Edward F Shea Financial Disclosure Report for 2010

8/3/2019 Edward F Shea Financial Disclosure Report for 2010

1/15

AO I01 / 2 0 1 1 FINANCIAL DISCLOSURE REPO RTFOR CALENDAR YEAR 201 0Report Required by the Ethics

in Go vernment Act of 1978(5 U.S.C. app. I01-111)

I. P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i t i a l )Sh e a , Ed w a rd I= .

4 . T i t l e (Ar t ic le I I I judges Ind ica te ac rh o r sen ior s ta tus ;m a g i s t r a te j u d g e s i n d i c a t e f u l l - o r p a r ~ - t t m ~ }A r t ic le I l l A c t iv e Ju dg e

7. C h a m b e r ~ or O f f i c e P.ddrcss8 2 5 Jad w in A v en u e , S ty . 1 9 0Richland, WA 993,52

2. Cour t or Organizat ionUn i t ed S t a t e s Di s t r i c t C o u r t

5n. Reporl Type (check appropriate t~pe)] N o m in a tio n , D a te[] Initial [] Annual [] Final5b. [] Amended R~x~a8.On the basis of the Information contained in this Report and an~m o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , I t i s , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l ic a b l e l a w s a n d r e g u l a t i o n s .

3 . D a t e of Report08/I 1/2011

6. Rtpor t ing Pe r iod01/01/2.010to12/31/2010

Rexiewlug Officer Date

I M P O R T A N T N O T E S : T he i ns t ruc t ions ac c om pany i ng t h i ~ form m u~t be fo t low e ~L Com ple t e a ll parU,checking the NONE b ox for each part where you have no reportab le information. Sign on last page.

N O N E (No repor tab le pos i t ions . )POSITION NAME OF ORQANIZATION/ENTITY

1. O t"fi c~ /D ir ec to r ~ . ~ , ~

2. R e a l E s t a t e C o n t r a c t 5 0 / , i n t e re s t ~ . . . . . . .

3.

5. -.: ~.-i ..:?5

- Z - i ~ ~ .~

I I. A G R E E M E N T S . m , ~ ,o , ,i .~ indlviduM only; st,~] N O N E ( N o r e p o r t a b le a g r e e m e n t s . )

D A T E PARTIES AND TERMS


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F I N A N C IA L D I S C L O S U R E R E P O R TPage 2 of 15

N : m e of Person R e p o r t i n gShea, Edward F .

D ~ t e of R e p o r !08i l 1/201 I

1 1 1 . N O N - I N V E S T M E N T I N C O M E . ~ee~, , , i .~i .d~, ,u*~u.d,pous,; ,eepp. S~-Uo/ , l~n~;n , , ,ucaon, .~A. Fliers Non-Investment Income

~] (No repor table non- inves tment i ncome. )O N ED _ _ & T _ E SOURCE AND TYPE

2 .3 .4.

I N C O M E( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - tM.ou were married during any portion of the reporting~car, complete this section.(Dollar amount not required except for honoraria.)~-] (No reportable income.)O N E non- inves tment

1.20102.3.4.

SOURCE AND TYPE- s a l a r y

I V . R E I M B U R S E M E N T S - ,o n ~ p o , ,u a on , Iodgi .g .foo, t , e n , e r , u i . . e n ( inc ludes tho .~e to s~use ,nd depen dent ch i ldren; see pp . 25-27 o f f i l ing in~truc t ion~.)

N O N E ( N o r e p o r t a b le r e i m b u r s e m e n t s .)~U~ ~ L O C A T I O N

1.

2.3 .4.

5.

PURPOSE I TEMS PA I D O R PR O VI D ED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 1 5

~ a m e o f P ~ r ~ o . R ~ p o r ( In gShez, Edward F.

D a t e o f R e p o r t08/ I I . 201

~] N O N E ( ]go repor tab le g i f t s .)SOURCE DESCl~IPTION

I.

2.3.4.

V I . L I A B I L I T I E S . t t n d ~ d , ~ ,S o ~ e o f J p o ~ , e ,, ~ ~ e p e . d e ,~ c h i l d r e n : s e e p p . 3 2 - 3 . ~ of filing in~ruction~.)D (No reportable liabilities.)ONE

CREDITOR DESCRIPTIONI. VISA C o n s u m e r C a r d

VALUECODE


4/15

FIN A N C IA L D ISC LOSU R E R EPOR TPage 4 of 15

D ~ t e o f R e p o r tO g / I 1 / 2 0 1 1

V I I . I N V E S T M E N T S a n d T R U S T S -i.co.e, . o t . o . r ..... cd~n~(~nc~udesth~s~fsp~use~nddep~ndentchi~dr~n~s~Fp~34-6~ffi~i~gi"strucd~ns-)N O N E (No repor tab le incom e , as se t s , o r t ransac t ions . )

A. B. D.D e sc riptio n o f A ss e ts In c o m e d u r in g T r a n s a c t i o n s d u n n g r e p o r t i n g I ~ n O d

