U I'

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Nodaway, IA

AmtraWBNSF

311 7/01

DCAOI MR003 Passenger Train Derailment

No. 8 Efficiency Testing Records

0

Lj L' O i i

TESTING INFO FOR CREW OF AMTRAK 5-17

Engineer Fertig - 3 total tests

3/7/2000 - Test 601 - Speed Passed Test 609 Whistle Grade Crossing Passed

9/13/2000 - Test 601 - Speed Passed

Conductor Rudolph - No tests found

Asst. Conductor McGuire - No tests found

CHWLJCl3IOl 4 4 L ' c BNSr Vew Management * * * * * O W 1 9/01 BNSF MCCONE - Browse Outbound Train - 09:14:40CT 1 >

Stat ion L I " E On D u t y 031701 1630 Subdivisha CREST0 Called By 8444995 Train Gytpbol C-NMKEAO-72A Ya+d OXOUP Sbuke LINCRI lrpae Sexvice T Load 130 Empties Toptugo 18590 Length 6301 Haycar *ad U n i t BNSF 8802 Foreign Train XD CNAClJ 15 Foreign Road UP

. .

Eelp BacL mrd Isft

......... _.... . . . . . . . . . . . . . . . . i

1

Right Prey

..... ,.., . . . . . . . . - . ............... ._.... ..... :..,> ..",..e .-...... ................. ._ . . .... -.... .... .\.... ...... r..- ..-.. . . . . . . . . . . . . .-..-... ............ --.- . .

_ - - DOBI 1 9 s - 0 7 - 1 2 *SNOI e<:- ~

NAME: BURMCM,STEWN t ~ I R E DATE: ~ ~ - O C - O A _-..-

# EDUCATION: COLLEGE

Lm" TOTALYRS: 04

NE 685211919 :

PRIOR EMPLOYMEN" HISTORY !

EMPLOYMENT XXSTORY

1982-05-07 3982-05-08 1982-05-12 02 BUSPEWSXQN COOK DEBC: MISSING CALL, AGSIUN OR REPORT LATE 5 DAYS, VlOLATION RULE 702-A. O F F KARD CARD *O PAPER WORK IN FILE.

4 8 0

DATE

1994-08-29 ---------- i w d - u n - 2 9 1995-09-28 1995-09-28 1995- UY"'18

1YSS-09-31 1515-04-29 1996-01-29 I9W-01-29 1996-01-29

Page: 1 Document F c

0 3/18/0 1 0406 EMPLOYEE\SUPERVISOR -.ADD. BROWSE. CHANGE, DELETE 16: 56:28

W AMTRAK T.E.S.T.S. SYSTEM u ET4OG-ETIOM01

DATES: BIRTH: 013058 HIRE: 031887 MEDICAL: 112398 ELEC INSTR: c\AC TRNG: AIR BRAKE: 032000

OPER RULE 1 RR: GC DATE: 022301 OPER RULE 2 RR: DATE : OPER RULE 3 RR: DATE : OPER RULE 4 RR: BN DATE: 022301 OPER RULE 5 RR: DATE : OPER RULE 6 RR: M DATE: 022401

Date: 3/18/01 Time: 3:58:51 PM

Page: 1 Document

ET7OG-ET7OMOl 0406

f' : urfatled U

AMTFlAK T.E.S.T.S. SYSTEM 0 3/18/0 1 EMPLOYEE DISCIPLINE (FORM 1876) - BROWSE 17: 06: 57

._ - EMPLOYEE NUMBER:

LAST: RUDOLPH FIRST: LAWRENCE MI: J.

DATE TIME LOCATION DISCIPLINE VIOLATION(S) 102689 1215 Mp257 ME'253.5 lODAYS BNOlOlC

BNO106( 4)

Date: 3/18/01 Time: 4 : 0 9 : 0 3 PM

Page: 1 Document k- : unwtled . Lj

ET4OG-ET4OMOl AMTRAK T.E.S.T.S. SYSTEM 0 3/18/0 1 0406 EMPLOYEE\SUPERVISOR - ADD. BROWSE. CHANGE, DELETE 16: 53: 35

DATES: BIRTH: 032066 HIRE: 041290 MEDICAL: 021400 ELEC INSTR: c\AC TRNG: AIR BRAKE: 021600

OPER RULE 1 RR: GC DATE: 021600 OPER RULE 2 RR: UP DATE: 033198 OPER RULE 3 RR: IC DATE: 010145 OPER RULE'4 RR: BN DATE: 021600 OPER RULE 5 RR: TR DATE: ,033198 OPER RULE 6 RR: Qi DATE: 033198

Date: 3/18/01 Time: 3:56:59 PM

Page: 1 Document F : unktled u ET50G-ET50M01 AMTRAK T.E.S.T.S. SYSTEM 03/18/01 0406 EMPLOYEE DISCIPLINE (FORM 1876) 17: 06: 18

