Ellen S Huvelle Financial Disclosure Report for 2010

8/3/2019 Ellen S Huvelle Financial Disclosure Report for 2010

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AO 10Rev. 1/2011 I FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0 Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. lOl-I l l)I . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t ia l ).~iHuvelle, Ellen S.4 . T i t l e ( A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;

mag istrate judges indicate full- or part-time)US D is t r ic t Judge - a c t ive

7. Chambe r s o r O f f i c e A d d r e s s333 Co nst itut ion Avenue NWWashing ton DC 20001

2 . C o u r t o r O r g a n i z a t i o nUS Dis t r i c t Cour t fo r t he Dis t r i c t o f Columbia

3 . Date o f Report6/16/201 I

5 a . R e p o r t T ) ] 3 e ( c h e c k a p p r o p r i a t e t ~ ]~ e )] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e i n fo r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c e

~ s i t h a p p l i c a b l e la w s a n d r e g u l a t i o n s .

R e , * i e ~ a i n g O f f i c e r D a t e

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : T h e ins tructions accompanying this form m ust be fol lowed C omplete a l i parts ,checking the NO NE box for e ach part where you have no reportable information. Sign on last page.

I . P 0 S I T I 0 N S . (Reporting individual only; see p p . 9 - 1 3 of filing instructionsO---] NONE ( No reportable positions.)

POSITION1. B o ard M em ber

2.3.

4.5.

NAME OF O R G A N I Z A T I O N / E N T I T YB oa rd o f O ver see r s , B os t on Schoo l o f Law

I I . A G R E E M E N T S . (Revorti.g inaivia.ul o.ly; ~ e ~ V V . 1 4 - 1 6 of filing instructions.)NONE (No reportable agreements.)

DATEI.2.

3.

PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPORTPage 2 o f 14

N a m e o f P e r s o n R e p o r t in gHu vel le, El len S.

D a t e o f R e p o r t6/16/2011

I II . N O N - I N V E S T M E N T I N C O M E . me ~,~i ,g indi , ,~duu !o,d ,pouse; see ps. 17-24 o f~i ,g i ,s , rue, io ,s . )A. File r s Non- lnves tment Income

~] (No reportable income.)O N E non-investmentD A T E S O U R C E A N D T Y P E INCOME(yours, not spouses)

B . S p o u s e s N o n - l n v e s tm e n t I n c o m e - If you we re m arr i e d du r i ng any por t i on o f the re por t i ng ) e ar , com ple te th i s se ct i on .(Dollar a m o u n t not required except for honoraria.)

~ (No reportable non-investment income.)O N ED A T E

I . 20102.3.4.

SOURCE AND TYPESel f -emp loyed , Pa r tner in Law F i rm

I V . R E I M B U R S E M E N T S - t r a n s p o r t a t i o n , l o d g i n g , f o o d , enterta inment .(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)~-] N O N E (No reportable reimbursemen ts.)

S OUR CE D A T ES LO C A T IO N PU R PO SE I TEM S PA ID OR PR OV I DED1 . New York In te llec tua l 3/27 /2009 - N ew Y o rk , N Y A nnua l D inner T ransp o rta tio n, ho tel, fo o dProper ty Association 3/28/20093/26/2010-3 t27/20102. Boston Col lege Law School 5/7/2010-5/8/2010 Boston, MA M eeting of B oa rd of T ra ns po rta tio n, h otel, fo odOverseers3. Boston Col lege Law School I0/15/2010-10/17/201C. Boston, MA Meet ing o f Boa rd o f Transporta t ion, hotel, foodOverseers4. Aspen Insti tute 1 I /5/- 1 I /7/2010 Queenstown, MD Conference on In te rna t iona l Transporta t ion, hotel, foodHuman Righ t s5.


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N a m e o f P e r s o n R e p o r t in g: " Huvelle, Ellen S.

D a l e o f R e p o r t6/16/201 I

V . G I F T S . (lncludes those to spouse and dependent children; see pp. 28-31of f i ling instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n e ~ u d e ~ those of spouse and dependent children; see pp. 32-33 of filing instructions.)D N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTIONI. HSBC Morlgage o n Renta l P roper ty , Wash ington, DC (Par l VI I , Line 119)2.3.

4.5.

V A L U E C O D EM


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FINANCIAL D ISCLOSURE REPORTPage 4 o f 14

N a m e o f P e r s o n R e p o r t i n g"- Huv el le , Ellen S.

