Draper Prize Program 4-24-12

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    Reflectionsof Dr. Martin SchaDt

    Upon the occasion of his 2012 Draper Prize LectureApril 24, Boston Museum of Science & Cambridge Science Festival

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    I grew up in a small country

    village in the northern part o

    Switzerland where, in the 1940s

    and 50s, no one ever thought

    o going to university, including

    mysel, even though I made many

    daring physical and chemical

    experiments. Admittedly, some

    experiments were not appreciated

    by our neighbors, especially

    when they interered with

    radio reception or were o noisy

    pyrotechnical nature!

    Since I did not have a camera

    when I was young, I have no

    pictures o my early experiments.

    Today I regret this because some

    o my early electronic tube radios

    and transmitters looked quite

    interesting, aintly resembling

    haystacks. I made my experiments essentially with bits and pieces rom scrap radios (the

    unit price o a scrap radio was $5, which was a small ortune at the time). Precautions

    to saeguard the operator rom electrical shocks were not considered. Later, havingearned some money during my apprenticeship, I was able to build more sophisticated

    transmitters and even buy a small Hallicraters short-wave radio.

    Since university was not an obvious

    alternative, I began a our-year

    apprenticeship as an electrician in

    Basel, the oldest university town in

    Switzerland (ounded 1460). I very

    quickly realized that I wanted to learnmore about science, so I caught up on

    studies at evening school and passed

    Dr. Martin Schadt

    Physicist and Inventor 2012 Draper Prize Recipient

    Dr. Martin Schadt in his Roche Lab in 1988.

    One of Schadts (illegal) short-waveradio stations (1954).

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    my entrance exams or university. Having a keen interest in experiments, I was especially

    ascinated by physics and its technological implications.

    While pursuing my masters degree in experimental physics, I became interested in

    organic semiconductors, quite an exotic topic at the time. I liked the interdisciplinary

    research approach and the reedom to design and prepare my own experiments and

    equipment. Few groups world-wide were doing research on organic semiconductors, and

    the only regular lecture on solid-state physics at the University was oered by my thesis

    advisor, Proessor E. Baldinger. He was an outstanding teacher in solid-state electronics,

    both encouraging and supporting unconventional research projects.

    Ater completing my thesis in 1967, I

    was granted a two-year postdoctoral

    ellowship at the National Research

    Council (CNRC), Ottawa, Canada. In the

    group o D. F. Williams, I continued my

    research on electronic charge-transport

    and related optical properties in molecular

    crystals. Because o the inecient

    charge carrier injection into organic

    crystals a prerequisite or electron-hole

    recombination and generation o lightemission I developed more ecient

    hole-injecting electrodes. These new

    Now, as so oten happens

    in physics, new surprising

    ndings were made! Contrary

    to initial thought, I could show

    ater numerous experiments

    that it was not necessary

    or the electric eld to ullyunwind the liquid crystal helix.

    Schadts rst TN-LCD prototype made in 1971 to convince the Roche

    Board of Directors of the operability of the Twisted Nematic (TN)-Effect.

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    solid-state electrodes permitted electrically

    insulating organic materials to be converted

    into considerably ecient light-emitting organic

    semiconductors. This paved the way or newoptical and electronic experiments.

    One problem was that the electrodes were highly

    sensitive to residual water, which limited their

    lietime to seconds in an ordinary lab atmosphere.

    Ater having remedied this problem, I successully

    developed the rst solid-state organic light

    emitting display (OLED), which led to my rst

    U.S. patent. Due to the 1mm-thick anthracenesingle crystal that I used, more than 100V were

    required to generate sucient light output rom

    the display. This voltage was much too high or

    semiconductor drivers.

    My two-year ellowship ended at this stage.

    Discouraged by the large gap between the

    perormance o my simple OLED prototype and

    industrial targets, I elt pessimistic about the

    uture o organic semiconductors and decided to

    switch elds. In act, it wasnt until 25 years later,

    ater chemical vapor deposition (CVD) had been

    developed, that C.W. Tang and S.A. VanSlyke at

    Kodak demonstrated that ecient low voltage

    operation o OLEDs was possible by using very

    thin (

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    Wolgang Helrich, who had

    let RCA to join the Roche

    liquid crystal group. Inspired

    by a polarization observa-tion made by the French

    crystallographer Mauguin in

    1911, Helrich had the idea

    that the long axes o ini-

    tially twisted nematic liquid

    crystal molecules between

    crossed polarizers could be

    switched by an electric eld

    perpendicularly, causing anoptical change.

