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Diploma of Project Management Student Assessment Guide
Overview
The assessment for the Diploma of Project Management comprises –
Component Description Mark
Individual Assignment Submission of a detailed Portfolio of Evidence with multiple examples for each element of competency, these need to draw upon work related, personal or volunteer projects
65%
Unit Quiz Based on PMBOK 4 th Edition and the Learning Program content. This is a revision of multiple choice questions from Certificate IV in Project Management. An exemption can be awarded if the same Quizzes were completed as a part of Certificate IV of Project Management
5% or exemption
Unit Knowledge Tests Based on the PMBOK 4 th Edition and Learning Program content. Increases to 25% in the event of an exemption being awarded for the Unit Quizzes as above
20-25%
Forum participation Participation in discussion topics by leaving messages in the Forums area. Note: some Forums are mandatory and must be completed satisfactorily to be competent for that unit
10%
Team Work Must be completed to pass all units. Third party references to be provided to verify the ability to work in a team in the workplace. An exemption can be awarded if a detailed team assignment was submitted as part of a previous Certificate IV of Project Management and found to be competent.
N/A - Mandatory
Grading
Grading Code: 42 – Competency (Ungraded) A nominal mark can be calculated for each assessment and for the overall level of achievement. Competency requires a grade of 65% or higher in all units.
Diploma of Project Management Student Assessment Guide
The questions are primarily drawn from the Project Management Body of Knowledge (PMBoK) as found in the following recommended text - Project Management Institute Standards Committee, A Guide to the Project Management Body of Knowledge 4th edition, Project Management Institute, 2008. ISBN: 9781930699458 and Learning Program Content. All tests are timed to take 30 to 45 minutes and be conducted as an open book revision exercise. It should be undertaken as an individual assessment with no student interaction or teacher interaction. Once the time limit is exceeded, the Quiz will save and submit your answers – you need to be careful to complete the quiz in the time given. You will be allowed two attempts at the Quiz – the highest mark from the two submissions will be used to calculate your mark. Feedback: Immediately except the Introduction Quiz which requires two short answers. This will be marked within one week by your facilitator. Unit Knowledge Tests The Unit Knowledge Tests assess deeper knowledge and understanding of the PMBOK. There is one Knowledge Test for each unit, all tests are short written answers with no time limit – one attempt only. They are completed online and are open book. It is strongly recommended, as these answers can be lengthy, that you type your answers into Word and then paste these into the Test. If you leave SAKAI half way through a test it will time out or the connection could be lost and you will lose your work. This is a common problem mentioned by students.
Feedback: from facilitator within one week.
Forums
Forum participation is mandatory where indicated in the Forum. You will not be able to complete the course without being competent for each of the mandatory forums.
Some of the Forums ask questions in relation to your Projects – these are the projects selected for the Individual Assignment (see below).
You will receive an indicative Forum mark throughout the course. This will not be a final mark until the end of the course. The mandatory forums must completed satisfactorily to be assessed as competent for that unit. Your participation on the Forums is assessed based on the following:
Diploma of Project Management Student Assessment Guide
It is important that you show you can work in a team. Two referees need to provide a third party report on your team work skills. You can also be awarded an exemption if you have previously completed a team assignment as a part of the Certificate IV in Project Management. Use the Third Party Report provided as an attachment to this PDF. The attachments can be viewed via the paperclip symbol. If you do not have the paperclip symbol then put your mouse on the lower half of the screen and an Adobe box should appear with a triangle - select the triangle.
Submitting Third Party Reports
These can be emailed to your Facilitator.
Individual Assignment Marking Guide:
Students must compile and submit a Portfolio of Evidence with a minimum of two sets of examples for each of the 9 units (subjects). These can be drawn from two or more projects that are work related, personal or volunteer projects. Students can submit documents for several review and coaching sessions during the preparation of their Portfolio of Evidence, this ensures that all documents will be ready/competent by the course completion date. It is suggested you complete/are competent for one example for all nine units prior to commencing the second example. The Portfolios can be organized in one of two ways:
Sections for each of the 9 knowledge areas OR Workplace documents that are mapped to the assignment criteria. A mapping document is available for you to map from your workplace documents to the assignment criteria – this shows your understanding of requirements. Use the Mapping document provided as an attachment to this PDF. The attachments can be viewed via the paperclip symbol. If you do not have the paperclip symbol then put your mouse on the lower half of the screen and an Adobe box should appear with a triangle - select the triangle.
