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8/3/2019 Double Cooling Coil Model of Non Linear HVAC System Using RLF Mehtod
1/12
Energy and Buildings43 (2011) 20432054
Contents lists available at ScienceDirect
Energy and Buildings
journa l homepage: www.elsevier .com/locate /enbui ld
Double cooling coil model for non-linear HVAC system using RLF method
Raad Z. Homod a, Khairul Salleh Mohamed Sahari a,, Haider A.F. Almurib b, Farrukh Hafiz Nagi a
a Department ofMechanical Engineering, University ofTenaga Nasional, Km7 Jalan Kajang-Puchong, 43009Kajang, Malaysiab Department ofElectrical &Electronic Engineering, The University ofNottinghamMalaysia Campus, JalanBroga, 43500Semenyih, Selangor Darul Ehsan, Malaysia
a r t i c l e i n f o
Article history:
Received 17 August 2010
Received in revised form 19 March 2011
Accepted 22 March 2011
Keywords:
Building model
HVAC system
RLF method
Energy control
a b s t r a c t
The purpose of heating, ventilating and air conditioning (HVAC) system is to provide and maintain a
comfortable indoor temperature and humidity. The objective ofthis work is to model building structure,
including equipments of HVAC system. The hybrid HVAC model is built with physical and empiricalfunctions ofthermal inertia quantity. Physical laws are used to build the sub-model for subsystems that
have low thermal inertia while the empirical method is used to build the sub-model for subsystems
with high thermal inertia. The residential load factor (RLF) is modeled by residential heat balance (RHB).
RLF is required to calculate a cooling/heating load depending upon the indoor/outdoor temperature. The
transparency, functionality ofindoor/outdoor temperatures and simplicity ofRLF makes it suitable for
modeling.Furthermore, the parameters ofthe model can be calculated differentlyfrom room to room and
are appropriate for variable air volume (VAV) factor. Nowadays, a VAV system is universally accepted as
means ofachieving both energyefficiencyand comfortablebuilding environment.In this research work, a
pre-coolingcoil is addedto humidify the incoming air, whichcontrols the humidity moreefficientlyinside
conditioned space. The model presented here is verified with both theoretical and numerical methods.
2011 Elsevier B.V. All rights reserved.
1. Introduction
The pioneering simulation work ofStephenson and Mitalas [1]
on the response factormethod significantly improved the modeling
of transient heat transfer through the opaque fabric and the heat
transfer between internal surfaces and the room air. The heat bal-
ance approaches were introduced in the 1970s [2] to enable a more
rigorous treatment ofbuilding loads. Rather than utilizing weight-
ingfactors to characterize the thermal response ofthe room air due
to solar incident, internal gains, and heat transfer through the fab-
ric, instead, the heat balance methodology solves heat balances for
the room air and at the surfaces offabric components.
Since its first prototype was developed over two decades ago,
the building model simulation system has been in a constant state
of evolution and renewal. Numerical discretization and simulta-
neous solution techniques were developed as a higher-resolution
alternative to the response factor methods [3]. Essentially, this
approach extends the concept ofthe heat balance methodology to
all relevant building and plant components. More complex and rig-
orous methods for modeling HVAC systems were introduced in the
1980s. Transient models and more fundamental approaches were
developed [4] as alternativesto the traditionalapproachwhichper-
Corresponding author. Tel.: +60 3 89212020.E-mail addresses:[email protected] (K.S.M. Sahari),
[email protected] (H.A.F. Almurib).
formed mass and energy balances on pre-configured templates ofcommon HVAC systems. The delivery oftraining and the produc-
tion oflearning materials [5] are also receiving increased attention.
Additionally, many validation exercises have been conducted [6]
and test procedures developed [7] to assess, improve, and demon-
strate the integrity ofsimulation tools.
Up to now, many modeling approaches have been available
and the techniques have become quite mature. However, only
two extreme modeling approaches can be generalized. The first
approach, called physical models, builds up models entirely based
on universal laws, physical laws and principles [8]. The second
approach, calledempiricalmodels, constructs models entirely based
on experiments or data [911].
This study adopted both methods, by employed energy and
mass conservation law to obtain the overall model of the system.
However, to do that for such a system with various thermal iner-
tia subsystems, care must be given to the heat storage capacity
ofthe subsystem and its relation to the difference in temperature
(input and output temperatures ofcontrol volume) and the differ-
ence in the humidity ratio. Ifheat storage is a function ofthese two
properties only, then we can apply physical laws directly. This is
applied to HVAC equipment, usually with low thermal capacitance.
However, ifit is related to other factors in addition to those two
properties, the empirical laws must be applied, andthis case always
with high thermal inertia subsystem. These methods are applied to
building structures (walls, windows, slab floors, ceiling and roofs)
to calculate heating and cooling loads. There are many methods
0378-7788/$ see front matter 2011 Elsevier B.V. All rights reserved.
doi:10.1016/j.enbuild.2011.03.023
http://dx.doi.org/10.1016/j.enbuild.2011.03.023http://dx.doi.org/10.1016/j.enbuild.2011.03.023http://dx.doi.org/10.1016/j.enbuild.2011.03.023http://www.sciencedirect.com/science/journal/03787788http://www.elsevier.com/locate/enbuildmailto:[email protected]:[email protected]://dx.doi.org/10.1016/j.enbuild.2011.03.023http://dx.doi.org/10.1016/j.enbuild.2011.03.023mailto:[email protected]:[email protected]://www.elsevier.com/locate/enbuildhttp://www.sciencedirect.com/science/journal/03787788http://dx.doi.org/10.1016/j.enbuild.2011.03.0238/3/2019 Double Cooling Coil Model of Non Linear HVAC System Using RLF Mehtod
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2044 R.Z. Homod et al. / Energy and Buildings 43 (2011)20432054
Nomenclature
E energy, J/sM mass, kg
m mass flow rate, kg/sT temperature,C humidity ratio, kgw/kgdaQ cooling/heating load, W
CF surface cooling factor, W/m2
OFt, OFb, OFr opaque-surface cooling factors
DR cooling daily range, K
PXI peak exterior irradiance, W/m2
SHGC solar heat gain coefficientDoh depth ofoverhang, m
Xoh vertical distance from top offenestration to over-
hang, m
Fcl shade fraction closed (0 to 1)
IDF infiltration driving force, L/(x c m2)R thermal resistance, C/WIAC interior shading attenuation coefficient
FFs fenestration solar load factorEt, Ed, ED peak total, diffuse, and direct irradiance, W/m
2
TX transmission ofexterior attachmentFshd fraction offenestration shaded by overhangs or fins
L site latitude, N exposure (surface azimuth), from southSLF shade line factor
used to calculate the heating and cooling load; these methods have
complicated characteristics due to thermal capacitance variation
for different buildings, which affect the heat storage properties.
