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Review Article: Pharmacology
Emerging nanopharmaceuticalsWillie E. Bawarski, Pharm D, Elena Chidlowsky, Pharm D,
Dhruba J. Bharali, PhD, Shaker A. Mousa, PhD, MBA
The Pharmaceutical Research Institute at Albany College of Pharmacy, Rensselaer, New York, USA
Abstract A budding interest in nanopharmaceuticals has generated a number of advancements throughout
recent years with a focus on engineering novel applications. Nanotechnology also offers the ability to
detect diseases at much earlier stages, such as finding hidden or overt metastatic colonies often seen
in patients diagnosed with breast, lung, colon, prostate, and ovarian cancer. Diagnostic applications
could build upon conventional procedures using nanoparticles, such as colloidal gold, iron oxidecrystals, and quantum dots. Additionally, diseases may be managed by multifunctional agents
encompassing both imaging and therapeutic capabilities, thus allowing simultaneous monitoring and
treatment. A detailed evaluation of each formulation is essential to expand our current
nanopharmaceutical repertoire. However, the safety and long-term effects of nanoformulations
must not be overlooked. This review will provide a brief discussion of the major nanopharmaceutical
formulations as well as the impact of nanotechnology into the future.
2008 Elsevier Inc. All rights reserved.
Key words: Nanoparticles; Micelles; Dendrimers; Liposomes; Quantum dots
Novel approaches to drug delivery and formulation using
nanotechnology are revolutionizing the future of medicine.
A practical definition of nanotechnology, that is uncon-
strained by an arbitrary size limitation is proposed by Bawa 1
as the design, characterization, production, and application
of structures, devices, and systems by controlled manipula-
tion of size and shape at the nanometer scale (atomic,
molecular, and macromolecular scale) that produces struc-
tures, devices, and systems with at least one novel/superior
characteristic or property. Nanomedicine, the medical
application of nanotechnology, promises an endless range
of applications from biomedical imaging to drug delivery
and therapeutics. Nanomedicine results from the manipula-
tion of atoms and molecules that can range in size from 1 to
100 nm. In perspective, a nanometer is one-billionth of a
meter, which is analogous to comparing the size of a marble
to the size of the Earth. At this size, quantum physics begins
to take over and particles begin to show entirely different
physicochemical properties.
Over recent years, advancements in drug delivery have
facilitated the targeting of specific tissues. With the advent of
nanotechnology, these targeted tissues are now becoming
specific organelles within individualized cells. Nanomedi-
cine has blossomed into a billion-dollar industry because of
these compounds inherent ability to overcome solubility
and stability issues, localize drug delivery, as well as to
diagnose via in vivo imaging. Coupled with genomic
tailoring, nanomedicine may soon spawn the much-antici-
pated individualized medicine. Upcoming innovations in
nanomedicine may even generate multifunctional entities
capable of simultaneously diagnosing, delivering therapeutic
agents, and monitoring treatment.
Several particle types and structures have been discov-
ered. Noteworthy structures include polymeric micelles,
dendrimers, quantum dots (QDs), and solid nanoparticles.
Another Food and Drug Administration (FDA)approved
nanomedicine, Abraxane (Abraxis, Los Angeles, California),
an albumin-bound nanoparticle formulation of paclitaxel, is
a prime example of the budding success offered by
conjugated polymers. Abraxane is used for metastatic breast
Available online at www.sciencedirect.com
Nanomedicine: Nanotechnology, Biology, and Medicine 4 (2008) 273282www.nanomedjournal.com
Received 2 January 2008; accepted 3 June 2008.
No conflict of interest was reported by the authors of this article.Corresponding author.
E-mail address: [email protected] (S.A. Mousa).
1549-9634/$ see front matter 2008 Elsevier Inc. All rights reserved.doi:10.1016/j.nano.2008.06.002
Please cite this article as: W.E. Bawarski, E. Chidlowsky, D.J. Bharali, S.A. Mousa, Emerging nanopharmaceuticals, Nanomedicine: NBM2008;4:273-82,
doi:10.1016/j.nano.2008.06.002
mailto:[email protected]://dx.doi.org/10.1016/j.nano.2008.06.002http://dx.doi.org/10.1016/j.nano.2008.06.002http://dx.doi.org/10.1016/j.nano.2008.06.002http://dx.doi.org/10.1016/j.nano.2008.06.002mailto:[email protected]8/6/2019 Emerging Nanopcal
2/10
cancer. Abraxane for injectable suspension evades the
hypersensitivity reaction associated with Cremophor EL
(BASF, Florham Park, New Jersey), the solvent in traditional
paclitaxel. This nanoparticle has a size of around 100 nm and
offers the ability to solubilize insoluble or poorly soluble
drugs, avoiding the need for the toxic organic solvent.
