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Modeling Advanced Avalanche Effects for Bipolar Transistor Circuit Design Vladimir Milov anovi ´ c and Ramses van der Toorn Delft Institute of Microsystems and Nanoelectronics (DIMES) Faculty of Electrical Engineering, Mathematics and Computer Science (EWI) Delft University of Technology Mekelweg 4, 2628CD Delft, Zuid-Holland, the Netherlands Email: [email protected]  Abstract —As the demands for high operating frequency and high output power of modern bipolar transistor circuits increase, designers are trying to exploit transistor operating regions where the y wou ld be abl e satisf y both con dit ion s, namely workin g wit hin an avala nch e re gio n. For such app lic ati ons , compac t mod els have to be at the ir bes t, so the desi gne rs cou ld have a ful l over vie w of the de vic e beh avi our and pos sib iliti es. In ord er to acc omp li sh tha t, the re sho uld be an ade qua te way in cha racter iz ati on of avalanch e in the RF re gime, as wel l as in veri cati on of the devices against some gures of mer it. This paper gives an insight on possible RF avalanche characterization techn iques . Repe rcu ssion s of work ing in the aval anche regime on some impo rtant transisto r prop erti es like unilateral powe r gai n, the maximum avali abl e gai n and the stabil ity fac tor is demonstrated. Meas urements of modern indu stria l devi ces, as well as simu latio ns usin g the world stand ard bipolar compact mod el Me xtr am ar e pr esente d in a con tex t of wor kin g in AC avalanche regime. Keywords: Dynamic Avalanche, Bipolar Transistor, Modeling, Compact Models, Transistor Avalanche Characterization. I. I NTRODUCTION The low breakdown voltage and high current carrying ca- pability of advanced high speed bipolar transistors are forcing designers to exploit the possibility of controlling the transistor operation above the breakdown voltage limits. To this end, it is impo rtant to kno w the maximum usable transistor outp ut voltage and its dependence on driving conditions, as well as the repercussions of working in the avalanche regime on other tran sist or para mete rs like , for exa mple, var ious meas ures of power gain. Modeling of the avalanche breakdown behaviour is therefore becoming a central problem in the design of high- speed Si and SiGe bipolar circuits. The avalanche related phenomena have been so far mainly studi ed only under DC cond itio ns. In general, avalanche in bipolar transistors can be studied in three practically different cases, dep end ing on in whi ch re gio n the device is bia sed and by whic h si gnal type it is dr iv en. One is the stat ic , DC case, whi ch is wel l- kno wn [1] and for which ther e are models [2] [3] [4] that well describe device behaviour in the, so called, weak avalanche regime, where carriers generated in a process of impact ionization do not generate extra carriers. The second case is small signal AC, where the device is biased in the avalanche re gime and a small AC sig nal is applie d, on whi ch thi s paper foc uses. In thi rd cas e de vic e is bia sed N P Base Collector Substrate Emitter n + n  p + n ++ Fig . 1. Mex tra m 504 .7: full equi va len t lar ge sig nal circuit sche mat ics . Avalanche current source is highlighted in red. outside avalanche regime but the applied AC signal is large enou gh to put the device into av alanc he regi me prod ucing alternating periods where the device is in the avalanche regime and periods where the impact ionization does not take place. Integrated circuit designers use circuit simulations to verify the ele ctr ica l behaviou r of the ir des ign . Compac t models, whic h descr ibe accurate ly the behavio ur of tran sist ors in a mathematical way are essential in these simulations. This work pre sen ts a stu dy on a way of obs erv ing and cha rac ter izi ng avalanche in the small signal AC regime, as well as the effects of av alanche on intr insi c tran sistor prope rtie s like unilater al power gain , the stabilit y fact or and the maxi mum avail able po wer gain on basis of app lic ation of the world sta ndard bipolar compact model Mextram [4]. II. AC A VALANCHE REGIME CHARACTERIZATION In proceeding further, the rst question to be answered is how aval anche effec ts are observed in the small sign al AC regime. In developing a method of observation, the Mextram mo del is us ed as the ba si s. The Me xt ra m ve rs ion 504. 7 full equival ent circuit schema tics is sho wn in gur e 1. The avalanche current source is highlighted in red. For AC anal- ysis of interest, a linearized network is used. The linearized equivalent circuit at certain bias point (with neglected substrate

