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Distal 13q Deletion Syndrome and the VACTERL Association: Case Report, Literature Review, and Possible Implications Laurence E. Walsh, 1,2 * Gail H. Vance, 1 and David D. Weaver 1 1 Department of Medical and Molecular Genetics, Indiana University School of Medicine, Indianapolis, Indiana 2 Department of Neurology, Section of Pediatric Neurology, Indiana University School of Medicine, Indianapolis, Indiana We present a case of a child with del(13) (q31.1qter), VACTERL association, and pe- noscrotal transposition. Deletion of the dis- tal long arm of chromosome 13 is associated with variable phenotypes. These pheno- types are divided into three clusters; each cluster represents a specific deleted seg- ment of 13q. Individuals with deletions of a critical region at 13q32 have multiple con- genital malformations that include compo- nents of the VACTERL association. Our pa- tient had all six manifestations of VACTERL association. In addition, he had complete penoscrotal transposition, a unique malfor- mation reported rarely in VACTERL asso- ciation and only twice previously in dele- tion of distal 13q. We reviewed all reported cases of distal 13q deletions to date. Of these 137 patients, 15 could be classified into the VACTERL association. Ours was the only patient with distal 13q deletion and all VACTERL association features and also the only one with tracheoesophageal fistula. Neither holoprosencephaly nor the other central nervous system malformations that have been seen in individuals with distal 13q deletions were apparent in him. The pa- tient presented here appears to be unique among individuals with distal 13q deletion. His cluster of malformations strengthens the argument that distal 13q deletion is a cause for VACTERL association, and that this causal relationship implies a syndromic form of VACTERL. In addition, this case and those ascertained from the literature sug- gest that penoscrotal transposition should be considered part of both the distal 13q- deletion syndrome and some forms of VACTERL association. © 2001 Wiley-Liss, Inc. KEY WORDS: chromosome pair 13; VATER association; VACTERL asso- ciation; penoscrotal transpo- sition INTRODUCTION Distal 13q deletions result in characteristic pheno- types. Common findings include prenatal growth retar- dation, microcephaly and other central nervous system (CNS) malformations, eye abnormalities, characteris- tic facial appearance, congenital heart defects, gastro- intestinal anomalies, vertebral, limb, and perineal de- fects, and varying degrees of mental retardation [Khoury et al., 1983]. Specific breakpoints are associ- ated with specific phenotypes, with distal deletions in- cluding the 13q31.3-q32 region resulting in the most severe extra-CNS malformations [Fryns et al., 1980; Brown et al., 1993, 1995]. The major findings in the VACTERL association in- clude vertebral anomalies, anal atresia, tracheo- esophageal fistula, esophageal atresia, urogenital anomalies, and cardiac and limb defects, although di- agnosis requires the presence of only three [Czeizel and Luda ´ nyi, 1985; McMullen et al., 1996]. Phenotypically distinct syndromic and non-syndromic forms occur, e.g., VACTERL-hydrocephalus syndrome [Sujansky and Leonard, 1983; Lurie and Ferencz, 1997]. Although the etiology of the VACTERL association is unknown, a number of possible etiological factors have been re- ported including various cytogenetic abnormalities, maternal, diabetes, Fanconi anemia, CCG repeat ex- pansion in the fragile X syndrome, and mitochondrial disorders [Auchterlonie and White, 1982; Weaver et al., 1986; Giampietro et al., 1996; Damian et al., 1996]. Although most patients with the VACTERL associa- tion have had normal chromosomal constitutions, a few reports have been published of chromosomal abnor- malities in patients with the VACTERL association *Correspondence to: Dr. Laurence Walsh, Department of Medi- cal and Molecular Genetics, IB130, 975 West Walnut Street, In- dianapolis, IN 46202–5251. E-mail: [email protected] Received 7 January 2000; Accepted 24 August 2000 Published online 29 December 2000 American Journal of Medical Genetics 98:137–144 (2001) © 2001 Wiley-Liss, Inc.