( i n c l u d i n g t r m t assets) ~ p o n i n g p e a i o d(11 (21 1 1 ) (2) (3)

Place "(X)" after each ~sset Amount T~p~ (e.g. Type (e.g.. Date Vatu~ ~ Gain Idcnt~ty ofe x e m p t f r o m p r i o r d i s l o s u r e C o d e I d i . . , r e n t , bu y, se l l , m m tdd. . y y Code 2 , Code I b uy er , s e l l e r( A - H ) o r in t . ) r e d e m p t i o n ) (J-P) (A-H) ( i f p d va te

t r a n s a c t i o n )

G r o s s v a l u e a t e n do f r e p o r t in g p o ~o d(I) (2~

Value ValueC o d e 2 M e t h o d

( l - P) C o d e 3I Q - W )

4.

5 .6.7.

8.9.1 0 .

II,

12 .

! 1 3 .1 4 .

1 5 .

1 7 .

N o r t h w e s t e rn M u t u a | L if e I n s u r a n c eNonhwest~n Mutual Life Insurance

N o r t h w e s t e rn M u t u a l L i fe I n s u r a n c eP r u d e n t i a l L i f e I n s u r a n c eC o i n sF i s h c r e e k L i dA r tSchwab Money Market FundCharles Schwab Cash Acc ountV a n g u a r d H e a l th C a r e F u n dVanguard Health Care Fund (IRA)

M i cr o s o ft

M i cr o s o ft

AA

NoneN o n e

N o n e

N o n e

N o n e

N o n e

Interes t

Interes t

N o n e

N one

JJ TK T

T

K T

S o l d(part)Sold(part)Sold( p a ~ )B u y

(addl)Buy( add l )Buy

(addl)Bu y

i

04/29/I0 J

06/28/10 K04/29110 1 L

1 0 / 2 8 1 1 0 1 J10/29/10

t

10/18/10t K

I. I n c o m e G a i n C o d e s :( S e t C o l u t n n s B I a n d I ) 4 )

2. V a h m[ S t~ C o l u n m s C I a n d D 3 )

3. V~I~ Mcthcxl(~ e C o l u r m ~

F =$50,00! -JN - $ 2 5 0 , 0 O t .P3 -$25 ,000 ,OOI - $50 .000 ,000U -Book Va l~e

B =$1.001 - $2,500G =$10~J.00l - $ I .OO0,0OO

O =1500.1~ ) I - SI .O00. (X~

C " $ 2 3 01 - $ 5 . 0 0 9H I - $ I. O O O , O O I - S 5 ,O O O . O O OL =$50.091. SIO0.O00PI =$1.00o.0Ol .P 4 = M o ~ e t h an $ 5 0 . C O 0 . 0 0 ~

D -$S.OOI - $15.000el2 -More th~nM -$100.001 .P2 =$5.000.00 ! - $25T ~ C as h


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F I N A N C I A L D IS C L O S U R E R E P O R TPage 5 of 15

N a m e o f P e r $ o . R e p o r t i n gShea, Edward F .

D a t e o f R e p o r t08 / I 1~2011

V I I . I N V E S T M E N T S a n d T R U S T S - i o , . . .. .. t. ,. , . .. .. . , ;o , ,, t ln ~ l u d l t h o s e of sp ..... d dependent childrenseepp. 34-60 Of filing instmtction~.)N O N E (No reportable income, assets, or transactions.)

A. B. C.I~ s c n pt io n o f A s s e ts I n c o m e d u n n g G r o s s v a l u e a ! e n d

( includin 8 t rus t a~sets) r e p o a in g p e r io d o f r e p o a i n g p e r i o d(II (2) (I) {2 )

Place "(X)" after each as~l A m o u n t T y p e ( e . g . , V a l u e V a l u ee x e m p ! f r o m p r i o r d i s c l o s u r e C o d e I di ~. r e n L C o d e 2 Met~,d(A -H) or in t . ) (J-P) C o d e 3

1 Q - W )

(I)Type le.g.,b~y. ~II.

r e d e m p t i o n )

Transac t ions d u r i n g r e p o t t i n g p ~ n o d

(2) (3} (4)D a t e V a l u e Gain

mrr~dd/ .vy C o d e 2 Code I(J-P) (A-H)

(S )Identity of

b uy er : s e l l e r(if private

1 8 .

1 9 .

20 .21 .22.

23 .

24 .

25 .

26.

27 .

28 .

~ 2 9 .

3 1 .3 9 .3 3.

3 4 .