Abraxane is generally injected into a vein (intravenousinfusion) over 30 minutes. The notable side effects of
Abraxane include hair loss, infection due to low white blood
cell count, fatigue and weakness, low red blood cell count,
mouth or lip sores, joint and muscle pain, stomach upset and
diarrhea, and cardiovascular effects.
Although these structures may promise endless opportu-
nities, their safety should not be ignored. The reactivity of
these tiny particles may be due to their large surface area in
comparison to their overall mass. Semiconductor metals, such
as colloidal gold and iron oxide crystals, are commonly used
and have demonstrated toxicity. Additionally, increased
pulmonary toxicity was noted with carbon nanotubes whencompared to that of the carbon black and carbonyl iron
particles seen in mice and rats. 2,3 These tiny particles easily
permeate the skin and blood-brain barrier, leading to several
potential toxicities. Research should be carried out to fully
investigate any toxicity issuesassociated with these structures.
Nanopharmaceutical templates
Nanotechnology provides endless opportunities across a
wide array of industries. Some of these include titanium
dioxide (TiO2) nanoparticles found in sunscreen and
cosmetics, silver (Ag) nanoparticles in clothing and disin-fectants, and cerium oxide (CeO2) nanoparticles as a fuel
catalyst. The National Nanotechnology Initiative (NNI)
defines nanotechnology as the understanding and control
of matter at dimensions of roughly 1 to 100 nanometers,
where unique phenomena enable novel applications, 4
allowing fabrication of devices on the nanoscale. Nanome-
dicine is the medical application of a broad range of materials
and devices on the nanoscale so as to assess, preserve, and
restore health and well-being. It takes advantage of
nanoscale formulations to optimize drug delivery and to
facilitate noninvasive imaging. In addition to mainstream
nanomaterials like fullerenes and nanoparticles, nanomedi-cine uses biomolecules and nanoelectronic biosensors to
create therapeutic and diagnostic formulations. Despite
sharing one common name, nanomedicine signifies count-
less approaches to diagnosis and treatment; many different
nanoscale drug delivery systems can be created from
countless combinations of nanomaterials and molecules,
and these carriers can be customized for working in specific
tissues or individual patients via attachment of surface ligand
molecules. We will review some of the commonly used
nanopharmaceutical formulations. However, new advance-
ments are constantly being made that allow multifunctional
nanoformulations to deliver drugs while simultaneouslycollecting diagnostic information.
Although mainstream nanotechnology explores particles
between 1 and 100 nm in diameter, the size of the individual
particles tested for drug delivery of therapeutic and imaging
agents may range from 2 to 1000 nm. 4 However, it has been
confirmed that particles larger than 200 nm can activate the
human complement system and be cleared from the blood
by Kupffer cells. Additionally, splenic filtration captures particles that exceed slit size (200250 nm), and liver
filtration (via fenestrae in the sinus endothelium) captures
particles greater than 150 nm. Furthermore, tumor capil-
laries rarely exceed 300 nm in diameter. 5 For the
aforementioned reasons, current research on nanopharma-
ceutical formulations focuses on particles less than 200 nm.
The outer surfaces of most recently developed nanoformu-
lations are modified through incorporation of various
ligands into a membrane (i.e., specific antigens, antibodies,
and receptor ligands) to facilitate targeted delivery to
specific tissues. 6
Although some applications of nanotechnology in pharmacology may be questioned, there is an area where
the application of nanotechnology application is promising.
Specifically, nanoformulations may eliminate the need for
conditional administration of drugs, thereby promoting
patient compliance and increasing therapeutic effects.
Liposomes: progressing to nanopharmaceuticals
Liposomes are spherical vesicles composed of amphi-
philic phospholipids and cholesterol, which self-associate
into bilayers to encapsulate an aqueous interior. 7,8 The
amphiphilic phospholipid molecules form a closed bilayersphere in an attempt to shield their hydrophobic groups from
the aqueous environment, while still maintaining contact
with the aqueous phase via the hydrophilic head group.
Drugs with widely varying lipophilicities can be encapsu-
lated in liposomes, in the phospholipid bilayer, in the
entrapped aqueous volume, or at the bilayer interface.