    Contrary to the lack o

    interest shown by RCA

    management towards this

    idea, I was immediately

    attracted and began to design and perorm a series o electro-optical experiments

    or investigating its easibility. In the late all o 1970, I was able, or the rst time, to

    reproducibly switch and observe polarization changes in a twisted nematic LC-congurationunder the microscope. Now, as so oten happens in physics, new surprising ndings were

    made! Contrary to initial thought, I could show ater numerous experiments that it was

    not necessary or the electric eld to ully unwind the liquid crystal helix, i.e. to switch the

    long molecular LC-axes vertical to the cell substrates. To my own astonishment, I ound

    that a ew volts were sucient to block light transmission. This was a more than 20-

    times lower voltage than we had initially expected to be required or complete vertical LC-

    Dr. Martin

    Schadt in

    his Roche

    Lab in 1979.

    First page of the Swiss TN-LCD patent of Helfrich and Schadt,led Dec. 4, 1970.

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    alignment. The experiments showed that it is enough or the electric eld to deorm only

    the central part o the TN-helix to achieve an electro-optical eect. We patented the

    new eect on December 4, 1970, which became known as twisted nematic (TN)-eect,

    and published the surprising results. A theory describing the electro-optics o twisted

    nematic LC-congurations did not exist at the time. It was only developed three years

    later by Dwight Berreman at Bell Labs, NJ. In the same year, Peter Brody realized the

    rst thin-lm transistor (TFT)-addressedTN-LCD.

    With the exception o two years

    o research in biophysics due to

    interruption o liquid crystal research

    by Roche in 1971 my R&D activities

    ocused on the development o

    electro-optical eld-eects or liquid

    crystal displays and new, industriallyviable liquid crystal materials. The

    TN-invention was licensed world-

    wide by Roche to the emerging liquid

    crystal (LCD)-industry. TN-LCDs

    initiated a paradigm change rom

    dynamic scattering displays towards

    todays fat panel eld-eect liquid

    crystal display industry. I supported

    this development with my teamby advancing the experimental

    techniques or determining all relevant

    LC-material properties, searching

    or correlations among molecular

    Drs. Schadt and Helfrich received the

    Munich and Aachen Prize for Technology

    and Natural Sciences for invention of the

    TN-LCD, Berlin, 1994.

    First page

    of the TN-

    LCD patent

    granted in

    Japan (which

    looks very

    picturesque).

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    structures, display perormance, and materialproperties. As a result, the pharmaceutical

    company, Roche, established itsel as a major

    liquid crystal supplier or the emerging LCD-

    industry. Moreover, I invented the linear

    photo-polymerization technology with my

    collaborators in 1991, enabling alignment and

    optical patterning o monomer and polymer

    liquid crystals on suraces by light rather than

    mechanically. The technique opened up novelLCD operating modes with broad elds o

    view and short response times. New optical

    polymer thin-lm applications became easible.

    Examples include high resolution patterned

    A Polarization Microscope picture of one ofSchadts rst TN-LCD experiments made at

    Roche in the fall of 1970 which virtually failed.

    The picture looks like a work of art rather than

    an element of a TN-LCD. Some of the black

    parts in the picture, however, showed signs of

    an electro-optical effect; i.e. optical switching

    upon voltage application.

    optical retarders or 3D-LCDs,

    polarization sensitive optical

    security elements, and optically

    anisotropic integrated opticsdevices, among others.

    I headed the Liquid Crystal Re-

    search Division o Roche until

    1994. Based on the photo-align-

    ment technology, my Division was

    spun out as the company ROLIC

    Ltd, an interdisciplinary Research

    and Development Companywhich I headed as its rst CEO

    and delegate o the Board o Di-

    rectors until my retirement rom

    the operating business in 2002.

    Since then, I have been active

    as an independent inventor and

    scientic advisor to research

    organisations and industry. I

    am a Fellow o the Society o

    Inormation Display and o the

    European Academy o Sciences,

    holding more than 106 U.S.

    patents. I have published 182

    papers in leading scientic

    journals. Among other awards, I

    am the recipient o the IEEE Jun-

    Ichi-Nishizawa Medal and the2012 Draper Prize.

    In my Draper Prize Lecture at the

    Museum o Science, Boston, in

    April 2012, I presented the his-

    torical development o todays

    eld-eect LCD and LC-mate-

    rial technologies as well as the

    world-wide interdisciplinary con-tributions o physicists, engineers

    and chemists to the successul

    story o fat panel displays.