Distal 13q Deletion Syndrome and the VACTERL Association: Case report, literature review, and possible implications

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Page 1: Distal 13q Deletion Syndrome and the VACTERL Association: Case report, literature review, and possible implications

Distal 13q Deletion Syndrome and the VACTERLAssociation: Case Report, Literature Review, andPossible Implications

Laurence E. Walsh,1,2* Gail H. Vance,1 and David D. Weaver1

1Department of Medical and Molecular Genetics, Indiana University School of Medicine, Indianapolis, Indiana2Department of Neurology, Section of Pediatric Neurology, Indiana University School of Medicine,Indianapolis, Indiana

We present a case of a child with del(13)(q31.1qter), VACTERL association, and pe-noscrotal transposition. Deletion of the dis-tal long arm of chromosome 13 is associatedwith variable phenotypes. These pheno-types are divided into three clusters; eachcluster represents a specific deleted seg-ment of 13q. Individuals with deletions of acritical region at 13q32 have multiple con-genital malformations that include compo-nents of the VACTERL association. Our pa-tient had all six manifestations of VACTERLassociation. In addition, he had completepenoscrotal transposition, a unique malfor-mation reported rarely in VACTERL asso-ciation and only twice previously in dele-tion of distal 13q. We reviewed all reportedcases of distal 13q deletions to date. Of these137 patients, 15 could be classified into theVACTERL association. Ours was the onlypatient with distal 13q deletion and allVACTERL association features and also theonly one with tracheoesophageal fistula.Neither holoprosencephaly nor the othercentral nervous system malformations thathave been seen in individuals with distal13q deletions were apparent in him. The pa-tient presented here appears to be uniqueamong individuals with distal 13q deletion.His cluster of malformations strengthensthe argument that distal 13q deletion is acause for VACTERL association, and thatthis causal relationship implies a syndromicform of VACTERL. In addition, this case andthose ascertained from the literature sug-gest that penoscrotal transposition should

be considered part of both the distal 13q-deletion syndrome and some forms ofVACTERL association. © 2001 Wiley-Liss, Inc.

KEY WORDS: chromosome pair 13; VATERassociation; VACTERL asso-ciation; penoscrotal transpo-sition

INTRODUCTION

Distal 13q deletions result in characteristic pheno-types. Common findings include prenatal growth retar-dation, microcephaly and other central nervous system(CNS) malformations, eye abnormalities, characteris-tic facial appearance, congenital heart defects, gastro-intestinal anomalies, vertebral, limb, and perineal de-fects, and varying degrees of mental retardation[Khoury et al., 1983]. Specific breakpoints are associ-ated with specific phenotypes, with distal deletions in-cluding the 13q31.3-q32 region resulting in the mostsevere extra-CNS malformations [Fryns et al., 1980;Brown et al., 1993, 1995].

The major findings in the VACTERL association in-clude vertebral anomalies, anal atresia, tracheo-esophageal fistula, esophageal atresia, urogenitalanomalies, and cardiac and limb defects, although di-agnosis requires the presence of only three [Czeizel andLudanyi, 1985; McMullen et al., 1996]. Phenotypicallydistinct syndromic and non-syndromic forms occur,e.g., VACTERL-hydrocephalus syndrome [Sujanskyand Leonard, 1983; Lurie and Ferencz, 1997]. Althoughthe etiology of the VACTERL association is unknown, anumber of possible etiological factors have been re-ported including various cytogenetic abnormalities,maternal, diabetes, Fanconi anemia, CCG repeat ex-pansion in the fragile X syndrome, and mitochondrialdisorders [Auchterlonie and White, 1982; Weaver et al.,1986; Giampietro et al., 1996; Damian et al., 1996].Although most patients with the VACTERL associa-tion have had normal chromosomal constitutions, a fewreports have been published of chromosomal abnor-malities in patients with the VACTERL association

*Correspondence to: Dr. Laurence Walsh, Department of Medi-cal and Molecular Genetics, IB130, 975 West Walnut Street, In-dianapolis, IN 46202–5251. E-mail: [email protected]

Received 7 January 2000; Accepted 24 August 2000Published online 29 December 2000

American Journal of Medical Genetics 98:137–144 (2001)

© 2001 Wiley-Liss, Inc.