Although liposomes vary greatly in size, most are 400 nm or
less. Depending upon their size and number of bilayers,
liposomes can be classified into three categories: multi-
lamellar vesicles, large unilamellar vesicles, and small
unilamellar vesicles. Liposomes can be classified in terms
of composition and mechanism of intracellular delivery intofive types: conventional liposomes, pH-sensitive liposomes,
cationic liposomes, immunoliposomes, and long-circulating
liposomes. Although liposome technology was discovered
over 40 years ago, liposome-based drug formulations have
not entered the market in great number. Some of the major
problems limiting the manufacture and development of
liposomes are their stability, poor batch-to-batch reproduci-
bility, difficulties in sterilization, and low drug loading. One
exceptional success story is the discovery of Doxil (ALZA,
Mountain View, California; later, Sequus Pharmaceuticals,
Menlo Park, California), a long-acting PEGylated liposomal
formulation of doxorubicin. Doxil, known for its significantimprovements over doxorubicin, has bridged the gap
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between pharmaceuticals and nanopharmaceuticals. Some of
the liposome-based formulations are listed in Table 1.
Polymeric micelles: enhancing solubility
Micelles are nanosized, spherical colloidal particles with
a hydrophobic interior (core) and a hydrophilic exterior
(shell). Their main utility is in the preparation of
pharmaceutical formulations, notably agents that are
regularly soluble in water. 9 Drugs or contrast agents may
be entrapped within the hydrophobic core or linked
covalently to the surface of micelles. Their individual
particle size is less than 50 nm in diameter, which provides
obvious benefits over liposomes. Polymeric micelles may
circulate for prolonged periods in the blood, evading host
defenses. With their property of continued stability in the
blood, polymeric micelles can be used to gradually releasedrugs and facilitate in vivo imaging. To support prolonged
systemic circulation, shells of polymeric micelles are
designed to be thermodynamically stable and biocom-
patible. 10,11 Many existing solvents for poorly water-
soluble pharmaceuticals, like Cremophor EL (BASF) or
ethanol, can be toxic, which limits therapeutic doses and
restricts treatment options. Polymeric micelles provide a
safer alternative for parenteral administration of poorly
water-soluble drugs like am photericin B, propofol, pacli-
taxel, and photosensitizers. 12 For the formation of micelles,
amphiphilic molecules must have both hydrophobic and
hydrophilic segments, where the hydrophilic fragments formthe micelle shell and the hydrophobic fragment forms the
core. Thus, in aqueous media, the core of the micelles can
solubilize water-insoluble drugs; the surface can adsorb
polar molecules, whereas drugs with intermediate polarity
can be distributed along with the surfactant molecules in
intermediate positions. The mechanism of solubilization andutilization of micelles has been extensively studied by
various researchers. A schematic diagram of the formation
of micelles from an amphiphilic molecule and the loading of
hydrophobic drugs are shown in Figure 1.
Similar to liposomes, polymeric micelles can be modified
using piloting ligand molecules for targeted delivery to
specific cells (i.e., cancer cells). pH-sensitive drug-binding
linkers can be added for controlled drug release. 13,14 For that
same purpose, micelles can also be formed from stimuli-
responsive amphiphilic block co-polymers. Multifunctional
polymeric micelles can be designed to facilitate simulta-
neous drug delivery and imaging.
8
A micelle formulation of an approved therapeutic agent
was evaluated in a multicenter, randomized, double-blind,
placebo-controlled trial of topical nanoparticle estradiol
emulsion (MNPEE; Estrasorb; Novavax, Inc., Malvern,
Pennsylvania). The formulation was used in postmenopau-
sal women with moderate to severe vasomotor symptoms
(hot flashes). The subjects were given 8.6 mg of estradiol
daily, and the treatment lasted 12 weeks. The treatment was
both efficacious and well tolerated. MNPEE provided rapid
symptom relief and significantly reduced hot flush
frequency and severity as compared with placebo from
week 4 to the end of the trial (Pb
0.001 for bothparameters). 15 A list of different polymers/copolymers used
Table 1
Some selected nanomedicine products currently on the market
Product Company Drug Formulation Route of administration Application
Doxil Sequus Pharmaceutical Doxorubicin Liposome Intravenous injection Kaposi sarcoma in AIDS
Amphocil Sequus Pharmaceutical Amphotericin B Lipocomplex IV infusion Serious fungal infections
Ambisome NeXstar Pharmaceutical Amphotericin B Liposome IV infusion Serious fungal infections
DaunoXome NeXstar Pharmaceutical
(Boulder, Colorado)
Daunorubicin citrate Liposome IV Kaposi sarcoma in AIDS
Abelcet The Liposome Company
(Princeton, New Jersey)
Amphotericin B Lipid complex IV infusion Serious fungal infections
Rapamune Wyeth/Elan
(Madison, New Jersey)
Sirolimus Nanocrystal particles Oral Immunosuppressant in kidney
transplant patients
Emend Merck/Elan (Whitehouse
Station, New Jersey)
Aprepitant, MK869 Nanocrystal particles Oral For chemotherapy patient to
delayed nausea and vomiting
TriCor Abbott
(Abbott Park, Illinois)
Fenofibrate Nanocrystal particles oOral Primary hypercholesterolemiamixed
lipidemia, hypertriglyceridemia
Megace ES PAR Pharmaceutical
(WoodCliff Lake,
New Jersey)
Megaestrol acetate Nanocrystal particles Oral Treatment of anorexia, cachexia,
or an unexplained significant weight loss
in patients with a diagnosis of AIDS
Abraxane American Biosciences
(Blauvelt, New York)
Paclitaxel Albumin-bound
nanoparticles
IV injection Metastatic breast cancer
Elestrin BioSante
(Lincolnshire, Illinois)
Estradiol Calcium
phosphatebased
nanoparticles
Transdermal Treatment of moderate-to-severe
vasomotor symptoms (hot flashes)
in menopausal women
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to prepare micelles loaded with various pharmaceuticals is
shown in Table 2.
