Upload
alison-e-black
View
215
Download
3
Embed Size (px)
Citation preview
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 29–42
Correspondence: Dr Alison E Black DPhil SRD, 9 Birch Close,
Cambridge CB4 1XN, UK.
Based on a talk to the Sport, Exercise and Nutrition Alliance
Conference, Loughborough, UK, 19 April 2000.
Summary The different techniques for assessing energy and nutrient intakes are described.
Work showing that energy intake is frequently underestimated is summarised. The
validity of reported energy intake can be evaluated by comparing reported intake
with expected energy expenditure. To do this, information on activity patterns must
also be obtained.
Keywords: dietary assessment, validity
REVIEW
Dietary assessment for sports dietetics
Alison E. BlackMRC Dunn Nutrition Centre, Cambridge, UK
Introduction
There are three situations in which it might be desirable
to measure food intake, each of which has differing
requirements for the quality of data. Small-scale
(n < 100) research studies are the most demanding of
quality data. Here, the ability of the technique to
measure the intake of each individual with adequate
precision is important. Investigations into the effect of
dietary composition on sports performance might be
such a study. Interest may well be focused on intake
during a specific period of study rather than on the
average intake over a long time-period.
In epidemiological studies with a sample size in the
hundreds or thousands, analysis focuses on comparisons
between groups of subjects, or on correlations between
intake and outcome measures. Good precision of data
at the individual level is less important, as statistical
techniques are available that can allow for large random
errors. Such studies are primarily interested in measur-
ing the intake averaged over long periods of time, com-
monly referred to as ‘habitual’ or ‘usual’ intake.
The assessment of food intake for the purpose of
offering practical dietetic advice on a one-to-one basis
can be both the least and the most demanding situation.
On the one hand, it may be sufficient to have a purely
qualitative record of the foods eaten. On the other hand,
obtaining a precise measure of the nutrient intake of one
individual is particularly demanding.
Fundamental concepts
There are two concepts that are fundamental to under-
standing the limitations of dietary assessment.
Precision (repeatability, reproducibility, reliability)
Does the method give the same answer on repeated
applications? Precision is low when there are large
random errors. Poor precision does not affect the esti-
mate of the mean, but militates against correct ranking
of individuals. The precision of the measurement is
defined by the 95% confidence limits of repeated
measurements.
Validity (accuracy)
Does the method measure what you believe you are
measuring? Does it give an observed estimate of intake
that is close to the true intake? A valid data set is one
that is not subject to systematic errors. Systematic errors
are errors that operate in one direction and thus, intro-
duce bias into the results. They distort the data and may
lead, for example, to estimates of mean intake that are
either too high or too low. A valid diet record is one in
29
which the subject records exactly what he/she ate during
the period of study and this is what he/she would have
eaten if no investigator had intervened. A valid diet
report is one in which the subject reports past food
intake without conscious or subconscious distortion.
Illustrations of concepts
These concepts are illustrated in Figure 1. In each
graph, the solid line represents the true mean and the
dotted line, the observed mean. The dots represent re-
peated measurements expressed as deviations from the
observed mean. In graphs 1 and 2 the measurements
deviate very little from the observed mean, i.e. the
random errors are small and the precision is good.
However, in graph 2, systematic error has biased the
result to an under-estimation of the true mean. In a
laboratory situation, this could arise from a mistake in
making up a standard solution. Graph 3 demonstrates
a valid measurement with no systematic bias in the esti-
mate of the mean, but with large random errors and
poor precision. In a dietary survey, this implies a valid
measure of the group mean, but poor ranking of indi-
viduals. Graph 4 shows data that is both imprecise and
invalid. Unfortunately, this represents the situation in
many dietary surveys. It has been known for decades
that dietary intake data lack precision. Research since
1982 has shown that dietary data are frequently
invalid (biased). Under-estimation of mean intake is
widespread.
30 Alison E. Black
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 29–42
Poor precision is a function of the variability of
food intake
Nutritionists are usually primarily interested in nutrient
intake, but this is a derived measurement. The primary
measurement is of the foods eaten. There are thousands
of foods and food products in the supermarket. The
choices made by individuals vary widely, both in terms
of foods eaten and the daily pattern of meals and snacks.
Foods chosen vary in kind and quantity from day to day,
week to week and season to season. Consequently, the
energy and nutrient intakes also vary widely.
Figure 2 shows the day-by-day energy intake for one
subject, studied on 63 days. The straight line at zero
indicates the average intake over the whole 63 days, the
so-called ‘habitual’ intake. Intakes over shorter periods
are plotted as the difference from the average. The
closely dotted line shows the daily intakes. These varied
widely. The highest and lowest daily intakes were 6 MJ
greater and less than the average. Clearly, a record of
intake on a single day gives little information about that
individual and certainly does not characterise his or her
long-term intake. The average coefficient of variation
for daily energy intake is 23% (Bingham 1987; Nelson
et al. 1989). The dashed line shows the energy intake
averaged over 3 successive days (the number of days
often used in larger dietary surveys). The variation is
substantially reduced, but 3-day measurements do not
necessarily characterise an individual. The average coef-
ficient of variation for 3-day records is about 13%. The
solid line shows intakes averaged over 7 successive days.
Figure 1 Visual definition of accuracy (validity) and precision (repeatability)(from Black 1999).
635649423528211470-8
-6
-4
-2
0
2
4
6
8
?(1d mean-average intake)
?(3d mean-average intake)?(7d mean-average intake)
long term average intake Days
Inta
ke-m
ean
inta
ke, M
J
Figure 2 Energy intake of one individual undertaking a weighed diet recordevery sixth day for 1 year. (Mean ± SD 11.00 ± 2.15 MJ; Cvw 19.2%) (fromBlack 1999).
Dietary assessment for sports dietetics 31
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 29–42
Variation is further reduced such that the extreme
intakes deviate away from the average by about 1 MJ.
The average coefficient of variation of 7-day records is
about 8.5%. Thus the 95% confidence limits are ±17%,
i.e. a 7-day record obtains a measure that is within
±17% of the true mean on 95 out of 100 measurements.
How many days?
The number of days needed to obtain a good measure
of ‘habitual’ intake in an individual depends on the level
of precision required.