Page 2: Distal 13q Deletion Syndrome and the VACTERL Association: Case report, literature review, and possible implications

[Digilio et al., 1997]. None of these reports, however,has shown a relationship between distal 13q deletionand the VACTERL association, although the coinci-dence of the two has been mentioned [Quan and Smith,1972]. A rarely noted finding in the VACTERL associa-tion is penoscrotal transposition [Fryns et al., 1980;Schneider and Harms, 1987; Hall, 1992; Gershoni-Baruch and Zekaria, 1996]. The latter malformationalso has been reported previously in five children withdistal 13q deletions [MacKenzie et al., 1994; Parida etal., 1995; Bartsch et al., 1996; Boduroglu et al., 1998].

In this report, we describe an infant with the distal13q deletion syndrome, the complete VACTERL phe-notype, and penoscrotal transposition. We concludethat penoscrotal transposition as a genital abnormalitymay be part of the distal 13q deletion phenotype andthat VACTERL association, when associated with thisdeletion, probably represents a syndrome, and not anassociation. In this full expression of the VACTERLassociation phenotype, the cluster of abnormalitiesmay also represent an example of a polytopic field de-fect [Martınez-Frıas et al., 1998].

CASE REPORTThe propositus, E.H. (FN89766), was a 1,860-g, 39-

week-gestational age infant born by spontaneous vagi-nal delivery to a 20-year-old gravida 2, para 0 to 1, Ab1 African-American woman. The mother had prenatalcare from 8 weeks of gestation onward, denied illnessduring the pregnancy, and did not use tobacco, alcohol,or unusual medications. Ultrasound examinations at24 weeks of gestation did not visualize fetal thumbs norallow fetal gender assignment. The child had Apgarscores of 5 and 7 at 1 and 5 min, respectively. Mechani-cal ventilation was required initially but was weanedrapidly to continuous positive airway pressure withsupplemental oxygen. After discovery of a tracheo-esophageal fistula, the child was transferred to RileyHospital for Children for further management. The sig-nificant physical findings of the propositus follow: pre-natal growth retardation and microcephaly (all below−3 SD); flattened face with short palpebral fissures;flat, broad nasal root and bridge with hypoplastic alaenasi; short philtrum; down-turned mouth and narrow,high-arched palate; low-set apparently posteriorly ro-tated and cupped ears; webbed neck; small testes pal-pable in inguinal canal with complete penoscrotaltranspostion and perineal hypospadias; imperforateanus; absent thumbs with hypoplastic radii, cutaneoustoe 4–5 syndactyly; and hypotonia with diminishedspontaneous movements. Radiographs revealed incom-plete vertebral arch of T-3 and T-5, multiple notchedthoracic vertebrae, anterior placement of sixth ribs bi-laterally, fused left 10–11th ribs, and absent first rayswith hypoplastic radii. Echocardiogram showed a ven-tricular septal defect and patent ductus arteriosus.Barium studies confirmed tracheoesophageal fistulaand esophageal atresia as well as an anal fistula. Ab-dominal ultrasound and cystogram demonstrated nor-mal kidneys, but a simple urethra and the urachuscould not be identified. Head ultrasound revealed anormal-appearing brain. Significant findings can beseen in Figures 1 through 4.

The child was assigned male sex and underwentrepair of the tracheoesophageal fistula. He succumb-ed subsequently to recurrent pulmonary and sys-temic infections at age 2 months. Chromosomal analy-sis on the patient showed partial 13q deletion46,XY,del(13)(q31.1) (Fig. 5). Autopsy was refused. Pa-rental chromosomal analyses were normal.

Review of the family history revealed neither consan-guinity nor a family history of congenital anomalies.The mother electively had terminated her previouspregnancy.

DISCUSSION

The patient presented in this paper had numerousabnormalities including prenatal growth retardation,microcephaly, unusual facial features, vertebral de-fects, tracheoesophageal fistula, imperforate anus,cardiac septal defect, penoscrotal transposition, hypo-plastic radii, and absent thumbs. The patient alsowas found to have a partial deletion of the distal seg-ment of 13q.

A literature review indicated that Allderdice et al.initially characterized the 13q deletion syndrome in1969. These authors described 23 patients with either46,Dq- or 46,r(D) abnormalities, two of whom were

Fig. 1. Photograph of face of propositus displaying characteristic facialdysmorphisms of 13q deletion syndrome including prominent nasal rootand bridge, hypertelorism, epicanthal folds, and short palpebral fissures.