D a t e o f R e p o r t6/16/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, valu,, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~.)N O N E (No reportable income, assets, or transactions.)

Desc r i p t i on o f A s se t s I n c o m e d u r i ng(inc lud ing t rus t a s s ets ) r ep o r t ing p er io d

0) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div. , rent ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)

V a lue V a lu eC o d e 2 M e tho d(J-P) C o d e 3

O)T y p e (e .g . ,b u y , s e l l,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e Value Gainmm/dd/yy C o d e 2 Code I

(J-P) (A-H)Identity ofbuyer/seller( i f p r i v a t e

t r a n s a c t i o n )

1. Morgan St an ley Ac t ive Asse t s Tax F ree A DividendTrusta2. American Online A Dividend

OJ

TT

3. AllianceBems tein In temat iona l G rowth A Dividend Sold 12/02/10 J A

4. Alliance Bem s tein In t l Value A Dividend5. AllianceBems tein Sm all Value -X None6. A m azo n N o ne

KJ

TT Buy 12/02/10 J

Sold 01/29/10 K7. Bank of America Subordina ted Notes B Interest Matured 02/15/10 L A

8. Calver t La rge Growth Fd CI C None9. Cinco T X Municipal Utility 4.0% due 9/I /113 B Interest

1 0 . DC Bal lpa rk 5% d ue 2 /22 - X NoneII . Diamo nd Hil l Long-Shor t None1 2 . Ea t on Va n c e L a rge V a lu e Fu nd A Dividend1 3 .

MK

Sold 12/02/10 K AMatured 09/01/10 K A

T Buy 09/01/10 MT

Buy 09/03/10 K( add l )Sold 12/02/10 L A

1 4 . Eaton Vance Param et r ic S t ruc tured EM - X None15. EMC None

LJ

TT

Buy 12/02/10 L

1 6 . Hewlet t Packard A Dividend17 . A IM Tax E x e m p t Ca s h F und None

Buy 08/13/10 J(add l )Sold 09/03/10 K A

I . Income Gain Codes : A =$1,000 or Icss B = $ 1,001 - $2 ,500 C = $ 2,501 - $5,000 D = $5.001 - $ 15.000t s ee Columns B I and IM) F =$50.001 - $100.000 G =$100.0~1 - $1.000.0~ H 1 =$1,0~.001 - $5 .000.~ H2 =More than $ 5.0~0.0~0

2. Value Codes J $15 ,000 o r l e ss K $15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000{ Sc c C o lu m ns C I a nd D3 ) N -$ 250 .0 01 - $ 50 0.0 00 O =$500,001 - $ I,O00,000 PI -$1.000.001 - $5,000.000 P2 =$5,000.001 - $25.000.000

P3 $25.000.001-$50.009.000 p4 -More than $50.000.0003. V alue Metho d C o des Q = Appra isa l R =C ost (Real Estate Only) S =As s cs smenl T =Cash Market

{See Column C2} U =Book Value V - O l h c r W =Es l imated

E =$15.001 - $50 ,000


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N a m e o f P e r s on R e p o r ti n g :iHuve l le , Ellen S.

D a t e o f R e p o r t6/16/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - ineo.~e, , ,olue. transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructiom.)N O N E (No reportable income, assets, or transactions.)

Desc r i p t i on o f A s se t s I n c o m e d u r i ng( inc lud ing t rus t a s se ts ) r ep o r t ing p er io d

(1) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div. , rent ,( A -H ) or in t . )

G ro s s va l ue a t endo f r e po r t i ng pe r i o d(i) (2)

V a lue V a lueC o d e 2 M e tho d

(J-P) Code 2*( Q - W )

0)Type (e.g.,

buy, sel l ,r e d e m p t i o n )

T r an s a c t i on s du r i ng r e po r t i ng pe r i o d

(2) (3) (4)Date V a l u e G a i n

m m / d d / y y C o d e 2 Co d e 1(J-P) ( A -H )

(5 )I d en t i ty o f

buyer / se l l e r( i f p r i v a t e


1 8 . INVESCO Developing Market s - X1 9 . AIM Internat ional Growth Fund (nowINVESCO ln tl Growth )20 . V a n K a m p e n C o m s t o c k C I C (N o w

I N V E SC O)21 . Van Kampen Emerging Market s (NowI N V E SC O)22 . iShares Barc lays I -3 YrTreasury Bd23 . iS ha r e s D j U S Heal thca re Sha res24 . iSha res MSCI Braz i l

A Div idend K T Bu y 09/03/10 K

A Dividend

A Dividend

None

B Dividend

K

K

T

TT

Sold 09/03/10 K A

A Dividend

A Dividend

K

J

TT

Buy 12/02/10 K( add l )

25 . iShares M SCI EAFE Fund C Dividend M T

26 .27 .