- _ EMPLOYEE NUMBER: --/---- A ,-

OPTION: B (ADD, BROWSE, CHANGE. DELETE)

Date: 3/18/01 Time: 4 : 0 8 : 1 4 PM

: u n k t l e d LJ Page: 1 Document k:

ET65G-ET65M01 AMTRAK T.E.S.T.S. SYSTEM 03/18/01 0406 ENGINEER EVALUATION (FORM 1875) - BROWSE 17: 03: 01

EMPLOYEE NO: . c' LAST: FERTIG KCY FIRST: RICHARD MI: L OCCUPATION: ER CREW BASE: LNK DIVISION: 200

SUPVSR: ID NO: LAST: ALLEN GBB FIRST: JAMES MI: B . EVALUATION DATE: 051399 (MMDDYY) OPERATED: FROM: OTM TO: LNK

TRAIN NO: 0005 ENGINE NO: 0037 NO. OF ENGINES: 3 CARS: 14

OP RULES: 1 S I : 1 AUTH: 1 SAFETY: 1 RAD: 1 PC: 1 AIR: 1 SPD: 1 SIG: 1 THR(YITL€?: 1 INDBFK: 1 AvrOBRK: 1 DYNBRK: 1 BLENDBRK: 0

START: 1 STOP: 1 SCHED: 1 EQUIP: 1 TRBLSHT: 0

OVERALL SCORE: 1 COMMENT: MR FERTIG SHOWED GOOD JUDGEMENT AND TRAIN HANDLING SKILLS. HE HA

S GOOD KNOWLEDGE OF TERRITORYAND IS QUALIFIED TO OPERATE AMTl?AK TRAINS OVER THIS TERRITORY.

NEED IMPROVMT:

Date: 3/18/01 Time: 4 : 0 5 : 0 3 PM

Page: 1 Document LJ

0 3/18/0 1 ET65G-ET65M01 AMTRAK T,E.S.T.S. SYSTEM 0406 ENGINEER EVALUATION (FORM 1875) - BROWSE 17: 00: 49

EMPLOYEE NO: *a :' . .. 2 - LAST: FERTIG LNK FIRST: RICHARD MI: L c--

OCCGPATION: ER C R E W BASE: LNK DIVISION: 200

SUPVSR: ID NO: . LAST: ALLEN GBB FIRST: JAMES MI: B. EVALUATION DATE : 621 250 (MMDDYY) OPERATED: FROM: OMA TO: OTM

TRAIN NO: 0006 ENGINE NO: 0 0 4 1 NO. OF ENGINES: 2 CARS: 14

OP RULES: 1 SI: 1 AUTH: 1 SAFETY: 1 RAD: 1 PC: 1 AIR: 1 SPD: 1 SIG: 1 THRtYITLE: 2 INDBRK: 2 AUTOBRK: 1 DYNBRK: 0 BLENDBRK: 0

START: 1 STOP: 1 ' SCHED: 2 EQUIP: 0 TR8LSHT: 0

OVERALL SCORE: 1 COMMENT: MR FERTIG SETS A VERY HIGH STANDARD OF EXCELLENCE. VERY SAFETY 0

RIENTED. NO GCOR EXCEPTIONS NOTED. WE DISCUSSED RULES GOVERNING TRACK AUTHORITY AND RUNNING AGAINST THE CURRENT OF TRAFFIC.

NEED IMPROVMT:

Date: 3/18/01 Time: 4:02:58 PM

Page: 1 Document * : unktled W

ET4OG-ETIOMOl AMTRAK T.E.S.T.S. SYSTEM 03/18/01 0406 EMPLOYEE\SUPERVISOR - ADD, BROWSE. CHANGE, DELETE 16: 59: 10

FUNtXION (A OR €3 OR C OR D): B SUPERVISQR INDIC: N

EMPLOYEE CO: 01 ID: ' - - , I

NAME: FIRST: DAVID MIDDLE: C LAST: MAGUIRE QMA

-. P

/--

............................................................................... C R E W BASE: OMA

OCCUPATION CODE: 1AC EFFECTIVE DATE: 091900 DIVISION: 200

DATES: BIRTH: 120764 HIRE : ELEC INSTR: N C TRNG:

MEDICAL: 072700 AIR BRAKE:

OPER RULE 1 RR: GC DATE: 022301 OPER RULE 2 RR: DATE : OPER RULE 3 RR: DATE : OPER RULE 4 RR: BN DATE: 022301 OPER RULE 5 RR: DATE : OPER RULE 6 RR: CH DATE: 022401