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Modeling Advanced Avalanche Effects

for Bipolar Transistor Circuit Design

Vladimir Milovanovic and Ramses van der ToornDelft Institute of Microsystems and Nanoelectronics (DIMES)

Faculty of Electrical Engineering, Mathematics and Computer Science (EWI)

Delft University of Technology

Mekelweg 4, 2628CD Delft, Zuid-Holland, the Netherlands

Email: [email protected]

 Abstract—As the demands for high operating frequency andhigh output power of modern bipolar transistor circuits increase,designers are trying to exploit transistor operating regions wherethey would be able satisfy both conditions, namely workingwithin an avalanche region. For such applications, compactmodels have to be at their best, so the designers could havea full overview of the device behaviour and possibilities. Inorder to accomplish that, there should be an adequate way incharacterization of avalanche in the RF regime, as well as inverification of the devices against some figures of merit. Thispaper gives an insight on possible RF avalanche characterizationtechniques. Repercussions of working in the avalanche regimeon some important transistor properties like unilateral powergain, the maximum avaliable gain and the stability factor isdemonstrated. Measurements of modern industrial devices, aswell as simulations using the world standard bipolar compactmodel Mextram are presented in a context of working in ACavalanche regime.

Keywords: Dynamic Avalanche, Bipolar Transistor, Modeling,Compact Models, Transistor Avalanche Characterization.

I. INTRODUCTION

The low breakdown voltage and high current carrying ca-pability of advanced high speed bipolar transistors are forcing

designers to exploit the possibility of controlling the transistor

operation above the breakdown voltage limits. To this end, it

is important to know the maximum usable transistor output

voltage and its dependence on driving conditions, as well as

the repercussions of working in the avalanche regime on other

transistor parameters like, for example, various measures of 

power gain. Modeling of the avalanche breakdown behaviour

is therefore becoming a central problem in the design of high-

speed Si and SiGe bipolar circuits.

The avalanche related phenomena have been so far mainly

studied only under DC conditions. In general, avalanche in

bipolar transistors can be studied in three practically differentcases, depending on in which region the device is biased

and by which signal type it is driven. One is the static,

DC case, which is well-known [1] and for which there are

models [2] [3] [4] that well describe device behaviour in the,

so called, weak avalanche regime, where carriers generated in

a process of impact ionization do not generate extra carriers.

The second case is small signal AC, where the device is biased

in the avalanche regime and a small AC signal is applied,

on which this paper focuses. In third case device is biased

N

P

BaseCollector

Substrate

Emitter

n+

n –

p+

n++

Fig. 1. Mextram 504.7: full equivalent large signal circuit schematics.Avalanche current source is highlighted in red.

outside avalanche regime but the applied AC signal is large

enough to put the device into avalanche regime producingalternating periods where the device is in the avalanche regime

and periods where the impact ionization does not take place.

Integrated circuit designers use circuit simulations to verify

the electrical behaviour of their design. Compact models,

which describe accurately the behaviour of transistors in a

mathematical way are essential in these simulations. This work 

presents a study on a way of observing and characterizing

avalanche in the small signal AC regime, as well as the effects

of avalanche on intrinsic transistor properties like unilateral

power gain, the stability factor and the maximum available

power gain on basis of application of the world standard

bipolar compact model Mextram [4].

II. AC AVALANCHE REGIME CHARACTERIZATION

In proceeding further, the first question to be answered is

how avalanche effects are observed in the small signal AC

regime. In developing a method of observation, the Mextram

model is used as the basis. The Mextram version 504.7

full equivalent circuit schematics is shown in figure 1. The

avalanche current source is highlighted in red. For AC anal-

ysis of interest, a linearized network is used. The linearized

equivalent circuit at certain bias point (with neglected substrate

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N

P

BaseCollector Emitter

µ

Fig. 2. Mextram 504.7: linearized equivalent circuit used in small signalanalysis with neglected substrate coupling.

coupling) of the Mextram 504.7 model is shown in figure 2.