28 .

29 .30 .

iShares Sm Cap 600 Gro wth

iShares M uni - X

A Dividend

B Dividend Buy 04/20/10 JBuy 07/20/10 K( add l )Buy 08/13/10 M( add l )Sold 12/23/10 M A

31 . Johnson & Johnson A Dividend K T32 .

33 .34 .

All ianz CCM C ap App Cla ss C (nowManagers Cadence Cap App)Market Ve cto rs Go ld Miners A

None

Dividend

Sold 12/02/10 K A

M F S In t l Growth Fd CI C None Sold 09/03/I 0 K

I. Income Gain Codes :( See Columns B I and D4)

2. Value Codes[See Columns CI and D3)

3. Value Mcthod Codes{see Column C2)

A =$1,000 or lessF =$50,091 - $10~,0OOJ =$15,0~0 or lessN =$250.001 - $50~,000P3 =$25,009,0~ I - $50,000.0~0Q =App ra i sa lU =Book Value

B=$1,001 - $2,500G=$100.0~1 - $ 1,0~0,0~0K =$15,0QI - $50,0~0O-$500,091 - $ 1,0OO,0~OR =Co st (Real Estale Only)V =Other

C =$2 ,501 - $5,000HI =$1,000.001 - $5 ,~.0~0L =$50,001 - $100,000P I =$ 1,0OO,001 - $5,0~1,000P4 =More than $50 ,0Q0 .~S =AssessmentW = Es t imated

D =$5,001 - $15,000H2 =More Ihan $5,000.000M - $100,001 - $250,000P 2 = $5,000,001 - $ 25T =Cash Market

E =$15,001- $50,000


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FINANCIAL DISCLOSURE REPORTP a g e 6 o f 1 4

N a m e o f P e r s o n R e p o r t i n g~ "]H uvel le, El len S.

D a t e o f R e p o r t6/16/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a lu e , t r a n s a c t io n s ( I n c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i l d r e n ; s t e p p . 3 4 - 6 0 o f f i l in g i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)

D esc rip tio n o f A s s ets Inc o m e d u ring( inc lud ing t rus t a s se ts ) r ep o r ling p er io d

(I) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e I div. , rent ,( A -H ) or int . )

G ro s s va l ue a t endo f r e po r t i ng pe r i o dO) (2)

V a lue V a lueC o d e 2 M e tho d(J-p) C o d e 3( Q - W )

0)Type (e.g.,buy, sel l ,


T r an s a c t i on s du r i ng r e po r t i ng pe r i o d

(2) (3) (4)Date V a l u e G a i n

m r r d d d / y y C o d e 2 Co d e 1(J-P) ( A -H )

(5)I d en t i ty o f



35. M FS New Discovery- X B Dividend

3 6 . M F S M u n i B o n d B DividendK

K

TT

Bu y 09/03110 K

37 . Microsof t (X)38.

A Dividend

Sold

11/16/10 K12/02110 K A

39 . Mont gom ery Co . MD 5 .0 % 1 0 /0 1 /1 2 B Interest L

40 . M S L imi t ed Dur a t i on US G ov t T r A Div idend M

41 . Netfl ix N one J

42 .

43 .

44 . N u a n c e N o n e J

45 . Opp enhe imer Deve lop ing Marke t s Fund N one K46 . Oppenhe imer Roches t e r A Div idend K

47 .

48. Oracle Corp A Div idend L49 . Pa lm B each C r im ina l 5 .3 75% 0 6 /0 1 / l I C Interest L

T Sold( p a r t )Sold( p a ~ )S o l d( p a ~ )

T Buy

T

T Buy

Buy( add l )

03/12/10 J C

10/26/10 J D

12/30/10 J D

03/12/10 J

04/20/I 009/03/I 0

J

K

50 . P ower s ha r e s Wi ld e rhi ll Cl e an Energy None51 . Powersha res Wilderhi l l P rogres s ive Energy A Dividend- X

