9
Introduction Despite the fact that new cases of AIDS are declining in the developed world, HIV infection and the spread of the global AIDS epidemic still present enormous medical, social and economic problems. It has been estimated that in 1997 there were 5.8 million new cases of HIV infection, and that in the same year 2.3 million people died of AIDS. 1 Powerful anti- retroviral therapies have succeeded in increasing the time between infection with HIV and the progression to AIDS, although current therapies cannot eliminate the virus from infected individuals and are, in any case, out of reach of the vast majority of people in the less-developed world who make up the bulk of newly infected individuals. The causative agent of AIDS is the human immuno- deficiency virus (HIV). It principally infects Th cells and cells of the monocyte/macrophage lineage, which express the CD4 cell surface protein. The gradual and selective loss of the CD4 + subset of T lymphocytes is the central feature of the pathogenesis of HIV because it correlates with the progression from asymptomatic HIV infection to AIDS (review 2 ). Although the precise cause of this loss of CD4 + T cells is unknown, perhaps the most popular hypothesis is that the virus primes the cell for apoptotic cell death. 3 Here, we review the experiments that argue that T cells are depleted via the induction of apoptosis, and discuss these findings in the context of direct versus indirect killing by HIV. Direct versus indirect depletion of CD4 + T cells in HIV-infected individuals: an overview Initial measurements of HIV in the blood of infected individuals revealed that the number of infected T cells is very low, typically less than 0.01% of the total peripheral blood mononuclear cells, and of cells in infected lymph nodes. 4 These measurements led to the assumption that infection of CD4 + T cells by the virus could not account for the loss of this population and that therefore there must be an indirect mechanism to account for such a loss. This view gained experimental support in studies of lymph node biop- sies taken from HIV-infected individuals. 5,6 It was reasoned that because the vast majority of T cells reside in lymphoid tissues, and only a small proportion is present in the periph- eral circulation, then these sites are more relevant to studying the pathogenesis of HIV infection. In addition these are also the primary sites of antigen presentation and lymphocyte activation, both processes assumed to be important in the pathogenesis of HIV towards T cells. The studies of lymph node biopsies revealed that cells harbouring viral RNA rarely showed morphological or histochemical features of apoptosis (see following). Instead, apoptotic cells were often observed near to cells harbouring virus. This led to the so-called bystander theory of CD4 + T cell killing in which an HIV- infected cell kills those nearby via an indirect mechanism. In 1995 two papers were published concurrently which showed that there was a very high rate of virus production throughout the course of HIV infection, and consequently a very high turnover of virus-producing cells. 7,8 Both groups estimated a CD4 + T cell turnover of ~ 2 × 10 9 cells/day. These data implied that it is possible for HIV killing of the infected T cell to account for the eventual depletion of the CD4 + T cell population, even with a very low proportion of cells being infected at any one time, and reopened the debate about whether CD4 + T cell depletion is a direct or indirect conse- quence of viral infection. Immunology and Cell Biology (1999) 77, 90–98 Special Feature Does HIV cause depletion of CD4+ T cells in vivo by the induction of apoptosis? ANTHONY JAWOROWSKI and SUZANNE M CROWE AIDS Pathogenesis Research Unit, Macfarlane Burnet Centre for Medical Research, National Centre for HIV Virology Research, Fairfield, Victoria, Australia Summary The central pathogenic feature of AIDS is the dramatic loss of CD4+ lymphocytes. Despite more than a decade of intense research, the exact mechanism by which HIV causes this is still not understood. A major model for T cell depletion, proposed originally by Ameison and Capron in a report published in 1991, is that HIV sensitizes CD4+ T cells for activation-induced apoptosis. The apoptotic model of T cell depletion is discussed, and experiments that address the questions of whether apoptosis is restricted to infected cells or ‘bystander’T cells, and whether T cell apoptosis requires participation of separate HIV-infected haematopoietic cell populations, are reviewed. Key words: acquired immunodeficiency syndrome, apoptosis, CD4 + T-lymphocytes, CD95, monocyte/ macrophages. Correspondence: Dr A Jaworowski, Macfarlane Burnet Centre for Medical Research, PO Box 254, Fairfield, Vic. 3078, Australia. Email: <[email protected]> Received 23 October 1998; accepted 23 October 1998.

