Email, IM, Wikis, and Blogs – Oh MY! ARMA Bismarck/Mandan Spring Seminar Jesse Wilkins April 10, 2008

Email, IM, Wikis, and Blogs – Oh MY!

ARMA Bismarck/MandanSpring Seminar

Jesse WilkinsApril 10, 2008

Seminar Agenda

1. Active Email Management

2. Instant Records: Managing Your Instant Messaging

Lunch: “Oh, The Places You’ll Go!”

3. Digital Preservation

4. Blogs, Wikis, RSS, Oh MY!

2

Active Email Management

Session 1

Agenda

• Email management drivers• Email management today• Email management technologies• Elements of an email policy

4

EMAIL MANAGEMENT DRIVERS

5

Email – defining the issue

• First email was sent in 1971• Today more email is sent every day

than the USPS delivers in a year– 11 billion emails a day in the US alone– More than 57 billion a day world-wide– NOT including spam

• 60% or more of business-critical information is stored within messaging systems

6

Why are we sending so much email?

• It’s easy• It’s asynchronous• It’s convenient• It’s less formal• It’s ubiquitous and

platform-neutral• There’s a written record of

communication

7

Business issues

• Email storage costs– Up to 200 GB email per month for

1,000-user company– Costs to add and manage storage– Costs to back up to tape– Costs to restore

• Productivity costs

8

Business issues cont’d

• Email retrieval costs– It takes more than 11 hours to recover

an email more than 1 year old from an archive

– Typically have to restore the entire tape to a spare (!) server to find the desired message

– 29% of organizations would not be able to restore an email message

over 6 months old

9

Legal issues

• Electronic discovery for a Fortune 500 company averages $750,000 per case

• 75% of demands for discovery are for email

• Courts want discovery in native format…

• …but may also require that it be provided in an accessible format

10

Legal considerations for messages

• Messages are discoverable – whether they are records or not

• Message archives are discoverable, regardless of the format or storage medium

• The “deleted messages box” is discoverable

• Personal copies are discoverable

11

When is an email a record?

• When statutorily defined• When it documents a business transaction• When it memorializes a business decision• When the attachment

is a record• When it is the only written

record of something

12

EMAIL MANAGEMENT TODAY

13

Email management defined

According to AIIM, The ECM Association, the essence of email management is that

“As the de facto standard for business communication, removing emails from the server and saving them to a repository isn't enough. Email must be classified, stored, and destroyed consistent with business standards-just as any other document or record.”

14

Approaches to managing email today

Policy approaches to retention:

1.Do nothing

2.Let users manage their own email

3.Keep everything forever

4.Delete all messages older than X

5.Limit mailbox size to X

6.Declare and manage email as records

15

Approaches to managing email today

Technology approaches to retention:

1. Outsource it!

2. Server-based rules

3. Client-based rules

4. Decentralized – employees do it • Messages on the server• Messages in .PST/.NSF files

16

Email management is NOT:

• Saving all email messages forever• Saving all email messages in the

messaging application• Setting mailbox time limits• Setting mailbox size limits• Declaring “email” as a record

series – Or as simply “correspondence”

• Doing nothing

17

General principles

• Email management is part of time management

• Email is a medium, not an action• Email should not be used for

everything• Email should be kept as long as

needed – and no longer

18

Who captures the message?

• YOU have to capture an email:– You receive from outside the

organization– You send, either internally or to

someone outside the organization

• Designate someone to

capture messages sent to groups/lists

19

Emails that are not captured

• Transitory messages that are not timely• Personal messages unrelated to business• “Me-too” messages• Messages already captured by someone else

20

EMAIL MANAGEMENT TECHNOLOGIES

21

Messaging system

• Not built to store massive amounts of messages– And attachments– And manage as records

• Difficult to search across

inboxes– Discovery, auditing

22

Print & file

• Common approach• Challenges:

– Loss of metadata– Attachments– Volume to print and to file– Authenticity (phishing)

23

Backup tapes

• Backups store data, not files or messages

• Designed for “smoke & rubble scenario

• Multiple copies of data• Readability of older tapes

– Format, media, hardware

24

Email management applications

• Move messages out of the messaging application

• Typically use a rules engine• May provide simple retention management• Single instance storage• Many different capabilities available

25

Email management technologies

• Email archiving• Personal archive file management• Email encryption and digital signatures• Email compliance• Email discovery• Email security• Policy management

26

ECRM solutions

• Most systems support email management• May run at server or client• Many support single-instance storage• May allow declaration, management of

messages as records• Varying support for attachment management,

metadata management

27

ELEMENTS OF AN EMAIL POLICY

28

Email policy principles

• Email belongs to the organization, not the individual

• Email is not a records series unto itself• Email management program must comply with

appropriate regulatory requirements• Policy has to be followed and enforced!