SoldBu y

08/04/I 008/04/I 0

JJ

A

I. Inco m e G ain C od es : A ~$1,000 o r less B = $1,001 - $2 ,500 C = $2.501 - $5,000 D =$5,001 - $15,000(See Columns BI and D - l ) F = $50.001 - $100.000 G = $100,001 - $1,000,000 H I = $ 1, 00 0, 00 1 - $5 .0 00 ,0 0 0 H 2 = M or e t ha n $ 5, 00 0 ,0 0 0

2. Value Codes J = $15,000 or less K = $15,001 - $50.000 L -$50,001 - $ 100,000 M = $ 100,001 - $ 250,000(See Columns CI and D3) N =$250.0~1 - $500.000 O -$500.0~1 - $1,00~.000 PI =$1,000,001 - $5,090,000 P2 =$5,000,0~1 - $ 25,000.090

P3 =$25,000.001 - $ 50.000.000 P4 =More than $50.000,0003. Value Method Codes Q ~App ra i sa l R =Co st (Real Estate Only) S =Assessment T =Cash Marke t

{See Column C2) U =Book Value V = O ther W =Estim ated

E =$15,001 - $50.000


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N a m e o f P e r s o n R e p o r t i n gf .~Huvel le , Ellen S.

D a t e o f R e p o r t6116/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

Description of A s s e t s Income d ur ing(including trusl asse~s) reporling period

(1) (2)Place "(X)" a fter each asset Am ount Type (e.g .,

exempt from prior disclosure Code I div., rent,( A - H ) o r i n t . )

G ro s s va l ue a t endo f r e p o r t i n g p e r i o d(i) (2)Value Value

C o d e 2 M e tho d(J-P) C o d e 3( Q - W )

(1)T y p e ( e . g . .b u y , s e l l ,r e d e m p t i o n )

Transa c t i on s du r i ng r e po r t i ng pe r i o d

( 2 ) ( 3 ) ( 4 )Date Value Gain

m m / d d / y y Code2 I Code l(J-P) (A-H)

( 5 )I d en t i ty o f


t r ansac t i on)

52 . Rydex M a naged Futu re Stra tegies Fund None

53 . Schlumberger A Dividend

5 4. T em p l et o n D ev e lo p in g M a r k e ts A Dividend

55 . Te m p l e t on G l obab l Bon d - X B Dividend

5 6. Tim e W a r ne r Ca b le A Dividend

K

K

TT

Sold 12/02/10 K

Sold 09/03/10 KBuy 09/03/10 K

D

57. Tim e W a rn er A Dividend J

58 . Tulsa Co ISD 3.5%08/01/10 D lnt. /Div. Matured 08/01/10 M A

59 . IRA #2 D Dividend PI

60 . -Morgan St an ley Bank61 . -Abbo t t Labora to r ies62 . -Cap Pro tec ted Notes on S&P 500 Index63 . - iShares Barc laysTIPS Bond Fund64 . - iShares iBoxx Corp Bo nd Fund65 . - iShares Msc I EAFE66 . - iSha res S&P Growth

Buy 07/20/10(add l )

67 . - iShares S& P Value68 . -iShaes Smal l Cap Gro wth

I. Income Gain Codes :(sec Colurrms BI and 194)

2.Value Codes(See Columns CI and D3)

3. Value Method Codes{See Column C2)

A =$1,000 or lessF =$50.0~1 - $100,000J =$15,000 or lessN =$250.001 - $500,000P3 =$25,000,001 - $50.000.0@)Q =App ra i sa lU =Book Value

B=$1,001 - $2,500G =$100,001 - $1,000.000K -$15,001 - $50,000O = $ 5 0 0 . 0 0 1 - $ 1 , 0 0 0 . 0 0 0R = C o s t ( R e a l E s t a t e O n l y )V = O t h e r

C =$2,501 - $5.000H I =$1,000.001 - $5.000.1300L =$50.001 - $100.000PI =$1.000,001 - $5.000,000P4 =More than $50.000,000S =AssessmentW = Es t imated

= $ 5 , 0 0 1 - $ 1 5 . 0 0 0H 2 = M o r e t h a nM = $ 1 0 0 , 0 ~ I - $ 2 5 0 . 0 0 0P2 = $ 5 ,0 0 0 ,0 0 1 - $ 25,000,000

= C a s h M a r k e t

E =$15.001 - $50.090


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N a m e o f P e r s o n R e p o r t in g!Huve lle , Ellen S.

Date o f Report6/16/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepl~ 34-60 of filing in structions)N O N E (No reportable income, assets, or transactions.)