Since the heat storage properties depend on ambient temperature,
solar gain incident on the building envelops and internal heat-
ing loads [12], and combination ofall these elements producing atime-varying load or time-varying heat flow with such a variation
causing the complication in cooling and heating load calculation
[13].
Therefore, the building and HVAC system structures are includ-
ing both types ofhigh and low thermal inertia, this paper proposes
the hybridization between the two modeling approaches, physical
and empirical, to arrive at an accurate model ofthe overall system.
The RLF method was derived by [14,15] from residential heat
balance (RHB), where the RLF method is built by applying several
thousand RHBcoolingloadresults, andusing these results to create
RLF by statistical regression technique to find values for the load
factors. The procedure method ofRLF is presented by ASRAE [16].
There are many reasons to adopt this method to build a model:
it is suitable to be applied on the computer process, it can be usedto calculate a cooling and heating load depending on inside and
outside temperature, cooling and heating loads can be calculated
room by room, and also due to its appropriateness for variable air
volume (VAV) systems. The VAV system is one oftwo types ofmul-
tiple zone heating and ventilation systems. The second type is the
constant air volume (CAV). VAV systems are becoming very popu-
lar in the last few years because ofthe significant energy savings
they provide as compared to the CAV multiple zone central system.
Furthermore, a VAVscheme can be used to conditionoccupied part
ofa building.
To accommodate humid climates and environments, energy
savings can be achieved by adding a pre-cooling coil. This type of
configurationresultsin a considerable amount ofenergy saving and
it is done by reducing reheating process [17].
2. Model development
HVAC systems can be divided into subsystems where each is
modeled separately and then combined to form the overall system
model. There are six attributes of the physical space that influ-
ence comfort: lighting, thermal, air humidity, acoustical, physical,
and the psychosocial environment. Ofthese, only the thermal con-
ditions and air humidity can be directly controlled by the HVAC
system. Therefore, the construction ofbuilding models discussedin this work is based on these two attributes.
The conditioned space temperature represents the principal
part of a thermal building output. To readily model the behavior
ofan overall HVAC system under thermal analysis, theory ofcon-
servation ofenergy is applied. This is due to the fact that energy
can enter and exit a subsystem control volume by heat transfer
and flowing streams ofmatter, which are dominant in any HVAC
process.
Moisture transfer processes are not only caused by internal gen-
eration processes and air migration from outside but also by the
condition ofthe air being injected into the zone by an air condi-
tioning system. To monitor the variation ofmoisture in an air flow,
theory on conservation ofmass must be applied to the subsystem
control volume. Based on this, for a control volume concept with a
multi-dimensional flow at a multi-inlet and a multi-outlet system,
were applied on HVAC system.
The model ofa HVAC systemcan be represented by a large num-
ber ofnon-linear, partial differential equations. Most ofwhich are
related to moisture flow and heat transfer involving partial deriva-
tives oftime and space. Solution ofa set ofthese equations is very
difficult and therefore, some simplifying assumptions have to be
made [18]. For analysis purposes, the HVAC system is divided into
a number ofsections, and for each lumped parameter section, the
humidity ratio and the air temperature are assumed to vary only in
the axial directions and linearly with space. Linearizing the partial
differential equations reduces these equations to ordinary linear
differential equations by applying small perturbation and lumped
parameter techniques. In this work, the linearization process is
based on the following assumptions:
The air temperature after heat exchanger is almost equal to thesurface temperature ofthe heat exchangerandTh,t Tos,tas advo-cated by Wang et al. [19].
The conditioned space temperature is homogenous (lumped). No dead time exists between subsystem, i.e. the input of a sub-
system is the output ofthe previous one without any delay. The quantities ofthermal inertia are already linearizedby the RLF
method.
The proposed model is developed to determine the optimal
response for the indoor temperature and humidity ratio by using
temperature and moisture transmission based on the hybridiza-tion ofphysical and empirical methods. The main advantage ofthis
hybrid model approach is its ability to generate the relationship
between indoor and outdoor variation data like a temperature and
humidity ratio. This approach combines both low and highthermal
inertia to get the overall system model.
Since a large number of variables are required to describe the
mathematical model ofthe HVAC system, it is necessary to devise
a systematic convention for naming the variables. Due to this, the
HVAC components are divided into five subsystems. Fig. 1 shows a
model scheme based on the following subsystems control volume:
Pre-cooling coil Mixing air chamber
Main cooling coil
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R.Z. Homod et al. / Energy and Buildings 43 (2011)20432054 2045
Fig. 1. Representation ofsubsystem using control volume concept for prototypical buildings with HVAC system.
Building structure Opaque surfaces structure Transparent fenestration surfaces structure Slab floor structure
Conditioned space
The following subsections describe the modeling ofeach oftheabove subsystems.
