usually expressed in terms of
the quantity of energy (i.e., kJ, etc.).
NB: 'Energy cost - early expression for what is now preferablyreferred to as the GER, and still sometimes used colloquially.
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Level 4Capital
Level 3Raw Materials
for Inputs
Level 2Inputs toProcess
Level 1Direct Fuel
Use
EnergyTransformation
System
raw materialprocessing
fuelsenergyresources
ancillaryinputs
machines
tomakemachines
machines
final processmaking
economicproduct
economicproduct
Input / OutputTables
Input / OutputTables
Process
Analysis orInput / Output
Tables
ProcessAnalysis
Energy Analysis Methodology
Expanded Industrial System
transport
transport
LEVELS OF REGRESSION -
(GER)
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ENERGY ANALYSIS: THE METRICS 3
Energy gain ratio (EGR): The energy output of a system
divided by the gross energy requirement (or embodied energy),i.e., energy output over the system life/energy input forconstruction. The inverse of the ERE.
Energy payback period (EPP): The period that a device orsystem takes to repay the energy investment in its construction,i.e., energy input for construction/annual energy output, whenthe latter is constant over time. Units: time (e.g., months or
years).
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ENERGY ANALYSIS: SOME CONVENTIONS
Allocation between co-products: Some systems yield co-products, and then the energy inputs need to be apportioned
between them on the basis (for example) of mass, energycontent (calorific value), or monetary value of each co-product.
The opportunity cost convention of thermal inputs to
power generation: The electricity foregone by using primary orthermal energy in renewable or nuclear power generators inpreference to using them to produce electricity in conventionalfossil-fuelled power stations. Developed for energy analysis by
analogy with the use of the 'opportunity cost' concept ineconomics.
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EMBODIED ENERGY AND CARBON
Embodied energy (carbon) may be regarded as
the primary energy consumed (carbon released) toextract, process, transport, and produce a good (orservice).
It implies all the energy (carbon) requirementsassociated with the production of the good or service.
That includes the sum of the direct and indirect energyand carbon sources associated with the product oractivity, i.e., all energy and carbon flows must be tracedupstream to their origin.
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TOTAL
ENERGY
MINIMUM
ENERGY
PROCESSENERGY
EMBODIED ENERGY
EQUIPMENT SIZE
PRO
DUCT
ENERGY
G
(IDEALLIMIT)
MJ/kg
ENERGY USE IN PROCESS EQUIPMENT
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TO THERMODYNAMIC LIMIT
ENERGYMINIMUM
COSTMINIMUM
PROCESS + EMBODIED ENERGY (MJ/kg)
TO
TAL
COST
=CAPITAL+ENERG
Y
COSTS
/ kgC
ENERGY AND COST TRADE-OFF
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DETERMINING THE EMBODIED CARBON ASSOCIATED
WITH A PRODUCT OR SERVICE
Trace the energy requirement by fuel source for the typicalproduct or service in the UK
Estimate the carbon emanating from fossil fuel use (viacarbon coefficients)
Add additional carbon released/absorbed via other sources,i.e.,
Cement
Timber
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CARBON FOOTPRINTING: THE BASICS
Definition: The carbon footprint is a measure of the impactthat human activities have on the environment, and in particularon climate change. It is the amount of greenhouse gases (GHG)emitted through burning fossil fuels for electricity, heating, and
transportation in order to produce a good or service.
Standards
ISO 14040 & 14044 Environmental Life Cycle AssessmentPAS 2050 Life Cycle GHG Emissions of Goods & Services
Databases
Ecoinvent
Bath - Inventory of (Embodied) Carbon and Energy [ICE]
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THE CREATION OF THE ICEDATABASE
Created in support of a Carbon Trust and EPSRC-fundedresearch project the Carbon Vision Buildings Programme.
Aim: To produce an open-access, reliable database ofembodied energy and carbon for typical building materials
from cradle to gate.
It required values for the wide diversity of materialsassociated with buildings and construction.
this was considered this to be unavailable at the start ofthe project (in 2004).