Desc r i p t i on o f A s se t s I ncom e du r i ng( inc lud ing t rus t a sse ts ) repo r t ing pe r i od


exempt from prior disclosure Co d e 1 div. , rent ,( A -H ) or in t . )

G ro s s va l ue a t endo f r e po r t i ng pe r i o dO) (2)

V a lue V a lueC o d e 2 M eth o d(J-P) C o d e 3

( Q - W )

Tran sa c t i on s du r i ng r e po r t i ng pe r i o d

(i ) (2) (3) (4)Type (e.g., Date V al ue Gain

buy, sel l , m m / d d / y y C o d e 2 C o d e Ir e dem p t i on ) (J-P) ( A -H )

I den t i ty o fbuyer / se l l e r( i f p r i v a t e


69 . -Principal Protecte d Notes*

70. -Under Armour

71. -M o rga n St a n ley Lim it ed Dura t io n

72 . - Al li a nc e Be m st e in G l o b a l B on d

73 . - Inves tment CompanyofAmer ica

74. -Ca lver t Large Gro wth

75. -Delaware Smal l Cap Value

76 . -Eaton V ance Large Va lue Fund

77. -Goldm an Sachs Smal l Value

Buy 12/23/09 KBuy 01/20/10 K( add l )Buy 04/20/10 L

Buy 09/03/10 KBuy 09/30/10 K

78 . - Van K ampe n Comstock (now INVESCOVK Com s to c k )79 . -Ivy Asset Strate gies

80 . -MFS Emerging Mar ket s Debt

81. -M FS Va lu eBuy 09/03/10 K

82. -Sent inel Small Com pany: 83. - Ge n z y m e C o r p

84 . - Invesco FX Alpha PLS St ra t egy (was MSAlpha St ra t egy Plus85 . -MFS Intl Growth

Sold 11/22/10 J

So ld 10/20/10 KSold 09/03/I 0 K

A

AA

I . Income Gain Codes : A = $1,000 o r less B = $1,001 - $2 ,500 C = $2.501 - $ 5,000 D =$5.001 - $15.0~)(See Columns B I and D4) F =$50 .001 - $100 .0~ G -$100 .001 - $1 ,0~.0~0 HI =$1.0~0.001 - $5.000.000 112 =More than $ 5.000.000

2. Value C o des J = $ 15.000 o r less K -$ 15,001 - $50,000 L -$50.001 - $ 100.000 M - $ 100.001 - $250.000(See Columns CI and D3) N ~$250.001 - $500.000 O = $5 00 .0 ~1 - $ 1,0 00 ,0 00 P I = $1 .0 00 .0 01 - $ 5,0 00 .0 00 P2 =$5.0~)0,001 - $25.000.00~

P3 =$25.000.~1 - $50,000,000 P4 -More than $50,00~.0003. Value Method Code~ Q =App ra i sa l R = Co sl (R ea l Esta te Only ) S = Assc ssm cnl ] C a s h M a r k e t(See Column C2) U =Book Value V =Other W =E~timated

E :$15.001 - $50.000


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N a m e o f P e r s o n R e p o r t i n gHuv elle , Ellen S.

D a t e o f R e p o r t6/16/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and depen dent chi ldren; see pp. 34 -60 of fi l ing instructions.)NONE (No reportable income, assets, or transactions.)

D es c r ip tio n o f A s sets Inc o m e d u r ing( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

0) (2)Place "(x)" after each asset A m o u n t T y p e ( e.g .,exempt from prior disc losure Code I d i v . , r e n t ,( A - H ) or int . )

G r o s s v a l u e a l en do f r e p o r t i n g p e r i o dO) (2)Value Value

C o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

( 1 )Type (e.g.,buy, sell,

redemption)


D a t e Value Gainmm/dd/yy C o d e 2 Code I

( J -P ) (A-H)I d e n t i t y o f

buyer/seller( i f p r iva te


86 . -A m erica n G r . Fund So ld 09/03/I 0 K A87 . -Alliance Bernstein Int l Value Fund S o l d 09/03/I 0 K A

88 . Act ive Asse t s Tax F ree A Interest O T89 . AllianzNFJ Div. Value A Dividend90 . A m C a p - X None91 . Amer ican Inves tmen t Company A Dividend92 . Ap p le C om p uter N one93 . Calver t La rge Growth None94 . Capi t a l One Bank 4.0% 02/08/10 B Interest95 . C onnec t i c u t Hea l t h Educ a t i on 4 .0 % 7 / 0 1 / 1 0 D Interest

LK

K

T Buy 09/27/10 K( add l )T Buy 12/02/10 K

Sold 12/02/10 KT

Sold 12/02/10 JMatured 02/08/I 0 LMatured 07/01/10 M

A

AAA

96 .97 .98 .99 .