2.1. Pre-cooling coil
The conservation ofenergy is applied to the control volume of
pre-cooling coil as shown in Fig. 2, and the first law ofthermody-
namics can be expressed as follows:
energy accumulation in the metal mass ofcoil MHecpHe
dTh,tdt
=
energyabsorbed by thecoil mw,tcpw(Two Twin)
+
sensible energydelivered by air
mo,tcpa(To,t Tos,t) +latent energydelivered by air dehumidification
mo,t(o,tos,t)hfg (1)where MHe is the mass ofheat exchanger (kg), cpHe is the specific
heat of heat exchanger (J/(kg C)), mw,t is the mass flow rate ofchilled water at time t (kg/s), Th,t, Tos,t, To,t are the temperature of
heat exchanger, out supply air and out air, respectively, at time t
(C), Two, Twin are the water out/in heatexchanger temperature (C),
mo,t is the mass flow rate ofoutside air at time t(kg/s).On the other hand, the variation of humidity ratio in control
volume for pre-cooling coil is calculated by applying mass conser-
Fig. 2. Thermal and moisture variation through pre-heat exchanger.
vation on air flow stream. The following can be obtained:
latent energydelivered by air dehumidification mo,t(o,tos,t)hfg =
energyabsorbed by thecoil mw,tcpw(Two Twin)
sensible energy delivered by air
mo,tcpa(To,t Tos,t) (2)Following the procedure presented by Ghiaus et al. [20], the
state space equations can be obtained. The dynamic subsystem
model ofthe pre-cooling coil is therefore:
x = Aprex+ Bpreupreypre = Cprex+ Dpreupre
(3)
where
x = [ Tos,t os,t ]T, upre = [ mW To o ]
T,
Apre =
mo,tcpaMHecpHe
mo,thfgMHecpHe
mo,tcpa
Mahecpfg mo,t
Mahe
,
Bpre =
cpwtwMHecpHe
mo,tcpaMHecpHe
mo,thfgMHecpHe
cpwtwMahehfg
mo,tcpaMahehfg
mo,tMahe
,
Cpre = [ 1 1 ], Dpre = 0
where Mahe is the mass ofair in heat exchanger (kg), Tos,t and os,tare the temperature and humidity ratio ofout air supplied, respec-
tively.
A completedescription ofthe physical behaviorfor the two main
output components (temperature andhumidityratio ofout air sup-
plied) are obtained by taking the Laplace transformation ofboth
sides ofEq. (3), assuming zero initial condition to get:Tos(s)os(s)
=G1,1 G1,2 G1,3G2,1 G2,2 G2,3
mw(s)To(s)o(s)
(4)
where G1,1 = cpwtw2S/cpamo((1s 1)(2S + 1)+ 1), G1,2 =2S/((1s1)(2S+ 1)1), G1,3 =hfg2S/cpa((1s1)(2S+ 1)1),G2,1 = cpwtw2s/hfgmo((2S + 1)(1s 1)+ 1), G2,2 = cpa1s/hfg((2S+1)(1s1)1), G2,3 = 1s/((2S+1)(1s1)1), 1 =MHecpHe/mocpa (time constant, s), 2 = Mahe/mo.
2.2. Mixing air chamber
To formulate an overall energy balance for this subsystem, the
energy is transferred within thecontrolled volume at auniformrate
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2046 R.Z. Homod et al. / Energy and Buildings 43 (2011)20432054
Fig. 3. Thermal and moisture variation through air mixing chamber.
by streams ofair as shown in Fig. 3. The time dependent thermal
balance equation can be expressed as follows:
energy accumulation in air mass ofmix chamber Mmcpa
dTm,tdt
=
energy leaving by air out mm,tcpaTm,t
+
energy delivered by air in mos,tcpaTos,t+ mr,tcpaTr,t (5)
whereMm is the mass ofair in controlvolume ofmixing airchamber
(kg), cpa is the specific heat ofmoist air (J/(kg C)), Tm,t, Tos,t, Tr,t isthe Mixing, outside supply and return temperature, respectively,
at time t(C), mos,t, mr,t, mm,t is the mass flow rate ofventilation,returnand mixingair at time t(kg/s),Mmcpa is the heat capacitance
ofair for mixing air chamber (J/C).The effectiveness ofthe humidity ratio can be similarly modeled
to the thermal model by applying the principle ofmass conserva-
tion to a control volume ofmixing box, which can be expressed
as:
mass accumulation in mixingair chamber dMmm
dt=
mass delivered by air in mosos,t+ mrr,t
mass leaving by air out (mr+ mos)m,t (6)where Mm is the mass of air in the mixing chamber (kg), r, os,and m are humidity ratio of return, outdoor supply and mixing,
respectively (kgw/kgair).
The state space dynamic model ofsubsystem can be defined as
x = Amxx+ Bmxumxymx = Cmxx+ Dmxumx
(7)
where
x = [ Tm,t m,t ]T, umx[ Tos os mos mr ]
T,
Amx=
1 0
0 mrMm
, Bmx = mos,t2Mm
0Tos,t2Mm
Tr,t
0 mosMm
m,tMm
r,tMm
,Cmx = [ 1 1 ], Dmx = 0
andymx = [ Tm,t m,t ]T
is the output ofthe subsystem, tempera-
ture and humidity ratio ofmixing air.
The procedure for obtaining the relation between the input and
the output (eliminating the states vector x) is similar to the pre-
cooling coil by taking the Laplace transformation ofboth sides of
Eq. (7) to get:
Tm(s)m(s)
=G1,4 G1,5 G1,6 G1,7G2,4 G2,5 G2,6 G2,7
Tos(s)os(s)mos(s)m
r(s)
(8)
where G1,4 = mos/2mm(chS + 1), G1,5 = 0, G1,6 = os/2mm(chS +1), G1,7 = r/mm(chS + 1), G2,4 = 0, G2,5 = mos/2mm(chS + 1),G2,6 = os/2 mm(chS + 1), G2,7 = r(s)/mm(chS + 1), ch =Mm/mm (time constant, s).
2.3. Main cooling coil
The method for obtaining the relation between the input and
the output is similar in the pre-cooling coil where we applied con-servation of both energy and mass on main cooling coil control
volume. Following the same manner for the pre-cooling coil to get
thermal and moisture dynamic subsystem equations,the following
state space can be derived:
x = Amx+ Bmumym = Cmx+ Dmum
(9)
where
x = [ Ts,t s,t ]T, um = [ mmw Tm m ]
T,
Am=
mm,tcpaMmHecpHe
mm,thfgMmHecpHe
mm,tcpaMmahehfg
mm,tmmahe
,
Bm =
cpwtwMmHecpHe
mm,tcpaMmHecpHe
mm,thfgMmHecpHe
cpwtmwMmahehfg
mm,tcpaMmahehfg
mm,tMmahe
,
Cm = [ 1 1 ], Dm = 0
andym = [ Ts,t s,t ]T
is the output ofthe subsystem, temperature
and humidity ratio ofsupplied air to conditioned space.