138 Walsh et al.

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shown to have chromosome 13 deletions. Salient clini-cal features included psychomotor retardation, micro-cephaly with trigonocephaly, protruding upper inci-sors, micrognathia, large and malformed ears, broadprominent nasal bridge, ocular hypertelorism, mi-crophthalmos, hypoplastic or absent thumbs, and ano-genital anomalies [Allderdice et al., 1969]. Others havedelineated further the del 13q phenotype [Grace et al.,1971; Niebuhr and Ottosen, 1973; Nichols et al., 1979;Tranebjaerg et al., 1988; Roland et al., 1989; Brown etal., 1993, 1995]. Chromosomal mapping studies have

allowed refinement of the 13q deletion phenotypebased on cytogenetic breakpoints [Brown et al., 1995].Our patient fits this proposed genotype-phenotype cor-relation scheme [Niebuhr and Ottosen, 1973; Brown etal., 1993, 1995]. These studies indicate that deletion ofa 13q32 “critical region” appears to be necessary forexpression of the most severe phenotype. Interstitialdeletions distal to 13q14 that are also proximal to13q32 are associated with mild to moderate mental re-tardation, variable dysmorphic features, and growthretardation [Dean et al., 1991]. Interstitial 13q21 dele-tion has been reported in one family; the affected mem-

Fig. 3. Chest radiograph taken in first week of life demonstrating mul-tiple vertebral and rib anomalies. Fig. 5. Karyotype showing 46,XY,del(13)(q31.1)

Fig. 2. Photograph of patient’s perineum showing complete penoscrotaltransposition. Fig. 4. Cystourethrogram showing absent urachus and smooth feature-

less urethra.

Distal 13q Deletion 139

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bers had normal phenotypes [Nielsen et al., 1977]. De-letions distal to 13q32 result usually in severe mentalretardation but without major malformations orgrowth retardation. Bottani et al. [1991] reported aboy with del(13)(q32.3q33.2) who had mental retarda-tion and minor abnormalities but who had no majormalformations.

Distal 13q deletion was noted in one of the patientsincluded in the original characterization of the VATERassociation [Quan and Smith, 1972]. Further connec-tion between 13q deletion and VATER/VACTERL as-sociation has not been reported. This is despite pub-lished cases of distal 13q deletion patients who, whilethey are not described as such, fulfill the criteria for theVACTERL association. Our literature review included142 patients with presumed distal 13q deletions, al-though 47 individuals did not have banded karyotypes[Adams, 1965; Allderdice et al., 1969; Bain and Gauld,1963; Bamforth and Lin, 1997; Bartsch et al., 1996;

Battin et al., 1988; Baud et al., 1999; Benn et al., 1983;Biles et al., 1970; Boduroglu et al., 1998; Bottani et al.,1991; Brondum-Nielsen et al., 1981; Brown et al., 1993;Brown et al., 1995; Carmichael et al., 1977; Carnevaleet al., 1984; Coco and Penchaszadeh, 1982; Coffin andWilson, 1970; Cossu et al., 1979; Couturier et al., 1985;Cuschieri et al., 1977; Dean et al., 1991; Emanuel et al.,1979; Faed et al., 1969; Fried et al., 1975; Fryns et al.,1974, 1980; Gerald et al., 1967; Gershoni-Baruch andZekaria, 1996; Goldsmith et al., 1993; Grace et al.,1971; Grindel et al., 1999; Grosse and Schwanitz, 1973;Guala et al., 1997; Hollowell et al., 1971; Hoo et al.,1974; Ikeuchi et al., 1974; Juberg et al., 1969; Jubergand Mowrey, 1984; Kiss and Osztovics, 1989; Kisten-macher and Punnett, 1970; Kondo et al., 1985;Kučerova et al., 1975; Lam et al., 1998; Lamontet al., 1989; Laurent et al., 1967; Lehrke et al., 1971;LeJeune et al., 1968; Luquet et al., 1999; MacIntyre etal., 1964; Magenis et al., 1976; Martin et al., 1982; Mc-