Figure 3 shows the relationship between the intra-
subject coefficient of variation on daily nutrient intake
(CVw), the number of days (d) studied and the precision
of the measurement. The dotted lines show where the
combination of CVw and d give a standard error of the
mean (SEM) of 5, 7.5, 10 or 12.5%, the corresponding
95% confidence limits being ±10%, ±15%, ±20% and
±25%. If the CVw of daily energy intake is 23%, then
21 days of records are needed to measure energy intake
of an individual to ±10%. Alternatively, a 7-day record
gives a precision of between ±15 and ±20%. The CVw
of daily intake for the macronutrients is similar to that
for energy lying between 20 and 26%. For micronutri-
ents, it is between 30 and 40% for those such as iron,
magnesium and the B vitamins, which are widely dis-
tributed in foods, about 60% for Vitamin C and very
much greater for nutrients such as Vitamin A that are
in found large amounts in few foods (Black 1986).
Methods of dietary assessment
There are four basic approaches to the measurement of
food intake: diet records, diet recall, diet history and
food frequency questionnaire (Cameron & van Staveren
1988; Margetts & Nelson 1991).
Diet records
In this method, the subject is asked to keep a detailed
record, on specified days, of all items of food and drink
at the time of consumption. The number of days
recorded classically is 7, but is often less and may be
more.
‘Diet record’ is a blanket term. In American literature
it is often used without qualification but with ‘quan-
tified in household measures’ understood. Weighed
records are favoured where kitchen scales are a common
item of household equipment and recipes are custom-
arily quoted by weight, e.g. in the UK. Estimated records
are favoured where standard cups and spoons are
normal equipment and recipes are quoted in these vol-
umetric measures, e.g. in the USA.
There are several variants of the method.
Weighed record The subject is required to weigh each
item of food and drink at the time of consumption
(Table 1). Food is weighed ‘as served’ and plate waste
is also weighed. This is the gold-standard method, but
it is demanding of subject co-operation. It may have
poor compliance and subjects may alter food patterns
to simplify the recording, thereby introducing bias. It
is the method of choice for small-scale research stud-
ies, although estimated records (see below) are also
acceptable.
Estimated record The procedure is the same as for the
weighed record but portions are described in terms of
household measures (e.g. cups, spoons), in dimensions,
or number of items of predetermined size. Diagrams or
photographs may be used as aids to quantifying por-
tions. Investigators then have to assign weights to the
described portion before calculating nutrient intake
from food tables. Estimating weights means that errors
are greater than for the weighed records. The errors may
3028262422201816141210864200
5
10
15
20
25
30
35
40
45
50
sem 5%
sem 7.5%
sem 10 %sem 12. 5%
Days of records or recalls
CV
w
Figure 3 Nomogram to calculate the number of days of diet recordsrequired to estimate nutrient intake of an individual with given precision(from Black 1986).
Table 1 Weighed records
Advantages Disadvantages
Good information on individuals Substantial subject burdenCan categorise meal patterns Lower compliance than with other Good information on individual foods methodsErrors due to day to day variation in Covers a limited time period
intake are well understoodCan vary the number of days studied
be random, but could also be biased. However, the
respondent burden is less than for the weighed record
and compliance may be better.
Menu Record This is a qualitative record only of foods
eaten, without any attempt to quantify the portion sizes.
The record may be analysed in terms of frequencies of
consumption of different foods or by assigning ‘average’
weights to portions. Assigning average portion weights
should not bias the observed mean, but will reduce pre-
cision at the individual level. The method has potential
for gathering information on foods eaten and meal pat-
terns over a prolonged period of time.
Diet recall
The subject is asked to recall the actual food and drink
consumed in the past on specified days, usually the
immediate past 24 h (24-h recall), but sometimes the
previous 48 h (Table 2). Portions are quantified as in
estimated records. Additional error is introduced by the
dependence on memory. The main advantage is that
24-h recalls can be conducted by a single short inter-
view or by telephone, and large numbers can be studied.
It also has potential in the sports context when face-
to-face meetings with sports persons are difficult to
arrange, because 24-h recalls can be repeated at inter-
vals over time to improve precision at the individual
level. However, the days must be carefully chosen to rep-
resent the different kinds of day in the sports person’s
lifestyle and appropriately weighted before calculating
their mean intake. For example, 24-h recalls might be
conducted for equal numbers of rest, training and com-
petition days, but the athletes’ lifestyle might contain
them in a proportion of 2 : 7 : 1.
Diet history
The diet history is a face-to-face interview in which
the investigator attempts to construct a typical 7 days’
eating pattern by questioning the subject about past
food intake (Table 3). The respondent may be referred
to a preceding period of 3, 6 or even 12 months. A 24-
h recall is first taken and then, each meal and intermeal
32 Alison E. Black
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 29–42
period is considered in turn to identify and quantify pos-
sible alternative menus. The interview may be open-
ended or fully structured. A checklist of foods is usually
used to probe for missing items. The method requires
an experienced interviewer who is very knowledgeable
about local foods and meal patterns and customary
portion sizes. The interview lasts 60–90 min and
demands high levels of concentration and communica-
tion skills from both interviewer and respondent. The
supposed advantage is that it can be referred to an
extended period of time and is presumed to measure
‘habitual’ intake. This, however, is doubtful. Evidence
suggests that the diet history may obtain more valid
group mean intakes than weighed diet records, but that
there are greater discrepancies at the individual level
(Livingstone et al. 1992; Black et al. 2000). There is also
evidence that the near past is better remembered than
the distant past. The disadvantages are that the diet
history depends on memory and on complex cognitive
tasks such as the respondent’s perception of their dietary
pattern (which may be distorted) and their ability
to conceptualise portions (which may be poor). The
method is of little use when eating patterns are irregu-
lar, as is often the case among sports persons.
Food frequency (and amount) questionnaires (FFQ)
The respondent is presented with a preprinted list of
foods with options to indicate how often each is eaten.
An element to quantify portions may be included. An
example is shown in Figure 4.