To eliminate the states vector x, we follow similar method in the
pre-cooling coil by taking Laplace transformation on both sides of
Eq. (9) to get:Ts(s)s(s)
=G1,8 G1,9 G1,10G2,8 G2,9 G2,10
mmw(s)Tm(s)m(s)
(10)
where G1,8 = cpwtmw4S/cpamm((3s 1)(4S + 1)+ 1), G1,9 =4S/((3s1)(4S+ 1)1), G1,10 =hfg4S/cpa((3s1)(4S+ 1)1),G2,8 = cpwtmw3s/hfgmm((4S + 1)(3s 1)+ 1), G2,9 =cpa3s/hfg((4S+1)(3s1)1), G2,10 = 3s/((4S+1)(3s1)1),3 =MmHecpHe/mmcpa (time constant, s), 4 = Mmahe/mm (timeconstant, s), MmHe is the mass ofmain heat exchanger (kg), cpHe is
the specific heat of heat exchanger (J/(kg C)), mmw,t is the massflow rate ofmain cooling coil chilled water at time t(kg/s), Th,t, Ts,t,
Tm,tare the heat exchanger, supply air and mixing air temperature,
respectively, at time t (C), Two, Twin are the water out/in heat
exchanger temperature (C), (Two Twin) =tmw cooling designtemperature difference (C).
Most cooling coil models can be utilized only when the coil is
totally dry or totally wet because they are based on the convection
heat transfer coefficient, which is dependent on the nature ofthe
surface, e.g. Ghiaus et al. [20] and Wang et al. [21] models. On the
other hand, the cooling coil model ofthis paper is developed based
on the application ofmass and energy conservation Balance rules
on the control volume basis. This method is not affected by the
nature ofthe surface.
2.4. Building structure
The thermal mass of the building structure creates a load lev-
eling or flywheel effect on the instantaneous load. There are three
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R.Z. Homod et al. / Energy and Buildings 43 (2011)20432054 2047
Fig. 4. Heat transfer by face temperature difference.
factors associated with the heat gain/losses to/from building struc-
ture as a result ofoutdoor temperature and solar radiation. These
factors are related to opaque surfaces (walls, ceilings, roofs and
doors), transparent fenestration surfaces (windows, skylights and
glazed doors) and slab floors. To create building model structurewith ambiguity ofthermal flywheel effectiveness on indoor tem-
perature, we used empirical RLF method.
2.4.1. Opaque surfaces
Heat transfer in opaque surfaces is due to conduction, convec-
tion and radiation. During which a stored heat will fluctuate with
time. Thisis mainly due to two factors: the dramaticchange oftem-
perature outside the system, and solar radiation that also change
dramatically during the day. To calculate this thermal capacitance,
we apply the energy conservation law of Eq. (11) on the systems
control volume. The left hand side of the equation represents the
accumulate rate of thermal storage ofopaque surfaces while the
right hand side corresponds to the heat that enters and goes out
through the control volume [22,23]:accumulation ofenergy Mwlcpwl
dTwl,tdt
=
difference between in andout ofenergy iQopqin
iQopqout (11)
where, Mwlcpwl is the heat capacitance ofwalls, ceilings, roofs and
doors (J/K),
iQopqin and
iQopqout is the heat gains and losses
through walls, ceilings, roofs and doors.
The heat that goes into the control volume (heat gain) ofopaque
surfaces such as walls, doors, roofs and ceilings is due to two
aspects: the difference in the inside and outside temperatures of
the surfaces as illustrated in Fig.4, and the gain ofthe solar incident
on the surfaces. On the other hand, the heat that goes out the con-
trol volume (heat lose) is due to heat convection to the conditioned
space.The RLF method is used to calculate heating and cooling loads
based on two factors. One is the area ofsurface (Awj), and the other
is the surface cooling factor (CFopqj ) [16]. Thus,the heat enteringthe
surface or control volume(Qopqin ) can be written mathematically as
follows:
Qopqin =j
Awj CFopqj (12)
and CFopq is defined as:
CFopq = U(OFtt+OFb +OFrDR) (13)
where U is the construction U-factor, W/(m2 K), t is the coolingdesign temperature difference (C), OFt, OFb, OFr are the opaque-
surface cooling factors, and DR is the cooling daily range (K).
Hence
Qopqin =j
AwjUj OFt(Twlou TWIin ) +j
AwjUjOFb
+j
AwjUjOFrDR (14)
In Eq. (11), Qopqout
is the heat transfer due to convectioninto con-
ditioned space. Following Newtons law of cooling for convection
heat transfer, Qout can be written as:
Qopqout =j
Awjhij (TWIin Tr) (15)
Thus, applying RLF method in the entire building using Eq. (11)
will give us an empirical time dependent heat balance equation as
follows:
MwlcpwlTwlout,t TWIin,t
t
=
jAwjUjOFt(Twlout,t TWIin,t)+
jAwjUjOFb
+j
AwjUjOFrDRj
Awjhij (TWIin,t Tr,t) (16)
The implication behind Eq. (16) is that the temperature profiles of
the building opaque envelopes are given by the linear combina-
tion ofTwlout,t and TWIin,t as shown in Fig. 4. For a thin, uniformconstruction material, the method gives a good estimation. How-
ever, for a thick, heavy mass material, the equation shows a big
error. One way ofmodifying Eq. (16) is to introduce more nodes,
for exampleTwlout,t, T1,t, t2,t, . . . , T n,t, TWIin,t for approximating thetemperature profile can be represented as the linear combination
ofTwlout,t, T1,t, t2,t, . . . , T n,t, TWIin,t. Laplace transformation can be
used and the equation is reduced to a first order time lag corre-
sponding to Twlout,t and TWIin,t as explained below [24]:
MwlcpwldTWlin,t
dt
=j
AwjUjOFt(Twlout,t Twlin,t) +j
AwjUjOFb
+j
AwjUjOFrDRj
Awjhij (TWlin,t Tr,t) (17)
Taking Laplace transformation on both sides ofEq. (17) and assum-
ingzero initialconditions andsimplifyingexpression,we can obtain
the following transfer function:
TWlin (s) = [G1,11 G1,12 G1,13 ] To(s)
k2Tr(s)
(18)
where G1,11 =k1/(5s+1), G1,12 =1/(5s+1), G1,13 =k3/(5s+1),5 = Mwlcpwl/(
jAwjUjOFt+
jAwjhij ), k1 =
jAwjUjOFt/
(
jAwjUjOFt+
jAwjhij ), k2 = (
jAwjUjOFb +
jAwjUjOFrDR)/
(
jAwjUjOFt+
jAwjhij ), k3 =
jAwjhij/(
jAwjUjOFt+
jAwjhij ), the k parameters are k1 is the function of thermal
resistant and outside temperature, k2 is the function of thermal
resistant and solar radiation incident on the surfaces (C) and k3 isthe function ofthermal resistant and convection heat transfer.