Dendrimers: utilizing multivalent moieties
Dendrimers are a unique class of polymeric macromole-
cules synthesized via divergent or convergent synthesis by a
series of controlled polymerization reactions. Characteristi-
cally, the structure of these polymers is repeated branching
around the central core that results in a nearly-perfect three-
dimensional geometrical pattern. At higher generations
(greater than five) dendrimers resemble spheres with
countless cavities within their branches to hold therapeutic
and diagnostic agents. In theory, it is possible to synthesize
amphiphilic dendrimers with a hydrophobic core inside
hydrophilic branching. Dendrimers used in drug delivery and
imaging are usually 10 to 100 nm in diameter with multiplefunctional groups on their surface, rendering them ideal
carriers for targeted drug delivery. 16
The structure and function of dendrimers has been well
studied. Contemporary dendrimers can be highly specia-
lized, encapsulating functional molecules (i.e., therapeutic or
diagnostic agents) inside their core. 17 A polyamidoamine
dendrimer that can be synthesized by the repetitive addition
of branching units to an amine core (ammonia or ethylene
diamine) is an example of such an application. Polyamidoa-
mine cores can function as drug reservoirs and have been
studied as vehicles for delivery of drugs, 18 genetic
material,
19
and imaging probes.
20,21
Other pharmaceuticalapplications of dendrimers include nonsteroidal anti-inflam-
matory formulations, antimicrobial and antiviral drugs,
anticancer agents, 22 pro-drugs, and screening agents for
high-throughput drug discovery. 23 Dendrimers may be toxic
because of their ability to disrupt cell membranes as a result
of a positive charge on their surface.
24
Dendrimers are useful antiviral agents in that they allow
the presentation of multiple ligands on a single molecule as a
result of a high number of functional groups. Upon
modification with carbohydrate residues, these multivalent
molecules can inhibit viral binding. When derivatized with
peptides or anionic groups, they can inhibit infection.
Because dendrimer synthesis is controlled, they can be
made to order to fit target binding sites of specific
viruses. 25 The first investigational new drug application for
a dendrimer-based drug was submitted to the US FDA in June
2003, and the first clinical trial under this investigational new
drug application was completed in 2004. The drug, namedVivaGel (SPL7013 Gel) is a vaginal microbicide designed to
prevent the transmission of sexually transmitted infections,
including the human immunodeficiency virus (HIV) and
genital herpes. VivaGel is the first example of a dendrimer-
based product and was formulated by Starpharma (Mel-
bourne, Australia). SPL7013 is the active ingredient in
VivaGel and is a lysine-based dendrimer with naphthalene
disulfonic acid surface groups. Dendrimers such as SPL7013
are polymers that contain a central core, interior branches,
and terminal surface groups adapted to specific targets. A
polyanionic outer surface of SPL7013 is responsible for
multiple target interactions. It was demonstrated that theactive surface groups bind to gp120 proteins on HIV's
Figure 1. Micelles formation. A, Formation of micelles in aqueous media. B, Formation of micelles in aqueous media incorporating drugs.
276 W.E. Bawarski et al / Nanomedicine: Nanotechnology, Biology, and Medicine 4 (2008) 273282
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surface, preventing CD4 receptor binding by healthy cells,
thus preventing transmission of HIV to healthy cells. Because
of its size and polyvalent nature, a dendrimer can activatemany receptors simultaneously as compared with a small
molecule, which can interact with only a single receptor;
therefore, these polyvalence dendrimers can lead to new or
enhanced biological effects (Figure 2).