D F A U S 9 - 10 S m a l l C o ( D F S V X )DI VE R S I FI E D I NVE S TM E NTA DVI S O R S ( co mpr ised of#20-46)G o ldman S ack s M id Cap Va lu e Fu n d

V a n g u a r d I n s t l I n d e x

American Growth Fund

T h or nbur g l n t l V al ue Fu nd

Pimc o Tot.Rot. Fund

N o n e

N oneN o n e

N o n e

N o n e

None

None

i

L

MK

Buy( add l )T S o l d( p a r t )TT B u y

(addl)Sold(pa r t )S o ld(pan)

T Sold( p a n )Sold( p a r t )Sold( p a r t )

T Buy( add l )Sold( p a r t )S o l d( p a r t )

T S o ld(pan)S o ld

T S o ld( p a r t )Buy

( add l )Sold(part)

12/21/1001/12/10

04/07/10

06/21/10

10/19/10

06 /21/10

10/18/10

10/19/10

04/26 /I 0

06121/10

10/19/10

10/18/10

I 1/26/10

04/07110

1 0 1 1 9 / 1 0

11/26/10

JJ

JJJJJ

JJJJJJJ

J

I . In c o m e G ~ i n C o d ~ :( S ~ C o l u ~ m s B I a n d D 4 )

2 Value(~ee Columns CI ~ DJ)

(~e Colu~

F = $ 50 . 00 1 .

U=B~k Valu{

C" $ 2 . 5 0 1 - 15 .000H I =$ 1.000,0OI -L =$50 .001 -PI-$1 .000.001 -P4 =Mo~ ~h ~n $ .~0 ,000 .000W =E~. t ima ted

D -$5,0OI - $15.000H2 =More tJ taaM -1100.00| - $250 .000P 2 = $ 5 , 0 0 0 . 0 0 1 - I25.000.000T = C a s h Manet

E -S 1~ .061


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FINANCIAL DISCLOSURE REPORTPage 6 of 15

N a m e o f P e r s o n R e p o r t i n gShea, Edward F.

Date o f R e p o r t08/ I 1 / 2 0 1 1

VII. INVESTMENTS and TR USTS -i ........ , , , , , , , . . . . . . , i o , , , a , , a , , . , , . ,, h o . o . / s ~ ..... ddtp~ndtntchildrenzstepp, J4,6Ooffilingimtruction~-)D NONE (No reportable assets, or transact ions.)nc ome .

A. B. C.D e s c r ip t io n o f A s s e t s Income during G r o s s value at end

( t n c l u d i n g t r u s t a s s e t s ) ~porting p~riod of reporling p e r i o d(t ) (2 ) (t) (2)

P la c e " ( X ) " a f t e r e a c h a s s e t A m o u n t Type (e.g, V a lu e V a lu ee x e m p t f r o m p r i o r d i s c l o s u r ~ C ode I d a y . , r e n t , C o d e 2 M e t h o d(A-H) o r i n L ) ( J - P ) C o d e 3

( Q -W )

(I)Type leg.,

bu y. se l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o s i n g p e r io d

(2) (31 (41D a t e V a l u e Gain

m r r d d d / y y C ode 2 C od e I( J - P ) ( A - H )

(5 )IdentlW of

b uy er : s e l l e r( i f pd,,at

transaction)

3 5 . K a d l e c B le n d e d S h o r t T e r m B o n d F u n d N o n e1 3 6 .

37. T F LIC No n e38.

3 9 .4 0 .4 1 .4 2 . Allainz NFJ Div iden d Va lu e A Fu n d N one4 3 . Columbia Acrn Slct None

44 . American EuroPac Fund None45 .4 6 . Columbia SM.CAP.Val. None4 7 . South Boston Savings Bank Life Ins None4 8 . Globix Corp None49 . Schwab Value Advantage Money Fund None5 0 . GESA Credit Union A I n t e r e s t5 1 . I n t l G a m e T e c h ( I G T ) None

K

J

K

JJJJJ

K

S o l d 04/26 /10 J(part)M e r g e d 0 6 1 1 5 1 1 0 K( w i t h l i n e 3 7 )

T Bu y 06/15/10 K

Bu y 06 /21/10 J( a d d l )Bu y 1 0 1 1 8 / 1 0 J

( a d d l )Bu y 10/19/10 K( a d d l )Bu y I 1/29/10 K( a d d l )

TT Sold 10/19/I0(pan)T Sold 04/26110( p a r t )

Sold 11126/10(part)T

TTT

TT S o l d(part) 0 1 / 0 7 / 1 0

J

JJ

I. Income Gain Codes: A = $1,0~) o less B = $1,001 - $2.500 C =$2.501 - I5,000 D =$5.001 - SI 5.000(~e C olum ns B I and 0 4) F = $ 5 0 , 0 O I - $ 1 0 0 . 0 O O G =$1 00 ,0 OI - $1 .0 00 .0 0~ H I = $1 .0 ~0 .0 01 . S 5,0 OO .0 00 H2 =Mote than