The form is for self-completion and may be sent by
post. The list of foods may be short or long and depends
on the aims of the study. The technique is designed for,
and only suitable for, epidemiological scale studies and
each questionnaire must be designed for the specific
study aims and study population. The advantages are
that an FFQ can be used with very large numbers, and
can be designed for computer scanning for data entry.
The disadvantages are the dependence on memory and
ability to do the exceedingly complex cognitive task of
converting very variable dietary patterns into frequen-
Table 2 24 h recall: single
Advantages Disadvantages
Minimal subject burden (15–30 min) No information on individualsCan be conducted by telephone Depends on memoryCan study large numbers Estimated portions
Table 3 Diet history
Advantages Disadvantages
Single interview (60–90 min) Expert interviewer needed?Measures habitual intake Requires complex cognitive skills?Can refer to distant past Large random errors
Estimated portions Unsuitable for erratic meal patterns
Dietary assessment for sports dietetics 33
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 29–42
cies of consumption over a usually extended time period
(Table 4). The errors of this method have been poorly
quantified, but precision at the individual level is cer-
tainly poor.
Validity of different dietary assessmentmethods
Until 1980 there was no method available by which the
‘truth’ of diet reports could be checked. One method
could be compared with another, but without knowing
which, if any, was valid. In 1980, Isaksson suggested
using urinary nitrogen excretion to validate protein
intake. The technique was developed and refined by
Bingham et al. (1983; 1985). In 1982, Schoeller and van
Santen published the technique for measuring total free-
living energy expenditure using doubly-labelled water.
This has now been widely used to check the validity of
reported energy intake. Energy intake is the keystone of
dietary planning. Energy intake must be correct in order
to maintain energy balance and stable body weight. All
other nutrients have to be provided within the alloca-
tion for energy, and in general, since the more food that
is eaten, the greater the intake of any nutrient. If the
energy intake is under-reported other nutrients are also
under-reported.
The doubly-labelled water technique
The doubly-labelled water (DLW) technique measures
free-living energy expenditure. The subject is given a
dose of water enriched with the stable isotopes deu-
terium (2H) and oxygen-18 (18O). Small urine samples
are collected at baseline before administration of the
dose and subsequently either daily (multi-point method;
Coward 1988) or at the beginning and end of the mea-
surement period (two-point method; Schoeller et al.1986). The urine samples are analysed by isotope ratio
mass spectrometry to determine the rate of disappear-
ance of each isotope from the body. Deuterium is lost
in water only, whereas oxygen-18 is lost in both water
and CO2. The rates of disappearance measure the body’s
water and water-plus-CO2 turnover rates, from which
CO2 production can be calculated by difference. The
total energy expenditure is calculated from CO2 pro-
duction by applying classical indirect calorimetric equa-
tions. The measurement period is most usually 14 days
in adults and 10 in children, but periods from 7 to
21 days have been used. The principle of the method,
experimental protocol, details of mass spectrometric
analysis, methods of calculation, fractionation and res-
piratory quotient assumptions and sources of errors
have been fully documented elsewhere (IDECG 1990;
Speakman 1997).
Validation of energy intake
The validation of reported energy intake against mea-
sured energy expenditure rests on the fundamental phy-
siological equation:
At the group level and in the time scale of a dietary
assessment, body weight can be regarded as constant
and therefore, mean energy intake (EI) must equal mean
energy expenditure (EE). Validation is by direct com-
parison of EI with EE.
Figure 5 shows data from early studies conducted at
the Dunn Nutrition Centre, Cambridge and the Univer-
sity of Ulster at Coleraine. Each graph represents a
EI EE= ± Changes in body stores
Figure 4 Example layout of a food frequency questionnaire (adapted fromNelson et al. 1997).
Table 4 Food frequency questionnaire
Advantages Disadvantages
Moderate subject burden (30–60 min) Must be study- and population-Postal survey possible specificLarge numbers can be studied Poor precision?Measures habitual diet Depends on memory?Can refer to distant past Requires complex cognitive skills
Errors unknown
different group of subjects. Each bar represents one
DLW measurement compared with one energy intake
measurement expressed as the percentage difference
between intake and expenditure (EI-EE)*100/EE.
Where bars rise above the zero line, reported intake
exceeded expenditure and vice versa. The horizontal
lines show the 95% confidence limits of agreement
between EI and EE.
Graph 1 shows subjects in which food intake was
recorded by observers (Diaz Bustos 1989; Prentice et al.1989). The majority of individual differences fell within
the 95% confidence limits and the mean difference
was +2%, indicating that the assumption of agreement
between EE and valid reports of EI at the group level is
justified. Graph 2 shows data accumulated from studies
of normal-weight women who volunteered for intensive
studies (Goldberg et al. 1991; 1993). The mean dif-
34 Alison E. Black
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 29–42
ference was small (-4%), the individual differences were
both positive and negative and the majority fell within
the 95% confidence limits, all indicating valid diet
records from this group. Graph 3 shows results from
postobese (Black et al. 1995) and obese (Prentice et al.1986) women. The mean differences were -27 and
-39%, respectively, indicating marked bias towards
underestimation of energy intake. All individual differ-
ences were negative and a high proportion was outside
the confidence limits of agreement, indicating invalid
individual records. Graph 4 shows adults randomly
selected from participants in a community-based dietary
survey (Livingstone et al. 1990). The mean difference
was -19%. Although few of the individual results were
outside the confidence limits of agreement (and there-
fore could not be detected as invalid records), there was
an excess of subjects with negative differences. This
1. Intake observed, mean +2%
2. Normal weight wolunteers, mean –4%
604020
0–20–40–60
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24604020
0–20–40–60
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 286040200
–20–40–60
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 2160
40
20
0
–20
–40
–601 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31
Subjects
3. Post obese mean –27%
4. Random sample of adults, mean –19%
Per
cent
Per
cent
Per
cent
Per
cent
Figure 5 Doubly-labelled water validations of reported energy intake from studies conducted at the Dunn Nutrition Unit, Cambridge and the University of Ulster at Coleraine. (1) Energy intake observed by researchers (Diaz-Bustos 1989; Prentice et al. 1989); (2) studies in normal weight female volunteers (Goldberg et al. 1991; 1993); (3) studies in women volunteering for studies of postobese and obese persons (Prentice et al. 1986; Black et al. 1995); (4) studyin a randomly selected group of adults (Livingstone et al. 1990).