This would be used where you have already produced project plans in your workplace and you wish to use these as part of your evidence. Any gaps that are identified then need to be filled with Appendices.
The marks for the two sets of examples for each unit are averaged to give the total mark for
Diploma of Project Management Student Assessment Guide
All questions in this assignment must be applied to your projects (unless otherwise stated) and specific answers are required to show you can apply what you have learnt to your project – even if you do not currently undertake all aspects in your workplace. You will need to confirm with your Facilitator that your Project choice conforms to the course requirements prior to starting work on the Project. Assignment Submission Assignments will be submitted by upload to the Assignment box on the Course Site. Emailed assignments will not be accepted.
Only one file type for each unit may be uploaded e.g.: do not upload 10 individual Word documents. Accepted file types are: MS Word, MS Excel, MS Powerpoint, MS Project, MS Publisher and PDF. Versions accepted are 2003 onwards. Do not zip the files.
Feedback You will receive your feedback within two weeks - you will be notified by email by your facilitator when results are available.
Environmental Sustainability
You may wish to consider including environmental sustainability principles in the following areas of your project plans:
Scope: including specific sustainability objectives and practices in your project objectives and scope statement.
Cost: costing the environmental impacts of the project and including these in the project budget.
Quality: following quality standards or requirements that include environmental sustainability. Risk: including an environmental risk category and assessing project risks in this category. Communications: including reporting of project environmental impacts – positive and
negative. Procurement: requirements and seller selection based on environmental considerations.
Environmental sustainability could include:
Avoid or reducing the use of a resource including water, electricity, transport etc Reuse and recycling of a resource
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Manage Project Integrative Processes
Individual Assignment Components
Marks Basic Competency Higher Competency
Project Charter includes – Project purpose or
justification Project objectives and
success criteria High-level requirements High-level risks Summary milestone
schedule Summary budget Project approval
requirements Project manager, sponsor
and other authority
20 Project purpose or justification High level objectives, linked to
organisations objectives. Brief high level project and product
requirements Top 6 overall project risks are
summarized and overall risk rating estimated
High level preferences for completion dates of the overall project and major phases
Basic definition of phases and milestones shown
High level project budget based on Project Sponsor’s preference
High level rationale for overall cost High level project team structure
showing governing bodies
Detailed success criteria with time, cost, scope and quality as well as other performance criteria specified by Project Sponsor
More than 10 top risks stated, at least one for each major category that is defined
High level rationale for overall cost including best case, likely and worst case
Reference to any project management standards or methodology that will be followed
Project plan integration (can only be assessed once all sections of the project plan below are completed)
25 Project management plan is integrated across all areas (scope, time, cost quality etc). This is demonstrated by consistency across these areas where the information from one area is used as a basis for another. Eg: timeframes provide part of the basis of budget estimates.
Project management plan is approved or details of how approval would be obtained.