Does HIV cause depletion of CD4+ T cells in vivo by the induction of apoptosis?

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Page 1: Does HIV cause depletion of CD4+ T cells in vivo by the induction of apoptosis?

Introduction

Despite the fact that new cases of AIDS are declining in thedeveloped world, HIV infection and the spread of the globalAIDS epidemic still present enormous medical, social andeconomic problems. It has been estimated that in 1997 therewere 5.8 million new cases of HIV infection, and that in thesame year 2.3 million people died of AIDS.1 Powerful anti-retroviral therapies have succeeded in increasing the timebetween infection with HIV and the progression to AIDS,although current therapies cannot eliminate the virus frominfected individuals and are, in any case, out of reach of thevast majority of people in the less-developed world whomake up the bulk of newly infected individuals.

The causative agent of AIDS is the human immuno-deficiency virus (HIV). It principally infects Th cells andcells of the monocyte/macrophage lineage, which expressthe CD4 cell surface protein. The gradual and selective loss of the CD4+ subset of T lymphocytes is the centralfeature of the pathogenesis of HIV because it correlateswith the progression from asymptomatic HIV infection toAIDS (review2). Although the precise cause of this loss of CD4+ T cells is unknown, perhaps the most popularhypothesis is that the virus primes the cell for apoptotic celldeath.3

Here, we review the experiments that argue that T cells aredepleted via the induction of apoptosis, and discuss thesefindings in the context of direct versus indirect killing byHIV.

Direct versus indirect depletion of CD4+ T cells in HIV-infected individuals: an overview

Initial measurements of HIV in the blood of infectedindividuals revealed that the number of infected T cells isvery low, typically less than 0.01% of the total peripheralblood mononuclear cells, and of cells in infected lymphnodes.4 These measurements led to the assumption thatinfection of CD4+ T cells by the virus could not account forthe loss of this population and that therefore there must be anindirect mechanism to account for such a loss. This viewgained experimental support in studies of lymph node biop-sies taken from HIV-infected individuals.5,6 It was reasonedthat because the vast majority of T cells reside in lymphoidtissues, and only a small proportion is present in the periph-eral circulation, then these sites are more relevant to studyingthe pathogenesis of HIV infection. In addition these are alsothe primary sites of antigen presentation and lymphocyteactivation, both processes assumed to be important in thepathogenesis of HIV towards T cells. The studies of lymphnode biopsies revealed that cells harbouring viral RNA rarelyshowed morphological or histochemical features of apoptosis(see following). Instead, apoptotic cells were often observednear to cells harbouring virus. This led to the so-calledbystander theory of CD4+ T cell killing in which an HIV-infected cell kills those nearby via an indirect mechanism.

In 1995 two papers were published concurrently whichshowed that there was a very high rate of virus productionthroughout the course of HIV infection, and consequently avery high turnover of virus-producing cells.7,8 Both groupsestimated a CD4+ T cell turnover of ~ 2 × 109 cells/day. Thesedata implied that it is possible for HIV killing of the infectedT cell to account for the eventual depletion of the CD4+ T cellpopulation, even with a very low proportion of cells beinginfected at any one time, and reopened the debate aboutwhether CD4+ T cell depletion is a direct or indirect conse-quence of viral infection.

Immunology and Cell Biology (1999) 77, 90–98

Special Feature

Does HIV cause depletion of CD4+ T cells in vivo by the inductionof apoptosis?

ANTHONY JAWOROWSKI and SUZANNE M CROWE

AIDS Pathogenesis Research Unit, Macfarlane Burnet Centre for Medical Research, National Centre for HIVVirology Research, Fairfield, Victoria, Australia

Summary The central pathogenic feature of AIDS is the dramatic loss of CD4+ lymphocytes. Despite more than adecade of intense research, the exact mechanism by which HIV causes this is still not understood. A major model forT cell depletion, proposed originally by Ameison and Capron in a report published in 1991, is that HIV sensitizesCD4+ T cells for activation-induced apoptosis. The apoptotic model of T cell depletion is discussed, and experimentsthat address the questions of whether apoptosis is restricted to infected cells or ‘bystander’T cells, and whether T cellapoptosis requires participation of separate HIV-infected haematopoietic cell populations, are reviewed.