If now admittance parameters (y-parameters) are derived for a

two port network representation of such circuit, and attention

is drawn to y12 admittance parameter, it yields equations (1)

and (2) for its imaginary and real part, respectively. Neglect-ing effects caused by parasitics and second order effects,

the imaginary part of the y12 admittance parameter can be

used to measure and extract the total collector-base depletion

capacitance, cµ(I C , V CE ), which is a function of bias, where

I C  is a DC collector current and V CE the DC collector-emitter

voltage,

−{y12} = ωcµ +O(ω2) (1)

where ω is angular frequency. The collector-base depletion

capacitance is charged by the intrinsic transistor avalanche

current, meaning that {y12} encompasses avalanche gen-

erated charge. Analogously, a method to measure avalancheconductance, gµ(I C , V CE , ω), which is de facto the value that

characterizes avalanche in AC small signal regime, is based

on observing the real part of the same admittance parameter.

−{y12} = gµ +O(ω2) (2)

Due to its properties, y12 admittance parameter is the simplest

quantity which allows direct observation of the avalanche

effects in AC regime. Example of the real part of the negative

value of the y12 parameter are shown in figure 3. It can be

observed that, in the medium current region, O(ω2) effects are

responsible for the global slight increase of the value of the

admittance parameter, while in the same current region impactionization and avalanche are responsible for the complete

change in trend. These and all other measurements in this

work are performed on a modern QUBiC4X [5] BNX-type

SiGe heterojunction bipolar transistor (HBT) with emitter

dimensions 0, 4 × 1, 0µm2, at an ambient temperature of 

25 ◦C. All AC measurements are done at fixed measurement

frequency of  5, 337GHz, while base-emitter and collector-

emitter bias voltages are swept. For all simulations Mextram

504.7 is used.

10−5

10−4

10−3

10−6

10−5

Collector current [A]

   R  e  a   l  p  a  r   t  o   f  −  y   1   2   [   S   ]

 

VCE=1,0V measurement

VCE=1,5V measurement

VCE=2,0V measurement

VCE=1,0V simulation

VCE=1,5V simulation

VCE=2,0V simulation

Fig. 3. Measured and simulated real part of −y12 parameter as a function of collector current, for three values of the collector-emitter bias voltage. In themedium current values region complete change in trend (2,0V line overcrosses1,0V and 1,5V lines) caused by avalanche is observed on the plot.

III. RESULTS

Avalanche, if present, affects all four parameters of the two

port transistor representation, independent of which parameters

are into consideration. Avalanche has a profound effect on

unilateral power gain and stability factor k, and by that on all

figures of merrit dependent on k, including there maximum

available power gain. As shall be demonstrated, avalanche

influence on admittance parameters is accurately modeled by

Mextram.

1) Unilateral and Maximum Available Power Gains:

Unilateral power gain [6] [7] is a central concept in two-

port characterization, because it is an invariant and hence anintrinsic device property. Unilateral power gain is expressed

in terms of two-port network parameters by the following

expression:

GU  =|γ 21 − γ 12|

2

4({γ 11}{γ 22}−{γ 12}{γ 21})(3)

where each γ  can be replaced by impedance (z), admittance

(y), hybrid (h) or inverse hybrid (g) corresponding two port

parameter. This is a property of invariants. Forward Early

measurements, from which avalanche parameters are extracted,

are shown in figure 4. On the same figure simulation with

correctly extracted parameters is plotted. With such avalanche

parameters simulations beside the measurements of the unilat-eral power gain are plotted on figure 5. Here, unilateral power

gain collapse is clearly visable when avalanche plays signif-

icant role. In order to evolve this, avalanche is intentionally

neglected, as demonstrated on forward Early measurement in

figure 6. If the model with such avalanche parameters (all

other parameters remained unchanged in respect to previous

example) is used for unilateral gain simulation, figure 7 arises.