2. V a lu e o d s l = $15,0~0 or tess K = $15,001 - $50.000 L = $ 5 0 . 0 ~ t - $ I 0~,000 M = $ I O O . O 0 1 - $ 2 5 0 .0 0 0( . ~ : e C o l u m n s C I a n d D ] ) N = $2 5 0 .0 0 1 - $ 5 0 0. 0 0 0 O = $ 5 0 0 .0 0 1 - $ 1 . 0 O O .0 0 0 PI ~$ I .~.0OI . $$.000.000 P 2 - $ 5 , 0 0 1 ] . 0 0 1 -

P 3 ~ $ 2 5 , 0 0 0 . 0 0 1 - 1 5 0 . 0 0 0 . 0 Q 0 P 4 - M o r e t h a n] V a l ue M ~ od C od es Q " A l ~ i s a l R " ~ S o s t ( R e a l E S L I t e O n l y ) S -As s cs s men! g =Cas~ Market(S~e Coturnn C2) U = Bo o k V a l u e V , , < ~ h ~ " W -Es umat cd

E -51~,001


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F I N A N C IA L D I S C L O S U R E R E P O R TPage 7 of 15

N a m e of Per~ofl ReportingShea, Edward F.

V I I . I N V E S T M E N T S a n d T R U S T S -i.como, .~o, ,,o.,a.io..a.d~:,.ho, e o/,;~j (No reportable income, assets, or transactions.)O N E

A. B. C.D es c r ip~ io~ of A s s e t s I n c o m e d u r i n g G r o s s v a l u e a ~ e n d( i nc l ud i ng trust asse~s) r e po rt in g pc rio 4 o f re po rtin g p~ rio d

O) (2 ) (I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n l Type (e .g ., V a l u e V a l u e

e x e m p t f r o m p r i o ~ d i s c l o s u r e Code | dtv.. real C O d e 2 M ethod(A.H) o r i n t . ) (J -P) C o d e ]Ty ~ (e.g..bu y. se l l ,

redem~ion)

T ra n sa c t io n s d u r in g re p o r t in g l~r io d

D a l e V a l u e Gainmm/dd/yy C o d e 2 Co de I

( J - P ) ( A - H )

(5 )I d e m i~ o f

buy~r;sdler( i f p r iva te

t r a n s a c u o n )

5 2 .

5 3 .5 4 .5 5 .

!56.5 7 .

~ 5 8 .5 9 .

!60 .61 .

63 .6 4 .65 .6 6 .

~7.

P h i l l ip s E l e c t r ic

S i l i c o n w a r e ( S P O N ) ( P E R S ) *D r i e h a u s E m e r g in g M k t s

N o n e

N o n e

N o n e K

Sold( p~ )BuyOddl)Buy

(addl)Buy( a d d l )B uy( a d d l )B uy( a d d l )B u y(addl)B uy( a d d l )B u y( add l )Buy

(addl)Buy( add l )Buy( a d d ] )S o l d~ p a r t )S o l d

T Buy( a d d l )Buy( add l )

0 3/ 1 2 / 1 0 ~ K

05/06/10, J

06/031101 J0 6 / 2 9 / I 0 J07/14/10 J

1 0 / 1 2 / 1 0 J

03/02/10 J04/29110 J

05/05/I 0 J

05/14/10 L

05/20/10 K

0 2 1 1 8 1 1 0 J

0 6 / 0 7 1 1 0 J

!

O -$~.0~1 -H 2 - M ~ t h a nM ~ $ t O 0 , 0 0 1 - $ 2 5 0 ,0 0 0P2 -$$.0~0.001 -

$ 5 0 . 0 0 0


8/15


~ a m e o f P e r s o n R e p o r t in gShea, Edward F.

Date 0 [ R e p o r t0 8 / I I / - 2 0 1 1

VII. I N V E S T M E N T S a n d TRUSTS -i .... .,.at.,, .....N O N E (No reportable income, assets, or transactions.)

A B. C.D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e t r e n d

( i n c l u d i n g t ~ s t a s s e ~ s ) ~porling period o f r e p o r t i n g p ~ r i o d(t ) (2 ) (I) (2)

P l a c e "(X) " a ~ e r e a c h a s s e t Amount T y p e ( e . g . , V a l u e V a l u e ~ , e m p t f r o m p t i ~ r d i s c lo s u r e C ode I d l v . , r e n t , C o d e 2 M e t h o d( A - H ) o r i n t . ) (J.P) C o d e 3

( O - W l

(I)Typ~ (eg,.

bu y, se l l ,r e d e m p t i o n )

Transactions during reporting period

D a r e V a l u e Gainmr~dd/~s, C o d e 2 C ode I

( J - P ) ( A - H )tdenti~/ofb u y c r . s e l l e r( i f p r i v a t e

~ " a n s a c f i o n )

6 9 .7 0 .

7 1 ,7 2 .7 3 .7 4 .7 5 .7 6 .7 7 .

7 8 .7 9 .8 0 .

8 1 .8 2 .8 3 .84.