Key words: acquired immunodeficiency syndrome, apoptosis, CD4+ T-lymphocytes, CD95, monocyte/macrophages.

Correspondence: Dr A Jaworowski, Macfarlane Burnet Centre forMedical Research, PO Box 254, Fairfield, Vic. 3078, Australia.Email: <[email protected]>

Received 23 October 1998; accepted 23 October 1998.

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Recently, two groups have used reporter constructs todirectly examine the question of whether apoptosis incultured lymphocytes in vitro occurs in infected T cells orbystander cells. Gandhi et al. used an HIV-placental alkalinephosphatase (PLAP) reporter construct to infect both T celllines and purified CD4+ T cells in vitro.9 They showed thatapoptosis was induced primarily in infected cells (i.e. thosecells expressing PLAP). Furthermore, apoptosis did notappear to involve the Fas pathway (see following), nor wasFas expression increased in those cells expressing PLAP.These data are consistent with recent reports in which CD4+

T cells were infected with HIV in vitro.10,11 Herbein et al.have used green fluorescent protein (GFP) technology toshow that apoptosis in cultured PBMC infected with HIVoccurred at a significantly higher rate in cells harbouringvirus.12 In lymphocyte cultures, the apoptosis was predomi-nantly in CD4+ T cells; however, when lymphocytes were co-cultured with monocyte-derived macrophages (MDM),apoptosis was observed in both CD4- and CD8-positivepopulations and dramatically increased the rate of apoptosisin GFP– (i.e. bystander) but not GFP+ (HIV-infected) cells.These results suggest that the lack of apoptosis seen inbystander cells by Gandhi et al. may be due to the fact thatthe experiments were conducted with cultures depleted ofmonocytes. Taken together, these findings strongly suggestthat, in cultures infected in vitro, apoptosis occurs primarilyin infected cells but that in vivo the situation is far morecomplex, and that additional mechanisms exist to causeapoptosis of non-infected T cells.

The question of whether T cell killing occurs via a director indirect mechanism has more than academic significance:it has been pointed out that if the bystander theory is correct,then strategies for interfering with this mechanism could bedesigned which are not targeted towards inhibiting virusreplication.12 Such treatments may circumvent the problem ofthe rapid acquisition of resistance by HIV to drugs thatinhibit its replication.

Apoptotic and non-apoptotic mechanisms for T cell loss

There have been many hypotheses proposed to account forthe T cell loss consequent to HIV infection which involveeither direct effects of the virus on the infected T cells orindirect effects. Early models based on studies of thecytopathology of HIV towards T cell lines proposed that thecytopathic effects of the virus are due to its ability to promotesyncytium formation between cells expressing CD4 and thoseexpressing envelope glycoprotein.13–16 Because HIV-infectedcells did not form syncytia with CD8+ or CD16+ cells, andmany individual CD4+ cells were involved in syncytiumformation, it was felt that this effect could contribute to both the specificity and the stoichiometry of CD4+ celldepletion.16 Other workers, however, showed that HIV wascytopathic towards certain T cell lines in the absence ofsyncytium formation.17,18 Alternatively, the finding that HIVcauses the selective loss of T cells bearing a common set ofVβ regions has led to the suggestion that a virus-encodedsuperantigen may play a role in pathogenesis.19,20 Othermodels of viral pathogenesis have included immuno-supression by conventional cytotoxic T cell-mediatedimmunopathology,21 the removal of T cells by cytotoxic

T lymphocytes, natural killer cell or antibody-dependentcytotoxicity,22 the generation of autoimmune antibodies toclass II β chains which share regions of homology to HIVenvelope protein,23,24 and the chronic down-modulation ofCD4 leading to T cell anergy.25

Perhaps the most widely canvassed and studied potentialmechanism for T cell depletion is that of induction of apoptosis. In 1986, Zagury et al. reported the first long-termcultures of HIV-infected T cells and showed that cell deathoccurred in such cultures following immunological stimu-lation with phytohaemagglutinin.26 They proposed thatactivation in vivo, by antigen, would result in virus produc-tion and cell death of the infected T cells. In 1991, severalgroups reported that loss of HIV-infected T cells wasaccompanied by DNA fragmentation associated with apop-totic cell death, in experiments using both T cells from HIV-infected individuals cultured ex vivo,27,28 CD4+ T cell-enriched PBL29 or PBMC and a T cell line infected in vitro.30