In particular, gain collapse does not happen and value of the

unilateral power gain is dramatically overestimated. From the

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−0.2 0 0.2 0.4 0.6 0.8 1 1.2 1.4−10

−8

−6

−4

−2

0

2

4

6x 10

−9

Collector−Emitter voltage [V]

   B  a  s  e  c

  u  r  r  e  n   t   [   A   ]

 

measurement

simulation

Fig. 4. Measured and simulated base current as a function of collector-emittervoltage. Avalanche is modeled well in the week avalanche region.

10−6 10−5 10−4 10−3 10−2

0

200

400

600

800

1000

1200

Collector current [A]

   U  n   i   l  a   t  e  r  a   l  p  o  w  e  r  g  a   i  n

 

VCE=1,0V m.

VCE=1,5V m.

VCE=2,0V m.

VCE=1,0V s.

VCE=1,5V s.

VCE=2,0V s.

Fig. 5. Measured and simulated unilateral power gain as a function of collector current, for three values of the collector-emitter bias voltage.

previous four figures, the following can be concluded. Good

forward Early measurement fit, from which avalanche model

parameters are extracted, is a necessity (but not enough) for a

good prediction on behaviour of unilateral gain. It is demon-

strated that good avalanche model is crucial for prediction

of the values of unilateral gain. Avalanche is responsible for

the change in trend, and, practically, for the collapse of thevalue of the unilateral power gain with increase of collector-

emitter bias voltage. Underestimation of avalanche can lead

to overestimation of unilateral power gain which can further

lead to a non-functional design.

Other important invariants, especially usefull in circuit de-

sign, are so called the stability factor, k,

k =2{γ 11}{γ 22}−{γ 12γ 21}

|γ 12γ 21|(4)

−0.2 0 0.2 0.4 0.6 0.8 1 1.2 1.4−10

−8

−6

−4

−2

0

2

4

6x 10

−9

Collector−Emitter voltage [V]

   B  a  s  e  c

  u  r  r  e  n   t   [   A   ]

 

measurement

simulation

Fig. 6. Measured and simulated base current as a function of collector-emittervoltage. Avalanche model is intentionally completely neglected.

10

−6

10

−5

10

−4

10

−3

10

−20

200

400

600

800

1000

1200

1400

Collector current [A]

   U  n   i   l  a   t  e  r  a   l  p  o  w  e  r  g  a   i  n

 

VCE=1,0V m.

VCE=1,5V m.

VCE=2,0V m.

VCE=1,0V s.

VCE=1,5V s.

VCE=2,0V s.

Fig. 7. Measured and simulated unilateral power gain as a function of collector current, for three values of the collector-emitter bias voltage, whenavalanche in the model is completely neglected. The repercussion is gainoverestimation in the region where avalanche would play a role when modeled.

and the maximum available power gain, GMA ,

GMA =

γ 21

γ 12

(k −

 k2 − 1) (5)

where each γ  can be replaced by impedance (z), admittance

(y), hybrid (h) or inverse hybrid (g) corresponding two portparameter. The influence of avalanche on maximum available

gain is similar as its influence on unilateral power gain. In

fact, when avalanche influence is underrated, the maximum

avaliable gain is overvalued, which can lead to severe mistakes

in design.

2) Mextram EXAVL flag: Quasi-saturation has a subtle

effect on avalanche. Due to extra carriers that are injected

from the base into the collector region, the electrical field is

modulated in such a way that its maximum is shifted from

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Fig. 8. Collector electric field distribution when base push-out effect ispresent. The maximum of the field is modulated towards buried layer.

10−5

10−4

10−3

10−6

10−5

Collector current [A]

   R  e  a   l  p  a  r   t  o

   f  −  y   1   2   [   S   ]

 

VCE=1,0V m.

VCE=1,5V m.

VCE=2,0V m.

VCE=1,0V s.