S c h w ab I n v es t M o n ey F u n d (P e t s ) A Int . /Div.R o yc e V a lu e P lu s F u n d N o n eW e l l s F a r g o A d v . A s i a ]P a c N o n e

US G lo ba l I n v es t . E as t . E u r o p e N o n e

U S B a n k N o n e

Buy( ad d l )Buy

( add t )S o l d(part)Buy( add l )

T

0 6 , 2 9 / I o0 9 . / 2 9 / I 01 0 / 1 9 / 1 01 2 1 2 3 / t 0

Sold I 1 /03110

Sold 1 1 / 2 6 / 1 0

Sold 11126110

T Buy 01/14/10(addl)Buy 0 4 1 0 7 / 1 0

(addl)B u y 0 4 1 1 6 1 1 0( add l )B u y 05/05110( add l )Buy 06 /03/10( ad d l )Buy 06/29/10( add l )Sold 09/28/I 0(part)B u y 1 0 / 2 8 1 1 0

( ad d l )Buy 11105/10( add l )

J

JK

K

J

J

J

J

J

J

J

J

J

J

J

I. Incom Gain Cod*s: A = $ 1 , 0 0 ~ o r I $ s B --$1,001 . S2.500 C " $ 2 3 0 1 - S L0 0 0 D -$5.001 - $15.000( S ~ e C o f u n m s B I a n d D 4 ) F = $ 5 0 . 0 0 1 - $ 1 0 0 , 0 0 0 G ,, $ 1 0 0 .O 0 1 . $ 1 .0 0 ~ .0 ~ H I = $ 1 ,0 0 0 ,0 0 1 - $ 5 .0 0 0 ,0 0 0 H 2 = M o i e ~ a n $ 5 , 0 0 0 . 0 0 0

2 . Vatt~ C 0 d ~ J = $ 1 5 .0 ~ 0 e " l e s s K ~ $ 1 5 ,0 0 1 - $50.~00 L -$50,001. $ t 00.000 M -$ I00.001 - $Z50.0~O1 5 ~ C oh u~ s C l and D3 ) N -S250.001 - 1~30.000 O -S,~0O.001. SI.000,000 PI =St.000.001. $~.0~.0(X) P 2 - $ ~ ,O O O . 0 0 1 - S 2 ~ . 0 0 0 .0 O O

P3 =$25.000.001 - $~0.000.000 P4 -Mc~ than $50,000,0003 . Vi I ~ M ethod C o d e s Q .AptwaisaI g -~.Cost (Real Esta te Only) S -A~sssrn~nt T = C a . ~ M ar k e tI~e C o l u m n C ~ ) U " B o o k V a l u e V ~ ) t h~ W -Est imated

E = $ 1 5 , O O 1 - $ 5 0 , 0 0 0


9/15

F I N A N C I A L D I SC L O S U R E R E P O R TPage 9 of 15

N a m e o r P e r s o n R e p o r t i n gShea, Edward F.

D a t e o f R e p o r t08/I 1/2011

V II. IN V ESTMEN TS and T R U STS -N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D e s c r i p t io n o f A s s < : t s I n c o m e d u r in g G r o s s v a lu e a t e n d T r a n s a c t i o n s d u r i n g r e p o r l i n g p e r i o d

( i n c l u d in g m a s t a s s e t s ) r e p o r t i n g p ~ i o d o f r e p o r t i n g p e r i o d(I) (2) (I ) (2 ) (I) (2) (3) (4) (5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p < : ( e . g .. V a l u e V a l u e T y p e ( e .g . . D a t e V a l u e G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d is c l o s u r e C o d e I d i v . . r e n t . C o d e 2 M e t h o d b u y . s e l l . m m ~ d d ! y y . C o d e 2 C o d e 1 b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p , v a t e

( Q - W ) ~ a n s a c l i o n )

8 6 .8 7 .

8 8 .89 .90 .9 1.9 2.9 3.9 4.

9 5.96 .97 .9 8 .

B u y 11/16/10 J(addl)Alcoa(IRA) N o n e B u y 01/07/10 J(addl)

S o l d 01/29/10 KAlcoa None B u y 01/05/10 J

Sold 01/29/10 J

Pimco All Asset N o n e K T B u y 0 1 / 0 5 / 1 0 JB uy 03/22/10 J(addl)B uy 0 9 / 3 0 / 1 0 J(addl)B u y 10/26 /I 0 J(addl)

Cryptologic N o n e B uy 07/30 /10 JSold 0 9 / 1 3 / 1 0 J

E l a n N o n e J T B u y 0 8 / 0 6 / 1 0 J

99 . B a n c o S a n t a n d e r N o n e J TB uy 09/02/10 J(addl)B uy 10/22 /10 J

1 0 0 . MG M N o n e J T B u y I 1/03/10 J

1 0 1 .

1 0 2 .