From Eq. (18) the opaque inside temperature surface (TWlin (s))inputs are outdoor temperature (To(s)), thermal resistant and solar
radiation incident (k2) and room temperature (Tr(s)).
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Fig. 5. Heat transfer through fenestration and windows.
2.4.2. Transparent fenestration surfaces
Heat transfer in this part is somewhat different than in opaque
surfaces. This is because the heat gain ofthese surfaces consisted of
two parts: the first one represents heat transferred by conduction,which is the result of the difference between the inner and outer
temperature, and the second part represents the heat transfer due
to solar radiation which itselfconsists ofa group offactors as illus-
trated in Fig. 5. However, Eq. (11) is still valid here, and we can use
it but by changing the way ofcalculating the heat entering the con-
trol volume (heat gain). The RLF is implicated the components of
the second part with first one to obtain the heat entering the con-
trol volume. As before, the factors used are the area (Afenj ) and the
surface cooling factor (CFfenj ) to calculate the heat gain as follows:
Qfenin =j
AfenjCFfenj (19)
where CFfenj is given by equation CFfen =uNFRC(t0.46DR) +PXISHGC IAC FFs, Qfen is the fenestrationcoolingload (W),Afenis the fenestration area (including frame) (m2), CFfen is the surface
cooling factor (W/m2), uNFRC is the fenestration NFRC heating U-
factor (W/(m2 K)),NFRCis the National Fenestration Rating Council,tis the cooling design temperature difference (K),DR is the cool-ing daily range (K), PXI is the peak exterior irradiance, including
shading modifications (W/m2), SHGC is the fenestration rated or
estimated NFRC solar heat gain coefficient, IAC is the interior shad-
ing attenuation coefficient, and FFs is the fenestration solar load
factor.
PXI is calculated as follows:
PXI = TXEt (unshaded fenestration) (20)
PXI = TX[Ed + (1 Fshd)ED] (shaded fenestration) (21)
where PXI is a peak exterior irradiance (W/m2), Et, Ed, and ED are
peak total, diffuse, and direct irradiance, respectively (W/m2), TXis a transmission ofexterior attachment (insect screen or shade
screen), and Fshd is a fraction offenestration shaded by permanent
overhangs, fins, or environmental obstacles.Et, Ed, and EDvalues are based on two surface conditions, where
for horizontal surfaces:
Et = 952+ 6.49L 0.166L2, Ed = min(Et,170) and
ED = Et Ed (22)
For vertical surfaces
= 180
(normalized exposure,01)Et= 453.4 + 1341 52793 + 32604 34.09L
+0.2643L2 12.83L 0.8425L2 +
0.9835L2
+ 1
,
Ed = minEt,357 86.982 + 1.76L
108.4 4L+ 1
and
ED = Et Ed
(23)
where L=site latitude, N, = exposure (surface azimuth) fromsouth (180 to +180).
The shaded fraction Fshd can be taken as 1 for any fenestration
shaded by adjacent structures during peak hours. Simple overhang
shading is given by an estimated equation:
Fshd = min
1,max
0,
SLF Doh Xohh
(24)
whereSLFis the shade linefactor,Doh is the depth ofoverhang(from
plane offenestration) (m),Xoh is the vertical distance from top offenestration to overhang (m), and h is the height of fenestration
(m).
IAC values are computed as follows:
IAC = 1+ Fcl(IACcl 1) (25)
where IAC is the interior attenuation coefficient of fenestration
with partially closed shade, Fcl is the shade fraction closed (0 to
1), and IACcl is the interior attenuation coefficient of fully closed
configuration.
Thus, the heat gain through a fenestration is given as:
Qfenin =
jAfenjuNFRCj (To Tgin )
jAfenjuNFRCj 0.46DR
+j
Afenj PXIj SHGCj IACj FFsj (26)
After obtaining the heat transferred into control volume (heat gain)
ofthe fenestration surfaces, the same method used in the opaque
surfaces can be followed to get the transfer function. Here, the
inputs are: the outdoor temperature (To), the indoor temperature
(Tr) and the location ofthe conditioned place (fDR). The output is
the inside temperature ofthe glass (Tgin ) which is defined as:
Tgin (S) = [G1,14 G1,15 F1,16 ]
To(s)Tr(s)fDR
(27)
whereG1,14 = Rgf1/(f1Rg+ 1)(gS + 1),G1,15 = 1/(f1Rg+ 1)(gs+1), G1,16 = Rg/(f1Rg+ 1)(gS + 1), g= CagRg/(f1Rg+ 1), Rg=(1/
jAfenjhij ), fDR =
jAfenjuNFRCj 0.46D, f1 =
jAfenjuNFRCj
(W/k).
2.4.3. Slab floors
The slab floor ofthe building has big thermal capacitance stor-
age. In fact, it is the largest among the different sections of the
building and to calculate it. We can rewrite the energy conservation
law ofEq. (11) as follows:
accumulation or storage ofenergy
Mslabcpslab dTslab,tdt =difference between in andout ofenergy
iQslabin iQslabout (28)
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where
iQslabin and
iQslabout are the heat gain and loss through
slab floor, respectively (W) and Mwlcpwl is the heat capacitance ofslab (J/K).