Dietary assessment for sports dietetics 35
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 29–42
seminal study had profound implications for all dietary
surveys. It had always been recognised that dietary
surveys reported energy intakes at the lowest end of the
distribution that could not maintain bodyweight in the
long term. However, it had been assumed that these low
intakes were balanced by over-high intakes at the other
extreme, and that a valid measure of mean intake would
be obtained. In the study by Livingstone et al. (1990),
contrary to expectation, good agreement between EI
and EE was found in the third of subjects reporting the
highest EI and poor agreement among those in both the
middle and lowest thirds. This study seriously chal-
lenged the assumption of validity in randomly selected
samples and raised a large question mark over all
community-based studies.
Since those early studies, many further studies report-
ing both energy intake and DLW EE have entered the
literature. Figure 6 shows the distribution of mean
EI : EE from 43 studies of adults comprising 77 sub-
groups (men and women separately). Mean EI : EE was
0.83 (SD 0.14). In 22 (29%) subgroups, EI and EE
agreed to within ±10%, but 53 (69%) subgroups had
a reported mean EI more than 10% below mean EE.
Only two groups had a mean EI more than 10% above
mean EE. It is clear therefore, that dietary studies have
a widespread bias towards the underestimation of
energy intake, and that men are no less prone to under-
reporting than are women.
Unfortunately very few DLW studies have used
methods other than weighed or estimated diet records.
Table 5 shows the mean EI : EE by the dietary assess-
ment method. There were no significant differences
between methods for self-reported intake, but there
were too few studies to enable clear conclusions to
be drawn about the relative validity of the different
methods. Furthermore, the numbers in each study were
usually small and the subjects highly selected, e.g. vol-
unteers coming forward in response to local publicity,
recruited from university staff/students or from a special
group such as athletes. DLW validation has therefore
uncovered bias to the under-estimation of energy intake,
but has been unable to unravel the relative validity
of different methods or to determine the precision of
each.
Subject-specific bias
Figure 7 illustrates another serious problem in dietary
data, namely subject-specific bias. The top graph shows
the individual EI : EE ratios for 31 adults studied by
weighed records on two occasions 2 years apart
(Livingstone et al. 1990). Those who under-reported on
the first occasion also under-reported on the second oc-
casion. At the other end of the scale, one subject over-
reported on both occasions. The lower graph shows the
individual EI : EE ratios for 56 schoolchildren and ado-
lescents studied by weighed records and diet history
(Livingstone et al. 1992). It demonstrates differential
bias between the methods, and also that those who
reported low intakes by one method tended to report
low intakes by the other method. Thus, in any dietary
dataset, correct ranking of subjects is not only handi-
capped by poor precision due to random errors, but
also by differential systematic bias between individuals
that cannot be eliminated by repeating the dietary
assessment.
Figure 6 Frequency distribution of EI : EE by sex in 43 DLW studies of adultscomprising 77 subgroups (men and women separately).
Table 5 Mean EI : EE by dietary assessment method and sex in43 DLW studies comprising 77 subgroups
Dietary method Sex n Mean SD
Observation 5 1.06 0.09Weighed records F 17 0.83 0.11Weighed records M 5 0.85 0.11Estimated records F 16 0.85 0.10Estimated records M 9 0.83 0.11Diet history 4 0.84 0.1424 h recall (single or multiple) 6 0.84 0.08FFQ 6 0.87 0.12All 77 0.86 0.13
Self-reported energy intake in sports persons
Table 6 summarises results from DLW studies on ath-
letes in which EI was measured. Although some studies
reported good agreement between intake and expendi-
ture, a substantial number showed under-reporting.
Only one study reported both EI and DLW EE in young
sports persons (Chinese gymnasts) (Davies et al. 1997).
However, Table 7 shows the energy expenditure of nor-
36 Alison E. Black
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 29–42
mally active children as determined by DLW studies
(Black et al. 1996), expressed as EE : BMR (BMR, basal
metabolic rate). It also shows reported energy intakes
expressed as EI : BMR obtained from several studies of
young sports persons reviewed by Thompson (1998).
These reported energy intakes nearly all fall below the
energy expenditures measured in normally active chil-
dren recruited from the community and not selected as
being competitive athletes. This suggests that only the
15–18-year-old swimmers reported energy intakes that
might reasonably reflect their energy expenditure.
Evaluating the quality of individual diet reports
Clearly, with widespread and substantial bias to the
under-estimation of food intake, it is essential to ex-
amine the results of dietary assessments very critically.
It is all too easy to put the reported food intake through
a nutrient-analysis programme, obtain reported nutrient
intakes calculated to several decimal places, and assume
that the data are valid and provide a true record of
intake. Validation by doubly-labelled water, urinary N,
or other biochemical markers are unlikely to be avail-
able except in a research context. Therefore, the dietary
reports can only be compared with expected energy
expenditure. By expressing energy requirements as a
multiple of BMR (by physical activity level [PAL]), some
of the variation due to age, sex and weight can be elimi-
nated and a single figure can be assigned to each given
broad activity category. Energy intake can be expressed
as EI : BMR for comparison.
Figure 8 shows the frequency distribution of PAL
values in free-living adults from predominantly white-
collar occupations (Black et al. 1996). The mode was
1.6. This represents the activity level of normally active
but sedentary persons. The value of 1.4, given as the
recommended intake for light activity by the UK Dietary
Reference Values (DH 1991) represents a lifestyle of
couch-potato leisure and seated work, e.g. receptionist
or VDU operator. At the other extreme, the PAL value
of 2.4 found in soldiers on active service probably rep-
resents the maximum energy expenditure for a sustain-
able lifestyle, although values as high as 4–5 PAL may
be achieved over short periods of time in activities such
as the Tour de France or Nordic skiing.