B u y 11/09/10 J(addl)B uy 12/21/10 J(addl)

I . Incom e Gain Codes: A =$1,000 or less B - $1 , 001 - $2 . 500 C -$2 .501 - $5 , 000 D =$5.0DI - $15.000(S e e Co lum ns B I a nd D4 ) F =$50.001 - $100 .0 (XI G = $ 100 ,0~ 1 - $ 1 . 0QO . ( ~ O H I =$1 . 0 ( ~ . 001 - $5 . 000 . 000 H2 =More than

2 . V~ lu~ ~ 0 d~ J = $15,0 0 0 oc ~$$ K =$ I ~ .001 - $ 50.1300 L *$ 50 , 0 0 1 $1 1 ~3 , 0 OO M =1100 . 0~ I - $"~0 , 0OO(S~ e C olum n s C l a nd D3 ) N -$ 2J 0,0 ~1 - $ ~O ~.O (X ) O - $ 5 0 0 . 0 O I - $ 1 , 0 ~ O . 0 0 0 P I =$ 1 ,O 0 0 .O O l - 1 5, 0O O .0 O O P ] =$ L OO O .O O I - $2 ~ .0 ~ ). 0~ 3

P3 -$2~S,OO~.OO I - $ 50.00~.0OO P4 -Mote than $50.000.00 03. Valu~ Mclhod Cod~ Q .Aplx-aisaI R "~ost (Real Estat~ Only| S -Assessment T ~ ash M arket( ,5c Column C2 ) U -Book Valu~ V ~!~r w -Es t imated

E -515 . 001 - $50 . 000


10/15


Nnme of P erson R~pnrtin~S h e a , E d w a r d F.

NONE (No reportable income, assets, or transactions.)A. B. C. D .

D e s c r ip t io n o f A s s s Income during G r o n s v a l u e a t e n d T r a n s a c t m n s d u n n g r e p o r t in g p e r i o d( including m ~ s t a s s t .) rcpoaJng period of repoaing period

(1) (2) II) (2) (I) (21 (3) (4) (5 )P l a c e " ( X ) " a f t e r c a c h a s s e t Amo u n l T y I ~ ( g . , V alue V a lu e T y p e ( e .g . , D a t e V a l u e Gain [ d e n f i l ye x e m p t f r o m p r i o r d is c l o s u re C ode I div, rent. C o d e 2 M e t h o d buy, sell. m n v d c b ~ , y C o d e 2 C ode I b u y e r ! s e l l e r( A - H ) orint.) ( J - P ) C od e 3 r e d e m pt i o n ) ( J - P ) i (A-H) ( t f p r i v a t e

( Q -W ) t r a a ~ a c l i o n )

103 . E LN ( I IL~ ) N o n e Bu y OIq4.:10 J1 0 4 .

1 0 5 .1 0 6 .

S o ld 04;29110 J(pan)B u y 08:06/10 J( add l )S o ld 09/09/10 J

107. PA S D X ( IRA) None K T Bu y 0 2 . / 1 8 / 1 0 J1 0 8 .109. PTTD X ( IRA) N o n e

Bu y 05/14/10 J( a d d l )Bu y 06/07/10 J

ll0.

I I I . BA C ( I R A ) N o n eBu y 06/24/10 J

( a d d l )Buy 03110/10 J

!12.

1 1 3 .

1 1 4 .

1 1 5 .

1 1 6 .

1 1 7 .

1 1 8 .

1 1 9 .

Bu y 04/05/10 J( ad d l )Bu y 04/16/10 J(add l )Bu y 05/05/10 J( a d d l )Bu y 06/03 /10 J

( a d d l )Bu y 06 /29/10 J( a d d l )

S o l d 09/28/10 J(pan)S o l d 10/11/10 J(part)S old 10/22/10 J

" $ 1 , 1 3 0 0 o r= $ 5 0 . 0 0 1 - $100.000-$2~0.0~1 - $500.000=$25.000,001 . $50.0~.000=l~ook Val~:

D o$5.001 - $1L000H2 -MoIhan $S,00O.000M =$100.001 - $250.000P2 =$J.000.001 . $25.000.000I " ~a sh M a rk ~

E "$1 $.001 - $ 50.000


11/15


, N a m e o f P e r s o n R e p o r t i n gShea, Edward F.

VII. INVESTMEN TS and TRU STS -N O N E (No reportable income, assets, or transactions.)

A. B.D e s cr iptio n o f A sse ts In c o m e d u r in g Gr os s value at end

( i~ c lu d in g t ru s t a s s e ts ) r e po rt in g pe r io d o f r~ :~ o n in g pe rio d(I) (2 ) (I) (2 )

Place " (X)= af te r each assc l Amount Type (g., Value Valuee x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 d i v . , r c n ~ C o d e 2 Me th o d(A-I 1) or in t . ) (J-P ) C ode 3

( Q- W)

(I)Typ~ (g..buy. sell .

redemption)

T r a n s a c t i o n s d u r i n 8 rcporting per iod

(2) (31 (4)D ate V a l u e Gain

mrr~dd/yy C o d e 2 Cod(: I(J-P) (A-H)

(5 )I d e n t i t y o f

buyer;seller(if private

wansaction)

1 2 0 . A E O1 2 1 .