Fig. 6. Patients reported in the literature with 13q deletion and one or more features of the VACTERL association. aSerena-Lungarotti et al., 1979;Lamont et al., 1989; Coffin and Wilson, 1970; Teplitz et al., 1967; Battin et al., 1988; bAllderdice et al., 1969(2); Tolksdorf et al., 1969; Bartsch et al., 1996;cBrown et al., 1993, 1995; Hollowell et al., 1971; Towfighi et al., 1987; Varela and Sternberg, 1969; dBrown et al., 1993; Hoo et al., 1974; Lamont et al.,1989; MacIntyre et al., 1964; eBrown et al., 1995; Fryns et al., 1980; Allderdice et al., 1969; Pai et al., 1979; Nichols et al., 1979; Weisswichert andStogmann, 1979; Fryns, 1974; Grindel et al., 1999; fGrace et al., 1971; gYunis et al., 1981; hTefler et al., 1980; Tranebjaerg et al., 1988; iSerena-Lungarottiet al., 1979; Schmid et al., 1975; Bartsch et al., 1996; jAllderdice et al., 1969; Magenis et al., 1976; Vittu et al., 1989; Benn et al., 1983; kGershoni-Baruchand Zekaria, 1996; Martin et al., 1982; Borduroglu et al., 1998; lAdams, 1965; Carnevale et al., 1984; Faed et al., 1969; Carmichael et al., 1977; mBennet al., 1983; nBrown et al., 1995; oGrindel et al., 1999; pJuberg et al., 1969; Grindel et al., 1999; qLaurent et al., 1967, Sparkes et al., 1967; rBrown et al.,1995; sMartin et al., 1982; Bamforth and Lin, 1997; tWilroy et al., 1976; Bain and Gauld, 1963; Orbeli et al., 1971; Nishikawa et al., 1985; Opitz et al.,1969; uBenn et al., 1983(2); Biles et al., 1970; Goldsmith et al., 1993; vcurrent patient; wGuala et al., 1997.

140 Walsh et al.

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Candless and Walker, 1976; Mikkelsen and Niebuhr,1969; Nichols et al., 1979; Niebuhr and Ottosen, 1973;Nielsen et al., 1977; Nishikawa et al., 1985; Noel et al.,1976; Opitz et al., 1969; Orbeli et al., 1971; Pai et al.,1979; Reisman et al., 1965; Rivera et al., 1985; Rolandet al., 1989; Salamanca et al., 1972; Schmid et al., 1975;Serena-Lungarotti et al., 1979, 1980; Sparks et al.,1967; Stathacopoulos et al., 1987; Stoll and Alembik,1998; Telfer et al., 1980; Teplitz et al., 1967; Tolksdorfet al., 1969; Toomey et al., 1978; Towfighi et al., 1987;Tranebjaerg et al., 1988; Turleau et al., 1978; Varelaand Sternberg, 1969; Vittu et al., 1989; Wang et al.,1962; Weisswichert and Stogmann, 1979; Wilroy et al.,1976; Yunis et al., 1981]. Of these 142 patients, 28patients had one major manifestation of VACTERL as-sociation; 23 had two manifestations, 12 had threemanifestations, and 5 had four signs (Fig. 6). Our pa-tient has all of the six VACTERL association charac-teristics, and is the only distal 13q deletion patientreported with tracheoesophageal fistula. This patient’sfindings are especially intriguing in light of the argu-ment of Weyerts et al. [1992] that VACTERL associa-tion may be subdivided into rostral and caudal pheno-types with tracheoesophageal abnormalities, upperlimb, and cardiac defects defining the former whereasgenital abnormalities are more common in the latter.

Penoscrotal transposition has been reported previ-ously in five individuals with distal 13q deletions [Bar-tsch et al., 1996; Boduroglu et al., 1998; Fryns et al.,1980; Gershoni-Baruch and Zekaria, 1996]. Our pa-tient also had penoscrotal transposition. Therefore,penoscrotal transposition should be included in thespectrum of the 13q deletion phenotype [Apold et al.,1976; Bartsch et al., 1996; Parida et al., 1995]. As notedby Boduroglu et al. [1998], distal 13q deletions reportedin association with penoscrotal transposition overlapin the region 13(q32.2q34). This suggests an importantrole for this region in genital development. Moreinteresting is the fact that our patient had the fullVACTERL association phenotype in association withpenoscrotal transposition. This cluster of findings over-laps the two groups delineated by Weyerts et al. [1992].If genital abnormalities are to be considered as a fea-ture of VACTERL association, this case is also consis-tent with Lurie’s contention that cases at the extremeof a spectrum disorder should display core features ofthat disorder [Lurie, 2000].