Table 8 summarises results from studies that have
imposed exercise on sedentary individuals on 4–5 days/
week. The mean cost of the imposed energy expenditure
was 2 MJ. The mean increase in PAL value was +0.3
units. The mean PAL for the sedentary arm of the
studies was 1.63, supporting the previous estimate of
A
B
Figure 7 Subject-specific bias in dietary assessment demonstrated byrepeat measurements of EI validated by DLW EE. (A) Thirty-one adults inwhom EI was measured by 7-day weighed record in 1987 and 1989 andDLW EE in 1989. From Black (2001), data of Livingstone et al. (1990). (B)Fifty-eight children and adolescents aged 7–18 years in which EI was meas-ured by 7-day weighed records and by diet history within a 4-week periodand DLW EE concurrently with the weighed records. From Black (2001), dataof Livingstone et al. (1992).
Dietary assessment for sports dietetics 37
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 29–42
Table 6 Dietary reporting in athletes: Mean EI : EE as reported in DLW studies on athletes
Subjects n Sex Mean age (years) EI : EE Reference
Yachtsmen, round the world race 6 M 44 1.03 (Branth et al. 1996)Swimmers 8 M/F 20 1.01 ( Jones & Leitch1993)Nordic skiers, in rigorous training 4 F 25 0.99 (Sjödin et al. 1994)Nordic skiers, in rigorous training 4 M 26 1.00 (Sjödin et al. 1994)Body builders 10 M/F 29 0.91 (Quevedo et al. 1991)Sedentary non runners 5 F 31 0.97 (Mulligan et al. 1990)Moderately active runners 9 F 37 0.90 (Mulligan et al. 1990)Very active runners 7 F 30 0.75 (Mulligan et al. 1990)Chinese gymnasts 6 F 7 0.77 (Davies et al. 1997)Chinese gymnasts 6 M 8 0.96 (Davies et al. 1997)Runners 9 F 26 0.87 (Schulz et al. 1992)Classical ballet dancers 11 F – 0.79 (Hill & Davies 1999)Cross country runners in training 9 F – 0.68 (Edwards et al. 1993)Elite swimmers, in rigorous training 5 F – 0.56 (Trappe et al. 1997)Cyclists in Tour de France 4 M 24 0.83 (Westerterp et al. 1986)Cyclists in Tour de France 4 M 24 0.73 (Westerterp et al. 1986)Cyclists in Tour de France 4 M 24 0.65 (Westerterp et al. 1986)
Table 7 DLW energy expenditure measured in normally active children recruited from the community compared with energy intakes asself-reported by young athletes (from Black et al. 1996)
Energy expenditure of normally active children
Sex Age (years) n EE : BMR
Females 7–10 17 1.6711–14 28 1.7015–18 11 1.81
Males 7–10 27 1.7311–14 34 1.7415–18 11 1.97
Self-reported energy intakes of young athletes
Sex and activity Age (years) n EI : BMR Reference
FemalesDance 12–17 92 1.43 (Benson et al. 1985)Gymnastics 7–10 29 1.57 (Benardot et al. 1989)
11–14 240 1.51 (Zonderland et al. 1985; Loosli et al. 1997; Benardot et al. 1989; van Erp-Baart et al. 1989;Benson et al. 1990; Ersoy 1991)
15–18 56 1.30 (Moffat 1984; van Erp-Baart et al. 1985; Hickson et al. 1986; van Erp-Baart et al. 1989;Fogelholm et al. 1995)
Swimming 11–14 100 1.56 (Zonderland et al. 1985; van Erp-Baart et al. 1989; Benson et al. 1990; Hawley et al. 1991)15–18 22 2.43 (Berning et al. 1991)
Males 11–14 46 1.45 (Hickson et al. 1987)Football 15–18 88 1.68 (Hickson et al. 1987)
11–14 9 1.85 (Hickson et al. 1987)Swimming 15–18 42 2.28 (van Erp-Baart et al. 1989; Berning et al. 1991)
1.6 as a mean for normally active persons. The mean
PAL during the exercising arm of the studies was 1.99,
suggesting that the mean PAL of sports persons in
serious training is unlikely to be less than 2.0.
The relationship between lifestyle, activity and PAL
suggested by the data is summarised in Table 9. Sum-
marising data from the general population, Black et al.(1996) concluded ‘The data provide little evidence to
quantify the energy cost of manual occupations, but the
range 2.0–2.4 is suggested as the maximum for a sus-
tainable lifestyle.’
Table 10 summarises EE from DLW studies of ath-
letes. Unfortunately, very limited information was given
in these studies about the duration and intensity of phy-
sical exercise, nor the general lifestyle. The data show
38 Alison E. Black
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 29–42
PAL values between 4 and 5 for extreme activity,
2.5–4.0 for athletes in rigorous training, and values
around 1.8–2.2 for normal training. Two studies
confirm the value of 1.5–1.6 for a sedentary lifestyle.
These studies give guidance on the mean level of energy
expenditure by athletes, but Figure 9 shows that aver-
ages may conceal large individual variation. In order to
evaluate the reported energy intake of any one athlete
therefore, it is essential to obtain as much information
as possible about their lifestyle and physical activity.
If physical activity is determined from a full activity
diary, then it is possible to estimate the time spent on
different activities and do a factorial calculation of
energy expenditure. This can be expressed either in
absolute MJ or as PAL. Table 11 gives a theoretical
example. A simplified calculation is shown in Table 12.
The latter assumes a general activity level of 1.6 ¥ BMR
for time not spent in exercise and adds the cost of the
exercise for the remaining part of the 24 h.
Practical application
The estimates of energy and nutrient intake obtained
from subjects should be examined critically to evaluate
Figure 8 Frequency distribution of energy expenditure in free-living adults aged 18–64 years expressed as the physical activity level (EE : BMR)(smoothed curves, three point running average). Dotted line, males; solid line,females. From Black et al. (1996).