This led to the formulation of the hypothesis that HIV infec-tion results in inappropriate induction of apoptosis in vivo inresponse to antigenic stimulation, such that mature T cellsundergo a similar pathway to that responsible for the removalof autoreactive T cells during thymic selection.3 That apop-tosis may have a direct role in T cell depletion has beeninferred from studies of HIV-2: this virus is associated witha milder clinical course than HIV-1, and also has lesspronounced effects on spontaneous T cell apoptosis.31

Measurement of apoptosis of T cells in vivo during HIVinfection

Apoptosis, or programmed cell death, refers to a form of celldeath characterized morphologically by the condensation ofcytoplasm and nucleus and margination of chromatin in thedying cell.32 Biochemically it is characterized by the activa-tion of aspartate-directed proteases or ‘caspases’, and is oftenaccompanied by internucleosomal cleavage of chromatin toyield a characteristic laddering pattern of cellular DNAfollowing analysis by agarose gel electrophoresis. One of theearliest detectable manifestations of the dying cell is expo-sure of phosphatidylserine residues on the outer leaflet of theplasma membrane which constitutes a recognition signal formacrophages to engulf the dying cell.33 If the cell is notphagocytosed at this stage, its contents are packaged intoapoptotic bodies which can also be ingested by phagocytes.Thus at no stage is the integrity of the plasma membranecompromised, and the most important feature of apoptosis isthat the cellular contents of the dying cell are phagocytosed,usually by macrophages,34 without spilling into the sur-rounding tissues and generating an inflammatory reaction.These features are in sharp contrast to necrosis, where celldeath is accompanied by the loss of integrity of the plasmamembrane, leakage of intracellular contents to the surround-ing tissue and the generation of an inflammatory response.

The efficient phagocytosis of apoptotic cells and remnantsin vivo means that it is difficult to detect the occurrence ofsuch a process, and the role of apoptosis in HIV pathogenesishas usually been inferred from experiments performed invitro. Apoptotic cells have been detected in vivo, followingHIV infection, under special circumstances: in animalmodels in which human thymus is implanted into severe

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combined immunodeficient (SCID) mice, a wave of apop-totic thymocytes was observed following injection of HIVinto the implanted tissue which correlated with sites of activeviral replication.35,36 Su et al. reported that, in this model,apoptosis occurred in thymocytes at various stages of differ-entiation but that most of these cells were uninfected.37

Jamieson et al., however, have recently reported somewhatdifferent findings in this model: using a combination ofTUNEL, annexin V and 7-aminoacridine staining of single-cell suspensions derived from HIV-infected thymuses, theyreport low levels of apoptosis at a time when there is a highrate of CD4+ T cell depletion, and a high proviral burden.38

In agreement with Su et al. they found apoptotic cells at latestages of CD4+ T cell depletion, but these cells were identi-fied as predominantly from the CD4– CD8+ subset. Theypropose that in this model, death of CD4+ cells occurs bydirect killing of infected thymocytes rather than apoptosis,which is predominantly due to indirect effects on CD8+ cells,possibly by destruction of the cytokine network.

Two widely quoted papers have reported histochemicalstudies of lymph nodes from HIV infected individuals.5,6