Quantum dots: enhancing in vivo imaging
QDs are colloidal semiconductor nanocrystals ranging
from 2 to 10 nm in diameter. QDs can be synthesized from
various types of semiconductor materials via colloidal
synthesis or electrochemistry. The most commonly used
QDs are cadmium selenide (CdSe), cadmium telluride(CdTe), indium phosphide (InP), and indium arsenide
(InAs). In bioimaging these particles serve as contrast
agents, providing much greater resolution than existing
fluorescent dyes. These particles can absorb white light and
re-emit it within nanoseconds with different bulk band gap
energies corresponding to different combinations of parti-
cles. Thus, different QDs can emit different fluorescent light
(in wavelength from 400 to 1350 nm). For example, 2-nm
QDs will emit green light, whereas 5-nm particles will emit
red light. 26,27 QD libraries can be assembled to include
particles of various size and composition to support
derivation of multicolored images for bimolecular studies,
26
gene expression, 28 cell labeling and tracking, 29 Fluores-
cence resonance energy transfer (FRET), in vivo imaging,
and related applications. 30 Similar to other nanoparticles,
QDs can be modified via conjugation of various surface
molecules for targeted delivery. 31,32 QDs also provide
enough surface area to attach therapeutic agents for
simultaneous drug delivery and in vivo imaging, 26,33 as
well as for tissue engineering. 34 In vivo cancer targeting and
imaging in living animals by QDs was first demonstrated by
Gao et al., 35 wherein both subcutaneous injection of QD-
tagged cancer cells (prostate cancer) and systemic injection
of multifunctional QD probes were used to achieve sensitiveand multicolor fluorescence imaging of cancer cells. In a
Table 2
Some block co-polymers used to prepare micelles loaded with various
pharmaceuticals
Pharmaceuticals
incorporated
Polymers/block polymer used
for micelles formation
Doxorubicin Pluronics
Poly(aspartic acid)-b-PEGPoly(aspartic acid)-b-PEG
Poly(hydroxyl-ethylene oxide)
Poly(benzyl-L-aspartate)-b-PEG
Poly(2-ethyl-2-oxazoline)-b-poly( L-lactide)
Poly(N-isopropylacrylamide)-b-poly
(alkyl(meth)acrylate) (pH-sensitive)
Poly(L-histidine)-b-PEG (folate-targeted)
Poly(L-lactic acid)-b-PEG (folate-targeted)
Carboplatin Pluronics
Cisplatin Pluronics
Polycaprolactone-b-methoxy-PEG
Poly(aspartic acid)-b-PEG
Poly(glutamic acid)-b-PEG
Paclitaxel Poly(delta-valerolactone)-b-methoxy-PEG
Polycaprolactone-b-methoxy-PEG
Poly(D,L-lactide)-b-methoxy-PEG
Poly(2-ethyl-2-oxazoline)-b-poly
(-caprolactone)
PEG-lipid
PEG-PE/egg phosphatidylcholine
(mixed micelles)
Indomethacin Polycaprolactone-b-methoxy-PEG
Poly(benzyl-L-aspartate)-b-PEG
Poly(benzyl-L-aspartate)-b-PEG
Poly(N-vinyl-2-pyrrolidone)-b-poly
(d,L-lactide)
Cyclosporine A Polycaprolactone-b-PEG
Amphotericin B Poly(benzyl-L-aspartate)-b-PEG
PEG-lipid
Adriamycin Poly(aspartic acid)-b-PEG
Poly(hydroxyl-ethylene oxide)
Ibuprofen Chitosan grafted with palmitoylKetorolac Poly(N-isopropylacrylamide)-poly
(vinylpyrrolidone)-poly(acrylic acid)
Camptothecin Poly(aspartic acid)-b-PEG
Poly(benzyl-L-aspartate)-b-PEG
PEG-lipid
PEG-PE/egg phosphatidylcholine
(mixed micelles)
Phtalocyanine Poly(N-isopropylacrylamide)-b-poly
(d,L-lactide) (thermosensitive)
Poly(N-isopropylacrylamide)-based
(continued on next page)
Table 2 (continued)
Pharmaceuticals
incorporated
Polymers/block polymer used
for micelles formation
micelles (pH-sensitive)
Poly(N-isopropylacrylamide)-b-poly
(alkyl(meth)acrylate) (pH-sensitive)
PEG-lipid
Testosterone Poly(D,l-lactide)-b-methoxy-PEG
Iodine-125 Poly(L-lysine)-b-PEG
Indium-111
(via DTPA-PE, diagnostic)
PEG-lipid
Gd
(via DTPA-PE, diagnostic)
PEG-lipid
DTPA-PE = Diethylenetriaminepentaacetic acid phosphatidylethanolamine.