Wang [25] and Bligh et al. [26] found that heat gain to concrete
slab floor is mostly through the perimeter rather than through the
floor and into the ground. Total heat loss/gain is more nearly pro-
portional to the length ofthe perimeter thanto the area ofthe floor,
and it can be estimatedby the following equation for both unheated
and heated slab floors:
Qslabin = ftP(Tslabin To) (29)
where Qslabout is the heat loss through slab floors (W),ft is the heatloss coefficient per meter ofperimeter, W/(mK), Pis the perimeter
or exposed edge offloor (m), Tslabin is the inside slab floor tempera-ture or indoor temperature (C), andTo is the outdoor temperature(C).
The output heat (heat loss) from concrete slab floor has been
calculated by ASHREA organization by following the same meth-
ods used in the opaque and fenestration surfaces [16]. As before all
factors affecting the output heat have been embedded in two fac-
tors only: the area (Aslabj ) and the cooling surface factors (Cfslabj ).
Therefore, the heat output ofcontrol volume is as in Eq. (30):
Qslabout =j
Aslabj Cfslabj (30)
where Aslab is the area ofslab (m2), (Cfslab =1.91.4hsrf) is the slab
cooling factor (W/m2), hsrf is given by hsrf = 1/(Rcvr+ 0.12), wherehsrf is the effective surface conductance,including resistance ofslab
covering material (Rcvr) such as carpet (Representative (Rcvr) val-
ues are found in Chapter 6 ofthe 2008 ASHRAE HandbookHVAC
Systems and Equipment [27]).
To obtain slab floor transfer function, Eqs. (29) and(30) are sub-
stituted into Eq. (28), and after simplifying the expression, Laplace
transformation is applied on both sides ofthe resulting equation.
The slab floors subsystem inputs are slab floors area (Aslab) and
outdoor temperature To, while output is inside slab floors temper-ature Tslabin (S) as shown below:
Tslabin (s) = [G1,17 G1,18 ]AslabTo
(31)
where G1,17 =(1.91.4hsrf)/(slabS+1), G1,18 =ftP/(slabS+1),slab =Cslab/ftP, Cslab =
iMslabicpslabi , is the heat capacitance of
slab floors (J/k).
2.5. Conditioned space
The conditioned space is covered by walls, windows, doors,
ceilings, roofs and slab floors. In other words conditioned space
components are air space, furniture, occupant, lightingand appara-tus that emits heating load. By means ofconditioned space control
volume, we analyze the effectiveness oftemperature and humid-
ity ratio by applying conservation ofenergy and mass. The RLF and
physical law are used as analytical tools to model indoor tempera-
ture and humidity ratio.
Sensible heatgain can be evaluatedby applying thermal balance
equationonconditioned spaceto get the components thermalload.
The most critical components affecting the conditioned space are:
(1) Heat traversing opaque surfaces (Qopq), which is the amountof heat transferred to indoor air from walls, roofs, ceilings and
doors, (2) the heat traversing transparent fenestration surfaces
(Qfen) as in windows, skylights, and glazed doors, (3) through slab
floors (Qslab), (4) infiltration and ventilation (Qinf), (5) occupants,
lighting, and appliance (Qig,s), (6) furnishing and air conditioning
space capacitance(Qair+ Qfur) and(7) coolingload exerted by HVACsystem (Qs).
The heat balance ofconditioned space is given by the equation:
accumulation or storage ofenergy Qair+ Qfur =
difference between input and output ofenergy Qopq + Qfen + Qslab + Qinf + Qig,s Qs
(32)
where
Qair=
storage energy at air mass Maircpa
dTairdt
,
Qfur=
storage energy at furniture mass jMfurj cpfurj
dTfurdt
,
Qopq =
convection heat gain from opaque surface
jAwjhij (TWlin
Tr) ,
Qfen =
conduction heat gain (Tgin Tr)
Rg+
solar radiation heat gain jAfenjPXIj SHGCj IACj FFsj ,
Qslab =
convention heat gain from slab floors j
Aslbjhij (Tslbin Tr) ,
Qinf =heat gain due to infiltration
Cs AL IDF(To,t Tr,t), and
Qig,s =
sensible cooling load from internal gains 136+ 2.2Acf + 22Noc .
Substitution these quantities into Eq. (32), yields
MrcpadTr,tdt
+j
Mfurj cpfurjdTfur,tdt
= jAwjhij (TWlin,t Tr,t)+
gin,t Tr,tRg
+j
Afenj PXIj SHGCj IACj FFsj
+j
Aslbjhij (Tslbin Tr) + Cs AL IAF(To,t Tr,t)
+136+ 2.2Acf + 22Noc mmcpa(Tr,t Ts,t) (33)
The rate of moisture change in conditioned space is the result
of three predominant moisture sources: outdoor air (infiltration
and ventilation), occupants, and miscellaneous sources, such as
cooking, laundry, and bathing as shown in Fig. 6. We applied the
conservation ofmass law on the components ofconditioned space
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Fig. 6. Heat and humidity flow in/out ofconditioned space.