Finkel et al. analysed lymph node biopsies from four HIV-infected children and a simian immunodeficiency virus(SIV)-infected macaque. They reported the detection of manyapoptotic nuclei using an in situ nick-translation detectionsystem for DNA fragments, but very few of these containedviral RNA. Apoptotic nuclei were often interspersed in areaswithin ‘viral clouds’. The apoptotic cells were identified aspredominantly CD3+ T cells. A correlation was observedbetween the number of apoptotic cells in a given field and thenumber of productively infected cells in that field. The sameworkers also observed a trend towards diminished apoptosiswith anti-retroviral treatment and a correlation betweendisease severity and apoptosis.39 In a similar study, Muro-Cacho et al. studied lymph node biopsies obtained from 29adults infected and 29 adults not infected with HIV.5 Using insitu end-labelling of fragmented DNA (TUNEL), theyobserved a three-to-four-fold increase in the number ofapoptotic cells/mm2 in lymph nodes from HIV-infectedindividuals compared to uninfected individuals. Unfortu-nately, immunohistochemical identification of the apoptoticcells was made only after in vitro culture, where both B andT (CD4+ and CD8+) cells were identified. In contrast to thestudies of Finkel et al., the level of apoptosis in the nodesfrom HIV-infected individuals did not correlate with eitherthe viral burden or the stage of disease; however, a correla-tion with the state of activation, determined histologically asthat of follicular hyperplasia and germinal centre formation,was observed. They proposed that the apoptosis of T cells isa consequence of chronic immune activation and, as such,represents an epiphenomenon rather than the pathogenicmechanism of HIV infection.

These data favour the model that most of the apoptosisobserved is an indirect effect of HIV-infected cells (whichmay involve cell–cell contact or the production of cytotoxicHIV-encoded proteins) on ‘bystander’ cells. From the discus-sion in the previous section it is clear that analysis ofapoptotic cells in models of HIV infection in vivo have so farnot resolved the question of whether apoptosis is the cause of the depletion of CD4+ T cells which is the major patho-genic feature of AIDS. In this context, Jamieson et al. have

calculated that in the SCID mouse model of HIV infectionthe rate of T cell loss, at its peak, is 10% per day.38 At thisrate, the level of apoptosis would be only 2–4% above back-ground: too low to detect experimentally.

Apoptosis of T cells cultured from HIV-infectedindividuals

Most studies have concentrated on determining whether HIVinfection induces apoptosis in T cells infected in vitro orwhether the rate of apoptosis of T cells obtained from HIV-infected blood and cultured in vitro is higher than that of T cells obtained from uninfected donors. Soon after Ameisenand Capron proposed that HIV results in the inappropriateinduction of activation-induced cell death,3 experimentalevidence was obtained supporting this hypothesis. Severallaboratories published data showing that T cells cultured exvivo from HIV-infected donors showed higher levels ofapoptosis compared to those obtained from seronegativeindividuals.40–44 This increase in apoptosis was seen in bothstimulated T cells40,41 (i.e. activation-induced apoptosis), andin unstimulated T cells41–44 (i.e. spontaneous apoptosis),although in one report an increase in spontaneous apoptosiswas not observed.40 Apoptosis was generally found to occurin both CD4+-depleted and CD8+-depleted T cell populations.In the model proposed by Ameisen and Capron, the primingof T cells for programmed cell death may occur followingcrosslinking of CD4 by gp120 immune complexes,3 whichactivates the T cell without appropriate costimulatory signalsprovided by APC. This model was tested directly in earlyexperiments, and it was shown by several laboratories thatCD4 crosslinking could induce apoptosis in CD4+ T cells;42,45

however, others failed to see such an effect.46 These earlyexperiments differed in that Oyaizu et al. observed apoptosisin response to CD4-crosslinking only in PBMC but not inpurified CD4+ T cell populations,42 whereas Banda et al.observed apoptosis in purified CD4+ T cell populationscultured for 3 days, but only on subsequent stimulation of the TCR.45

In conclusion, studies of PBMC isolated from HIV-infected persons generally support the model that HIV primesCD4+ T cells for apoptosis. The fact that increased apoptosiswas observed in cultures derived from patient samples whichcontain only a small proportion of infected cells shows thatthe apoptosis observed does not occur exclusively in HIV-infected cells. Indeed, using electron microscopy to analysethese cultures, Groux et al. reported seeing no viral particleswithin the apoptotic cells.40 The level of CD4+ cell apoptosisappeared to be higher in several of the studies mentioned inthe previous section in unfractionated cultures compared toCD4+ T cell-enriched cultures,40,42 and a role for defectivefunctioning of APC within the culture was postulated (seefollowing section.40

It must be noted that the significance of the afore-mentioned observations to the catastrophic decline in theCD4+ T cell population, which is the major pathogenicfeature of AIDS, has been questioned on two grounds. Firstof all, as discussed earlier, increased apoptosis was observedin both CD4+ and CD8+ T cells from HIV patients; indeed insome studies the proportion of cells dying was higher inCD8+-enriched populations compared to CD4+-enriched