100.

Delaware Emerging Market sDiamo nd Hil l Sma ll Cap - XExxonMobil (X)

1s t Pac i f ic Bank CD 4 .05% 2 /8 /2010

No ne K

A Div idend K

A Div idend L

B Interest

TT Buy 09/28/10 KT 01/15/10 M

Sold 11/08/10 K(par t)Matured 02/08/10 M

AA

I 0 1 . F r a n kl in S m a l l Midc a p G rowt h102. G eneral Elect r i c (X) A

None LDividend M

TT 01/15/10 K

I. Income Gain Codes :tSce Columns BI and I )4)

2. Value Codes(See Columns CI and D3)

3. Value Method Codes(See Column C2)

A =$1,000 o r lessF =$50.001 - $100.000J =$15,000 or l e s sN =$250.0OI - $500,000P3 =$ 25.000.0~1 - $50.000.090Q = Appr a i sa lU =Book Value

B =$1.001- $2.500G -$100.0~1- $1.00~.0~1K $15.0~1- $50 .000O=$500,001 - $1,000.000R C o s t (R ea l Eslale Onl ) )V =Other

C =$2,501 -H 1 =$1.0~,001 -L =$50.001 - $100.000PI =$1.000.001 - $5,0~.000P4 =More IhanS = A , : .~ : s s m e n tW =E, t ima led

D =$5.001 - $15.0~0H2 =More than $5,000 .000M =$ I 0O,001 - $ 250.0~OP2 =$5,000,001 - $25,000.000T =Cash Market


10/14

FINANCIAL DISCLOSURE REPORTPage i 0 o f ! 4

N a m e o f P e r s o n R e p o r t i n g" Hu ve l l e , El len S .

D a t e o f R e p o r t6/16/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , t r a n s a c t io n s a.ct~aes those of spouse ond depe.d.t chi/dr~n; s e ~ p p . j 4 -6 o o f y r / i n g i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

0) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,exempt from prior disc losure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)Value Value

C o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

O)Typo (e.g.,b u y , s e l l,r e d e m p t i o n )


D a t e Value Gainm rrd dd/yy C od e 2 C o d e I

(J -P) (A-H)

( 5 )I d e n t i ty o fbuyer/seller

( i f p r i v a t et r a n s a c t i o n )

103.

104.

105.

106.

107.

108.

109.

I I0 .

III.

112.

1 1 3 .

Henderson Internat ional Opp ortunties -IB M (X )INVESCO Divers if ied Dividend - XMS Fx Alpha Plus S/ra t Port (nowI NVES C O Fx A lpha )Van Kam pen Emerging Market s (nowI NVES C O VK Emerg in g Ma rke t)AIM Tax Exemp t Cash Fund (nowI N V E SC O)Va n K a m pen S ma l l C a p Va lu e (n owI NVES C O VK S ma l l C a p Va lu e )i S h a r e s M S C I E A F E

iShares Mornings ta r Large Value -XiSha res S&P 500 GrowthiShares S&P 500 Value

NoneA Dividend

A DividendNoneNoneNoneNone

A DividendA DividendA DividendA Dividend

LJ

L

KM

L

TTT

T

T

T

T

Buy

Buy

Sold

SoldSold

Buy

Sold

09/27/1006/21/10

09/03/I 010/29/10

09/03/1009/03/I 0

12/02/10

12/02/10

LJ

KK

KK

A

AB

A114.

1 1 5 .

1 1 6 .

117.

118.

iShares S/I" Munis -X

iShares Small Cap GrowthMFS lnternatonal Value -X

MFS Value

B Int./Div.

