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CONFIDENTIALCONFIDENTIAL
SOP 4 - Protocol and Investigational Brochure Content, Design, Amendments & ComplianceAppendix 2
INSERT COMPANY LOGO
CLINICAL INVESTIGATOR’S BROCHURE CLINICAL INVESTIGATOR’S BROCHURE Investigational product:
Research name/number:
INN name:
Indication:
Sponsor
Telephone:
Fax:
Email:
Edition:
Release Date:
This document supersedes Edition number: X.0 dated:
CONFIDENTIALITY STATEMENT
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SPONSOR STATEMENT
This Clinical Investigator’s Brochure (CIB) was subject to critical review and has been approved by the following persons:
_________________________ ____________________
Signature Date
Name:
Add position (medical)
Company
_________________________ ____________________
Signature Date
Name
Add position (Scientific)
Company
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TABLE OF CONTENTS
1. Summary......................................................................................................................................91.1. Background..........................................................................................................................91.2. Overview of investigational product....................................................................................91.3. Chemistry, Manufacturing and Controls..............................................................................91.4. Nonclinical Studies...............................................................................................................9
1.4.1. Pharmacology...............................................................................................................91.4.2. Pharmacokinetics..........................................................................................................91.4.3. Toxicology....................................................................................................................9
1.5. Clinical Experience..............................................................................................................91.6. Development plan.................................................................................................................9
2. Introduction................................................................................................................................102.1. Overview of targeted disease and indication......................................................................102.2. Investigational product.......................................................................................................102.3. Rationale for clinical development.....................................................................................102.4. Dose justification................................................................................................................10
3. Physical, Chemical and Pharmaceutical Properties AND Formulation.....................................113.1. Drug substance...................................................................................................................11
3.1.1. Manufacture................................................................................................................123.1.2. Analysis and characterisation of IP............................................................................123.1.3. Stability......................................................................................................................12
3.2. Investigational product.......................................................................................................123.2.1. Formulation................................................................................................................123.2.2. Manufacturer..............................................................................................................123.2.3. Final dosage form and presentation............................................................................123.2.4. Posology.....................................................................................................................133.2.5. Container and packaging............................................................................................133.2.6. Storage and handling..................................................................................................133.2.7. Stability......................................................................................................................13
3.3. Development pharmaceutics..............................................................................................134. Non-clinical studies....................................................................................................................14
4.1. Nonclinical Pharmacology.................................................................................................144.1.1. Summary....................................................................................................................144.1.2. In vitro Pharmacology................................................................................................144.1.3. In vivo Pharmacology................................................................................................14
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4.1.4. Mechanism of action..................................................................................................144.2. Pharmacokinetics and Product Metabolism in Animals.....................................................14
4.2.1. Summary....................................................................................................................144.2.2. Method of Analysis....................................................................................................144.2.3. Single-dose Absorption, Distribution, Metabolism and Excretion............................144.2.4. Multiple-dose Absorption, Distribution, Metabolism and Elimination....................154.2.5. Drug interactions........................................................................................................15
4.3. Toxicology and safety studies............................................................................................174.3.1. Summary....................................................................................................................174.3.2. Acute toxicology........................................................................................................174.3.3. Repeat dose toxicology..............................................................................................174.3.4. Toxicokinetics............................................................................................................174.3.5. Chronic toxicology.....................................................................................................174.3.6. Reproductive toxicology............................................................................................184.3.7. Safety pharmacology..................................................................................................184.3.8. Genotoxicity (Mutagenicity)......................................................................................204.3.9. Carcinogenicity..........................................................................................................204.3.10. Special studies............................................................................................................20