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recent a study, Bagalkot et al. 33 has used QD-apatmer-
doxorubicin (Dox) conjugate for targeted cancer therapy,
imaging, and sensing. It was shown that this multifunctional
nanoparticle system can deliver Dox to the targeted prostate
cancer cells and sense the delivery of Dox by activating
the fluorescence of QDs, which concurrently images the
cancer cells.
Under some conditions QDs can become cytotoxic.
36
Itwas discovered that CdSe particles may leak cytotoxic
cadmium ions after long-term exposure to ultraviolet light,
whereas CdTe particles produce reactive oxygen species as
a result of the loss of their protective coating after long-
term circulation. In both cases, cytotoxicity and cell death
were recorded. 37-40
Research is continuing to find biocompatible and stable
QD coatings. One recently proposed option was to cover
CdSe-ZnS QDs with silica spheres. Resulting CdSe-ZnS-
SiO2particles demonstrated consistent fluorescence intensity
and predictable behavior. 41
Solid nanoparticles: constructing versatile drug carriers
Most commonly used solid nanoparticles (SNPs) are
spherical objects made of biodegradable materials, such as
proteins (i.e., albumin or collagen), fats, or polymers.42
First SNPs were constructed to deliver drugs. Ranging in
size from 10 to 1000 nm, current SNPs can multitask,
providing simultaneous imaging and drug delivery. Analo-
gous to other nanoparticles, SNPs can be modified with
surface molecules for guided drug delivery. A major
advantage of this formulation is that SNPs can be prepared
to provide controlled drug release.
43
SNPs are among themost common current nanoformulations.
In August 2000, the US FDA approved the first
nanoparticle-mediated medicine known as Rapamune
(sirolimus), an immunosuppressant to prevent organ trans-
plant rejection, developed by Elan (King of Prussia,
Pennsylvania). 44 Rapamune was previously available only
as an oral solution that requires refrigeration, and must be
mixed with water or orange juice before administration. A
new tablet developed by using NanoCrystal technology(Elan) is more convenient in terms of storage and adminis-
trations. NanoCrystal particles are typically in the size range
of 80 to 400 nm and are made by wet-milling a drug
substance, water, and a stabilizer. For compounds with
negligible water solubility, Elan's proprietary NanoCrystal
technology can facilitate formulation development, as well as
improving compound activity and final product character-
istics. The NanoCrystal technology can be incorporated into
all dosage forms, both parenteral and solid, liquid, fast-melt,
pulsed release, and controlled-release oral dosage forms.
Several years ago an albumin-stabilized nanoparticle
formulation of paclitaxel, ABI-007, was designed toovercome insolubility of this agent. 45 The formulation
was designed to eliminate the use of its toxic solvent,
Cremophor EL (BASF), which allowed increasing adminis-
tered doses, thus increasing overall drug efficacy. ABI-007,
unlike conventional paclitaxel, did not require pre-medica-
tion, and showed acceptable toxicities and considerable
antitumor activity (80.9% of patients had a complete or
partial response). The recommended phase II ABI-007 dose
was 230 mg/m 2 every 3 weeks. A phase III trial of that
same formulation for metastatic breast cancer was com-
pleted, and fast-track status for application was granted by
the US FDA in January 2003. In another study the pharmacokinetics of Cremophor-free ABI-007 was
Figure 2. Dendrimers work more effectively than a small molecule. A, Small molecules have the ability to interact with only one receptor in a biological system.
B, Dendrimers can interact with multiple receptors simultaneously and thus have the potential to increase the biological effect.
278 W.E. Bawarski et al / Nanomedicine: Nanotechnology, Biology, and Medicine 4 (2008) 273282
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compared to traditional Cremophor-ethanol paclitaxel for-
mulation (Taxol; Bristol-Meyers Squibb, New York, New
York) in animals and humans. 46 Both formulations were
administered intravenously. The study found fecal excretion
to be the main elimination pathway for both formulations.
Scientists also reported higher paclitaxel clearance and
volume of distribution for ABI-007 as compared with paclitaxel in humans (21.13 versus 14.76 L/hr/m2 (P =
.048) and 663.8 versus 433.4 L/hr/m 2 (P = .040),
respectively). Some of the selective SNP formulations
available in the market are shown in Table 1. A SNP
formulation of another cancer agent, Dox, was also
evaluated. 47 Dox was incorporated into biodegradable
acrylate nanoparticles of polyisohexylcyanoacrylate. The
nanoformulation of Dox reported an increase in cytotoxicity
and a reduction in cardiotoxicity in preclinical studies. This
formulation was tested in human subjects with refractory
solid tumors at six dosing regimens (15, 30, 45, 60, 75, and
90 mg/m
2
). The drug was infused intravenously over 60minutes in 250 mL of 5% dextrose in water. No
cardiotoxicity was reported, and dose-limiting toxicity was
neutropenia; hematologic toxicity appeared at 75 and
90 mg/m 2. Cautiously, the recommended phase II dose
was 75 mg/m 2.