A DividendA Dividend

A Dividend

KK

T Buy 07/20/10Sold 12/27/I 0(part)

TT Buy 12/02/I 0

Sold 12/02/10

ML

K

K

A

AI 19. Lincoln Nat iona l Am erican Legacy None M T

I. Income Gain Codes :(See Columns B I and IM)

2.Value Codes(See Columns CI and D3)

3.Value Method Codes(Scc Column C2)

A -$1,000 or lessF = $ 50 .0 0 1 - $ 1 0 ~ .0 ~ 0J = $ 1 5 ,O 0 0 o r le s sN = $ 2 50 .0 OI - $ 50 0 .0 0 0P3 $25.000,1,~31 - $50.0~O.000Q -AppraisalU = B o o k V a l u e

B =$1.001 - $2,500G=$100,001 -K =$15.001 - $50,000O = $ 5 0 0 . 0 ~ 1 - $ I, O O O . 0 0 ~g C o~t(Real Es l a l eOnly}V =Other

C =$2 ,501 - $5,000H I =$ 1.0(~,001 - $5,000.000L =$50,0~ I - $ 100,000PI =$1,000,001 - $5.000.0~0P4 =More than $50.0~0,0~OS =As s cs smcnlW =Es l imated

D =$ 5,001 - $15.000H2 =More than $5.000.000M =$ 100,0~ I - $250.000P2 =$5,000,0~1 - $ 25,000,000T - Ca ,h M a r k e t

E = $ 1 5 , 0 0 1 - $50,000


11/14


N a m e o f P e r s o n R e p o r t in gHuvelle, Ellen S.

D a t e o f R e p o r t6/16/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

Place "(X)" after each asset A mo unt Ty pe (e.g., V alue V alueexempt from prior disclosure Code I div., rent, Code 2 Method(A-H) o r i n t . ) (J-P) Code 3

A. B. C. D.Description of Assets Income during Gro ss va lue a t end Transac t ions du r ing r epor t ing per iod(including trust assets) rep orting p erio d o f rep orting p erio d

(1) (2) (I) (2) (I) (2) (3) (4) (5)Type (e.g., D a t e Value Gain Identity ofbuy, sell, mm/dd/y) , Code 2 Code I buyer/seller

redemption) (J-P) ! (A-H) (if private[ t ransaction)

1 2 0 . N e w Y o r k G O 3 % d u e 2 / 1 2 C Interest M T

1 2 I . N or lh Las V ega s N v 4 . 3 5% I I / 0 I / I 0 C Interest

122. N uance -X No ne K T

123. Opp enhe imer Deve lop ing Marke t s Fund N one K T

124. Osceo l a 5% o f 6 /1 5 -X C Interest M T

125. Oys t e r B ay N ew Y ork Pub l i c Improvem ent s A Interest5.0%126 . P ruden t ia l J enni son Sma l l Com pany -X No ne K T

1 2 7 . Sent ine l Sho r t Te rm G o vemm ent A Div idend L T

1 2 8 . I RA # 1 A Div idend M T129 . -Morgan S t an ley Bank/Liqu id Asse t Fund

1 3 0 . - De l a w a r e S m a l l Ca p V a l u e F u n d

131. : B Interest O T

Mat ured I 1/01/lO L A

Bu y 08/13/10 J

Buy 10/25/10 MMatured 02/16/10 K A

Buy 09/27/10 KBuy 08/13/10 L

132. Greenwood a t C leveland Park LLC None J W133. Renta l P roper ty , Washington, DC E Rent N W134. Wins low G reen Mutual Fund A Dividend J T

135. Ret irement Acc ount E Int./Div. PI T136 . -Do d g e & Co x

I . Income Gain Codes : A =$1.0~.0 or less B =$1,1)01 - $2,500 C =$2,5,01 - $5,000 D =$5.0QI - $15,000{ Se e C o lu m ns B I a nd D4 ) F = $5 0,0 ~1 - $ 10 0,0 00 G =5100.001 - $1,000.0~ HI =$1.0OO.001 - $ 5,000,0~0 H2 =More than $5,0~0,0~0

2. Value C od es J = $ 15.000 o r less K =$15.0QI - $50.00~ L $50.001 - $100.0~0 M =$100.001 - $250.000(See Columns C I and D3) N =$250.0~1 - $500,000 O =$500.001 - $1,000.000 PI =$1,000.001 - $5.0~0,000 P2 =$5,000,001 - $25,000.00~

P3 =$25.0~0.001 - $ 50.00~.000 P4 =More than $50,0Q0.0003. Value Method Codes Q =App ra i sa l R =Co st (Real Estate Only) S =As ses smcnl T =Cash Marke t(Scc Column C2) U =Book Value V -O~hcr W :Es tima ted

E =$15,00t - $50.000


12/14

FINANCIAL DISCLOSURE REPORTP a g e 1 2 o f 1 4

N a m e o f P e r s o n R e p o r t in giHuve l le , Ellen S.