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populations. Second, there is disagreement as to whether astrong correlation exists between the extent of T cell apoptosis in this assay and the clinical progressionof the disease in the patient. Several laboratories have foundno such correlation,47,48 but in an extensive study of spon-taneous and activation-induced apoptosis of various lympho-cyte populations obtained from HIV+ and HIV– donors, aninverse correlation was found between CD4+ T cell apoptosisex vivo and the CD4+ T cell count (a marker of disease pro-gression).49 In this latter study, the apoptotic cells were foundto express markers associated with T cell activation and theauthors conclude that, in agreement with conclusions fromstudies of lymph nodes from infected people (see previoussection5), ‘activation is the primary mechanism responsiblefor the induction of apoptosis in lymphocytes from HIV-infected persons’. These findings have been confirmed in a recent report which also detected a correlation betweenapoptosis and plasma viral load.50 Whether such a correlationis significant or not, its lack would not be surprising becausehigh rates of T cell turnover have been shown throughout thecourse of infection.7 A strong correlation might be evidencethat the sensitivity towards apoptosis is the major determinantin T cell loss as a patient progresses to AIDS, but a lack ofsuch a correlation would only suggest that other processes,such as a dysfunction in T cell replacement, are as important.

The role of Fas/FasL in HIV-induced T cell apoptosis

Given the aforementioned observations that HIV infectionincreases the apoptosis observed following short-term cultureof isolated T cells, interest has centred on the possible mech-anism. By 1995, it had been established that pathwaysstimulated via a member of the tumour necrosis factorreceptor (TNFR) family, Fas (CD95/APO-1), are required foractivation-induced cell death in normal T lymphocytes.51–54

It therefore followed that research would focus on deter-mining the effects of HIV infection on the functioning of theFas pathway in T cells. This aspect of HIV has been recentlyreviewed,55 so it will be treated briefly here. The proportionof lymphocytes expressing Fas was shown to be elevated in HIV-infected individuals.56–59 This has been confirmed insubsequent studies.60–65 Generally, these studies demon-strated that the proportion of Fas-expressing cells increaseswith disease progression, or inversely correlates with CD4+

T cell counts in the blood,58–60,62,63 although a correlationbetween Fas-expressing CD4+ cells and CD4+ T cell counts inblood was not observed in one report.57 The increased Fasexpression was found by some investigators to be in bothCD4+ and CD8+ T cells57,63–65 and, by others, to be restrictedto the CD8+ T cell population.60 T cells isolated from HIV-infected individuals were more sensitive to Fas receptoragonist-induced apoptosis,57,61,63,64,66 and both the CD4+ andCD8+ subsets showed this sensitivity.57,63,64,66

In addition to the observation that Fas expression isincreased in lymphocytes from HIV-infected individuals,several laboratories have reported that the expression of Fasligand (FasL) mRNA is also increased in peripheral bloodmononuclear cells.66,67 However, whether this results inincreased surface levels of FasL has not yet been demon-strated. The levels of FasL mRNA were shown to beincreased by the HIV-encoded protein Tat.68.

The observations of increased Fas expression and Fas-mediated apoptosis in T cells, however, raises severalquestions: (i) is this pathway involved in the increasedapoptosis (either spontaneous or activation-induced) of T cells obtained from HIV-infected individuals; and (ii) whatis the significance of these observations to the pathogenesisof HIV? With respect to the first question, there is disagree-ment in the field, with some investigators reporting that Fasantagonists block the increased activation-induced cell deathseen in T cells isolated from HIV-infected individuals,64,66

whereas others report no effect.69 The latter investigatorsfound that activation-induced cell death was, instead, inhib-ited by antagonists of TNF-related apoptosis-inducing ligand(TRAIL), a member of the TNF family. In an acute in vitroinfection model, activation-induced cell death was alsoshown to be Fas-independent.11 Spontaneous apoptosis ofcultured T cells from HIV-infected individuals has beenreported to not involve a Fas-dependent pathway.66,70