Table 8 Energy cost of imposed exercise
TEE (MJ/day) BMR (MJ/day) AEE (MJ/day) PAL
Subjects and protocol n Period 1 Period 2 Period 1 Period 2 Period 1 Period 2 Period 1 Period 2 Reference
Adult women* 2 8.1 9.0 5.1 5.3 3.0 3.7 1.59 1.69 (Bingham et al. 1989)Adult men* 3 10.6 14.6 6.7 6.6 3.8 7.9 1.57 2.19 ≤Obese schoolboys† 10 10.4 11.6 6.1 6.0 4.2 5.6 1.69 1.951 (Blaak et al. 1991)Adult women‡ 5 9.5 11.3 6.2 6.0 3.3 5.3 1.53 1.87 (Westerterp et al. 1992b)Adult men‡ 8 12.0 14.6 7.3 6.9 4.7 7.6 1.65 2.11 ≤All subjects 28 10.5 12.5 6.5 6.3 4.1 6.3 1.63 1.99 ≤
*Period 1, restricted activity; period 2, 5–10 min isometric exercises plus 60 min jogging on 5 days for 2 weeks. †Period 1, normal activity; period 2, 45 min oncycle ergometer at 55–67% of VO2max on 5 days for 10 weeks. ‡Period 1, normal activity, no running or jogging, other sport <1 h/week; period 2, 30–90 minrunning on 4 days/week as training for half-marathon. TEE, total energy expenditure; AEE, activity energy expenditure (TEE-BMR); PAL, physical activity level(TEE/BMR).
Table 9 Typical PAL values for a range of lifestyles
Chair- or bed-bound 1.2Seated work with no option of moving around and little or 1.4–1.5
no strenuous leisure activitySeated work with discretion and requirement to move around 1.6–1.7
but little or no strenuous leisure activityStanding work (e.g. housewife, shop assistant) 1.8–1.9Significant amounts of sport or strenuous leisure activity +0.3
(30–60 min 4–5 times per week)Strenuous work or highly active leisure 2.0–2.4
Dietary assessment for sports dietetics 39
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 29–42
the probable validity of the dietary report. If the esti-
mated energy intake is significantly lower than prob-
able energy expenditure, as judged by knowledge of the
lifestyle and physical activity programme of the subject,
then food intake has been under-reported. Energy is,
of course, a surrogate measure for the total quantity
of food eaten. Because the amount of any nutrient
obtained is related to the quantity of food eaten (the
greater the total quantity of food, the greater the intake
of any nutrient), evaluating the validity of the reported
energy intake provides a check on the overall quality of
the data.
Table 10 Mean DLW energy expenditure in studies of athletes
Subjects n Sex Age EE (MJ) EE : BMR Reference
Cyclists in Tour de France 4 M 24 29.4 4.08 (Westerterp et al. 1986)Cyclists in Tour de France 4 M 24 36.0 5.01 (Westerterp et al. 1986)Cyclists in Tour de France 4 M 24 35.7 4.99 (Westerterp et al. 1986)Arctic explorer 1 M 35 32.0 4.50 (Stroud et al. 1993)Arctic explorer 1 M 47 34.2 4.42 (Stroud et al. 1993)Elite swimmers, rigorous training 5 F – 23.4 – (Trappe et al. 1997)Nordic skiers, rigorous training 4 M 26 30.2 4.00 (Sjödin et al. 1994)Nordic skiers, rigorous training 4 F 25 18.3 3.40 (Sjödin et al. 1994)Athletes, rigorous training 4 F – 14.6 2.79 (Haggarty & McGaw 1988)Yachtsmen, round world 6 M 44 19.3 2.51 (Branth et al. 1996)Climbers at altitude 6 M/F 35 11.8 1.82 (Westerterp et al. 1994)Climbers at altitude 5 M/F – 13.6 2.20 (Westerterp et al. 1992a)Climbers at altitude 6 M/F 27 19.4 2.80 (Pulfrey & Jones 1996)Swimmers 8 M/F 20 14.5 – ( Jones et al. 1993)Cross country runners, training 9 F – 12.5 2.24 (Edwards et al. 1993)Chinese gymnasts 12 M/F 7 8.4 1.98 (Davies et al. 1997)Runners 9 F 26 11.8 2.03 (Schulz et al. 1992)Classical ballet dancers 11 F – 13.0 – (Hill & Davies 1999)Body builders 10 M/F 29 14.1 1.95 (Quevedo et al. 1991)Sedentary 5 M 31 12.5 1.61 (Seale et al. 1996)Endurance training 5 M 29 14.9 1.92 (Seale et al. 1996)Strength training 5 M 32 16.9 2.09 (Seale et al. 1996)Sedentary non runners 5 F 31 7.5 1.50 (Mulligan et al. 1990)Moderately active runners 9 F 37 9.3 1.84 (Mulligan et al. 1990)Very active runners 7 F 30 11.0 1.98 (Mulligan et al. 1990)
Figure 9 Total energy expenditure of individual athletes expressed as physi-cal activity level (PAL) (Westerterp et al. 1986; Schulz et al. 1992; Edwardset al. 1993; Jones et al. 1993; Stroud et al. 1993; Sjödin et al. 1994).
Table 11 Factorial calculation of energy expenditure. Clinicaldietitian, 28 years, 55 kg, estimated BMR 5.45 MJ
Activity Duration (h) PAR1 Cost (MJ)
Bed 8.0 1.0 1.82Dressing/undressing 1.0 2.8 0.64Chores morning/evening 2.25 2.1 1.31Driving to/from work/club 1.0 1.6 0.36Walking at work 2.0 2.8 1.27Standing, ward round 2.0 2.1 0.95Sitting, office work 3.5 1.6 1.27Sitting, meal breaks 1.0 1.2 0.27Exercise, squash 0.5 6.9 0.78Standing, socialising 0.5 1.6 0.18Watching TV 1.75 1.2 0.40Total 24.0 9.21PAL 9.21/5.45 = 1.69
1PAR, physical activity ratio, i.e. the energy cost of specific activities expressedas EE : BMR.
Conclusions and recommendations
1 Self-reported energy intake frequently substantially
underestimates true energy intake. In such cases, intake
of other nutrients will also be underestimated. Dietary
reports should therefore be examined very critically.
2 Reported energy intake can be evaluated by compari-
son with expected energy requirements. It is most easily
done by expressing both as multiples of the BMR, which
can be estimated from weight, or weight and height,
using equations such as those of Schofield (1985).
3 Energy expenditures in groups of athletes have been
reported as around 2.0–2.5 during normal training, and
2.5–4.0 during rigorous training. Values greater than
4.0. have been reported in periods of extreme physical
endurance.
4 Expenditure in individual athletes may deviate sub-
stantially from the group average. Therefore, for the
energy intake reported by a given athlete, that individ-
ual’s personal physical activity should be measured and
used for comparison.