to get a general formula as follows:
rate ofmoisture change
= rate ofmoisture transfer+ rate ofmoisture generationdmoisture value
dt=
i
input moisture rate
e
output moisture rate+gen
moisture generation rate
(34)
The mass balance ofconditioned space is given by the equation:
dMrr,tdt
= mss,t+ minfa,t+Qig,lhfg
mrr,t (35)
A complete description ofthe space physical behavior for the
twomain output components is given by combining thermal model
equation (33) with moisture model equation (35) deriving the
whole subsystem state space equation ofconditioned space as pre-
sented by Ghiaus et al. [28]. Then eliminating the states vector x,
we follow similar method in the pre-cooling coil by taking Laplace
transformation on both sides ofthe state space equation to get:
Tr(s)r(s)
=G1,19 G1,20 G1,21 G1,22 G1,23 G1,24 G1,25 G1,26 G1,27G2,19 G2,20 G2,21 G2,22 G2,23 G2,24 G2,25 G2,26 G2,27
TWlin (s)
Tgin (s)
Tslbin (s)
To(s)
Ts(s)
f4
s(s)
o(s)
Qig,l
(36)
where G1,19 = kwl/f2(6S + 1), G1,20 = 1/f2Rg(6S+1),G1,21 =kslb/f2(6S+1), G1,22 =f3/f2(6S+1), G1,23 = mmcpa/f2(6S +1),G1,24 = 1/f2(6S+1),G1,25 = 0,G1,26 = 0,G1,27 = 0,G2,19 = 0,G2,20 = 0,G2,21 = 0, G2,23 = 0, G2,24 = 0, G2,25 = ms/mr(rS + 1), G2,26 =minf/mr(rS + 1), G2,27 = 1/hfgmr(rS + 1), kwl =
jAslbjhij
,
f3 =CsAL IDF (W/k), Cs is the air sensible heat factor (w/L . S .K.),
AL is the building effective leakage area, cm2
, IDF is the infiltration
driving force (L/(s cm2)), f2 =
jAwjhij + (1/Rg) +
jAslbjhij +
Cs AL IDF+ mmcpa (W/k), 6 =Caf/f2 (s), Caf is the heatcapacitance of indoor air and furniture, minf is the infiltra-tion air mass flow rate (kg/s), f4 =ffen +136 +2.2Acf+ 22Noc (W),
ffen =
jAfenj PXIj SHGCj IACj FFsj is the direct radiation (W),
s, o is the humidity ratio ofoutdoor and supply air, respectively,and Qig,l is the latent cooling load from internal gains.
3. Resulting overallmodel
The model block diagram represents a good overall picture of
the relationships among transfer function variables ofa subsystem
model. It is possible to arrange the final subsystems transfer func-
tions (Eqs. (4), (8), (10), (18), (27), (31) and (36)) in a way to reflect
reality where the output ofthe first subsystem is the input to the
next subsystem and so on and so forth. This is illustrated by Fig. 7.
Note here that it is difficult to arrange and derive the overall math-
ematical model that represents the systems general equation by
only looking at these equations. Therefore, we sought the help of
graphics.
A complete description ofthe plant behavior for the two main
output componentsis given by compacting subsystemmodel equa-
tion ofpre-cooling coil, mixing air chamber, mean cooling coil,conditioned space and building structure. The whole compact
model transfer function ofHVAC equipment and building is rep-
resented by Eq. (37).
Tr(s)
r(s)
=T1,1(s) T1,2(s) T1,3(s) T1,4(s) T1,5(s) T1,6(s) T1,7(s) T1,8(s) T1,9(s) T1,10(s) T1,11(s) T1,12(s)
T2,1(s) T2,2(s) T2,3(s) T2,4(s) T2,5(s) T2,6(s) T2,7(s) T2,8(s) T2,9(s) T2,10(s) T2,11(s) T2,12(s)
mw(s)
mmw(s)
mos(s)
mr(s)
To(s)
o(s)
f4
Qig,lAslab
fDR
k2Tr(s)
(37)
where
T1,1(s),T1,2(s), . . .,T1,12(s) andT2,1(s),T2,2(s), . . .,T2,12(s) represent
the input factors that can be obtained from Eq. (36) and Fig. 7.
Eq. (37) implies that the system has twelve input variables and
two outputs.
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Fig. 7. Subsystems model block diagram.
The input variables are:
1. mw(s) is the flow rate ofchilled water supply to pre-coolingcoil,2. mmw(s) is the flow rate ofchilled water supply to main cooling
coil,
3. mr(s) is the flow rate ofreturn air to conditioned space,4. mos(s) is the flow rate ofoutside air to conditioned space,5. To(s) is the perturbations in outside temperature,
6. k2 is the perturbations due to thermal resistance ofbuilding
envelope,
7. f4 is the perturbations ofinternal sensible heat gain,
8. Aslab is the area ofslab floors,
9. fDR is the location factor,
10. o (s) is the perturbations in outside air humidity ratio,11. Qig,l is the perturbations ofinternal latent heat gain, and12. Tr(s) is the conditioned space temperature.
On the other hand, the output variables are:
1. Tr(s) is the room temperature or conditionedspace temperature,
and
2. r(s) is the room humidity ratio or conditioned space humidity
ratio.
4. Simulationresults and discussion
In order to evaluate the performance of the previous thermal
moisture model strategies presented in this work, a residential
building used by the RLF methodology [16] has been adopted. The
geometry ofthe building is shown in Fig. 8 and is the same one
used in ASHRAE [16] to investigatethe parameters ofthe developed
model.
Fig. 8. The geometry ofthe building chosen to get model parameters.
The building construction characteristics are documented in
Table 1.
The residential building model is a typical one-story house thathas a simple structure. The overall area is 248.6 m2 while the over-
all area excluding the garage is 195.3 m2, the gross windows and
wall exposed area is 126.2 m2 while the net wall exterior area is
108.5 m2, and the overall house volume excluding the garage is
468.7 m3. Other construction characteristics are documented in
Table 1. In order to test the model identification procedure, the
multi-zone model ofthe RLF methodology has been adopted.
The building properties and weather data obtained for Kuala
Lumpur city have been used for cooling load calculation. By means
of natural ventilation (the HVAC components are turned off)
applied on a building model, then the outside condition and inter-
nal gains are the only affected on the indoor condition. Based on
these conditions, all cooling loads for residential building were cal-
Table1
Material properties ofmodel building construction.
Component Description Factors
Roof/ceiling Flat wood frame ceiling (insulated with R-5.3 fiberglass)
beneath vented attic with medium asphalt shingle roof
U= 0.03118 W/(m2 K)
roof=0.85
Exterior walls Wood frame, exterior wood sheathing, interior gypsum board,
R-2.3 fiberglass insulation
U= 51 W/(m2 K)
Doors Wood, solid core U=2.3 W/(m2 K)
Floor Slab on grade with heavy carpet over rubber pad; R-0.9 edge
insulation to 1 m below grade
Rcvr=0.21 (m2 K)/W; Fp = 85 W/(m2 K)
Windows Clear double-pane glass in wood frames. Halffixed, half
operable with insect screens (except living room picture
window, which is fixed). 0.6 m eave overhang on east and west
with eave edge at same height as top ofglazing for all
windows. Allow for typical interior shading, halfclosed.