Solid lipid nanoparticles (SLNs) (made from solid lipids)
has attracted significant interest by various researchers since
the mid 1990s as an innovative drug delivery carrier system,
because of their physical stability, protection of incorporated
labile drugs from degradation, controlled release, and
excellent tolerability. These versatile SLN formulations can
be administered by various routes like parenteral, oral,dermal, ocular, pulmonary, and rectal. Depending on the
drugs to be incorporated and the route of administration,
SLNs can be synthesized by various techniques, which includes
high-pressure homogenization, 48-50 microemulsions, 51-55 sol-
vent emulsificationevaporation or diffusion, 56-58 water-in-
oil-in-water (w/o/w) double-emulsion method, high speed
stirring, and/or ultrasonication. 59,60 Literature describes that
SLNs can be used for all parental applications, right from intra-
articular to intravenous administration. Many researchers
suggest that SLNs have the capability to cross the blood-brain
barrier; in support of this theory, a higher amountof drug was
found in the brain after intravenous injection.
61-64
Thus, SLNshave the potential tobe used as delivery vehicles to the brain for
drugs like Dox, 61,62 paclitaxel,61 camptothecin,65 and others
that cannot cross the blood-brain barrier. Significant efforts have
been made by various research groups to study the efficacy of
various drugs incorporated in SLNs after oral administration.
Successful in vi vo st udies include oral delivery of
tobramycin,63 clozapine,64 camptothecin,65 rifampicin,66
and isoniazid.66 Furthermore, the utility of SLNs has been
demonstrated through ocular,67buccal, 68 and rectal delivery. 69
Several research groups reported successful trials of SLNs
in the topical application of all-trans retinoic acid, 70
clobetasol propionate,
71
cosmetics,
72
and in transdermaldrug delivery of isotretinoin. 73 All nanoformulations
improved the stability and efficacy over traditional formula-
tions. One study evaluated the transdermal formulation of
naproxen, which utilized increased particle permeability at
the nanoscale. 74 In this study, naproxen-loaded nanoparti-
cles were formed into unilaminar films using Eudragit E-100
Rhm GmbH & Co. KG, Darmstadt, Germant. The
nanoformulation was similar to films prepared by conven-tional methods from naproxen-methanol solutions. No
organic solvents were used in the novel formulation. The
study reported that there was no statistical difference
between the amounts of naproxen that penetrated across
the stratum corneum for either formulation.
Surface modifications: targeting drug delivery
Currently, the major struggle surrounding administration
of anticancer agents is differentiating between cancerous and
normal cells, thereby avoiding systemic toxicity and adverse
events associated with conventional therapies. Targetednanomedicines may aid in evading the adverse effects
(such as immunosuppression, cardiomyopathy, and neuro-
toxicity) of traditional therapies, while also providing
improved therapeutic efficacy. Throughout recent years,
targeting nanomedicines have rapidly evolved.
Passive targeting of tumors by nanoparticles takes
advantage of their hyperpermeable cells. The rapid vascular-
ization of tumors results in leaky, defective cells and
impaired lymphatic drainage. Nanoparticles ranging from
10 to 100 nm in size then begin to accumulate within tumors
because of their ineffective lymphatic drainage. This results
in a phenomenon known as the enhanced permeability andretention effect.75 Consideration of the size and surface
properties of nanomedicines is vital. As previously noted,
particles must be smaller than 100 nm to avoid uptake by the
reticuloendothelial system and their surfaces should be
hydrophilic to avoid clearance by macrophages. 76
Recent advances have led to the transformation from
passive to active targeting. Active targeting has revolutionized
nanomedicine, and this can now be achieved by a number of
scientific interactions. Namely, lectin-carbohydrate, ligand-
receptor, and antibody-antigen binding have provided the
framework for such advancements. 77 These various interac-
tions all generally result in preferential accumulation withinthe tumor-bearing organ or tumor cancer cells.