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    Electro-optical Response of Lipid Membranes

    Because Roche as a pharmaceutical company was interested in cell mechanisms/

    interactions and because I had decided to stay with the company ater Roche

    stopped nematic LCD R&D in 1971, I started looking or interesting problems in

    the eld o articial molecular bilayer membranes (black lipid lms).

    Since atty acids exhibit liquid crystalline properties, this enabled combining my

    interests in electronic transport phenomena and electro-optical eects with bio-

    physics. Lyotropic LCs (atty acids) are essential components o our cell mem-

    branes. Without their liquid crystalline long range order, blood cell membranes,

    or instance, could not exist.

    When I started reading biophysics literature to get ideas or experiments, I came

    across a publication by an MIT proessor who had investigated the electro-optical

    response o lipid bilayer membranes doped with vitamin A acid. He explained hisresults with a semiconductor band model. As a solid-state physicist, this puzzled

    me because an important prerequisite or band models is a periodic lattice made

    up o a very large number o atoms/molecules in transport direction. Because bi-

    layer membranes consist o just 2 molecules in transport direction, I did not under-

    stand his results and conclusions. Thereore, I decided to repeat his experiments.

    Ater several months o hard work and struggling with tricky experimental condi-

    tions, I discovered that he was indeed wrong. He had not measured cell mem-

    brane eects but the optical response o his electrolyte/electrode combination.

    I developed an electronic analogy model o the photo-response o lipid bilayermembranes doped with Vitamin A, which properly explained the experiments, and

    was lucky to publish my rst work in biophysics research in a renowned journal:

    M. Schadt. Photoresponse o bimolecular lipid membranes pigmented with retinal

    and vitamin A acid, Biochimica and Biophysica Acta, Vol.323, 351-366, 1973.

    The Effects of Neurotransmitters on Electrical Brain Response

    Based on my earlier PhD work on charge carrier transport in molecular crystals

    and rom a comment o a chemist riend who mentioned that Roche manuac-

    tured ionophores (molecules which transport ions across cell membranes) in the

    U.S. to prevent chickens in large arms rom catching a deadly disease, I thought

    Ventures into Biophysics Research

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    this topic would be interesting. Wondering whether I could dope my

    membranes with this ionophore to nd out which type o ions were re-

    sponsible or the chicken eect, I discovered interesting correlations.

    And I was just about to write up the results or publication when I met

    a neurologist in the medical research department o Roche who used

    the same ionophore to extend the lie o his dogs in his studies o theeects o neurotransmitters on electrical brain response. I wondered

    whether the ion selectivity ound in my membranes would correlate

    with neurotransmitter transport and started to extend my experi-

    ments to neurotransmitters. The results were very interesting indeed.

    I ound that not only ion transport was selective, but that neurotrans-

    mitter transport across ionophore-doped membranes was selective

    as well. The next step was to investigate whether the specic neu-

    rotransmitters which my colleague ound most ecient in his dogswould also be most ecient in my experiments, which was the case.

    This was an exciting result because it showed that experiments with

    simple bimolecular membranes can correlate with the mechanisms in

    complex living cell membranes. We published the results in:

    M. Schadt and G. Husler, Permeability o lipid bilayer membranes to

    biogenic amines and cations: Changes induced by ionophores and cor-

    relations with biological acitivites, Journal of Membrane Biology, Vol.

    18, 277-294, 1974.

    And, What If?

    At this stage o my short but very interesting biophysics R&D time,

    and because Seiko Epson had approached Roche in the meantime to

    license the twisted nematic (TN)-LCD patent rights, Roche suggested

    that I restart interdisciplinary LCD- and LC-material research which

    had been stopped in 1971. Apart rom its world-wide TN-licensing

    activities, Roche became a major LC-material supplier or the emerg-ing LCD industry.

    Sometimes I wonder what would have happened i I had continued

    working in biophysics; well, unortunately one lives only once.

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    The Draper Prize was instituted by

    the National Academy of Engineering

    in 1988 at the request of Draper

    Laboratory to honor Dr. Charles Stark

    Draper and increase public awareness

    of the contributions of engineering to

    society. The prize is awarded annually

    for innovative engineering achievementsand their reduction to practice in ways

    that ultimately have improved the well-

    being and freedom of humanity.

    For more information, visit

    www.draperprize.org.

    www.draper.com#*