29

Email policy elements

• Acceptable/appropriate usage• Personal usage• Access to external messaging systems• Effective email usage• Ownership of email• Retention and disposition• Legal issues

– Holds– Discovery and production

30

Elements of an email policy

• Mobile and web-based email • Backups • Archival• Privacy• Security• Retention and disposition• Training• Audit and compliance

31

Questions?

32

Conclusion

• We have to manage messaging technologies better

• Start with policies and procedures

• Technology can help

• Communicate, communicate, communicate

• Enforce the program

33

Instant Records: Managing Your Instant Messaging

Session 2

Agenda

• Instant messaging today• How IM works• Approaches to managing IM• IM policies• Better IM through technology

35

What is instant messaging?

• Communication between users in real time over the Internet

• Most often one-to-one; some clients support group chat

• Indicate presence and status• Send and receive messages• Manage contacts (“buddy lists”)

36

The IM client

37

Origins of instant messaging

• 1980s: BBSs allowed some person-to-person chat in real time

• Early 1990s: “On-line messages”• 1996: ICQ debuts• 1998: Introduction of enterprise IM

– Lotus Sametime

• 2000: Open source-based Jabber debuts

38

Where is IM today?

• 12+ billion instant messages sent per day in the U.S.

• More than 46.5 billion per day worldwide by 2009

• 1.2 billion users worldwide by 2009• 96% of organizations use IM today• Up to 75% of usage is commercial clients

39

Where is IM today?

• 34% of current traffic is business-related• Most IM networks support audio, video• Most IM networks support file transfer• Most IM networks are not interoperable

• Most IM networks are not managed

40

The four stages of IM

• Unfamiliarity– “We don’t use IM – that’s for my kids!”

• Prohibition– “Use of IM is grounds for dismissal”

• Acceptance– “Don’t do evil”

• Optimization– Compliance, efficiency key goals

41

IM issues 1 - informality

• IM sessions are casual and employ cryptic shorthand– IMHO, AFAIK, TTYL, LMAO

• IM sessions are free-flowing• User names not standard (and not under

organization’s control)– SilentSmurf, 2Hot2Handle (!)

• 31% of organizations have a policy regarding IM usage

42

IM issues 2 - retention

• Sessions typically not saved on a central server– May require users to “turn on archiving”– Archives are retained on individual PCs– Archives often saved as plaintext or XML

• IM is still subject to retention requirements– According to content, not as own series

• 13% of organizations retain IM effectively

43

Retention

44

Retention cont’d

45

IM issues 3 - functionality

• Threads stored by users/dates, not by subject– No subject line to index!

• Conference/group chat capabilities• File transfer capabilities

– Which may also bypass other filters such as email size limits and compliance filters

• Active URL transmission• Audio and video capabilities

46

IM issue 4 - interoperability

• Commercial IM networks originally proprietary• More standardization today

– Session Initiation Protocol (SIP) for Instant Messaging and Presence Leveraging Extensions (SIMPLE)

– eXtensible Messaging and Presence Protocol (XMPP)

• Different applications use SIMPLE vs. XMPP

47

APPROACHES TO MANAGING IM

48

First step for handling IM

Prohibit it!

49

Prohibition and technology

• Easy install• Can't block "server" URLS, IP addresses• Port-seeking behavior• Simulate TCP connection to IM service using

HTTP and polling• Web-based IM clients: MSN Web Messenger,

Yahoo Web Messenger, Google Talk, meebo, many others

50

Web-based IM

51

meebo

5204/10/23

Meebome on a blog

5304/10/23

Prohibition and culture

• Employees use it for legitimate reasons– Informal and real-time– Presencing– Email overload

• Customers want it!– See above

54

Top 5 steps for handling IM

1. Update policies to address proper usage

2. Train users on the policies

3. Audit and review adherence to the policy and address gaps

4. Implement IM gateway or enterprise instant messaging

5. Export IM traffic to archival or records management application

55

INSTANT MESSAGING POLICIES

56

Acceptable usage policy

• Whether personal usage is allowed• How personal usage may be constrained• How business usage may be constrained• Commercial vs. enterprise IM• Disclaimers

57

Proper “netiquette”

• Same as email, e.g.– No off-color jokes– No disparaging remarks– Proper business tone– Nothing that wouldn’t be appropriate for the front page

of the newspaper

• Proper naming, if using consumer IM

58

Content restriction policy

• What is allowed to be transmitted?– Attachments– Sensitive information– URLs and hyperlinks

• To whom may it be transmitted?– Internal vs. external– Public IM vs. federated EIM– Certain groups or users