5. Effects in humans.......................................................................................................................215.1. Introduction........................................................................................................................215.2. Clinical Development Program..........................................................................................215.3. Pharmacokinetics, Pharmacodynamics and Product Metabolism in Humans...................215.4. Clinical experience.............................................................................................................22
5.4.1. Dose response.............................................................................................................225.4.2. Safety and Efficacy....................................................................................................225.4.3. Laboratory data and other safety parameters.............................................................225.4.4. Individual study summaries........................................................................................225.4.5. Benefit – Risk Assessment.........................................................................................22
5.5. Registration and Marketing experience..............................................................................226. Summary of data and guidance for the investigator...................................................................23
6.1. Composition.......................................................................................................................236.2. Presentation........................................................................................................................236.3. Posology and route of administration.................................................................................236.4. Storage and stability...........................................................................................................236.5. Pharmacokinetics of investigational product.....................................................................236.6. Bioanalytical evaluation.....................................................................................................236.7. Mitigation of overdose risk................................................................................................236.8. Expedited Safety Reports...................................................................................................236.9. Warnings, precautions........................................................................................................23
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6.10. Contraindications................................................................................................................236.11. Adverse events...................................................................................................................236.12. Participant populations.......................................................................................................23
6.12.1. Pregnancy and Breast-Feeding...................................................................................236.12.2. Paediatric Use.............................................................................................................236.12.3. Geriatric Use...............................................................................................................24
7. References..................................................................................................................................24
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LIST OF TABLES
Table 2-1: Safety ratios for single oral doses..................................................................................................10Table 3-1: Composition and characteristics of active ingredient.....................................................................11Table 3-2: General investigational drug product Information..........................................................................12Table 4-1: Mean plasma pharmacokinetic parameters for IP after single-dose administration.......................14Table 4-2: Summary table of Pharmacology studies......................................................................................16Table 4-3: Summary table of Toxicology studies............................................................................................19Table 5-1: Pharmacokinetic parameters of IP following single-dose administration in study no.....................21
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LIST OF FIGURES
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LIST OF ABBREVIATIONS
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1 Summary
1.1 Background
Disease aetiology and available treatments
1.2 Overview of investigational product
What is it?
What’s it do?
How’s it work?
Administered how/
Similarity to other compounds
1.3 Chemistry, Manufacturing and Controls
The IP has been manufactured in accordance with Good Laboratory Practice (GLP) and Good Manufacturing Practice (GMP) for toxicological and clinical studies respectively.
The IP is produced utilising a process involving
1.4 Nonclinical Studies
1.4.1Pharmacology
There are no fully validated animal models for XXXX. No in vivo assessment of the efficacy of IP has been conducted.
1.4.2Pharmacokinetics
Pharmacokinetic studies were conducted in
1.4.3Toxicology
1.5 Clinical Experience
As of the date of this Investigator’s Brochure, the IP has not been administered to humans.
1.6 Development plan
Initial Phase I investigations in healthy volunteers will be used to assess the safety and tolerability of IP when administered weekly up to doses of XX mg/kg. Data derived from preliminary pharmacokinetic information will be used to design a subsequent Phase Ib study …..
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2 Introduction
Overview of targeted disease and indication
2.1 Investigational product
2.2 Rationale for clinical development
2.3 Dose justificationTable 2-1: Safety ratios for single oral doses
Human Single Dose Rat NOAEL XX mg/kg/day Dog NOAEL XXX mg/kg/day
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3 Physical, Chemical and Pharmaceutical Properties AND Formulation
Drug substanceThe active pharmaceutical ingredient is
API is structurally similar to (add info)
Table 3-2: Composition and characteristics of active ingredient
NAME
INTERNATIONAL NOMENCLATURE
SPONSOR NAME
CAS NUMBER
STRUCTURE
MOLECULAR FORMULA
MOLECULAR WEIGHT
DESCRIPTION
EXAMPLE: IP IS A SYNTHETIC XXXX. THE ACTIVE IS PRODUCED IN A SINGLE STEP FROM XXX WITH A PURITY TYPICALLY GREATER THAN 99%.
IP IS A WHITE TO OFF-WHITE CRYSTALLINE XXXX SALT WITH A PKA OF XX. THE MELTING POINT IS AROUND XX°C. THEACTIVE HAS A WATER SOLUBILITY OF XX MG/ML (AT PH XX).
ODOUR
SOLUBILITY
PROPERTIES
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3.1.1Manufacture
The active pharmaceutical ingredient XXX, is manufactured and purified through a series of proprietary processing steps which have been validated and performed in accordance with GLP/GMP under license at:
State name and address of manufacturer.