Therefore we developed our own database
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THE INVENTORY OF CARBON & ENERGY (ICE)
An embodied energy and carbondatabase for building materials
ICEExcel andpdffiles created tosummarise data
Draws from over 250 references
Embodied energy & carboncoefficients ~ 400 selected values
Aim: Typical & usable marketproducts
Identifies primary & secondarymaterials
Available freely onlineBath
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THE FIVE SELECTION CRITERIA FOR ICEDATA
Source: Extracted from studies that are compliance withapproved methodologies/standards (e.g., ISO 14040 series
compliant).
System boundaries: Chosen to comply with cradle-to-gateembodiment. Non-fuel carbon emissions were included.
Origin (country) of data: The best available embodied energydata from around the world has been adopted, although a
preference was given to good quality UK sources.
Age of data: Modern sources were employed whereverpossible, because the fuel mix and carbon coefficients
associated with power generators has changed over time.
Embodied carbon: Preference given to data from LCAstudies, but otherwise estimates were made on fuel split.
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METHODOLOGICAL ISSUES
Recycling methodology
Recycled content (the adopted in the ICEinventory)
Substitution method (endorsed by the metals industry, e.g.,
Corus)
Other methods (i.e., the hybrid 50-50 method)
Carbon sequestration
Controversial whether to include or exclude?
The ICEdatabase presently excludes carbon sequestration
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VERIFICATION OF THE ICEINVENTORY
Validation of the dataset was initially undertaken throughapplication and comparison with embodied energy & carbon
estimates for whole buildings
Case Studies
Domestic buildings (see the following figures)
Non-domestic buildings
Comparison with BedZed estimates (BRE Data)
Embodied energy = ICEwas within 1%
Embodied carbon = ICEwas within 10%
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THE PRESENT STATUS OF THE ICEDATABASE
The ICEdatabase has been publicly downloadable via anonline website [see http://www.bath.ac.uk/mech-eng/sert/embodied/] since April 2007. Over 5000 copies had
been distributed worldwide by June 2009.
Feedback from professional users has played an importantpart in the choice of 'best values' for 'cradle-to-gate' embodied
energy & carbon from the range found in the literature.
The variation in published embodied energy & carbon datastems from differences in boundary definitions, age of the data
sources, and rigour of the original life-cycle assessments.
Data from the ICEinventory has been incorporated into anumber of carbon footprinting tools for products,
structures and activities by various industrial companies
and government agencies.
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INDUSTRIAL INTEREST IN EMBODIED ENERGY
AND CARBON
The ICEinventory has provided input data for 'carbon footprint'calculators and studies devised by organisations likeArup, BestFoot Forward, Buro Happold, Davis Langdon, dcarbon8, the EmptyHomes Agency, the Environment Agency, Halcrow, Hydrok UK,Masdar, and Wessex Water.
In the UK, the Governments Department for Environment, Foodand Rural Affairs (DEFRA) have recently asked for permission to
signpost the ICEdatabase from their own website, alongside theirannual update to the Department of Energy and Climate Change(DECC)/DEFRA greenhouse gas (GHG) conversion factors.
Hammond & Jones assisted the US National Trust for Historic
Preservation with the development of an embodied energyworkshop held in Washington DC (June 2009). The Trustanticipates that the adoption of the idea of embodied energy in USbuilding codes will readdress the balance away from thedemolition of historic buildings in favour of their refurbishment.
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Source: The New York Times, 31 March 2009
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BARRIERS TO THE MINIMISATION OF
ENERGY AND CARBON
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100
80
60
40
20
0
Existingenergy
use
Economicpotential Technical
potential Thermodynamicpotential
Energy saving potential
%
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CONCLUDING REMARKS
Energy analysis for part of a broader whole systems orsustainability appraisal framework for the evaluation of
energy resources and technologies on a life-cycle or
full-fuel cycle basis.
For a comprehensive assessment of the thermodynamicperformance of energy, the quality as well as the quantity of
the energy carrier needs to be considered. That stems from
2nd Law constraints, and leads to the use of exergy analysis.
Ideally these methods should be extended to embrace a
variety of disciplines (engineers and social scientists),together with modellers and policy analysts, working in
a process of co-production. Only then would they truly
encompass the three pillars of sustainable development.
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THANK YOU