Date: 3/18/01 Time: 4 : 0 1 : 0 5 PM

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Page 1

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Page 2

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Page 3

929 929

10209 10209 10209

Page 1

1744 BN02.4 5 PCT IL ALLEN GBB 1 NO ID, NO OVER, NO OUT. POOR PROCEEDURES. 1746 BN02.5 5 PCT IL ALLEN GBB 1 POOR COM PROCEEDURES. NO OUT. 1500 AM5010 5 CHI IL OAUER GBB C HELD GOOD JOB BRIEFING 1500 GC01.8 5 CHI IL GAUER GBB C NEAT APPEARNCE PROPER FOOTWEAR 1730 GC02.4 5 PCT IL GAUER GBB 1 DOES NOT END TRANSMISSION PROPERLY

St 4 9 oc - - 03 0 3 0 3 0 3 03 0 3 0 3 03 03 03 0 3 03 0 3 03 03 03 03 03 03 03 03 05 05 05 05 05 05 05 05 05 05 03 03 0 3 03 03 03 03 03 03 03 03 03 03 03 03 0 3 03 0 3

LJ L/ ***** Operati ne Test Symmary ****u 03/19/01 PRDG

10:09r17CT 1> P OETPBS07 0 D WRIGHT .. Emp oyee Inquiry -

arti No OBS

601 601 607 609 201 601 604 606 610 205 601 6 02 6 03 609 610 201 601 6 02 603 609 610 6 03 604 101 102 201 602 603 102 201 601

101 102 2 04 601 602 603 607 610 207 604 607 205 601 607 609 610

660031

n Key Valuet BURBACH S L 2000-01-01 BNSF ID : 7601685 SWEN,L BURBA I 7601685 oEdID Ofcd2 SDiv MP Tes

&ED o FAILED B / R u l e Nb Date Time , Train - - - - - -

010400 012000 012000 012000 020400 020400 020400 020400 020400 021500 021500 021500 021500 021500 021500 031800 031800 031800 031800 031800 031800 032900 032900 072500 072500

072500 072600 072600 072600 091300 091300 110600 110600 110600 110600 110600 110600 110600 110600 112400 112400 112400 120400 120400

8%gg

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t OF 0 0 0 0 0 0 0 0 0. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

- - - A c t - - -

***** Opbrati ns est s mary ****d 03/19/01 PRDG 10803r47CT 1> u 7 hpPoyee Inqu Y ry - OPTPBSO 3

G 0 mIGHT Start in Key value: BURBACH S L 2001-01-01 BNSF ID : 7601665

FH ID Ofcd2 7601685 SDiv MP Test OF A c t 25 OBSEfiVED 0 F ILED Oc No B / R u l e & Date Time . Train 0 cd

&EVEN L BURBA -.I - - - 03 201 03 205 03 501 03 603 03 604 03 607 03 610 03 102 03 203 03 6 0 5 03 205 0 3 603 03 604 03 607 03 204 03 601 03 603 03 604 03 607 03 609 03 610 03 207 03 601 03 603 03 607

011501 011501 011501 011501 011501 011501 011501 013101 013101 023101 020101 020101 020101 020101 021301 021301 oai3oi 811M 021301 021301 030801 030801 030801 030801

- - c -

0730 0730 0730 0730 0730 0730 0730 0650 0650 0650 1030 1030 1030 1030 0545 0545 0545 0545 0545 0545 0545 1030 1030 1030 1030 s*

2 - CHIDEN1 - 14A Z-CHIDEN1-14A 2-CHTDEN1-14A Z-Cf3IDEN1-14A 2-MIDEM1-14A Z-CKIDENl-lQA 2-CHIDEN1-14A

E - R PDKMO-13A E-P PDICMO-13A E-P PDRMO-13A E-P. E PDKMO-13A

r * * * : En.d of Dat

- - - - - - - 7077589 7077589 7077589 7077589 7077589 7077589 7077509 7443419 7443419 7443419 7360613 7360613 7360613 7360613 7077589 7077589 7077589 7077589 7077589 7077569 7077589 7452600 745 600 7453600 7452600 ,a ***++e

1141084 1141084 1141064 1141084

4786745 4786745 4786745 4766745

- - - - - - OMMUL OMAHA OMAHA OMAHA OMAHA O W OMAHA OMAHA OMA?iA OMAHA CRESTO CRESTO CRESTO CRESTO CRESTO CREST0 CRESTO CRESTO CRESTO CRESTO CRESTO RAVENN RAVE" RAVE" RAVE"

0014.8 0 0014.8 0 0014.8 0 0014.8 0 0014.8 0

0014.9 0 0014.9 0 0014.9 0 0035 .3 0 0035.3 0 0035.3 0 0035.3 0 0449.9 0 0449.9 0 0449.9 0 0449.9 0 0449.9 0 0 49.9 0 0002.9 0 0002.9 0 0 0 0 2 . 9 0 0002.9 0

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