N o n e B u y 03/12/10 KS o l d 04/24/10 K

1 2 2 . L V S N o n e B u y 0 4 / 2 9 1 1 0 J1 2 3 .1 2 4 .

1 2 5 .1 2 6 .

1 2 7 .1 2 8 .

1 2 9 .

B u y 05/05/I 0 J( ad d l )Buy 05120/10 J( add l )Buy 09109/10 J( ad d l )B u y 10/I 1/I 0 J( ad d l )B u y I I /2/10 J( ad d l )B u y 11!15/10 J( ad d l )So l d 11/16/10 K

130. MGM N o n e K T Bu y 04/29/10 J1 3 1 .

1 3 2 .

1 3 3 .1 3 4 .

1 3 5 .1 3 6 .

B u y 05/05/I 0 J( add l )B u y 06/03/I 0 J( add l )B u y 06/29/10 J( add l )B u y 07/23110 J

( add l )B u y 08/02/10 J

( add l )B u y 08/31/10 J( add l )

I . I n c o m e G a i n C o d e s : A = $ 1 . 0 0 0 o r l e s s B =$1,001 - $2.50~3 C = $ 2 . 5 0 1 - $ 5 .( X ~ L 1 =$5.001 -( S ~ C o l u m n s p l I a n d D 4 ) F = $ 5 0 , 0 0 1 - $ 1 0 0 . 0 0 0 G = $ 1 0 0 , 0 0 1 - $ 1 . 0 0 0 . 0 0 O H I = $ 1 . 0 0 0 . 0 0 1 - $ 5 . 0 0 0 , 0 0 0 H 2 = M o r e t h a n $ . ~

2 . V z l u ~ { ~ o ~ s J = $ 1 5 , ( ~ 0 o r l ~ s s K = $ 1 5 . 0 0 1 - $ ~ . 0 ~ L = $ 5 0 . 0 0 1 - $ I 0 0 , 0 0 0 M = $ 1 0 0 . 0 0 1 - $ 2(5 Co lumn s C I an d O3 ) N =$Z SO .(X )I - $50 0,0 0G O =$5 00 ,0 (1 1 - $1 ,0 ~).0 OO PI =$1.0OO.0OI - $3 , 0~0.0(X) P2 =$$.(X]O.0OI - $25,0~].000

P3 =$25.00~ .0OI - $50.0( X ] .0~O P4 =M ore th an3 . V I ) ~ M e t h o d C o d e s Q =Ap~a is~ l R -~o$I (R~I ]Fs l~t le Only ) $ =Ass~ssm cn l T =Cas h I darkc !

(Scc Colur~n C2) U -Book Va lu~ V =Olh r W =Es~ im a l cd

E = $ 1 5 . 0 0 1 - $ 5 0 . 0 0 0


12/15


N a m e o ! P e r s o n R e p o r t in gSh.ea, Edward F.

Date of Repor t0 8 / I 1 / 2 0 1 1

NONE (No r e p o r t a bl e i n c o m e , a s s e t s , o r t r a n s a c t i o n s . )A. B. ( - . D.

D c s c r lp t ton of A s s e t s I n c o m e d u r i n g G ro s s va lu e a t c n d T ra n sa c t io n s d u r in g r~ p~ r tin 8 per iod( i n c l u d i n g t r ~ s t z s s c ~ ) reining p~ of r~oaing ~n~(I) (2 ) (I) (2) (1 ) (2) (3) ~ (4) (~ )

Place "(X)" after ~ch as~t A m o u n l T y pe (g ., V a lu e V a lu e Ty~ (c.g, D a t e Value . Gain Idcn~ orexempt from prior di~l~r~ C o d e I d iv . . r cn l , C~2 Mcth~ b uy , ~1 1 , mmt~~ C~c 2 C~I buy~;~ll~( A - H ) o r i n t . ) ( J - P ) C~e 3 ~mption) (J-P) ; {A-H) ( i fpr i ~a t e

( Q - W ) ~ ~6on)

1 3 7 .

1 3 8 .

1 3 9 .

1 4 0 . G L Q1 4 1 . V e r i zo n

1 4 2 . PC L

1 4 3 .

1 4 4 , E P D

1 4 5 .

1 4 6 . F T R1 4 7 .

1 4 8 . C r y p to lo g i

1 4 9 .

1 5 0 .

1 5 1 . B a n c o S a n t a n d e r

1 5 2 .

1 5 3 .