Fixed: U=2.84 W/(m2 K); SHGC= 0.67
Operable: U=2.87 W/(m2 K);SHGC= 0.57;
Tx =0.64
IACcl =0.6
Construction Good Aul =1.4 cm
2
/m
2
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Fig. 9. Indoor temperature variation due to outdoor temperature variation.
Fig. 10. Indoor humidity ratio variation due to outdoor humidity ratio variation.
Fig. 11. HVAC plant open loop response for indoor temperature and humidity ratio.
Fig. 12. HVAC plant open loop response for indoor temperature and relative humidity.
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Fig. 13. Indoor thermodynamic properties transient response for whole building and HVAC plant.
culated every 1 h for 24 h by using numerical methods [29]. These
calculated cooling loads were used to find out the indoor temper-
ature and humidity ratio. And these temperature and humidity
ratio checked against the simulation model outputs as shown in
Figs. 9 and10. Fromthe figures, we findthat there is substantialcon-
vergence between the calculated results and the simulation modeloutputs.
The effect of HVAC plant on the indoor air temperature and
humidity can be investigated by an open loop response.
4.1. Open loop response
To incorporate the HVAC plant in the simulation ofthe resulting
model, both supply air and chilled water flow rate for comfortable
indoor conditions must be calculated first. Thisis doneby analyzing
and computing the cooling loads based on the outdoor conditions.
First, it is assumed that the outdoor temperature and humidity
ratio are 33 C and 0.01909 Kilogram moisture per Kilogram dryair, respectively. Under these conditions, the HVAC inputs are cal-
culated and fed to the model ofthe open loop system. These inputs
were: (1) chilled water supplied to the pre-cooling coil, 0.62 kg/s,
(2) chilled water fed to the main cooling coil, 0.87 kg/s, and (3) the
sumofreturn air andfresh airas the total supplied air to the system,
607 L/s.
When feeding the model with the above inputs, the indoor con-
ditions which are the output of the system are observed to settle
within the comfort zone in a finite time. The results are illustrated
in Figs. 11 and 12 where the temperature and humidity ratio are
shown in Fig. 11 while Fig. 12 shows the temperature and relative
humidity. To further understand the behavior ofthe system, thepsychrometric chart is used in the next section.
4.2. Psychrometric process line analyses
To illustrate and validate that the system does indeed have
a big thermal inertia as initially suggested; the psychrometric
process line analyses are used. Many HVAC processes can be rep-
resented as straight lines connecting two or three state points on
the psychrometric chart. These points show the thermodynamic
properties of moist air [30,31]. Fig. 13 shows a transient state
process of conditioned space as in Section 4.1. The dotted line
represents an ideal process ofthese states, while the real system
takes a different path represented by the continuous line connect-
ing state (1) to state (2). This case is related to the transients of
the states. The difference between the two cases is an evidence
that the system has a thermal inertia. The difference is increased
by increasing the thermal capacitance (big thermal inertia) ofthe
model.
Fig. 14. Complete HVAC cycle and transient model response.
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From Fig. 13, it is obvious that the final state condition (point 2)
is located inside comfort zone as expected where the comfort zone
is defined in [32].
4.3. Model validation
To validate the derived models, two different calculation meth-
ods were carried out using the indoor model conditions. At first,
comparison is done between building simulation output and calcu-lation results by numerical methods. The data results show partial
agreement as Figs. 9 and 10. The overall system is then tested using
the psychrometricchart, showing transientresponse periods. Here,
the system is compared to the calculated results ofevery subsys-
tem process by CLF/CLTDc (cooling load factor for glass/corrected
cooling load temperature difference) method [33].
The steady state psychrometric processes result for each sub-
system are presented on the psychrometric chart ofFig. 14 where
it is show that the two paths ended at the same point which means
that theyare related together. Process linesare colored in redto dif-
ferentiate them with the indoor transient response colored in blue.
The process started at an initial room condition (point 1) before
ending at a steady state point (point 2). The psychrometric process
lines for moisture air behavior through the subsystem model are:
12 moist air process line through the pre-cooling coil, 23 moist
air process line through the air mixing chamber, 34 moist air pro-
cess line throughmain coolingcoil and45 moist air process linefor
building cooling load. In the figure, points 5 and 2 are almost coin-
ciding, verifying that both model behavior and CLF/CLTDc (manual
cooling load calculation) are completely correlative against each
other.
5. Conclusion
This work adopted a hybrid method that uses both physical
and empirical modeling schemes to arrive at a model that can
accurately represent a building and HVAC system with its vari-
ous thermal inertia subsystems. It was shown in the paper that
the resulting hybrid model behaved in a similar fashion to the realsystem. The system does not contain different subsystems with dif-
ferent thermal inertia only, but many ofits parts have pure lag
times, and they also have non-linear characteristics. In addition,
thermal load for such a system is very complex due to the chaotic
or unpredictable behaviors of many ofthe external and internal
disturbances to the system. One of the major unpredicted distur-
bances to the system is the variation ofsolar radiation, which is
very hard to model correctly. For these reasons, empirical analyses
wereemployedon those parts ofthe system. As for the HVACequip-
ments, physical laws could be used and then linearized. The overall
model gives two coupled outputs: temperature and humidity ratio.
The obtained temperature model equation is from the ninth order
while the humiditymodel equation was from the eighth order. This
model with its large number ofmeasurable variables can then becontrolled to achieve good transient and steady state responses. It
is not in the scope ofthis paper to perform the control design, but
it is definitely the next step ofthis research.
Appendix A. Supplementary data
Supplementary data associated with this article can be found, in
the online version, at doi:10.1016/j.enbuild.2011.03.023.
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http://dx.doi.org/10.1016/j.enbuild.2011.03.023http://www.carmelsoft.com/http://www.carmelsoft.com/http://dx.doi.org/10.1016/j.enbuild.2011.03.023