The findings in our patient, and those in the litera-ture, suggest that deletion of the 13q critical region(13q32) allows expression of a severe phenotype but theexpression may be modified by the allelic or othergenes. Imprinting has not been demonstrated for 13q.Furthermore, since the VACTERL association and theurorectal septum malformation sequence may be re-lated to a defect in mesoderm formation, the distal 13qregion may contain a gene(s) that influence mesoder-mal formation and migration [Quan and Smith, 1972;Khoury et al., 1983; Wheeler et al., 1997]. A defect inpolarization during embryogenesis caused by an as yetunrecognized homeobox gene cluster is also a possibleexplanation, and would predict defects related to de-rangements in both mesoderm and neural crest deriva-tives [Kostic and Capecchi, 1994]. On the other hand, a

contiguous gene deletion phenomenon has not been ex-cluded, and might explain the VACTERL/13q deletionphenotypic spectrum. Any of these mechanisms wouldbe consistent with the concept of VACTERL associationas manifestation of a polytopic field defect [Martınez-Frıas et al., 1998]. Such a conceptual framework mayprovide a biological link between presumed cause (thecytogenetic abnormality) and clinical features. As thegenes resident within the 13q32 critical region are elu-cidated, such a framework may allow discovery of thedevelopmental biology of this pattern of abnormalities.At the least, we suggest that when all of the cardinalfeatures of VACTERL association are present, theremay be an increased risk of a deletion including the13q32 region, and that the VACTERL association inthese situations represents a syndrome rather than anassociation.

Recently, Brown et al. [1998] have reported a gene at13q32 that is critical for normal development of thebrain and possibly of extra-CNS structures. Mutationsin this gene (ZIC2) are associated with holoprosen-cephaly with relatively mild facial features. Besidesthe patients reported by Brown et al. [1998], there arean additional eight patients previously reported withdistal 13q deletions and holoprosencephaly and 25patients with 13q deletions who have other CNS mal-formations (Table I). This suggests that the otherreported CNS malformations may be due to severaldifferent mechanisms. These may include milder vari-ants of ZIC2-associated holoprosencephaly, effects ofother genes, or epigenetic phenomena. All of these mal-formations can occur in the VACTERL association;occurrence of specific brain malformations such as ho-loprosencephaly, aqueductal stenosis, possibly XK-aprosencephaly, and callosal agenesis combined withcore features of the VACTERL association may suggesta syndromic condition rather than a simple associationof developmental abnormalities [Guala et al., 1997;Walsh et al., unpublished data]. The occurrence of bothCNS and extra-CNS malformations in deletions of dis-tal chromosome 13q32 suggests that this region con-tains a gene(s) that are crucial for normal developmentof both the brain and the body.

TABLE I. Distal 13q Deletion Cases Reported with CNSMalformations (Excluding Holoprosencephaly)

MalformationNumber of

cases

Anencephaly/hydranencephaly 5a–e

Callosal agenesis 7f–h,j,t

Neural tube defects 41–j,k

Ventriculomegaly 5l–n,u

Dandy-Walker malformation 1p

Atelencephaly 1q

Frontal gyral malformations 1f

Absent septum pellucidum 1s

aBenn et al., 1983; bBrown et al., 1993; cGershoni-Baruch and Zekaria,1996; dLam et al., 1998; eSchmid et al., 1975; fBaud et al., 1999; gTelfer etal., 1980; hWilroy et al., 1976; iBamforth and Lin, 1997; jMartin et al., 1982;kAllderdice et al., 1969; lSerena-Lungarotti et al., 1979; mRivera et al.,1985; nBattin et al., 1988; oVittu et al., 1989; pCarnevale et al., 1984;qTowfighi et al., 1987; rYunis et al., 1981; sJuberg et al., 1969; tGuala et al.,1997; uBoduroglu et al., 1998.

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ACKNOWLEDGMENTS

We thank Suzanne Merrell for assistance with thehalftone figure, Catherine Muesing for preparation ofthe karyotype, and Mona Harbaugh for her editorialassistance.

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