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Project Performance Reports 10 Multiple project status reports tracking of project objectives of time, cost and scope
Multiple project status reports showing changes to time and cost due to approved changes
Post Implementation Review 10 Basic post implementation review
conducted, performance measured against objectives and success criteria and report produced
Sophisticated post implementation review conducted, performance measured against objectives and success criteria, lessons learned analysed and report produced
Total 65 42 to 55 56 to 65
Manage Project Scope
Individual Assignment
Components Marks Basic Competency Higher Competency
Project Scope Definition 15 Objectives stated Deliverables listed States what is IN scope and what is
OUT of scope
Objectives stated in measurable terms using SMART
Work Breakdown Structure documented
Constraints, Assumptions and Dependencies
10 Project constraints are listed in terms of timeframe and budget
Assumptions are listed Dependencies are identified if they
exist
Outstanding issues are listed for resolution by the Project Sponsor
Impacts of invalid assumptions is analysed
Project Success Criteria 5 Success criteria stated in terms of
scope, time, cost and quality
Additional success criteria stated Success criteria stated in measurable
terms using SMART Implementation of scope 5 How you gained a shared
understanding of scope with relevant stakeholders
Scope Management Process (Change Control)
15 Basic scope management process documented
Sophisticated scope management process documented
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Basic Change Control form provided
Sophisticated Change Control form provided
Change Requests 15 Multiple change request forms including analysis of the impacts on the overall project objectives – scope, time, cost, quality and resources
Evidence of approval or rejection of the change requests
Evidence of implementation of approved change requests – rebaselined schedule and budget
Change Request Log
Total 65 42 to 55 56 to 65
Manage Project Time
Individual Assignment Components
Marks Basic Competency Higher Competency
Schedule 30 Activities, duration and effort included
Phases broken down into detailed activities with appropriate indentation
Some interdependencies are indicated
Detailed Gantt chart Interdependencies on all activities Baselined Report showing critical path
Tracking schedule showing actuals versus planned timeframes (during project execution)
15 Tracking schedule with actuals showing variance with original plans
Tracking Gantt with actuals showing variance with original plans
Replanning (during project execution)
10 Evidence of replanning to bring project back to original timeframe including the reason replanning is needed and the options available to bring the project back on schedule as well as the option selected
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Project close – time management lessons learnt
10 Evaluation of the effectiveness of time management tools and techniques
Lessons learnt log – time management issues and recommendations for improvements for future projects
Total 65 42 to 55 56 to 65
Manage Project Costs
Individual Assignment Components
Marks Basic Competency Higher Competency
Detailed Project Budget 20 Project budget prepared including resource requirements.
Costs are in categories Less common indirect costs are also
considered Contingency included
Budget assumptions 5 Basic budgetary assumptions are documented and contribute to the finalisation of the project budget e.g. labour rates
Advanced budgetary assumptions are documented e.g. exchange rates, GST etc
Project Cost management procedures
10 Approval processes Financial authorisations and
delegated authority Communication and reporting
processes
Invoice procedures
Project Budget Performance Reports
10 Detailed budget performance reports showing variances against baseline budget
Advanced budget performance reports including concepts such as earned value and forecast to complete
Replanning (during project execution)
10 Evidence of replanning to bring project back to original budget including the reason replanning is needed and the options available to bring the project back on budget as well as the option selected
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Project close - financial completion and lessons learnt
10 Activities to financially complete the project undertaken.
Evaluation of the effectiveness of cost management tools and techniques
Lessons learnt log - cost management issues and recommendations for improvements for future projects
Total 65 42 to 55 56 to 65
Manage Project Risk
Individual Assignment Components
Marks Basic Competency Higher Competency
Risk Register 25 Risk register covering major categories of project risk
Risk ratings for likelihood and consequences
Basic scales for likelihood and consequences (3 possible ratings)
Combined impacts of likelihood and consequences
Summarised mitigation strategies
Concept of residual risk rating applied More comprehensive coverage of risk
categories Detailed scales for likelihood and
consequences (5 possible ratings) Quantification of impacts for each
rating
Risk Action Plans 10 Detailed risk action plans provided for 5 highest priority risks, including assignment of responsibility for plan execution
More comprehensive risk action plans including scope, cost and time impacts of undertaking the mitigation strategies
Risk monitoring and reporting procedures
10 Risk monitoring and reporting procedures defined including communication with stakeholders,
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escalation and approval mechanisms
Risk response (during project execution)
10 Evidence of maintaining the risk log during project execution
Assessment of risk in change requests
Project close - risk lessons learnt
10 Lessons learnt log – risk management issues with regard to risk management processes and procedures. Recommendations for improvements for future projects.