3.1.2Analysis and characterisation of IP
The identity of IP is confirmed by HPLC and MS with a retention time of XXmin in chromatograms etc. Purity is confirmed by XXX and analytical assay. Impurities are assessed by …
3.1.3Stability
3.2 Investigational product
3.2.1Formulation
The clinical product is formulated in combination with the ingredients shown in Table 3-2 using a series of proprietary processing steps prior to sterilisation by XXX and dispensing into XXXX. IP is formulated to contain XX% active pharmaceutical ingredient.
Table 3-3: General investigational drug product Information
INGREDIENT SPECIFICATION PURPOSE CONC (MG/ML)
ACTIVE BP/USP?? ACTIVE
EXCIPIENT EXCIPIENT
EXCIPIENT EXCIPIENT
EXCIPIENT EXCIPIENT
SOLUTE SOLVENT
3.2.2Manufacturer
3.2.3Final dosage form and presentation
The IP is supplied in a 5mL glass vial and is formulated at XX% of API and stored at RT.
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3.2.4Posology
Information on exact dose and dosing regimen is provided in the applicable approved study protocol.
3.2.5Container and packaging
5 mL glass vials are packaged in cartons of 5 …..and shipped under ambient conditions to the clinical trial site.
3.2.6Storage and handling
The vials are to be stored at RT [15°–30°C (59°–86°F)], protected from light in a secure area with limited access to appropriate pharmacists or study personnel.
3.2.7Stability
Current stability information utilising the GMP material has demonstrated that the IP is stable at RT for up to 12 months.
The stability program is currently ongoing.
3.3 Development pharmaceutics
If required
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4 Non-clinical studies
Nonclinical Pharmacology
4.1.1Summary
4.1.2In vitro Pharmacology
4.1.2.1 Individual study summaries
4.1.3In vivo Pharmacology
4.1.3.1 Individual study summaries
Animal models for XXX have not been validated for the prediction of XXXX efficacy in humans. In vivo studies to assess efficacy of XXX in XXX have not been conducted to date.
4.1.4Mechanism of action
Brief overview…
Further information regarding the mechanism of action is provided in Section XX.
4.2 Pharmacokinetics and Product Metabolism in Animals
4.2.1Summary
Nonclinical pharmacokinetic studies have characterised basic pharmacokinetic parameters in mice, rats and beagle dogs after single IV dose administration of IP.
4.2.2Method of Analysis
4.2.3Single-dose Absorption, Distribution, Metabolism and ExcretionTable 4-4: Mean plasma pharmacokinetic parameters for IP after single-dose administration
Species Ref Dose
(mg/kg)
Route AUCinf
(μg.h/mL)
Cmax
(μg/mL)
CL
(mL/kg/min)
Vss
(L/kg)
T1/2
(h)
F%
Mouse
Rat
Rabbit
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Dog
Monkey
4.2.3.1 Individual study summaries
4.2.3.2 Absorption
4.2.3.3 Distribution
4.2.3.4 Metabolism
4.2.3.5 Excretion
4.2.4Multiple-dose Absorption, Distribution, Metabolism and Elimination
4.2.4.1 Individual study summaries
4.2.5Drug interactions
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Table 4-5: Summary table of Pharmacology studies
Study number /Title GLP Species/
strain
No/sex/
group
Formulation
Dose/Regimen
Route of admin.
Duration
Results
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4.3 Toxicology and safety studies
4.3.1Summary
4.3.2Acute toxicology
4.3.2.1 Individual study summaries
4.3.3Repeat dose toxicology
4.3.3.1 Individual study summaries
Good to include table of dosing for repeated studies, group, dose, number/sex for main study, TK and PD arms.
4.3.3.2 Toxicokinetic parameters
4.3.3.3 Mortality and clinical observations
4.3.3.4 Clinical pathology and organ weights
4.3.3.5 Histopathological changes
4.3.4Toxicokinetics
4.3.4.1 Individual study summaries
4.3.5Chronic toxicology
4.3.5.1 Individual study summaries
No studies on chronic toxicology have been conducted on IP to date. Provide justification such as clinical study design.
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4.3.6Reproductive toxicology
No studies on reproductive toxicity have been conducted on IP to date. Provide justification. Repeat dose testing, discuss results of reproductive organs.