59

Retention policy

• *That* it will be done

• How it will be done

• A note on wiretaps

60

Training

• Contents of the policies– Proper usage– Content transmission– Archival

• How to identify potential records• IM ownership and privacy• Retention and archival• Security

61

BETTER IM THROUGH TECHNOLOGY

62

Enterprise IM options

• Gateways: – Provide retention and auditing capabilities for

commercial IM such as AIM, ICQ, YIM, MSN– May provide some interoperability – Audit usage, compliance with usage policies

• Enterprise instant messaging (EIM):– Everyone on the same (corporate) client– Tighter integration into directory services– Much more granular control over

functionality and usage

63

Enterprise IM solutions

• Gateways:– Akonix L7– Symantec IMLogic– Facetime IMAuditor– CipherTrust IronIM

64

Enterprise IM solutions

• EIM solutions:– IBM Lotus Sametime– Microsoft Live Communications Server– IMiN– JabberNow

65

Minimal reqts for IM solutions

• Provide full-text search capability across all messages

• Audit content – Keyword/content-based– Context-based (users, time, etc.)

• Capture and store all messages • Export to controlled repository• Review/markup capability (e.g. for auditors)

66

• Encryption of external communications• Route internal messaging inside firewall• Attachment blocking and notification

– Virus scanning of attachments if allowed– Storage of attachments if allowed

• URL blocking/filtering• Insert disclaimers into message stream

67


• Federation– Commercial, enterprise

• Provide identity management– Integration with directory services/LDAP– Enforce corporate naming conventions

• Enforce communication restrictions– Ethical walls– External vs. internal communications

68


Questions?

69

Conclusions

• IM is a communications medium

• IM has to be managed according to content

• It is difficult to prohibit it for a number of reasons

• It can be managed with policies and procedures

• Technology can help

70

LUNCH!

Digital Preservation

Session 3

Agenda

• The problem with digital information

• Approaches to digital preservation

• Strategies for long-term access

73

THE PROBLEM WITH DIGITAL INFORMATION

74

The problem with digital information

Digital documents last forever – or five years, whichever comes first.

--Jeff Rothenberg, RAND Corp.

75

The problem with digital information

• Explosion of information• Documents and files are

increasingly “born digital”• Digital formats support more

complex information objects• Digital preservation does not just

happen – it must be actively pursued– And IT can’t do it alone

76

Media• There are no archival-class

media for storing digital information– Media can be damaged,

scratched, stretched• And if there were –

it wouldn’t matter!

77

Hardware compatibility

• Technical obsolescence– 8” floppy disks, laser video discs

• Generational changes– Floppy disks, CDs

• Non-standard formats– ZIP drives, LS-120

• Rapid rate of change

78

Software compatibility

• Between applications– Microsoft Word, Corel WordPerfect

• Between platforms– Word, Word for Mac

• Between versions– Word 1.0, Word 2007

79

Security and encryption

• Passwords can be lost• Some applications don’t play nicely with

encrypted or protected files• Some applications don’t

recognize security features -- and ignore them

80

• Formal standards are agreed to by users, vendors, industry experts, and managed by standards organizations.– XML, PDF

• Ad hoc standards are controlled by vendors or smaller groups and are considered standards because they are in widespread use– Microsoft Word

• Standards protect the organization!

A note about standards

81

APPROACHES TODIGITAL PRESERVATION

82

Digital preservation strategies

• Analog storage• System archival• Emulation• Conversion• Migration• Each has its own strengths & weaknesses

83

Analog storage

• Analog storage suffers from a number of issues:

• Search and retrieval issues• Storage requirements and

costs• Data loss, particularly

for rich media formats

84

System archival

• Maintain copy of original hardware, software, operating system, and information objects

• Still run into issues with media and hardware lifespan

• Centralizes access to locations with older systems

• Increasing number of systems required to ensure access to everything

• Difficult to ensure everything is taken into account

85

Emulation

• Virtual recreation of original environment• Does not require any conversion• Requires periodic refreshing of the emulation

environment• Still have issues around

media and, maybe,

hardware to read it

86

Conversion

• Move from proprietary to standard– HTML to XML– Windows bitmap to JPEG or TIFF– Excel to ASCII text

• Can be labor-intensive• Often results in some loss of data

– Proprietary formatting– Rich objects, images, formulas, etc.