I~uy 09,"28/10 J( a d d l )S o l d 10/I 1/10 J( p a r t )Sold 10/13/10 J( p a ~ )

N o n e S o l d 05/20/10 K

N one K T Buy 0 6 1 0 3 1 1 0 KN o n e J T Bu y 06103/10 K

B u y 06/07/10 J( ad d l )N one Buy 00/07/10 K

S o l d 12/I 6/10 K

N o n e J T Bu y 08/02/10 JBu y I0/11/10 J

( a d d l )No n e Buy 07F30/|0 J

S o l d 09/13/10 J( p a r t )S o l d 10/I 1/10 J

N o n e J T Bu y 10/22/10 J

I . I n c o m e G a i n C o d e s : A = S 1 . 0 0 0 o r tess B ~$1.~1 - $2.5~ ~ ~$2~01 - $5.~ D ~5.~1 - $15.~ E "$15,001 - $ 50,( ] IX)


13/15

FINANCIAL D ISCLOSURE REPORTPage 13 of 15

l ~ omo of P e r s o n R ep o r t i n g5hea, Edward F.

Dale of Report08i l 1/20! J

VII. INVES TM EN TS a nd TR US TS -i . . .. .. . t , , , ., .. ..D (No reportable income, assets, or transact ions.)O N E

A. B. C.De scr ip t io n o f Asse ts I n c o m e d u n n g G r o s s v a l u e a t e n d

( includin~ trust assets) reporting p~riod of reporting I:~iSod(I) (2 ) (I) (2)

PI~e " (X)" aher each as~e~ A mo ,~ nl T ~p e ( g . V a lue V a lueexempl f rom pr i or d i s ,c l osure C o d e I d i ~ . . ~ e n t . C o d e 2 M~:lhod( A - H ) o r in t.) I I -P ) C od e . 3

Transal ions dunng repor t ing per iod(~ ) (2) (3)

T y l t ~ ( e . g . , D a t ~ V e l u obu y. se ll . mm/dd /yy C ode 2r e d ~ m p ~ i o n ) ( J - P )

(4 ) 15)Gain I d e n t i t y o f

C o d e I b uy s/ se l l e r( A - t l ) ( i f p r iva te

t r ans ac t ion)

1 5 4 .

I. Inc om e G ain C od es : A =$1 .00 0 or tes s 1 3 = $ 1 . 0 0 1 - $ ~ 0 0 C =$2 .501 (S ee C olu me ts 1 31 a nd D 4I F -5 50 .0 ~3 1 - $ 10 0,0 O~ G =S lO0 .0O I - $1 .000 ,000 HI -$1.0OO,0~)l - $ ~ . 0 4 3 0 . 0 1 7 A ) H2 -b lo te ~an $5 ,000 .0~ 0

2. Va lu~ Cod~ J -$ L$.000 e~ less K -$1 ~ .001 - $~0 .000 L =$50,001 * $10~ .0OO M - $ t 0 0 . O 0 1 . $ 2 5 0 . 0 0 . 0( S e e C o l tm m s C I a n d D 3 ) N =$. ~$0.0~) I - $50( I .0~0 O ~$500 .001 . $ I .O00 .0OO PI =$1 .000 .001 . $5 .000 .000 P2 =$3 .000 .001

P] =$25.00~ .001 - $50.000.000 P4 =More than $50.000.0003 . V a l t t e M e t Jm d C o d e s Q -Appcat~l R = C o s t ( R e a l E , P . a t c O ~ l y ) $ - A ~ t ~ t s r n e n t T - C a ~ , h M a r k e t

( S ~ C o l u m n C 2 ) U - B o o k V a J u c V . =O thcr W ~ E s t l m a t~ J


14/15


N a m e o f P e r s o n Reporlin~5he=, Edw=rd F .

Dale of Report

08;I 1120l I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. n,~ica,,pa,,ofr,po,.,*This was sold in 2009 however , tha t informat ion , , , as inadve~tent ly omit ted f rom the pr ior ) ears repor t .


15/15

FINANCIAL DISCLOSURE REPORTPage 15 of 15

~arne of Person Reporlin~Shea, Edward F.

IX . C ER TIFIC A TION .

Bile of Report08~ I 1/2011

[ c e r t i ~ " t h a t a l l i n f o r ma t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r ma t i o n pe r t a i n i n g t o my s po u s e a n d mi n o r o r d e pe n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t io n n o t r e p o r t e d w a s ~ h h h e l d b e c a u s e i t m e t a p p li c a b le s t a t u t o ~ "pr o v i s i o n s pe r mi t t i n g n o n -d i s c l o s u r e .I f u r t h e r c e r t i f y t h a t e a r n e d I n c o me f r o m o u t s i d e e mpl o )a n e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e po r t e d a r e i nc o mpl i a n c e w i t h t h e p r o v i s i o n s o f 5 U .S .C . a pp . 5 0 1 e t . s e q , 5 U .S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signatu

N O T E : A N Y I ND I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L F A L S I F I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LAND C RI M I NAL SANC T I ONS (5 U.S .C . ap p . 1 0 4)

C o m m i t te e o n F i n a n c i a l D i s c lo s u r eA d m i n i s t r a t i v e O f fi c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.W a s h i n g t o n , D . C . 2 0 5 4 4

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Edward F Shea Financial Disclosure Report for 2010