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Encapsulation and Controlled ReleaseTechnologies in Food Systems
Encapsulation andControlled ReleaseTechnologies in FoodSystemsEDITED BY
Jamileh M. LakkisExpert in encapsulation and controlled release technologiesBarcelonaSpain
SECOND EDITION
This edition first published 2016 by John Wiley & Sons Ltd
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Cover image: Getty Images
Typeset in 9/12pt MeridienLTStd by SPi Global, Chennai, India
1 2016
http://www.wiley.com/wiley-blackwell
To my family
Contents
List of contributors, xiii
Foreword, xvii
Preface to second edition, xix
Preface to first edition, xxi
1 Introduction, 1Jamileh M. Lakkis
Wall-forming materials, 2
Core materials, 2
Release triggers, 2
Payload, 2
Current approaches to encapsulation and controlled release, 3
Entrapment in carbohydrate matrices, 3
Complexation into cyclodextrins, 6
Encapsulation in microporous matrices: physical adsorption, 6
Encapsulation in fats and waxes, 7
Encapsulation in emulsions and micellar systems, 7
Encapsulation in coacervated polymers, 8
Encapsulation using supercritical fluids, 9
Encapsulation into hydrogel matrices, 9
Encapsulation using flow-focusing technology, 10
Overview of controlled-release systems, 11
Matrix systems, 11
Reservoir systems, 12
Combination systems, 12
Release mechanisms, 13
References, 13
2 Encapsulation of edible active compounds using supercritical fluids, 16Salima Varona, ngel Martn and Mara Jos Cocero
Supercritical fluid technology, 16
Properties of supercritical fluids, 16
Implementation of processes using SCFs: Basic considerations, 17
Current industrial applications, 18
Particle formation processes, 19
SCFs as solvents, 19
SCFs as antisolvents, 20
SCFs as solutes, 22
SCFs as propellants, 22
Products, 24
vii
viii Contents
Single compound products, 24Co-precipitation and encapsulation processes: Carrier materials, 25Encapsulation of solid active compounds, 26Encapsulation of liquid active compounds, 27
Case study: Encapsulation of lavandin essential oil, 29Encapsulation in water-soluble carriers, 30Encapsulation in water-insoluble carriers, 32Impregnation, 33Comparison with alternative encapsulation technologies, 34
References, 36
3 Encapsulation by complex coacervation, 41Curt Thies
Introductory comments, 41Complex coacervation background and terminology, 42Biopolymers and complex coacervation, 43
Biopolymer structure and properties, 43Milk and vegetable protein denaturation, 48Reproducibility issues, 49Concluding biopolymer comments, 51
Stabilization and solidification of complex coacervate capsule shells, 52Overview, 52mTGase treatment of complex coacervate capsule shells, 53
Overview of current encapsulation protocols, 59Concluding comments, 71References, 71
4 Lyophilized liposomes for food applications: Fundamentals,processes, and potential applications, 78Taise Toniazzo and Samantha C. Pinho
Introduction, 78Liposomes: Structure, production methods, and applications in foods, 79Formulation factors affecting liposome integrity after lyophilization, 84Influence of the lyophilization process parameters and technologicalfactors on the lyophilized product, 89Concluding remarks and future perspectives, 90References, 91
5 Microencapsulation of probiotics, 97Thierry F. Vandamme, Gildas K. Gbassi, Trinh Lan Nguyen and Xiang Li
Introduction to probiotics, 97Definitions, applications, and advantages of probiotics, 97
Introduction to microencapsulation, 99Definition, 99Purpose of microencapsulation, 100Structural details of microcapsules, 100Materials used in the microencapsulation of probiotics, 102Factors affecting the microencapsulation effectiveness of probiotics, 114
Methods used in microencapsulating probiotics, 115
Contents ix
Extrusion technique for microencapsulation, 115Emulsion technique, 115Use of drying technology for microencapsulating Probiotics, 117Interfacial polymerization and coacervation, 119Co-crystallization method, 120Molecular inclusion, 120Centrifugal extrusion technique, 120
Conclusion and prospects, 121References, 121
6 Emulsions as delivery systems in foods, 129Ingrid A.M. Appelqvist, Matt Golding, Rob Vreeker and Nicolaas Jan Zuidam
Introduction, 129Stabilization and destabilization of emulsion systems, 130
Emulsion stabilization, 130Formulation design for food emulsions, 135
Release triggers for emulsions, 142Delivery of water-soluble food actives via emulsions, 143
Water-in-oil emulsions for controlling water-soluble actives, 143Effect of O/W emulsions on taste release and perception, 143Double emulsions for controlling water-soluble actives, 145
Delivery of hydrophobic food actives via O/W emulsions, 149Lipophilic health ingredients in O/W emulsions, 149Aroma release from O/W emulsions, 149Structured emulsions in hydrogels for controlled release of aromas, 153
Delivery of dietary fats as O/W emulsions and their protection againstoxidation, 155Future trends, 159
Nature-made emulsions, 159Monodispersed emulsions, 163
References, 164
7 Improved solubilization and bioavailability of nutraceuticals innanosized self-assembled liquid vehicles, 173Nissim Garti, Eli Pinthus, Abraham Aserin and Aviram Spernath
Introduction, 173U-Type microemulsions, swollen micelles, and progressive and fulldilution, 177Solubilization of nonsoluble nutraceuticals, 179
Lycopene, 180Phytosterols, 185Lutein and lutein ester, 187
Oxidative stability, 191Bioavailability, 192
CoQ10 and Improved Bioavailability, 192Water binding, 195Conclusions, 197References, 198
x Contents
8 Encapsulation and controlled release in bakery applications, 204Jamileh M. Lakkis
Introduction, 204
Encapsulation technologies for bakery applications, 205
Hot melt particle coating technology, 205
Spray congealing/chilling, 207
High pressure congealing (beta process), 209
Film-forming materials, 210
Waxes, 210
Resins, 212
Glycol polymers, 212
Fats and glycerides, 212
Lauric acid group, 212
Palmitic acid group, 213
Oleic/linoleic acid group, 213
Characteristics of wax and fat coating materials, 213
Ideal properties of encapsulated particles for bakery applications, 216
Good barrier properties, 216
Mechanical strength, 216
Surface morphology, 217
Adhesion and cohesiveness, 217
Particle size distribution, 217
Film thickness, 217
Melting properties, 217
Applications of encapsulated actives in bakery applications, 218
Leavening systems, 218
Encapsulated sweeteners, 222
Encapsulated antimicrobial agents, 224
Encapsulated minor ingredients, 229
Flavors, 229
Encapsulated nutrients, 229
References, 230
9 Encapsulation and controlled release applications in confectioneryand oral care products, 236Jamileh M. Lakkis
Introduction, 236
Physiology and organization of the oral area, 237
Permeability and barrier functions of the oral cavity, 239
Membranes physiology and transport routes (Plasma and Epithelialmembranes), 239
Plasma membranes, 239
Epithelial membranes, 240
Oral mucosa, 240
Saliva, 242
Keratinization, 242