Kaplan and Sieg have argued that while FasL mRNA maybe up-regulated in T cells from HIV-infected persons, thereare indications that FasL activity may be down-regulatedeither by decreased expression of FasL, or an increase in thelevels of soluble FasL, known to be an antagonist of Fasactivity.55 This is supported by studies in which crosslinkingCD4 (as gp120 would do) inhibits CD3-induced apoptosis bydown-modulating the level of FasL expression.71

In conclusion, while it is certain that the level of Fas onthe surface of T cells increases as a result of HIV infectionand with the progression of the disease, and while T cellsfrom HIV-positive individuals show a higher propensitytowards apoptosis when stimulated with Fas agonists, therelevance of the Fas pathway to the higher rate of activation-induced cell death observed in vitro has not been definitivelyproven, nor is the significance of this pathway to the patho-genesis of HIV clear. Indeed, the relevance of this pathway tothe decline in CD4+ T cell numbers has been questioned onthe very basis that Fas-expressing T cells accumulate as thedisease progresses, perhaps the reverse of what would beexpected if such expression precedes the cells’ death.55

The role of monocyte/macrophages in CD4+ T celldepletion

Unlike T cells, monocytes or macrophages do not appear toundergo apoptosis when infected with HIV. Bergamini et al.have shown that human monocyte-derived macrophages(MDM) cultured in the presence of the macrophage-specificgrowth factor macrophage colony stimulating factor (M-CSF) underwent extensive cell death upon HIV infectionin vitro.72 Based on morphological criteria, and the absenceof characteristic features of apoptosis such as DNA ladder-ing, TUNEL or bisbenzimide staining, they later identifiedthis cell death as necrotic rather than apoptotic.73 They alsocorrelated cell death with the formation of multinucleatedgiant cells and failed to detect cell death in mononuclearcells. Data from our laboratory also show that HIV-infectedMDM die via necrosis rather than apoptosis (S Crowe,unpubl. data 1997). Studies using the promonocytic (U937)and myeloblastic (PLB-IIIB) cell lines have shown thatstimulation with agents that elevate NFκβ activity protects these cells from apoptosis.74 The authors conclude that the

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elevation of levels of NFκβ in macrophages that have beenshown to follow HIV infection may be responsible for theprotection aginst apoptosis.

Because macrophages do not readily die following HIVinfection, they may act as relatively long-lived sanctuary sitesfor the virus. In this capacity they may also play a veryimportant role in T cell depletion. Human immunodeficiencyvirus infection of human monocytic cell line U937 and MDMhas been shown to increase the level of FasL mRNA in thesecells, as well to increase FasL activity towards Jurkat cells.75

In this context, however, it should be noted that Sieg et al.reported decreased surface expression and activity of FasL inmonocytes obtained from HIV-seropositive individuals, andsuggested that infection leads to chronic down-modulation.76

In a follow-up paper, Badley et al. showed that HIV-infectedMDM also induce apoptosis in CD4+ T cells obtained fromHIV-seropositive individuals.77 The significance of thisobservation was that the effect was specific for the CD4+

population, required cell–cell contact and was maximal ifboth T cell and macrophage populations were infected. Thismechanism of Fas-mediated killing of T cells differs from thereports of apoptosis in purified T cell populations, which hasgenerally been found to be non-selective for CD4 over CD8(see aforementioned). Recently, the same group has con-firmed that a proportion of CD68+ tissue macrophagespresent in lymph nodes express FasL, and that this numberincreases in HIV-infected individuals.78 The number of FasL-expressing macrophages correlated with the number ofTUNEL-positive, apoptotic cells present in the lymph nodes.Unfortunately, evidence for the identity of these apoptoticcells was not obtained, but, given the data of Muro-Cacho etal.,5 it is likely that they are T cells. Taken together, the resultssuggest that macrophages contribute to T cell depletion inHIV-infected individuals. A role for macrophages in CD4+

T cell killing has also been described in a recent study fromGroux’s laboratory.79 They showed that HIV-infected mono-cytes primed antigen-specific CD4+ T cells for apoptosis onsubsequent stimulation. This priming only occurred withmonocytes pulsed with the same antigen for which the T cellwas specific, which implies that the effect is mediated by theantigen-presenting activity of the monocyte, and requirescell–cell contact. Based on studies using EBV-LCL cellsexpressing different viral proteins, a role for gp120 inpriming was suggested. The authors hypothesize that HIV-infected monocytes, acting as APC, engage both the CD4receptor and the T cell receptor, but the monocyte cannotdeliver the appropriate costimulatory signals, and thereforeapoptosis results. Presumably such a mechanism may act todeplete both infected and uninfected T cells.