Total 65 42 to 55 56 to 65
Manage Project Quality
Individual Assignment Components
Marks Basic Competency Higher Competency
Quality Requirements 20 Quality objectives for the project defined (overall quality required by stakeholders including any trade offs with time, cost and performance)
Measureable quality criteria defined for all major deliverables
List of all standards, regulations, methodologies, policies and procedures that must be followed
Quality objectives also specified for project management deliverables
Cost of quality assurance and management activities defined
Quality Management Processes
20 Detailed quality assurance and control activities including authorisations and responsibilities
Processes for rectification of quality issues including review, sign off and acceptance
Methods for effective recording of quality outcomes
Continuous improvements processes
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Quality Performance 15 Results of quality assurance and control activities
Evidence of identification and resolution of quality management issues and defects
Specific status reporting on the completion and outcomes of quality assurance activities, including %age complete and Defect Logs
Project close - quality lessons learnt
10 Evaluation of the effectiveness of quality management tools and techniques
Lessons learnt log – quality management issues and recommendations for improvements for future projects.
Total 65 42 to 55 56 to 65
Manage Project Communication
Individual Assignment Components
Marks Basic Competency Higher Competency
Stakeholder Identification and Analysis
20 Power and Interest Grid with basic rationale for stakeholder placement
Stakeholder Analysis Matrix detailing major stakeholders
One stakeholder management strategy per stakeholder
Power and Interest Grid with detailed rationale for stakeholder placement
Stakeholder Analysis Matrix detailing extensive internal and external stakeholders
Several stakeholder management strategies per stakeholder
Communication Plan 15 Communication Plan covering major stakeholders: information to be communicated, reason, messenger, receiver, frequency, authorizer, method and resources.
Communication Plan covering extensive internal and external stakeholders: information to be communicated, reason, messenger, receiver, frequency, authorizer, method and resources
Project Performance Reporting 15 Mock up of a Project Status Report Process to ensure quality and
validity of data reported.
Template for Steering Committee Meeting presentation
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Communications Management Procedures
15 Basic Communication Management Procedures including standards, escalation processes, version control, process to update the Communications Plan
Project Management information system: a systematic approach to the storing, searching and retrieval of information relevant to the project (manual systems or computer based).
Advanced Communication Management Procedures including Glossary of Terms, Flowcharts for communication, communication constraints and policies
Total 65 42 to 55 56 to 65
Manage Project Human Resources
Individual Assignment Components
Marks Basic Competency Higher Competency
Schedule including Human Resource assignments (include in the Schedule developed for Manage Project Time).
5 High level deliverables and activities assigned to teams or generic positions
Schedule with detailed activities and specific people assigned to each task
Roles and responsibilities 20 Basic roles and responsibilities listed for each role within the project
Basic Responsibility Assignment Matrix for main stakeholders
Detailed roles and responsibilities provided for each role/person within the project including delegated authority and decision making authority
Comprehensive Responsibility Assignment Matrix for most stakeholders
Team Work and performance management
10 Conflict resolution process Project Team Code of Conduct
HRM legislation application 10 Evidence of understanding which legislation is to be applied to the Project
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Individual Performance Reports
10 Multiple project team member performance reports
Multiple project team member performance reports including performance improvement strategies and development plans
Project close – human resource lessons learnt
10 Lessons learnt log –human resource and stakeholder management issues and recommendations for improvements for future projects.
Total 65 42 to 55 56 to 65
Manage Project Procurement
Individual Assignment Components
Marks Basic Competency Higher Competency
Procurement Plan 15 Table of major procurement and contracting requirements for human and non-human resources
Sourcing approach detailed and responsibility assigned
Table of detailed procurement and contracting requirements including human and non-human resources
Selection criteria and contract requirements also included
Assessment and selection approach
15 Detailed assessment and selection approach for a major procurement
Evaluation and selection for a major procurement
Basic understanding and evidence of tender processes
Detailed assessment and selection approach for multiple major procurements
Evaluation and selection for multiple major procurements
Advanced understanding and evidence of tender processes
Procurement procedures 10 Basic procurement policies and procedures developed including approval for procurement, sourcing approaches and contract types (if applicable).
Advanced procurement policies and procedures developed including flowcharts and different processes as values increase
Contract management procedures
15 Basic contract management policies and procedures including contract negotiation, escalation, review,
Advanced contract management policies and procedures including contract change control, performance
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approval and management processes with responsibilities outlined
bonuses and penalties
Contract Performance Reports 10 At least one example of a contract performance report or discussion for a major procurement
Multiple examples of contract performance reports or discussions for several major procurements
Total 65 42 to 55 56 to 65
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