Toxicity
Although there is a tremendous increase in applications of
nanoparticles in industrial materials, medical imaging,
disease diagnoses, drug delivery, cancer treatment, gene
therapy, and other areas, the possible toxic health effects of
these nanoparticles associated with human exposure have
not been studied properly. There is a good chance that these
tiny particles may acquire unique surface properties in their
nanosized form and may be toxic, causing adverse healtheffects. Although the use of nanotechnology in drug delivery,
279W.E. Bawarski et al / Nanomedicine: Nanotechnology, Biology, and Medicine 4 (2008) 273282
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imaging, diagnosis, and cancer therapy may be beneficial, it
may cause unintentional human exposure with unknown
health effects that can only be imagined at present. Shvedova
et al. 78 concluded the possibility of cancer and dermatolo-
gical disorders associated with an excess in iron, alteration of
pigmentation, inflammation, porphyria, and other conse-
quences. In another study the same group observed thatexposure to the unrefined single-walled carbon nanotubes
can lead to increased pulmonary toxicity due to oxidative
stress. 79 Further, it was shown by two other groups that these
carbon nanotubes caused granulomas in rats and mice after
acute exposure. 2,80
In two separate studies done by Lam et al. 81 and Poon
and Burd, 82 the possibility of cytotoxicity was found in
lesioned skin, growing human fibroblasts, and keratinocytes
after the utilization of crystalline silver nanoparticles. There
are also a few reports of toxicity of different inorganic
nanoparticles like CdCl2, TiO2, gold nanoparticles, and iron
oxide, at different levels. Although there are insufficient datafor nanoparticles, a few nanomaterials and their relative
cytotoxicity index on murine macrophage cells were
described by Soto et al. in 2005. 83
Prospective applications
Researchers at Rice University have constructed the
world's smallest carthe nanocar. Composed of four C60molecules (the wheels), connected by organic molecules
(the chassis), the nanocar measures just 3-by-4 nm. 84 This
provides support that materials can be moved around in a
controlled manner at the nanoscale level using fullerene- based technology. Nanocars can be applied to targets and
further enhance drug delivery systems. Nanomedicine may
be the key to unlocking the innovation of oral delivery of
peptides, such as oral insulin. Other examples include
hormones, growth factors, clotting factors, and anticoagu-
lants. The major obstacle to delivering peptides and protein
medications is their limited bioavailability, inadequate
stability, immunogenicity, and limited permeability across
biological membranes. Nanotechnology can assist in over-
coming these setbacks, allowing increased gastrointestinal
absorption of these peptides. More than 200 proteins and
peptides have been approved within the United States, andthe bulk of these medications are delivered through
injection. Nanotechnology will soon permit the fusion of
peptides with implantable, oral, topical, and transdermal
drug delivery systems.
Implantable devices using pulsatile delivery systems
capable of controlling drug administration may soon become
prevalent. Implantable devices, or nanochips, promise
improved disease management and may potentially be
applied as antitumor therapy, gene therapy, or vaccines.
Nanochips may even be used to assist in repairing
damaged tissue, detecting mutated genes, or detecting high
hormone levels indicative of certain malignancies.
85
Nanochips may be capable of triggering immediate
responses to inflamed, ischemic, or neoplastic tissues and
simultaneously provide therapy to these tissues. Surpris-
ingly, a silicon-based nanochannel has already been used
to deliver antitumor compounds locally to unresectable
tumors with zero-order kinetics. This implantable device
circumvented the inconvenience of frequent local injec-
tions using novel nanotechnology applications.86
Prospec-tive delivery systems include biosensing functionalities
with in vivo feed back, which will soon permit qsmartq
drug delivery. 87,88
Nanotechnology is beginning to shape the way diseases
are diagnosed, treated, and prevented; visions from the
recent past will soon become a reality. Throughout recent
years the nanotechnology field has grown exponentially
and is predicted to be in full swing within the next 25
years. Multifunctional entities capable of detecting dis-
eases, delivering medications, and monitoring will soon be
within reach. New advancements in nanotechnology
promise desired therapeutic effects while amelioratingside effects associated with many traditional medications.
Nanomedicines propose solutions to the age-old problems
associated with the solubility, bioavailability, immunocom-
patibility, cellular uptake, and cytotoxicity of many of these
traditional medications. 34
Nanotechnology promises anything but minuscule
effects, but most of these visions are hypothetical at this
point. Accordingly, most pitfalls of molecular manufacturing
have not yet been explored, because the benefits remain the
dominant focus of researchers. Many questions surround
nanotechnologynamely safety, cost, and ethical considera-
tions. Regarding safety, little attention has been paid toenvironmental effects and the potential effects on the health
of those manufacturing these particles. Of the US $1.2 billion
spent on nanotechnology research, only 1% was spent on
occupational health and safety research. 89 Granted, the
applications of nanotechnology are limitless, but the
development of safety guidelines by the government should
strongly be considered.
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