D a t e o f R e p o r t6/16/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions andades those of spouse and dependent children; seepp. 34-60 of filing instructiong)N O N E (No reportable income, assets, or transactions.)

D es c r ip tio n o f A s sets Inc o m e d u r ing( inc lud ing t rus t a sse ts ) r e po a i ng pe r i o d


exempt from prior disclosure Code I div. , rent ,( A -H ) or in t . )

G r o s s v a l u e a t e n do f r e po r t i ng pe r i o d

O) (2)V a lue V a lue

C o d e 2 M e tho d( J -P ) C o d e 3

(i )T y p e ( e . g .,buy, sel l ,


Transa c t i on s du r i ng r e po r t i ng pe r i o d

(2) (3) (4)D a t e Value Gain

m m /d d/y y C od e 2 Code I(J-P) (A-H)

( 5 )l den t i~y o f

buyer / se l l e r( i f pr ivate

t r ansac t i on)

137 . -Amer ican Funds Gro wth Fund o f Am .1 3 8 . - A m e r i c a n B e a c o n S m a l l C a p

139. -Ranier Small /Mid Cap Equity

140 . -Lazard Emerg ing M kts141 . - )homburg In te rna t iona l

142 . -Schwab S tabl e V a lue

143. -PIMCO Total Return

I. Income Gain Codes :( s ee Columns B I and D4)

2. Value Codes(See Columns CI and D3)

3. Value Method Codes(Sec Column C2)

=$1,000 or less=$50.001 - $100,000

$15.000 or less=$250.001 - $500,000

P3 =$25.000.001 - $50.000.000=Appraisal=Book Valuc

B=$1,001 - $2,500G =$100.001 - $ 1,0~0,0~0K =$15,001 - $50.0000 -$500,001 - $ 1,0~0,0OOR Co ~t(Rea l Es ta te On ly)V -Other

C =$2,501 - $5,000H 1 =$ 1,000,001 - $5,000.000L =$50.001 - $100.000PI =$1.000,001 -P 4 =More than $50.000.000S =As ses smentW =Es t imated

D = $5,001 - $15,000H2 =gtore than $5,000,000M =$100,001 - $250,000P2 =$5,000,001 - $ 25,000.000T =Cash Marke t

E = $ I 5.001 - $50,000


13/14


N a m e o f P e r s o n R e p o r t in gi~i~Huvelle, Ellen S.

D a t e o f R e p o r t6/16/201 I

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indicate part of report.)Line 69 (Pr inc ipa l Pro tec ted No tes) was inadver ten t ly om i t t ed f rom my 2009 Repor t . I t was bough t o n 12/12/09.The Ass e t l is t ed on l ine 117 o f m y 2009 Repo r t was no t repor t ab le and ha s been de leted .


14/14

FINANCIAL DISCLOSURE REPORTP a g e 1 4 o f 1 4

Name of Person Reporting~ Huvel le , El len S .

Date of Report6/16/201 I

IX. CERTIFICATION.I ce r t i f y t h a t a l l i n fo rm a t i o n g i ven ab o ve ( i nc l ud i ng i n fo rm a t i o n p e r t a i n ing t o m y s p o us e a nd m i no r o r d e p e nd e n t ch i l d re n , i f any ) i sa c cu ra t e , t rue , and co m p l e t e to t h e b e s t o f m y k no wl e d g e and b e l ie f , and t h a t any i n fo rm a t i o n no t r e p o r t e d ~va s ~ i t h h e ld b e caus e i t m e t ap p l ic ab l e s t a t u t o ryp ro v i s i o ns p e rm i t ti ng no n -d i s c lo s u re .I f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o ) ~ n e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncom pl i ance ~v i t h t he p rov i s ions o f 5 U .S.C . app . 501 e t . seq ., 5 U .S.C . 7353 , and Jud ic i a l Con ference r egu la t ions .

Signa tur e: S] Ellen S.~ : Huvelle

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S I FI E S O R F A L L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND C R I MI NAL S ANC T I O NS ( 5 U . S .C . a pp . 1 0 4 )

Co m m i t tee on F inanc ia l D isc lo su reAd m inis t ra t ive Off ice o f the Uni ted Sta tes Co ur tsSuite 2-301One Co lumbus C i r c le , N .E .W ash ing t on , D .C . 20544

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Ellen S Huvelle Financial Disclosure Report for 2010