References
Benardot D, Schwarz M & Heller DW (1989) Nutrient intake in
young, highly competitive gymnasts. Journal of the AmericanDietetic Association 89: 401–3.
Benson J, Gillien DM, Bourdet K & Loosli AR (1985) Inadequate
nutrition and chronic calorie restriction in adolescent ballerinas.
Physician and Sports Medicine 13: 79–90.
Benson JE, Alleman Y, Theintz GE & Howald H (1990) Eating
problems and calorie intake levels in Swiss adolescent athletes.
International Journal of Sports Medicine 11: 249–52.
Berning JR, Troup JP, VanHandel PJ, Daniels J & Daniels N (1991)
The nutritional habits of young adolescent swimmers. Interna-tional Journal of Sport Nutrition 1: 240–8.
Bingham S (1987) The dietary assessment of individuals: methods,
accuracy, new techniques and recommendations. NutritionAbstracts and Reviews 57: 705–42.
Bingham S & Cummings JH (1983) The use of 4-amino benzoic
acid as a marker to validate the completeness of 24-h urine col-
lections in man. Clinical Science 64: 629–35.
Bingham SA & Cummings JH (1985) Urine nitrogen as an indepen-
dent validatory measure of dietary intake. American Journal ofClinical Nutrition 42: 1276–89.
Bingham SA, Goldberg GR, Coward WA, Prentice AM &
Cummings JH (1989) The effect of exercise and improved
40 Alison E. Black
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 29–42
physical fitness on basal metabolic rate. British Journal of Nutrition 61: 155–73.
Blaak EE, Westerterp KR, Bar-Or O, Wouters JMW & Saris WHM
(1991) Total energy expenditure and spontaneous activity in rela-
tion to training in obese boys. American Journal of ClinicalNutrition 55: 777–82.
Black AE (1986) The use of recommended daily allowances to
assess dietary adequacy. Proceedings of the Nutrition Society 45:
369–81.
Black AE (1999) Dietary energy intake measurements: Validations
against energy expenditure. DPhil Thesis. University of Ulster,
Coleraine.
Black AE (2001) Biased over- or under-reporting is characteristic of
individuals whether over time or by different assessment methods.
Journal of the American Dietetic Association (in press).
Black AE, Coward WA, Cole TJ & Prentice AM (1996) Human
energy expenditure in affluent societies: analysis of 574 doubly-
labelled water measurements. European Journal of Clinical Nutri-tion 50: 72–92.
Black AE, Jebb SA, Bingham SA, Runswick S & Poppitt S (1995)
The validation of energy and protein intakes by doubly-labelled
water and 24-hour urinary nitrogen excretion in post-obese sub-
jects. Journal of Human Nutrition and Dietetics 8: 51–64.
Black AE, Welch A & Bingham SA (2000) Validation of dietary
intakes measured by diet history against 24 h urinary nitrogen
excretion and energy expenditure measured by the doubly-
labelled water method in middle-aged women. British Journal ofNutrition 83: 341–54.
Branth S, Hambreus L, Westerterp K et al. (1996) Energy turnover
in a sailing crew during offshore racing around the world. Medi-cine and Science in Sports and Exercise 28: 1272–76.
Cameron ME & van Staveren WA (1988) Manual on methodology
for food consumption studies. Oxford Medical Publications,
Oxford.
Coward WA (1988) The doubly-labelled water (2H218O) method:
principles and practice. Proceedings of the Nutrition Society 47:
209–18.
Davies PSW, Feng J-Y, Crisp JA et al. (1997) Total energy expendi-
ture and physical activity in young Chinese gymnasts. PediatricExercise Science 9: 243–52.
Department of Health (1991) Dietary reference values for food
energy and nutrients for the United Kingdom. Report on Health
and Social Subjects 41. HMSO, London.
Diaz Bustos EO (1989) Human energy balance. PhD Thesis. Univer-
sity of Cambridge, Cambridge.
Edwards JE, Lindeman AK, Mikesky AE & Stager JM (1993)
Energy balance in highly trained female endurance runners. Medi-cine and Science in Sports and Exercise 25: 1398–404.
Ersoy G (1991) Dietary status and anthropometric assessment of
child gymnasts. Journal of Sports Medicine and Physical Fitness31: 577–80.
Fogelholm GM, Kukkonen-Harjula TK, Taipale SA, Sievänen HT,
Oja P & Vuori IM (1995) Resting metabolic rate and energy
intake in female gymnasts, figure-skaters and soccer players.
International Journal of Sports Medicine 16: 551–6.
Goldberg GR, Prentice AM, Coward WA et al. (1991) Longitudinal
assessment of the components of energy balance in well-nourished
lactating women. American Journal of Clinical Nutrition 54:
788–98.
Table 12 Simple factorial calculation
Training, 3 h at PAR 8.0 24.0Rest of day, 21 h at PAL 1.6 33.6Total PAL units 57.6Divide by 24 h 2.4
Dietary assessment for sports dietetics 41
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 29–42
Goldberg GR, Prentice AM, Coward WA et al. (1993) Longitudinal
assessment of energy expenditure in pregnancy by the doubly-
labeled water method. American Journal of Clinical Nutrition 57:
494–505.
Haggarty P & McGaw BA (1988) Energy expenditure of elite
female athletes measured by the doubly-labelled water method.
Proceedings of the Nutrition Society 47: 74A.
Hawley JA & Williams MM (1991) Dietary intake of age-group
swimmers. British Journal of Sports Medicine 25: 154–8.
Hickson JF, Duke MA, Risser WL, Johnson CW, Palmer R &
Stockton JE (1987) Nutritional intake from food sources of high
school football athletes. Journal of the American Dietetic Associa-tion 87: 1656–9.
Hickson JF, Schrader J & Trischler LC (1986) Dietary intake of
female basketball and gymnastic athletes. Journal of the AmericanDietetic Association 86: 251–3.
Hill RJ & Davies PSW (1999) The validity of a four day weighed
food record for measuring energy intake in female classical
ballet dancers. European Journal of Clinical Nutrition 53:
752–3.