87

Migration

• Digital media doesn’t last forever…• …and neither does the hardware• Media must be refreshed while it’s still readable• Very labor intensive• Often results in loss of some information

– Migration over generations often more reliable than migration through generations

88

Migration cont’d

The Domesday Project

• Domesday book written in 1086• In 1986, BBC created interactive

presentation using LaserVision LV-ROM

• By 2002 the discs were unreadable

• Through significant effort and the use of migration and emulation, the Domesday presentation remains available

90

STRATEGIES FORLONG-TERM ACCESS

91

Recommendations – 5 years

• Capture information using no compression or lossless compression

• Use standard file and media formats• Select high-quality media that will last 5-10 years• Capture relevant metadata

92


• Capture information using no compression or lossless compression

• Capture information in standard formats or formal descriptions

• Select high-quality media and plan for migration• Capture relevant metadata• Do not use encryption or passwords on

individual documents

93


• Capture information in standard formats or formal descriptions

• Select high-quality media and plan for migration• Capture and embed relevant metadata• Consider converting to analog• Do not use encryption or passwords on the

individual documents

94

Questions?

95

Conclusions

• Digital preservation requires work• Ultimately a question of tradeoffs

– Cost to preserve– Cost of not preserving– Exactly what must be preserved

• Pursue multiple preservation strategies• Standards can help preservation efforts• TANSTAAMB

96

Blogs, Wikis, and RSS, Oh MY!

Session 4

Agenda

• Blog This!

• Wiki-Wiki

• Really Simple RSS

98

BLOG THIS!

99

Blogs in Plain English

100 Source: Common Craft

What’s a blog?

• Started as online diaries• Today used more as lightweight CMS• Hides complexity of Web publishing• Generally arranged in chronological order, most

recent at top

101

The ARMA blog

102

Informata

103

Technorati

104

Blogging basics

• Centralized - one person or group posts, others can only read the posts

• Comments and trackbacks• Easy to link to other pages• Easy to blog using toolbars• Important to keep current!

105

Getting started

• Sign up for a free hosted service• Start posting• Keep posting!• Make it relevant if you want it to be read….• Consider commercial solutions

– More control over content– Finer-grained control over access, updates

106

Blog Records Management

• If the CEO is blogging, is it a record?– Maybe…

• Most blogging systems support basic content management capabilities

• Review comments periodically– Or consider turning them off

• Track changes to postings, comments– Document reason for changes

107

Blog solutions - hosted

• Wordpress• Typepad• Blogger• LiveJournal• Myspace.com• Blog.com• MSN Spaces• Yahoo 360°

108

Blog solutions - internal

• Movable Type Enterprise• Traction Teampage• Blogtronix Enterprise• Sharepoint 2007• Drupal• Telligent Community Server• UserLand Manila and Radio UserLand

109

WIKI-WIKI

110

Wikis in Plain English


The wiki basics

• Collaborative website• Organized as linked articles• Hides complexity of HTML from users• Easy to add articles• Easy to link articles• Easy to correct mistakes

112

Wiki-Wiki

• Wikipedia: 2,100,000+ articles in English– More than 7 million in 250+ languages

• Wiktionary: 598,000+ definitions in English• WikiQuote: 13,400+ quotations

113

Wikipedia

114

Wikipedia RM article

115

Wiki business cases

• Project management• Collaborative authoring and review• Knowledge management

116

Wikis and RM

• Excellent for collaboration on records management policies, procedures, RRS, etc.

• Changes tracked automatically– Need to save logs of changes

• Periodically may need to review/clean up – “Spam” comments/articles– Outdated materials

117

Change tracking

118

Implementing a wiki

• Sign up for a free hosted service• Start writing• Invite others to write• Moderate…or not• Consider a commercial wiki

– MUCH more control over look & feel, access rights/security, content

119

Wikis - hosted

• Atlassian Confluence Hosted• Central Desktop• Cyn.in (“bliki”)• EditMe• pbWiki• Socialtext• Wikia (uses MediaWiki)• Wikispaces• Zoho Wiki

120

Wikis - internal

• Atlassian Confluence• MediaWiki• Sharepoint 2007• Socialtext Managed Service Appliance• TWiki

121

REALLY SIMPLE RSS

122

Really Simple Syndication

• XML-based content syndication language• Makes it easy for users to find your content• Push instead of pull• Most blogs and wikis support RSS natively

123

RSS in Plain English


How RSS works

• Find a website with a feed• Subscribe to the feed using a reader• Reader polls the website periodically and

downloads updated feed items• Read the feeds in the reader!

125

126

127

The “river of news”

Single article

Google Reader on iGoogle

RSS in Outlook 2007

Feed readers

• Lots of them available • Many of them free• Google Reader• My Yahoo!• WizzRSS• Newsgator• Attensa• Many others….

132

Questions?

133

For more information

Jesse Wilkins

CDIA+, LIT, edp, ICP, ermm, ecmm, bpms

Access Sciences Corporation

[email protected]

http://www.accesssciences.com

Blog: http://informata.blogspot.com

(303) 574-1455 direct

134