VCE=1,5V s.

VCE=2,0V s.

Fig. 9. Measured and simulated real part of −y12 parameter as a function of collector current, for three values of the collector-emitter bias when voltagewhen extended avalanche flag EXAVL=0.

base-collector junction to the buried layer. This is sketched on

figure 8. This effect is taken into account by Mextram, when

EXAVL flag is set to 1. The effect of EXAVL flag on −{y12}is simulated and shown in figure 9, EXAVL flag equals 0, and

in figure 9, when EXAVL flag is 1. A subtle effect in the high

current region (≈ 1, 5mA) on 2, 0V simulation curve can be

noted.

IV. CONCLUSION

The motivation for pushing a bipolar transistor to work into

an avalanche region is stated at the beginning. In order to

enable designers to have confidence in their design, models

have to be accurate enough to model complex AC devicephysics occurring in the region where impact ionization plays

an important role. In order to verify models, AC character-

ization technique is developed. It is based on quantifying

avalanche conductance, gµ. Complex influences of combining

avalanche breakdown and AC signals have its repercussions

on unilateral power gain, the stability factor and the maximum

available gain. Namely, value of the unilateral power gain and

the maximum available gain can drastically collapse when

the device enters avalanche region. This effect is strongly

10−5

10−4

10−3

10−6

10−5

Collector current [A]

   R  e  a   l  p  a  r   t  o   f  −  y   1   2   [   S   ]

 

VCE=1,0V m.

VCE=1,5V m.

VCE=2,0V m.

VCE=1,0V s.

VCE=1,5V s.

VCE=2,0V s.

Fig. 10. Measured and simulated real part of −y12 parameter as a functionof collector current, for three values of the collector-emitter bias voltage whenextended avalanche flag EXAVL=1.

dependent on the operating frequency, though it occurs in

all sorts of bipolar transistor devices. Measurements of the

modern industrial devices were presented. It is shown that

the Mextram 504.7 model successfully models all types of 

characteristics when various effects are combined. In that sense

Mextram’s extended avalanche flag which combines influences

of avalanche and quasi-saturation is demonstrated.

ACKNOWLEDGEMENT

The authors would like to thank the Semiconductor Re-

search Corporation (SRC) and Texas Instruments Inc. on

supporting the RID-1335 project.

REFERENCES

[1] M. Rickelt, H.-M. Rein, Impact-ionization induced instabilities in high-speed bipolar transistors and their influence on the maximum usable utput voltage, Proceedings of the Bipolar/BiCMOS Circuits and TechnologyMeeting, 1999, Pages: 54-57.

[2] C. McAndrew, et al., VBIC95: An improved vertical, IC bipolar transistor model, Proceedings of the Bipolar/BiCMOS Circuits and TechnologyMeeting, 1995, Pages: 170-177.

[3] M. Schroter, A. Chakravorty, HICUM: A Geometry Scalable Physics-  Based Compact Bipolar Transistor model, Chapter 2, Dresden Uni-versity of Technology, November 2005, web: http://www.iee.et.tu-dresden.de/iee/eb/hic new/hic start.html

[4] R. van der Toorn, J. Paasschens and W. Kloosterman, The Mextram  Bipolar Transistor Model, level 504.7 , Delft University of Technology,March 2008, web: http://mextram.ewi.tudelft.nl/ 

[5] P. Deixler, et al., QUBiC4X: An f T /f max = 130/140GHz SiGe:C-

  BiCMOS manufacturing technology with elite passives for emergingmicrowave applications, Proceedings of the Bipolar/BiCMOS Circuitsand Technology Meeting, 2004, Pages: 233-236.

[6] S. Mason, Power Gain in Feedback Amplifier , Power Gain in Feedback Amplifiers, Volume 1, Issue 2, June 1954, Pages: 20-25.

[7] M. Gupta, Power gain in feedback amplifiers, a classic revisited , IEEETransactions on Microwave Theory and Techniques, Volume 40, Issue 5,May 1992, Pages: 864-879.