International Dietary Energy Consultation Group (1990) The
doubly-labelled water method for measuring energy expenditure.
Technical recommendations for use in humans. NAHRES-4.
International Atomic Energy Authority, Vienna.
Isaksson B (1980) Urinary nitrogen output as a validity test in
dietary surveys. American Journal of Clinical Nutrition 33:
4–5.
Jones PJ & Leitch CA (1993) Validation of doubly-labeled water
for measurement of caloric expenditure in collegiate swimmers.
Journal of Applied Physiology 74: 2909–14.
Livingstone MBE, Prentice AM, Coward WA et al. (1992) Valida-
tion of estimates of energy intake by weighed dietary record and
diet history in children and adolescents. American Journal ofClinical Nutrition 56: 29–35.
Livingstone MBE, Prentice AM, Strain JJ et al. (1990) Accuracy of
weighed dietary records in studies of diet and health. BritishMedical Journal 300: 708–12.
Loosli AR, Benson J, Gillien DM & Bourdet K (1986) Nutrition
habits and knowledge in competitive adolecent female gymnasts.
Physical and Sports Medicine 8: 118–30.
Margetts BM & Nelson M (1991) Design concepts in nutritional
epidemiology. Oxford University Press, Oxford.
Moffat RJ (1984) Dietary status of elite female high school gym-
nasts: Inadequacy of vitamin and mineral intake. Journal of theAmerican Dietetic Association 84: 1361–3.
Mulligan K & Butterfield GE (1990) Discrepancies between energy
intake and expenditure in physically active women. BritishJournal of Nutrition 64: 23–6.
Nelson M, Atkinson M & Meyer J (1997) Food Portion Sizes. aUser’s Guide to the Photographic Atlas PB3006 (b). MAFF Publi-
cations, London.
Nelson M, Black AE, Morris JA & Cole TJ (1989) Between- and
within-subject variation in nutrient intake from infancy to old
age: estimating the number of days required to rank dietary
intake with required precision. American Journal of ClinicalNutrition 50: 156–67.
Prentice AM, Black AE, Coward WA et al. (1986) High levels of
energy expenditure in obese women. British Medical Journal 292:
983–7.
Prentice AM, Leavesley K, Murgatroyd PR et al. (1989) Is severe
wasting in elderly mental patients caused by an excessive energy
requirement? Age and Ageing 18: 158–67.
Pulfrey SM & Jones PJH (1996) Energy expnditure and requirement
while climbing above 6000m. Journal of Applied Physiology 81:
1306–11.
Quevedo RM, Cox M, Coward WA et al. (1991) Energy intake and
expenditure in body-builders. Proceedings of the NutritionSociety 50: 238A.
Schoeller DA, Ravussin E, Schutz Y, Acheson KJ, Baertschi P &
Jéquier E (1986) Energy expenditure by doubly-labeled water:
validation in humans and proposed calculation. American Journalof Physiology 250: R823–R30.
Schoeller DA & van Santen E (1982) Measurement of energy
expenditure in humans by doubly-labeled water method.
American Journal of Physiology 53: 955–9.
Schofield WN (1985) Predicting basal metabolic rate, new standards
and review of previous work. Human Nutrition: Clinical Nutri-tion 39C: 5–41.
Schulz LO, Alger S, Harper I, Wilmore JH & Ravussin E (1992)
Energy expenditure of elite female runners measured by respira-
tory chamber and doubly-labeled water. Journal of Applied Physi-ology 72: 23–8.
Seale JL, van Zant RS & Conway JM (1996) Free-living, 24-hour,
and sleeping energy expenditure in sedentary, strength-trained,
and endurance-trained men. International Journal of Sport Nutri-tion 6: 370–81.
Sjödin AM, Andersson AB, Högberg JM & Westerterp KR (1994)
Energy balance in cross country skiers. A study using doubly-
labelled water and dietary record. Medicine and Science in Sportsand Exercise 26: 720–4.
Speakman JR (1997) Doubly-Labelled Water. Theory and PracticeChapman & Hall, London.
Stroud MA, Coward WA & Sawyer MB (1993) Measurements of
energy expenditure using isotope-labelled water (2H218O) during
an Arctic Expedition. European Journal of Applied Physiology67: 375–9.
Thompson JL (1998) Energy balance in young athletes. Interna-tional Journal of Sports Nutrition 8: 160–74.
Trappe TA, Gastaldelli A, Jozsi AC, Troup JP & Wolfe RR (1997)
Energy expenditure of swimmers during high volume training.
Medicine and Science in Sports and Exercise 29: 950–4.
van Erp-Baart AMJ, Fredrix LWHM & Binkhorst RA (1985)
Energy intake and energy expenditure in top female gymnasts.
In: Children and Exercise (Binkhorst RA, Kemper HCG &
Saris WHM, eds), pp. 218–23. University Park Press,
Baltimore.
van Erp-Baart AMJ, Saris WHM, Binkhorst RA, Vos JA &
Elvers JWH (1989) Nationwide survey on nutritional habit in
elite athletes. International Journal of Sports Medicine 10:
S3–S10.
Westerterp KR, Kayser B, Brouns F, Herry JP & Saris WHM
(1992a) Energy expenditure climbing Mt Everest. Journal ofApplied Physiology 73: 1815–9.
Westerterp KR, Kayser B, Wouters L, Le Trong J-L & Richalet
J-P (1994) Energy balance at high altitude of 6 542 m. Journal ofApplied Physiology 77: 862–6.
Westerterp KR, Meijer GAL, Janssen EME, Saris WHM & ten
Hoor F (1992b) Long-term effect of physical activity on energy
balance and body composition. British Journal of Nutrition 68:
21–30.
Westerterp KR, Saris WHM, van Es M & ten Hoor F (1986) Use of
the doubly-labeled water technique in humans during heavy sus-
tained exercise. Journal of Applied Physiology 61: 2162–7.
42 Alison E. Black
© 2001 British Nutrition Foundation Nutrition Bulletin, 26, 29–42
Zonderland ML, Erich WBM, Peltenburg AL et al. (1985) Nutrition
of premenarcheal athletes: Relation with the lipid and
apolipoprotein profiles. International Journal of Sports Medicine6: 329–35.