4.3.6.1 Individual study summaries
4.3.7Safety pharmacology
4.3.7.1 Individual study summaries
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Table 4-6: Summary table of Toxicology studies
Study number /Title GLP Species/
strain
No/sex/
group
Formulation
Dose/Regimen
Route of admin.
Duration
Results
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4.3.8Genotoxicity (Mutagenicity)
4.3.8.1 Individual study summaries
4.3.9Carcinogenicity
4.3.9.1 Individual study summaries
No studies on carcinogenicity have been conducted on IP to date. Provide justification.
4.3.10 Special studies
4.3.10.1 Individual study summaries
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5 Effects in humans
Introduction
5.1 Clinical Development Program
The initial clinical study will be a randomised, double-blind, single dose, dose escalation study to evaluate the safety, tolerability and pharmacokinetics of IP following IV infusion in healthy male volunteers. Doses will start at 100 mg, escalating to 500 mg after evaluation of results from lower dose investigations. Doses will not exceed 500 mg.
Consideration of the data will lead to a safety, tolerability, pharmacokinetic and pharmacodynamic Phase Ib study utilising multiple ascending doses in XXX participants.
5.2 Pharmacokinetics, Pharmacodynamics and Product Metabolism in Humans
Single doses of XX mg IP in healthy participants resulted in linear and near dose-proportional increases in plasma concentrations of IP with increasing dose (mean Cmax and AUC values increased XX-fold, respectively, overall). The mean Cmax of IP ranged from XX–XX µg/mL, and the mean AUC0–inf ranged from XX-XX µg·h/mL. The mean Tmax was XX–XX hours after dosing, with a mean terminal half-life (T1/2) of XX–XX hours. IP was the major component excreted in urine at all dose levels. Approximately XX–XX% (molecular equivalent) of administered IP was recovered in urine as IP, suggesting that at least that percentage of IP is absorbed.
Table 5-7: Pharmacokinetic parameters of IP following single-dose administration in study no.
Parameter IP
200 mg (n=6) 500 mg (n=6) 1000 mg (n=6)
Cmax (μg.h/mL)
Tmax (h)
T1/2 (h)
AUC0–24 (µg·h/mL)
AUC0–inf (µg·h/mL)
CL (L/h)
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5.3 Clinical experience
5.3.1Dose response
5.3.2Safety and Efficacy
5.3.3Laboratory data and other safety parameters
5.3.4Individual study summaries
5.3.4.1 Study no.
5.3.4.2 Study no. (ongoing)
5.3.5Benefit – Risk Assessment
5.4 Registration and Marketing experience
Ta date, IP has not been registered for use or marketed in any jurisdiction.
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6 Summary of data and guidance for the investigator
Composition
6.1 Presentation
IP is presented in 10 mL vials for reconstitution prior to administration.
6.2 Posology and route of administration
6.3 Storage and stability
6.4 Pharmacokinetics of investigational product
6.5 Bioanalytical evaluation
6.6 Mitigation of overdose risk
6.7 Expedited Safety Reports
6.8 Warnings, precautions
Insufficient experience exists with IP to provide comprehensive warning guidance. The pharmacokinetics of IP is currently unknown. The investigational product will be administered at a dose of XXXmg etc. Some brief information on putative drug-drug interactions as related to dosing with similar class of compound and potential CYT inhibition criteria.
6.9 Contraindications
IP is contraindicated for use in participants with known hypersensitivity to the active substance or any of the excipients.
6.10 Adverse events
6.11 Participant populations
The investigational compound XXXXX must only be administered in accordance with the approved study protocol inclusion/exclusion criteria.
6.11.1 Pregnancy and Breast-Feeding
No studies of IP in pregnant or lactating women have been conducted. Pregnant and nursing women should not receive IP until further information becomes available. Women of childbearing potential are excluded from participating in IP clinical studies. Sexually active men must use contraception and inform their partners of the possible risks described in this document where and if applicable.
6.11.2 Paediatric Use
No studies on the use of IP in paediatric participants have been conducted.
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6.11.3 Geriatric Use
No studies on the use of IP in geriatric participants have been conducted.
References
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