Kornbluth has suggested that macrophages may becomeinfected with HIV following phagocytosis of apoptoticbodies derived from HIV-infected T cells.80 Such ‘phago-infected’ macrophages may then infect other T cells. Thesignificance of this pathway in vivo has yet to be demon-strated, but infection of T cells by HIV-infected monocyteswas not a significant cause of the T cell apoptosis observedby Cottrez et al.79

These experiments underline the potential importance ofmonocytes and macrophages in the depletion of CD4+ T cellsand hence in the pathogenesis of HIV. It has been suggestedthat this is supported by observations in chimpanzees where

HIV infects, but does not cause, the catastrophic depletion ofCD4+ T cells, which correlates with a lack of susceptibility ofchimpanzee macrophages to HIV.81 Although the aforemen-tioned experiments reveal a potential role for monocyte/macrophages in CD4+ T cell apoptosis, it must be noted thatother cell types present in mixed cultures may also enhancethe apoptosis seen in HIV-infected T cell populations. Wang et al. have recently demonstrated a role for CD8+

lymphokine-activated killer (LAK) cells in the apoptosisinduced by non-cytopathic HIV isolates.82

The significance of apoptosis in the pathogenesis ofHIV: recapitulation

From the previous section it is clear that there is still noconsensus as to whether T cell apoptosis can account for theselective and catastrophic depletion of CD4+ T cells, and theinvolvement of the Fas pathway in this process. T cellsisolated from HIV-positive patients do show an increasedpropensity towards apoptosis in vitro, especially on activa-tion, and, at least in some studies, in cells obtained frompatients with more advanced disease. However, this probablyis not confined to CD4+ cells, so additional mechanisms haveto be invoked to explain the selective depletion of this popu-lation in the progression to AIDS. One possibility is thatother cell types such as APC and LAK magnify the sensitiv-ity of CD4+ cells to apoptosis in vivo. Alternatively, althoughapoptosis may be occurring throughout infection, destructionof the CD4+ population at late stages of the disease may be a consequence of dysfunction in T cell production or of non-apoptotic mechanisms.

Kaplan and Sieg have stated that correlating HIV infec-tion to the apoptotic death of the CD4+ T cell may be toosimplistic.55 They point out that apoptosis is a response of avirally infected cell to protect the host, and that viruses havebeen shown in many instances to inhibit apoptosis to allowtheir own production. They suggest that HIV may in factmodulate the apoptotic response depending upon the stage ofthe infection within the cell.55 In this context, HIV-encodedproteins have been shown to either promote (Vpr, Tat andNef) or protect against (Vpr, Tat) apoptosis in various cellculture models in vitro.68,83–93 The concept of a sophisticatedcontrol of apoptosis by HIV is also suggested by a consider-ation of the effect of HIV on the transcription factor NFκβ.Transcription directed by the HIV long terminal repeat (LTR)enhancer is stimulated by NFκβ, a host-derived transcriptionfactor which is required for efficient viral production.94 Con-sequently, our laboratory and others have shown that NFκβlevels are increased in myeloid cell lines and macrophages byHIV stimulation of Iκβ phosphorylation and degrada-tion,95–100 and enhanced levels of NFκβ have been shown toprevent apoptosis induced by some stimuli.101–104

Finally, we should consider whether apoptosis is a hostresponse to viral infection or a result of a viral pathogenicmechanism. In this context, several workers have shown thatinhibiting apoptosis using either inhibitors of caspase activ-ity, viral proteins or overexpression of Bcl-2, actuallyincreases viral production in T cell lines or PBMC frominfected individuals.105–107 These findings have importantconsequences for any plans to use inhibitors of apoptosis innovel therapeutic strategies.

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Acknowledgements

AJ is supported by the Macfarlane Burnet Centre ResearchFund.

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